Exhibit 99.1
AMENDMENT NO. 2
TO
CREDIT AGREEMENT
This Amendment No. 2 to Credit Agreement, dated as of October 18, 2005 (this “Amendment”), is entered into among FC 2 CORP., a Delaware corporation (“Holdings”), FOUNDATION COAL CORPORATION, a Delaware corporation (“Acquisition Corp.” and together with Holdings, the “Parent Guarantors”), FOUNDATION PA COAL COMPANY, a Delaware corporation (the “Borrower”) and Citicorp North America, Inc., a Delaware corporation, in its capacity as administrative agent for the Lenders and as agent for the Secured Parties (in such capacity, the “Administrative Agent”), and amends the Credit Agreement dated as of July 30, 2004 (as amended to the date hereof and as the same may be further amended, supplemented or otherwise modified from time to time, the “Credit Agreement”) entered into among the Parent Guarantors, the Borrower, the institutions from time to time party thereto as Lenders (the “Lenders”), the Administrative Agent, UBS AG, Stamford Branch, Bear Stearns Corporate Lending, Inc. and Natexis Banques Populaires, as Co-Documentation Agents and Citigroup Global Markets Inc. and Credit Suisse First Boston as Co-Syndication Agents and Joint Lead Arrangers. Capitalized terms used herein and not otherwise defined herein shall have the meanings ascribed to them in the Credit Agreement.
W I T N E S S E T H:
WHEREAS, the Credit Agreement has previously been amended by Amendment No. 1 to the Credit Agreement on November 12, 2004;
WHEREAS, the Borrower and Lenders wish to make certain other amendments set forth in Section 1 below;
Now, therefore, in consideration of the premises and for other good and valuable consideration (the receipt and sufficiency of which is hereby acknowledged), the parties hereto hereby agree as follows:
Section 1. Amendments to the Credit Agreement
(a) Section 1.01 of the Credit Agreement is amended by (i) deleting the definition of “Permitted Business Acquisition” and (ii) inserting the following in lieu thereof:
“Permitted Business Acquisition” shall mean any acquisition of all or substantially all the assets of, or all the Equity Interests (other than directors’
1
qualifying shares) in, a person or division, line of business, coal mine or other operating facility, of a person (or any subsequent investment made in a person, division, line of business, coal mine or other operating facility, previously acquired in a Permitted Business Acquisition) if (a) such acquisition was not preceded by, or effected pursuant to, an unsolicited or hostile offer and (b) immediately after giving effect thereto: (i) no Event of Default shall have occurred and be continuing or would result therefrom; (ii) all transactions related thereto shall be consummated in accordance with applicable laws; and (iii) (A) Holdings and the Subsidiaries shall be in compliance, on a Pro Forma Basis after giving effect to such acquisition or formation, with the covenants contained in Sections 6.11 and 6.12 recomputed as at the last day of the most recently ended fiscal quarter of Holdings and the Subsidiaries, and Holdings shall have delivered to the Administrative Agent a certificate of a Responsible Officer of Holdings to such effect, together with all relevant financial information for such Subsidiary or assets, and (B) any acquired or newly formed Subsidiary shall not be liable for any Indebtedness (except for Indebtedness permitted by Section 6.01).
(b) Section 5.04 shall be amended by (i) replacing the period at the end of clause (j) with “;” and (ii) adding the following proviso at the end of such Section:
“provided that so long as Holdings has no material assets or liabilities (other than its investment in Acquisition Corp.), Holdings may satisfy the financial statement and other delivery requirements set forth in clauses (a) and (b) above by delivery of consolidated financial statements and other certificates of Acquisition Corp. (i.e., substituting Acquisition Corp. for Holdings in each of such clauses).”
(c) Subsection 6.01(e) shall be amended by (i) deleting the phrase “Indebtedness of the Borrower to any Subsidiary and of any Subsidiary to the Borrower or to any other Subsidiary” before the proviso thereof and (ii) inserting the following in lieu thereof:
“Indebtedness of Holdings to any Subsidiary and of any Subsidiary to Holdings or to any other Subsidiary”
(d) Subsection 6.10(a) shall be amended by deleting it in its entirety and replacing it with the following:
“(a) During any fiscal year Holdings and the Subsidiaries may make Capital Expenditures so long as the aggregate amount thereof does not exceed the amount set forth opposite such fiscal year below:
2
Year |
| Amount |
| |
2004 |
| $ | 120,000,000.000 |
|
2005 |
| $ | 150,000,000.000 |
|
2006 |
| $ | 160,000,000.000 |
|
2007 |
| $ | 180,000,000.000 |
|
2008 or thereafter |
| $ | 200,000,000.000 |
|
Section 2. Conditions Precedent to the Effectiveness of this Amendment
This Amendment shall become effective as of the date first written above when, and only when, each of the following conditions precedent shall have been satisfied or waived (the “Amendment No. 2 Effective Date”) by the Administrative Agent:
(a) Executed Counterparts. The Administrative Agent shall have received this Amendment, duly executed by the Parent Guarantors, the Borrower, the Administrative Agent and the Required Lenders; and
(b) Corporate and Other Proceedings. All corporate and other proceedings, and all documents, instruments and other legal matters in connection with the transactions contemplated by this Amendment shall be reasonably satisfactory in all respects to the Administrative Agent.
Section 3. Representations and Warranties
On and as of the Amendment No. 2 Effective Date, after giving effect to this Amendment, the Borrower hereby represents and warrants to the Administrative Agent and each Lender as follows:
(a) this Amendment has been duly authorized, executed and delivered by the Borrower and constitutes the legal, valid and binding obligations of the Borrower enforceable against the Borrower in accordance with its terms and the Credit Agreement as amended by this Amendment and constitutes the legal, valid and binding obligation of the Borrower enforceable against the Borrower in accordance with its terms;
(b) each of the representations and warranties contained in Article III (Representations and Warranties) of the Credit Agreement and each other Loan Document is true and correct in all material respects on and as of the Amendment No. 2 Effective Date, as if made on and as of such date and except to the extent that such representations and warranties specifically relate to a specific date, in which case such representations and warranties shall be true and correct in all material respects as of such specific date; provided, however, that references therein to the “Credit Agreement” shall be
3
deemed to refer to the Credit Agreement as amended hereby and after giving effect to the consents and waivers set forth herein; and
(c) no Default or Event of Default has occurred and is continuing (except for those that are waived).
Section 4. Fees and Expenses
The Borrower and each other Loan Party agrees to pay on demand in accordance with the terms of Section 9.05 (Expenses; Indemnity) of the Credit Agreement all reasonable out-of-pocket costs and expenses of the Administrative Agent in connection with the preparation, reproduction, execution and delivery of this Amendment (including, without limitation, the reasonable fees and out-of-pocket expenses of counsel for the Administrative Agent with respect thereto).
Section 5. Reference to the Effect on the Loan Documents
(a) As of the Amendment No. 2 Effective Date, each reference in the Credit Agreement to “this Agreement,” “hereunder,” “hereof,” “herein,” or words of like import, and each reference in the other Loan Documents to the Credit Agreement (including, without limitation, by means of words like “thereunder”, “thereof” and words of like import), shall mean and be a reference to the Credit Agreement as amended hereby, and this Amendment and the Credit Agreement shall be read together and construed as a single instrument. Each of the table of contents and lists of Exhibits and Schedules of the Credit Agreement shall be amended to reflect the changes made in this Amendment as of the Amendment No. 2 Effective Date.
(b) Except as expressly amended hereby or specifically waived above, all of the terms and provisions of the Credit Agreement and all other Loan Documents are and shall remain in full force and effect and are hereby ratified and confirmed.
(c) The execution, delivery and effectiveness of this Amendment shall not, except as expressly provided herein, operate as a waiver of any right, power or remedy of the Lenders, the Borrower or the Administrative Agent under any of the Loan Documents, nor constitute a waiver or amendment of any other provision of any of the Loan Documents or for any purpose except as expressly set forth herein.
(d) This Amendment is a Loan Document.
Section 6. Execution in Counterparts
This Amendment may be executed in any number of counterparts and by different parties in separate counterparts, each of which when so executed shall be deemed to be an original and all of which taken together shall constitute one and the same agreement. Signature pages may be detached from multiple separate
4
counterparts and attached to a single counterpart so that all signature pages are attached to the same document. Delivery of an executed counterpart by telecopy shall be effective as delivery of a manually executed counterpart of this Amendment.
Section 7. Governing Law
This Amendment shall be construed in accordance with and governed by the laws of the State of New York.
Section 8. Section Titles
The section titles contained in this Amendment are and shall be without substantive meaning or content of any kind whatsoever and are not a part of the agreement between the parties hereto, except when used to reference a section. Any reference to the number of a clause, sub-clause or subsection of any Loan Document immediately followed by a reference in parenthesis to the title of the section of such Loan Document containing such clause, sub-clause or subsection is a reference to such clause, sub-clause or subsection and not to the entire section; provided, however, that, in case of direct conflict between the reference to the title and the reference to the number of such section, the reference to the title shall govern absent manifest error. If any reference to the number of a section (but not to any clause, sub-clause or subsection thereof) of any Loan Document is followed immediately by a reference in parenthesis to the title of a section of any Loan Document, the title reference shall govern in case of direct conflict absent manifest error.
Section 9. Notices
All communications and notices hereunder shall be given as provided in the Credit Agreement.
Section 10. Severability
The fact that any term or provision of this Agreement is held invalid, illegal or unenforceable as to any person in any situation in any jurisdiction shall not affect the validity, enforceability or legality of the remaining terms or provisions hereof or the validity, enforceability or legality of such offending term or provision in any other situation or jurisdiction or as applied to any person.
Section 11. Successors
The terms of this Amendment shall be binding upon, and shall inure to the benefit of, the parties hereto and their respective successors and assigns.
5
Section 12. Waiver of Jury Trial
Each of the parties hereto irrevocably waives trial by jury in any action or proceeding with respect to this Amendment or any other Loan Document.
[SIGNATURE PAGES FOLLOW]
6
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers and general partners thereunto duly authorized, as of the date first written above.
| FC 2 CORP., as a Parent Guarantor | |||||||
|
| |||||||
|
| |||||||
|
| By: | /s/ Frank J. Wood |
| ||||
|
| Name: | Frank J. Wood | |||||
|
| Title: | Senior Vice President & CFO | |||||
|
|
|
| |||||
|
|
|
| |||||
| FOUNDATION COAL CORPORATION, as a | |||||||
|
| |||||||
|
| |||||||
|
| By: | /s/ Frank J. Wood |
| ||||
|
| Name: | Frank J. Wood | |||||
|
| Title: | Senior Vice President & CFO | |||||
|
|
|
| |||||
|
|
|
| |||||
| FOUNDATION PA COAL COMPANY, as the | |||||||
|
| |||||||
|
| |||||||
|
| By: | /s/ Frank J. Wood |
| ||||
|
| Name: | Frank J. Wood | |||||
|
| Title: | Senior Vice President & CFO | |||||
|
|
|
| |||||
|
|
|
| |||||
| CITICORP NORTH AMERICA, INC. | |||||||
| as Administrative Agent and Lender | |||||||
|
| |||||||
|
| |||||||
|
| By: | /s/ Daniel J. Miller |
| ||||
|
| Name: | Daniel J. Miller | |||||
|
| Title: | Vice President | |||||
|
|
|
| |||||
|
|
|
| |||||
| ALLSTATE LIFE INSURANCE COMPANY | |||||||
| [LENDER], as a Lender | |||||||
|
| |||||||
|
| By: | /s/Chris Goergen |
| ||||
|
| Name: | Chris Georgen | |||||
|
| By: | /s/ Breege A. Farrell |
| ||||
|
| Name: | Breege A. Farrell | |||||
|
|
|
| |||||
| AIM FLOATING RATE FUND | |||||||
|
| By: | INVESCO Senior Secured | |||||
|
|
| Management, Inc. | |||||
|
|
| As Sub-Adviser | |||||
|
|
|
| |||||
|
| By: | /s/ Scott Baskind |
| ||||
|
| Name: | Scott Baskind | |||||
|
| Title: | Authorized Signatory | |||||
|
|
|
| |||||
| AMMC CDO IT, LIMITED | |||||||
|
| By: | American Money Management | |||||
|
|
| Corp., | |||||
|
|
| As Collateral Manager | |||||
|
|
|
| |||||
|
| By: | /s/ David P. Meyer |
| ||||
|
| Name: | David P. Meyer | |||||
|
| Title: | Senior Vice President | |||||
|
|
|
| |||||
| AVALON CAPITAL LTD. | |||||||
|
| By: | INVESCO Senior Secured | |||||
|
|
| Management, Inc. | |||||
|
|
| As Collateral Manager | |||||
|
|
|
| |||||
|
| By: | /s/ Scott Baskind |
| ||||
|
| Name: | Scott Baskind | |||||
|
| Title: | Authorized Signatory | |||||
|
|
|
| |||||
| AVALON CAPITAL LTC. 3 | |||||||
|
| By: | INVESCO Senior Secured | |||||
|
|
| Management, Inc. | |||||
|
|
| As Collateral Manager | |||||
|
|
|
| |||||
|
| By: | /s/ Scott Baskind |
| ||||
|
| Name: | Scott Baskind | |||||
|
| Title: | Authorized Signatory | |||||
|
|
|
| |||||
| BALLANTYNE FUNDING LLC, | |||||||
|
| as a Lender | ||||||
|
|
| ||||||
|
| By: | /s/ M. Cristina Higgins |
| ||||
|
| Name: | M. Cristina Higgins | |||||
|
| Title: | Assistant Vice President | |||||
|
|
|
| |||||
| Bank of Montreal, | |||||||
|
| as a lender | ||||||
|
|
| ||||||
|
| By: | /s/ R. Wright |
| ||||
|
| Name: | R. Wright | |||||
|
| Title: | Vice-President | |||||
| BEAR STEARNS CORPORATE LENDING INC., | ||||||||
|
| as a Lender | |||||||
|
|
| |||||||
|
| By: | /s/ Richard Bram Smith |
| |||||
|
| Name: | Richard Bram Smith | ||||||
|
| Title: | Vice President | ||||||
|
|
|
| ||||||
| BIG SKY SENIOR LOAN FUND, ltd | ||||||||
|
| as a Lender | |||||||
|
| By: | Eaton Vance Management | ||||||
|
|
| As Investment Advisor | ||||||
|
|
|
| ||||||
|
| By: | /s/ Michael B. Botthof |
| |||||
|
| Name: | Michael B. Botthof | ||||||
|
| Title: | Vice President | ||||||
|
|
|
| ||||||
| BLUDE SQUARE FUNDING LIMITED SERIES 3, | ||||||||
|
| as a Lender | |||||||
|
|
| |||||||
|
| By: | /s/ Alice L. Wagner |
| |||||
|
| Name: | Alice L. Wagner | ||||||
|
| Title: | Vice President | ||||||
|
|
|
| ||||||
| Bushnell CBNA Loan Funding LLC, for itself or as | ||||||||
|
| agent for Bushnell Loan Funding LLC | |||||||
|
| as a Lender | |||||||
|
|
| |||||||
|
| By: | /s/ Mat Thomason |
| |||||
|
| Name: | Mat Thomason | ||||||
|
| Title: | Assistant Vice President | ||||||
|
|
|
| ||||||
| CHAMPLAIN CLO, LTD. | ||||||||
|
| By: | INVESCO Senior Secured | ||||||
|
|
| Management, Inc. | ||||||
|
|
| As Collateral Manager | ||||||
|
|
|
| ||||||
|
| By: | /s/ Scott Baskind |
| |||||
|
| Name: | Scott Baskind | ||||||
|
| Title: | Authorized Signatory | ||||||
|
|
|
| ||||||
| CHARTER VIEW PORTFOLIO | ||||||||
|
| By: | INVESCO Senior Secured | ||||||
|
|
| Management, Inc. | ||||||
|
|
| As Collateral Manager | ||||||
|
|
|
| ||||||
|
| By: | /s/ Scott Baskind |
| |||||
|
| Name: | Scott Baskind | ||||||
|
| Title: | Authorized Signatory | ||||||
| CITIBANK, N.A. | |||||||||
|
| as a Lender | ||||||||
|
|
| ||||||||
|
| By: | /s/ David E. Graber |
| ||||||
|
| Name: | David E. Graber | |||||||
|
| Title: | Attorney in Fact | |||||||
|
|
|
| |||||||
| CRÉDIT INDUSTRIEL et COMMERCIAL | |||||||||
|
| as a Lender | ||||||||
|
|
| ||||||||
|
| By: | /s/ Brian O’Leary /s/ Sean Mounier |
| ||||||
|
| Name: | Brian O’Leary | Sean Mounier | ||||||
|
| Title: | Vice President First Vice President | |||||||
|
|
|
| |||||||
| CREDIT SUISSE, Cayman Islands Branch | |||||||||
|
| (formerly known as CREDIT SUISSE FIRST | ||||||||
|
| as a Lender | ||||||||
|
|
| ||||||||
|
| By: | /s/ Paul L. Colón |
| ||||||
|
| Name: | Paul L. Colón | |||||||
|
| Title: | Director | |||||||
|
|
|
| |||||||
|
| By: | /s/ Karim Blasetti |
| ||||||
|
| Name: | Karim Blasetti | |||||||
|
| Title: | Associate | |||||||
|
|
|
| |||||||
| DIVERSIFIED CREDIT PORTFOLIO LTD. | |||||||||
|
| By: | INVESCO Senior Secured | |||||||
|
|
| Management, Inc. | |||||||
|
|
| As Collateral Manager | |||||||
|
|
|
| |||||||
|
| By: | /s/ Scott Baskind |
| ||||||
|
| Name: | Scott Baskind | |||||||
|
| Title: | Authorized Signatory | |||||||
|
|
|
| |||||||
| EATON VANCE SENIOR INCOME TRUST | |||||||||
|
| By: | Eaton Vance Management | |||||||
|
|
| As Investment Advisor | |||||||
|
|
|
| |||||||
|
| By: | /s/ Michael B. Botthof |
| ||||||
|
| Name: | Michael B. Botthof | |||||||
|
| Title: | Vice President | |||||||
|
|
|
| |||||||
| EATON VANCE SENIOR LOAN FUND | |||||||||
|
| By: | Eaton Vance Management | |||||||
|
|
| As Investment Advisor | |||||||
|
|
|
| |||||||
|
| By: | /s/ Michael B. Botthof |
| ||||||
|
| Name: | Michael B. Botthof | |||||||
|
| Title: | Vice President | |||||||
| EATON VANCE CDO III, LTD. | ||||||
|
| By: | Eaton Vance Management | ||||
|
|
| As Investment Advisor | ||||
|
|
|
| ||||
|
| By: | /s/ Michael B. Botthof |
| |||
|
| Name: | Michael B. Botthof | ||||
|
| Title: | Vice President | ||||
|
|
|
| ||||
| CONSTANTNUS EATON VANCE CDO V, LTD. | ||||||
|
| By: | Eaton Vance Management | ||||
|
|
| As Investment Advisor | ||||
|
|
|
| ||||
|
| By: | /s/ Michael B. Botthof |
| |||
|
| Name: | Michael B. Botthof | ||||
|
| Title: | Vice President | ||||
|
|
|
| ||||
| EATON VANCE CDO VI, LTD. | ||||||
|
| By: | Eaton Vance Management | ||||
|
|
| As Investment Advisor | ||||
|
|
|
| ||||
|
| By: | /s/ Michael B. Botthof |
| |||
|
| Name: | Michael B. Botthof | ||||
|
| Title: | Vice President | ||||
|
|
|
| ||||
| EATON VANCE | ||||||
| VT FLOATING-RATE INCOME FUND | ||||||
|
| By: | Eaton Vance Management | ||||
|
|
| As Investment Advisor | ||||
|
|
|
| ||||
|
| By: | /s/ Michael B. Botthof |
| |||
|
| Name: | Michael B. Botthof | ||||
|
| Title: | Vice President | ||||
|
|
|
| ||||
| EATON VANCE | ||||||
| LIMITED DURATION INCOME FUND | ||||||
|
| By: | Eaton Vance Management | ||||
|
|
| As Investment Advisor | ||||
|
|
|
| ||||
|
| By: | /s/ Michael B. Botthof |
| |||
|
| Name: | Michael B. Botthof | ||||
|
| Title: | Vice President | ||||
|
|
|
| ||||
| EATON VANCE FLOATING RATE | ||||||
|
| By: | Eaton Vance Management | ||||
|
|
| As Investment Advisor | ||||
|
|
|
| ||||
|
| By: | /s/ Michael B. Botthof |
| |||
|
| Name: | Michael B. Botthof | ||||
|
| Title: | Vice President | ||||
| EATON VANCE SHORT DURATION | ||||||
| DIVERSIFIED INCOME FUND | ||||||
|
| By: | Eaton Vance Management | ||||
|
|
| As Investment Advisor | ||||
|
|
|
| ||||
|
| By: | /s/ Michael B. Botthof |
| |||
|
| Name: | Michael B. Botthof | ||||
|
| Title: | Vice President | ||||
|
|
|
| ||||
| EATON VANCE SENIOR | ||||||
| FLOATING RATE TRUST | ||||||
|
| By: | Eaton Vance Management | ||||
|
|
| As Investment Advisor | ||||
|
|
|
| ||||
|
| By: | /s/ Michael B. Botthof |
| |||
|
| Name: | Michael B. Botthof | ||||
|
| Title: | Vice President | ||||
|
|
|
| ||||
| ELF FUNDING TRUST I | ||||||
|
| By: | Highland Capital Management, L.P., | ||||
|
|
| As Collateral Manager | ||||
|
| By: | Strand Advisors, Inc. | ||||
|
|
| Its General Partner | ||||
|
|
|
| ||||
|
| By: | /s/ David W. Lancelot |
| |||
|
| Name: | David W. Lancelot | ||||
|
| Title | Treasurer, Strand Advisors, Inc., | ||||
|
|
| General Partner of Highland Capital | ||||
|
|
| Management, L.P. | ||||
|
|
|
| ||||
| EMERALD ORCHARD LIMITED | ||||||
|
| as a Lender | |||||
|
|
| |||||
|
| By: | /s/ Lazina Khan |
| |||
|
| Name: | Lazina Khan | ||||
|
| Title: | Loans Officer | ||||
|
|
|
| ||||
| FRANKLIN FLOATING RATE DAILY ACCESS | ||||||
|
| as a Lender | |||||
|
|
| |||||
|
| By: | /s/ Tyler Chan |
| |||
|
| Name: | Tyler Chan | ||||
|
| Title: | President | ||||
|
|
|
| ||||
| GRAYSON & CO | ||||||
|
| BY: | BOSTON MANAGEMENT AND | ||||
|
|
| RESEARCH | ||||
|
| as a Lender | |||||
|
| By: | /s/ Michael B. Botthof |
| |||||
|
| Name: | Michael B. Botthof | ||||||
|
| Title: | Vice President | ||||||
|
|
|
| ||||||
| HARBOUR TOWN FUNDING LLC, | ||||||||
|
| as a Lender | |||||||
|
|
| |||||||
|
| By: | /s/ M. Christina Higgins |
| |||||
|
| Name: | M. Christina Higgins | ||||||
|
| Title: | Assistant Vice President | ||||||
|
|
|
| ||||||
| ING PRIME RATE TRUST | ||||||||
|
| By: | ING investment Management Co. | ||||||
|
|
| As its Investment manager | ||||||
|
|
|
| ||||||
|
| By: | /s/Charles E. LeMieux, CFA |
| |||||
|
| Name: | Charles E. LeMieux, CFA | ||||||
|
| Title: | Vice President | ||||||
|
|
|
| ||||||
| INC SENIOR INCOME FUND | ||||||||
|
| By: | ING investment Management Co. | ||||||
|
|
| as its Investment manager | ||||||
|
|
|
| ||||||
|
| By: | /s/Charles E. LeMieux, CFA |
| |||||
|
| Name: | Charles E. LeMieux, CFA | ||||||
|
| Title: | Vice President | ||||||
|
|
|
| ||||||
| ING INVESTMENT MANAGEMENT CLO I LTD. | ||||||||
|
| By: | ING investment Management Co. | ||||||
|
|
| as its Investment manager | ||||||
|
|
|
| ||||||
|
| By: | /s/Charles E. LeMieux, CFA |
| |||||
|
| Name: | Charles E. LeMieux, CFA | ||||||
|
| Title: | Vice President | ||||||
|
|
|
| ||||||
| INVESCO EUPROPEAN CDO I S.A. | ||||||||
|
| By: | INVESCO Senior Secured | ||||||
|
|
| Management, Inc. | ||||||
|
|
| As Collateral Manager | ||||||
|
|
|
| ||||||
|
| By: | /s/ Scott Baskind |
| |||||
( |
| Name: | Scott Baskind | ||||||
|
| Title: | Authorized Signatory | ||||||
|
|
|
| ||||||
| LCM I LIMITED PARTNERSHIP | ||||||||
|
| By: | Lyon Capital Management LLC, | ||||||
|
|
| As Collateral Manager | ||||||
|
|
|
| ||||||
|
| as a Lender | |||||||
|
| By: | /s/ Alexander B. Kenna |
| ||||
|
| Name: | Alexander B. Kenna | |||||
|
| Title: | Portfolio Manager | |||||
|
|
|
| |||||
| LCM II LIMITED PARTNERSHIP | |||||||
|
| By: | Lyon Capital Management LLC, | |||||
|
|
| As Collateral Manager | |||||
|
|
|
| |||||
|
| as a Lender | ||||||
|
|
| ||||||
|
| By: | /s/ Alexander B. Kenna |
| ||||
|
| Name: | Alexander B. Kenna | |||||
|
| Title: | Portfolio Manager | |||||
|
|
|
| |||||
| LCM III, Ltd. |
| ||||||
|
| By: | Lyon Capital Management LLC, | |||||
|
|
| As Collateral Manager | |||||
|
|
|
| |||||
|
| as a Lender | ||||||
|
|
| ||||||
|
| By: | /s/ Alexander B. Kenna |
| ||||
|
| Name: | Alexander B. Kenna | |||||
|
| Title: | Portfolio Manager | |||||
|
|
|
| |||||
| LCM IV, Ltd. |
| ||||||
|
| By: | Lyon Capital Management LLC, | |||||
|
|
| As Collateral Manager | |||||
|
|
|
| |||||
|
| as a Lender | ||||||
|
|
| ||||||
|
| By: | /s/ Alexander B. Kenna |
| ||||
|
| Name: | Alexander B. Kenna | |||||
|
| Title: | Portfolio Manager | |||||
|
|
|
| |||||
| LaSalle Bank National Association | |||||||
|
| as a Lender | ||||||
|
|
| ||||||
|
| By: | /s/ David P. Barrett |
| ||||
|
| Name: | David P. Barrett | |||||
|
| Title: | Vice President | |||||
|
|
|
| |||||
| LightPoint CLO 2004-1, Ltd.; Premium Loan Trust | |||||||
|
| 1, Ltd. |
| |||||
|
|
|
| |||||
|
| By: | /s/ Thomas A. Kramer |
| ||||
|
| Name: | Thomas A. Kramer | |||||
|
| Title: | Senior Managing Director & CEO | |||||
|
|
|
| |||||
| LOAN FUNDING VII LLC | |||||||
|
| By: | Highland Capital Management, L.P., | |||||
|
|
| As Collateral Manager | |||||
|
| By: | Strand Advisors, Inc. | ||||||
|
|
| Its General Partner | ||||||
|
|
|
| ||||||
|
| By: | /s/ David W. Lancelot |
| |||||
|
| Name: | David W. Lancelot | ||||||
|
| Title | Treasurer, Strand Advisors, Inc., | ||||||
|
|
| General Partner of Highland Capital | ||||||
|
|
| Management, L.P. | ||||||
|
|
|
| ||||||
| LOAN FUNDING LLC, for itself or as agent for | ||||||||
|
| Corporate Loan Funding IX, LLC | |||||||
|
| By: | INVESCO Senior Secured | ||||||
|
|
| Management, Inc. | ||||||
|
|
| As Portfolio Manager | ||||||
|
|
|
| ||||||
|
| By: | /s/ Scott Baskind |
| |||||
|
| Name: | Scott Baskind | ||||||
|
| Title: | Authorized Signatory | ||||||
|
|
|
| ||||||
| LOAN STAR STATE TRUST | ||||||||
|
| By: | Highland Capital Management, L.P., | ||||||
|
|
| As Collateral Manager | ||||||
|
| By: | Strand Advisors, Inc. | ||||||
|
|
| Its General Partner | ||||||
|
| as a Lender | |||||||
|
|
| |||||||
|
| By: | /s/ David W. Lancelot |
| |||||
|
| Name: | David W. Lancelot | ||||||
|
| Title | Treasurer, Strand Advisors, Inc., | ||||||
|
|
| General Partner of Highland Capital | ||||||
|
|
| Management, L.P. | ||||||
|
|
|
| ||||||
| LONG LANE MASTER TRUST IV, | ||||||||
|
| as a Lender | |||||||
|
|
| |||||||
|
| By: | /s/ M. Christina Higgins |
| |||||
|
| Name: | M. Christina Higgins | ||||||
|
| Title: | Assistant Vice President | ||||||
|
|
|
| ||||||
| MADISON PARK FUNDING II | ||||||||
|
| as a Lender | |||||||
|
|
| |||||||
|
| By: | /s/ David H. Lerner |
| |||||
|
| Name: | David H. Lerner | ||||||
|
| Title: | Authorized Signatory | ||||||
|
|
|
| ||||||
| NM Rothschild and Sons Limited | ||||||||
|
| as a Lender | |||||||
|
|
| |||||||
|
| By: | /s/ David Street |
| |||||
|
| Name: | David Street | ||||||
|
| Title: | Director | ||||||
|
| By: | /s/ Christopher Coleman |
| ||||||
|
| Name: | Christopher Coleman | |||||||
|
| Title: | Managing Director | |||||||
|
|
|
| |||||||
| Natexis Banques Populaires, | |||||||||
|
| as a Lender | ||||||||
|
|
| ||||||||
|
| By: | /s/ Daniel Payer |
| ||||||
|
| Name: | Daniel Payer | |||||||
|
| Title: | Vice President | |||||||
|
|
|
| |||||||
|
| By: | /s/ Louis P. Laville, III |
| ||||||
|
| Name: | Louis P. Laville, III | |||||||
|
| Title: | Vice President, Group Manager | |||||||
|
|
|
| |||||||
| THE NORINCHUKIN BANK, NEW YORK | |||||||||
|
| BRANCH, through State Street Bank and | ||||||||
|
| Trust Company NA | ||||||||
|
| As Fiduciary Custodian | ||||||||
|
|
| ||||||||
|
| as a Lender | ||||||||
|
|
| ||||||||
|
| By: | /s/ Michael B. Bottof |
| ||||||
|
| Name: | Michael B. Bottof | |||||||
|
| Title: | Vice President | |||||||
|
|
|
| |||||||
| PETRUSSE EUPOPEAN CLA S.A. | |||||||||
|
| By: | INVESCO Senior Secured | |||||||
|
|
| Management, Inc. | |||||||
|
|
| As Collateral Manager | |||||||
|
|
|
| |||||||
|
| By: | /s/ Scott Baskind |
| ||||||
|
| Name: | Scott Baskind | |||||||
|
| Title: | Authorized Signatory | |||||||
|
|
|
| |||||||
| SAGMORE CLO LTD | |||||||||
|
| By: | INVESCO Senior Secured | |||||||
|
|
| Management, Inc. | |||||||
|
|
| As Collateral Manager | |||||||
|
|
|
| |||||||
|
| By: | /s/ Scott Baskind |
| ||||||
|
| Name: | Scott Baskind | |||||||
|
| Title: | Authorized Signatory | |||||||
|
|
|
| |||||||
| Sankaty High Yield Partners, II, L.P. | |||||||||
|
| as a Lender | ||||||||
|
|
| ||||||||
|
| By: | /s/ Timothy Barns |
| ||||||
|
| Name: | Timothy Barns | |||||||
|
| Title: | Senior Vice President | |||||||
| Katonah IV, Ltd. By Sankay Advisors LLC as Sub- | |||||
|
| Advisors | ||||
|
| as a Lender | ||||
|
|
| ||||
|
| By: | /s/ Timothy Barns |
| ||
|
| Name: | Timothy Barns | |||
|
| Title: | Senior Vice President | |||
|
|
|
| |||
| Sankaty Advisors, LLC as Collateral Manager for | |||||
|
| AVERY POINT CLO, LTD., as Term Lender | ||||
|
| as a Lender | ||||
|
|
| ||||
|
| By: | /s/ Timothy Barns |
| ||
|
| Name: | Timothy Barns | |||
|
| Title: | Senior Vice President | |||
|
|
|
| |||
| Katonah II, Ltd. By Sankaty Advisors LLC as Sub- | |||||
|
| Advisors | ||||
|
| as a Lender | ||||
|
|
| ||||
|
| By: | /s/ Timothy Barns |
| ||
|
| Name: | Timothy Barns | |||
|
| Title: | Senior Vice President | |||
|
|
|
| |||
| Katonah III, Ltd. By Sankaty Advisors LLC as Sub- | |||||
|
| Advisors | ||||
|
| as a Lender | ||||
|
|
| ||||
|
| By: | /s/ Timothy Barns |
| ||
|
| Name: | Timothy Barns | |||
|
| Title: | Senior Vice President | |||
|
|
|
| |||
| Sankaty Advisors, LLC as Collateral Manager for | |||||
|
| Castle Hill I- INGOTS, Ltd., as Term Lender | ||||
|
| as a Lender | ||||
|
|
| ||||
|
| By: | /s/ Timothy Barns |
| ||
|
| Name: | Timothy Barns | |||
|
| Title: | Senior Vice President | |||
|
|
|
| |||
| Chatham Light II CLO, Limited, by Sankaty | |||||
|
| Advisors, LLC as Collateral Manager | ||||
| as a Lender | |||||
|
|
| ||||
|
| By: | /s/ Timothy Barns |
| ||
|
| Name: | Timothy Barns | |||
|
| Title: | Senior Vice President | |||
| Sankaty Advisors, LLC as Collateral Manager for | ||||||||
|
| Castle Hill II- INGOTS, Ltd., as Term Lender | |||||||
|
| as a Lender | |||||||
|
|
| |||||||
|
| By: | /s/ Timothy Barns |
| |||||
|
| Name: | Timothy Barns | ||||||
|
| Title: | Senior Vice President | ||||||
|
|
|
| ||||||
| Sankaty Advisors, LLC as Collateral Manager for | ||||||||
|
| Race Point CLO, Limited, as Term Lender | |||||||
|
| as a Lender | |||||||
|
|
| |||||||
|
| By: | /s/ Timothy Barns |
| |||||
|
| Name: | Timothy Barns | ||||||
|
| Title: | Senior Vice President | ||||||
|
|
|
| ||||||
| Sankaty Advisors, LLC as Collateral Manager for | ||||||||
|
| Race Point II CLO, Limited, as Term Lender | |||||||
|
| as a Lender | |||||||
|
|
| |||||||
|
| By: | /s/ Timothy Barns |
| |||||
|
| Name: | Timothy Barns | ||||||
|
| Title: | Senior Vice President | ||||||
|
|
|
| ||||||
| SARATOGA CLO I, LIMITED | ||||||||
|
| By: | INVESCO Senior Secured | ||||||
|
|
| Management, Inc. | ||||||
|
|
| As Asset Manager | ||||||
|
|
|
| ||||||
|
| By: | /s/ Scott Baskind |
| |||||
|
| Name: | Scott Baskind | ||||||
|
| Title: | Authorized Signatory | ||||||
|
|
|
| ||||||
| SENIOR DEBT PORTFOLIO | ||||||||
|
| By: | Boston Management and Research | ||||||
|
|
| as Investment Advisor | ||||||
|
|
|
| ||||||
|
| By: | /s/ Michael B. Botthof |
| |||||
|
| Name: | Michael B. Botthof | ||||||
|
| Title: | Vice President | ||||||
|
|
|
| ||||||
| SEQUILLS-LIBERTY, LTD. | ||||||||
|
| By: | INVESCO Senior Secured | ||||||
|
|
| Management, Inc. | ||||||
|
|
| As Asset Manager | ||||||
|
|
|
| ||||||
|
| By: | /s/ Scott Baskind |
| |||||
|
| Name: | Scott Baskind | ||||||
|
| Title: | Authorized Signatory | ||||||
| SOCIÉTÉ GÉNÉRALE, | |||||||||
|
| as a Lender | ||||||||
|
|
| ||||||||
|
| By: | /s/ Geoff McNamara |
| ||||||
|
| Name: | Geoff McNamara | |||||||
|
| Title: | Vice President | |||||||
|
|
|
| |||||||
| Stanfield Arbitrage CDO, Ltd. | |||||||||
|
| By: | Stanfield Capital Partners LLC | |||||||
|
|
| as its Collateral Manager | |||||||
|
|
|
| |||||||
|
| as a Lender | ||||||||
|
|
| ||||||||
|
| By: | /s/ Christopher E. Jansen |
| ||||||
|
| Name: | Christopher E. Jansen | |||||||
|
| Title: | Managing Partner | |||||||
|
|
|
| |||||||
| Stanfield Bristol CLO, Ltd. | |||||||||
|
| By: | Stanfield Capital Partners LLC | |||||||
|
|
| as its Collateral Manager | |||||||
|
|
|
| |||||||
|
| as a Lender | ||||||||
|
|
| ||||||||
|
| By: | /s/ Christopher E. Jansen |
| ||||||
|
| Name: | Christopher E. Jansen | |||||||
|
| Title: | Managing Partner | |||||||
|
|
|
| |||||||
| Stanfield Modena CLO, Ltd. | |||||||||
|
| By: | Stanfield Capital Partners LLC | |||||||
|
|
| as its Asset Manager | |||||||
|
|
|
| |||||||
|
| as a Lender | ||||||||
|
|
| ||||||||
|
| By: | /s/ Christopher E. Jansen |
| ||||||
|
| Name: | Christopher E. Jansen | |||||||
|
| Title: | Managing Partner | |||||||
|
|
|
| |||||||
| Stanfield Quattro CLO, Ltd. | |||||||||
|
| By: | Stanfield Capital Partners LLC | |||||||
|
|
| as its Collateral Manager | |||||||
|
|
|
| |||||||
|
| as a Lender | ||||||||
|
|
| ||||||||
|
| By: | /s/ Christopher E. Jansen |
| ||||||
|
| Name: | Christopher E. Jansen | |||||||
|
| Title: | Managing Partner | |||||||
|
|
|
| |||||||
| STANWICH LOAN FUNDING | |||||||||
|
| as a Lender | ||||||||
|
|
| ||||||||
|
| By: | /s/ M. Cristina Higgins |
| ||||||
|
| Name: | M. Cristina Higgins |
| ||||||
|
| Title: | Assistant Vice President | |||||||
| TOLLI & CO. |
| ||||||
|
| By: | Eaton Vance Management | |||||
|
|
| As Investment Advisor | |||||
|
|
|
| |||||
|
| By: | /s/ Michael B. Botthof |
| ||||
|
| Name: | Michael B. Botthof | |||||
|
| Title: | Vice President | |||||
|
|
|
| |||||
| Trumbull THC2 Loan Funding LLC, for itself or as | |||||||
|
| agent for Trumbull THC2 Loan Funding LLC | ||||||
|
| as a Lender | ||||||
|
|
| ||||||
|
| By: | /s/ Mat Thomason |
| ||||
|
| Name: | Mat Thomason | |||||
|
| Title: | Assistant Vice President | |||||
|
|
|
| |||||
| UBS AG, Stamford Branch | |||||||
| [LENDER], as a Lender | |||||||
|
| |||||||
|
| By: | /s/ Marie A. Haddad |
| ||||
|
| Name: | Marie A. Haddad | |||||
|
| Title: | Associate Director | |||||
|
|
| Banking Products | |||||
|
|
| Service, US | |||||
|
|
|
| |||||
|
| By: | /s/ Sailoz Sikka |
| ||||
|
| Name: | Salioz Sikka | |||||
|
| Title: | Associate Director | |||||
|
|
| Banking Products | |||||
|
|
| Service, US | |||||
|
|
|
| |||||
| Windsor Loan Funding, Limited | |||||||
|
| By: | Stanfield Capital Partners LLC | |||||
|
|
| as its Investment Manager | |||||
|
|
|
| |||||
|
| as a Lender | ||||||
|
|
| ||||||
|
| By: | /s/ Christopher E. Jansen |
| ||||
|
| Name: | Christopher E. Jansen | |||||
|
|
| Title: Managing Partner | |||||