United States
Securities and Exchange Commission
Washington, DC 20549
Form N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21631
HELIOS ADVANTAGE INCOME FUND, INC.
(Exact name of registrant as specified in Charter)
THREE WORLD FINANCIAL CENTER, 200 VESEY STREET
NEW YORK, NY 10281
(Address of principal executive officers) (Zip code)
KIM G. REDDING, PRESIDENT
THREE WORLD FINANCIAL CENTER
200 VESEY STREET
NEW YORK, NEW YORK 10281-1010
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-497-3746
Date of fiscal year end: 03/31
Date of reporting period: July 1, 2010 – June 30, 2011
ITEM 1. PROXY VOTING RECORD
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21631
Reporting Period: 07/01/2010 - 06/30/2011
Helios Advantage Income Fund, Inc.
====================== HELIOS ADVANTAGE INCOME FUND, INC. ======================
D.R. HORTON, INC.
Ticker: DHI Security ID: 23331A109
Meeting Date: JAN 20, 2011 Meeting Type: Annual
Record Date: NOV 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donald R. Horton For For Management
2 Elect Director Bradley S. Anderson For For Management
3 Elect Director Michael R. Buchanan For For Management
4 Elect Director Michael W. Hewatt For For Management
5 Elect Director Bob G. Scott For For Management
6 Elect Director Donald J. Tomnitz For For Management
7 Amend Omnibus Stock Plan For For Management
8 Ratify Auditors For For Management
9 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
--------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORPORATION
Ticker: FTR Security ID: 35906A108
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leroy T. Barnes, Jr. For For Management
1.2 Elect Director Peter C.B. Bynoe For For Management
1.3 Elect Director Jeri B. Finard For For Management
1.4 Elect Director Edward Fraioli For For Management
1.5 Elect Director James S. Kahan For For Management
1.6 Elect Director Pamela D.A. Reeve For For Management
1.7 Elect Director Howard L. Schrott For For Management
1.8 Elect Director Larraine D. Segil For For Management
1.9 Elect Director Mark Shapiro For For Management
1.10 Elect Director Myron A. Wick, III For For Management
1.11 Elect Director Mary Agnes Wilderotter For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Require Independent Board Chairman Against Against Shareholder
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HOVNANIAN ENTERPRISES, INC.
Ticker: HOV Security ID: 442487203
Meeting Date: MAR 15, 2011 Meeting Type: Annual
Record Date: JAN 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ara K. Hovnanian For For Management
1.2 Elect Director Robert B. Coutts For For Management
1.3 Elect Director Edward A. Kangas For For Management
1.4 Elect Director Joseph A. Marengi For For Management
1.5 Elect Director John J. Robbins For For Management
1.6 Elect Director J. Larry Sorsby For For Management
1.7 Elect Director Stephen D. Weinroth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
M.D.C. HOLDINGS, INC.
Ticker: MDC Security ID: 552676108
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William B. Kemper For For Management
1.2 Elect Director David D. Mandarich For For Management
1.3 Elect Director David Siegel For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE RYLAND GROUP, INC.
Ticker: RYL Security ID: 783764103
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie M. Frecon For For Management
1.2 Elect Director Roland A. Hernandez For For Management
1.3 Elect Director William L. Jews For For Management
1.4 Elect Director Ned Mansour For For Management
1.5 Elect Director Robert E. Mellor For For Management
1.6 Elect Director Norman J. Metcalfe For For Management
1.7 Elect Director Larry T. Nicholson For For Management
1.8 Elect Director Charlotte St. Martin For For Management
1.9 Elect Director Robert G. van For For Management
Schoonenberg
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
6 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WINDSTREAM CORP.
Ticker: WIN Security ID: 97381W104
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol B. Armitage For For Management
2 Elect Director Samuel E. Beall, III For For Management
3 Elect Director Dennis E. Foster For For Management
4 Elect Director Francis X. Frantz For For Management
5 Elect Director Jeffery R. Gardner For For Management
6 Elect Director Jeffrey T. Hinson For For Management
7 Elect Director Judy K. Jones For For Management
8 Elect Director William A. Montgomery For For Management
9 Elect Director Alan L. Wells For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
12 Ratify Auditors For For Management
13 Provide for Cumulative Voting Against For Shareholder
14 Report on Political Contributions Against For Shareholder
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) HELIOS ADVANTAGE INCOME FUND, INC.
By: /s/ Seth Gelman
Seth Gelman, Chief Compliance Officer
Date: August 31, 2011
