UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 2
to
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g)
OF THE SECURITIES EXCHANGE ACT OF 1934
NGP CAPITAL RESOURCES COMPANY
(Exact name of registrant as specified in its charter)
| Maryland | 20-1371499 | |
| (State of incorporation or organization) | (I.R.S. employer identification number) |
1200 Smith Street, Suite 1600 Houston, Texas | 77002 | |
| (Address of principal executive offices) | (Zip Code) |
If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ¨
If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. x
Securities Act Registration Statement File Number to which this Form Relates: 333-118279
Securities to be registered pursuant to Section 12(b) of the Act:
None.
(Title of Class)
Securities to be registered pursuant to Section 12(g) of the Act:
Common Stock, $.001 par value per share.
(Title of Class)
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Explanatory Note and Incorporation By Reference
This Amendment No. 1 to Form 8-A is being filed pursuant to the Securities Exchange Act of 1934, as amended, to include information omitted from Item 2 of the earlier Forms 8-A filed on August 16, 2004 and October 7, 2004. The contents of Item 1 of the earlier Forms 8-A are incorporated in this Form 8-A by reference.
Item 2. Exhibits.
| Exhibit No. | Description | ||
| (a | )(1) | Articles of Incorporation* | |
| (a | )(2) | Form of Articles of Amendment and Restatement* | |
| (b | ) | Bylaws* | |
| (d | ) | Form of Stock Certificate** | |
| (e | ) | Dividend Reinvestment Plan* | |
| (h | ) | Form of Underwriting Agreement*** | |
| * | Incorporated by reference herein to the identically numbered exhibit to the Registrant’s initial Form N-2 Registration Statement filed on August 16, 2004. |
| ** | Incorporated by reference herein to the identically numbered exhibit to the Registrant’s Pre-effective amendment No. 2 to Form N-2, filed on October 7, 2004. |
| *** | Incorporated by reference herein to the identically numbered exhibit to the Registrant’s Pre-effective amendment No. 3 to Form N-2, filed on October 28, 2004. |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this Amendment No. 2 to Form 8-A to be signed on its behalf by the undersigned, thereto duly authorized.
NGP CAPITAL RESOURCES COMPANY | ||
| By: | /s/ John H. Homier | |
John H. Homier President and Chief Executive Officer | ||
Date: October 29, 2004
EXHIBIT INDEX
| Exhibit No. | Description | ||
| (a | )(1) | Articles of Incorporation* | |
| (a | )(2) | Form of Articles of Amendment and Restatement* | |
| (b | ) | Bylaws* | |
| (d | ) | Form of Stock Certificate** | |
| (e | ) | Dividend Reinvestment Plan* | |
| (h | ) | Form of Underwriting Agreement*** | |
| * | Incorporated by reference herein to the identically numbered exhibit to the Registrant’s initial Form N-2 Registration Statement filed on August 16, 2004. |
| ** | Incorporated by reference herein to the identically numbered exhibit to the Registrant’s Pre-effective amendment No. 2 to Form N-2, filed on October 7, 2004. |
| *** | Incorporated by reference herein to the identically numbered exhibit to the Registrant’s Pre-effective amendment No. 3 to Form N-2, filed on October 28, 2004. |
