UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): November 13, 2014
Calamos Asset Management, Inc.
(Exact Name of Registrant as Specified in Charter)
| | | | |
| Delaware | | 0-51003 | | 32-0122554 |
| (State or Other Jurisdiction | | (Commission File Number) | | (I.R.S. Employer |
| of Incorporation) | | | | Identification No.) |
| | |
| 2020 Calamos Court | | |
| Naperville, Illinois | | 60563 |
| (Address of Principal Executive Offices) | | (Zip Code) |
REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE: (630) 245-7200
Not Applicable
(Former Name and Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
TABLE OF CONTENTS
Item 8.01. Other Events.
On November 13, 2014, the Corporation approved the repurchase of up to 3 million shares of its outstanding Class A common stock by Calamos Investments LLC. A copy of the press release announcing the Corporation’s stock repurchase program is attached as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits.
| | 99.1 | Press release issued by the Corporation on November 13, 2014 reporting the stock repurchase program. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | | | |
| | | | CALAMOS ASSET MANAGEMENT, INC. |
| | | |
| Date: November 13, 2014 | | | | By: | | /s/ J. Christopher Jackson |
| | | | | | J. Christopher Jackson |
| | | | | | Senior Vice President, General Counsel and Secretary |
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Exhibit Index
| | |
Exhibit Number | | Description |
| |
| 99.1 | | November 13, 2014 press release issued by the Corporation reporting the stock repurchase program. |
