Kingsley Lawrence D Form 4 ROCKWELL AUTOMATION / Lawrence D Kingsley ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Kingsley Lawrence D

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/27/2015

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/27/2015		P(1)		870	A	$106.87	5,420.868	D
Common Stock	09/22/2015		P(1)		600	A	$103.2	6,020.868	D
Common Stock	09/28/2015		P(1)		365	A	$99.77	6,385.868	D
Common Stock	11/12/2015		P(1)		375	A	$104	6,760.868	D
Common Stock	02/05/2016		P(1)		125	A	$98.79	6,885.868	D
Common Stock	02/08/2016		P(1)		140	A	$96.29	7,025.868	D
Common Stock	02/10/2016		S(1)		18	D	$96.84	7,007.868	D
Common Stock	02/12/2016		P(1)		23	A	$95.26	7,030.868	D
Common Stock	02/16/2016		S(1)		21	D	$97.71	7,009.868	D
Common Stock	04/27/2016		P(1)		5	A	$114.18	7,014.868	D
Common Stock	06/14/2016		P(1)		40	A	$115.97	7,054.868	D
Common Stock	06/14/2016		P(1)		90	A	$116	7,144.868	D
Common Stock	09/09/2016		P(1)		110	A	$113.18	7,254.868	D
Common Stock	09/09/2016		P(1)		162	A	$113.2	7,416.868	D
Common Stock	01/09/2017		S(1)		397	D	$139.48	7,019.868	D
Common Stock	01/09/2017		S(1)		171	D	$139.32	6,848.868	D
Common Stock	03/17/2017		S(1)		23	D	$155.68	6,825.868	D
Common Stock	07/17/2017		S(1)		223	D	$166.21	6,602.868	D
Common Stock	07/17/2017		S(1)		52	D	$166.36	6,550.868	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transactions reported in this Form 4 were executed by the reporting person's investment advisor in managed accounts as part of the investment advisor's implementation of large-cap investment strategies involving the securities of multiple issuers. The reporting person has voluntarily paid $7,213.77 to the issuer, representing the full amount of any short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934, as amended.

	Karen A. Balistreri, Attorney-in-Fact for Lawrence D. Kingsley	12/04/2017
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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