FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21667
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Central Investment Portfolios LLC
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 8/31, 9/30
DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Central Investment Portfolios LLC
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/14/2013 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED August 1, 2013 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY CONSUMER DISCRETIONARY CENTRAL FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
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ABERCROMBIE & FITCH CO.
MEETING DATE: JUN 20, 2013 | TICKER: ANF SECURITY ID: 002896207
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director James B. Bachmann | Management | For | For |
| 1b | Elect Director Michael E. Greenlees | Management | For | For |
| 1c | Elect Director Kevin S. Huvane | Management | For | For |
| 1d | Elect Director Michael S. Jeffries | Management | For | For |
| 1e | Elect Director John W. Kessler | Management | For | For |
| 1f | Elect Director Craig R. Stapleton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| 5 | Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | Against |
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AMAZON.COM, INC.
MEETING DATE: MAY 23, 2013 | TICKER: AMZN SECURITY ID: 023135106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Alain Monie | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Political Contributions | Shareholder | Against | Abstain |
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AMERICAN EAGLE OUTFITTERS, INC.
MEETING DATE: MAY 30, 2013 | TICKER: AEO SECURITY ID: 02553E106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Robert L. Hanson | Management | For | For |
| 1.2 | Elect Director Thomas R. Ketteler | Management | For | For |
| 1.3 | Elect Director Cary D. McMillan | Management | For | For |
| 1.4 | Elect Director David M. Sable | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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ASCENA RETAIL GROUP, INC.
MEETING DATE: DEC 11, 2012 | TICKER: ASNA SECURITY ID: 04351G101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director John Usdan | Management | For | For |
| 1.2 | Elect Director Randy L. Pearce | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
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ASCENT CAPITAL GROUP, INC.
MEETING DATE: MAY 22, 2013 | TICKER: ASCMA SECURITY ID: 043632108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Philip J. Holthouse | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
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AUTOZONE, INC.
MEETING DATE: DEC 12, 2012 | TICKER: AZO SECURITY ID: 053332102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Sue E. Gove | Management | For | For |
| 1.2 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.3 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.4 | Elect Director J. R. Hyde, III | Management | For | For |
| 1.5 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.6 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.7 | Elect Director Luis P. Nieto | Management | For | For |
| 1.8 | Elect Director William C. Rhodes, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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BED BATH & BEYOND INC.
MEETING DATE: JUN 28, 2013 | TICKER: BBBY SECURITY ID: 075896100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Warren Eisenberg | Management | For | For |
| 1b | Elect Director Leonard Feinstein | Management | For | For |
| 1c | Elect Director Steven H. Temares | Management | For | For |
| 1d | Elect Director Dean S. Adler | Management | For | For |
| 1e | Elect Director Stanley F. Barshay | Management | For | For |
| 1f | Elect Director Klaus Eppler | Management | For | For |
| 1g | Elect Director Patrick R. Gaston | Management | For | For |
| 1h | Elect Director Jordan Heller | Management | For | For |
| 1i | Elect Director Victoria A. Morrison | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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BJ'S RESTAURANTS, INC.
MEETING DATE: JUN 04, 2013 | TICKER: BJRI SECURITY ID: 09180C106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Gerald W. Deitchle | Management | For | For |
| 1.2 | Elect Director James A. Dal Pozzo | Management | For | For |
| 1.3 | Elect Director J. Roger King | Management | For | For |
| 1.4 | Elect Director Larry D. Bouts | Management | For | For |
| 1.5 | Elect Director John F. Grundhofer | Management | For | For |
| 1.6 | Elect Director Peter A. Bassi | Management | For | For |
| 1.7 | Elect Director William L. Hyde, Jr. | Management | For | For |
| 1.8 | Elect Director Lea Anne S. Ottinger | Management | For | For |
| 1.9 | Elect Director Henry Gomez | Management | For | For |
| 1.10 | Elect Director Gregory A. Trojan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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BORGWARNER INC.
MEETING DATE: APR 24, 2013 | TICKER: BWA SECURITY ID: 099724106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Jere A. Drummond | Management | For | For |
| 2 | Elect Director John R. McKernan, Jr. | Management | For | For |
| 3 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 4 | Elect Director James R. Verrier | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Declassify the Board of Directors | Shareholder | For | For |
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BRUNSWICK CORPORATION
MEETING DATE: MAY 01, 2013 | TICKER: BC SECURITY ID: 117043109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director David C. Everitt | Management | For | For |
| 1.3 | Elect Director Roger J. Wood | Management | For | For |
| 1.4 | Elect Director Lawrence A. Zimmerman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
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BUFFALO WILD WINGS, INC.
MEETING DATE: MAY 15, 2013 | TICKER: BWLD SECURITY ID: 119848109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Sally J. Smith | Management | For | For |
| 1.2 | Elect Director J. Oliver Maggard | Management | For | For |
| 1.3 | Elect Director James M. Damian | Management | For | For |
| 1.4 | Elect Director Dale M. Applequist | Management | For | For |
| 1.5 | Elect Director Warren E. Mack | Management | For | For |
| 1.6 | Elect Director Michael P. Johnson | Management | For | For |
| 1.7 | Elect Director Jerry R. Rose | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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CABELA'S INCORPORATED
MEETING DATE: JUN 05, 2013 | TICKER: CAB SECURITY ID: 126804301
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Theodore M. Armstrong | Management | For | For |
| 1.2 | Elect Director James W. Cabela | Management | For | For |
| 1.3 | Elect Director John H. Edmondson | Management | For | For |
| 1.4 | Elect Director John Gottschalk | Management | For | For |
| 1.5 | Elect Director Dennis Highby | Management | For | For |
| 1.6 | Elect Director Reuben Mark | Management | For | For |
| 1.7 | Elect Director Michael R. McCarthy | Management | For | For |
| 1.8 | Elect Director Thomas L. Millner | Management | For | For |
| 1.9 | Elect Director Beth M. Pritchard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
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CARMAX, INC.
MEETING DATE: JUN 24, 2013 | TICKER: KMX SECURITY ID: 143130102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.2 | Elect Director Rakesh Gangwal | Management | For | For |
| 1.3 | Elect Director Mitchell D. Steenrod | Management | For | For |
| 1.4 | Elect Director Thomas G. Stemberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Articles of Incorporation to Update and Modify Certain Provisions Related to Indemnification | Management | For | For |
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CHIPOTLE MEXICAN GRILL, INC.
MEETING DATE: MAY 17, 2013 | TICKER: CMG SECURITY ID: 169656105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
| 1.2 | Elect Director Neil W. Flanzraich | Management | For | For |
| 1.3 | Elect Director Darlene J. Friedman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
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COMCAST CORPORATION
MEETING DATE: MAY 15, 2013 | TICKER: CMCSA SECURITY ID: 20030N101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Joseph J. Collins | Management | For | For |
| 1.4 | Elect Director J. Michael Cook | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.8 | Elect Director Brian L. Roberts | Management | For | For |
| 1.9 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.11 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
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DELPHI AUTOMOTIVE PLC
MEETING DATE: APR 25, 2013 | TICKER: DLPH SECURITY ID: G27823106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Reelect Gary L. Cowger as a Director | Management | For | For |
| 1.2 | Reelect Nicholas M. Donofrio as a Director | Management | For | For |
| 1.3 | Reelect Mark P. Frissora as a Director | Management | For | For |
| 1.4 | Reelect Rajiv L. Gupta as a Director | Management | For | For |
| 1.5 | Reelect John A. Krol as a Director | Management | For | For |
| 1.6 | Reelect J. Randall MacDonald as a Director | Management | For | For |
| 1.7 | Reelect Sean O. Mahoney as a Director | Management | For | For |
| 1.8 | Reelect Rodney O'Neal as a Director | Management | For | For |
| 1.9 | Reelect Thomas W. Sidlik as a Director | Management | For | For |
| 1.10 | Reelect Bernd Wiedemann as a Director | Management | For | For |
| 1.11 | Reelect Lawrence A. Zimmerman as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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DICK'S SPORTING GOODS, INC.
MEETING DATE: JUN 05, 2013 | TICKER: DKS SECURITY ID: 253393102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Emanuel Chirico | Management | For | For |
| 1.2 | Elect Director Allen R. Weiss | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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DIRECTV
MEETING DATE: MAY 02, 2013 | TICKER: DTV SECURITY ID: 25490A309
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Neil Austrian | Management | For | For |
| 1b | Elect Director Ralph Boyd, Jr. | Management | For | For |
| 1c | Elect Director Abelardo Bru | Management | For | For |
| 1d | Elect Director David Dillon | Management | For | For |
| 1e | Elect Director Samuel DiPiazza, Jr. | Management | For | For |
| 1f | Elect Director Dixon Doll | Management | For | For |
| 1g | Elect Director Charles Lee | Management | For | For |
| 1h | Elect Director Peter Lund | Management | For | For |
| 1i | Elect Director Nancy Newcomb | Management | For | For |
| 1j | Elect Director Lorrie Norrington | Management | For | For |
| 1k | Elect Director Michael White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
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DISCOVERY COMMUNICATIONS, INC.
MEETING DATE: MAY 14, 2013 | TICKER: DISCA SECURITY ID: 25470F104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Paul A. Gould | Management | For | For |
| 1.2 | Elect Director John S. Hendricks | Management | For | For |
| 1.3 | Elect Director M. LaVoy Robison | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
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DOLLAR GENERAL CORPORATION
MEETING DATE: MAY 29, 2013 | TICKER: DG SECURITY ID: 256677105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Raj Agrawal | Management | For | For |
| 1.2 | Elect Director Warren F. Bryant | Management | For | For |
| 1.3 | Elect Director Michael M. Calbert | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Patricia D. Fili-Krushel | Management | For | For |
| 1.7 | Elect Director Adrian Jones | Management | For | For |
| 1.8 | Elect Director William C. Rhodes, III | Management | For | For |
| 1.9 | Elect Director David B. Rickard | Management | For | For |
| 2 | Adopt Majority Voting for the Election of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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DOLLAR TREE, INC.
MEETING DATE: JUN 20, 2013 | TICKER: DLTR SECURITY ID: 256746108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Arnold S. Barron | Management | For | For |
| 1.2 | Elect Director Macon F. Brock, Jr. | Management | For | For |
| 1.3 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.4 | Elect Director H. Ray Compton | Management | For | For |
| 1.5 | Elect Director Conrad M. Hall | Management | For | For |
| 1.6 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.7 | Elect Director J. Douglas Perry | Management | For | For |
| 1.8 | Elect Director Bob Sasser | Management | For | For |
| 1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
| 1.10 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.11 | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Deferred Compensation Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
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DOMINO'S PIZZA, INC.
MEETING DATE: APR 23, 2013 | TICKER: DPZ SECURITY ID: 25754A201
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director J. Patrick Doyle | Management | For | For |
| 1.2 | Elect Director James A. Goldman | Management | For | For |
| 1.3 | Elect Director Gregory A. Trojan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning | Shareholder | Against | Abstain |
| 4 | Ratify Auditors | Management | For | For |
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GRAND CANYON EDUCATION, INC.
MEETING DATE: MAY 16, 2013 | TICKER: LOPE SECURITY ID: 38526M106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Brent D. Richardson | Management | For | For |
| 1.2 | Elect Director Brian E. Mueller | Management | For | For |
| 1.3 | Elect Director David J. Johnson | Management | For | For |
| 1.4 | Elect Director Jack A. Henry | Management | For | For |
| 1.5 | Elect Director Bradley A. Casper | Management | For | For |
| 1.6 | Elect Director Kevin F. Warren | Management | For | For |
| 1.7 | Elect Director Sara R. Dial | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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H & M HENNES & MAURITZ
MEETING DATE: APR 23, 2013 | TICKER: HMB SECURITY ID: W41422101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Receive President's Report; Allow Questions | Management | None | None |
| 4 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 7 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 8a | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 8b | Receive Auditor Report | Management | None | None |
| 8c | Receive Chairman Report | Management | None | None |
| 8d | Receive Nominating Committee Report | Management | None | None |
| 9a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9b | Approve Allocation of Income and Dividends of SEK 9.50 per Share | Management | For | Did Not Vote |
| 9c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12 | Reelect Mia Brunell Livfors, Anders Dahlvig, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson (Chair), Melker Schorling and Christian Sievert as Directors | Management | For | Did Not Vote |
| 13 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 14 | Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson to the Nominating Committee; Approve Nominating Committee Guidelines | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Amend All-Employee Incentive Plan | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
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HANESBRANDS INC.
MEETING DATE: APR 03, 2013 | TICKER: HBI SECURITY ID: 410345102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lee A. Chaden | Management | For | For |
| 1.2 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.3 | Elect Director James C. Johnson | Management | For | For |
| 1.4 | Elect Director Jessica T. Mathews | Management | For | For |
| 1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
| 1.6 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.7 | Elect Director Richard A. Noll | Management | For | For |
| 1.8 | Elect Director Andrew J. Schindler | Management | For | For |
| 1.9 | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
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HIBBETT SPORTS, INC.
MEETING DATE: MAY 30, 2013 | TICKER: HIBB SECURITY ID: 428567101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl Kirkland | Management | For | For |
| 1.2 | Elect Director Michael J. Newsome | Management | For | For |
| 1.3 | Elect Director Thomas A. Saunders, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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INTERFACE, INC.
MEETING DATE: MAY 13, 2013 | TICKER: TILE SECURITY ID: 458665304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward C. Callaway | Management | For | For |
| 1.2 | Elect Director Andrew B. Cogan | Management | For | For |
| 1.3 | Elect Director Dianne Dillon-Ridgeley | Management | For | For |
| 1.4 | Elect Director Carl I. Gable | Management | For | For |
| 1.5 | Elect Director Daniel T. Hendrix | Management | For | For |
| 1.6 | Elect Director June M. Henton | Management | For | For |
| 1.7 | Elect Director Christopher G. Kennedy | Management | For | For |
| 1.8 | Elect Director K. David Kohler | Management | For | For |
| 1.9 | Elect Director James B. Miller, Jr. | Management | For | For |
| 1.10 | Elect Director Harold M. Paisner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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JARDEN CORPORATION
MEETING DATE: MAY 30, 2013 | TICKER: JAH SECURITY ID: 471109108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ian G. H. Ashken | Management | For | For |
| 1.2 | Elect Director William P. Lauder | Management | For | For |
| 1.3 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
L BRANDS, INC.
MEETING DATE: MAY 23, 2013 | TICKER: LTD SECURITY ID: 501797104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis S. Hersch | Management | For | For |
| 1.2 | Elect Director David T. Kollat | Management | For | For |
| 1.3 | Elect Director William R. Loomis, Jr. | Management | For | For |
| 1.4 | Elect Director Leslie H. Wexner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| |
|---|
LEAR CORPORATION
MEETING DATE: MAY 16, 2013 | TICKER: LEA SECURITY ID: 521865204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas P. Capo | Management | For | For |
| 1.2 | Elect Director Jonathan F. Foster | Management | For | For |
| 1.3 | Elect Director Kathleen A. Ligocki | Management | For | For |
| 1.4 | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
| 1.5 | Elect Director Donald L. Runkle | Management | For | For |
| 1.6 | Elect Director Matthew J. Simoncini | Management | For | For |
| 1.7 | Elect Director Gregory C. Smith | Management | For | For |
| 1.8 | Elect Director Henry D. G. Wallace | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LENNAR CORPORATION
MEETING DATE: APR 10, 2013 | TICKER: LEN SECURITY ID: 526057104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. (Tig) Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director R. Kirk Landon | Management | For | For |
| 1.6 | Elect Director Sidney Lapidus | Management | For | For |
| 1.7 | Elect Director Stuart A. Miller | Management | For | For |
| 1.8 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIBERTY INTERACTIVE CORPORATION
MEETING DATE: JUN 04, 2013 | TICKER: LINTA SECURITY ID: 53071M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Malone | Management | For | For |
| 1.2 | Elect Director M. Ian G. Gilchrist | Management | For | For |
| 1.3 | Elect Director Andrea L. Wong | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIBERTY MEDIA CORPORATION
MEETING DATE: JUN 04, 2013 | TICKER: LMCA SECURITY ID: 531229102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Malone | Management | For | For |
| 1.2 | Elect Director Robert R. Bennett | Management | For | For |
| 1.3 | Elect Director M. Ian G. Gilchrist | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LKQ CORPORATION
MEETING DATE: MAY 06, 2013 | TICKER: LKQ SECURITY ID: 501889208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Clinton Allen | Management | For | For |
| 1.2 | Elect Director Kevin F. Flynn | Management | For | For |
| 1.3 | Elect Director Ronald G. Foster | Management | For | For |
| 1.4 | Elect Director Joseph M. Holsten | Management | For | For |
| 1.5 | Elect Director Blythe J. McGarvie | Management | For | For |
| 1.6 | Elect Director Paul M. Meister | Management | For | For |
| 1.7 | Elect Director John F. O'Brien | Management | For | For |
| 1.8 | Elect Director Guhan Subramanian | Management | For | For |
| 1.9 | Elect Director Robert L. Wagman | Management | For | For |
| 1.10 | Elect Director William M. Webster, IV | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 31, 2013 | TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David W. Bernauer | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director Peter C. Browning | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.7 | Elect Director Robert L. Johnson | Management | For | For |
| 1.8 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.9 | Elect Director Richard K. Lochridge | Management | For | For |
| 1.10 | Elect Director Robert A. Niblock | Management | For | For |
| 1.11 | Elect Director Eric C. Wisemen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
NEWS CORPORATION
MEETING DATE: JUN 11, 2013 | TICKER: NWS SECURITY ID: 65248E104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Certificate of Incorporation Clarifying the Ability to Make Distributions in Comparable Securities in Connection with Separation Transactions | Management | For | For |
| 2 | Amend Certificate of Incorporation Allowing for Certain Distributions on Subsidiary-owned Shares and the Creation of Additional Subsidiary-owned Shares | Management | For | For |
| |
|---|
NIELSEN HOLDINGS N.V.
MEETING DATE: MAY 07, 2013 | TICKER: NLSN SECURITY ID: N63218106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Elect Director David L. Calhoun | Management | For | For |
| 3b | Elect Director James A. Attwood, Jr. | Management | For | For |
| 3c | Elect Director Richard J. Bressler | Management | For | For |
| 3d | Elect Director Patrick Healy | Management | For | For |
| 3e | Elect Director Karen M. Hoguet | Management | For | For |
| 3f | Elect Director James M. Kilts | Management | For | For |
| 3g | Elect Director Alexander Navab | Management | For | For |
| 3h | Elect Director Robert Pozen | Management | For | For |
| 3i | Elect Director Vivek Ranadive | Management | For | For |
| 3j | Elect Director Robert Reid | Management | For | For |
| 3k | Elect Director Javier G. Teruel | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Advisory Vote to Approve Remuneration of Executives | Management | For | For |
| |
|---|
NIKE, INC.
MEETING DATE: SEP 20, 2012 | TICKER: NKE SECURITY ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director John C. Lechleiter | Management | For | For |
| 1.3 | Elect Director Phyllis M. Wise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
O'REILLY AUTOMOTIVE, INC.
MEETING DATE: MAY 07, 2013 | TICKER: ORLY SECURITY ID: 67103H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Larry O'Reilly | Management | For | For |
| 1b | Elect Director Rosalie O'Reilly-Wooten | Management | For | For |
| 1c | Elect Director Thomas T. Hendrickson | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Amend Articles of Incorporation to Eliminate Unnecessary and Outdated Provisions and to Make Minor Revisions to Conform to Current State Laws and Clarify | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
PETSMART, INC.
MEETING DATE: JUN 14, 2013 | TICKER: PETM SECURITY ID: 716768106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Angel Cabrera | Management | For | For |
| 1b | Elect Director Rita V. Foley | Management | For | For |
| 1c | Elect Director Rakesh Gangwal | Management | For | For |
| 1d | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
| 1e | Elect Director Gregory P. Josefowicz | Management | For | For |
| 1f | Elect Director Richard K. Lochridge | Management | For | For |
| 1g | Elect Director Robert F. Moran | Management | For | For |
| 1h | Elect Director Barbara Munder | Management | For | For |
| 1i | Elect Director Thomas G. Stemberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PRICELINE.COM INCORPORATED
MEETING DATE: JUN 06, 2013 | TICKER: PCLN SECURITY ID: 741503403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tim Armstrong | Management | For | For |
| 1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.9 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
PVH CORP.
MEETING DATE: JUN 20, 2013 | TICKER: PVH SECURITY ID: 693656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Emanuel Chirico | Management | For | For |
| 1.3 | Elect Director Juan R. Figuereo | Management | For | For |
| 1.4 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.5 | Elect Director Fred Gehring | Management | For | For |
| 1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
| 1.7 | Elect Director Bruce Maggin | Management | For | For |
| 1.8 | Elect Director V. James Marino | Management | For | For |
| 1.9 | Elect Director Helen McCluskey | Management | For | For |
| 1.10 | Elect Director Henry Nasella | Management | For | For |
| 1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ROSS STORES, INC.
MEETING DATE: MAY 22, 2013 | TICKER: ROST SECURITY ID: 778296103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Sharon D. Garrett | Management | For | For |
| 1d | Elect Director Michael J. Bush | Management | For | For |
| 1e | Elect Director Norman A. Ferber | Management | For | For |
| 1f | Elect Director Gregory L. Quesnel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SALLY BEAUTY HOLDINGS, INC.
MEETING DATE: JAN 30, 2013 | TICKER: SBH SECURITY ID: 79546E104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christian A. Brickman | Management | For | For |
| 1.2 | Elect Director Marshall E. Eisenberg | Management | For | For |
| 1.3 | Elect Director John A. Miller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
SIRIUS XM RADIO INC.
MEETING DATE: MAY 21, 2013 | TICKER: SIRI SECURITY ID: 82967N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan L. Amble | Management | For | For |
| 1.2 | Elect Director Mark D. Carleton | Management | For | For |
| 1.3 | Elect Director David J.A. Flowers | Management | For | For |
| 1.4 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.5 | Elect Director James P. Holden | Management | For | For |
| 1.6 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.7 | Elect Director Evan D. Malone | Management | For | For |
| 1.8 | Elect Director James E. Meyer | Management | For | For |
| 1.9 | Elect Director James F. Mooney | Management | For | For |
| 1.10 | Elect Director Robin S. Pringle | Management | For | For |
| 1.11 | Elect Director Carl E. Vogel | Management | For | For |
| 1.12 | Elect Director Vanessa A. Wittman | Management | For | For |
| 1.13 | Elect Director David Zaslav | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| |
|---|
STANLEY BLACK & DECKER, INC.
MEETING DATE: APR 16, 2013 | TICKER: SWK SECURITY ID: 854502101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George W. Buckley | Management | For | For |
| 1.2 | Elect Director Patrick D. Campbell | Management | For | For |
| 1.3 | Elect Director Carlos M. Cardoso | Management | For | For |
| 1.4 | Elect Director Robert B. Coutts | Management | For | For |
| 1.5 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.6 | Elect Director John F. Lundgren | Management | For | For |
| 1.7 | Elect Director Anthony Luiso | Management | For | For |
| 1.8 | Elect Director Marianne M. Parrs | Management | For | For |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STARBUCKS CORPORATION
MEETING DATE: MAR 20, 2013 | TICKER: SBUX SECURITY ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Howard Schultz | Management | For | For |
| 1b | Elect Director William W. Bradley | Management | For | For |
| 1c | Elect Director Robert M. Gates | Management | For | For |
| 1d | Elect Director Mellody Hobson | Management | For | For |
| 1e | Elect Director Kevin R. Johnson | Management | For | For |
| 1f | Elect Director Olden Lee | Management | For | For |
| 1g | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1h | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1i | Elect Director Clara Shih | Management | For | For |
| 1j | Elect Director Javier G. Teruel | Management | For | For |
| 1k | Elect Director Myron E. Ullman, III | Management | For | For |
| 1l | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Prohibit Political Spending | Shareholder | Against | Against |
| |
|---|
STEVEN MADDEN, LTD.
MEETING DATE: MAY 24, 2013 | TICKER: SHOO SECURITY ID: 556269108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.2 | Elect Director John L. Madden | Management | For | For |
| 1.3 | Elect Director Peter Migliorini | Management | For | For |
| 1.4 | Elect Director Richard P. Randall | Management | For | For |
| 1.5 | Elect Director Ravi Sachdev | Management | For | For |
| 1.6 | Elect Director Thomas H. Schwartz | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TEXAS ROADHOUSE, INC.
MEETING DATE: MAY 16, 2013 | TICKER: TXRH SECURITY ID: 882681109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory N. Moore | Management | For | For |
| 1.2 | Elect Director James F. Parker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 23, 2013 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Ari Bousbib | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Armando Codina | Management | For | For |
| 1h | Elect Director Bonnie G. Hill | Management | For | For |
| 1i | Elect Director Karen L. Katen | Management | For | For |
| 1j | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 7 | Adopt Stormwater Run-off Management Policy | Shareholder | Against | Abstain |
| |
|---|
THE TJX COMPANIES, INC.
MEETING DATE: JUN 11, 2013 | TICKER: TJX SECURITY ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Alan M. Bennett | Management | For | For |
| 1.4 | Elect Director Bernard Cammarata | Management | For | For |
| 1.5 | Elect Director David T. Ching | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Dawn G. Lepore | Management | For | For |
| 1.9 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.10 | Elect Director John F. O'Brien | Management | For | For |
| 1.11 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 06, 2013 | TICKER: DIS SECURITY ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.a | Elect Director Susan E. Arnold | Management | For | For |
| 1.b | Elect Director John S. Chen | Management | For | For |
| 1.c | Elect Director Judith L. Estrin | Management | For | For |
| 1.d | Elect Director Robert A. Iger | Management | For | For |
| 1.e | Elect Director Fred H. Langhammer | Management | For | For |
| 1.f | Elect Director Aylwin B. Lewis | Management | For | For |
| 1.g | Elect Director Monica C. Lozano | Management | For | For |
| 1.h | Elect Director Robert W. Matschullat | Management | For | For |
| 1.i | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.j | Elect Director Orin C. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
TIFFANY & CO.
MEETING DATE: MAY 16, 2013 | TICKER: TIF SECURITY ID: 886547108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.2 | Elect Director Rose Marie Bravo | Management | For | For |
| 1.3 | Elect Director Gary E. Costley | Management | For | For |
| 1.4 | Elect Director Lawrence K. Fish | Management | For | For |
| 1.5 | Elect Director Abby F. Kohnstamm | Management | For | For |
| 1.6 | Elect Director Charles K. Marquis | Management | For | For |
| 1.7 | Elect Director Peter W. May | Management | For | For |
| 1.8 | Elect Director William A. Shutzer | Management | For | For |
| 1.9 | Elect Director Robert S. Singer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TIME WARNER INC.
MEETING DATE: MAY 23, 2013 | TICKER: TWX SECURITY ID: 887317303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director William P. Barr | Management | For | For |
| 1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.5 | Elect Director Robert C. Clark | Management | For | For |
| 1.6 | Elect Director Mathias Dopfner | Management | For | For |
| 1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
| 1.8 | Elect Director Fred Hassan | Management | For | For |
| 1.9 | Elect Director Kenneth J. Novack | Management | For | For |
| 1.10 | Elect Director Paul D. Wachter | Management | For | For |
| 1.11 | Elect Director Deborah C. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TRACTOR SUPPLY COMPANY
MEETING DATE: MAY 02, 2013 | TICKER: TSCO SECURITY ID: 892356106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James F. Wright | Management | For | For |
| 1.2 | Elect Director Johnston C. Adams | Management | For | For |
| 1.3 | Elect Director Peter D. Bewley | Management | For | For |
| 1.4 | Elect Director Jack C. Bingleman | Management | For | For |
| 1.5 | Elect Director Richard W. Frost | Management | For | For |
| 1.6 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.7 | Elect Director George MacKenzie | Management | For | For |
| 1.8 | Elect Director Edna K. Morris | Management | For | For |
| 1.9 | Elect Director Gregory A. Sandfort | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TUPPERWARE BRANDS CORPORATION
MEETING DATE: MAY 24, 2013 | TICKER: TUP SECURITY ID: 899896104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine A. Bertini | Management | For | For |
| 1.2 | Elect Director Susan M. Cameron | Management | For | For |
| 1.3 | Elect Director Kriss Cloninger, III | Management | For | For |
| 1.4 | Elect Director E. V. Goings | Management | For | For |
| 1.5 | Elect Director Joe R. Lee | Management | For | For |
| 1.6 | Elect Director Angel R. Martinez | Management | For | For |
| 1.7 | Elect Director Antonio Monteiro de Castro | Management | For | For |
| 1.8 | Elect Director Robert J. Murray | Management | For | For |
| 1.9 | Elect Director David R. Parker | Management | For | For |
| 1.10 | Elect Director Joyce M. Roche | Management | For | For |
| 1.11 | Elect Director M. Anne Szostak | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ULTA SALON, COSMETICS & FRAGRANCE, INC.
MEETING DATE: JUN 06, 2013 | TICKER: ULTA SECURITY ID: 90384S303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Heilbronn | Management | For | For |
| 1.2 | Elect Director Michael R. MacDonald | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VF CORPORATION
MEETING DATE: APR 23, 2013 | TICKER: VFC SECURITY ID: 918204108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard T. Carucci | Management | For | For |
| 1.2 | Elect Director Juliana L. Chugg | Management | For | For |
| 1.3 | Elect Director George Fellows | Management | For | For |
| 1.4 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.5 | Elect Director Matthew J. Shattock | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WILLIAMS-SONOMA, INC.
MEETING DATE: MAY 30, 2013 | TICKER: WSM SECURITY ID: 969904101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laura J. Alber | Management | For | For |
| 1.2 | Elect Director Adrian D.P. Bellamy | Management | For | For |
| 1.3 | Elect Director Rose Marie Bravo | Management | For | For |
| 1.4 | Elect Director Mary Ann Casati | Management | For | For |
| 1.5 | Elect Director Patrick J. Connolly | Management | For | For |
| 1.6 | Elect Director Adrian T. Dillon | Management | For | For |
| 1.7 | Elect Director Anthony A. Greener | Management | For | For |
| 1.8 | Elect Director Ted W. Hall | Management | For | For |
| 1.9 | Elect Director Michael R. Lynch | Management | For | For |
| 1.10 | Elect Director Lorraine Twohill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WOLVERINE WORLD WIDE, INC.
MEETING DATE: APR 18, 2013 | TICKER: WWW SECURITY ID: 978097103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey M. Boromisa | Management | For | For |
| 1.2 | Elect Director David T. Kollat | Management | For | For |
| 1.3 | Elect Director Timothy J. O'Donovan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 14, 2013 | TICKER: WYN SECURITY ID: 98310W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian Mulroney | Management | For | For |
| 1.2 | Elect Director Michael H. Wargotz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
YUM! BRANDS, INC.
MEETING DATE: MAY 15, 2013 | TICKER: YUM SECURITY ID: 988498101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Cavanagh | Management | For | For |
| 1b | Elect Director David W. Dorman | Management | For | For |
| 1c | Elect Director Massimo Ferragamo | Management | For | For |
| 1d | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1e | Elect Director J. David Grissom | Management | For | For |
| 1f | Elect Director Bonnie G. Hill | Management | For | For |
| 1g | Elect Director Jonathan S. Linen | Management | For | For |
| 1h | Elect Director Thomas C. Nelson | Management | For | For |
| 1i | Elect Director David C. Novak | Management | For | For |
| 1j | Elect Director Thomas M. Ryan | Management | For | For |
| 1k | Elect Director Jing-Shyh S. Su | Management | For | For |
| 1l | Elect Director Robert D. Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Comprehensive Packaging Recycling Strategy | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
FIDELITY CONSUMER STAPLES CENTRAL FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ALTRIA GROUP, INC.
MEETING DATE: MAY 16, 2013 | TICKER: MO SECURITY ID: 02209S103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald L. Baliles | Management | For | For |
| 1.2 | Elect Director Martin J. Barrington | Management | For | For |
| 1.3 | Elect Director John T. Casteen, III | Management | For | For |
| 1.4 | Elect Director Dinyar S. Devitre | Management | For | For |
| 1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1.6 | Elect Director Thomas W. Jones | Management | For | For |
| 1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1.8 | Elect Director W. Leo Kiely, III | Management | For | For |
| 1.9 | Elect Director Kathryn B. McQuade | Management | For | For |
| 1.10 | Elect Director George Munoz | Management | For | For |
| 1.11 | Elect Director Nabil Y. Sakkab | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
ANHEUSER-BUSCH INBEV SA
MEETING DATE: APR 24, 2013 | TICKER: ABI SECURITY ID: B6399C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1a | Receive Special Board Report | Management | None | None |
| A1b | Receive Special Auditor Report | Management | None | None |
| A1c | Eliminate Preemptive Rights Re: Issuance of Subscription Rights | Management | For | For |
| A1d | Approve Non-Employee Director Stock Option Plan: Issuance of 185,000 Warrants | Management | For | For |
| A1e | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital: Issuance of Warrants under item A1d | Management | For | For |
| A1f | Approve Deviation from Belgian Company Law Provision Re: Grant of Warrants to Non-Executive Directors | Management | For | For |
| A1g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| B1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| B2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.70 per Share | Management | For | For |
| B5 | Approve Discharge of Directors | Management | For | For |
| B6 | Approve Discharge of Auditors | Management | For | For |
| B7 | Reelect Kees Storm as Director | Management | For | For |
| B8 | Ratify PricewaterhouseCoopers as Auditors and Approve Auditors' Remuneration of EUR 75,000 | Management | For | For |
| B9a | Approve Remuneration Report | Management | For | Against |
| B9b | Approve Stock Option Plan Grants | Management | For | Against |
| B10 | Approve Remuneration of Directors | Management | For | For |
| B11a | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | For |
| B11b | Approve Change-of-Control Clause Re : Senior Facilities Agreement | Management | For | For |
| C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| |
|---|
ANNIE'S INC.
MEETING DATE: SEP 10, 2012 | TICKER: BNNY SECURITY ID: 03600T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Behnke | Management | For | For |
| 1.2 | Elect Director Julie D. Klapstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ARCHER-DANIELS-MIDLAND COMPANY
MEETING DATE: NOV 01, 2012 | TICKER: ADM SECURITY ID: 039483102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director George W. Buckley | Management | For | For |
| 1.3 | Elect Director Mollie Hale Carter | Management | For | For |
| 1.4 | Elect Director Terrell K. Crews | Management | For | For |
| 1.5 | Elect Director Pierre Dufour | Management | For | For |
| 1.6 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.7 | Elect Director Antonio Maciel | Management | For | For |
| 1.8 | Elect Director Patrick J. Moore | Management | For | For |
| 1.9 | Elect Director Thomas F. O'Neill | Management | For | For |
| 1.10 | Elect Director Daniel Shih | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 1.12 | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
ARCHER-DANIELS-MIDLAND COMPANY
MEETING DATE: MAY 02, 2013 | TICKER: ADM SECURITY ID: 039483102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director George W. Buckley | Management | For | For |
| 1.3 | Elect Director Mollie Hale Carter | Management | For | For |
| 1.4 | Elect Director Terell K. Crews | Management | For | For |
| 1.5 | Elect Director Pierre Dufour | Management | For | For |
| 1.6 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.7 | Elect Director Antonio Maciel | Management | For | For |
| 1.8 | Elect Director Patrick J. Moore | Management | For | For |
| 1.9 | Elect Director Thomas F. O'Neill | Management | For | For |
| 1.10 | Elect Director Daniel Shih | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 1.12 | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 25, 2013 | TICKER: BATS SECURITY ID: 110448107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Re-elect Richard Burrows as Director | Management | For | For |
| 7 | Re-elect John Daly as Director | Management | For | For |
| 8 | Re-elect Karen de Segundo as Director | Management | For | For |
| 9 | Re-elect Nicandro Durante as Director | Management | For | For |
| 10 | Re-elect Ann Godbehere as Director | Management | For | For |
| 11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 12 | Re-elect Gerry Murphy as Director | Management | For | For |
| 13 | Re-elect Kieran Poynter as Director | Management | For | For |
| 14 | Re-elect Anthony Ruys as Director | Management | For | For |
| 15 | Re-elect Ben Stevens as Director | Management | For | For |
| 16 | Elect Richard Tubb as Director | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 24, 2013 | TICKER: BG SECURITY ID: G16962105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bernard de La Tour d'Auvergne Lauraguais | Management | For | For |
| 1b | Elect Director William Engels | Management | For | For |
| 1c | Elect Director L. Patrick Lupo | Management | For | For |
| 1d | Elect Director Soren Schroder | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors and Authorize Board to determine the independent auditor's fees | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CALAVO GROWERS, INC.
MEETING DATE: APR 24, 2013 | TICKER: CVGW SECURITY ID: 128246105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lecil E. Cole | Management | For | For |
| 1.2 | Elect Director George H. Barnes | Management | For | For |
| 1.3 | Elect Director James D. Helin | Management | For | For |
| 1.4 | Elect Director Donald M. Sanders | Management | For | For |
| 1.5 | Elect Director Marc L. Brown | Management | For | For |
| 1.6 | Elect Director Michael A. DiGregorio | Management | For | For |
| 1.7 | Elect Director Scott Van Der Kar | Management | For | For |
| 1.8 | Elect Director J. Link Leavens | Management | For | For |
| 1.9 | Elect Director Dorcas H. Thille (McFarlane) | Management | For | For |
| 1.10 | Elect Director John M. Hunt | Management | For | For |
| 1.11 | Elect Director Egidio Carbone, Jr. | Management | For | For |
| 1.12 | Elect Director Harold Edwards | Management | For | For |
| 1.13 | Elect Director Steven Hollister | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COCA COLA ICECEK A.S.
MEETING DATE: MAY 28, 2013 | TICKER: CCOLA SECURITY ID: M253EL109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Presiding Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting | Management | For | For |
| 2 | Accept Statutory Reports | Management | For | For |
| 3 | Accept Financial Statements | Management | For | For |
| 4 | Approve Discharge of Board and Auditors | Management | For | For |
| 5 | Elect Directors and Approve Their Remuneration | Management | For | Abstain |
| 6 | Ratify External Auditors | Management | For | For |
| 7 | Approve Allocation of Income | Management | For | For |
| 8 | Receive Information on Charitable Donations | Management | None | None |
| 9 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | None |
| 10 | Amend Company Articles | Management | For | For |
| 11 | Approve Working Principles of the General Assembly | Management | For | For |
| 12 | Receive Information on Related Party Transactions | Management | None | None |
| 13 | Receive Information on Remuneration Policy | Management | None | None |
| 14 | Approve Related Party Transactions | Management | For | Abstain |
| 15 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | For |
| 16 | Wishes | Management | None | None |
| |
|---|
COCA-COLA BOTTLING CO. CONSOLIDATED
MEETING DATE: MAY 14, 2013 | TICKER: COKE SECURITY ID: 191098102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Frank Harrison, III | Management | For | For |
| 1.2 | Elect Director H.W. McKay Belk | Management | For | For |
| 1.3 | Elect Director Alexander B. Cummings, Jr. | Management | For | Withhold |
| 1.4 | Elect Director Sharon A. Decker | Management | For | For |
| 1.5 | Elect Director William B. Elmore | Management | For | For |
| 1.6 | Elect Director Morgan H. Everett | Management | For | For |
| 1.7 | Elect Director Deborah H. Everhart | Management | For | For |
| 1.8 | Elect Director Henry W. Flint | Management | For | For |
| 1.9 | Elect Director William H. Jones | Management | For | For |
| 1.10 | Elect Director James H. Morgan | Management | For | For |
| 1.11 | Elect Director John W. Murrey, III | Management | For | For |
| 1.12 | Elect Director Dennis A. Wicker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COCA-COLA FEMSA SAB DE CV
MEETING DATE: MAR 05, 2013 | TICKER: KOFL SECURITY ID: 191241108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Report of CEO, Directors Opinion on CEO Report; Approve Audit and Corporate Practices Committee Report; and Present Financial Statements in Accordance With Article 172 of Corporate Law | Management | None | None |
| 2 | Accept Report on Adherence to Fiscal Obligations | Management | None | None |
| 3 | Approve Allocation of Income and Cash Dividends | Management | None | None |
| 4 | Set Maximum Nominal Amount of Share Repurchase Reserve | Management | None | None |
| 5 | Elect Directors and Secretaries; Verify Director's Independence Classification as Per Mexican Securities Law; Approve Their Respective Remuneration | Management | For | Abstain |
| 6 | Elect Members of Financing and Planning Committee, Audit Committee and Corporate Practices Committee; Elect Chairman of Committees and Fix their Respective Remuneration | Management | None | None |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | None | None |
| 8 | Approve Minutes of Meeting | Management | None | None |
| |
|---|
COCA-COLA HBC AG
MEETING DATE: JUN 19, 2013 | TICKER: CCH SECURITY ID: 191223106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Fiscal Year ended December 31, 2012. | Management | For | Did Not Vote |
| 2 | Accept the Unconsolidated Interim Financial Statements of Coca-Cola HBC AG as of April 30, 2013. | Management | For | Did Not Vote |
| 3 | Approve Dividends of CHF 0.34 per Ordinary Share from Capital Contribution Reserves | Management | For | Did Not Vote |
| 4 | Elect Stefan Heidenreich as Director | Management | For | Did Not Vote |
| 5 | Change Location of Registered Office to Steinhausen, Switzerland | Management | For | Did Not Vote |
| 6 | Counter Motion | Shareholder | Against | Did Not Vote |
| |
|---|
COLGATE-PALMOLIVE COMPANY
MEETING DATE: MAY 10, 2013 | TICKER: CL SECURITY ID: 194162103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nikesh Arora | Management | For | For |
| 1b | Elect Director John T. Cahill | Management | For | For |
| 1c | Elect Director Ian Cook | Management | For | For |
| 1d | Elect Director Helene D. Gayle | Management | For | For |
| 1e | Elect Director Ellen M. Hancock | Management | For | For |
| 1f | Elect Director Joseph Jimenez | Management | For | For |
| 1g | Elect Director Richard J. Kogan | Management | For | For |
| 1h | Elect Director Delano E. Lewis | Management | For | For |
| 1i | Elect Director J. Pedro Reinhard | Management | For | For |
| 1j | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| |
|---|
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV
MEETING DATE: APR 29, 2013 | TICKER: AMBV4 SECURITY ID: 20441W203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | None | None |
| 2 | Approve Allocation of Income and Dividends | Management | None | None |
| 3 | Elect Fiscal Council Members and Alternates | Management | For | For |
| 4 | Approve Remuneration of Company's Management | Management | None | None |
| 1 | Amend Articles to Reflect Changes in Capital | Management | None | None |
| |
|---|
CONSTELLATION BRANDS, INC.
MEETING DATE: JUL 27, 2012 | TICKER: STZ SECURITY ID: 21036P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry A. Fromberg | Management | For | For |
| 1.2 | Elect Director Jeananne K. Hauswald | Management | For | For |
| 1.3 | Elect Director Paul L. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
| 7 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 09, 2013 | TICKER: CVS SECURITY ID: 126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. David Brown II | Management | For | For |
| 1.2 | Elect Director David W. Dorman | Management | For | For |
| 1.3 | Elect Director Anne M. Finucane | Management | For | For |
| 1.4 | Elect Director Kristen Gibney Williams | Management | For | For |
| 1.5 | Elect Director Larry J. Merlo | Management | For | For |
| 1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
| 1.7 | Elect Director Richard J. Swift | Management | For | For |
| 1.8 | Elect Director William C. Weldon | Management | For | For |
| 1.9 | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Reduce Vote Requirement Under the Fair Price Provision | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
DIAGEO PLC
MEETING DATE: OCT 17, 2012 | TICKER: DGEL SECURITY ID: 25243Q205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Peggy Bruzelius as Director | Management | For | For |
| 5 | Re-elect Laurence Danon as Director | Management | For | For |
| 6 | Re-elect Lord Davies of Abersoch as Director | Management | For | For |
| 7 | Re-elect Betsy Holden as Director | Management | For | For |
| 8 | Re-elect Dr Franz Humer as Director | Management | For | For |
| 9 | Re-elect Deirdre Mahlan as Director | Management | For | For |
| 10 | Re-elect Philip Scott as Director | Management | For | For |
| 11 | Re-elect Todd Stitzer as Director | Management | For | For |
| 12 | Re-elect Paul Walsh as Director | Management | For | For |
| 13 | Elect Ho KwonPing as Director | Management | For | For |
| 14 | Elect Ivan Menezes as Director | Management | For | For |
| 15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
EMBOTELLADORA ANDINA SA
MEETING DATE: APR 25, 2013 | TICKER: ANDINA-B SECURITY ID: 29081P204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Annual Report, Financial Statements and External Auditors' Report for Fiscal Year 2012 | Management | For | Abstain |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Dividend Policy | Management | For | For |
| 4 | Elect Directors | Management | For | Abstain |
| 5 | Approve Remuneration of Directors, Directors' Committee and Audit Committee Members | Management | For | Abstain |
| 6 | Elect External Auditors for Fiscal Year 2013 | Management | For | Abstain |
| 7 | Designate Risk Assessment Companies | Management | For | Abstain |
| 8 | Receive Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
| 9 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
| 10 | Other Business (Voting) | Management | For | Against |
| |
|---|
EMBOTELLADORA ANDINA SA
MEETING DATE: APR 25, 2013 | TICKER: ANDINA-B SECURITY ID: 29081P303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Annual Report, Financial Statements and External Auditors' Report for Fiscal Year 2012 | Management | For | Abstain |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Dividend Policy | Management | For | For |
| 4 | Elect Directors | Management | For | Abstain |
| 5 | Approve Remuneration of Directors, Directors' Committee and Audit Committee Members | Management | For | Abstain |
| 6 | Elect External Auditors for Fiscal Year 2013 | Management | For | Abstain |
| 7 | Designate Risk Assessment Companies | Management | For | Abstain |
| 8 | Receive Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
| 9 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
| 10 | Other Business (Voting) | Management | For | Against |
| |
|---|
FIRST RESOURCES LTD.
MEETING DATE: APR 22, 2013 | TICKER: EB5 SECURITY ID: Y2560F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Teng Cheong Kwee as Director | Management | For | For |
| 4 | Elect Hee Theng Fong as Director | Management | For | For |
| 5 | Approve Directors' Fees | Management | For | For |
| 6 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities With or Without Preemptive Rights | Management | For | For |
| 8 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
FOMENTO ECONOMICO MEXICANO SAB DE CV (FEMSA)
MEETING DATE: MAR 15, 2013 | TICKER: FEMSAUBD SECURITY ID: 344419106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Report of Board of Directors on Financial Statements and Statutory Reports for Fiscal Year 2012, Receive CEO's Report and Audit and Corporate Practices Committees Chairmen Report | Management | For | Abstain |
| 2 | Accept Report on Adherence to Fiscal Obligations | Management | For | Abstain |
| 3 | Approve Allocation of Income and Distribution of Cash Dividends | Management | For | For |
| 4 | Set Aggregate Nominal Share Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion | Management | For | For |
| 5 | Elect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration | Management | For | Against |
| 6 | Elect Members and Chairmen of Finance and Planning Committee, Audit Committee and Corporate Practices Committee; Approve Their Remuneration | Management | For | Abstain |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 8 | Approve Minutes of Meeting | Management | For | For |
| |
|---|
GREEN MOUNTAIN COFFEE ROASTERS, INC.
MEETING DATE: MAR 07, 2013 | TICKER: GMCR SECURITY ID: 393122106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara D. Carlini | Management | For | For |
| 1.2 | Elect Director Hinda Miller | Management | For | For |
| 1.3 | Elect Director Norman H. Wesley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HENGAN INTERNATIONAL GROUP CO. LTD.
MEETING DATE: MAY 23, 2013 | TICKER: 01044 SECURITY ID: G4402L151
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Xu Shui Shen as Director | Management | For | Against |
| 4 | Elect Sze Wong Kim as Director | Management | For | Against |
| 5 | Elect Hui Ching Chi as Director | Management | For | Against |
| 6 | Elect Wang Ming Fu as Director | Management | For | Against |
| 7 | Elect Ho Kwai Ching Mark as Director | Management | For | For |
| 8 | Elect Zhou Fang Sheng as Director | Management | For | For |
| 9 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 10 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
HERBALIFE LTD.
MEETING DATE: APR 25, 2013 | TICKER: HLF SECURITY ID: G4412G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.2 | Elect Director Keith Cozza | Management | For | For |
| 1.3 | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
| 1.4 | Elect Director Richard P. Bermingham | Management | For | For |
| 1.5 | Elect Director Jeffrey T. Dunn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | Against |
| |
|---|
JAPAN TOBACCO INC
MEETING DATE: JUN 21, 2013 | TICKER: 2914 SECURITY ID: J27869106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 38 | Management | For | For |
| 2 | Elect Director Terabatake, Masamichi | Management | For | For |
| 3 | Appoint Statutory Auditor Kojima, Tomotaka | Management | For | For |
| 4 | Approve Alternate Income Allocation, with a Final Dividend of JPY 120 | Shareholder | Against | Against |
| 5 | Authorize Share Repurchase of Up To 100 Million Shares in the Coming Year | Shareholder | Against | Against |
| 6 | Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares | Shareholder | Against | Against |
| 7 | Cancel the Company's Treasury Shares | Shareholder | Against | Against |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 25, 2013 | TICKER: JNJ SECURITY ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Sue Coleman | Management | For | For |
| 1.2 | Elect Director James G. Cullen | Management | For | For |
| 1.3 | Elect Director Ian E.L. Davis | Management | For | For |
| 1.4 | Elect Director Alex Gorsky | Management | For | For |
| 1.5 | Elect Director Michael M.E. Johns | Management | For | For |
| 1.6 | Elect Director Susan L. Lindquist | Management | For | For |
| 1.7 | Elect Director Anne M. Mulcahy | Management | For | For |
| 1.8 | Elect Director Leo F. Mullin | Management | For | For |
| 1.9 | Elect Director William D. Perez | Management | For | For |
| 1.10 | Elect Director Charles Prince | Management | For | For |
| 1.11 | Elect Director A. Eugene Washington | Management | For | For |
| 1.12 | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
L OREAL
MEETING DATE: APR 26, 2013 | TICKER: OR SECURITY ID: F58149133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.30 per Share | Management | For | For |
| 4 | Elect Virgine Morgon as Director | Management | For | For |
| 5 | Reelect Francoise Bettencourt Meyers as Director | Management | For | For |
| 6 | Reelect Peter Brabeck-Letmathe as Director | Management | For | For |
| 7 | Reelect Louis Schweitzer as Director | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights, and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 169,207,813.88 | Management | For | For |
| 10 | Authorize up to 0.6 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 11 | Approve Employee Stock Purchase Plan | Management | For | For |
| 12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
LINDT & SPRUENGLI AG
MEETING DATE: APR 18, 2013 | TICKER: LISN SECURITY ID: H49983176
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3.1 | Approve Allocation of Income and Dividends of CHF 40 per Registered Share and CHF 4 per Participation Certificate | Management | For | Did Not Vote |
| 3.2 | Approve Dividends from Capital Contribution Reserves of CHF 535 per Registered Share and CHF 53.50 per Participation Certificate | Management | For | Did Not Vote |
| 4.1 | Reelect Kurt Widmer as Director | Management | For | Did Not Vote |
| 4.2 | Reelect Rudolf Spruengli as Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 6 | Approve CHF 58,900 Reduction in Share Capital and CHF 222,530 Reduction in Participation Capital via Cancellation of Repurchased Shares and Participation Certificates | Management | For | Did Not Vote |
| |
|---|
LORILLARD, INC.
MEETING DATE: MAY 14, 2013 | TICKER: LO SECURITY ID: 544147101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2.2 | Elect Director Virgis W. Colbert | Management | For | For |
| 2.3 | Elect Director Richard W. Roedel | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
MARFRIG ALIMENTOS SA
MEETING DATE: APR 30, 2013 | TICKER: MRFG3 SECURITY ID: P64389102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Restatement of 2010 and 2011 financial statements | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Elect Fiscal Council Members | Management | For | For |
| 5 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
MARFRIG ALIMENTOS SA
MEETING DATE: APR 30, 2013 | TICKER: MRFG3 SECURITY ID: P64389102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.a | Approve Acquisition of Keystone Foods LLC | Management | For | For |
| 1.b | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For |
| 1.c | Approve Independent Firm's Appraisal | Management | For | For |
| |
|---|
MEAD JOHNSON NUTRITION COMPANY
MEETING DATE: APR 30, 2013 | TICKER: MJN SECURITY ID: 582839106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven M. Altschuler | Management | For | For |
| 1b | Elect Director Howard B. Bernick | Management | For | For |
| 1c | Elect Director Kimberly A. Casiano | Management | For | For |
| 1d | Elect Director Anna C. Catalano | Management | For | For |
| 1e | Elect Director Celeste A. Clark | Management | For | For |
| 1f | Elect Director James M. Cornelius | Management | For | For |
| 1g | Elect Director Stephen W. Golsby | Management | For | For |
| 1h | Elect Director Peter Kasper Jakobsen | Management | For | For |
| 1i | Elect Director Peter G. Ratcliffe | Management | For | For |
| 1j | Elect Director Elliott Sigal | Management | For | For |
| 1k | Elect Director Robert S. Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NATURA COSMETICOS S.A
MEETING DATE: APR 12, 2013 | TICKER: NATU3 SECURITY ID: P7088C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Capital Budget and Allocation of Income | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
NATURA COSMETICOS S.A
MEETING DATE: APR 12, 2013 | TICKER: NATU3 SECURITY ID: P7088C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Location of Company Headquarters | Management | For | For |
| 2 | Amend Corporate Purpose | Management | For | For |
| 3 | Amend Articles 15, 18, and 19 | Management | For | For |
| 4 | Amend Articles 34, 35, and 49 | Management | For | For |
| 5 | Consolidate Bylaws | Management | For | For |
| 6 | Ratify Acquisition of 65 percent of Emeis Holdings Pty Ltd. | Management | For | For |
| |
|---|
NESTLE SA
MEETING DATE: APR 11, 2013 | TICKER: NESN SECURITY ID: H57312649
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2.05 per Share | Management | For | Did Not Vote |
| 4.1.1 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Titia de Lange as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 4.2 | Elect Eva Cheng as Director | Management | For | Did Not Vote |
| 4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| |
|---|
NU SKIN ENTERPRISES, INC.
MEETING DATE: JUN 03, 2013 | TICKER: NUS SECURITY ID: 67018T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nevin N. Andersen | Management | For | For |
| 1.2 | Elect Director Daniel W. Campbell | Management | For | For |
| 1.3 | Elect Director M. Truman Hunt | Management | For | For |
| 1.4 | Elect Director Andrew D. Lipman | Management | For | For |
| 1.5 | Elect Director Steven J. Lund | Management | For | For |
| 1.6 | Elect Director Patricia A. Negron | Management | For | For |
| 1.7 | Elect Director Neil H. Offen | Management | For | For |
| 1.8 | Elect Director Thomas R. Pisano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ORION CORP.
MEETING DATE: MAR 29, 2013 | TICKER: 001800 SECURITY ID: Y88860104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,000 per Share | Management | For | For |
| 2 | Elect Four Inside Directors and One Outside Director (Bundled) | Management | For | Against |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Against |
| 4 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 01, 2013 | TICKER: PEP SECURITY ID: 713448108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shona L. Brown | Management | For | For |
| 1.2 | Elect Director George W. Buckley | Management | For | For |
| 1.3 | Elect Director Ian M. Cook | Management | For | For |
| 1.4 | Elect Director Dina Dublon | Management | For | For |
| 1.5 | Elect Director Victor J. Dzau | Management | For | For |
| 1.6 | Elect Director Ray L. Hunt | Management | For | For |
| 1.7 | Elect Director Alberto Ibarguen | Management | For | For |
| 1.8 | Elect Director Indra K. Nooyi | Management | For | For |
| 1.9 | Elect Director Sharon Percy Rockefeller | Management | For | For |
| 1.10 | Elect Director James J. Schiro | Management | For | For |
| 1.11 | Elect Director Lloyd G. Trotter | Management | For | For |
| 1.12 | Elect Director Daniel Vasella | Management | For | For |
| 1.13 | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PERNOD RICARD
MEETING DATE: NOV 09, 2012 | TICKER: RI SECURITY ID: F72027109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.58 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Severance Payment Agreement with Pierre Pringuet | Management | For | For |
| 6 | Approve Severance Payment Agreement with Alexandre Ricard | Management | For | For |
| 7 | Ratify Appointment of Martina Gonzalez-Gallarza as Director | Management | For | Against |
| 8 | Ratify Appointment of Alexandre Ricard as Director | Management | For | Against |
| 9 | Reelect Alexandre Ricard as Director | Management | For | Against |
| 10 | Reelect Pierre Pringuet as Director | Management | For | Against |
| 11 | Reelect Wolfgang Colberg as Director | Management | For | For |
| 12 | Reelect Cesar Giron as Director | Management | For | Against |
| 13 | Reelect Martina Gonzalez-Gallarza as Director | Management | For | Against |
| 14 | Elect Ian Gallienne as Director | Management | For | For |
| 15 | Approve Remuneration of Directors in the Aggregate Amount of EUR 875,000 | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize up to 0.7 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 18 | Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 19 | Approve Employee Stock Purchase Plan | Management | For | For |
| 20 | Amend Article 5 of Bylaws Re: Company's Duration | Management | For | For |
| 21 | Amend Article 20 of Bylaws Re: Age Limit of the Chairman of the Board | Management | For | For |
| 22 | Amend Article 27 of Bylaws Re: Related-Party Transactions | Management | For | For |
| 23 | Amend Article 32 of Bylaws Re: Convening of General Meetings | Management | For | For |
| 24 | Amend Article 33 of Bylaws Re: Proxy Voting, Shareholders Proposals | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 08, 2013 | TICKER: PM SECURITY ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1.3 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.4 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.5 | Elect Director J. Dudley Fishburn | Management | For | For |
| 1.6 | Elect Director Jennifer Li | Management | For | For |
| 1.7 | Elect Director Graham Mackay | Management | For | For |
| 1.8 | Elect Director Sergio Marchionne | Management | For | For |
| 1.9 | Elect Director Kalpana Morparia | Management | For | For |
| 1.10 | Elect DirectorLucio A. Noto | Management | For | For |
| 1.11 | Elect Director Robert B. Polet | Management | For | For |
| 1.12 | Elect Director Carlos Slim Helu | Management | For | For |
| 1.13 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RAIA DROGASIL S.A
MEETING DATE: NOV 30, 2012 | TICKER: RADL3 SECURITY ID: P7987N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Agreement to Absorb Raia S.A. | Management | For | For |
| 2 | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For |
| 3 | Approve Independent Firm's Appraisal | Management | For | For |
| 4 | Approve Absorption of Raia S.A. | Management | For | For |
| 5 | Approve Board Previous Resolutions Re: Absorption | Management | For | For |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 7 | Elect Directors | Management | For | Against |
| |
|---|
RAIA DROGASIL S.A
MEETING DATE: APR 29, 2013 | TICKER: RADL3 SECURITY ID: P7987N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
RAIA DROGASIL S.A
MEETING DATE: APR 29, 2013 | TICKER: RADL3 SECURITY ID: P7987N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles | Management | For | For |
| |
|---|
REMY COINTREAU
MEETING DATE: JUL 26, 2012 | TICKER: RCO SECURITY ID: F7725A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.30 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Abstain |
| 6 | Approve Discharge of Directors and Auditors | Management | For | For |
| 7 | Reelect Francois Heriard Dubreuil as Director | Management | For | For |
| 8 | Reelect Gabriel Hawawini as Director | Management | For | For |
| 9 | Reelect Jacques-Etienne de T Serclaes as Director | Management | For | For |
| 10 | Renew Appointment of Ernst and Young et Autres as Auditor | Management | For | For |
| 11 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 378,000 | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
| 18 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for Private Placements | Management | For | For |
| 19 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 17 and 18 | Management | For | For |
| 20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 16 to 19 | Management | For | For |
| 21 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 22 | Authorize Directed Share Repurchase Program in Order to Reduce Capital | Management | For | For |
| 23 | Allow Board to Use Authorizations and Delegations Granted under this General Meeting and the July 26, 2011 General Meeting in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
| 24 | Authorize Board to Transfer Funds from Capital Increases to the Legal Reserves Account | Management | For | For |
| 25 | Amend Article 20 of Bylaws Re: Related Party Transactions | Management | For | Against |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SABMILLER PLC
MEETING DATE: JUL 26, 2012 | TICKER: SAB SECURITY ID: G77395104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Elect Dr Alan Clark as Director | Management | For | Against |
| 4 | Re-elect Mark Armour as Director | Management | For | For |
| 5 | Re-elect Geoffrey Bible as Director | Management | For | Against |
| 6 | Re-elect Dinyar Devitre as Director | Management | For | Against |
| 7 | Re-elect Lesley Knox as Director | Management | For | For |
| 8 | Re-elect Graham Mackay as Director | Management | For | Against |
| 9 | Re-elect John Manser as Director | Management | For | Against |
| 10 | Re-elect John Manzoni as Director | Management | For | Against |
| 11 | Re-elect Miles Morland as Director | Management | For | Against |
| 12 | Re-elect Dambisa Moyo as Director | Management | For | Against |
| 13 | Re-elect Carlos Perez Davila as Director | Management | For | Against |
| 14 | Re-elect Cyril Ramaphosa as Director | Management | For | Against |
| 15 | Re-elect Alejandro Santo Domingo Davila as Director | Management | For | Against |
| 16 | Re-elect Helen Weir as Director | Management | For | For |
| 17 | Re-elect Howard Willard as Director | Management | For | Against |
| 18 | Re-elect Jamie Wilson as Director | Management | For | Against |
| 19 | Approve Final Dividend | Management | For | For |
| 20 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 21 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
SLC AGRICOLA S.A
MEETING DATE: APR 17, 2013 | TICKER: SLCE3 SECURITY ID: P8711D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Company's Management | Management | For | For |
| 4 | Elect Directors | Management | For | For |
| |
|---|
SOUZA CRUZ S.A
MEETING DATE: MAR 15, 2013 | TICKER: CRUZ3 SECURITY ID: P26663107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
| 5 | Install Fiscal Council | Management | For | For |
| 6 | Elect Fiscal Council Members and Approve Their Remuneration | Management | For | For |
| |
|---|
THE CHEFS' WAREHOUSE, INC.
MEETING DATE: MAY 17, 2013 | TICKER: CHEF SECURITY ID: 163086101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dominick Cerbone | Management | For | For |
| 1.2 | Elect Director John A. Couri | Management | For | For |
| 1.3 | Elect Director Joseph M. Cugine | Management | For | For |
| 1.4 | Elect Director Alan C. Guarino | Management | For | For |
| 1.5 | Elect Director Stephen Hanson | Management | For | For |
| 1.6 | Elect Director Christopher Pappas | Management | For | For |
| 1.7 | Elect Director John Pappas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE COCA-COLA COMPANY
MEETING DATE: JUL 10, 2012 | TICKER: KO SECURITY ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Split | Management | For | For |
| |
|---|
THE COCA-COLA COMPANY
MEETING DATE: APR 24, 2013 | TICKER: KO SECURITY ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect Director Richard M. Daley | Management | For | For |
| 1.5 | Elect Director Barry Diller | Management | For | For |
| 1.6 | Elect Director Helene D. Gayle | Management | For | For |
| 1.7 | Elect Director Evan G. Greenberg | Management | For | For |
| 1.8 | Elect Director Alexis M. Herman | Management | For | For |
| 1.9 | Elect Director Muhtar Kent | Management | For | For |
| 1.10 | Elect Director Robert A. Kotick | Management | For | For |
| 1.11 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.12 | Elect Director Donald F. McHenry | Management | For | For |
| 1.13 | Elect Director Sam Nunn | Management | For | For |
| 1.14 | Elect Director James D. Robinson, III | Management | For | For |
| 1.15 | Elect Director Peter V. Ueberroth | Management | For | For |
| 1.16 | Elect Director Jacob Wallenberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| |
|---|
THE FRESH MARKET, INC.
MEETING DATE: JUN 04, 2013 | TICKER: TFM SECURITY ID: 35804H106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ray Berry | Management | For | For |
| 1.2 | Elect Director Jeffrey Naylor | Management | For | For |
| 1.3 | Elect Director Jane Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE KROGER CO.
MEETING DATE: JUN 27, 2013 | TICKER: KR SECURITY ID: 501044101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Reuben V. Anderson | Management | For | For |
| 1b | Elect Director Robert D. Beyer | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Susan J. Kropf | Management | For | For |
| 1e | Elect Director John T. LaMacchia | Management | For | For |
| 1f | Elect Director David B. Lewis | Management | For | For |
| 1g | Elect Director W. Rodney McMullen | Management | For | For |
| 1h | Elect Director Jorge P. Montoya | Management | For | For |
| 1i | Elect Director Clyde R. Moore | Management | For | For |
| 1j | Elect Director Susan M. Phillips | Management | For | For |
| 1k | Elect Director Steven R. Rogel | Management | For | For |
| 1l | Elect Director James A. Runde | Management | For | For |
| 1m | Elect Director Ronald L. Sargent | Management | For | For |
| 1n | Elect Director Bobby S. Shackouls | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Supply Chain Human Rights Risks and Management | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Abstain |
| 7 | Adopt and Implement Sustainable Palm Oil Policy | Shareholder | Against | Abstain |
| |
|---|
THE PANTRY, INC.
MEETING DATE: MAR 14, 2013 | TICKER: PTRY SECURITY ID: 698657103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Bernstock | Management | For | For |
| 1.2 | Elect Director Paul L. Brunswick | Management | For | For |
| 1.3 | Elect Director Wilfred A. Finnegan | Management | For | For |
| 1.4 | Elect Director Dennis G. Hatchell | Management | For | For |
| 1.5 | Elect Director Edwin J. Holman | Management | For | For |
| 1.6 | Elect Director Terry L. McElroy | Management | For | For |
| 1.7 | Elect Director Mark D. Miles | Management | For | For |
| 1.8 | Elect Director Bryan E. Monkhouse | Management | For | For |
| 1.9 | Elect Director Thomas M. Murnane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 09, 2012 | TICKER: PG SECURITY ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angela F. Braly | Management | For | For |
| 1.2 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.3 | Elect Director Scott D. Cook | Management | For | For |
| 1.4 | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 1.5 | Elect Director Robert A. McDonald | Management | For | For |
| 1.6 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1.7 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.8 | Elect Director Margaret C. Whitman | Management | For | For |
| 1.9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 1.10 | Elect Director Patricia A. Woertz | Management | For | For |
| 1.11 | Elect Director Ernesto Zedillo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
| 5 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Abstain |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
TREASURY WINE ESTATES LTD.
MEETING DATE: OCT 22, 2012 | TICKER: TWE SECURITY ID: Q9194S107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve the Remuneration Report | Management | For | For |
| 3 | Elect Peter Hearl as a Director | Management | For | For |
| 4 | Elect Garry Hounsell as a Director | Management | For | For |
| 5 | Elect Ed Chan as a Director | Management | For | For |
| 6 | Elect Michael Cheek as a Director | Management | For | For |
| 7 | Approve the Grant of 623,556 Performance Rights to David Dearie, Chief Executive Officer of the Company | Management | For | For |
| 8 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | None | For |
| |
|---|
TREEHOUSE FOODS, INC.
MEETING DATE: APR 25, 2013 | TICKER: THS SECURITY ID: 89469A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George V. Bayly | Management | For | For |
| 1.2 | Elect Director Diana S. Ferguson | Management | For | For |
| 1.3 | Elect Director Gary D. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TYSON FOODS, INC.
MEETING DATE: FEB 01, 2013 | TICKER: TSN SECURITY ID: 902494103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John Tyson | Management | For | For |
| 1b | Elect Director Kathleen M. Bader | Management | For | For |
| 1c | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
| 1d | Elect Director Jim Kever | Management | For | For |
| 1e | Elect Director Kevin M. McNamara | Management | For | For |
| 1f | Elect Director Brad T. Sauer | Management | For | For |
| 1g | Elect Director Robert Thurber | Management | For | For |
| 1h | Elect Director Barbara A. Tyson | Management | For | For |
| 1i | Elect Director Albert C. Zapanta | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ULKER BISKUVI SANAYI A.S.
MEETING DATE: MAR 28, 2013 | TICKER: ULKER SECURITY ID: M90358108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | For |
| 2 | Accept Board Report | Management | For | For |
| 3 | Accept Audit Reports | Management | For | For |
| 4 | Accept Financial Statements | Management | For | For |
| 5 | Approve Discharge of Board and Auditors | Management | For | For |
| 6 | Approve Allocation of Income | Management | For | For |
| 7 | Approve Director Remuneration | Management | For | Abstain |
| 8 | Ratify External Auditors | Management | For | For |
| 9 | Approve Working Principles of the General Assembly | Management | For | For |
| 10 | Receive Information on Charitable Donations | Management | None | None |
| 11 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | None |
| 12 | Receive Information on Related Party Transactions | Management | None | None |
| 13 | Approve Profit Distribution Policy | Management | For | For |
| 14 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | For |
| 15 | Amend Company Articles | Management | For | Against |
| |
|---|
UNILEVER NV
MEETING DATE: MAY 15, 2013 | TICKER: UN SECURITY ID: 904784709
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Executive Board Members | Management | For | For |
| 4 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 5 | Reelect P.G.J.M. Polman as CEO to Board of Directors | Management | For | For |
| 6 | Relect R.J.M.S. Huet as CFO to Board of Directors | Management | For | For |
| 7 | Reelect L.O. Fresco to Board of Directors | Management | For | For |
| 8 | Reelect A.M. Fudge to Board of Directors | Management | For | For |
| 9 | Reelect C.E. Golden to Board of Directors | Management | For | For |
| 10 | Reelect B.E. Grote to Board of Directors | Management | For | For |
| 11 | Reelect H. Nyasulu to Board of Directors | Management | For | For |
| 12 | Reelect M. Rifkind to Board of Directors | Management | For | For |
| 13 | Reelect K.J. Storm to Board of Directors | Management | For | For |
| 14 | Reelect M. Treschow to Board of Directors | Management | For | For |
| 15 | Reelect P.S. Walsh to Board of Directors | Management | For | For |
| 16 | Elect L.M. Cha to Board of Directors | Management | For | For |
| 17 | Elect M.Ma to Board of Directors | Management | For | For |
| 18 | Elect J. Rishton to Board of Directors | Management | For | For |
| 19 | Ratify PricewaterhouseCoopers Accountants NV as Auditors | Management | For | For |
| 20 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 22 | Approve Authorization to Cancel Ordinary Shares | Management | For | For |
| 23 | Allow Questions and Close Meeting | Management | None | None |
| |
|---|
WAL-MART STORES, INC.
MEETING DATE: JUN 07, 2013 | TICKER: WMT SECURITY ID: 931142103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aida M. Alvarez | Management | For | For |
| 1b | Elect Director James I. Cash, Jr. | Management | For | For |
| 1c | Elect Director Roger C. Corbett | Management | For | For |
| 1d | Elect Director Douglas N. Daft | Management | For | For |
| 1e | Elect Director Michael T. Duke | Management | For | For |
| 1f | Elect Director Timothy P. Flynn | Management | For | For |
| 1g | Elect Director Marissa A. Mayer | Management | For | For |
| 1h | Elect Director Gregory B. Penner | Management | For | For |
| 1i | Elect Director Steven S. Reinemund | Management | For | For |
| 1j | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 1k | Elect Director Jim C. Walton | Management | For | For |
| 1l | Elect Director S. Robson Walton | Management | For | For |
| 1m | Elect Director Christopher J. Williams | Management | For | For |
| 1n | Elect Director Linda S. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 09, 2013 | TICKER: WAG SECURITY ID: 931422109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janice M. Babiak | Management | For | For |
| 1b | Elect Director David J. Brailer | Management | For | For |
| 1c | Elect Director Steven A. Davis | Management | For | For |
| 1d | Elect Director William C. Foote | Management | For | For |
| 1e | Elect Director Mark P. Frissora | Management | For | For |
| 1f | Elect Director Ginger L. Graham | Management | For | For |
| 1g | Elect Director Alan G. McNally | Management | For | For |
| 1h | Elect Director Dominic P. Murphy | Management | For | For |
| 1i | Elect Director Stefano Pessina | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director Alejandro Silva | Management | For | For |
| 1l | Elect Director James A. Skinner | Management | For | For |
| 1m | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
WANT WANT CHINA HOLDINGS LTD.
MEETING DATE: APR 26, 2013 | TICKER: 00151 SECURITY ID: G9431R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Tsai Eng-Meng as Director | Management | For | Against |
| 3b | Reelect Chu Chi-Wen as Director | Management | For | Against |
| 3c | Reelect Cheng Wen-Hsien as Director | Management | For | Against |
| 3d | Reelect Toh David Ka Hock as Director | Management | For | Against |
| 3e | Reelect Lee Kwang-Chou as Director | Management | For | Against |
| 3f | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Share Repurchase Program | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY EMERGING MARKETS EQUITY CENTRAL FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ABSA GROUP LTD
MEETING DATE: FEB 25, 2013 | TICKER: ABSXF SECURITY ID: S0269J708
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition by the Company of All of the Issued Share Capital of Barclays Africa Limited | Management | For | For |
| 2 | Approve Change of Company Name to Barclays Africa Group Limited | Management | For | For |
| 3 | Authorise Directors to Allot and Issue Absa Group Shares to Barclays and the Horizon Trust as Consideration Payable by the Company to Barclays | Management | For | For |
| 4 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
ABSA GROUP LTD
MEETING DATE: MAY 02, 2013 | TICKER: ABSXF SECURITY ID: S0269J708
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2012 | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers Inc and Ernst & Young Inc as Auditors of the Company with John Bennett and Emilio Pera as the Designated Auditors Respectively | Management | For | For |
| 3 | Re-elect Colin Beggs as Director | Management | For | For |
| 4 | Re-elect Yolanda Cuba as Director | Management | For | For |
| 5 | Re-elect Robert Le Blanc as Director | Management | For | For |
| 6 | Re-elect Trevor Munday as Director | Management | For | For |
| 7 | Re-elect Maria Ramos as Director | Management | For | For |
| 8 | Elect Wendy Lucas-Bull as Director | Management | For | For |
| 9 | Elect Ashok Vaswani as Director | Management | For | For |
| 10 | Elect Patrick Clackson as Director | Management | For | For |
| 11 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 12 | Approve Remuneration Policy | Management | For | For |
| 13 | Approve Remuneration of Non-Executive Directors for the Period 1 May 2013 to 30 April 2014 | Management | For | For |
| 14 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
| 15 | Approve Financial Assistance for the Subscription or Purchase of Any Securities of the Company or a Related or Inter-related Company | Management | For | For |
| 16 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Management | For | For |
| |
|---|
AGUAS ANDINAS SA
MEETING DATE: APR 23, 2013 | TICKER: AGUAS-A SECURITY ID: P4171M125
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept External Auditor's Reports, Annual Report and Financial Statements for Fiscal Year 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Dividend Policy | Management | For | For |
| 4 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Elect External Auditors | Management | For | For |
| 6 | Designate Risk Assessment Companies | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Present Report on Board's Expenses | Management | For | For |
| 9 | Approve Remuneration and Budget of Directors' Committee | Management | For | For |
| 10 | Present Report on Activities Carried Out and Expenses Incurred by Directors' Committee | Management | For | For |
| 11 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
| 12 | Other Business (Voting) | Management | For | Against |
| |
|---|
AIA GROUP LTD.
MEETING DATE: MAY 10, 2013 | TICKER: 01299 SECURITY ID: Y002A1105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Barry Chun-Yuen Cheung as Director | Management | For | For |
| 4 | Elect George Yong-Boon Yeo as Director | Management | For | For |
| 5 | Elect Narongchai Akrasanee as Director | Management | For | For |
| 6 | Elect Qin Xiao as Director | Management | For | For |
| 7 | Elect Mark Edward Tucker as Director | Management | For | For |
| 8 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9c | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
| 10 | Amend Articles of Association of the Company | Management | For | For |
| |
|---|
AMERICA MOVIL SAB DE CV
MEETING DATE: APR 22, 2013 | TICKER: AMXL SECURITY ID: 02364W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Directors for Series L Shares | Management | For | Abstain |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Abstain |
| |
|---|
AMOREPACIFIC GROUP INC.
MEETING DATE: MAR 22, 2013 | TICKER: 002790 SECURITY ID: Y0126C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,250 per Common Share and KRW 2,300 per Preferred Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | Against |
| 3.1 | Elect Two Inside Directors (Bundled) | Management | For | For |
| 3.2 | Elect Shin Dong-Yup as Outside Director | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
| |
|---|
ANHANGUERA EDUCACIONAL PARTICIPACOES S.A
MEETING DATE: MAR 11, 2013 | TICKER: AEDU3 SECURITY ID: P0355L115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Plan | Management | For | For |
| 2 | Ratify Acquisition of Grupo Uniban, including Academia Paulista Anchieta Ltda (APA), Uniao Pan-Americana de Ensino S/C Ltda (UNIPAN) and Uniao Bandeirante de Educacao Ltda (UBE) | Management | For | For |
| 3 | Appoint Independent Firm to Appraise the Proposed Transaction | Management | For | For |
| |
|---|
ANHANGUERA EDUCACIONAL PARTICIPACOES S.A
MEETING DATE: APR 30, 2013 | TICKER: AEDU3 SECURITY ID: P0355L115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 3:1 Stock Split | Management | For | For |
| 2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| |
|---|
ANHANGUERA EDUCACIONAL PARTICIPACOES S.A
MEETING DATE: APR 30, 2013 | TICKER: AEDU3 SECURITY ID: P0355L115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Capital Budget and Allocation of Income | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Approve Remuneration of Company's Management | Management | For | For |
| 5 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
| |
|---|
ANTA SPORTS PRODUCTS LTD.
MEETING DATE: APR 09, 2013 | TICKER: 02020 SECURITY ID: G04011105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Declare Special Dividend | Management | For | For |
| 4 | Reelect Ding Shizhong as Executive Director | Management | For | For |
| 5 | Reelect Zheng Jie as Executive Director | Management | For | For |
| 6 | Relect Dai Zhongchuan as Independent Non-Executive Director | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 8 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
ANTON OILFIELD SERVICES GROUP
MEETING DATE: JUN 03, 2013 | TICKER: 03337 SECURITY ID: G03999102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Elect Wu Di as Director | Management | For | Against |
| 3a2 | Elect Jean Francois PouPeau as Director | Management | For | Against |
| 3a3 | Elect Zhang Yongyi as Director | Management | For | Against |
| 3a4 | Elect Zhu Xiaoping as Director | Management | For | For |
| 3a5 | Elect Wang Mingcai as Director | Management | For | Against |
| 3b | Authorize the Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
ANTON OILFIELD SERVICES GROUP
MEETING DATE: JUN 03, 2013 | TICKER: 03337 SECURITY ID: G03999102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Master Agreement and Proposed Annual Caps | Management | For | For |
| |
|---|
AQUARIUS PLATINUM LTD
MEETING DATE: NOV 30, 2012 | TICKER: AQP SECURITY ID: G0440M128
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Timothy Freshwater as Director | Management | For | For |
| 2 | Re-elect Zwelakhe Mankazana as Director | Management | For | For |
| 3 | Re-elect Edward Haslam as Director | Management | For | For |
| 4 | Elect Jean Nel as Director | Management | For | For |
| 5 | Authorise Market Purchase | Management | For | For |
| 6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
| 7 | Ratify Issuance of Shares Under BEE Transaction | Management | For | For |
| 8 | Ratify Issuance of Shares Under First Platinum Acquisition | Management | For | For |
| 9 | Reappoint Ernst & Young as Auditors and Authorise Their Remuneration | Management | For | For |
| |
|---|
AREZZO INDUSTRIA E COMERCIO SA
MEETING DATE: APR 30, 2013 | TICKER: ARZZ3 SECURITY ID: P04508100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 4 | Approve Remuneration of Company's Management | Management | For | For |
| 5 | Elect Directors | Management | For | For |
| |
|---|
ASML HOLDING NV
MEETING DATE: SEP 07, 2012 | TICKER: ASML SECURITY ID: N07059178
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Announcements Re: Customer Co-Investment Program | Management | None | None |
| 3a | Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital Re: Customer Co-Investment Program | Management | For | For |
| 3b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 3a | Management | For | For |
| 4a | Amend Articles to Create New Share Class: Ordinary Shares M | Management | For | For |
| 4b | Increase Par Value per Ordinary Share | Management | For | For |
| 4c | Approve Reduction in Share Capital by Decreasing Nominal Value per Share | Management | For | For |
| 4d | Amend Articles Re: Consolidation of Ordinary Shares A at an Exchange Ratio | Management | For | For |
| 4e | Amend Articles to Eliminate Two Ordinary Share Classes A and M and Convert into One Ordinary Share Class | Management | For | For |
| 5 | Authorize each Director and any Lawyer and Paralegals from De Brauw Blackstone Westbroek NV to Execute the Notarial Deeds of Amendments | Management | For | For |
| 6a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | For |
| 6c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 6d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6c | Management | For | For |
| 7 | Other Business (Non-Voting) | Management | None | None |
| 8 | Close Meeting | Management | None | None |
| |
|---|
ASML HOLDING NV
MEETING DATE: APR 24, 2013 | TICKER: ASML SECURITY ID: N07059202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 7 | Approve Dividends of EUR 0.53 Per Share | Management | For | For |
| 8 | Approve Remuneration Policy 2014 for Management Board Members | Management | For | For |
| 9a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | For |
| 9b | Approve Performance Share Arrangement According to Remuneration Policy 2014 | Management | For | For |
| 10 | Approve Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
| 11 | Announce Intention to Reappoint F.J. van Hout to Management Board | Management | None | None |
| 12a | Reelect H.C.J. van den Burg to Supervisory Board | Management | For | For |
| 12b | Reelect P.F.M. van der Meer Mohr to Supervisory Board | Management | For | For |
| 12c | Reelect W.H. Ziebart to Supervisory Board | Management | For | For |
| 12d | Elect D.A. Grose to Supervisory Board | Management | For | For |
| 12e | Elect C.M.S. Smits-Nusteling to Supervisory Board | Management | For | For |
| 13 | Announcement of Retirement of Supervisory Board Members F.W. Frohlich and OB Bilous by Rotation in 2014 | Management | None | None |
| 14 | Ratify Deloitte Accountants as Auditors | Management | For | For |
| 15a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
| 15b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 15a | Management | For | For |
| 15c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 15d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 15c | Management | For | For |
| 16a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 18 | Other Business (Non-Voting) | Management | None | None |
| 19 | Close Meeting | Management | None | None |
| |
|---|
ASPEN PHARMACARE HOLDINGS LTD
MEETING DATE: DEC 04, 2012 | TICKER: APN SECURITY ID: S0754A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2012 | Management | For | For |
| 2a | Re-elect Judy Dlamini as Director | Management | For | Against |
| 2b | Re-elect John Buchanan as Director | Management | For | Against |
| 2c | Re-elect Rafique Bagus as Director | Management | For | For |
| 3 | Elect Kuseni Dlamini as Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Appoint Tanya Rae as the Individual Registered Auditor | Management | For | For |
| 5a | Re-elect John Buchanan as Member of the Audit and Risk Committee | Management | For | For |
| 5b | Re-elect Roy Andersen as Member of the Audit and Risk Committee | Management | For | For |
| 5c | Re-elect Sindi Zilwa as Member of the Audit and Risk Committee | Management | For | For |
| 6 | Amend the Restated Deeds of the Share Incentive Scheme and Share Appreciation Plan | Management | For | For |
| 7 | Place Authorised but Unissued Shares under Control of Directors | Management | For | Against |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 1 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 2 | Approve Financial Assistance to Related or Inter-related Company | Management | For | For |
| 3 | Adopt New Memorandum of Incorporation | Management | For | For |
| 4 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| |
|---|
ATRIUM EUROPEAN REAL ESTATE LTD
MEETING DATE: MAY 23, 2013 | TICKER: ATRS SECURITY ID: G0621C113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | Did Not Vote |
| 2 | Reappoint KPMG Channel Islands Limited as Auditors | Management | For | Did Not Vote |
| 3 | Authorise Board to Fix Remuneration of Auditors | Management | For | Did Not Vote |
| 4 | Approve New Employee Share Option Plan | Management | For | Did Not Vote |
| 5 | Amend Articles of Association | Management | For | Did Not Vote |
| 6 | Approve Share Repurchase Program | Management | For | Did Not Vote |
| 7 | Approve Issuance of Convertible Securities | Management | For | Did Not Vote |
| |
|---|
AXIATA GROUP BHD.
MEETING DATE: MAY 23, 2013 | TICKER: AXIATA SECURITY ID: Y0488A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of MYR 0.15 Per Share | Management | For | For |
| 3 | Approve Special Dividend of MYR 0.12 Per Share | Management | For | For |
| 4 | Elect Jamaludin Ibrahim as Director | Management | For | For |
| 5 | Elect Ghazzali Sheikh Abdul Khalid as Director | Management | For | For |
| 6 | Elect Abdul Rahman Ahmad as Director | Management | For | For |
| 7 | Elect Bella Ann Almeida as Director | Management | For | For |
| 8 | Approve Remuneration of Non-Executive Directors for the Financial Year Ended Dec. 31, 2012 | Management | For | For |
| 9 | Approve Remuneration of Non-Executive Directors Effective Jan. 1, 2013 | Management | For | For |
| 10 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 11 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | Management | For | For |
| 12 | Approve Share Plan Grant to Jamaludin Ibrahim, Managing Director/President and Group CEO | Management | For | For |
| |
|---|
AXIS BANK LTD.
MEETING DATE: JAN 25, 2013 | TICKER: 532215 SECURITY ID: Y0487S103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Share Capital | Management | For | For |
| 2 | Amend Articles of Association to Reflect Changes in Authorized Share Capital | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 4 | Approve Grant of Options Under the Employees Stock Option Scheme | Management | For | For |
| |
|---|
AYGAZ AS
MEETING DATE: APR 03, 2013 | TICKER: AYGAZ SECURITY ID: M1548S101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | For |
| 2 | Accept Board Report | Management | For | For |
| 3 | Accept Audit Reports | Management | For | For |
| 4 | Accept Financial Statements | Management | For | For |
| 5 | Ratify Director Appointments | Management | For | For |
| 6 | Approve Discharge of Board and Auditors | Management | For | For |
| 7 | Receive Information on Profit Distribution Policy | Management | None | None |
| 8 | Approve Allocation of Income | Management | For | For |
| 9 | Amend Company Articles | Management | For | For |
| 10 | Elect Directors | Management | For | For |
| 11 | Receive Information on Remuneration Policy | Management | None | None |
| 12 | Approve Director Remuneration | Management | For | Abstain |
| 13 | Ratify External Auditors | Management | For | For |
| 14 | Approve Working Principles of the General Assembly | Management | For | For |
| 15 | Receive Information on Related Party Transactions | Management | None | None |
| 16 | Receive Information on Company Disclosure Policy | Management | None | None |
| 17 | Approve Upper Limit of Donations for 2013 | Management | For | Abstain |
| 18 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | For |
| 19 | Wishes | Management | None | None |
| |
|---|
BANCO DO BRASIL S.A.
MEETING DATE: SEP 19, 2012 | TICKER: BBAS3 SECURITY ID: P11427112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Board and Audit Committee Composition | Management | For | For |
| 2 | Amend Articles Re: Board of Directors | Management | For | For |
| |
|---|
BANCO DO BRASIL S.A.
MEETING DATE: DEC 18, 2012 | TICKER: BBAS3 SECURITY ID: P11427112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Capitalization of Reserves | Management | For | For |
| 2 | Approve Increase in Authorized Capital | Management | For | For |
| 3 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 4 | Ratify Amended Article 33 | Management | For | For |
| |
|---|
BANCO DO BRASIL S.A.
MEETING DATE: FEB 20, 2013 | TICKER: BBAS3 SECURITY ID: P11427112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Public Offering of Shares in Subsidiary BB Seguridade Participacoes SA | Management | For | For |
| 2 | Authorize 20 Percent Increase in the Number of Shares in Case of Excessive Demand Following the Public Offering Presented Under Item 1 | Management | For | For |
| 3 | Authorize Increase of up to 10 Percent in Share Capital of BB Seguridade Participacoes SA | Management | For | For |
| 4 | Waive Banco do Brasil Preemptive Rights in the Event of a Public Offering of Shares of BB Seguridade Participacoes SA | Management | For | For |
| 5 | Authorize the Borrowing of up to 15 Percent of the Public Offering of Shares to Serve as Stabilization Fund for the Initial 30 Days Period Following IPO | Management | For | For |
| 6 | Authorize Board to Fix the Terms and Conditions for the Initial Public Offering of Shares | Management | For | For |
| 7 | Authorize Management to Execute Approved Resolutions | Management | For | For |
| 8 | Authorize the Board to Grant Treasury Shares as Part of Executive Variable Remuneration | Management | For | For |
| |
|---|
BANCO DO BRASIL S.A.
MEETING DATE: APR 25, 2013 | TICKER: BBAS3 SECURITY ID: P11427112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Fiscal Council Members | Management | For | For |
| 4 | Approve Remuneration for Fiscal Council Members | Management | For | For |
| 5 | Elect Directors | Management | For | For |
| 6 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
BANCO ESTADO DO RIO GRANDE DO SUL SA
MEETING DATE: APR 30, 2013 | TICKER: BRSR6 SECURITY ID: P12553247
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2.1 | Approve Allocation of Income and Dividends | Management | For | For |
| 2.2 | Ratify Interest on Capital Stock Payments | Management | For | For |
| 2.3 | Ratify Dividends | Management | For | For |
| 2.4 | Approve Extraordinary Dividends | Management | For | For |
| 3 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 4 | Elect Directors | Management | For | For |
| 5 | Elect Fiscal Council Members | Management | For | For |
| 6 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
BANGKOK BANK PUBLIC CO. LTD
MEETING DATE: APR 12, 2013 | TICKER: BBL SECURITY ID: Y0606R119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Minutes of Previous Meeting | Management | For | For |
| 2 | Acknowledge Operating Results | Management | None | None |
| 3 | Acknowledge Audit Committee Report | Management | None | None |
| 4 | Accept Financial Statements | Management | For | For |
| 5 | Approve Allocation of Income and Dividend of THB 6.50 Per Share | Management | For | For |
| 6.1 | Elect Chatri Sophonpanich as Director | Management | For | Against |
| 6.2 | Elect Kovit Poshyananda as Director | Management | For | Against |
| 6.3 | Elect Piti Sithi-Amnuai as Director | Management | For | Against |
| 6.4 | Elect Gasinee Witoonchart as Director | Management | For | For |
| 6.5 | Elect Phornthep Phornprapha as Director | Management | For | Against |
| 6.6 | Elect Chansak Fuangfu as Director | Management | For | Against |
| 7 | Acknowledge Remuneration of Directors | Management | None | None |
| 8 | Approve Deloitte Touche Tohmatsu Jaiyos Audit Co. Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Issuance of Bonds | Management | For | For |
| 10 | Other Business | Management | For | Against |
| |
|---|
BANK SAINT PETERSBURG
MEETING DATE: APR 26, 2013 | TICKER: BSPB SECURITY ID: X0R917109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Meeting Procedures | Management | For | For |
| 2 | Approve Annual Report, Financial Statements, and Allocation of Income | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Approve Reimbursement of Expenses of Directors | Management | For | For |
| 6 | Ratify Auditor | Management | For | For |
| 7 | Fix Number of Directors | Management | For | Abstain |
| 8.1 | Elect Susan Gail Buyske as Director | Management | None | For |
| 8.2 | Elect Andrey Bychkov as Director | Management | None | For |
| 8.3 | Elect Vladimir Gariugin as Director | Management | None | Against |
| 8.4 | Elect Andrey Ibragimov as Director | Management | None | Against |
| 8.5 | Elect Elena Ivannikova as Director | Management | None | Against |
| 8.6 | Elect Felix Karmazinov as Director | Management | None | Against |
| 8.7 | Elect Nina Kukuruzova as Director | Management | None | Against |
| 8.8 | Elect Marlen Manasov as Director | Management | None | Against |
| 8.9 | Elect Indrek Neivelt as Director | Management | None | For |
| 8.10 | Elect Alexandr Pustovalov as Director | Management | None | For |
| 8.11 | Elect Alexandr Savelyev as Director | Management | None | Against |
| 8.12 | Elect Zakhar Smushkin as Director | Management | None | Against |
| 9 | Approve Related-Party Transactions | Management | For | Abstain |
| 10.1 | Elect Olga Babikova as Member of Audit Commission | Management | For | For |
| 10.2 | Elect Tatiana Voronova as Member of Audit Commission | Management | For | For |
| 10.3 | Elect Elena Duryagina as Member of Audit Commission | Management | For | For |
| 10.4 | Elect Ekaterina Golovko as Member of Audit Commission | Management | For | For |
| 10.5 | Elect Nadezhda Komysheva as Member of Audit Commission | Management | For | For |
| 11 | Approve Increase in Share Capital via Issuance of Shares | Management | For | For |
| |
|---|
BARRICK GOLD CORPORATION
MEETING DATE: APR 24, 2013 | TICKER: ABX SECURITY ID: 067901108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard L. Beck | Management | For | For |
| 1.2 | Elect Director William D. Birchall | Management | For | For |
| 1.3 | Elect Director Donald J. Carty | Management | For | For |
| 1.4 | Elect Director Gustavo Cisneros | Management | For | For |
| 1.5 | Elect Director Robert M. Franklin | Management | For | For |
| 1.6 | Elect Director J. Brett Harvey | Management | For | For |
| 1.7 | Elect Director Dambisa Moyo | Management | For | For |
| 1.8 | Elect Director Brian Mulroney | Management | For | For |
| 1.9 | Elect Director Anthony Munk | Management | For | For |
| 1.10 | Elect Director Peter Munk | Management | For | For |
| 1.11 | Elect Director Steven J. Shapiro | Management | For | For |
| 1.12 | Elect Director Jamie C. Sokalsky | Management | For | For |
| 1.13 | Elect Director John L. Thornton | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| |
|---|
BBMG CORPORATION
MEETING DATE: OCT 26, 2012 | TICKER: 02009 SECURITY ID: Y076A3105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jiang Weiping as Director and Approve His Service Contract and/or Appointment Letter | Management | For | Against |
| 1b | Elect Jiang Deyi as Director and Approve His Service Contract and/or Appointment Letter | Management | For | Against |
| 1c | Elect Shi Xijun as Director and Approve His Service Contract and/or Appointment Letter | Management | For | Against |
| 1d | Elect Wang Hongjun as Director and Approve His Service Contract and/or Appointment Letter | Management | For | Against |
| 1e | Elect Wang Shizhong as Director and Approve His Service Contract and/or Appointment Letter | Management | For | Against |
| 1f | Elect Yu Shiliang as Director and Approve His Service Contract and/or Appointment Letter | Shareholder | For | For |
| 1g | Elect Hu Zhaoguang as Independent Non-Executive Director and Approve His Service Contract and/or Appointment Letter | Management | For | Against |
| 1h | Elect Zhang Chengfu as Independent Non-Executive Director and Approve His Service Contract and/or Appointment Letter | Management | For | Against |
| 1i | Elect Xu Yongmo as Independent Non-Executive Director and Approve His Service Contract and/or Appointment Letter | Management | For | Against |
| 1j | Elect Yip Wai Ming as Independent Non-Executive Director and Approve His Service Contract and/or Appointment Letter | Management | For | For |
| 2a | Elect Liu Yi as Supervisor and Approve His Service Contract and/or Appointment Letter | Management | For | For |
| 2b | Elect Li Bichi as Supervisor and Approve Her Service Contract and/or Appointment Letter | Management | For | For |
| 2c | Elect Hu Jingshan as Supervisor and Approve His Service Contract and/or Appointment Letter | Management | For | For |
| 2d | Elect Qian Xiaoqiang as Supervisor and Approve His Service Contract and/or Appointment Letter | Management | For | For |
| 3 | Approve Remuneration Standard of Directors | Management | For | For |
| 4 | Approve Remuneration Standard of Supervisors | Management | For | For |
| 5 | Amend Articles of Association of the Company | Management | For | For |
| 6 | Approve Issuance of Short-term Debentures and Authorize Board to Handle All Matters Related to the Issuance | Management | For | For |
| |
|---|
BBMG CORPORATION
MEETING DATE: MAY 21, 2013 | TICKER: 02009 SECURITY ID: Y076A3105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Report of the Board of Directors for the Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Accept Report of the Supervisory Board for the Year Ended Dec. 31, 2012 | Management | For | For |
| 3 | Accept Audited Accounts of the Company for the Year Ended Dec. 31, 2012 | Management | For | For |
| 4 | Approve Profit Distribution Proposal | Management | For | For |
| 5 | Approve Remuneration Plan of the Executive Directors | Management | For | For |
| 6 | Approve Audit Fee of the Company for the Year Ended Dec. 31, 2012 and Appoint Ernst & Young Hua Ming Certified Public Accountants as the Sole External Auditor of the Company | Management | For | For |
| 7 | Authorize Issuance of Debentures with Aggregate Principal Amount of Not More than RMB 3 Billion in the PRC | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| |
|---|
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD.
MEETING DATE: JUL 25, 2012 | TICKER: BEZQ SECURITY ID: M2012Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Transaction with a Related Party | Management | For | For |
| 1a | Vote FOR If You Have a Personal Interest in the Previous Item; Vote AGAINST If You Do NOT Have a Personal Interest in the Previous Item | Management | None | Against |
| 2 | Approve Transaction with a Related Party | Management | For | For |
| 2a | Vote FOR If You Have a Personal Interest in the Previous Item; Vote AGAINST If You Do NOT Have a Personal Interest in the Previous Item | Management | None | Against |
| |
|---|
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD.
MEETING DATE: SEP 06, 2012 | TICKER: BEZQ SECURITY ID: M2012Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Special Dividend of NIS 0.3667572 Per Share | Management | For | For |
| 2 | Amend Debt Settlement Agreement between Company and its Subsidiary | Management | For | For |
| 2a | Vote FOR If You Have a Personal Interest in the Previous Item; Vote AGAINST If You Do NOT Have a Personal Interest in the Previous Item | Management | None | Against |
| 3 | Amend Debt Settlement Agreement between Company and its Subsidiary | Management | For | For |
| 3a | Vote FOR If You Have a Personal Interest in the Previous Item; Vote AGAINST If You Do NOT Have a Personal Interest in the Previous Item | Management | None | Against |
| |
|---|
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD.
MEETING DATE: OCT 11, 2012 | TICKER: BEZQ SECURITY ID: M2012Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Yair David as Director | Management | For | Against |
| 2 | Approve Indemnification of Yair David | Management | For | For |
| 3 | Expand and Extend Transaction with Related Party | Management | For | For |
| 3a | Vote FOR If You Have a Personal Interest in the Previous Item; Vote AGAINST If You Do NOT Have a Personal Interest in the Previous Item | Management | None | Against |
| |
|---|
BHARTI AIRTEL LTD.
MEETING DATE: MAR 25, 2013 | TICKER: 532454 SECURITY ID: Y0885K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Appoint S.B. Mittal as Executive Chairman and Approve His Remuneration | Management | For | For |
| 2 | Appoint M. Kohli as Managing Director and Approve His Remuneration | Management | For | For |
| 3 | Elect G. Vittal as Director | Management | For | Against |
| 4 | Appoint G. Vittal as Joint Managing Director and Approve His Remuneration | Management | For | For |
| |
|---|
BHARTI AIRTEL LTD.
MEETING DATE: JUN 05, 2013 | TICKER: 532454 SECURITY ID: Y0885K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity Shares to Qatar Foundation Endowment SPC or its Affiliates, Non-Promoter | Management | For | For |
| 2 | Amend Articles of Association | Management | For | For |
| |
|---|
BHG S.A. - BRAZIL HOSPITALITY GROUP
MEETING DATE: APR 30, 2013 | TICKER: BHGR3 SECURITY ID: P1668A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
BHG S.A. - BRAZIL HOSPITALITY GROUP
MEETING DATE: APR 30, 2013 | TICKER: BHGR3 SECURITY ID: P1668A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Article 8 | Management | For | For |
| |
|---|
BLUE LABEL TELECOMS LTD
MEETING DATE: NOV 29, 2012 | TICKER: SECURITY ID: S12461109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Gary Harlow as Director | Management | For | Against |
| 2 | Re-elect Neil Lazarus as Director | Management | For | Against |
| 3 | Elect Jeremiah Vilakazi as Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Eben Gerryts as the Individual Registered Auditor | Management | For | For |
| 5 | Re-elect Joe Mthimunye as Chairperson of the Audit, Risk and Compliance Committee | Management | For | For |
| 6 | Re-elect Gary Harlow as Member of the Audit, Risk and Compliance Committee | Management | For | For |
| 7 | Re-elect Neil Lazarus as Member of the Audit, Risk and Compliance Committee | Management | For | For |
| 8 | Elect Jeremiah Vilakazi as Member of the Audit, Risk and Compliance Committee | Management | For | For |
| 9 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 10 | Authorise Board to Issue Shares for Cash up to a Maximum of 15 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Indemnification of Directors | Management | For | For |
| 12 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 1 | Approve Remuneration Policy | Management | For | For |
| 1 | Approve Non-Executive Directors' Remuneration for the Period 1 June 2012 to 31 May 2013 | Management | For | For |
| 2 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 3 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Management | For | For |
| 4 | Adopt New Memorandum of Incorporation | Management | For | For |
| |
|---|
BM&FBOVESPA S.A.
MEETING DATE: APR 15, 2013 | TICKER: BVMF3 SECURITY ID: P73232103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 4 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
BM&FBOVESPA S.A.
MEETING DATE: APR 15, 2013 | TICKER: BVMF3 SECURITY ID: P73232103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Stock Option Plan | Management | For | Against |
| |
|---|
BR PROPERTIES SA
MEETING DATE: APR 30, 2013 | TICKER: BRPR3 SECURITY ID: P1909V120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Company's Management | Management | For | For |
| 4 | Elect Directors | Management | For | Against |
| |
|---|
BR PROPERTIES SA
MEETING DATE: APR 30, 2013 | TICKER: BRPR3 SECURITY ID: P1909V120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Agreements to Absorb Subsidiaries | Management | For | For |
| 2 | Appoint Independent Firm to Appraise Proposed Transactions | Management | For | For |
| 3 | Approve Independent Firm's Appraisal | Management | For | For |
| 4 | Approve Absorption of Subsidiaries | Management | For | For |
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 6 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 7 | Amend Article 22 | Management | For | For |
| 8 | Consolidate Bylaws | Management | For | For |
| |
|---|
BRASIL BROKERS PARTICIPACOES S.A.
MEETING DATE: APR 19, 2013 | TICKER: BBRK3 SECURITY ID: P1630V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Acquisition of Bamberg Brokers Assessoria Imobiliaria Ltda., Miranda Brokers Consultoria Imobiliaria Ltda., and LBR Brokers Negocios Imobiliarios Ltda. | Management | For | For |
| |
|---|
BRASIL BROKERS PARTICIPACOES S.A.
MEETING DATE: APR 19, 2013 | TICKER: BBRK3 SECURITY ID: P1630V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
BRASKEM S.A
MEETING DATE: APR 02, 2013 | TICKER: BRKM5 SECURITY ID: P18533110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Treatment of Net Loss | Management | For | For |
| 3 | Elect Fiscal Council Members | Management | For | For |
| 4 | Approve Remuneration of Company's Management | Management | For | Abstain |
| |
|---|
BW OFFSHORE LIMITED
MEETING DATE: MAY 16, 2013 | TICKER: BWO SECURITY ID: G1190N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Confirm Notice of General Meeting | Management | None | None |
| 2 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 3 | Fix Number of Directors at 10 | Management | For | For |
| 4a | Elect Ronny Johan Langeland as Director | Management | For | For |
| 4b | Elect Andreas Sohmen-Pao as Director | Management | For | For |
| 4c | Elect Maarten R. Scholten as Director | Management | For | For |
| 4d | Elect Helmut Sohmen as Director | Management | For | For |
| 4e | Elect Christophe Pettenati-Auziere as Director | Management | For | For |
| 5 | Authorize Board to Fill Vacancies | Management | For | Abstain |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Ratify Ernst & Young as Auditors; Authorize Board to Decide Upon Auditor Remuneration | Management | For | For |
| |
|---|
CCR S.A.
MEETING DATE: AUG 02, 2012 | TICKER: CCRO3 SECURITY ID: P1413U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Emerson de Almeida as Independent Director | Management | For | For |
| |
|---|
CCR S.A.
MEETING DATE: APR 18, 2013 | TICKER: CCRO3 SECURITY ID: P1413U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Fix Number of Directors and Fiscal Council Members and Elect Board and Fiscal Council Members | Management | For | Against |
| 5 | Install Fiscal Council | Management | For | For |
| 6 | Approve Remuneration of Company's Management | Management | For | Abstain |
| |
|---|
CEMEX SAB DE CV
MEETING DATE: MAR 21, 2013 | TICKER: CX SECURITY ID: 151290889
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year 2012 in Accordance with Mexican Securities Market Law; Accept Board Opinion on CEO Report; Present Reports of Audit and Corporate Practices Committees, Receive Report on Tax Obligations | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Increase in Variable Portion of Capital via Capitalization of Reserves and Issuance of Treasury Shares | Management | For | For |
| 4 | Elect Directors, and Chairmen and Members of Audit, Corporate Practices and Finance Committees | Management | For | Abstain |
| 5 | Approve Remuneration of Directors and Members of Audit, Corporate Practices and Finance Committees | Management | For | For |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 1 | Authorize Issuance of Convertible Debentures without Preemptive Rights | Management | For | Against |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
CEZ A.S.
MEETING DATE: DEC 18, 2012 | TICKER: BAACEZ SECURITY ID: X2337V121
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Elect Meeting Chairman and Other Meeting Officials | Management | For | For |
| 2 | Approve Contract of Contribution of Part of Enterprise Power Plant Detmarovice to Subsidiary Elektrarna Detmarovice | Management | For | For |
| 3 | Approve Contracts for Performance of Functions with Supervisory Board Members | Management | For | For |
| 4 | Elect Supervisory Board Member | Shareholder | None | Abstain |
| 5 | Elect Audit Committee Member | Shareholder | None | Abstain |
| 6 | Close Meeting | Management | None | None |
| |
|---|
CHANGYOU.COM LTD.
MEETING DATE: AUG 28, 2012 | TICKER: CYOU SECURITY ID: 15911M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Charles Zhang as Director | Management | For | For |
| 1b | Elect Tao Wang as Director | Management | For | For |
| 1c | Elect Dave De Yang as Director | Management | For | For |
| 1d | Elect Baoquan Zhang as Director | Management | For | For |
| 1e | Elect Xiao Chen as Director | Management | For | For |
| 2 | Approve the Appointment of PricewaterhouseCoopers as the Company's Independent Auditor for the Fiscal Year Ending December 31, 2012. | Management | For | For |
| |
|---|
CHINA COAL ENERGY COMPANY LIMITED
MEETING DATE: DEC 11, 2012 | TICKER: 01898 SECURITY ID: Y1434L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Provision of Guarantee by a Subsidiary of the Company | Management | For | For |
| 2 | Amend Articles of Association | Management | For | For |
| |
|---|
CHINA COAL ENERGY COMPANY LIMITED
MEETING DATE: FEB 01, 2013 | TICKER: 01898 SECURITY ID: Y1434L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Li Yanjiang as Non-Executive Director and Authorize the Remuneration Committee to Determine His Remuneration | Management | For | For |
| 1b | Elect Zhou Qinye as Independent Non-Executive Director and Authorize the Remuneration Committee to Determine His Remuneration | Management | For | For |
| |
|---|
CHINA COMMUNICATIONS CONSTRUCTION COMPANY LTD.
MEETING DATE: FEB 21, 2013 | TICKER: 01800 SECURITY ID: Y14369105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Super Short-Term Debentures | Management | For | For |
| 2 | Approve Proposed Change of Registered Capital of CCCC Finance Company Limited | Shareholder | For | For |
| |
|---|
CHINA COMMUNICATIONS CONSTRUCTION COMPANY LTD.
MEETING DATE: JUN 28, 2013 | TICKER: 01800 SECURITY ID: Y14369105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Profit Distribution Plan and the Final Dividend | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Estimated Cap for the Internal Guarantees of the Group in 2013 | Management | For | For |
| 5 | Approve the Estimated Total Amount of the Day-to-Day Related Party Transactions | Management | For | For |
| 6 | Approve Proposed Transaction Under the Deposit Service Framework Agreement | Management | For | For |
| 7 | Approve Report of the Board of Directors | Management | For | For |
| 8 | Approve Report of the Supervisory Committee | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| |
|---|
CHINA CONSTRUCTION BANK CORPORATION
MEETING DATE: JUN 06, 2013 | TICKER: 00939 SECURITY ID: Y1397N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2012 Report of Board of Directors | Management | For | For |
| 2 | Approve 2012 Report of Board of Supervisors | Management | For | For |
| 3 | Approve 2012 Final Financial Accounts | Management | For | For |
| 4 | Approve 2012 Profit Distribution Plan | Management | For | For |
| 5 | Approve Budget of 2013 Fixed Assets Investment | Management | For | For |
| 6 | Appoint Auditors | Management | For | For |
| 7a | Elect Zhang Jianguo as Director | Management | For | For |
| 7b | Elect Zhao Xijun as Director | Management | For | For |
| 7c | Elect Chen Yuanling as Director | Management | For | For |
| 7d | Elect Zhu Hongbo as Director | Management | For | For |
| 7e | Elect Hu Zheyi as Director | Management | For | For |
| 7f | Elect Chung Shui Ming Timpson as Director | Management | For | For |
| 7g | Elect Margaret Leung Ko May Yee as Director | Management | For | For |
| 7h | Elect Wim Kok as Director | Management | For | For |
| 7i | Elect Murray Horn as Director | Management | For | For |
| 7j | Elect Xu Tie as Director | Management | For | For |
| 7k | Elect Qi Shouyin as Director | Management | For | For |
| 7l | Approve Terms of Office of Proposed Directors | Management | For | For |
| 8a | Elect Zhang Furong as Shareholder Representative Supervisor | Management | For | For |
| 8b | Elect Liu Jin as Shareholder Representative Supervisor | Management | For | For |
| 8c | Elect Li Xiaoling as Shareholder Representative Supervisor | Management | For | For |
| 8d | Elect Bai Jianjun as External Supervisor | Management | For | For |
| 8e | Elect Wang Xinmin as External Supervisor | Shareholder | None | For |
| 9 | Approve Issuance of Write-Down Type Eligible Capital Instruments | Management | For | For |
| 10 | Approve Revisions to the Article of Association | Management | For | For |
| |
|---|
CHINA LIANSU GROUP HOLDINGS LTD
MEETING DATE: MAY 31, 2013 | TICKER: 02128 SECURITY ID: G2159F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Wong Luen Hei as Director | Management | For | For |
| 3b | Elect Kong Zhaocong as Director | Management | For | For |
| 3c | Elect Bai Chongen as Director | Management | For | Against |
| 3d | Elect Fung Pui Cheung as Director | Management | For | For |
| 3e | Elect Cheung Man Yu as Director | Management | For | For |
| 3f | Elect Gao Lixin as Director | Management | For | For |
| 3g | Elect Wong Kwok Ho Jonathan as Director | Management | For | Against |
| 3h | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 6 | Approve Change of Company Name | Management | For | For |
| |
|---|
CHINA PACIFIC INSURANCE (GROUP) CO., LTD
MEETING DATE: OCT 25, 2012 | TICKER: 601601 SECURITY ID: Y1505R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Association | Management | For | For |
| |
|---|
CHINA PACIFIC INSURANCE (GROUP) CO., LTD
MEETING DATE: MAY 31, 2013 | TICKER: 601601 SECURITY ID: Y1505R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2012 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2012 Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2012 Annual Report of A Shares | Management | For | For |
| 4 | Approve 2012 Annual Report of H Shares | Management | For | For |
| 5 | Approve 2012 Financial Statements Report | Management | For | For |
| 6 | Approve 2012 Profit Distribution Plan | Management | For | For |
| 7 | Appoint Auditors and to Fix Their Remuneration | Management | For | For |
| 8 | Approve 2012 Directors' Due Diligence Report | Management | For | For |
| 9 | Approve 2012 Report on Performance of Independent Directors | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 11 | Related Party Transaction Regarding the Trading of Debt Securities Pursuant to the Shanghai Listing Rules | Management | None | None |
| 12 | Review Report of the Status of Related Party Transactions and the Implementation of Management System for Related Party Transactions for 2012 | Management | None | None |
| 13a | Elect Wang Chengran as Director | Shareholder | For | Against |
| 13b | Elect Bai Wei as Director | Shareholder | For | For |
| 13c | Elect Sun Xiaoning as Director | Shareholder | For | Against |
| 13d | Elect Yang Xianghai as Director | Shareholder | For | Against |
| 13e | Elect Wu Jumin as Director | Shareholder | For | Against |
| 13f | Elect Wu Junhao as Director | Shareholder | For | Against |
| 13g | Elect Zhang Yansheng as Director | Shareholder | For | For |
| 13h | Elect Lam Chi Kuen as Director | Shareholder | For | For |
| 13i | Elect Zhou Zhonghui as Director | Shareholder | For | For |
| 13j | Elect Zheng Anguo as Director | Shareholder | For | Against |
| 13k | Elect Gao Guofu as Director | Shareholder | For | Against |
| 13l | Elect Cheng Feng as Director | Shareholder | For | Against |
| 13m | Elect Fok Kwong Man as Director | Shareholder | For | For |
| 13n | Elect Huo Lianhong as Director | Shareholder | For | Against |
| 14a | Elect Zhang Jianwei as a Shareholder Representative Supervisor | Shareholder | For | For |
| 14b | Elect Lin Lichun as a Shareholder Representative Supervisor | Shareholder | For | For |
| 14c | Elect Dai Zhihao as a Shareholder Representative Supervisor | Shareholder | For | For |
| |
|---|
CHINA RESOURCES POWER HOLDINGS CO., LTD.
MEETING DATE: JUN 07, 2013 | TICKER: 00836 SECURITY ID: Y1503A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Wang Yujun as Director | Management | For | For |
| 3b | Elect Du Wenmin as Director | Management | For | For |
| 3c | Elect Wei Bin as Director | Management | For | For |
| 3d | Elect Chen Ji Min as Director | Management | For | For |
| 3e | Elect Ma Chiu Cheung Andrew as Director | Management | For | For |
| 3f | Elect Huang Daoguo as Director | Management | For | For |
| 3g | Elect Chen Ying as Director | Management | For | For |
| 3h | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
CHINA SHENHUA ENERGY CO., LTD.
MEETING DATE: SEP 14, 2012 | TICKER: 01088 SECURITY ID: Y1504C113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Debt Financing Instruments of the Company | Management | For | For |
| |
|---|
CHINA SOUTHERN AIRLINES CO., LTD.
MEETING DATE: AUG 10, 2012 | TICKER: 600029 SECURITY ID: Y1503W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Satisfaction by the Company of the Conditions for the Non-Public A Share Issue | Management | For | For |
| 2a | Approve Types of Shares to be Issued and the Par Value in Relation to the Non-Public Issue of A Shares | Management | For | For |
| 2b | Approve Issue Mechanism and Subscription Method in Relation to the Non-Public Issue of A Shares | Management | For | For |
| 2c | Approve Targeted Subscriber and its Relationship with the Company in Relation to the Non-Public Issue of A Shares | Management | For | For |
| 2d | Approve Pricing Base Day in Relation to the Non-Public Issue of A Shares | Management | For | For |
| 2e | Approve Issue Price and Adjustment to the Issue Price in Relation to the Non-Public Issue of A Shares | Management | For | For |
| 2f | Approve Number of Shares to be Issued and Issue Scale in Relation to the Non-Public Issue of A Shares | Management | For | For |
| 2g | Approve Lock-Up Period in Relation to the Non-Public Issue of A Shares | Management | For | For |
| 2h | Approve Place of Listing in Relation to the Non-Public Issue of A Shares | Management | For | For |
| 2i | Approve Use of proceeds in Relation to the Non-Public Issue of A Shares | Management | For | For |
| 2j | Approve Arrangement for the Distribution of Profits Accumulated Before the Non-Public Issue of Shares in Relation to the Non-Public Issue of A Shares | Management | For | For |
| 2k | Approve Proposal for the Non-Public Issue of A Shares | Management | For | For |
| 2l | Approve Validity Period of the Resolution Relating to the Non-Public Issue of A Shares | Management | For | For |
| 3 | Approve Subscription Agreement in Relation to the Non-Public Issue of A Shares | Management | For | For |
| 4 | Authorize Board to Issue Debt Financing Intstruments | Management | For | For |
| 5 | Approve Report on the Use of Proceeds from Previous Fund Raising Activities | Management | For | For |
| 6 | Approve Feasibility Study Report on the Use of Proceeds from the Non-Public Issue of A Shares | Management | For | For |
| 7 | Approve Waiver From Making a Mandatory General Offer to Independent Shareholders by CSAHC in Relation to the Non-Public Issue of A Shares | Management | For | For |
| 8 | Authorize Board to Deal with All Matters Relating to the Non-public A Share Issue | Management | For | For |
| |
|---|
CHINA SUNTIEN GREEN ENERGY CORP LTD.
MEETING DATE: JUN 06, 2013 | TICKER: 00956 SECURITY ID: Y15207106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Final Accounts | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Profit Distribution Plan | Management | For | For |
| 6 | Approve Budget Arrangement Report | Management | For | For |
| 7 | Reappoint Zhong Lei Certified Public Accountants Co., Ltd. and Ernst & Young as Company's PRC Auditors and Overseas Auditors, Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8a | Elect Zhao Hui Ning as Director | Management | For | For |
| 8b | Elect Xiao Gang as Director | Management | For | For |
| 8c | Elect Ma Guo Qing as Director | Management | For | For |
| 8d | Elect Cao Xin as Director | Management | For | For |
| 8e | Elect Gao Qing Yu as Director | Management | For | For |
| 8f | Elect Wang Hong Jun as Director | Management | For | For |
| 8g | Elect Zhao Hui as Director | Management | For | For |
| 8h | Elect Qin Hai Yan as Director | Management | For | For |
| 8i | Elect Ding Jun as Director | Management | For | For |
| 8j | Elect Wang Xiang Jun as Director | Management | For | For |
| 8k | Elect Yue Man Yiu Matthew as Director | Management | For | For |
| 9a | Elect Yang Hong Chi as Supervisor | Management | For | For |
| 9b | Elect Liu Jin Hai as Supervisor | Management | For | For |
| 10 | Approve Remuneration of Directors and Supervisors | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 12 | Amend Articles of Association | Management | For | Against |
| |
|---|
CHINA TELECOM CORPORATION LTD
MEETING DATE: OCT 16, 2012 | TICKER: 00728 SECURITY ID: Y1505D102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition Agreement Between the Company and China Telecommunications Corporation and Related Transactions | Management | For | For |
| 2 | Approve Engineering Framework Agreement and Proposed Annual Caps | Management | For | For |
| 3 | Approve Ancillary Telecommunications Services Framework Agreement and Proposed Annual Caps | Management | For | For |
| 4 | Elect Chen Liangxian as Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 5 | Elect Shao Chunbao as Supervisor and Authorize Supervisory Committee to Fix His Remuneration | Management | For | For |
| 6 | Elect Hu Jing as Supervisor and Authorize Supervisory Committee to Fix His Remuneration | Management | For | For |
| 7a | Amend Articles Re: Business Scope | Management | For | For |
| 7b | Amend Articles Re: Supervisory Committee Composition | Management | For | For |
| 7c | Authorize Board to Do Such Actions Necessary to Complete the Approval and/or Registration of the Amendmentss to the Articles of Association | Management | For | For |
| |
|---|
CHINA TELECOM CORPORATION LTD
MEETING DATE: MAY 29, 2013 | TICKER: 00728 SECURITY ID: Y1505D102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Profit Distribution Proposal and the Declaration and Payment of a Final Dividend | Management | For | For |
| 3 | Appoint Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu Certified Public Accountants LLP as International Auditors and Domestic Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Elect Xie Liang as Director | Management | For | For |
| 5a | Approve General Mandate to Issue Debentures | Management | For | For |
| 5b | Authorize Board to Do All such Acts Necessary in Relation to the Issuance of Debentures | Management | For | For |
| 6a | Approve Issuance of Company Bonds | Management | For | For |
| 6b | Authorize Board to Do All such Acts Necessary in Relation to the Issuance of Company Bonds | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 8 | Increase Registered Capital of the Company and Amend Articles of Association | Management | For | Against |
| |
|---|
CHIPBOND TECHNOLOGY CORP.
MEETING DATE: JUN 17, 2013 | TICKER: 6147 SECURITY ID: Y15657102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 5 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
| 6 | Approve the Acquisition of All Shares of Xinbao Electronics Company Through New Shares Issuance and Exchange | Management | For | For |
| |
|---|
CHROMA ATE INC.
MEETING DATE: JUN 10, 2013 | TICKER: 2360 SECURITY ID: Y1604M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| |
|---|
CIMC ENRIC HOLDINGS LTD
MEETING DATE: MAY 20, 2013 | TICKER: 03899 SECURITY ID: G2198S109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividends | Management | For | For |
| 3a | Elect Petrus Gerardus Maria van der Burg as Director | Management | For | For |
| 3b | Elect Tsui Kei Pang as Director | Management | For | For |
| 3c | Elect Zhang Xueqian as Director | Management | For | For |
| 3d | Authorize Board to Fix the Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
CLEANAWAY COMPANY LTD
MEETING DATE: JUN 18, 2013 | TICKER: 8422 SECURITY ID: Y16688106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 4 | Approve Amendments to Rules and Procedures Regarding Shareholder General Meeting | Management | For | For |
| 5.1 | Elect Director No.1 | Shareholder | None | Abstain |
| 5.2 | Elect Director No.2 | Shareholder | None | Abstain |
| 5.3 | Elect Director No.3 | Shareholder | None | Abstain |
| 5.4 | Elect Director No.4 | Shareholder | None | Abstain |
| 5.5 | Elect Independent Director Yang Wenzai with Shareholder No. 246 | Management | For | For |
| 5.6 | Elect Independent Director Chen Dadai with Shareholder No. 244 | Management | For | For |
| 5.7 | Elect Independent Director Wu Jianxun with Shareholder No. 5746 | Management | For | For |
| 5.8 | Elect Supervisor No.1 | Shareholder | None | Abstain |
| 5.9 | Elect Supervisor No.2 | Shareholder | None | Abstain |
| 5.10 | Elect Supervisor No.3 | Shareholder | None | Abstain |
| 6 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives | Management | For | Abstain |
| |
|---|
CNOOC LTD.
MEETING DATE: AUG 21, 2012 | TICKER: 00883 SECURITY ID: 126132109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Coalbed Methane Resources Exploration and Development Cooperation Agreement and Related Transactions | Management | For | For |
| |
|---|
CNOOC LTD.
MEETING DATE: NOV 21, 2012 | TICKER: 00883 SECURITY ID: 126132109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Non-exempt Revised Caps for Relevant Categories of the Continuing Connected Transactions in Respect of 2012 and 2013 | Management | For | For |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 04, 2013 | TICKER: CTSH SECURITY ID: 192446102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1b | Elect Director John E. Klein | Management | For | For |
| 1c | Elect Director Lakshmi Narayanan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV
MEETING DATE: APR 29, 2013 | TICKER: AMBV4 SECURITY ID: 20441W203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | None | None |
| 2 | Approve Allocation of Income and Dividends | Management | None | None |
| 3 | Elect Fiscal Council Members and Alternates | Management | For | For |
| 4 | Approve Remuneration of Company's Management | Management | None | None |
| 1 | Amend Articles to Reflect Changes in Capital | Management | None | None |
| |
|---|
COMPANHIA DE SANEAMENTO DE MINAS GERAIS COPASA
MEETING DATE: JUN 12, 2013 | TICKER: CSMG3 SECURITY ID: P28269101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles 22 and 31 | Management | For | For |
| |
|---|
COMPANHIA DE SANEAMENTO DE MINAS GERAIS COPASA
MEETING DATE: FEB 18, 2013 | TICKER: CSMG3 SECURITY ID: P28269101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Donation of Real Estate Assets in the District of Baixo Jequitinhonha | Management | For | For |
| 2 | Approve Donation of Real Estate Assets in the District of Alto Paranaiba | Management | For | For |
| 3 | Amend Bidding Process for Public-Private Partnership for the Expansion and Improvement of Rio Manso System | Management | For | For |
| |
|---|
COMPANHIA DE SANEAMENTO DE MINAS GERAIS COPASA
MEETING DATE: APR 11, 2013 | TICKER: CSMG3 SECURITY ID: P28269101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Investment Plan for Upcoming Fiscal Year | Management | For | For |
| 4 | Elect Board and Fiscal Council Members | Management | For | For |
| |
|---|
COMPANHIA DE SANEAMENTO DE MINAS GERAIS COPASA
MEETING DATE: APR 11, 2013 | TICKER: CSMG3 SECURITY ID: P28269101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Remuneration of Company's Management | Management | For | For |
| 2 | Amend Article 6 to Reflect Changes in Capital | Management | For | For |
| 3 | Approve Donation of Vehicles | Management | For | For |
| |
|---|
COMPANHIA PARANAENSE DE ENERGIA - COPEL
MEETING DATE: APR 25, 2013 | TICKER: CPLE6 SECURITY ID: P30557139
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Fiscal Council Members | Management | For | For |
| 4 | Elect Directors | Management | For | For |
| 5 | Approve Remuneration of Company's Management | Management | For | For |
| 6 | Designate Newspaper to Publish Company Announcements | Management | For | For |
| |
|---|
COMPANHIA PARANAENSE DE ENERGIA - COPEL
MEETING DATE: APR 25, 2013 | TICKER: CPLE6 SECURITY ID: 20441B407
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | None | None |
| 2 | Approve Allocation of Income and Dividends | Management | None | None |
| 3 | Elect Fiscal Council Members | Management | For | For |
| 4 | Elect Directors | Management | For | For |
| 5 | Approve Remuneration of Company's Management | Management | None | None |
| 6 | Designate Newspaper to Publish Company Announcements | Management | None | None |
| 1 | Amend Articles to Reflect Changes in Capital | Management | None | None |
| |
|---|
COPA HOLDINGS SA
MEETING DATE: MAY 08, 2013 | TICKER: CPAN SECURITY ID: P31076105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jose Castaneda as Director to Represent Class A Common Shareholders | Management | For | Did Not Vote |
| 2 | Reelect Stanley Motta, Jaime Arias, Alberto C. Motta Jr., Joseph Fidanque and Jose Castaneda as Directors to Represent Class B Common Shareholders | Management | For | Did Not Vote |
| |
|---|
COSAN LTD.
MEETING DATE: MAR 27, 2013 | TICKER: CZLT11 SECURITY ID: G25343107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 2.1 | Reelect Marcus Vinicios Pratini de Moraes as Director | Management | For | For |
| 2.2 | Reelect Burkhard Otto Cordes as Director | Management | For | Against |
| 2.3 | Reelect Marcos Marinho Lutz as Director | Management | For | Against |
| 2.4 | Reelect Marcelo de Souza Scarcela Portela as Director | Management | For | Against |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
CUMMINS INDIA LTD (FRM.KIRLOSKAR CUMMINS LTD.)
MEETING DATE: AUG 02, 2012 | TICKER: 500480 SECURITY ID: Y4807D150
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of INR 6.00 Per Share and Confirm Interim Dividend of INR 5.00 Per Share | Management | For | For |
| 3 | Reelect P.S. Dasgupta as Director | Management | For | Against |
| 4 | Reelect N. Munjee as Director | Management | For | For |
| 5 | Reelect P. Ward as Director | Management | For | For |
| 6 | Approve Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Commission Remuneration for Independent Directors | Management | For | For |
| |
|---|
DESARROLLADORA HOMEX SAB DE CV
MEETING DATE: APR 30, 2013 | TICKER: HOMEX SECURITY ID: 25030W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year 2012 | Management | For | Abstain |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Set Aggregate Nominal Amount of Share Repurchase Program | Management | For | Abstain |
| 4 | Elect or Ratify Directors, Chairman and Board Secretary; Approve Their Remuneration | Management | For | For |
| 5 | Elect or Ratify Chairmen of Audit and Corporate Practices Committees | Management | For | For |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
DIXY GROUP OJSC
MEETING DATE: AUG 16, 2012 | TICKER: DIXY SECURITY ID: X1887L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Large-Scale Transaction Re: Loan Agreement | Management | For | For |
| |
|---|
DIXY GROUP OJSC
MEETING DATE: NOV 16, 2012 | TICKER: DIXY SECURITY ID: X1887L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Large-Scale Transaction | Management | For | For |
| 2 | Amend Large-Scale Related-Party Transaction(s) Re: Interest Rate | Management | For | For |
| |
|---|
DIXY GROUP OJSC
MEETING DATE: JUN 28, 2013 | TICKER: DIXY SECURITY ID: X1887L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Meeting Procedures | Management | For | For |
| 2 | Approve New Edition of Charter | Management | For | Abstain |
| 3 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends | Management | For | Abstain |
| 4 | Fix Number of Directors | Management | For | Abstain |
| 5.1 | Elect Igor Kesayev as Director | Management | None | For |
| 5.2 | Elect Sergey Katsiev as Director | Management | None | For |
| 5.3 | Elect Dmitry Rishchenko as Director | Management | None | For |
| 5.4 | Elect Ilya Yakubson as Director | Management | None | For |
| 5.5 | Elect Toms Berzin as Director | Management | None | For |
| 5.6 | Elect Xavier Fernandes Rosado as Director | Management | None | For |
| 5.7 | Elect Aleksandr Prisyazhnyuk as Director | Management | None | For |
| 5.8 | Elect Aleksey Krivoshapko as Director | Management | None | For |
| 5.9 | Elect Denis Spirin as Director | Management | None | For |
| 5.10 | Elect Denis Kulikov as Director | Management | None | For |
| 5.11 | Elect Vladimir Katzman as Director | Management | None | For |
| 6 | Approve Remuneration of Directors | Management | For | Abstain |
| 7.1 | Elect Yevgeniy Rudaev as Member of Audit Commission | Management | For | For |
| 7.2 | Elect Svetlana Ledneva as Member of Audit Commission | Management | For | For |
| 7.3 | Elect Aleksei Fuchkin as Member of Audit Commission | Management | For | For |
| 8 | Ratify Auditor | Management | For | Abstain |
| 9 | Approve Regulations on Management | Management | For | Abstain |
| 10 | Approve Large-Scale Transaction | Management | For | Abstain |
| |
|---|
DONGFENG MOTOR GROUP COMPANY LTD
MEETING DATE: JAN 23, 2013 | TICKER: 00489 SECURITY ID: Y21042109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ma Zhigeng as Director and Accept Resignation of Zhou Wenjie as Director | Management | For | For |
| 2 | Approve Issue of Ultra Short-Term Financing Bonds | Management | For | For |
| |
|---|
DONGFENG MOTOR GROUP COMPANY LTD
MEETING DATE: JUN 21, 2013 | TICKER: 00489 SECURITY ID: Y21042109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Report of the Board of Directors | Management | For | For |
| 2 | Accept Report of the Supervisory Committee | Management | For | For |
| 3 | Accept Financial Statements and Report of International Auditors | Management | For | For |
| 4 | Approve Profit Distribution Proposal and Authorize Board to Deal with All Issues in Relation to Distribution of Final Dividend | Management | For | For |
| 5 | Authorize Board to Deal with All Issues in Relation to Distribution of Interim Dividend | Management | For | For |
| 6 | Reappoint Ernst & Young as International Auditors and Ernst & Young Hua Ming as PRC Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Directors and Supervisors | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| |
|---|
E-MART CO. LTD.
MEETING DATE: MAR 15, 2013 | TICKER: 139480 SECURITY ID: Y228A3102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Appropriation of Income, and Dividend of KRW 1,500 per Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Elect Two Inside Directors and Four Outside Directors (Bundled) | Management | For | For |
| 4 | Reelect Three Outside Directors as Members of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
E.ON RUSSIA OJSC
MEETING DATE: FEB 21, 2013 | TICKER: EONR SECURITY ID: X2156X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
| 2.1 | Elect Maksim Shirokov as Director | Management | None | For |
| 2.2 | Elect Albert Reutersberg as Director | Management | None | For |
| 2.3 | Elect Guenter Ruemmler as Director | Management | None | For |
| 2.4 | Elect Sergey Guriev as Director | Management | None | For |
| 2.5 | Elect Karl-Heniz Feldmann as Director | Management | None | For |
| 2.6 | Elect Reiner Hartmann as Director | Management | None | For |
| 2.7 | Elect Mike Winkel as Director | Management | None | For |
| 2.8 | Elect Sergey Malinov as Director | Management | None | For |
| 2.9 | Elect Jorgen Kildahl as Director | Management | None | For |
| 3 | Amend Charter | Management | For | For |
| 4 | Amend Regulations on Management | Management | For | For |
| 5 | Amend Regulations on Board of Directors | Management | For | For |
| |
|---|
E.ON RUSSIA OJSC
MEETING DATE: JUN 27, 2013 | TICKER: EONR SECURITY ID: X2156X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 0.2895 per Share | Management | For | For |
| 2.1 | Elect Albert Reutersberg as Director | Management | None | For |
| 2.2 | Elect Maksim Shirokov as Director | Management | None | For |
| 2.3 | Elect Guenter Ruemmler as Director | Management | None | For |
| 2.4 | Elect Sergey Guriev as Director | Management | None | For |
| 2.5 | Elect Karl-Heinz Feldmann as Director | Management | None | For |
| 2.6 | Elect Reiner Hartmann as Director | Management | None | For |
| 2.7 | Elect Mike Winkel as Director | Management | None | For |
| 2.8 | Elect Sergey Malinov as Director | Management | None | For |
| 2.9 | Elect Jorgen Kildahl as Director | Management | None | For |
| 3.1 | Elect Michael Wilhelm as Member of Audit Commission | Management | For | For |
| 3.2 | Elect Thomas Fecker as Member of Audit Commission | Management | For | For |
| 3.3 | Elect Aleksey Asyaev as Member of Audit Commission | Management | For | For |
| 3.4 | Elect Mikhail Rabkin as Member of Audit Commission | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers as Auditor | Management | For | For |
| 5 | Amend Charter | Management | For | For |
| |
|---|
E.SUN FINANCIAL HOLDING CO., LTD.
MEETING DATE: JUN 21, 2013 | TICKER: 2884 SECURITY ID: Y23469102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve to Change the Usage Plan of Overseas Convertible Bonds Issuance | Management | For | For |
| 4 | Approve Issuance of New Shares by Capitalization of Profit | Management | For | For |
| 5 | Approve Amendments to Articles of Association | Management | For | For |
| 6 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
| |
|---|
ECLAT TEXTILE CO., LTD.
MEETING DATE: JUN 17, 2013 | TICKER: 1476 SECURITY ID: Y2237Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report, Financial Statements and Conslidated Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Issuance of New Shares through Capitalization of Undistributed Earnings | Management | For | For |
| 4 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 6 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| |
|---|
ECOBANK TRANSNATIONAL INCORPORATED
MEETING DATE: JUN 20, 2013 | TICKER: SECURITY ID: V00005104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements | Management | For | Abstain |
| 2 | Approve Allocation of Income and Dividends | Management | For | Abstain |
| 3 | Reelect Directors (Bundled) | Management | For | Abstain |
| 4 | Ratify Directors (Bundled) | Management | For | Abstain |
| 5 | Ratify Auditors | Management | For | Abstain |
| 1 | Amend Articles of Bylaws | Management | For | Abstain |
| |
|---|
ECOPETROL S.A
MEETING DATE: DEC 06, 2012 | TICKER: EC SECURITY ID: 279158109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Safety Guidelines/Open Meeting | Management | None | None |
| 2 | Open Meeting/Verify Quorum | Management | None | None |
| 3 | Opening Remarks by Chairman of the Board | Management | None | None |
| 4 | Approve Meeting Agenda | Management | For | For |
| 5 | Elect Chairman Meeting | Management | For | For |
| 6 | Elect Committee in Charge of Scrutinizing Elections and Polling | Management | For | For |
| 7 | Elect Committee to Approve Minutes of Meeting | Management | For | For |
| 8 | Elect Director | Management | For | Abstain |
| |
|---|
ECOPETROL S.A
MEETING DATE: MAR 21, 2013 | TICKER: EC SECURITY ID: 279158109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Safety Guidelines/Open Meeting | Management | None | None |
| 2 | Verify Quorum | Management | None | None |
| 3 | Opening by Chief Executive Officer | Management | None | None |
| 4 | Approve Meeting Agenda | Management | For | For |
| 5 | Appoint Chairman of the Meeting | Management | For | For |
| 6 | Appoint Committee in Charge of Scrutinizing Elections and Polling | Management | For | For |
| 7 | Appoint Committee to Approve Minutes of Meeting | Management | For | For |
| 8 | Accept Board of Directors' Report Re: President's Evaluation and Corporate Governance Compliance | Management | None | None |
| 9 | Accept Directors' and Chairman's Reports | Management | None | None |
| 10 | Accept Report from Representative of Minority Shareholders | Management | None | None |
| 11 | Approve Consolidated and Individual Financial Statements | Management | None | None |
| 12 | Approve Auditor's Report | Management | None | None |
| 13 | Approve of Management's and External Auditor's Reports as well as Financial Statements | Management | For | Abstain |
| 14 | Approve Dividends | Management | For | For |
| 15 | Appoint Auditors and Fix Their Remuneration | Management | For | Abstain |
| 16 | Elect Directors and Approve Their Remuneration | Management | For | Abstain |
| 17 | Amend Bylaws | Management | For | For |
| 18 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
ELECTROMAGNETIC GEOSERVICES ASA
MEETING DATE: JUN 21, 2013 | TICKER: EMGS SECURITY ID: R21868105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 5 | Receive Corporate Governance Report | Management | None | None |
| 6.1 | Approve Creation of NOK 5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 6.2 | Approve Creation of NOK 2 Million Pool of Capital in Connection with Option Plans | Management | For | Did Not Vote |
| 7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Directors in the Amount of USD 554,000 for Chairman, and USD 35,000 for Other Directors; Approve Committee Fees and Other Fees | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Nomination Committee | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 11 | Authorize Company to Call EGM with Two Weeks' Notice | Management | For | Did Not Vote |
| 12 | Elect Maria Hanssen as New Director | Management | For | Did Not Vote |
| 13.1 | Reelect Bjarte Bruheim as Chairman | Management | For | Did Not Vote |
| 13.2 | Reelect Stig Sivertsen as Director | Management | For | Did Not Vote |
| 13.3 | Reelect Berit Svendsen as Director | Management | For | Did Not Vote |
| 13.4 | Reelect Jeffrey Harris as Director | Management | For | Did Not Vote |
| 14 | Approve Stock Option Plan | Management | For | Did Not Vote |
| |
|---|
EMBOTELLADORA ANDINA SA
MEETING DATE: APR 25, 2013 | TICKER: ANDINA-B SECURITY ID: P3697U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Annual Report, Financial Statements and External Auditors' Report for Fiscal Year 2012 | Management | For | Abstain |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Dividend Policy | Management | For | For |
| 4 | Elect Directors | Management | For | Abstain |
| 5 | Approve Remuneration of Directors, Directors' Committee and Audit Committee Members | Management | For | Abstain |
| 6 | Elect External Auditors for Fiscal Year 2013 | Management | For | Abstain |
| 7 | Designate Risk Assessment Companies | Management | For | Abstain |
| 8 | Receive Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
| 9 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
| 10 | Other Business (Voting) | Management | For | Against |
| |
|---|
EMPRESA NACIONAL DE ELECTRICIDAD SA ENDESA
MEETING DATE: APR 15, 2013 | TICKER: ENDESA SECURITY ID: P3710M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Annual Report, Financial Statements and Reports of External Auditors and Auditors for Fiscal Year 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Distribution of Dividends | Management | For | For |
| 3 | Present Dividend Policy and Distribution Procedures | Management | None | None |
| 4 | Approve Investment and Financing Policy | Management | For | For |
| 5 | Approve Remuneration of Directors | Management | For | Abstain |
| 6 | Approve Remuneration and Budget of Directors' Committee for 2103 | Management | For | Abstain |
| 7 | Present Report of Directors' Committee | Management | None | None |
| 8 | Elect External Auditor | Management | For | Abstain |
| 9 | Elect Two Auditors and their Respective Alternates; Approve their Remuneration | Management | For | Abstain |
| 10 | Receive Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
| 11 | Other Business (Voting) | Management | For | Against |
| |
|---|
EMPRESA NACIONAL DE TELECOMUNICACIONES SA ENTEL
MEETING DATE: APR 25, 2013 | TICKER: ENTEL SECURITY ID: P37115105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Annual Report, Financial Statements and Statutory Reports for Fiscal Year 2012 | Management | For | For |
| 2 | Approve Final Dividends | Management | For | For |
| 3 | Accept Dividend Policy | Management | For | For |
| 4 | Approve Investment and Financing Policy | Management | For | For |
| 5 | Approve Remuneration of Directors | Management | For | Abstain |
| 6 | Approve Remuneration and Budget of Directors' Committee | Management | For | Abstain |
| 7 | Elect External Auditors and Internal Statutory Auditors | Management | For | Abstain |
| 8 | Designate Risk Assessment Companies | Management | For | Abstain |
| 9 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | For | For |
| 10 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
| 11 | Other Business (Voting) | Management | For | Against |
| |
|---|
ENERSIS S.A.
MEETING DATE: DEC 20, 2012 | TICKER: ENERSIS SECURITY ID: P37186106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Transaction with Related Party | Management | For | For |
| 2 | Approve Increase in Capital via Share Issuance | Management | For | For |
| 3 | Approve Non-Monetary Contributions that May Be Capitalized in Connection with Company's Capital Increase | Management | For | For |
| 4 | Authorize Board to Set Issue Price in Connection with Company's Capital Increase | Management | For | For |
| 5 | Approve Share Subscription Offer to be Made in the First Instance Within Preemptive Subscription Period and the Remaining Shares not Subscribed Within that Period to be Offered in a Remaining Subscription Period | Management | For | For |
| 6 | Approve that All Share Subscription Contracts are Subject to Fulfillment of a Conditional Clause | Management | For | For |
| 7 | Approve Use of Funds Raised from Capital Increase | Management | For | For |
| 8 | Amend Article 5 and Transitory Article 2 to Reflect Changes in Capital | Management | For | For |
| 9 | Adopt All Necessary Agreements to Implement Capital Increase | Management | For | For |
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 11 | Ratify Third Risk Assessment Company | Management | For | For |
| 12.1 | Request from Public Company Accounting Oversight Board (PCAOB) to Company's External Auditors, Ernst & Young | Management | None | None |
| 12.2 | Receive Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
| |
|---|
EQUITY BANK LIMITED
MEETING DATE: MAR 27, 2013 | TICKER: EBL SECURITY ID: V3254M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Read Notice Convening Meeting | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve First and Final Dividend of KES 1.25 per Share | Management | For | For |
| 4.1 | Reelect Benson Wairegi as Director | Management | For | For |
| 4.2 | Reelect Frederick Muchoki as Director | Management | For | For |
| 4.3 | Reelect Temitope Lawani as Director | Management | For | Against |
| 5 | Approve Remuneration of Directors | Management | For | For |
| 6 | Ratify Ernst & Young as Auditors and Fix Their Remuneration | Management | For | For |
| 7 | Amend Articles 104, 105, 126 anfd 128 of Bylaws | Management | For | For |
| 8 | Other Business | Management | For | Against |
| |
|---|
ERSTE GROUP BANK AG
MEETING DATE: MAY 16, 2013 | TICKER: EBS SECURITY ID: A19494102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income | Management | For | For |
| 3a | Approve Discharge of Management Board | Management | For | For |
| 3b | Approve Discharge of Supervisory Board | Management | For | For |
| 4 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 5a | Approve Reduction of Board Size to Nine Members | Management | For | For |
| 5b | Reelect Theresa Jordis as Supervisory Board Member | Management | For | For |
| 6 | Ratify Additional Auditor for Fiscal 2014 | Management | For | For |
| 7 | Authorize Repurchase of Issued Share Capital for Trading Purposes | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Repurchase of Own Participation Certificates for Trading Purposes | Management | For | For |
| 10 | Authorize Participation Certificate Repurchase Program and Reissuance or Cancellation of Repurchased Participation Certificates | Management | For | For |
| |
|---|
ESTACIO PARTICIPACOES SA
MEETING DATE: JUL 03, 2012 | TICKER: ESTC3 SECURITY ID: P3784E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition Agreement between the Company and UB Unisaoluis Educacional SA (Unisaoluis) | Management | For | For |
| 2 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| |
|---|
ESTACIO PARTICIPACOES SA
MEETING DATE: NOV 28, 2012 | TICKER: ESTC3 SECURITY ID: P3784E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition Agreement between the Company and iDEZ Empreendimentos Educacionais Ltda. | Management | For | For |
| 2 | Approve Acquisition Agreement between the Company and UNIUOL Gestao de Empreendimentos Educacionais e Participacoes Ltda. | Management | For | For |
| 3 | Approve Acquisition Agreement between the Company and Sociedade Educacional do Rio Grande do Sul Ltda. | Management | For | For |
| 4 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| |
|---|
ESTACIO PARTICIPACOES SA
MEETING DATE: APR 30, 2013 | TICKER: ESTC3 SECURITY ID: P3784E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 4 | Elect Fiscal Council Members | Management | For | For |
| 5 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
ESTACIO PARTICIPACOES SA
MEETING DATE: APR 30, 2013 | TICKER: ESTC3 SECURITY ID: P3784E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 2 | Approve 3:1 Stock Split | Management | For | For |
| 3 | Consolidate Bylaws | Management | For | For |
| |
|---|
ESTACIO PARTICIPACOES SA
MEETING DATE: MAY 21, 2013 | TICKER: ESTC3 SECURITY ID: P3784E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| |
|---|
EURASIA DRILLING COMPANY LTD.
MEETING DATE: SEP 28, 2012 | TICKER: EDCL SECURITY ID: 29843U202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Martin E. Hansen as Class I Director | Management | For | For |
| 1b | Reelect Maurice Dijols as Class I Director | Management | For | For |
| 1c | Elect Anatoly Kozyrev as Class I Director | Management | For | For |
| 2 | Reappoint KPMG Limited as Auditors | Management | For | For |
| |
|---|
EUROCASH SA
MEETING DATE: NOV 26, 2012 | TICKER: EUR SECURITY ID: X2382S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 3 | Elect Meeting Chairman | Management | For | For |
| 4 | Prepare List of Shareholders | Management | None | None |
| 5 | Approve Agenda of Meeting | Management | For | For |
| 6 | Discussion on Elimination of Preemptive Rights to Convertible Bonds and Shares to Be Issued under Item 7 | Management | None | None |
| 7 | Approve Eighth, Ninth, and Tenth Stock Option Plans | Management | For | Against |
| 8 | Amend Statute Re: Conditional Capital | Management | For | Against |
| 9 | Close Meeting | Management | None | None |
| |
|---|
EUROCASH SA
MEETING DATE: MAY 20, 2013 | TICKER: EUR SECURITY ID: X2382S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 3 | Elect Meeting Chairman | Management | For | For |
| 4 | Prepare List of Shareholders | Management | None | None |
| 5 | Approve Agenda of Meeting | Management | For | For |
| 6 | Receive Management Board Report on Company's Operations and Financial Statements | Management | None | None |
| 7 | Receive Management Board Report on Group's Operations and Consolidated Financial Statements | Management | None | None |
| 8 | Receive Supervisory Board Report on Its Activities | Management | None | None |
| 9 | Approve Management Board Report on Company's Operations and Financial Statements | Management | For | For |
| 10 | Approve Management Board Report on Group's Operations and Consolidated Financial Statements | Management | For | For |
| 11 | Approve Allocation of Income | Management | For | For |
| 12.1 | Approve Discharge of Luis Manuel Conceicao do Amaral (CEO) | Management | For | For |
| 12.2 | Approve Discharge of Katarzyna Kopaczewska (Management Board Member) | Management | For | For |
| 12.3 | Approve Discharge of Rui Amaral (Management Board Member) | Management | For | For |
| 12.4 | Approve Discharge of Arnaldo Guerreiro (Management Board Member) | Management | For | For |
| 12.5 | Approve Discharge of Pedro Martinho (Management Board Member) | Management | For | For |
| 12.6 | Approve Discharge of Jacek Owczarek (Management Board Member) | Management | For | For |
| 12.7 | Approve Discharge of Carlos Saraiva (Management Board Member) | Management | For | For |
| 13.1 | Approve Discharge of Joao Borges de Assuncao (Chairman of Supervisory Board) | Management | For | For |
| 13.2 | Approve Discharge of Eduardo Aguinaga de Moraes (Supervisory Board Member) | Management | For | For |
| 13.3 | Approve Discharge of Antonio Jose Santos Silva Casanova (Supervisory Board Member) | Management | For | For |
| 13.4 | Approve Discharge of Ryszard Wojnowski (Supervisory Board Member) | Management | For | For |
| 13.5 | Approve Discharge of Janusz Lisowski (Supervisory Board Member) | Management | For | For |
| 14.1 | Elect Supervisory Board Member | Management | For | Abstain |
| 14.2 | Elect Supervisory Board Member | Management | For | Abstain |
| 15 | Approve List of Participants in Company's Eighth Incentive Plan | Management | For | For |
| 16 | Approve List of Participants in Company's Ninth Incentive Plan | Management | For | For |
| 17 | Approve Remuneration of Supervisory Board Members | Shareholder | None | Abstain |
| 18 | Close Meeting | Management | None | None |
| |
|---|
EVRAZ PLC
MEETING DATE: JUN 13, 2013 | TICKER: EVR SECURITY ID: G33090104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Alexander Abramov as Director | Management | For | For |
| 4 | Re-elect Duncan Baxter as Director | Management | For | For |
| 5 | Re-elect Alexander Frolov as Director | Management | For | For |
| 6 | Re-elect Karl Gruber as Director | Management | For | For |
| 7 | Re-elect Alexander Izosimov as Director | Management | For | For |
| 8 | Re-elect Sir Michael Peat as Director | Management | For | For |
| 9 | Re-elect Olga Pokrovskaya as Director | Management | For | For |
| 10 | Re-elect Terry Robinson as Director | Management | For | For |
| 11 | Re-elect Eugene Shvidler as Director | Management | For | For |
| 12 | Re-elect Eugene Tenenbaum as Director | Management | For | For |
| 13 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
EXTORRE GOLD MINES LIMITED
MEETING DATE: AUG 15, 2012 | TICKER: XG SECURITY ID: 30227B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition by Yamana Gold Inc. | Management | For | For |
| |
|---|
EZION HOLDINGS LTD
MEETING DATE: APR 25, 2013 | TICKER: 5ME SECURITY ID: Y2186W104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Mandate for Transactions with Related Parties | Management | For | For |
| 2 | Authorize Share Repurchase Program | Management | For | For |
| 3 | Approve Participation of Chew Thiam Keng in Ezion Employee Share Option Scheme | Management | For | For |
| 4 | Approve Grant of Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on June 7, 2012 | Management | For | For |
| 5 | Approve Grant of Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on Jan. 21, 2013 | Management | For | Against |
| |
|---|
EZION HOLDINGS LTD
MEETING DATE: APR 25, 2013 | TICKER: 5ME SECURITY ID: Y2186W104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare First and Final Dividend | Management | For | For |
| 3 | Elect Wang Kai Yuen as Director | Management | For | Against |
| 4 | Elect Lim Thean Ee as Director | Management | For | Against |
| 5 | Approve Directors' Fees | Management | For | For |
| 6 | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 8 | Approve Grant of Awards and Issuance of Shares Pursuant to the Ezion Employee Share Plan | Management | For | For |
| 9 | Approve Grant of Options and Issuance of Shares Pursuant to the Ezion Employee Share Option Scheme | Management | For | Against |
| |
|---|
FAR EAST HORIZON LTD.
MEETING DATE: JUN 14, 2013 | TICKER: 03360 SECURITY ID: Y24286109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Liu Deshu as Director | Management | For | Against |
| 3b | Elect Cai Cunqiang as Director | Management | For | For |
| 3c | Elect Han Xiaojing as Director | Management | For | Against |
| 3d | Elect Liu Jialin as Director | Management | For | Against |
| 3e | Elect Yip Wai Ming as Director | Management | For | For |
| 3f | Elect John Law as Director | Management | For | Against |
| 3g | Elect Kuo Ming-Jian as Director | Management | For | Against |
| 3h | Authorize Board to Fix the Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
FIBRA UNO ADMINISTRACION DE MEXICO SA DE CV
MEETING DATE: JUL 17, 2012 | TICKER: FUNO SECURITY ID: P40612106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Approve Acquisition of Real Estate Portfolio Consisting of 15 Properties and Concession for Commercial Use and Operation of a Maritime Terminal and Port Area | Management | For | For |
| 1.2 | Approve Issuance of Real Estate Trust Certificates | Management | For | For |
| 2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| |
|---|
FIBRA UNO ADMINISTRACION DE MEXICO SA DE CV
MEETING DATE: DEC 18, 2012 | TICKER: FUNO SECURITY ID: P40612106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Present Report from Andre and Moises El-Mann Arazi and F1 Management Trust Administrator on Activities Related to Issuance of Real Estate Trust Certificates | Management | For | For |
| 2 | Authorize Issuance of Real Estate Trust Certificates in Accordance with Technical Committee of Trust | Management | For | For |
| 3 | Approve Acquisition of Real Estate Portfolio Consisting of 30 Properties; Authorize Issuance of Real Estate Trust Certificates | Management | For | For |
| 4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| |
|---|
FIBRA UNO ADMINISTRACION DE MEXICO SA DE CV
MEETING DATE: APR 23, 2013 | TICKER: FUNO SECURITY ID: P40612106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Trust Manager Report on Activities Undertaken in Fiscal Year 2012; Approve Report of Technical Committee in Accordance with Article 28-IV (E) of Securities Market Law | Management | For | For |
| 2 | Approve Reports of Audit, Corporate Practices and Nominating Committees | Management | For | For |
| 3 | Approve Trust Manager Report on Compliance in Accordance to Article 44-XI of Securities Market Law and Article 172 (Except B) of General Mercantile Companies Law | Management | For | For |
| 4 | Approve Trust Manager Report on Principal Accounting Criteria Policy and Disclosure Policy in Accordance with Article 172-B of General Mercantile Companies Law; Receive Technical Committee Opinion on Trust Manager Report | Management | For | For |
| 5 | Approve Report on Compliance with Fiscal Obligations in Accordance to Article 86-XX of Income Tax Law | Management | For | For |
| 6 | Approve Financial Statements for Fiscal Year 2012 and Allocation of Income | Management | For | For |
| 7 | Elect or Ratify Members of Technical Committee; Verify Independence Classification | Management | For | Abstain |
| 8 | Approve Remuneration of Technical Committee Members | Management | For | Abstain |
| 9 | Elect or Ratify Members of Audit, Corporate Practices and Nominating Committees | Management | For | Abstain |
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 11 | Approve Minutes of Meeting | Management | For | For |
| |
|---|
FIBRA UNO ADMINISTRACION DE MEXICO SA DE CV
MEETING DATE: APR 23, 2013 | TICKER: FUNO SECURITY ID: P40612106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Present Report on Acquisition of Real Estate Portfolio G30 | Management | For | For |
| 2 | Approve Allocation of Real Estate Trust Certificates Issued Due to Acquisition of Real Estate Portfolio G30 | Management | For | For |
| 3 | Approve Acquisition of Real Estate Portfolio Consisting of 49 Properties; Authorize Issuance of Real Estate Trust Certificates | Management | For | For |
| 4 | Authorize Issuance of Real Estate Trust Certificates | Management | For | For |
| 5 | Establish a Social Assistance Foundation Called Fundacion FIBRA | Management | For | For |
| 6 | Approve Compensation Plan for Trust Advisor | Management | For | For |
| 7 | Approve Minutes of Meeting | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 1 | Amend Clauses 9, 11 and 30 of Trust Agreement | Management | For | Abstain |
| 2 | Amend Trust Agreement Re: Controlling Trust Represents 10 Percent of Real Estate Trust Certificates | Management | For | Abstain |
| 3 | Approve Minutes of Meeting | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
FIBRA UNO ADMINISTRACION DE MEXICO SA DE CV
MEETING DATE: MAY 20, 2013 | TICKER: FUNO SECURITY ID: P40612106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Clauses 9, 10, 11 and 30 of Trust Agreement | Management | For | Abstain |
| 2 | Amend Trust Agreement Re: Controlling Trust Represents 10 Percent of Real Estate Trust Certificates | Management | For | Abstain |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
FIBRIA CELULOSE SA
MEETING DATE: APR 26, 2013 | TICKER: FIBR3 SECURITY ID: P3997N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 4 | Elect Directors | Management | For | For |
| 5 | Approve Remuneration of Company's Management | Management | For | Against |
| |
|---|
FIBRIA CELULOSE SA
MEETING DATE: APR 26, 2013 | TICKER: FIBR3 SECURITY ID: P3997N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 2 | Amend Articles Re: Statutory Audit Committee | Management | For | For |
| 3 | Amend Article 27 Re: Fiscal Council | Management | For | For |
| 4 | Consolidate Bylaws | Management | For | For |
| |
|---|
FIRST QUANTUM MINERALS LTD.
MEETING DATE: MAY 07, 2013 | TICKER: FM SECURITY ID: 335934105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Philip K. R. Pascall | Management | For | For |
| 2.2 | Elect Director G. Clive Newall | Management | For | For |
| 2.3 | Elect Director Martin R. Rowley | Management | For | For |
| 2.4 | Elect Director Peter St. George | Management | For | For |
| 2.5 | Elect Director Andrew B. Adams | Management | For | For |
| 2.6 | Elect Director Michael Martineau | Management | For | For |
| 2.7 | Elect Director Paul Brunner | Management | For | For |
| 2.8 | Elect Director Michael Hanley | Management | For | For |
| 2.9 | Elect Director Robert Harding | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
FIRST RESOURCES LTD.
MEETING DATE: APR 22, 2013 | TICKER: EB5 SECURITY ID: Y2560F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Teng Cheong Kwee as Director | Management | For | For |
| 4 | Elect Hee Theng Fong as Director | Management | For | For |
| 5 | Approve Directors' Fees | Management | For | For |
| 6 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities With or Without Preemptive Rights | Management | For | For |
| 8 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
FOMENTO ECONOMICO MEXICANO SAB DE CV (FEMSA)
MEETING DATE: MAR 15, 2013 | TICKER: FEMSAUBD SECURITY ID: 344419106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Report of Board of Directors on Financial Statements and Statutory Reports for Fiscal Year 2012, Receive CEO's Report and Audit and Corporate Practices Committees Chairmen Report | Management | For | Abstain |
| 2 | Accept Report on Adherence to Fiscal Obligations | Management | For | Abstain |
| 3 | Approve Allocation of Income and Distribution of Cash Dividends | Management | For | For |
| 4 | Set Aggregate Nominal Share Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion | Management | For | For |
| 5 | Elect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration | Management | For | Against |
| 6 | Elect Members and Chairmen of Finance and Planning Committee, Audit Committee and Corporate Practices Committee; Approve Their Remuneration | Management | For | Abstain |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 8 | Approve Minutes of Meeting | Management | For | For |
| |
|---|
FUGRO NV
MEETING DATE: MAY 08, 2013 | TICKER: FUR SECURITY ID: N3385Q197
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board and Supervisory Board (Non-Voting) | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Approve Dividends of EUR 2.00 Per Share | Management | For | For |
| 7a | Reelect M. Helmes to Supervisory Board | Management | For | For |
| 7b | Elect J.C.M. Schonfeld to Supervisory Board | Management | For | For |
| 8 | Elect S.J. Thomson to Executive Board | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10a) | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 10b) | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| |
|---|
GAZPROM OAO
MEETING DATE: JUN 28, 2013 | TICKER: GAZP SECURITY ID: 368287207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Dividends | Management | For | For |
| 5 | Approve Procedure of Dividend Payment | Management | For | For |
| 6 | Ratify ZAO PricewaterhouseCoopers as Auditor | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | Against |
| 8 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| 9 | Amend Charter | Management | For | For |
| 10 | Amend Regulations on General Meetings | Management | For | For |
| 11 | Approve New Edition of Regulations on Audit Commission | Management | For | For |
| 12.1 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | Management | For | For |
| 12.2 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | Management | For | For |
| 12.3 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | Management | For | For |
| 12.4 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | Management | For | For |
| 12.5 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | Management | For | For |
| 12.6 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | Management | For | For |
| 12.7 | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | Management | For | For |
| 12.8 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds and Placement of Monetary Funds As Minimum Balance On Bank Accounts | Management | For | For |
| 12.9 | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Transfer of Funds | Management | For | For |
| 12.10 | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System | Management | For | For |
| 12.11 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
| 12.12 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
| 12.13 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Forward/Swap Conversion Operations | Management | For | For |
| 12.14 | Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements | Management | For | For |
| 12.15 | Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements | Management | For | For |
| 12.16 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Deposit Agreements | Management | For | For |
| 12.17 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries | Management | For | For |
| 12.18 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries | Management | For | For |
| 12.19 | Approve Related-Party Transaction with OAO Bank VTB Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries | Management | For | For |
| 12.20 | Approve Related-Party Transaction with OAO Gazprombank: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries | Management | For | For |
| 12.21 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Tax Authorities | Management | For | For |
| 12.22 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Guarantees to Tax Authorities | Management | For | For |
| 12.23 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreements on Guarantees to Tax Authorities | Management | For | For |
| 12.24 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Infrastructure Facilities at Railway Stations | Management | For | For |
| 12.25 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Tank Cars | Management | For | For |
| 12.26 | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreements on Temporary Possession and Use of Building and Equipment | Management | For | For |
| 12.27 | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 12.28 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Temporary Possession and Use of Non-residential Premises | Management | For | For |
| 12.29 | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreements on Temporary Possession and Use of Gas Condensate Pipeline | Management | For | For |
| 12.30 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 12.31 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Telecommunications | Management | For | For |
| 12.32 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 12.33 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 12.34 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 12.35 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 12.36 | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 12.37 | Approve Related-Party Transaction with OAO Gazprombank and OOO Gazprom Export Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 12.38 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreements on Temporary Possession and Use of Gas Distribution System | Management | For | For |
| 12.39 | Approve Related-Party Transactions with OOO Gazprom Investoproekt: Re: Provision of Consulting Services | Management | For | For |
| 12.40 | Approve Related-Party Transaction with OAO Druzhba Re: Agreements on Temporary Possession and Use of Facilities of Druzhba Vacation Center | Management | For | For |
| 12.41 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreements on Sale of Commercial Products Owned by Gazprom | Management | For | For |
| 12.42 | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreements on Delivery of Gas | Management | For | For |
| 12.43 | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreements on Transportation of Gas | Management | For | For |
| 12.44 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Transportation of Gas | Management | For | For |
| 12.45 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreements on Transportation of Gas | Management | For | For |
| 12.46 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreements on Arranging of Injection and Storage of Gas | Management | For | For |
| 12.47 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreements on Transportation of Gas | Management | For | For |
| 12.48 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Infrastructure Facilities | Management | For | For |
| 12.49 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Forward Transactions, and Currency Purchase/Sale Transactions | Management | For | For |
| 12.50 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 12.51 | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreements on Sale of Gas; Arranging of Injection, and Storage of Gas | Management | For | For |
| 12.52 | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreements on Sale and Transportation of Gas | Management | For | For |
| 12.53 | Approve Related-Party Transaction with AO Moldovagaz Re: Agreements on Sale and Transportation of Gas | Management | For | For |
| 12.54 | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreements on Transportation of Gas | Management | For | For |
| 12.55 | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreements on Sale and Transportation of Gas | Management | For | For |
| 12.56 | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreements on Transportation of Gas | Management | For | For |
| 12.57 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Start-Up and Commissioning Work | Management | For | For |
| 12.58 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreements on Start-Up and Commissioning Work | Management | For | For |
| 12.59 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Start-Up and Commissioning Work | Management | For | For |
| 12.60 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreements on Start-Up and Commissioning Work | Management | For | For |
| 12.61 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreements on Investment Projects | Management | For | For |
| 12.62 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Investment Projects | Management | For | For |
| 12.63 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Investment Projects | Management | For | For |
| 12.64 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreements on Investment Projects | Management | For | For |
| 12.65 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Service Agreement on Partial Liquidation of Gas Pipeline | Management | For | For |
| 12.66 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Property Insurance | Management | For | For |
| 12.67 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Environment, Life, Health, and Individual Property Insurance | Management | For | For |
| 12.68 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Environment, Life, Health, and Individual Property Insurance | Management | For | For |
| 12.69 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | Management | For | For |
| 12.70 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees | Management | For | For |
| 12.71 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees, Their Familiy Members, and Retired Former Employees | Management | For | For |
| 12.72 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Transportation Vehicles Owned By Gazprom | Management | For | For |
| 12.73 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | Management | For | For |
| 12.74 | Approve Related-Party Transaction with OAO Beltransgaz Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 12.75 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance During Business Assignment | Management | For | For |
| 12.76 | Approve Related-Party Transaction with Multiple Parties Re: Agreements on Arranging Stocktaking of Property | Management | For | For |
| 12.77 | Approve Related-Party Transaction with ZAO Yamalgazinvest, and OOO Temryukmortrans, OAO Gazpromtrubinvest, and Gazprom (UK) Limited Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 12.78 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 12.79 | Approve Related-Party Transaction with OAO Gazprombank Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 12.80 | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Exclusive License to Use OAO Gazprom's Trademarks | Management | For | For |
| 12.81 | Approve Related-Party Transaction with OAO Beltransgaz Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 12.82 | Approve Related-Party Transaction with Gazprom Marketing and Trading Limited Re: Exclusive License to Use OAO Gazprom's Trademarks | Management | For | For |
| 12.83 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom's Trademarks | Management | For | For |
| 12.84 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom's Trademarks | Management | For | For |
| 12.85 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | Management | For | For |
| 13.1 | Elect Andrey Akimov as Director | Management | None | Against |
| 13.2 | Elect Farit Gazizullin as Director | Management | None | For |
| 13.3 | Elect Viktor Zubkov as Director | Management | None | For |
| 13.4 | Elect Elena Karpel as Director | Management | None | For |
| 13.5 | Elect Timur Kulibayev as Director | Management | None | For |
| 13.6 | Elect Vitaliy Markelov as Director | Management | None | For |
| 13.7 | Elect Viktor Martynov as Director | Management | None | For |
| 13.8 | Elect Vladimir Mau as Director | Management | None | For |
| 13.9 | Elect Aleksey Miller as Director | Management | None | For |
| 13.10 | Elect Valery Musin as Director | Management | None | For |
| 13.11 | Elect Mikhail Sereda as Director | Management | None | For |
| 14.1 | Elect Viktor Antoshin as Member of Audit Commission | Management | For | Did Not Vote |
| 14.2 | Elect Dmitry Arkhipov as Member of Audit Commission | Management | For | For |
| 14.3 | Elect Andrey Belobrov as Member of Audit Commission | Management | For | Did Not Vote |
| 14.4 | Elect Vadim Bikulov as Member of Audit Commission | Management | For | For |
| 14.5 | Elect Mikhail Kuzovlev as Member of Audit Commission | Management | For | Did Not Vote |
| 14.6 | Elect Marina Mikhina as Member of Audit Commission | Management | For | Did Not Vote |
| 14.7 | Elect Lidiya Morozova as Member of Audit Commission | Management | For | Did Not Vote |
| 14.8 | Elect Anna Nesterova as Members of Audit Commission | Management | For | For |
| 14.9 | Elect Georgiy Nozadze as Member of Audit Commission | Management | For | For |
| 14.10 | Elect Yuriy Nosov as Member of Audit Commission | Management | For | For |
| 14.11 | Elect Karen Oganyan as Member of Audit Commission | Management | For | For |
| 14.12 | Elect Aleksandr Yugov as Member of Audit Commission | Management | For | For |
| |
|---|
GEELY AUTOMOBILE HOLDINGS LTD.
MEETING DATE: DEC 24, 2012 | TICKER: 00175 SECURITY ID: G3777B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Caps Under the Services Agreement | Management | For | For |
| 2 | Approve Loan Guarantee Agreement and Related Annual Caps | Management | For | For |
| |
|---|
GLOBAL LOGISTIC PROPERTIES LTD.
MEETING DATE: JUL 19, 2012 | TICKER: MC0 SECURITY ID: Y27187106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
GLOBAL LOGISTIC PROPERTIES LTD.
MEETING DATE: JUL 19, 2012 | TICKER: MC0 SECURITY ID: Y27187106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend of SGD 0.03 Per Share | Management | For | For |
| 3 | Reelect Seek Ngee Huat as Director | Management | For | For |
| 4 | Reelect Tham Kui Seng as Director | Management | For | For |
| 5 | Reelect Ming Zhi Mei as Director | Management | For | For |
| 6 | Reelect Paul Cheng Ming Fun as Director | Management | For | For |
| 7 | Reelect Yoichiro Furuse as Director | Management | For | For |
| 8 | Approve Directors' Fees of $1.5 Million for the Year Ending March 31, 2013 | Management | For | For |
| 9 | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 11 | Approve Issuance of Shares and Grant of Awards Under the GLP Performance Share Plan and GLP Restricted Share Plan | Management | For | For |
| |
|---|
GLOBAL LOGISTIC PROPERTIES LTD.
MEETING DATE: DEC 03, 2012 | TICKER: MC0 SECURITY ID: Y27187106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Sale of Properties to a Real Estate Investment Trust in Japan | Management | For | For |
| |
|---|
GLOBALTRANS INVESTMENT PLC
MEETING DATE: APR 19, 2013 | TICKER: GLTR SECURITY ID: 37949E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
| 5 | Approve Increase in the Size of Board | Management | For | For |
| 6 | Elect Alexander Eliseev as Director | Management | For | Against |
| 7 | Elect Michael Zampelas as Director and Approve His Remuneration | Management | For | Against |
| 8 | Elect George Papaioannou as Director and Approve His Remuneration | Management | For | For |
| 9 | Elect J. Carroll Colley as Director and Approve His Remuneration | Management | For | For |
| 10 | Elect Johann Franz Durrer as Director and Approve His Remuneration | Management | For | Against |
| 11 | Elect Sergey Maltsev as Director | Management | For | Against |
| 12 | Elect Mikhail Loganov as Director and Approve His Remuneration | Management | For | Against |
| 13 | Elect Elia Nicolaou as Director and Approve His Remuneration | Management | For | Against |
| 14 | Elect Konstantin Shirokov as Director | Management | For | Against |
| 15 | Elect Andrey Gomon as Director | Management | For | Against |
| 16 | Elect Alexander Storozhev as Director | Management | For | Against |
| 17 | Elect Alexander Tarasov as Director | Management | For | Against |
| 18 | Elect Marios Tofaros as Director | Management | For | Against |
| 19 | Elect Sergey Tolmachev as Director | Management | For | Against |
| 20 | Elect Melina Pyrgou as Director | Management | For | Against |
| |
|---|
GLOBALTRANS INVESTMENT PLC
MEETING DATE: APR 19, 2013 | TICKER: GLTR SECURITY ID: 37949E204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
| 5 | Approve Increase in the Size of Board | Management | For | For |
| 6 | Elect Alexander Eliseev as Director | Management | For | Against |
| 7 | Elect Michael Zampelas as Director and Approve His Remuneration | Management | For | Against |
| 8 | Elect George Papaioannou as Director and Approve His Remuneration | Management | For | For |
| 9 | Elect J. Carroll Colley as Director and Approve His Remuneration | Management | For | For |
| 10 | Elect Johann Franz Durrer as Director and Approve His Remuneration | Management | For | Against |
| 11 | Elect Sergey Maltsev as Director | Management | For | Against |
| 12 | Elect Mikhail Loganov as Director and Approve His Remuneration | Management | For | Against |
| 13 | Elect Elia Nicolaou as Director and Approve His Remuneration | Management | For | Against |
| 14 | Elect Konstantin Shirokov as Director | Management | For | Against |
| 15 | Elect Andrey Gomon as Director | Management | For | Against |
| 16 | Elect Alexander Storozhev as Director | Management | For | Against |
| 17 | Elect Alexander Tarasov as Director | Management | For | Against |
| 18 | Elect Marios Tofaros as Director | Management | For | Against |
| 19 | Elect Sergey Tolmachev as Director | Management | For | Against |
| 20 | Elect Melina Pyrgou as Director | Management | For | Against |
| |
|---|
GOLDCORP INC.
MEETING DATE: MAY 02, 2013 | TICKER: G SECURITY ID: 380956409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| a1 | Elect Director John P. Bell | Management | For | For |
| a2 | Elect Director Beverley A. Briscoe | Management | For | For |
| a3 | Elect Director Peter J. Dey | Management | For | For |
| a4 | Elect Director Douglas M. Holtby | Management | For | For |
| a5 | Elect Director Charles A. Jeannes | Management | For | For |
| a6 | Elect Director P. Randy Reifel | Management | For | For |
| a7 | Elect Director A. Dan Rovig | Management | For | For |
| a8 | Elect Director Ian W. Telfer | Management | For | For |
| a9 | Elect Director Blanca Trevino | Management | For | For |
| a10 | Elect Director Kenneth F. Williamson | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Restricted Share Unit Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
GOURMET MASTER CO LTD
MEETING DATE: JUN 11, 2013 | TICKER: 2723 SECURITY ID: G4002A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve to Amend Articles of Association | Management | For | For |
| 4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 5 | Approve to Amend Rules and Procedures Regarding Board of Directors' Meeting | Management | For | For |
| 6 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Management | For | For |
| 7 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
| 8.1 | Elect Director Mr. Wu, Cheng-Hsueh, with Shareholder No. 0000001 | Shareholder | None | Against |
| 8.2 | Elect Director, a Representative of Henderson I Yield Growth Limited with Shareholder No. 0000024 | Shareholder | None | Against |
| 8.3 | Elect Director, a Representative of Infinity Emerging Markets Limited with Shareholder No. 0000025 | Shareholder | None | Against |
| 8.4 | Elect Director Mr. James Chien-Nan Hsieh with Shareholder No. 0007457 | Shareholder | None | Against |
| 8.5 | Elect Independent Director Mr. Wu, Mengta with ID E122104388 | Shareholder | None | For |
| 8.6 | Elect Independent Director Mr. Lin, Chun Chien with ID B120435056 | Shareholder | None | For |
| 8.7 | Elect Independent Director Mr. Tseung, Daniel Kar Keung with ID 19710428JI | Shareholder | None | For |
| 8.8 | Elect Supervisor Mr. Lien, Chun Chung, with ID E101312004 | Shareholder | None | Abstain |
| 8.9 | Elect Supervisor Mr. Wu, Cheng Ho, with ID B120963620 | Shareholder | None | Abstain |
| 8.10 | Elect Supervisor Mr. Lee Ting Chung, with ID H101940403 | Shareholder | None | Abstain |
| 9 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors | Management | For | Abstain |
| |
|---|
GP INVESTMENTS LTD
MEETING DATE: APR 30, 2013 | TICKER: GPIV11 SECURITY ID: G4035L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of the Meeting | Management | For | For |
| 2 | Confirm Meeting Notice | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Transact Other Business | Management | For | Against |
| |
|---|
GRASIM INDUSTRIES LTD.
MEETING DATE: SEP 07, 2012 | TICKER: 500300 SECURITY ID: Y28523135
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 22.50 Per Share | Management | For | For |
| 3 | Reelect D.D. Rathi as Director | Management | For | Against |
| 4 | Reelect B.V. Bhargava as Director | Management | For | For |
| 5 | Reelect K.M. Birla as Director | Management | For | Against |
| 6 | Approve G.P. Kapadia & Co. and Deloitte Haskins & Sells as Joint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Vidyarthi & Sons as Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Elect N.M. Raj as Director | Management | For | Against |
| 9 | Elect K.K. Maheshwari as Managing Director and Approve His Remuneration | Management | For | For |
| |
|---|
GREATVIEW ASEPTIC PACKAGING CO LTD.
MEETING DATE: MAY 31, 2013 | TICKER: 00468 SECURITY ID: G40769104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Elect Hong Gang as Director | Management | For | Against |
| 3a2 | Elect Lee Lap, Danny as Director | Management | For | Against |
| 3a3 | Elect Chen Weishu as Director | Management | For | Against |
| 3b | Authorize the Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
GRUPO COMERCIAL CHEDRAUI SAB DE CV
MEETING DATE: APR 09, 2013 | TICKER: CHDRAUIB SECURITY ID: P4612W104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports in Accordance with Article 28 of Securities Market Law for Fiscal Year 2012 | Management | For | Abstain |
| 2 | Present Report on Adherence to Fiscal Obligations | Management | For | Abstain |
| 3 | Present Report on Operations Carried Out by Audit and Corporate Practices Committee Fiscal Year 2012 | Management | For | Abstain |
| 4 | Approve Financial Statements for Fiscal Year 2012, and Allocation of Income | Management | For | For |
| 5 | Approve Dividends | Management | For | For |
| 6 | Present Report on Share Repurchase and Set Maximum Amount for Share Repurchase | Management | For | For |
| 7 | Approve Discharge of Board of Directors and CEO for Fiscal Year 2012 | Management | For | For |
| 8 | Elect or Ratify Directors, and Audit and Corporate Practice Committee Members; Approve Their Respective Remuneration | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GRUPO TELEVISA SAB
MEETING DATE: APR 02, 2013 | TICKER: TLEVISACPO SECURITY ID: 40049J206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect or Ratify Directors Representing Series L Shareholders | Management | For | Abstain |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Abstain |
| 1 | Elect or Ratify Directors Representing Series D Shareholders | Management | For | Abstain |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Abstain |
| 1 | Approve Financial Statements and Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements for Fiscal Year 2012; Approve Discharge of Directors, CEO and Board Committees | Management | For | Abstain |
| 2 | Present Report on Compliance with Fiscal Obligations | Management | For | Abstain |
| 3 | Approve Allocation of Income for Fiscal Year 2012 | Management | For | For |
| 4 | Set Aggregate Nominal Amount for Share Repurchase and Receive Report on Board's Decision on Share Repurchase, Sale of Treasury Shares, and Share Plan | Management | For | For |
| 5 | Elect or Ratify Members of Board, Secretary and Other Officers | Management | For | Abstain |
| 6 | Elect or Ratify Members of Executive Committee | Management | For | Abstain |
| 7 | Elect or Ratify Chairman of Audit Committee and Corporate Practices Committee | Management | For | Abstain |
| 8 | Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretary | Management | For | Abstain |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GS ENGINEERING & CONSTRUCTION LTD.
MEETING DATE: MAR 22, 2013 | TICKER: 006360 SECURITY ID: Y2901E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 250 per Share | Management | For | For |
| 2 | Elect One Inside Director and Two Outside Directors (Bundled) | Management | For | Against |
| 3 | Elect Choi Hyuk as Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
GUARANTY TRUST BANK PLC
MEETING DATE: APR 25, 2013 | TICKER: SECURITY ID: 40124Q208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Elect Directors (Bundled) | Management | For | Against |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Elect Members of Audit Committee | Management | For | For |
| |
|---|
GUYANA GOLDFIELDS INC.
MEETING DATE: APR 26, 2013 | TICKER: GUY SECURITY ID: 403530108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Patrick Sheridan | Management | For | For |
| 1.2 | Elect Director Alan Ferry | Management | For | Withhold |
| 1.3 | Elect Director Richard Williams | Management | For | Withhold |
| 1.4 | Elect Director Robert Bondy | Management | For | For |
| 1.5 | Elect Director Daniel Noone | Management | For | For |
| 1.6 | Elect Director Jean-Pierre Chauvin | Management | For | For |
| 1.7 | Elect Director Scott Caldwell | Management | For | For |
| 1.8 | Elect Director David Beatty | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Advance Notice Policy | Management | For | For |
| 4 | Establish Range for Board Size (Minimum of One to Maximum of Eleven) | Management | For | For |
| |
|---|
GUYANA GOLDFIELDS INC.
MEETING DATE: APR 26, 2013 | TICKER: GUY SECURITY ID: 403530207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Patrick Sheridan | Management | For | For |
| 1.2 | Elect Director Alan Ferry | Management | For | Withhold |
| 1.3 | Elect Director Richard Williams | Management | For | Withhold |
| 1.4 | Elect Director Robert Bondy | Management | For | For |
| 1.5 | Elect Director Daniel Noone | Management | For | For |
| 1.6 | Elect Director Jean-Pierre Chauvin | Management | For | For |
| 1.7 | Elect Director Scott Caldwell | Management | For | For |
| 1.8 | Elect Director David Beatty | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Advance Notice Policy | Management | For | For |
| 4 | Establish Range for Board Size (Minimum of One to Maximum of Eleven) | Management | For | For |
| |
|---|
HAITIAN INTERNATIONAL HOLDINGS LTD.
MEETING DATE: MAY 21, 2013 | TICKER: 01882 SECURITY ID: G4232C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Audited Financial Statements, Directors' Report and Auditors Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Zhang Jingzhang as Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 4 | Elect Zhang Jianming as Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 5 | Elect Guo Mingguang as Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 6 | Elect Chen Ningning as Director and Authorize Board to Fix Her Remuneration | Management | For | For |
| 7 | Elect Jin Hailiang as Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 8 | Authorize the Board to Fix Remuneration of Directors | Management | For | Abstain |
| 9 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
HALYK SAVINGS BANK OF KAZAKHSTAN OJSC
MEETING DATE: DEC 06, 2012 | TICKER: HSBK SECURITY ID: 46627J302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Meeting Agenda | Management | For | Did Not Vote |
| 1.1 | Elect Director | Management | For | Did Not Vote |
| 2 | Approve 10:1 (Ten New Shares for Each Share Currently Held) Stock Split | Management | For | Did Not Vote |
| 3 | Amend Company's Corporate Governance Code | Management | For | Did Not Vote |
| 4 | Amend Regulations on Board of Directors | Management | For | Did Not Vote |
| 5 | Fix Size and Term of Office of Vote Counting Commission; Elect New Members of Vote Counting Commission | Management | For | Did Not Vote |
| |
|---|
HALYK SAVINGS BANK OF KAZAKHSTAN OJSC
MEETING DATE: MAY 15, 2013 | TICKER: HSBK SECURITY ID: 46627J302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Meeting Agenda | Management | For | Did Not Vote |
| 2 | Approve Annual Financial Statements for 2012 | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
| 4 | Ratify Auditor | Management | For | Did Not Vote |
| 5 | Approve Board of Directors Report | Management | For | Did Not Vote |
| 6 | Approve Information on Remuneration of Management Board and Board of Directors | Management | For | Did Not Vote |
| 7 | Approve Results of Shareholders Appeals on Actions of Company and Its Officials | Management | For | Did Not Vote |
| 8 | Approve Early Termination of Powers of Member of Vote Counting Commission ; Elect Member of Counting Commission | Management | For | Did Not Vote |
| |
|---|
HANA FINANCIAL GROUP INC.
MEETING DATE: MAR 15, 2013 | TICKER: 086790 SECURITY ID: Y29975102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Swap with Korea Exchange Bank | Management | For | For |
| |
|---|
HANA FINANCIAL GROUP INC.
MEETING DATE: MAR 28, 2013 | TICKER: 086790 SECURITY ID: Y29975102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Approve Appropriation of Income and Dividend of KRW 250 per Share | Management | For | For |
| 3.1 | Elect Five Outside Directors (Bundled) | Management | For | For |
| 3.2 | Elect Five Members of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 5 | Amend Terms of Severance Payments to Executives | Management | For | For |
| |
|---|
HENGAN INTERNATIONAL GROUP CO. LTD.
MEETING DATE: MAY 23, 2013 | TICKER: 01044 SECURITY ID: G4402L151
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Xu Shui Shen as Director | Management | For | Against |
| 4 | Elect Sze Wong Kim as Director | Management | For | Against |
| 5 | Elect Hui Ching Chi as Director | Management | For | Against |
| 6 | Elect Wang Ming Fu as Director | Management | For | Against |
| 7 | Elect Ho Kwai Ching Mark as Director | Management | For | For |
| 8 | Elect Zhou Fang Sheng as Director | Management | For | For |
| 9 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 10 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
HILONG HOLDING LTD.
MEETING DATE: MAY 10, 2013 | TICKER: 01623 SECURITY ID: G4509G105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Zhang Jun as Director | Management | For | For |
| 4 | Elect Wang Tao as Director | Management | For | For |
| 5 | Elect Lee Siang Chin as Director | Management | For | For |
| 6 | Elect Liu Haisheng as Director | Management | For | For |
| 7 | Authorize Board to Fix the Remuneration of Directors | Management | For | Abstain |
| 8 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 11 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 12 | Adopt New Share Option Scheme | Management | For | For |
| |
|---|
HON HAI PRECISION INDUSTRY CO., LTD.
MEETING DATE: JUN 26, 2013 | TICKER: 2317 SECURITY ID: Y36861105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of Distributable Earnings | Management | For | For |
| 4 | Approve Proposal of Capital Increase by Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
| 5 | Approve Issuance of Restricted Stocks | Management | For | For |
| 6 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 7 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 8 | Approve Amendments to Articles of Association | Management | For | For |
| 9.1 | Elect Gou, Tai-ming, with Shareholder No.1, as Director | Management | For | Against |
| 9.2 | Elect Tai, Jeng-wu, a Representative of Hon Chiao International Investment Co., Ltd. with Shareholder No.16662, as Director | Management | For | Against |
| 9.3 | Elect Huang, Qing-yuan, with ID R10180****, as Director | Management | For | Against |
| 9.4 | Elect Lu, Fang-ming, a Representative of Hon Jin International Investment Co., Ltd. with Shareholder No.57132, as Director | Management | For | Against |
| 9.5 | Elect Chien, Yi-bin, with Shareholder No.13188, as Director | Management | For | Against |
| 9.6 | Elect Wu, Yu-chi, with ID N12074****, as Independent Director | Management | For | For |
| 9.7 | Elect Liu, Cheng-yu, with ID E12118****, as Independent Director | Management | For | For |
| 9.8 | Elect Wan, Jui-hsia, with ID S20102****, as Supervisor | Management | For | For |
| 9.9 | Elect Chuo, Min-chih, a Representative of Fu-Rui International Investment Co., Ltd. with Shareholder No.18953, as Supervisor | Management | For | For |
| 10 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| |
|---|
HOUSING DEVELOPMENT & INFRASTRUCTURE LTD.
MEETING DATE: AUG 14, 2012 | TICKER: 532873 SECURITY ID: Y3722J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect W. Singh as Director | Management | For | For |
| 3 | Reelect A.K. Gupta as Director | Management | For | For |
| 4 | Reelect S.P. Talwar as Director | Management | For | For |
| 5 | Approve Thar & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
HYUNDAI HEAVY INDUSTRIES CO.
MEETING DATE: MAR 22, 2013 | TICKER: 009540 SECURITY ID: Y3838M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,500 per Share | Management | For | For |
| 2 | Elect Two Inside Directors and One Outside Director (Bundled) | Management | For | For |
| 3 | Elect Noh Young-Bo as Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
IMPALA PLATINUM HOLDINGS LTD
MEETING DATE: OCT 24, 2012 | TICKER: IMP SECURITY ID: S37840113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2012 | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | Management | For | For |
| 3.1 | Elect Hugh Cameron as Chairman of the Audit Committee | Management | For | For |
| 3.2 | Elect Almorie Maule as Member of the Audit Committee | Management | For | For |
| 3.3 | Re-elect Babalwa Ngonyama as Member of the Audit Committee | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5.1 | Elect Almorie Maule as Director | Management | For | For |
| 5.2 | Re-elect Dr Khotso Mokhele as Director | Management | For | For |
| 5.3 | Re-elect Thandi Orleyn as Director | Management | For | For |
| 6 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 7 | Approve Implats Long-Term Incentive Plan 2012 | Management | For | For |
| 1 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Management | For | For |
| 2 | Approve Directors' Remuneration | Management | For | For |
| 3 | Adopt New Memorandum of Incorporation | Management | For | Against |
| |
|---|
IMPALA PLATINUM HOLDINGS LTD
MEETING DATE: MAY 07, 2013 | TICKER: IMP SECURITY ID: S37840113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorise Specific Issue of Ordinary Shares to the Holders of Convertible Bonds that Have Exercised their Rights to Convert their Convertible Bonds Into Ordinary Shares | Management | For | For |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: SEP 27, 2012 | TICKER: 532832 SECURITY ID: Y3912A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Abstain |
| 2 | Reelect N. Gehlaut as Director | Management | For | Abstain |
| 3 | Reelect P.P. Mirdha as Director | Management | For | Abstain |
| 4 | Approve Sharma Goel & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Abstain |
| |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: NOV 05, 2012 | TICKER: 01398 SECURITY ID: Y3990B112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Association | Management | For | For |
| 2 | Approve Capital Planning for 2012-2014 | Management | For | For |
| 3 | Appoint KPMG Huazhen as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: MAR 20, 2013 | TICKER: 01398 SECURITY ID: Y3990B112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Malcolm Christopher McCarthy as Independent Non-Executive Director | Management | For | For |
| 2 | Elect Kenneth Patrick Chung as Independent Non-Executive Director | Management | For | For |
| 3 | Approve 2013 Fixed Assets Investment Budget | Management | For | For |
| 4 | Approve Issue of Eligible Tier-2 Capital Instruments | Management | For | For |
| |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: JUN 07, 2013 | TICKER: 01398 SECURITY ID: Y3990B112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept 2012 Work Report of Board of Directors | Management | For | For |
| 2 | Accept 2012 Work Report of Board of Supervisors | Management | For | For |
| 3 | Accept Bank's 2012 Audited Accounts | Management | For | For |
| 4 | Approve 2012 Profit Distribution Plan | Management | For | For |
| 5 | Approve Proposal on Launching the Engagement of Accounting Firm for 2013 | Management | For | For |
| 6 | Elect Yi Huiman as Director | Shareholder | None | Against |
| 7 | Elect Luo Xi as Director | Shareholder | None | Against |
| 8 | Elect Liu Lixian as Director | Shareholder | None | Against |
| |
|---|
INVERSIONES LA CONSTRUCCION SA
MEETING DATE: APR 29, 2013 | TICKER: ILC SECURITY ID: P5817R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Annual Report, Statements and Statutory Reports for Fiscal Year 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Dividend Policy | Management | For | For |
| 4 | Elect Directors | Management | For | For |
| 5 | Approve Remuneration of Directors | Management | For | Abstain |
| 6 | Approve Remuneration and Budget of Directors' Committee | Management | For | Abstain |
| 7 | Elect External Auditors and Designate Risk Assessment Companies | Management | For | Abstain |
| 8 | Receive Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
| 9 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
| 10 | Other Business (Voting) | Management | For | Against |
| |
|---|
ITC LTD.
MEETING DATE: JUL 27, 2012 | TICKER: 500875 SECURITY ID: Y4211T171
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 4.50 Per Share | Management | For | For |
| 3.1 | Reelect A. Ruys as Director | Management | For | Against |
| 3.2 | Reelect D.K. Mehrotra as Director | Management | For | Against |
| 3.3 | Reelect S.B. Mathur as Director | Management | For | For |
| 3.4 | Reelect P.B. Ramanujam as Director | Management | For | For |
| 3.5 | Reelect A. Baijal as Director | Management | For | For |
| 4 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Reelect S.H. Khan as Director | Management | For | For |
| |
|---|
J.K. CEMENT LIMITED
MEETING DATE: AUG 04, 2012 | TICKER: 532644 SECURITY ID: Y613A5100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 5.00 Per Share | Management | For | For |
| 3 | Reelect J.N. Godbole as Director | Management | For | For |
| 4 | Reelect S. Bhandari as Director | Management | For | For |
| 5 | Reelect K.N. Khandelwal as Director | Management | For | For |
| 6 | Approve P.L. Tandon & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
J.K. CEMENT LIMITED
MEETING DATE: FEB 09, 2013 | TICKER: 532644 SECURITY ID: Y613A5100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| |
|---|
JSE LTD
MEETING DATE: APR 25, 2013 | TICKER: JSE SECURITY ID: S4254A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2012 | Management | For | For |
| 2.1 | Re-elect Anton Botha as Director | Management | For | For |
| 2.2 | Re-elect Bobby Johnston as Director | Management | For | For |
| 2.3 | Re-elect David Lawrence as Director | Management | For | For |
| 2.4 | Re-elect Sam Nematswerani as Director | Management | For | For |
| 3.1 | Elect Mantsika Matooane as Director | Management | For | For |
| 3.2 | Elect Nomavuso Mnxasana as Director | Management | For | For |
| 4 | Reappoint KPMG Inc as Auditors with Tracy Middlemiss as the Individual Designated Registered Auditor | Management | For | For |
| 5.1 | Re-elect Sam Nematswerani as Chairman of the Audit Committee | Management | For | For |
| 5.2 | Re-elect Anton Botha as Member of the Audit Committee | Management | For | For |
| 5.3 | Re-elect Bobby Johnston as Member of the Audit Committee | Management | For | For |
| 5.4 | Re-elect Nigel Payne as Member of the Audit Committee | Management | For | Against |
| 5.5 | Elect Nomavuso Mnxasana as Member of the Audit Committee | Management | For | For |
| 6 | Approve Final Dividend | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 9 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 10 | Adopt New Memorandum of Incorporation | Management | For | For |
| |
|---|
KAZAKHMYS PLC
MEETING DATE: MAY 17, 2013 | TICKER: KAZ SECURITY ID: G5221U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Michael Lynch-Bell as Director | Management | For | For |
| 5 | Re-elect Vladimir Kim as Director | Management | For | For |
| 6 | Re-elect Oleg Novachuk as Director | Management | For | For |
| 7 | Re-elect Eduard Ogay as Director | Management | For | For |
| 8 | Re-elect Philip Aiken as Director | Management | For | For |
| 9 | Re-elect Clinton Dines as Director | Management | For | Against |
| 10 | Re-elect Simon Heale as Director | Management | For | For |
| 11 | Re-elect Lord Renwick as Director | Management | For | For |
| 12 | Re-elect Charles Watson as Director | Management | For | For |
| 13 | Re-elect Daulet Yergozhin as Director | Management | For | Against |
| 14 | Appoint KPMG Audit plc as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 20 | Approve LTIP Waiver Granted By the Takeover Panel Pursuant to the Vesting of LTIP Awards | Management | For | For |
| |
|---|
KB FINANCIAL GROUP INC.
MEETING DATE: MAR 22, 2013 | TICKER: 105560 SECURITY ID: Y46007103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 600 per Share | Management | For | For |
| 2.1 | Reelect Lee Kyung-Jae as Outside Director | Management | For | For |
| 2.2 | Reelect Bae Jae-Wook as Outside Director | Management | For | For |
| 2.3 | Reelect Kim Young-Jin as Outside Director | Management | For | For |
| 2.4 | Reelect Lee Jong-Cheon as Outside Director | Management | For | For |
| 2.5 | Reelect Ko Seung-Hee as Outside Director | Management | For | For |
| 2.6 | Elect Kim Young-Kwa as Outside Director | Management | For | For |
| 2.7 | Reelect Lee Young-Nam as Outside Director | Management | For | For |
| 2.8 | Reelect Cho Jae-Mok as Outside Director | Management | For | For |
| 3.1 | Elect Lee Kyung-Jae as Member of Audit Committee | Management | For | For |
| 3.2 | Reelect Bae Jae-Wook as Member of Audit Committee | Management | For | For |
| 3.3 | Reelect Kim Young-Jin as Member of Audit Committee | Management | For | For |
| 3.4 | Reelect Lee Jong-Cheon as Member of Audit Committee | Management | For | For |
| 3.5 | Elect Ko Seung-Hee as Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
KIA MOTORS CORPORATION
MEETING DATE: MAR 22, 2013 | TICKER: 000270 SECURITY ID: Y47601102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 650 per Share | Management | For | For |
| 2 | Elect One Inside Director, One Non-Independent and Non-Executive Director and One Outside Director (Bundled) | Management | For | For |
| 3 | Elect Nam Sang-Koo as Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
KOREA ELECTRIC POWER CORP.
MEETING DATE: DEC 17, 2012 | TICKER: 015760 SECURITY ID: Y48406105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Moon Ho as Inside Director (CEO) | Management | None | Did Not Vote |
| 1.2 | Elect Cho Hwan-Ik as Inside Director (CEO) | Management | None | For |
| |
|---|
KOREA ELECTRIC POWER CORP.
MEETING DATE: MAR 29, 2013 | TICKER: 015760 SECURITY ID: Y48406105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
KOREA ELECTRIC POWER CORP.
MEETING DATE: JUN 18, 2013 | TICKER: 015760 SECURITY ID: Y48406105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Four Inside Directors (Bundled) | Management | For | For |
| |
|---|
KOREAN REINSURANCE CO.
MEETING DATE: JUN 14, 2013 | TICKER: 003690 SECURITY ID: Y49391108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 250 per Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Elect One Inside Director and Four Outside Directors (Bundled) | Management | For | For |
| 4 | Elect Two Outside Directors as Members of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
KT&G CORP.
MEETING DATE: FEB 28, 2013 | TICKER: 033780 SECURITY ID: Y49904108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,200 per Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Reelect Min Young-Jin as Inside Director | Management | For | For |
| 4 | Reelect Two Outside Directors (Bundled) | Management | For | For |
| 5 | Reelect Cho Kyu-Ha as Member of Audit Committee | Management | For | For |
| 6 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
KUNLUN ENERGY COMPANY LTD
MEETING DATE: MAY 20, 2013 | TICKER: 00135 SECURITY ID: G5320C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Zhang Bowen as Director | Management | For | For |
| 3b | Elect Liu Xiao Feng as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Appoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
LARSEN & TOUBRO LTD
MEETING DATE: AUG 24, 2012 | TICKER: 500510 SECURITY ID: Y5217N159
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 16.50 Per Share | Management | For | For |
| 3 | Reelect A.M. Naik as Director | Management | For | Against |
| 4 | Reelect Thomas Mathew T. as Director | Management | For | Against |
| 5 | Reelect M.V. Kotwal as Director | Management | For | Against |
| 6 | Reelect V.K. Magapu as Director | Management | For | Against |
| 7 | Reelect R. Uppal as Director | Management | For | Against |
| 8 | Approve Vacancy on the Board of Directors Resulting from Retirement of J.S. Bindra | Management | For | For |
| 9 | Elect A.M. Naik as Executive Chairman and Approve His Remuneration | Management | For | For |
| 10 | Elect K. Venkataramanan as CEO and Managing Director and Approve His Remuneration | Management | For | For |
| 11 | Elect R.S. Raman as Executive Director and Approve His Remuneration | Management | For | Against |
| 12 | Elect S. Roy as Executive Director and Approve His Remuneration | Management | For | Against |
| 13 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 14 | Approve Sharp & Tannan as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
LENOVO GROUP LIMITED (FORMERLY LEGEND GROUP LIMITED)
MEETING DATE: JUL 03, 2012 | TICKER: 00992 SECURITY ID: Y5257Y107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Zhao John Huan as Director | Management | For | For |
| 3b | Reelect Nobuyuki Idei as Director | Management | For | For |
| 3c | Reelect Zhu Linan as Director | Management | For | For |
| 3d | Reelect Ma Xuezheng as Director | Management | For | For |
| 3e | Reelect Ting Lee Sen as Director | Management | For | For |
| 3f | Reelect William O. Grabe as Director | Management | For | For |
| 3g | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
LG CHEM LTD.
MEETING DATE: MAR 15, 2013 | TICKER: 051910 SECURITY ID: Y52758102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 4,000 per Common Share and 4,050 per Preferred Share | Management | For | For |
| 2 | Reelect Three Outside Directors (Bundled) | Management | For | For |
| 3 | Reelect Two Members of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
LG CORP.
MEETING DATE: MAR 22, 2013 | TICKER: 003550 SECURITY ID: Y52755108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Common Share and KRW 1,050 per Preferred Share | Management | For | For |
| 2 | Elect Two Inside Directors and Three Outside Directors (Bundled) | Management | For | For |
| 3 | Elect Two Outside Directors as Members of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
LIFE HEALTHCARE GROUP HOLDINGS LTD.
MEETING DATE: JAN 31, 2013 | TICKER: LHC SECURITY ID: S4682C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the year ended 30 September 2012 | Management | For | For |
| 2.1 | Re-elect Peter Ngatane as Director | Management | For | For |
| 2.2 | Re-elect Louisa Mojela as Director | Management | For | For |
| 2.3 | Re-elect Peter Golesworthy as Director | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with FJ Lombard as the Designated Audit Partner | Management | For | For |
| 4.1 | Re-elect Peter Golesworthy as Chairman of the Audit Committee | Management | For | For |
| 4.2 | Re-elect Louisa Mojela as Member of the Audit Committee | Management | For | For |
| 4.3 | Re-elect Trevor Munday as Member of the Audit Committee | Management | For | Against |
| 5.1 | Re-elect Fran du Plessis as Member of the Social, Ethics and Transformation Committee | Management | For | For |
| 5.2 | Elect Michael Flemming as Member of the Social, Ethics and Transformation Committee | Management | For | For |
| 5.3 | Re-elect Louisa Mojela as Member of the Social, Ethics and Transformation Committee | Management | For | For |
| 5.4 | Re-elect Peter Ngatane as Member of the Social, Ethics and Transformation Committee | Management | For | For |
| 5.5 | Elect Fazila Patel as Member of the Social, Ethics and Transformation Committee | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Place Authorised but Unissued Shares Under Control of Directors | Management | For | For |
| 9 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 10 | Authorise Any One Director to Ratify and Execute Approved Resolutions | Management | For | For |
| 11 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 12 | Approve Non-Executive Directors' Remuneration for the Financial Year Ending 30 September 2013 | Management | For | For |
| 13 | Approve Financial Assistance to Related and Inter-related Companies | Management | For | For |
| 14 | Adopt New Memorandum of Incorporation | Management | For | For |
| |
|---|
LOJAS AMERICANAS S.A.
MEETING DATE: APR 30, 2013 | TICKER: LAME4 SECURITY ID: P6329M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 4 | Approve Remuneration of Company's Management | Management | For | Abstain |
| |
|---|
LOTTE CHEMICAL CORP
MEETING DATE: MAR 22, 2013 | TICKER: 011170 SECURITY ID: Y5336U100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Elect Three Inside Directors and One Outside Director (Bundled) | Management | For | For |
| 4 | Elect Seo Hyun-Soo as Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
LS INDUSTRIAL SYSTEMS CO.
MEETING DATE: MAR 22, 2013 | TICKER: 010120 SECURITY ID: Y5275U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Elect Two Inside Directors and One Outside Director (Bundled) | Management | For | Against |
| 4 | Elect Han Sang-Woo as Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
LUKOIL OAO
MEETING DATE: DEC 18, 2012 | TICKER: LKOH SECURITY ID: X5060T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Interim Dividends of RUB 40.00 per Share | Management | For | For |
| 2 | Approve New Edition of Regulations on General Meetings | Management | For | For |
| |
|---|
LUKOIL OAO
MEETING DATE: JUN 27, 2013 | TICKER: LKOH SECURITY ID: X5060T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 50 per Share | Management | For | For |
| 2.1 | Elect Vagit Alekperov as Director | Management | None | Against |
| 2.2 | Elect Viktor Blazheev as Director | Management | None | For |
| 2.3 | Elect Leonid Fedun as Director | Management | None | Against |
| 2.4 | Elect Valery Grayfer as Director | Management | None | Against |
| 2.5 | Elect Igor Ivanov as Director | Management | None | For |
| 2.6 | Elect Ravil Maganov as Director | Management | None | Against |
| 2.7 | Elect Richard Matzke as Director | Management | None | For |
| 2.8 | Elect Sergey Mikhaylov as Director | Management | None | Against |
| 2.9 | Elect Mark Mobius as Director | Management | None | For |
| 2.10 | Elect Guglielmo Antonio Claudio Moscato as Director | Management | None | For |
| 2.11 | Elect Nikolay Nikolaev as Director | Management | None | Against |
| 2.12 | Elect Ivan Pictet as Director | Management | None | For |
| 3.1 | Elect Mikhail Maksimov as Member of Audit Commission | Management | For | For |
| 3.2 | Elect Vladimir Nikitenko as Member of Audit Commission | Management | For | For |
| 3.3 | Elect Aleksandr Surkov as Member of Audit Commission | Management | For | For |
| 4.1 | Approve Remuneration of Directors for Their Service until 2013 AGM | Management | For | For |
| 4.2 | Approve Terms of Remuneration of Directors for Their Service Starting from 2013 AGM | Management | For | For |
| 5.1 | Approve Remuneration of Members of Audit Commission for Their Service until 2013 AGM | Management | For | For |
| 5.2 | Approve Terms of Remuneration of Members of Audit Commission for Their Service Starting from 2013 AGM | Management | For | For |
| 6 | Ratify ZAO KPMG as Auditor | Management | For | For |
| 7 | Amend Charter | Management | For | For |
| 8 | Approve Related-Party Transaction with OAO Kapital Strakhovanie Re: Liability Insurance for Directors, Officers, and Corporations | Management | For | For |
| |
|---|
LUPIN LTD.
MEETING DATE: JUL 24, 2012 | TICKER: 500257 SECURITY ID: Y5362X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 3.20 Per Share | Management | For | For |
| 3 | Reelect V. Kelkar as Director | Management | For | For |
| 4 | Reelect R. Zahn as Director | Management | For | For |
| 5 | Reelect R.A. Shah as Director | Management | For | For |
| 6 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
LUPIN LTD.
MEETING DATE: DEC 12, 2012 | TICKER: 500257 SECURITY ID: Y5362X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint K.K. Sharma as Managing Director and Approve His Remuneration | Management | For | For |
| |
|---|
MAANSHAN IRON & STEEL COMPANY LTD.
MEETING DATE: AUG 23, 2012 | TICKER: 00323 SECURITY ID: Y5361G109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Short-Term Financing Bonds | Management | For | For |
| 2 | Amend Articles of Association of the Company | Management | For | For |
| |
|---|
MAANSHAN IRON & STEEL COMPANY LTD.
MEETING DATE: OCT 25, 2012 | TICKER: 00323 SECURITY ID: Y5361G109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Liu Fangduan as Independent Non-Executive Director | Management | For | For |
| |
|---|
MAANSHAN IRON & STEEL COMPANY LTD.
MEETING DATE: DEC 12, 2012 | TICKER: 00323 SECURITY ID: Y5361G109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve New Sale and Purchase of Ore Agreement and Related Annual Caps | Management | For | For |
| 2 | Approve Energy Saving and Environmental Protection Agreement and Related Annual Caps | Management | For | For |
| |
|---|
MAANSHAN IRON & STEEL COMPANY LTD.
MEETING DATE: FEB 05, 2013 | TICKER: 00323 SECURITY ID: Y5361G109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Su Shihuai as Director | Management | For | For |
| |
|---|
MAANSHAN IRON & STEEL COMPANY LTD.
MEETING DATE: JUN 14, 2013 | TICKER: 00323 SECURITY ID: Y5361G109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Work Report of the Board of Directors | Management | For | For |
| 2 | Approve Work Report of the Supervisory Committee | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Profit Distribution Plan | Management | For | For |
| 5 | Appoint Ernst & Young Hua Ming LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MAGNIT OAO
MEETING DATE: SEP 14, 2012 | TICKER: MGNT SECURITY ID: X51729105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Interim Dividends of RUB 21.15 per Share for First Six Months of Fiscal 2012 | Management | For | For |
| |
|---|
MAGNIT OAO
MEETING DATE: MAY 24, 2013 | TICKER: MGNT SECURITY ID: X51729105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report and Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.1 | Elect Andrey Aroutuniyan as Director | Management | None | Against |
| 3.2 | Elect Valery Butenko as Director | Management | None | Against |
| 3.3 | Elect Sergey Galitskiy as Director | Management | None | Against |
| 3.4 | Elect Alexander Zayonts as Director | Management | None | For |
| 3.5 | Elect Alexey Makhnev as Director | Management | None | Against |
| 3.6 | Elect Khachatur Pombukhchan as Director | Management | None | Against |
| 3.7 | Elect Aslan Shkhachemukov as Director | Management | None | Against |
| 4.1 | Elect Roman Efimenko as Member of Audit Commission | Management | For | For |
| 4.2 | Elect Angela Udovichenko as Member of Audit Commission | Management | For | For |
| 4.3 | Elect Denis Fedotov as Member of Audit Commission | Management | For | For |
| 5 | Ratify Auditor to Audit Company's Accounts in Accordance with Russian Accounting Standards (RAS) | Management | For | For |
| 6 | Ratify Auditor to Audit Company's Accounts in Accordance with IFRS | Management | For | For |
| 7 | Elect Members of Counting Commission | Management | For | For |
| 8 | Approve New Edition of Charter | Management | For | For |
| 9 | Approve New Edition of Regulations on General Meetings | Management | For | For |
| 10 | Approve Large-Scale Related-Party Transaction Re: Loan Agreement with ZAO Tander | Management | For | For |
| 11.1 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Bank VTB for Securing Obligations of ZAO Tander | Management | For | For |
| 11.2 | Approve Related-Party Transaction Re: Guarantee Agreement with AKB Rosbank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.3 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Sberbank of Russia for Securing Obligations of ZAO Tander | Management | For | For |
| 11.4 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Alfa-Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.5 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO AKB Sviaz Bank for Securing Obligations of ZAO Tander | Management | For | For |
| |
|---|
MAGNITOGORSK IRON & STEEL WORKS
MEETING DATE: DEC 29, 2012 | TICKER: MAGN SECURITY ID: 559189204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Interim Dividend of RUB 0.28 per Share for First Nine Months of Fiscal 2012 | Management | For | For |
| |
|---|
MAGNITOGORSK IRON & STEEL WORKS
MEETING DATE: APR 18, 2013 | TICKER: MAGN SECURITY ID: 559189204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Related-Party Transaction | Management | For | For |
| |
|---|
MAGNITOGORSK IRON & STEEL WORKS
MEETING DATE: MAY 24, 2013 | TICKER: MAGN SECURITY ID: 559189204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Approve Annual Report | Management | For | For |
| 1.2 | Approve Financial Statements | Management | For | For |
| 1.3 | Approve Allocation of Income | Management | For | For |
| 1.4 | Approve Omission of Dividends | Management | For | For |
| 2 | Amend Charter | Management | For | For |
| 3 | Approve New Edition of Charter | Management | For | For |
| 4.1 | Elect Viktor Rashnikov as Director | Management | None | For |
| 4.2 | Elect Vitaly Bakhmetyev as Director | Management | None | For |
| 4.3 | Elect Boris Dubrovsky as Director | Management | None | For |
| 4.4 | Elect David Logan as Director | Management | None | For |
| 4.5 | Elect Nikolay Lyadov as Director | Management | None | For |
| 4.6 | Elect Olga Rashnikova as Director | Management | None | For |
| 4.7 | Elect Zumrud Rustamova as Director | Management | None | For |
| 4.8 | Elect Bernard Sucher as Director | Management | None | For |
| 4.9 | Elect David Herman as Director | Management | None | For |
| 4.10 | Elect Peter Charow as Director | Management | None | For |
| 5.1 | Elect Alexander Maslennikov as Member of Audit Commission | Management | For | For |
| 5.2 | Elect Oksana Dyuldina as Member of Audit Commission | Management | For | For |
| 5.3 | Elect Galina Akimova as Member of Audit Commission | Management | For | For |
| 5.4 | Elect Elena Bolmosova as Member of Audit Commission | Management | For | For |
| 5.5 | Elect Andrei Fokin as Member of Audit Commission | Management | For | For |
| 6 | Ratify KPMG as Auditor | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| 9.1 | Amend Regulations on Audit Commission | Management | For | For |
| 9.2 | Approve Regulations on General Meetings | Management | For | For |
| 10.1 | Approve Related-Party Transaction with OJSC MMK-Metiz | Management | For | For |
| 10.2 | Approve Related-Party Transaction Re: Fourth Amendment Agreement to Common Terms Agreement, MMK Guarantee, Shareholder Funding and Share Retention Agreement | Management | For | Abstain |
| |
|---|
MEDIATEK INC.
MEETING DATE: OCT 12, 2012 | TICKER: 2454 SECURITY ID: Y5945U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Issuance of New Shares for the Merger of Mstar Semiconductor, Inc. | Management | For | For |
| 2 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
MEDIATEK INC.
MEETING DATE: JUN 21, 2013 | TICKER: 2454 SECURITY ID: Y5945U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 4 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
METRO PACIFIC INVESTMENTS CORPORATION
MEETING DATE: MAR 08, 2013 | TICKER: MPI SECURITY ID: Y60305102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Listing on the Philippine Stock Exchange of Certain Common Shares Issued by the Company for Placing and Subscription Transaction | Management | For | For |
| |
|---|
METRO PACIFIC INVESTMENTS CORPORATION
MEETING DATE: MAY 24, 2013 | TICKER: MPI SECURITY ID: Y60305102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the President's Report and Annual Report for the Year 2012 | Management | For | For |
| 2 | Adopt the Audited Financial Statements for the Year Ended Dec. 31, 2012 | Management | For | For |
| 3 | Ratify All Acts of the Board of directors and Management for the Year 2012 | Management | For | For |
| 4.1 | Elect Manuel V. Pangilinan as a Director | Management | For | For |
| 4.2 | Elect Jose Ma. K. Lim as a Director | Management | For | For |
| 4.3 | Elect David J. Nicol as a Director | Management | For | For |
| 4.4 | Elect Edward S. Go as a Director | Management | For | For |
| 4.5 | Elect Augusto P. Palisoc, Jr. as a Director | Management | For | For |
| 4.6 | Elect Antonio A. Picazo as a Director | Management | For | For |
| 4.7 | Elect Amado R. Santiago, III as a Director | Management | For | For |
| 4.8 | Elect Artemio V. Panganiban as a Director | Management | For | For |
| 4.9 | Elect Ramoncito S. Fernandez as a Director | Management | For | For |
| 4.10 | Elect Lydia S. Echauz as a Director | Management | For | For |
| 4.11 | Elect Edward A. Tortorici as a Director | Management | For | For |
| 4.12 | Elect Ray C. Espinosa as a Director | Management | For | For |
| 4.13 | Elect Robert C. Nicholson as a Director | Management | For | For |
| 4.14 | Elect Victorico P. Vargas as a Director | Management | For | For |
| 4.15 | Elect Washington Z. Sycip as a Director | Management | For | For |
| 5 | Appoint External Auditor of the Company for the Year 2013 | Management | For | For |
| 6 | Approve and Ratify the Increase in Par Value of Common Shares and Class A and B Preferred Shares, the Resulting Decrease in Number of Issued and Outstanding Shares, and the Corresponding Amendment in Article Seventh of Articles of Incorporation | Management | For | For |
| 7 | Other Matters | Management | For | Against |
| |
|---|
METROPOLITAN BANK & TRUST COMPANY
MEETING DATE: APR 15, 2013 | TICKER: MBT SECURITY ID: Y6028G136
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 3 | Approve Minutes of the Annual Meeting Held on April 25, 2012 | Management | For | For |
| 5.1 | Amend Articles of Incorporation on the Increase of Authorized Capital Stock and Creation of Preferred Shares | Management | For | Abstain |
| 5.2 | Declare 30 Percent Stock Dividends | Management | For | For |
| 6 | Ratify Corporate Acts | Management | For | For |
| 7.1 | Elect George S. K. Ty as a Director | Management | For | Against |
| 7.2 | Elect Arthur Ty as a Director | Management | For | Against |
| 7.3 | Elect Francisco C. Sebastian as a Director | Management | For | Against |
| 7.4 | Elect Fabian S. Dee as a Director | Management | For | Against |
| 7.5 | Elect Renato C. Valencia as a Director | Management | For | Against |
| 7.6 | Elect Remedios L. Macalincag as a Director | Management | For | For |
| 7.7 | Elect Edmund A. Go as a Director | Management | For | Against |
| 7.8 | Elect Jesli A. Lapus as a Director | Management | For | For |
| 7.9 | Elect Robin A. King as a Director | Management | For | Against |
| 7.10 | Elect Rex C. Drilon II as a Director | Management | For | For |
| 7.11 | Elect Vicente B. Valdepenas, Jr. as a Director | Management | For | For |
| 7.12 | Elect Amelia B. Cabal as a Director | Management | For | Against |
| 7.13 | Elect Antonio V. Viray as a Director | Management | For | Against |
| 7.14 | Elect Francisco F. Del Rosario as a Director | Management | For | For |
| 8 | Elect External Auditors | Management | For | For |
| |
|---|
MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD
MEETING DATE: APR 26, 2013 | TICKER: MILS3 SECURITY ID: P6799C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Elect Fiscal Council Members | Management | For | For |
| 5 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
MOBILE TELESYSTEMS OJSC
MEETING DATE: JAN 14, 2013 | TICKER: MTSS SECURITY ID: X5430T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Meeting Procedures | Management | For | For |
| 2 | Approve Reorganization via Acquisition of ZAO KR-1 | Management | For | For |
| 3 | Approve Reorganization via Acquisition of ZAO SWIT-COM,ZAO Universal TV,ZAO MC Altair-Tula,ZAO Telecompany Altair,ZAO Altair-Tula,ZAO MultiCable Networks Tambov,ZAO Infocenter,ZAO SibGroupInvest,ZAO Skif-Line, ZAO Skif-Oryol,ZAO Skif-Tambov, ZAO TK-Spectr | Management | For | For |
| 4 | Amend Charter | Management | For | For |
| |
|---|
MOBILE TELESYSTEMS OJSC
MEETING DATE: FEB 14, 2013 | TICKER: MTSS SECURITY ID: X5430T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Meeting Procedures | Management | For | For |
| 2 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
| 3.1 | Elect Anton Abugov as Director | Management | None | For |
| 3.2 | Elect Aleksey Buyanov as Director | Management | None | For |
| 3.3 | Elect Aleksandr Gorbunov as Director | Management | None | For |
| 3.4 | Elect Andrey Dubovskov as Director | Management | None | For |
| 3.5 | Elect Ron Sommer as Director | Management | None | For |
| 3.6 | Elect Michel Combes as Director | Management | None | For |
| 3.7 | Elect Stanley Miller as Director | Management | None | For |
| 3.8 | Elect Vsevolod Rozanov as Director | Management | None | For |
| 3.9 | Elect Thomas Holtrop as Director | Management | None | For |
| 4.1 | Approve Early Termination of Powers of Audit Commission | Management | For | For |
| 4.2.1 | Elect Irina Borysenkova as Member of Audit Commission | Management | For | For |
| 4.2.2 | Elect Maksim Mamonov as Member of Audit Commission | Management | For | For |
| 4.2.3 | Elect Aleksandr Obermeister as Member of Audit Commission | Management | For | For |
| 5 | Approve Company's Membership in Association National Payment Council | Management | For | For |
| |
|---|
MOBILE TELESYSTEMS OJSC
MEETING DATE: FEB 14, 2013 | TICKER: MTSS SECURITY ID: 607409109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Meeting Procedures | Management | For | For |
| 2 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
| 3.1 | Elect Anton Abugov as Director | Management | None | For |
| 3.2 | Elect Aleksey Buyanov as Director | Management | None | For |
| 3.3 | Elect Aleksandr Gorbunov as Director | Management | None | For |
| 3.4 | Elect Andrey Dubovskov as Director | Management | None | For |
| 3.5 | Elect Ron Sommer as Director | Management | None | For |
| 3.6 | Elect Michel Combes as Director | Management | None | For |
| 3.7 | Elect Stanley Miller as Director | Management | None | For |
| 3.8 | Elect Vsevolod Rozanov as Director | Management | None | For |
| 3.9 | Elect Thomas Holtrop as Director | Management | None | For |
| 4.1 | Approve Early Termination of Powers of Audit Commission | Management | For | For |
| 4.2.1 | Elect Irina Borysenkova as Member of Audit Commission | Management | For | For |
| 4.2.2 | Elect Maksim Mamonov as Member of Audit Commission | Management | For | For |
| 4.2.3 | Elect Aleksandr Obermeister as Member of Audit Commission | Management | For | For |
| 5 | Approve Company's Membership in Association National Payment Council | Management | For | For |
| |
|---|
MOBILE TELESYSTEMS OJSC
MEETING DATE: JUN 25, 2013 | TICKER: MTSS SECURITY ID: X5430T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Meeting Procedures | Management | For | For |
| 2 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 14.60 per Share | Management | For | For |
| 3.1 | Elect Anton Abugov as Director | Management | None | For |
| 3.2 | Elect Aleksandr Gorbunov as Director | Management | None | For |
| 3.3 | Elect Sergey Drozdov as Director | Management | None | For |
| 3.4 | Elect Andrey Dubovskov as Director | Management | None | For |
| 3.5 | Elect Ron Sommer as Director | Management | None | For |
| 3.6 | Elect Michel Combes as Director | Management | None | For |
| 3.7 | Elect Stanley Miller as Director | Management | None | For |
| 3.8 | Elect Vsevolod Rozanov as Director | Management | None | For |
| 3.9 | Elect Thomas Holtrop as Director | Management | None | For |
| 4.1 | Elect Irina Borisenkova as Member of Audit Commission | Management | For | For |
| 4.2 | Elect Maksim Mamonov as Member of Audit Commission | Management | For | For |
| 4.3 | Elect Yakub Paragulgov as Member of Audit Commission | Management | For | For |
| 5 | Ratify Deloitte and Touche CIS as Auditor | Management | For | For |
| 6 | Approve New Edition of Charter | Management | For | For |
| 7 | Approve New Edition of Regulations on General Meetings | Management | For | For |
| 8 | Approve New Edition of Regulations on Board of Directors | Management | For | For |
| 9 | Approve New Edition of Regulations on Management | Management | For | For |
| 10 | Approve New Edition of Regulations on General Director | Management | For | For |
| |
|---|
MONDI PLC
MEETING DATE: MAY 03, 2013 | TICKER: MNDI SECURITY ID: G6258S107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Stephen Harris as Director | Management | For | For |
| 2 | Re-elect David Hathorn as Director | Management | For | For |
| 3 | Re-elect Andrew King as Director | Management | For | For |
| 4 | Re-elect Imogen Mkhize as Director | Management | For | For |
| 5 | Re-elect John Nicholas as Director | Management | For | For |
| 6 | Re-elect Peter Oswald as Director | Management | For | For |
| 7 | Re-elect Anne Quinn as Director | Management | For | For |
| 8 | Re-elect David Williams as Director | Management | For | For |
| 9 | Re-elect Stephen Harris as Member of the DLC Audit Committee | Management | For | For |
| 10 | Re-elect John Nicholas as Member of the DLC Audit Committee | Management | For | For |
| 11 | Re-elect Anne Quinn as Member of the DLC Audit Committee | Management | For | For |
| 12 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2012 | Management | For | For |
| 13 | Approve Remuneration Policy | Management | For | For |
| 14 | Approve Fees for Chairman of Social and Ethics Committee | Management | For | For |
| 15 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 16 | Approve Final Dividend | Management | For | For |
| 17 | Reappoint Deloitte & Touche as Auditors of the Company and Bronwyn Kilpatrick as the Registered Auditor | Management | For | For |
| 18 | Authorise the DLC Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Management | For | For |
| 20 | Place Authorised but Unissued Ordinary Shares Under Control of Directors | Management | For | For |
| 21 | Place Authorised but Unissued Special Converting Shares Under Control of Directors | Management | For | For |
| 22 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
| 23 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 24 | Authorise Directors to Implement an Odd-Lot Offer to Shareholders Holding Less than 100 Ordinary Shares in the Company | Management | For | For |
| 25 | Authorise Repurchase of Ordinary Shares Pursuant to the Odd-Lot Offer | Management | For | For |
| 26 | Amend Long-Term Incentive Plan | Management | For | For |
| 27 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 28 | Approve Remuneration Report | Management | For | For |
| 29 | Approve Final Dividend | Management | For | For |
| 30 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 31 | Authorise the DLC Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 32 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 33 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 34 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 35 | Amend Articles of Association Re: Odd-Lot Offer | Management | For | For |
| 36 | Authorise Directors to Implement an Odd-Lot Offer to Shareholders Holding Less than 100 Ordinary Shares in the Company | Management | For | For |
| 37 | Authorise Off-Market Purchase | Management | For | For |
| 38 | Amend Long-Term Incentive Plan | Management | For | For |
| |
|---|
MULTIPLUS SA
MEETING DATE: JUL 23, 2012 | TICKER: MPLU3 SECURITY ID: P69915109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles | Management | For | For |
| 2 | Elect Directors | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | For |
| |
|---|
MULTIPLUS SA
MEETING DATE: SEP 06, 2012 | TICKER: MPLU3 SECURITY ID: P69915109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Stock Option Plan for Libano Miranda Barroso | Management | For | Against |
| 2 | Amend Stock Option Plan for Egberto Vieira Lima | Management | For | Against |
| 3 | Amend Stock Option Plan for Mauricio Quinze | Management | For | Against |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
| |
|---|
MULTIPLUS SA
MEETING DATE: APR 26, 2013 | TICKER: MPLU3 SECURITY ID: P69915109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Ratify Interim Dividends | Management | For | For |
| 4 | Approve Remuneration of Company's Management for Fiscal Year 2013 and Ratify Remuneration for the Preceding Three Fiscal Years | Management | For | Against |
| |
|---|
MULTIPLUS SA
MEETING DATE: APR 26, 2013 | TICKER: MPLU3 SECURITY ID: P69915109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Location of Company Headquarters | Management | For | For |
| 2 | Amend Article 9 | Management | For | For |
| |
|---|
NASPERS LTD
MEETING DATE: AUG 31, 2012 | TICKER: NPN SECURITY ID: S53435103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2012 | Management | For | For |
| 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and A Wentzel as Individual Registered Auditor | Management | For | For |
| 4.1 | Re-elect Rachel Jafta as Director | Management | For | For |
| 4.2 | Re-elect Debra Meyer as Director | Management | For | For |
| 4.3 | Re-elect Lambert Retief as Director | Management | For | For |
| 4.4 | Re-elect Neil van Heerden as Director | Management | For | For |
| 4.5 | Re-elect Hein Willemse as Director | Management | For | For |
| 5.1 | Re-elect Francine-Ann du Plessis as Member of the Audit Committee | Management | For | For |
| 5.2 | Re-elect Rachel Jafta as Member of the Audit Committee | Management | For | For |
| 5.3 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For |
| 5.4 | Re-elect Boetie van Zyl as Member of the Audit Committee | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | Against |
| 7 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 8 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
| 9 | Amend the Trust Deed of the Naspers Share Incentive Scheme | Management | For | For |
| 10 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 1.1 | Approve Remuneration of Board Chairman | Management | For | For |
| 1.2 | Approve Remuneration of Board Member | Management | For | For |
| 1.3 | Approve Remuneration of Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Remuneration of Audit Committee Member | Management | For | For |
| 1.5 | Approve Remuneration of Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Remuneration of Risk Committee Member | Management | For | For |
| 1.7 | Approve Remuneration of Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Remuneration of Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Remuneration of Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Remuneration of Nomination Committee Member | Management | For | For |
| 1.11 | Approve Remuneration of Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Remuneration of Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Remuneration of Naspers Representatives on Media24 Safety, Health and Environmental Committee | Management | For | For |
| 1.14 | Approve Remuneration of Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 1.15 | Approve Remuneration of Chairman of Media24 Pension Fund | Management | For | For |
| 1.16 | Approve Remuneration of Trustees of Media24 Pension Fund | Management | For | For |
| 1.1 | Approve Remuneration of Board Chairman | Management | For | For |
| 1.2 | Approve Remuneration of Board Member | Management | For | For |
| 1.3 | Approve Remuneration of Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Remuneration of Audit Committee Member | Management | For | For |
| 1.5 | Approve Remuneration of Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Remuneration of Risk Committee Member | Management | For | For |
| 1.7 | Approve Remuneration of Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Remuneration of Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Remuneration of Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Remuneration of Nomination Committee Member | Management | For | For |
| 1.11 | Approve Remuneration of Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Remuneration of Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Remuneration of Naspers Representatives on Media24 Safety, Health and Environmental Committee | Management | For | For |
| 1.14 | Approve Remuneration of Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 1.15 | Approve Remuneration of Chairman of Media24 Pension Fund | Management | For | For |
| 1.16 | Approve Remuneration of Trustees of Media24 Pension Fund | Management | For | For |
| 2 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Management | For | For |
| 3 | Authorise Repurchase of Up to 20 Percent of N Ordinary Issued Share Capital | Management | For | For |
| 4 | Authorise Repurchase of A Ordinary Issued Shares | Management | For | For |
| 5 | Adopt New Memorandum of Incorporation | Management | For | Abstain |
| |
|---|
NHN CORP.
MEETING DATE: JUN 28, 2013 | TICKER: 035420 SECURITY ID: Y6347M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Spin-Off Agreement | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| |
|---|
NICE SYSTEMS LTD.
MEETING DATE: SEP 12, 2012 | TICKER: NICE SECURITY ID: 653656108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Ron Gutler as Director | Management | For | For |
| 1.2 | Reelect Joseph Atsmon as Director | Management | For | For |
| 1.3 | Reelect Rimon Ben-Shaoul as Director | Management | For | For |
| 1.4 | Reelect Yoseph Dauber as Director | Management | For | For |
| 1.5 | Reelect David Kostman as Director | Management | For | For |
| 1.6 | Elect Yehoshua (Shuki) Ehrlich as Director | Management | For | For |
| 2 | Approve Increase of Annual Cash Fee of Independent Directors | Management | For | For |
| 3 | Approve Increase of Special Annual Cash Fee of Chairman | Management | For | For |
| 4 | Approve Stock Option Plan Grants of Independent Directors | Management | For | For |
| 5 | Approve Liability Insurance of Independent Directors | Management | For | For |
| 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Review Financial Statements for 2011 | Management | None | None |
| |
|---|
NOVATEK OAO
MEETING DATE: OCT 16, 2012 | TICKER: NVTK SECURITY ID: 669888109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Interim Dividends of RUB 3.00 per Share for First Six Months of Fiscal 2012 | Management | For | For |
| 2 | Approve Related-Party Transaction with OAO Sibur Holding Re: Agreement on Purchase of Gas | Management | For | For |
| |
|---|
NOVATEK OAO
MEETING DATE: JAN 09, 2013 | TICKER: NVTK SECURITY ID: 669888109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Approve Related-Party Transaction Re: Deed of Indemnity with GPB-Financial Sevices LTD, SIB (Cyprus) Limites | Management | For | For |
| 1.2 | Approve Related-Party Transaction Re: Gas Supply Agreement with OAO Mosenergo | Management | For | For |
| 1.3 | Approve Related-Party Transaction with OAO Sibur Holding | Management | For | For |
| 1.4 | Approve Related-Party Transaction with OAO Sibur Holding | Management | For | For |
| 1.5 | Approve Related-Party Transaction with OAO Sibur Holding | Management | For | For |
| |
|---|
NTPC LTD.
MEETING DATE: MAY 24, 2013 | TICKER: 532555 SECURITY ID: Y6206E101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Amalgamation | Management | For | For |
| |
|---|
ORASCOM TELECOM HOLDING
MEETING DATE: NOV 12, 2012 | TICKER: ORTE SECURITY ID: 68554W205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Mutual Services Agreement with Vimpelcom | Management | For | For |
| 2 | Approve Amendment of Loan Agreement with Globalive Wireless Management Corp. | Management | For | For |
| 1 | Change Company Name from Orascom Telecom Holding S.A.E. to Global Telecom Holding S.A.E., and Amend Article 2 of Bylaws Accordingly | Management | For | For |
| |
|---|
ORASCOM TELECOM HOLDING
MEETING DATE: APR 07, 2013 | TICKER: ORTE SECURITY ID: 68554W205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Auditors' Report on Company Financial Statements | Management | For | Did Not Vote |
| 2 | Accept Financial Statements | Management | For | Did Not Vote |
| 3 | Approve Board Report on Company Operations | Management | For | Did Not Vote |
| 4 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 5 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
| 6 | Approve Remuneration and Attendance Fees of Directors for 2013 | Management | For | Did Not Vote |
| 7 | Approve Charitable Donations for 2013 | Management | For | Did Not Vote |
| 8 | Ratify Auditors and Fix Their Remuneration | Management | For | Did Not Vote |
| 1 | Authorize the Continuity of the Company's Activity Inspite of the Losses Exceeding 50 Percent of the Capital | Management | For | Did Not Vote |
| |
|---|
ORION CORP.
MEETING DATE: MAR 29, 2013 | TICKER: 001800 SECURITY ID: Y88860104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,000 per Share | Management | For | For |
| 2 | Elect Four Inside Directors and One Outside Director (Bundled) | Management | For | Against |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Against |
| 4 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
| |
|---|
PALADIN ENERGY LTD.
MEETING DATE: NOV 22, 2012 | TICKER: PDN SECURITY ID: Q7264T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Donald Shumka as a Director | Management | For | For |
| 3 | Elect Peter Donkin as a Director | Management | For | For |
| 4 | Approve the Employee Performance Share Rights Plan | Management | For | For |
| 5 | Approve the Contractor Performance Share Rights Plan | Management | For | For |
| 6 | Ratify the Past Issuance of US$247 Million Worth of Convertible Bonds to Australian and International Institutional and Professional Investors | Management | For | For |
| 7 | Approve the Renewal of the Proportional Takeover Provisions | Management | For | For |
| |
|---|
PAN AMERICAN SILVER CORP.
MEETING DATE: MAY 13, 2013 | TICKER: PAA SECURITY ID: 697900108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ross J. Beaty | Management | For | For |
| 1.2 | Elect Director Geoffrey A. Burns | Management | For | For |
| 1.3 | Elect Director Michael L. Carroll | Management | For | For |
| 1.4 | Elect Director Christopher Noel Dunn | Management | For | For |
| 1.5 | Elect Director Neil de Gelder | Management | For | For |
| 1.6 | Elect Director Robert P. Pirooz | Management | For | For |
| 1.7 | Elect Director David C. Press | Management | For | For |
| 1.8 | Elect Director Walter T. Segsworth | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
PETROLEO BRASILEIRO SA-PETROBRAS
MEETING DATE: APR 29, 2013 | TICKER: PETR4 SECURITY ID: 71654V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4a | Elect Directors Appointed by Controlling Shareholder | Management | For | For |
| 4b | Elect Directors Appointed by Minority Shareholders | Management | For | For |
| 5 | Elect Board Chairman Appointed by Controlling Shareholder | Management | For | For |
| 6a | Elect Fiscal Council Members Appointed by Controlling Shareholder | Management | For | For |
| 6b | Elect Fiscal Council Members Appointed by Minority Shareholders | Management | For | For |
| 7 | Approve Remuneration of Company's Management | Management | For | For |
| 1 | Authorize Capitalization of Reserves | Management | For | For |
| |
|---|
PETROLEO BRASILEIRO SA-PETROBRAS
MEETING DATE: APR 29, 2013 | TICKER: PETR4 SECURITY ID: 71654V408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4a | Elect Directors Appointed by Controlling Shareholder | Management | For | For |
| 4b | Elect Directors Appointed by Minority Shareholders | Management | For | For |
| 5 | Elect Board Chairman Appointed by Controlling Shareholder | Management | For | For |
| 6a | Elect Fiscal Council Members Appointed by Controlling Shareholder | Management | For | For |
| 6b | Elect Fiscal Council Members Appointed by Minority Shareholders | Management | For | For |
| 7 | Approve Remuneration of Company's Management | Management | For | For |
| 1 | Authorize Capitalization of Reserves | Management | For | For |
| |
|---|
PETROMINERALES LTD.
MEETING DATE: MAY 09, 2013 | TICKER: PMG SECURITY ID: 71673R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alastair Macdonald | Management | For | For |
| 1.2 | Elect Director Kenneth R. McKinnon | Management | For | For |
| 1.3 | Elect Director Ernesto Sarpi | Management | For | For |
| 1.4 | Elect Director Enrique Umana-Valenzuela | Management | For | For |
| 1.5 | Elect Director John D. Wright | Management | For | For |
| 1.6 | Elect Director Geir Ytreland | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Advance Notice Policy | Management | For | Against |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| 5 | Approve Share Capital Amendment to Implement Stock Dividend Program | Management | For | For |
| |
|---|
PETRONAS DAGANGAN BHD
MEETING DATE: APR 24, 2013 | TICKER: PETDAG SECURITY ID: Y6885A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Special Dividend of MYR 0.35 Per Share | Management | For | For |
| 3 | Elect Zulkiflee bin Wan Ariffin as Director | Management | For | For |
| 4 | Elect Mohammad Medan bin Abdullah as Director | Management | For | For |
| 5 | Elect Lim Beng Choon as Director | Management | For | For |
| 6 | Elect Aminul Rashid bin Mohd Zamzam as Director | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve KPMG Desa Megat & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
PICC PROPERTY AND CASUALTY CO., LTD.
MEETING DATE: MAR 25, 2013 | TICKER: 02328 SECURITY ID: Y6975Z103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lin Hanchuan as Director | Management | For | For |
| |
|---|
POLSKI KONCERN NAFTOWY ORLEN SA
MEETING DATE: JUN 27, 2013 | TICKER: PKN SECURITY ID: X6922W204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Meeting Chairman | Management | For | For |
| 3 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Elect Members of Vote Counting Commission | Management | For | For |
| 6 | Receive Management Board Report on Company's Operations, Financial Statements, Income Allocation Proposal, and Supervisory Board Report on Its Review of Management Board Report, Financial Statements and Income Allocation Proposal | Management | None | None |
| 7 | Receive Management Board Report on Group's Operations, Consolidated Financial Statements and Supervisory Board Report on Its Review of Management Board Report and Consolidated Financial Statements | Management | None | None |
| 8 | Receive Supervisory Board Report | Management | None | None |
| 9 | Approve Management Board Report on Company's Operations in Fiscal 2012 | Management | For | For |
| 10 | Approve Financial Statements | Management | For | For |
| 11 | Approve Management Board Report on Group's Operations in Fiscal 2012 | Management | For | For |
| 12 | Approve Consolidated Financial Statements | Management | For | For |
| 13 | Approve Allocation of Income | Management | For | For |
| 14.1 | Approve Discharge of Dariusz Jacek Krawiec (CEO) | Management | For | For |
| 14.2 | Approve Discharge of Slawomir Robert Jedrzejczyk (Deputy CEO) | Management | For | For |
| 14.3 | Approve Discharge of Krystian Pater (Management Board Member) | Management | For | For |
| 14.4 | Approve Discharge of Grazyna Piotrowska-Oliwa (Management Board Member) | Management | For | For |
| 14.5 | Approve Discharge of Piotr Chelminski (Management Board Member) | Management | For | For |
| 14.6 | Approve Discharge of Marek Sylwester Podstawa (Management Board Member) | Management | For | For |
| 14.7 | Approve Discharge of Piotr Jan Wielowieyski (Management Board Member) | Management | For | For |
| 15.1 | Approve Discharge of Maciej Damian Mataczynski (Chairman of Supervisory Board) | Management | For | For |
| 15.2 | Approve Discharge of Marek Karabula (Deputy Chairman of Supervisory Board) | Management | For | For |
| 15.3 | Approve Discharge of Angelina Anna Sarota (Supervisory Board Member) | Management | For | For |
| 15.4 | Approve Discharge of Grzegorz Borowiec (Supervisory Board Member) | Management | For | For |
| 15.5 | Approve Discharge of Krzysztof Kolach (Supervisory Board Member) | Management | For | For |
| 15.6 | Approve Discharge of Piotr Jan Wielowieyski (Supervisory Board Member) | Management | For | For |
| 15.7 | Approve Discharge of Janusz Zielinski (Supervisory Board Member) | Management | For | For |
| 15.8 | Approve Discharge of Artur Gabor (Supervisory Board Member) | Management | For | For |
| 15.9 | Approve Discharge of Leszek Jerzy Pawlowicz (Supervisory Board Member) | Management | For | For |
| 15.10 | Approve Discharge of Cezary Baranski (Supervisory Board Member) | Management | For | For |
| 15.11 | Approve Discharge of Michal Golebiowski (Supervisory Board Member) | Management | For | For |
| 15.12 | Approve Discharge of Pawel Bialek (Supervisory Board Member) | Management | For | For |
| 16.1 | Amend Statute Re: Responsibility of Supervisory Board | Management | For | For |
| 16.2 | Approve Consolidated Text of Statute | Management | For | For |
| 17 | Fix Number of Supervisory Board Members | Management | For | Abstain |
| 18.1 | Elect Chairman of Supervisory Board | Management | For | Abstain |
| 18.2 | Elect Supervisory Board Member(s) | Management | For | Abstain |
| 19 | Close Meeting | Management | None | None |
| |
|---|
POSCO
MEETING DATE: MAR 22, 2013 | TICKER: 005490 SECURITY ID: 693483109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 6,000 per Share | Management | For | For |
| 2.1.1 | Elect Shin Jae-Cheol as Outside Director | Management | For | For |
| 2.1.2 | Elect Lee Myung-Woo as Outside Director | Management | For | For |
| 2.1.3 | Elect Kim Ji-Hyung as Outside Director | Management | For | For |
| 2.2 | Elect Kim Ji-Hyung as Member of Audit Committee | Management | For | For |
| 2.3.1 | Elect Jang In-Hwan as Inside Director | Management | For | For |
| 2.3.2 | Elect Kim Eung-Kyu as Inside Director | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
POWER GRID CORPORATION OF INDIA LTD
MEETING DATE: SEP 19, 2012 | TICKER: 532898 SECURITY ID: Y7028N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend of INR 0.80 Per Share and Approve Final Dividend of INR 1.31 Per Share | Management | For | For |
| 3 | Reelect I.S. Jha as Director | Management | For | For |
| 4 | Reelect R.T. Agarwal as Director | Management | For | For |
| 5 | Reelect R. Acharya as Director | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Approve Increase in Borrowing Powers and Pledging of Assets for Debt | Management | For | For |
| |
|---|
PT BAKRIELAND DEVELOPMENT TBK
MEETING DATE: JUN 28, 2013 | TICKER: ELTY SECURITY ID: Y7122L120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Directors' Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Auditors | Management | For | Abstain |
| 4 | Elect Directors and Commissioners | Management | For | Abstain |
| 5 | Approve Remuneration of Directors and Commissioners | Management | For | Abstain |
| |
|---|
PT BANK RAKYAT INDONESIA (PERSERO) TBK
MEETING DATE: FEB 28, 2013 | TICKER: BBRI SECURITY ID: Y0697U112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report, Financial Statements, and Commissioners' Report | Management | For | For |
| 2 | Approve Annual Report and Financial Statements of the Partnership and Community Development Program | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Remuneration of Directors and Commissioners | Management | For | Abstain |
| 5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Implementation of Minister of State-Owned Enterprises Regulations | Management | For | For |
| |
|---|
PT BANK TABUNGAN NEGARA (PERSERO) TBK
MEETING DATE: NOV 07, 2012 | TICKER: BBTN SECURITY ID: Y71197100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Rights Issue I and Amend Articles of Association to Reflect Increase in Issued and Paid-Up Capital Following the Rights Issue I | Management | For | For |
| |
|---|
PT BANK TABUNGAN NEGARA (PERSERO) TBK
MEETING DATE: DEC 28, 2012 | TICKER: BBTN SECURITY ID: Y71197100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Directors and Commissioners | Management | For | Abstain |
| |
|---|
PT BANK TABUNGAN NEGARA (PERSERO) TBK
MEETING DATE: MAR 27, 2013 | TICKER: BBTN SECURITY ID: Y71197100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports of the Company and the Partnership and Community Development Program (PCDP) | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Auditors of the Company and the PCDP | Management | For | For |
| 4 | Approve Remuneration of Directors and Commissioners | Management | For | Abstain |
| 5 | Elect Members of the Sharia Supervisory Board and Approve Their Remuneration | Management | For | Abstain |
| 6 | Approve Maximum Limit in the Removal of Accounts Receivable | Management | For | Abstain |
| 7 | Amend Articles of Association | Management | For | Abstain |
| 8 | Approve Increase in Issued and Paid-Up Capital for the Implementation of the Management & Employee Stock Option Plan | Management | For | Against |
| 9 | Elect Directors and Commissioners | Management | For | Abstain |
| 10 | Approve Implementation of Minister of State-Owned Enterprises Regulation | Management | For | Abstain |
| 11 | Accept Report on the Utilization of Proceeds from the Public Offering | Management | For | For |
| |
|---|
PT INDO TAMBANGRAYA MEGAH TBK
MEETING DATE: MAR 28, 2013 | TICKER: ITMG SECURITY ID: Y71244100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report | Management | For | For |
| 2 | Ratify Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Tanudiredja, Wibisana & Rekan (member of PricewaterhouseCoopers) as Auditors | Management | For | For |
| 5 | Approve Remuneration of Directors and Commissioners | Management | For | For |
| 6 | Elect I. Yusuf, S. Chaimongkol, S. Ruchirawat, L. Hakim, R. Boentoro, and D.S. Simandjuntak as Commissioners; and P. Thongampai, S. T. Pellow, E. Manurung, L. Poeranto, H. Widjaja, and A.H.B. Putra as Directors | Management | For | Against |
| 7 | Accept Report on the Utilization of Proceeds from the Initial Public Offering | Management | For | For |
| |
|---|
PT KALBE FARMA TBK
MEETING DATE: MAY 20, 2013 | TICKER: KLBF SECURITY ID: Y71287208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Directors' Report | Management | For | For |
| 2 | Approve Financial Statements and Discharge Directors and Commissioners | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | Abstain |
| 4 | Approve Remuneration of Directors and Commissioners | Management | For | Abstain |
| 5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | Abstain |
| 1 | Approve Write-Off of Treasury Stock and Amend Articles of Association in Connection with the Write-Off | Management | For | For |
| |
|---|
PT LIPPO KARAWACI TBK
MEETING DATE: APR 24, 2013 | TICKER: LPKR SECURITY ID: Y7129W186
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports and Discharge Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | Abstain |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | Abstain |
| 4 | Elect Directors and Commissioners and Approve Their Remuneration | Management | For | Abstain |
| 5 | Accept Report on the Use of Proceeds from the Rights Issue III | Management | For | For |
| 6 | Amend Articles of Association | Management | For | Abstain |
| |
|---|
PT TELEKOMUNIKASI INDONESIA TBK
MEETING DATE: APR 19, 2013 | TICKER: TLKM SECURITY ID: Y71474137
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report, including Commissioners' Supervisory Report | Management | For | For |
| 2 | Ratify Company's Financial Statements, Partnership and Community Development Program (PCDP), and Annual Report, and Discharge Directors and Commissioners | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | Abstain |
| 4 | Approve Remuneration of Directors and Commissioners | Management | For | Abstain |
| 5 | Approve Auditors of the Company and PCDP | Management | For | Abstain |
| 6 | Approve Changes to the Plan for the Use of the Company's Treasury Stock from Share Buy Back I through IV | Management | For | Abstain |
| 7 | Approve Change of Nomenclature Title of the Board of Directors (BOD) other than President Director and Finance Director and Reaffirm Structure of BOD as Stipulated in the AGM on May 11, 2012 | Management | For | Abstain |
| 8 | Ratify Minister of State-Owned Enterprises Regulation No. PER-12/MBU/2012 on Supporting Body for the Board of Commissioners in State-Owned Enterprise | Management | For | For |
| 9 | Amend Articles of Association Re: (i) Stock Split of Serie A and Serie B Shares; and (ii) Provision of PCDP in the Company's Working Plan and Budgeting | Management | For | For |
| 10 | Elect Directors and Commissioners | Management | For | Abstain |
| |
|---|
PT TELEKOMUNIKASI INDONESIA TBK
MEETING DATE: APR 19, 2013 | TICKER: TLKM SECURITY ID: 715684106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report, including Commissioners' Supervisory Report | Management | For | For |
| 2 | Ratify Company's Financial Statements, Partnership and Community Development Program (PCDP), and Annual Report, and Discharge Directors and Commissioners | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | Abstain |
| 4 | Approve Remuneration of Directors and Commissioners | Management | For | Abstain |
| 5 | Approve Auditors of the Company and PCDP | Management | For | Abstain |
| 6 | Approve Changes to the Plan for the Use of the Company's Treasury Stock from Share Buy Back I through IV | Management | For | Abstain |
| 7 | Approve Change of Nomenclature Title of the Board of Directors (BOD) other than President Director and Finance Director and Reaffirm Structure of BOD as Stipulated in the AGM on May 11, 2012 | Management | For | Abstain |
| 8 | Ratify Minister of State-Owned Enterprises Regulation No. PER-12/MBU/2012 on Supporting Body for the Board of Commissioners in State-Owned Enterprise | Management | For | For |
| 9 | Amend Articles of Association Re: (i) Stock Split of Serie A and Serie B Shares; and (ii) Provision of PCDP in the Company's Working Plan and Budgeting | Management | For | For |
| 10 | Elect Directors and Commissioners | Management | For | Abstain |
| |
|---|
PTT GLOBAL CHEMICAL PUBLIC CO., LTD.
MEETING DATE: APR 04, 2013 | TICKER: PTTGC SECURITY ID: Y7150W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Minutes of Previous Meeting | Management | For | For |
| 2 | Approve Operations Report and Business Plan | Management | For | For |
| 3 | Accept Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividend of THB 3.40 Per Share | Management | For | For |
| 5.1 | Elect Prawut Thavornsiri as Director | Management | For | For |
| 5.2 | Elect Suthep Liumsirijarern as Director | Management | For | For |
| 5.3 | Elect Raweporn Kuhirun as Director | Management | For | For |
| 5.4 | Elect Kriengkrai Thiennukul as Director | Management | For | For |
| 5.5 | Elect Anon Sirisaengtaksin as Director | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Acquisition of the Entire Business of Bangkok Polyethylene PCL and PTT Polyethylene Co. Ltd. | Management | For | For |
| 9 | Reduce Registered Capital | Management | For | For |
| 10 | Amend Memorandum of Association to Reflect Decrease in Registered Capital | Management | For | For |
| 11 | Other Business | Management | For | Against |
| |
|---|
RASPADSKAYA OAO
MEETING DATE: OCT 23, 2012 | TICKER: RASP SECURITY ID: X7457E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reduction in Share Capital via Share Cancellation | Management | For | For |
| 2 | Ratify Ernst & Young as IFRS Auditor | Management | For | For |
| |
|---|
RASPADSKAYA OAO
MEETING DATE: MAY 27, 2013 | TICKER: RASP SECURITY ID: X7457E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Omission of Dividends | Management | For | Abstain |
| 2 | Elect Elena Gordeeva as Company's Internal Auditor | Management | For | For |
| 3 | Ratify OOO Finansovye and Buchgalterskie Konsultanty as Auditor of Company's Financial Statements Prepared in Accordance with Russian Accounting Standards (RAS) | Management | For | For |
| 4 | Ratify Ernst&Young as Auditor of Company's Consolidated Financial Statements Prepared in Accordance with International Financial Reporting Standards (IFRS) | Management | For | For |
| 5 | Approve New Edition of Charter | Management | For | Abstain |
| 6 | Approve Transfer of Powers of Sole Executive Body to Managing Company | Management | For | Against |
| 7.1 | Elect Gennadiy Kozovoy as Director | Management | None | For |
| 7.2 | Elect Ilya Lifshits as Director | Management | None | For |
| 7.3 | Elect Sergey Stepanov as Director | Management | None | For |
| 7.4 | Elect Jeffrey Townsend as Director | Management | None | For |
| 7.5 | Elect Terry Robinson as Director | Management | None | For |
| 7.6 | Elect Aleksandr Frolov as Director | Management | None | For |
| 7.7 | Elect Eric Stoyle as Director | Management | None | For |
| |
|---|
REUNERT LTD
MEETING DATE: FEB 12, 2013 | TICKER: RLO SECURITY ID: S69566156
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Johannes van der Horst as Director | Management | For | For |
| 2 | Re-elect Trevor Munday as Director | Management | For | For |
| 3 | Re-elect Thabang Motsohi as Director | Management | For | For |
| 4 | Re-elect Yolanda Cuba as Director | Management | For | For |
| 5 | Re-elect Rynhardt van Rooyen as Member of the Audit Committee | Management | For | For |
| 6 | Re-elect Yolanda Cuba as Member of the Audit Committee | Management | For | For |
| 7 | Re-elect Sean Jagoe as Member of the Audit Committee | Management | For | For |
| 8 | Elect Trevor Munday as Member of the Audit Committee | Management | For | For |
| 9 | Reappoint Deloitte & Touche Tohmatsu Limited as Auditors of the Company with Patrick Smit as the Individual Designated Auditor | Management | For | For |
| 10 | Approve Remuneration Policy | Management | For | For |
| 11 | Approve Resolutions or Agreements of Executive Directors and Prescribed Officers in Contravention of Section 75 of Companies Act but Only to the Extent that the Relevant Resolutions or Agreements Fell Within the Ambit of Section 75 of Companies Act | Management | For | For |
| 12 | Approve Issue of Shares in Terms of the Reunert 1985 Share Option Scheme, Reunert 1988 Share Purchase Scheme and the Reunert 2006 Share Option Scheme | Management | For | For |
| 13 | Approve Conditional Share Plan | Management | For | For |
| 14 | Approve Conversion of Par Value Shares to No Par Value Shares | Management | For | For |
| 15 | Adopt New Memorandum of Incorporation | Management | For | For |
| 16 | Authorise Repurchase of Up to Three Percent of Issued Share Capital | Management | For | For |
| 17 | Approve Remuneration of Non-Executive Directors Effective from 1 March 2013 | Management | For | For |
| 18 | Approve Financial Assistance to Related or Inter-related Company | Management | For | For |
| 19 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
REUNERT LTD
MEETING DATE: FEB 12, 2013 | TICKER: RLO SECURITY ID: S69566156
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Memorandum of Incorporation Re: Rights, Privileges and Conditions Attaching to the 5,5% Cumulative Preference Shares | Management | For | For |
| 2 | Amend Memorandum of Incorporation Re: Right to Redeem Preference Shares | Management | For | For |
| |
|---|
ROBINSONS LAND CORPORATION
MEETING DATE: APR 18, 2013 | TICKER: RLC SECURITY ID: Y73196126
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve Minutes of Previous Meeting Held on April 18, 2012 | Management | For | For |
| 3 | Approve Annual Report and Financial Statements | Management | For | For |
| 4.1 | Elect John L. Gokongwei Jr. as a Director | Management | For | For |
| 4.2 | Elect James L. Go as a Director | Management | For | For |
| 4.3 | Elect Lance Y. Gokongwei as a Director | Management | For | For |
| 4.4 | Elect Frederick D. Go as a Director | Management | For | For |
| 4.5 | Elect Patrick Henry C. Go as a Director | Management | For | For |
| 4.6 | Elect Johnson Robert G. Go as a Director | Management | For | For |
| 4.7 | Elect Robina Y. Gokongwei-Pe as a Director | Management | For | For |
| 4.8 | Elect Artemio V. Panganiban as a Director | Management | For | For |
| 4.9 | Elect Robert F. de Ocampo as a Director | Management | For | For |
| 4.10 | Elect Emmanuel C. Rojas Jr. as a Director | Management | For | For |
| 5 | Appoint Auditors | Management | For | For |
| 6 | Ratify All Acts of the Board of Directors and Management Since Last Annual Meeting | Management | For | For |
| |
|---|
RUSHYDRO JSC
MEETING DATE: NOV 16, 2012 | TICKER: HYDR SECURITY ID: 466294105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve RUB 110 Billion Increase in Share Capital | Management | For | Did Not Vote |
| 2 | Approve Related-Party Transactions Re: Supplementary Agreement to Guarantee Agreement with with State Corporation Vnesheconombank | Management | For | Did Not Vote |
| |
|---|
RUSHYDRO JSC
MEETING DATE: APR 19, 2013 | TICKER: HYDR SECURITY ID: 466294105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
| 2.1 | Elect Boris Ayuev as Director | Management | None | For |
| 2.2 | Elect Eduard Volkov as Director | Management | None | For |
| 2.3 | Elect Viktor Danilov-Danilyan as Director | Management | None | For |
| 2.4 | Elect Yevgeny Dod as Director | Management | None | For |
| 2.5 | Elect Ilya Gubin as Director | Management | None | For |
| 2.6 | Elect Viktor Zimin as Director | Management | None | For |
| 2.7 | Elect Viktor Kudryavy as Director | Management | None | For |
| 2.8 | Elect Denis Morozov as Director | Management | None | For |
| 2.9 | Elect Denis Nozdrachev as Director | Management | None | For |
| 2.10 | Elect Vyacheslav Pivovarov as Director | Management | None | For |
| 2.11 | Elect Mikhail Poluboyarinov as Director | Management | None | For |
| 2.12 | Elect Bernd Pfaffenbach as Director | Management | None | For |
| 2.13 | Elect Vladimir Stolyarenko as Director | Management | None | For |
| 3 | Approve Related-Party Transaction with OSAO Ingosstrah Re: Liability Insurance for Directors, Executives, and Company | Management | For | For |
| |
|---|
RUSHYDRO JSC
MEETING DATE: JUN 28, 2013 | TICKER: HYDR SECURITY ID: 466294105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report and Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of RUB 0.00955606 per Share | Management | For | For |
| 3.1 | Elect Boris Ayuev as Director | Management | None | For |
| 3.2 | Elect Christian Berndt as Director | Management | None | For |
| 3.3 | Elect Andrey Bugrov as Director | Management | None | For |
| 3.4 | Elect Maxim Bystrov as Director | Management | None | For |
| 3.5 | Elect Pavel Grachev as Director | Management | None | For |
| 3.6 | Elect Ilya Gubin as Director | Management | None | For |
| 3.7 | Elect Viktor Danilov-Danilyan as Director | Management | None | For |
| 3.8 | Elect Evgeny Dod as Director | Management | None | For |
| 3.9 | Elect Viktor Zimin as Director | Management | None | For |
| 3.10 | Elect Sergey Ivanov as Director | Management | None | For |
| 3.11 | Elect Viktor Kudryaviy as Director | Management | None | For |
| 3.12 | Elect Denis Morozov as Director | Management | None | For |
| 3.13 | Elect Vyacheslav Pivovarov as Director | Management | None | For |
| 3.14 | Elect Mikhail Poluboyarinov as Director | Management | None | For |
| 3.15 | Elect Bernd Pfaffenbach as Director | Management | None | For |
| 3.16 | Elect Vladimir Stolyarenko as Director | Management | None | For |
| 3.17 | Elect Sergey Shishin as Director | Management | None | For |
| 4.1 | Elect Anna Drokova as Member of Audit Commission | Management | For | For |
| 4.2 | Elect Leonid Neganov as Member of Audit Commission | Management | For | For |
| 4.3 | Elect Maria Tikhonova as Member of Audit Commission | Management | For | For |
| 4.4 | Elect Alan Khadziev as Member of Audit Commission | Management | For | For |
| 4.5 | Elect Vladimir Khvorov as Member of Audit Commission | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers as Auditor | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Approve New Edition of Charter | Management | For | For |
| 8 | Approve New Edition of Regulations on General Meetings | Management | For | For |
| 9 | Approve Related-Party Transactions | Management | For | For |
| |
|---|
SAFARICOM LIMITED
MEETING DATE: SEP 13, 2012 | TICKER: SAF SECURITY ID: V74587102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve First and Final Dividends of KES 0.22 per Share | Management | For | For |
| 3 | Reelect Susan Mudhune as Director | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers as Auditors and Fix Their Remuneration | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
SAIPEM
MEETING DATE: APR 30, 2013 | TICKER: SPM SECURITY ID: T82000117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Elect Director | Management | For | Abstain |
| 4 | Approve Remuneration of Auditors | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| |
|---|
SAMSUNG ELECTRONICS CO. LTD.
MEETING DATE: MAR 15, 2013 | TICKER: 005930 SECURITY ID: Y74718100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
| 2.1.1 | Reelect Lee In-Ho as Outside Director | Management | For | For |
| 2.1.2 | Elect Song Gwang-Soo as Outside Director | Management | For | For |
| 2.1.3 | Elect Kim Eun-Mee as Outside Director | Management | For | For |
| 2.2.1 | Elect Yoon Boo-Keun as Inside Director | Management | For | For |
| 2.2.2 | Elect Shin Jong-Kyun as Inside Director | Management | For | For |
| 2.2.3 | Elect Lee Sang-Hoon as Inside Director | Management | For | For |
| 2.3.1 | Reelect Lee In-Ho as Member of Audit Committee | Management | For | For |
| 2.3.2 | Elect Song Gwang-Soo as Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SBERBANK OF RUSSIA
MEETING DATE: MAY 31, 2013 | TICKER: SBER SECURITY ID: X76317100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of RUB 2.57 per Common Share and RUB 3.20 per Preferred Share | Management | For | For |
| 4 | Ratify Auditor | Management | For | For |
| 5.1 | Elect German Gref as Director | Management | None | For |
| 5.2 | Elect Sergey Guriyev as Director | Management | None | For |
| 5.3 | Elect Mikhail Dmitriev as Director | Management | None | For |
| 5.4 | Elect Bella Zlatkis as Director | Management | None | For |
| 5.5 | Elect Nadezhda Ivanova as Director | Management | None | For |
| 5.6 | Elect Sergey Ignatyev as Director | Management | None | For |
| 5.7 | Elect Alexei Kudrin as Director | Management | None | For |
| 5.8 | Elect Ilya Lomakin-Rumyantsev as Director | Management | None | For |
| 5.9 | Elect Georgy Luntovsky as Director | Management | None | For |
| 5.10 | Elect Mikhail Matovnikov as Director | Management | None | For |
| 5.11 | Elect Vladimir Mau as Director | Management | None | For |
| 5.12 | Elect Alexey Moiseev as Director | Management | None | For |
| 5.13 | Elect Alessandro Profumo as Director | Management | None | For |
| 5.14 | Elect Sergey Sinelnikov-Murylev as Director | Management | None | For |
| 5.15 | Elect Dmitriy Tulin as Director | Management | None | For |
| 5.16 | Elect Alexei Ulyukayev as Director | Management | None | For |
| 5.17 | Elect Ronald Freeman as Director | Management | None | For |
| 5.18 | Elect Sergey Shvetsov as Director | Management | None | For |
| 5.19 | Elect Ahmet Egilmez Mahfi as Director | Management | None | For |
| 6.1 | Elect Natalya Borodina as Member of Audit Commission | Management | For | For |
| 6.2 | Elect Vladimir Volkov as Member of Audit Commission | Management | For | For |
| 6.3 | Elect Maxim Dolzhnikov as Member of Audit Commission | Management | For | For |
| 6.4 | Elect Yuliya Isakhanova as Member of Audit Commission | Management | For | For |
| 6.5 | Elect Aleksey Minenko as Member of Audit Commission | Management | For | For |
| 6.6 | Elect Olga Polyakova as Member of Audit Commission | Management | For | For |
| 6.7 | Elect Natalia Revina as Member of Audit Commission | Management | For | For |
| 7 | Approve Remuneration of Directors and Members of Audit Comission | Management | For | For |
| 8 | Approve Regulations on Remuneration of Directors | Management | For | For |
| 9 | Approve New Edition of Charter | Management | For | For |
| |
|---|
SEVAN DRILLING ASA
MEETING DATE: FEB 06, 2013 | TICKER: SEVDR SECURITY ID: R7766H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Approve Issuance of 250 Million Shares for a Private Placement | Management | For | Did Not Vote |
| 4 | Approve Issuance of up to 37.5 Million Shares for a Private Placement (Repair Issue) | Management | For | Did Not Vote |
| |
|---|
SEVAN DRILLING ASA
MEETING DATE: MAY 13, 2013 | TICKER: SEVDR SECURITY ID: R7766H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 6 | Approve Remuneration of Directors for 2013 in the Amount of NOK 500,000 for Chairman and NOK 350,000 for Other Directors | Management | For | Did Not Vote |
| 7 | Approve Remuneration of the Nomination Committee for 2013 in NOK 10,000 for Each Member | Management | For | Did Not Vote |
| 8 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 9 | Reelect Kitty Hall as Director | Management | For | Did Not Vote |
| 10 | Approve Issuance of up to 11 Million Shares Without Preemptive Rights in Connection with Existing Incentive Programs | Management | For | Did Not Vote |
| |
|---|
SHANGHAI ELECTRIC GROUP CO., LTD.
MEETING DATE: SEP 28, 2012 | TICKER: 02727 SECURITY ID: Y76824104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve SEICB Equity Transfer Agreement and Related Transactions | Management | For | For |
| 2 | Approve SEL Equity Transfer Agreement and Related Transactions | Management | For | For |
| 3 | Approve Revised Annual Caps Under the SEC Framework Purchase Agreement | Management | For | For |
| 4 | Approve Provision of Guarantee by the Company to Shanghai Electric Leasing Co., Ltd. | Management | For | For |
| 5 | Approve Bonds Issue in the Aggregate Amount of Up to RMB 4 Billion | Management | For | For |
| 6 | Authorize Board to Deal with All Matters in Relation to the Bonds Issue | Management | For | For |
| |
|---|
SHANGRI-LA ASIA LTD.
MEETING DATE: JUN 03, 2013 | TICKER: 00069 SECURITY ID: G8063F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Kuok Khoon Ean as Director | Management | For | For |
| 3b | Elect Gregory Allan Dogan as Director | Management | For | For |
| 3c | Elect Alexander Reid Hamilton as Director | Management | For | For |
| 3d | Elect Timothy David Dattels as Director | Management | For | Against |
| 4 | Approve Directors' Fees for the Year Ending Dec. 31, 2013 | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 7 | Amend Bye-Laws of the Company | Management | For | For |
| 8 | Approve Adoption of Chinese Name as the Secondary Name of the Company | Management | For | For |
| |
|---|
SHINHAN FINANCIAL GROUP CO. LTD.
MEETING DATE: MAR 28, 2013 | TICKER: 055550 SECURITY ID: Y7749X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 700 per Common Share and KRW 5,580 per Preferred Share | Management | For | For |
| 2.1 | Elect Koh Boo-In as Outside Director | Management | For | For |
| 2.2 | Reelect Kwon Tae-Eun as Outside Director | Management | For | For |
| 2.3 | Reelect Kim Ki-Young as Outside Director | Management | For | For |
| 2.4 | Reelect Kim Suk-Won as Outside Director | Management | For | For |
| 2.5 | Reelect Namkoong Hoon as Outside Director | Management | For | For |
| 2.6 | Reelect Yun Ke-Sup as Outside Director | Management | For | For |
| 2.7 | Reelect Lee Jung-Il as Outside Director | Management | For | For |
| 2.8 | Reelect Hirakawa Haruki as Outside Director | Management | For | For |
| 2.9 | Reelect Philippe Aguignier as Outside Director | Management | For | For |
| 3.1 | Reelect Kwon Tae-Eun as Member of Audit Committee | Management | For | For |
| 3.2 | Reelect Kim Suk-Won as Member of Audit Committee | Management | For | For |
| 3.3 | Reelect Yun Ke-Sup as Member of Audit Committee | Management | For | For |
| 3.4 | Reelect Lee Sang-Kyung as Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SHINHAN FINANCIAL GROUP CO. LTD.
MEETING DATE: MAR 28, 2013 | TICKER: 055550 SECURITY ID: 824596100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 700 per Common Share and KRW 5,580 per Preferred Share | Management | For | For |
| 2.1 | Elect Koh Boo-In as Outside Director | Management | For | For |
| 2.2 | Reelect Kwon Tae-Eun as Outside Director | Management | For | For |
| 2.3 | Reelect Kim Ki-Young as Outside Director | Management | For | For |
| 2.4 | Reelect Kim Suk-Won as Outside Director | Management | For | For |
| 2.5 | Reelect Namkoong Hoon as Outside Director | Management | For | For |
| 2.6 | Reelect Yun Ke-Sup as Outside Director | Management | For | For |
| 2.7 | Reelect Lee Jung-Il as Outside Director | Management | For | For |
| 2.8 | Reelect Hirakawa Haruki as Outside Director | Management | For | For |
| 2.9 | Reelect Philippe Aguignier as Outside Director | Management | For | For |
| 3.1 | Reelect Kwon Tae-Eun as Member of Audit Committee | Management | For | For |
| 3.2 | Reelect Kim Suk-Won as Member of Audit Committee | Management | For | For |
| 3.3 | Reelect Yun Ke-Sup as Member of Audit Committee | Management | For | For |
| 3.4 | Reelect Lee Sang-Kyung as Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SINOTRUK (HONG KONG) LTD
MEETING DATE: MAY 22, 2013 | TICKER: 03808 SECURITY ID: Y8014Z102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Cai Dong as Director | Management | For | For |
| 3b | Elect Kong Xiangquan as Director | Management | For | For |
| 3c | Elect Georg Pachta-Reyhofen as Director | Management | For | For |
| 3d | Elect Anders Olof Nielsen as Director | Management | For | For |
| 3e | Elect Jorg Astalosch as Director | Management | For | For |
| 3f | Elect Lin Zhijun as Director | Management | For | For |
| 3g | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SISTEMA JSFC
MEETING DATE: NOV 01, 2012 | TICKER: AFKS SECURITY ID: X0020N117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Creation of RUB 34.7 Million Authorized Capital | Management | For | Against |
| |
|---|
SISTEMA JSFC
MEETING DATE: JUN 29, 2013 | TICKER: AFKS SECURITY ID: X0020N117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Meeting Procedures | Management | For | For |
| 2 | Approve Annual Report and Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of RUB 0.96 per Share | Management | For | For |
| 4.1 | Elect Natalia Demeshkina as Member of Audit Commission | Management | For | For |
| 4.2 | Elect Yekaterina Kuznetsova as Member of Audit Commission | Management | For | For |
| 4.3 | Elect Maksim Mamonov as Member of Audit Commission | Management | For | For |
| 5.1 | Elect Sergey Boev as Director | Management | None | For |
| 5.2 | Elect Aleksandr Goncharuk as Director | Management | None | For |
| 5.3 | Elect Brian Dickie as Director | Management | None | For |
| 5.4 | Elect Vladimir Yevtushenkov as Director | Management | None | For |
| 5.5 | Elect Dmitry Zubov as Director | Management | None | For |
| 5.6 | Elect Robert Kocharyan as Director | Management | None | For |
| 5.7 | Elect Jeannot Krecke as Director | Management | None | For |
| 5.8 | Elect Peter Mandelson as Director | Management | None | For |
| 5.9 | Elect Roger Munnings as Director | Management | None | For |
| 5.10 | Elect Marc Holtzman as Director | Management | None | For |
| 5.11 | Elect Serge Tchuruk as Director | Management | None | For |
| 5.12 | Elect Mikhail Shamolin as Director | Management | None | For |
| 5.13 | Elect David Yakobashvili as Director | Management | None | For |
| 6.1 | Ratify ZAO Deloitte and Touche CIS as Auditor for Russian Accounting Standards Compliance | Management | For | For |
| 6.2 | Ratify ZAO Deloitte and Touche CIS as Auditor for US GAAP Compliance | Management | For | For |
| 7 | Amend Charter | Management | For | For |
| |
|---|
SMILES SA
MEETING DATE: JUN 10, 2013 | TICKER: SMLE3 SECURITY ID: P8T12E100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles/Consolidate Bylaws | Management | For | For |
| 2 | Elect Directors | Management | For | For |
| |
|---|
SPECTRUM ASA
MEETING DATE: MAY 24, 2013 | TICKER: SPU SECURITY ID: R8309K107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 0.60 per Share | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 6a | Elect Glen Rodland as Director | Management | For | Did Not Vote |
| 6b | Elect Ingrid Leisner as Director | Management | For | Did Not Vote |
| 6c | Elect Oystein Spetalen as Director | Management | For | Did Not Vote |
| 6d | Elect Jofrid Klokkehaug as Director | Management | For | Did Not Vote |
| 7a | Elect Kjetil Erikstad as Member of Nominating Committee | Management | For | Did Not Vote |
| 7b | Elect Ragnhild Wiborg as Member of Nominating Committee | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 10a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 10b | Approve Guidelines for Option Plan | Management | For | Did Not Vote |
| 11 | Approve Issuance of up to Ten Percent of Share Capital without Preemptive Rights | Management | For | Did Not Vote |
| 12 | Approve Creation of NOK 2 Million Pool of Capital without Preemptive Rights in Connction with Employee Share Option Program | Management | For | Did Not Vote |
| 13 | Approve Issuance of Convertibles without Preemptive Rights; Approve Creation of up to NOK 4 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 14 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 15 | Approve Statement on Corporate Governance | Management | For | Did Not Vote |
| |
|---|
SPRINGLAND INTERNATIONAL HOLDINGS LTD.
MEETING DATE: MAY 02, 2013 | TICKER: 01700 SECURITY ID: G83785108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Chen Jianqiang as Director | Management | For | For |
| 3b | Elect Fung Hiu Chuen, John as Director | Management | For | For |
| 3c | Elect Zhang Weijong as Director | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 5 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
SPT ENERGY GROUP INC.
MEETING DATE: FEB 05, 2013 | TICKER: 01251 SECURITY ID: G8405W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Specific Mandate to Issue Conversion Shares and the Amendment Deed | Management | For | For |
| |
|---|
SPT ENERGY GROUP INC.
MEETING DATE: JUN 05, 2013 | TICKER: 01251 SECURITY ID: G8405W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Elect Chen Chunhua as Director | Management | For | For |
| 3a2 | Elect Wu Kwok Keung Andrew as Director | Management | For | For |
| 3a3 | Elect Wan Kah Ming as Director | Management | For | For |
| 3a4 | Elect Lin Yang as Director | Management | For | For |
| 3a5 | Elect Jin Shumao as Director | Management | For | For |
| 3a6 | Elect Zhang Yujuan as Director | Management | For | For |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Share Repurchase Program | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
SREI INFRASTRUCTURE FINANCE LTD (FORMERLY SREI INTERNATIONAL
MEETING DATE: AUG 10, 2012 | TICKER: 523756 SECURITY ID: Y8133H116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 0.50 Per Share | Management | For | For |
| 3 | Reelect S.K. Gupta as Director | Management | For | For |
| 4 | Reelect S. Chatterjee as Director | Management | For | For |
| 5 | Reelect S.C. Jha as Director | Management | For | Against |
| 6 | Approve Haribhakti & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Reelect S.I. Siddique as Joint Managing Director and Approve His Remuneration | Management | For | For |
| |
|---|
SREI INFRASTRUCTURE FINANCE LTD (FORMERLY SREI INTERNATIONAL
MEETING DATE: DEC 20, 2012 | TICKER: 523756 SECURITY ID: Y8133H116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Object Clause of the Memorandum of Association | Management | For | For |
| 2 | Approve Commencement of New Business Provided in Sub-Clause 42 of Clause III C (Other Objects) of the Memorandum of Association | Management | For | For |
| |
|---|
STATE BANK OF INDIA
MEETING DATE: MAR 18, 2013 | TICKER: 500112 SECURITY ID: Y8161Z129
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity Shares to the Government of India, Promoter | Management | For | For |
| |
|---|
STATE BANK OF INDIA
MEETING DATE: JUN 21, 2013 | TICKER: 500112 SECURITY ID: Y8161Z129
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| |
|---|
SUBSEA 7 S.A.
MEETING DATE: JUN 28, 2013 | TICKER: SECURITY ID: L8882U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive and Approve Board's and Auditor's Reports | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of $0.60 per Share | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 7 | Approve Subsea 7 S.A. 2013 Long Term Incentive Plan | Management | For | For |
| 8 | Reelect Allen Stevens as Director | Management | For | For |
| 9 | Reelect Dod Fraser as Director | Management | For | For |
| |
|---|
SUL AMERICA SA
MEETING DATE: APR 04, 2013 | TICKER: SULA11 SECURITY ID: P87993120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
SUL AMERICA SA
MEETING DATE: APR 04, 2013 | TICKER: SULA11 SECURITY ID: P87993120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Capitalization of Reserves with Issuance of Shares and Amend Article 5 Accordingly | Management | For | For |
| |
|---|
SUL AMERICA SA
MEETING DATE: APR 10, 2013 | TICKER: SULA11 SECURITY ID: P87993120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of 83.27 Percent of Sul America Capitalizacao S.A. (SULACAP) | Management | For | For |
| |
|---|
SUPER GROUP LTD
MEETING DATE: APR 26, 2013 | TICKER: S10 SECURITY ID: Y8309M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Second and Final Dividend | Management | For | For |
| 3 | Elect Goi Seng Hui as Director | Management | For | Against |
| 4 | Elect Te Kok Chiew as Director | Management | For | Against |
| 5 | Elect Li Kang @ Charles K Li as Director | Management | For | Against |
| 6 | Elect Ko Chuan Aun as Director | Management | For | For |
| 7 | Elect Goh Boon Kok as Director | Management | For | Against |
| 8 | Elect Chandra Das S/O Rajagopal Sitaram as Director | Management | For | Against |
| 9 | Approve Directors' Fees | Management | For | For |
| 10 | Appoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 12 | Approve Grant of Awards and Issuance of Shares Under the Super Group Share Award Scheme | Management | For | For |
| 13 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
SYNNEX TECHNOLOGY INTERNATIONAL CORP.
MEETING DATE: JUN 11, 2013 | TICKER: 2347 SECURITY ID: Y8344J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 4 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
T. IS BANKASI AS
MEETING DATE: MAR 29, 2013 | TICKER: ISCTR SECURITY ID: M8933F115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Presiding Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting | Management | For | For |
| 2 | Accept Statutory Reports | Management | For | For |
| 3 | Accept Financial Statements | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5 | Approve Discharge of Auditors | Management | For | For |
| 6 | Approve Allocation of Income | Management | For | For |
| 7 | Elect Directors | Management | For | Abstain |
| 8 | Approve Director Remuneration | Management | For | Abstain |
| 9 | Approve Working Principles of the General Assembly | Management | For | For |
| 10 | Ratify External Auditors | Management | For | For |
| 11 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | For |
| 12 | Receive Information on Charitable Donations | Management | None | None |
| 13 | Receive Information on Remuneration Policy | Management | None | None |
| 14 | Amend Company Articles | Management | For | For |
| |
|---|
TAIWAN FERTILIZER CO., LTD.
MEETING DATE: JUN 25, 2013 | TICKER: 1722 SECURITY ID: Y84171100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendments to the Procedures for Lending Funds to Other Parties and the Procedures for Endorsement and Guarantees | Management | For | For |
| 5 | Approve Amendments to Rules and Procedures Regarding Shareholder Meeting | Management | For | For |
| 6 | Approve Donation for Saudi Arabia Out of Partnership | Management | For | Abstain |
| 7 | Elect a Director | Shareholder | None | Abstain |
| 8 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
MEETING DATE: JUN 11, 2013 | TICKER: 2330 SECURITY ID: Y84629107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets, Lending Funds to Other Parties, and Endorsement and Guarantees | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
MEETING DATE: JUN 11, 2013 | TICKER: 2330 SECURITY ID: 874039100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets, Lending Funds to Other Parties, and Endorsement and Guarantees | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
TAV HAVALIMANLARI HOLDING AS
MEETING DATE: JUL 10, 2012 | TICKER: TAVHL SECURITY ID: M8782T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | Did Not Vote |
| 2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Ratify Director and Internal Auditor Appointments Made During the Year | Management | For | Did Not Vote |
| 4 | Wishes and Close Meeting | Management | None | None |
| |
|---|
TAV HAVALIMANLARI HOLDING AS
MEETING DATE: MAY 30, 2013 | TICKER: TAVHL SECURITY ID: M8782T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | For |
| 2 | Accept Statutory Reports | Management | For | For |
| 3 | Accept Financial Statements | Management | For | For |
| 4 | Receive Information on Profit Distribution Policy | Management | None | None |
| 5 | Approve Allocation of Income | Management | For | For |
| 6 | Approve Discharge of Board and Auditors | Management | For | For |
| 7 | Ratify Director Appointments | Management | For | Against |
| 8 | Ratify External Auditors | Management | For | For |
| 9 | Amend Company Articles | Management | For | For |
| 10 | Approve Working Principles of the General Assembly | Management | For | For |
| 11 | Receive Information on Remuneration Policy | Management | None | None |
| 12 | Approve Donation Policy and Receive Information on Charitable Donations Made in 2012 | Management | For | Abstain |
| 13 | Receive Information on Company Disclosure Policy | Management | None | None |
| 14 | Receive Information on Related Party Transactions | Management | None | None |
| 15 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | None |
| 16 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | For |
| 17 | Wishes | Management | None | None |
| 18 | Close Meeting | Management | None | None |
| |
|---|
TENCENT HOLDINGS LTD.
MEETING DATE: MAY 15, 2013 | TICKER: 00700 SECURITY ID: G87572148
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Elect Zhang Zhidong as Director | Management | For | Against |
| 3a2 | Elect Ian Charles Stone as Director | Management | For | Against |
| 3a3 | Elect Jacobus Petrus Bekker as Director | Management | For | Against |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
TGS NOPEC GEOPHYSICAL CO. ASA
MEETING DATE: JUN 04, 2013 | TICKER: TGS SECURITY ID: R9138B102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3b | Approve Allocation of Income and Dividends of NOK 8 per Share | Management | For | Did Not Vote |
| 4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 5a | Reelect Henry Hamilton as Director | Management | For | Did Not Vote |
| 5b | Reelect Colette Lewiner as Director | Management | For | Did Not Vote |
| 5c | Reelect Elisabeth Harstad as Director | Management | For | Did Not Vote |
| 5d | Reelect Mark Leonard as Director | Management | For | Did Not Vote |
| 5e | Reelect Bengt Hansen as Director | Management | For | Did Not Vote |
| 5f | Reelect Vicki Messer as Director | Management | For | Did Not Vote |
| 5g | Elect Tor Lonnum as Director | Management | For | Did Not Vote |
| 6 | Approve Remuneration of Directors in the Amount of USD 215,000 for the Chairman and NOK 295,000 for Other Members | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 8a | Reelect Tor Himberg-Larsen as Member of Nominating Committee | Management | For | Did Not Vote |
| 8b | Reelect Christina Stray as Member of Nominating Committee | Management | For | Did Not Vote |
| 9 | Receive Company's Corporate Governance Statement | Management | None | None |
| 10 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 11 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 12 | Approve Stock Option Plan 2013 | Management | For | Did Not Vote |
| 13 | Approve Issuance of 10.3 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| |
|---|
TIM PARTICIPACOES S.A.
MEETING DATE: APR 11, 2013 | TICKER: TIMP3 SECURITY ID: 88706P205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Elect Directors | Management | For | For |
| 5 | Elect Fiscal Council Members | Management | For | For |
| 6 | Approve Remuneration of Company's Management | Management | For | Abstain |
| 1 | Approve Prolonging of Cooperation and Support Agreement between Telecom Italia S.p.A., and Tim Celular S.A. and Intelig Telecomunicacoes Ltda. | Management | For | For |
| 2 | Amend Internal Fiscal Council/Audit Committee Regulations. | Management | For | For |
| |
|---|
TOREX GOLD RESOURCES INC.
MEETING DATE: JUN 19, 2013 | TICKER: TXG SECURITY ID: 891054108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred Stanford | Management | For | For |
| 1.2 | Elect Director Michael Murphy | Management | For | For |
| 1.3 | Elect Director A. Terrance MacGibbon | Management | For | For |
| 1.4 | Elect Director David Fennell | Management | For | For |
| 1.5 | Elect Director Andrew Adams | Management | For | For |
| 1.6 | Elect Director Frank Davis | Management | For | For |
| 1.7 | Elect Director James Crombie | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Advance Notice Policy | Management | For | For |
| |
|---|
TUPRAS TURKIYE PETROL RAFINERILERI A.S.
MEETING DATE: APR 01, 2013 | TICKER: TUPRS SECURITY ID: M8966X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | For |
| 2 | Accept Board Report | Management | For | For |
| 3 | Accept Audit Reports | Management | For | For |
| 4 | Accept Financial Statements | Management | For | For |
| 5 | Ratify Director Appointments | Management | For | Abstain |
| 6 | Approve Discharge of Board | Management | For | For |
| 7 | Approve Discharge of Auditors | Management | For | For |
| 8 | Receive Information on Profit Distribution Policy | Management | None | None |
| 9 | Approve Allocation of Income | Management | For | For |
| 10 | Amend Company Articles | Management | For | For |
| 11 | Elect Directors | Management | For | Abstain |
| 12 | Receive Information on Remuneration Policy | Management | None | None |
| 13 | Approve Director Remuneration | Management | For | Abstain |
| 14 | Ratify External Auditors | Management | For | For |
| 15 | Approve Working Principles of the General Assembly | Management | For | For |
| 16 | Receive Information on Related Party Transactions | Management | None | None |
| 17 | Receive Information on Charitable Donations and Approve Upper Limit of Donations for 2013 | Management | For | Abstain |
| 18 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | None |
| 19 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | For |
| 20 | Wishes | Management | None | None |
| |
|---|
TURKIYE GARANTI BANKASI A.S.
MEETING DATE: APR 30, 2013 | TICKER: GARAN SECURITY ID: M4752S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | For |
| 2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | For |
| 3 | Accept Statutory Reports | Management | For | For |
| 4 | Accept Financial Statements | Management | For | For |
| 5 | Approve Allocation of Income | Management | For | For |
| 6 | Approve Profit Distribution Policy | Management | For | For |
| 7 | Amend Company Articles | Management | For | For |
| 8 | Approve Discharge of Board and Auditors | Management | For | For |
| 9 | Elect Directors | Management | For | Abstain |
| 10 | Ratify Director Appointments | Management | For | Abstain |
| 11 | Receive Information on Directorships | Management | None | None |
| 12 | Receive Information on Remuneration Policy | Management | None | None |
| 13 | Approve Director Remuneration | Management | For | Abstain |
| 14 | Approve Working Principles of the General Assembly | Management | For | For |
| 15 | Ratify External Auditors | Management | For | For |
| 16 | Receive Information on Charitable Donations and Approve Upper Limit of Donations for 2013 | Management | For | For |
| 17 | Approve Donation Policy | Management | For | For |
| 18 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | For |
| |
|---|
TURKIYE HALK BANKASI A.S.
MEETING DATE: MAR 29, 2013 | TICKER: HALKB SECURITY ID: M9032A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | For |
| 2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | For |
| 3 | Accept Statutory Reports | Management | For | For |
| 4 | Accept Financial Statements | Management | For | For |
| 5 | Approve Discharge of Board and Auditors | Management | For | For |
| 6 | Authorize Issuance of Bonds and/or Commercial Papers | Management | For | Abstain |
| 7 | Amend Company Articles | Management | For | For |
| 8 | Elect Directors | Management | For | For |
| 9 | Approve Director Remuneration | Management | For | Abstain |
| 10 | Appoint Internal Statutory Auditors and Approve Their Remuneration | Management | For | Abstain |
| 11 | Ratify External Auditors | Management | For | For |
| 12 | Approve Working Principles of the General Assembly | Management | For | For |
| 13 | Approve Remuneration, Donation, Disclosure, Profit Distribution Policy | Management | For | Abstain |
| 14 | Receive Information on Dematerialization of Shares | Management | None | None |
| 15 | Receive Information on Charitable Donations | Management | None | None |
| 16 | Wishes | Management | None | None |
| |
|---|
ULTRAPAR PARTICIPACOES S.A.
MEETING DATE: JUL 12, 2012 | TICKER: UGPA3 SECURITY ID: P94396127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of Temmar - Terminal Maritimo do Maranhao S.A. | Management | For | For |
| |
|---|
ULTRAPAR PARTICIPACOES S.A.
MEETING DATE: APR 10, 2013 | TICKER: UGPA3 SECURITY ID: P94396127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 4 | Approve Remuneration of Company's Management | Management | For | For |
| 5 | Elect Fiscal Council Members | Management | For | For |
| |
|---|
UNI-PRESIDENT CHINA HOLDINGS LTD.
MEETING DATE: MAY 14, 2013 | TICKER: 00220 SECURITY ID: G9222R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Lin Lung-Yi as Director | Management | For | For |
| 3b | Elect Su Tsung-Ming as Director | Management | For | For |
| 3c | Elect Yang Ing-Wuu as Director | Management | For | For |
| 3d | Elect Lo Peter as Director | Management | For | For |
| 4 | Authorize Board to Fix the Remuneration of Directors | Management | For | Abstain |
| 5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
UNI-PRESIDENT CHINA HOLDINGS LTD.
MEETING DATE: MAY 14, 2013 | TICKER: 00220 SECURITY ID: G9222R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve BJ Agreement and BJ Transaction | Management | For | For |
| 2 | Approve KS Agreement and KS Transaction | Management | For | For |
| 3 | Approve 2013 Framework Purchase Agreement and the Annual Caps | Management | For | For |
| |
|---|
UNI-PRESIDENT ENTERPRISES CORP.
MEETING DATE: JUN 25, 2013 | TICKER: 1216 SECURITY ID: Y91475106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of Undistributed Earnings | Management | For | For |
| 4 | Approve Proposal of Capital Increase by Issuance of Ordinary Shares or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
| 5 | Approve Amendments to Articles of Association | Management | For | For |
| 6 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| 7 | Approve Amendments to Rules and Procedures Regarding Shareholder General Meeting | Management | For | For |
| 8 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 9 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 10 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 11.1 | Elect Chin-Yen Kao, a Representative of Kao Chyuan Inv. Co., Ltd. with Shareholder No. 69100090, as Director | Management | For | Against |
| 11.2 | Elect Hsiu-Ling Kao, a Representative of Kao Chyuan Inv. Co., Ltd. with Shareholder No. 69100090, as Director | Management | For | Against |
| 11.3 | Elect Chih-Hsien Lo, a Representative of Kao Chyuan Inv. Co., Ltd. with Shareholder No. 69100090, as Director | Management | For | Against |
| 11.4 | Elect Po-Ming Hou, with Shareholder No. 23100014, as Director | Management | For | Against |
| 11.5 | Elect Po-Yu Hou, with Shareholder No. 23100013, as Director | Management | For | Against |
| 11.6 | Elect Chung-Ho Wu, a Representative of Young Yun Inv. Co., Ltd. with Shareholder No. 69102650, as Director | Management | For | Against |
| 11.7 | Elect Ping-Chih Wu, a Representative of Taipo Investment Corp. with Shareholder No. 69100060, as Director | Management | For | Against |
| 11.8 | Elect Chang-Sheng Lin, with Shareholder No. 15900071, as Director | Management | For | Against |
| 11.9 | Elect Hsiu-Jen Liu, with Shareholder No. 52700020, as Director | Management | For | Against |
| 11.10 | Elect Kao-Huei Cheng, a Representative of Joyful Inv. Co., Ltd. with Shareholder No. 69100010, as Director | Management | For | Against |
| 11.11 | Elect Independent Director Yun Lin | Management | For | For |
| 11.12 | Elect Independent Director Hsing-Yi Chow | Management | For | For |
| 11.13 | Elect Independent Director Chao-Tang Yue | Management | For | For |
| 12 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| 13 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
UNIVERSAL DISPLAY CORPORATION
MEETING DATE: JUN 20, 2013 | TICKER: PANL SECURITY ID: 91347P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sherwin I. Seligsohn | Management | For | For |
| 1.2 | Elect Director Steven V. Abramson | Management | For | For |
| 1.3 | Elect Director Sidney D. Rosenblatt | Management | For | For |
| 1.4 | Elect Director Leonard Becker | Management | For | Withhold |
| 1.5 | Elect Director Elizabeth H. Gemmill | Management | For | Withhold |
| 1.6 | Elect Director C. Keith Hartley | Management | For | Withhold |
| 1.7 | Elect Director Lawrence Lacerte | Management | For | Withhold |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
URALKALI OAO
MEETING DATE: DEC 12, 2012 | TICKER: URKA SECURITY ID: 91688E206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Interim Dividends of RUB 4.71 per Share | Management | For | For |
| 2 | Approve New Edition of Charter | Management | For | For |
| 3 | Approve New Edition of Regulations on Board of Directors | Management | For | For |
| 4 | Approve New Edition of Regulations on Remuneration of Directors | Management | For | For |
| |
|---|
URANIUM ONE INC.
MEETING DATE: MAR 07, 2013 | TICKER: UUU SECURITY ID: 91701P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition by Effective Energy N.V. and JSC Atomredmetzoloto | Management | For | Against |
| |
|---|
VALE S.A.
MEETING DATE: APR 17, 2013 | TICKER: VALE5 SECURITY ID: 91912E204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 1.2 | Approve Allocation of Income and Dividends | Management | For | For |
| 1.3 | Elect Directors | Management | For | For |
| 1.4 | Elect Fiscal Council Members | Management | For | For |
| 1.5 | Approve Remuneration of Company's Management | Management | For | Withhold |
| 2.1 | Amend Articles | Management | For | For |
| 2.2 | Consolidate Bylaws | Management | For | For |
| |
|---|
VERIPOS INC.
MEETING DATE: MAY 03, 2013 | TICKER: VPOS SECURITY ID: G93400102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Appoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Reelect Eystein Eriksrud and Alexander Monnas as Directors | Management | For | For |
| 5 | Reelect Bengt Lie Hansen and Hans Golteus as Directors | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | Abstain |
| 7 | Amend Articles of Association Re: Permit Distribution of the Company's Notices, Annual Reports and Accounts Electronically Rather Than in Printed Form | Management | For | For |
| 8 | Amend Memorandum and Articles of Association Re: Reflect Changes Effected by the Adoption of Resolution 7 | Management | For | For |
| 9 | Approve Discharge of Board and Senior Management | Management | For | For |
| |
|---|
VOSTOK NAFTA INVESTMENT LTD.
MEETING DATE: MAY 07, 2013 | TICKER: VNIL SECURITY ID: G9391A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Preparation and Approval of Voting List | Management | For | Did Not Vote |
| 3 | Approve Agenda | Management | For | Did Not Vote |
| 4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Report by CEO | Management | None | None |
| 7 | Receive Financial Statements and Statutory Reports; Receive the Auditor's Report | Management | None | None |
| 8a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8b | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 9 | Fix Number of Directors at Five | Management | For | Did Not Vote |
| 10 | Approve Remuneration for Directors in the Amount of SEK 250,000 for the Chairman and SEK 150,000 for Other Members; Approve Remuneration of Namdo Management; Approve Remuneration ofAuditors | Management | For | Did Not Vote |
| 11 | Reelect Al Breach, Per Brilioth, Lukas Lundin (Chairman), Ashley Heppenstall, and Lars Gronstedt | Management | For | Did Not Vote |
| 12 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 13 | Approve Remuneration Report | Management | For | Did Not Vote |
| 14 | Close Meeting | Management | None | None |
| |
|---|
VOSTOK NAFTA INVESTMENT LTD.
MEETING DATE: MAY 24, 2013 | TICKER: SECURITY ID: G9391A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda | Management | For | Did Not Vote |
| 4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Approve 3:1 Stock Split; Approve USD 84 Million Reduction in Share Capital | Management | For | Did Not Vote |
| 7 | Close Meeting | Management | None | None |
| |
|---|
VTB BANK JSC.
MEETING DATE: JUN 28, 2013 | TICKER: VTBR SECURITY ID: 46630Q202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Dividends of RUB 0.00143 per Share | Management | For | For |
| 5 | Approve Remuneration of Directors | Management | For | For |
| 6 | Fix Number of Directors at Eleven | Management | For | For |
| 7.1 | Elect David Bonderman as Director | Management | None | For |
| 7.2 | Elect Matthias Warnig as Director | Management | None | For |
| 7.3 | Elect Yves-Thibauil de Silguy as Director | Management | None | For |
| 7.4 | Elect Sergey Dubinin as Director | Management | None | For |
| 7.5 | Elect Andrey Kostin as Director | Management | None | For |
| 7.6 | Elect Nikolay Kropachev as Director | Management | None | For |
| 7.7 | Elect Gennady Melikyan as Director | Management | None | For |
| 7.8 | Elect Shahmar Movsumov as Director | Management | None | For |
| 7.9 | Elect Aleksey Moisseev as Director | Management | None | For |
| 7.10 | Elect Elena Popova as Director | Management | None | For |
| 7.11 | Elect Aleksey Ulyukaev as Director | Management | None | For |
| 8 | Fix Number of Audit Commission Members at Six | Management | For | For |
| 9 | Elect Six Members of Audit Commission | Management | For | For |
| 10 | Ratify ZAO Ernst & Young Vneshaudit as Auditor | Management | For | For |
| 11 | Approve New Edition of Charter | Management | For | For |
| 12 | Approve New Edition of Regulations on General Meetings | Management | For | For |
| 13 | Approve New Edition of Regulations on Supervisory Board | Management | For | For |
| 14 | Approve New Edition of Regulations on Management Board | Management | For | For |
| 15 | Approve Termination of Company's Membership in the Professional Association of Registrars, Transfer Agents and Depositories (PARTAD) | Management | For | For |
| 16 | Approve Related-Party Transactions | Management | For | For |
| |
|---|
WEICHAI POWER CO., LTD.
MEETING DATE: OCT 27, 2012 | TICKER: 02338 SECURITY ID: Y9531A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Framework Agreement and the Transactions | Management | For | For |
| |
|---|
WEICHAI POWER CO., LTD.
MEETING DATE: NOV 30, 2012 | TICKER: 02338 SECURITY ID: Y9531A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Supplemental Agreement in Respect of the Sale of Parts and Components of Transmissions and Related Products by SFGC to Fast Transmission and the Relevant New Caps | Management | For | For |
| 2 | Approve Supplemental Agreement in Respect of the Purchase of Parts and Components of Transmissions and Related Products by SFGC from Fast Transmission and the Relevant New Caps | Management | For | For |
| 3 | Approve Supplemental Agreement Relating to the Sale of Vehicles and the Related Products and Provision of Relevant Services by Shaanxi Zhongqi and its Subsidiaries to Shaanxi Automotive and its Associates and the Relevant New Caps | Management | For | For |
| 4 | Approve Provision of Guarantee to Weichai Power Hong Kong International Development Co. Ltd. | Shareholder | None | Against |
| 5 | Amend Articles of Association of the Company | Management | For | For |
| |
|---|
WEICHAI POWER CO., LTD.
MEETING DATE: MAR 05, 2013 | TICKER: 02338 SECURITY ID: Y9531A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Weichai Westport Supply Agreement and the Relevant New Caps | Management | For | For |
| 2 | Approve Weichai Westport Purchase Agreement and the Relevant New Caps | Management | For | For |
| 3 | Approve Weichai Westport Logistics Agreement and the Relevant New Caps | Management | For | For |
| 4 | Approve Weichai Westport Leasing Agreement and the Relevant New Caps | Management | For | For |
| |
|---|
WEICHAI POWER CO., LTD.
MEETING DATE: APR 22, 2013 | TICKER: 02338 SECURITY ID: Y9531A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Possible Exercise of the Call Options | Management | For | For |
| 2 | Approve Application of the Loan and Grant of the Guarantee by the Company to its Subsidiaries | Management | For | For |
| |
|---|
WEICHAI POWER CO., LTD.
MEETING DATE: JUN 24, 2013 | TICKER: 02338 SECURITY ID: Y9531A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Annual Report of the Company | Management | For | For |
| 2 | Accept Report of the Board of Directors | Management | For | For |
| 3 | Accept Report of the Supervisory Committee | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Accept Final Financial Report | Management | For | For |
| 6 | Accept Final Budget Report | Management | For | Abstain |
| 7 | Approve Profit Distribution Proposal | Management | For | For |
| 8 | Appoint Ernst & Young Hua Ming Certified Public Accountants as Auditors | Management | For | For |
| 9 | Appoint Shandong Zheng Yuan Hexin Accountants Limited as Auditors | Management | For | For |
| 10 | Approve Mandate for the Payment Interim Dividend for the Year Ending Dec. 31, 2013 | Management | For | For |
| 11 | Elect Gordon Riske as Director | Management | For | Against |
| 12 | Approve New Financial Services Agreement and the Proposed Annual Caps | Management | For | For |
| 13 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| |
|---|
WILSON BAYLY HOLMES-OVCON LTD
MEETING DATE: NOV 07, 2012 | TICKER: WBO SECURITY ID: S5923H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2012 | Management | None | None |
| 2 | Reappoint BDO South Africa Inc as Auditors of the Company with S Shaw as the Designated Auditor | Management | For | For |
| 3 | Elect Charles Henwood as Director | Management | For | Against |
| 4.1 | Re-elect Nonhlanhla Mjoli-Mncube as Director | Management | For | Against |
| 4.2 | Re-elect Savannah Maziya as Director | Management | For | Against |
| 4.3 | Re-elect Kobie Botha as Director | Management | For | Against |
| 5.1 | Re-elect Nomgando Matyumza as Chairperson of the Audit Committee | Management | For | For |
| 5.2 | Re-elect Nonhlanhla Mjoli-Mncube as Member of the Audit Committee | Management | For | For |
| 5.3 | Re-elect James Ngobeni as Member of the Audit Committee | Management | For | For |
| 6 | Elect Nonhlanhla Mjoli-Mncube, Terrence Armstrong, John Abbott, Shereen Vally-Kara as Members of the Social and Ethics Committee | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | Against |
| 8 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 9 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 1 | Approve Remuneration of Non-Executive Directors with Effect from 1 October 2012 | Management | For | For |
| 2 | Approve Financial Assistance to Related or Inter-related Companies or Corporations | Management | For | For |
| 3 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
| 4 | Adopt New Memorandum of Incorporation | Management | For | Against |
| |
|---|
XUEDA EDUCATION GROUP
MEETING DATE: NOV 28, 2012 | TICKER: XUE SECURITY ID: 98418W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Adoption of Consolidated Financial Statements | Management | For | For |
| 2 | Approve to Ratify Deloitte Touche Tohmatsu CPA Ltd. as Audit Firm | Management | For | For |
| |
|---|
YAMANA GOLD INC.
MEETING DATE: MAY 01, 2013 | TICKER: YRI SECURITY ID: 98462Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Marrone | Management | For | For |
| 1.2 | Elect Director Patrick J. Mars | Management | For | For |
| 1.3 | Elect Director John Begeman | Management | For | For |
| 1.4 | Elect Director Alexander Davidson | Management | For | For |
| 1.5 | Elect Director Richard Graff | Management | For | For |
| 1.6 | Elect Director Nigel Lees | Management | For | For |
| 1.7 | Elect Director Juvenal Mesquita Filho | Management | For | For |
| 1.8 | Elect Director Carl Renzoni | Management | For | For |
| 1.9 | Elect Director Antenor F. Silva, Jr. | Management | For | For |
| 1.10 | Elect Director Dino Titaro | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| |
|---|
YINGDE GASES GROUP CO., LTD.
MEETING DATE: JUN 21, 2013 | TICKER: 02168 SECURITY ID: G98430104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Elect Zhongguo Sun as Director | Management | For | Against |
| 3a2 | Elect Xu Zhao as Director | Management | For | Against |
| 3b | Authorize Board to Fix the Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
YUANTA FINANCIAL HOLDING CO LTD.
MEETING DATE: MAY 31, 2013 | TICKER: 2885 SECURITY ID: Y2169H108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5.1 | Elect Director Ting-Chien Shen, a Representative of Modern Investments Co., Ltd. with Shareholder No.389144 | Management | For | Against |
| 5.2 | Elect Director Wei-Chen Ma, a Representative of Tsun Chueh Investments Co., Ltd. with Shareholder No.366956 | Management | For | Against |
| 5.3 | Elect Director Jin-Long Fang, a Representative of Tsun Chueh Investments Co., Ltd with Shareholder No.366956 | Management | For | Against |
| 5.4 | Elect Director Wu-Tien Lin, a Representative of Modern Investments Co., Ltd with Shareholder No.389144 | Management | For | Against |
| 5.5 | Elect Director Hsien-Tao Chiu, a Representative of Hsu Tong Investments Co., Ltd. with Shareholder No.460173 | Management | For | Against |
| 5.6 | Elect Director Ming-Hong Ho, a Representative of Hsu Tong Investments Co., Ltd. with Shareholder No.460173 | Management | For | Against |
| 5.7 | Elect Independent Director Dah-Hsian Seetoo with ID No.A10086XXXX | Management | For | For |
| 5.8 | Elect Independent Director Cheng-Ji Lin with ID No.B10144XXXX | Management | For | For |
| 5.9 | Elect Independent Director Hsing-Yi Chow with ID No.A12015XXXX | Management | For | For |
| |
|---|
ZENITH BANK PLC
MEETING DATE: NOV 21, 2012 | TICKER: SECURITY ID: V9T871109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Approve Listing of Shares on the London Stock Exchange | Management | For | For |
| 1.2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
ZENITH BANK PLC
MEETING DATE: APR 24, 2013 | TICKER: SECURITY ID: V9T871109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Elect Directors (Bundled) | Management | For | Abstain |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Elect Members of Audit Committee | Management | For | Abstain |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Elect Chinyere Edith Asika as Director | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ENERGY CENTRAL FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ALPHA NATURAL RESOURCES, INC.
MEETING DATE: MAY 22, 2013 | TICKER: ANR SECURITY ID: 02076X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.2 | Elect Director Angelo C. Brisimitzakis | Management | For | For |
| 1.3 | Elect Director William J. Crowley, Jr. | Management | For | For |
| 1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
| 1.6 | Elect Director Deborah M. Fretz | Management | For | For |
| 1.7 | Elect Director P. Michael Giftos | Management | For | For |
| 1.8 | Elect Director L. Patrick Hassey | Management | For | For |
| 1.9 | Elect Director Joel Richards, III | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Report on Appalachian Mining Environmental and Health Hazard Reduction Efforts | Shareholder | Against | Abstain |
| 7 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| |
|---|
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 14, 2013 | TICKER: APC SECURITY ID: 032511107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kevin P. Chilton | Management | For | For |
| 1b | Elect Director Luke R. Corbett | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Peter J. Fluor | Management | For | For |
| 1e | Elect Director Richard L. George | Management | For | For |
| 1f | Elect Director Preston M. Geren, III | Management | For | For |
| 1g | Elect Director Charles W. Goodyear | Management | For | For |
| 1h | Elect Director John R. Gordon | Management | For | For |
| 1i | Elect Director Eric D. Mullins | Management | For | For |
| 1j | Elect Director Paula Rosput Reynolds | Management | For | For |
| 1k | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
APACHE CORPORATION
MEETING DATE: MAY 16, 2013 | TICKER: APA SECURITY ID: 037411105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Eugene C. Fiedorek | Management | For | For |
| 2 | Elect Director Chansoo Joung | Management | For | For |
| 3 | Elect Director William C. Montgomery | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Declassify the Board of Directors | Management | For | For |
| |
|---|
ATLAS ENERGY, L.P.
MEETING DATE: APR 25, 2013 | TICKER: ATLS SECURITY ID: 04930A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlton M. Arrendell | Management | For | For |
| 1.2 | Elect Director Mark C. Biderman | Management | For | For |
| 1.3 | Elect Director Jonathan Z. Cohen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BANKERS PETROLEUM LTD.
MEETING DATE: MAY 21, 2013 | TICKER: BNK SECURITY ID: 066286303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2a | Elect Director Abdel F. (Abby) Badwi | Management | For | For |
| 2b | Elect Director Eric Brown | Management | For | For |
| 2c | Elect Director Wesley Clark | Management | For | For |
| 2d | Elect Director Robert Cross | Management | For | For |
| 2e | Elect Director Jonathan Harris | Management | For | For |
| 2f | Elect Director Phillip Knoll | Management | For | For |
| 2g | Elect Director Ian B. McMurtrie | Management | For | For |
| 2h | Elect Director John B. Zaozirny | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Change Jurisdiction of Incorporation [British Columbia to Alberta] | Management | For | For |
| 5 | Approve Shareholder Rights Plan | Management | For | For |
| |
|---|
BONANZA CREEK ENERGY, INC.
MEETING DATE: JUN 06, 2013 | TICKER: BCEI SECURITY ID: 097793103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James A. Watt | Management | For | For |
| 1.2 | Elect Director Gregory P. Raih | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BPZ RESOURCES, INC.
MEETING DATE: JUN 07, 2013 | TICKER: BPZ SECURITY ID: 055639108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Manuel Pablo Zuniga-Pflucker | Management | For | For |
| 1.2 | Elect Director John J. Lendrum, III | Management | For | For |
| 1.3 | Elect Director Stephen R. Brand | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
C&J ENERGY SERVICES, INC.
MEETING DATE: MAY 20, 2013 | TICKER: CJES SECURITY ID: 12467B304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua E. Comstock | Management | For | For |
| 1.2 | Elect Director Randall C. McMullen, Jr. | Management | For | For |
| 1.3 | Elect Director Darren M. Friedman | Management | For | For |
| 1.4 | Elect Director Michael Roemer | Management | For | For |
| 1.5 | Elect Director H.H. Wommack, III | Management | For | For |
| 1.6 | Elect Director C. James Stewart, III | Management | For | For |
| 1.7 | Elect Director Adrianna Ma | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CABOT OIL & GAS CORPORATION
MEETING DATE: MAY 02, 2013 | TICKER: COG SECURITY ID: 127097103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert L. Keiser | Management | For | For |
| 1b | Elect Director W. Matt Ralls | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| |
|---|
CAMERON INTERNATIONAL CORPORATION
MEETING DATE: MAY 08, 2013 | TICKER: CAM SECURITY ID: 13342B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James T. Hackett | Management | For | For |
| 1.2 | Elect Director Michael E. Patrick | Management | For | For |
| 1.3 | Elect Director Jon Erik Reinhardsen | Management | For | For |
| 1.4 | Elect Director Bruce W. Wilkinson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CHENIERE ENERGY, INC.
MEETING DATE: FEB 01, 2013 | TICKER: LNG SECURITY ID: 16411R208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Other Business | Management | For | Against |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 29, 2013 | TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linnet F. Deily | Management | For | For |
| 1b | Elect Director Robert E. Denham | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director George L. Kirkland | Management | For | For |
| 1f | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1g | Elect Director Kevin W. Sharer | Management | For | For |
| 1h | Elect Director John G. Stumpf | Management | For | For |
| 1i | Elect Director Ronald D. Sugar | Management | For | For |
| 1j | Elect Director Carl Ware | Management | For | For |
| 1k | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
| 6 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
| 7 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 9 | Prohibit Political Contributions | Shareholder | Against | Against |
| 10 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 12 | Require Director Nominee with Environmental Expertise | Shareholder | Against | Against |
| 13 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| |
|---|
COBALT INTERNATIONAL ENERGY, INC.
MEETING DATE: APR 25, 2013 | TICKER: CIE SECURITY ID: 19075F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph H. Bryant | Management | For | For |
| 1.2 | Elect Director N. John Lancaster | Management | For | For |
| 1.3 | Elect Director Jon A. Marshall | Management | For | For |
| 1.4 | Elect Director Kenneth A. Pontarelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONCHO RESOURCES INC.
MEETING DATE: JUN 06, 2013 | TICKER: CXO SECURITY ID: 20605P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary A. Merriman | Management | For | For |
| 1.2 | Elect Director Ray M. Poage | Management | For | For |
| 1.3 | Elect Director A. Wellford Tabor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONTINENTAL RESOURCES, INC.
MEETING DATE: MAY 23, 2013 | TICKER: CLR SECURITY ID: 212015101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold G. Hamm | Management | For | For |
| 1.2 | Elect Director John T. McNabb, II | Management | For | For |
| 1.3 | Elect Director David L. Boren | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CORE LABORATORIES N.V.
MEETING DATE: MAY 16, 2013 | TICKER: CLB SECURITY ID: N22717107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director D. John Ogren | Management | For | For |
| 1b | Elect Director Lucia van Geuns | Management | For | For |
| 1c | Elect Director Charles L. Dunlap | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 8 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 7 | Management | For | For |
| |
|---|
DISCOVERY OFFSHORE SA
MEETING DATE: MAY 15, 2013 | TICKER: SECURITY ID: L2549N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Board's Report | Management | None | None |
| 2 | Receive Auditor's Report | Management | None | None |
| 3.i | Accept Financial Statements | Management | For | For |
| 3.ii | Acknowledge Loss Incurred in Fiscal Year under Review | Management | For | For |
| 3.iii | Approve Treatment of Net Loss | Management | For | For |
| 4 | Accept Consolidated Financial Statements | Management | For | For |
| 5.i | Approve Discharge of Director Ketil Lenning | Management | For | For |
| 5.ii | Approve Discharge of Director Joost Mees | Management | For | For |
| 5.iii | Approve Discharge of Director Yves Wagner | Management | For | For |
| 5.iv | Approve Discharge of Director Richard G. Minor | Management | For | For |
| 5.v | Approve Discharge of Director Stephen Butz | Management | For | For |
| 5.vi | Approve Discharge of Director James W. Noe | Management | For | For |
| 6 | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
| 7.i | Approve (i) Creation of Nomination Committee and (ii) Procedure for Nomination Committee | Management | For | For |
| 7.ii | Elect Anders Arnkvaern as Member of Nominating Committee | Management | For | For |
| 7.iii | Elect Marc Feider as Member of Nominating Committee | Management | For | For |
| 7.iv | Approve Remuneration of Nomination Committee Members for FY 2013 | Management | For | For |
| 8 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
DISCOVERY OFFSHORE SA
MEETING DATE: MAY 15, 2013 | TICKER: SECURITY ID: L2549N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Directors' Special Report | Management | None | None |
| 2 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 3 | Amend Article 5 Re: Item 2 | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 20, 2013 | TICKER: ESV SECURITY ID: G3157S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Francis S. Kalman as Director | Management | For | For |
| 2 | Re-elect Roxanne J. Decyk as Director | Management | For | For |
| 3 | Re-elect Mary Francis CBE as Director | Management | For | For |
| 4 | Reappoint KPMG LLP as Auditors of the Company | Management | For | For |
| 5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote to Approve Directors' Remuneration Report | Management | For | For |
| 9 | Accept Auditors' and Directors' Reports and Statutory Reports | Management | For | For |
| 10 | Amend Articles of Association Declassifying the Board and Conversion of American Depositary Shares to Class A ordinary Shares | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
EOG RESOURCES, INC.
MEETING DATE: MAY 02, 2013 | TICKER: EOG SECURITY ID: 26875P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles R. Crisp | Management | For | For |
| 1b | Elect Director James C. Day | Management | For | For |
| 1c | Elect Director Mark G. Papa | Management | For | For |
| 1d | Elect Director H. Leighton Steward | Management | For | For |
| 1e | Elect Director Donald F. Textor | Management | For | For |
| 1f | Elect Director William R. Thomas | Management | For | For |
| 1g | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EQT CORPORATION
MEETING DATE: APR 17, 2013 | TICKER: EQT SECURITY ID: 26884L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vicky A. Bailey | Management | For | For |
| 1.2 | Elect Director Kenneth M. Burke | Management | For | For |
| 1.3 | Elect Director George L. Miles, Jr. | Management | For | For |
| 1.4 | Elect Director Stephen A. Thorington | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 29, 2013 | TICKER: XOM SECURITY ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director U.M. Burns | Management | For | For |
| 1.4 | Elect Director L.R. Faulkner | Management | For | For |
| 1.5 | Elect Director J.S. Fishman | Management | For | For |
| 1.6 | Elect Director H.H. Fore | Management | For | For |
| 1.7 | Elect Director K.C. Frazier | Management | For | For |
| 1.8 | Elect Director W.W. George | Management | For | For |
| 1.9 | Elect Director S.J. Palmisano | Management | For | For |
| 1.10 | Elect Director S.S. Reinemund | Management | For | For |
| 1.11 | Elect Director R.W. Tillerson | Management | For | For |
| 1.12 | Elect Director W.C. Weldon | Management | For | For |
| 1.13 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
| 9 | Adopt Sexual Orientation Anti-bias Policy | Shareholder | Against | Against |
| 10 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
| 11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
FMC TECHNOLOGIES, INC.
MEETING DATE: MAY 03, 2013 | TICKER: FTI SECURITY ID: 30249U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eleazar de Carvalho Filho | Management | For | For |
| 1b | Elect Director Claire S. Farley | Management | For | For |
| 1c | Elect Director Joseph H. Netherland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
FORUM ENERGY TECHNOLOGIES, INC.
MEETING DATE: MAY 17, 2013 | TICKER: FET SECURITY ID: 34984V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Christopher Gaut | Management | For | Withhold |
| 1.2 | Elect Director David C. Baldwin | Management | For | Withhold |
| 1.3 | Elect Director Franklin Myers | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
GULFPORT ENERGY CORPORATION
MEETING DATE: JUN 13, 2013 | TICKER: GPOR SECURITY ID: 402635304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald L. Dillingham | Management | For | For |
| 1.2 | Elect Director Craig Groeschel | Management | For | For |
| 1.3 | Elect Director David L. Houston | Management | For | For |
| 1.4 | Elect Director James D. Palm | Management | For | For |
| 1.5 | Elect Director Scott E. Streller | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
HALCON RESOURCES CORPORATION
MEETING DATE: JUL 31, 2012 | TICKER: HK SECURITY ID: 40537Q209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2.1 | Elect Director Michael A. Vlasic | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
HALCON RESOURCES CORPORATION
MEETING DATE: JAN 17, 2013 | TICKER: HK SECURITY ID: 40537Q209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
HALCON RESOURCES CORPORATION
MEETING DATE: MAY 23, 2013 | TICKER: HK SECURITY ID: 40537Q209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Irish, III | Management | For | For |
| 1.2 | Elect Director Daniel A. Rioux | Management | For | For |
| 1.3 | Elect Director Stephen P. Smiley | Management | For | For |
| 1.4 | Elect Director Floyd C. Wilson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 15, 2013 | TICKER: HAL SECURITY ID: 406216101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan M. Bennett | Management | For | For |
| 1.2 | Elect Director James R. Boyd | Management | For | For |
| 1.3 | Elect Director Milton Carroll | Management | For | For |
| 1.4 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.5 | Elect Director Murry S. Gerber | Management | For | For |
| 1.6 | Elect Director Jose C. Grubisich | Management | For | For |
| 1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 1.8 | Elect Director David J. Lesar | Management | For | For |
| 1.9 | Elect Director Robert A. Malone | Management | For | For |
| 1.10 | Elect Director J. Landis Martin | Management | For | For |
| 1.11 | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
HELMERICH & PAYNE, INC.
MEETING DATE: MAR 06, 2013 | TICKER: HP SECURITY ID: 423452101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hans Helmerich | Management | For | For |
| 1.2 | Elect Director John W. Lindsay | Management | For | For |
| 1.3 | Elect Director Paula Marshall | Management | For | For |
| 1.4 | Elect Director Randy A. Foutch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| |
|---|
HESS CORPORATION
MEETING DATE: MAY 16, 2013 | TICKER: HES SECURITY ID: 42809H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director J. Krenicki | Management | For | For |
| 1.2 | Elect Director K. Meyers | Management | For | For |
| 1.3 | Elect Director Fredric G. Reynolds | Management | For | For |
| 1.4 | Elect Director William G. Schrader | Management | For | For |
| 1.5 | Director Mark Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| 8 | Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011 | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Green Card) |
| 1.1 | Elect Director Rodney F. Chase | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Harvey Golub | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Karl F. Kurz | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director David McManus | Shareholder | For | Did Not Vote |
| 1.5 | Elect Director Marshall D. Smith | Shareholder | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
| 4 | Declassify the Board of Directors | Management | For | Did Not Vote |
| 5 | Require Independent Board Chairman | Shareholder | For | Did Not Vote |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | For | Did Not Vote |
| 7 | Report on Political Contributions | Shareholder | For | Did Not Vote |
| 8 | Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011 | Shareholder | For | Did Not Vote |
| |
|---|
INTEROIL CORPORATION
MEETING DATE: JUN 24, 2013 | TICKER: IOC SECURITY ID: 460951106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gaylen J. Byker | Management | For | For |
| 1.2 | Elect Director Samuel L. Delcamp | Management | For | For |
| 1.3 | Elect Director Roger N. Grundy | Management | For | For |
| 1.4 | Elect Director Wilson L. Kamit | Management | For | For |
| 1.5 | Elect Director Roger Lewis | Management | For | For |
| 1.6 | Elect Director Phil E. Mulacek | Management | For | For |
| 1.7 | Elect Director Rabbie L. Namaliu | Management | For | For |
| 1.8 | Elect Director Ford Nicholson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Adopt New By-Laws | Management | For | For |
| |
|---|
KOSMOS ENERGY LTD.
MEETING DATE: JUN 05, 2013 | TICKER: KOS SECURITY ID: G5315B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Kemp III | Management | For | For |
| 1.2 | Elect Director Brian F. Maxted | Management | For | For |
| 1.3 | Elect Director Richard B. Dearlove | Management | For | For |
| 1.4 | Elect Director David I. Foley | Management | For | For |
| 1.5 | Elect Director David B. Krieger | Management | For | For |
| 1.6 | Elect Director Joseph P. Landy | Management | For | For |
| 1.7 | Elect Director Prakash A. Melwani | Management | For | For |
| 1.8 | Elect Director Adebayo ("Bayo") O. Ogunlesi | Management | For | For |
| 1.9 | Elect Director Lars H. Thunell | Management | For | For |
| 1.10 | Elect Director Chris Tong | Management | For | For |
| 1.11 | Elect Director Christopher A. Wright | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 22, 2013 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jacques Aigrain | Management | For | For |
| 1.2 | Elect Director Scott M. Kleinman | Management | For | For |
| 1.3 | Elect Director Bruce A. Smith | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
| 12 | Amend Articles of Association | Management | For | For |
| |
|---|
MAGELLAN MIDSTREAM PARTNERS, L.P.
MEETING DATE: APR 25, 2013 | TICKER: MMP SECURITY ID: 559080106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter R. Arnheim | Management | For | For |
| 1.2 | Elect Director Patrick C. Eilers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MARATHON OIL CORPORATION
MEETING DATE: APR 24, 2013 | TICKER: MRO SECURITY ID: 565849106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1b | Elect Director Pierre Brondeau | Management | For | For |
| 1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1d | Elect Director Linda Z. Cook | Management | For | For |
| 1e | Elect Director Shirley Ann Jackson | Management | For | For |
| 1f | Elect Director Philip Lader | Management | For | For |
| 1g | Elect Director Michael E. J. Phelps | Management | For | For |
| 1h | Elect Director Dennis H. Reilley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
MARATHON PETROLEUM CORPORATION
MEETING DATE: APR 24, 2013 | TICKER: MPC SECURITY ID: 56585A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evan Bayh | Management | For | For |
| 1.2 | Elect Director William L. Davis | Management | For | For |
| 1.3 | Elect Director Thomas J. Usher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
MARKWEST ENERGY PARTNERS, L.P.
MEETING DATE: MAY 29, 2013 | TICKER: MWE SECURITY ID: 570759100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank M. Semple | Management | For | For |
| 1.2 | Elect Director Donald D. Wolf | Management | For | For |
| 1.3 | Elect Director Keith E. Bailey | Management | For | For |
| 1.4 | Elect Director Michael L. Beatty | Management | For | For |
| 1.5 | Elect Director Charles K. Dempster | Management | For | For |
| 1.6 | Elect Director Donald C. Heppermann | Management | For | For |
| 1.7 | Elect Director Randall J. Larson | Management | For | For |
| 1.8 | Elect Director Anne E. Fox Mounsey | Management | For | For |
| 1.9 | Elect Director William P. Nicoletti | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MCDERMOTT INTERNATIONAL, INC.
MEETING DATE: MAY 07, 2013 | TICKER: MDR SECURITY ID: 580037109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bookout, III | Management | For | For |
| 1.2 | Elect Director Roger A. Brown | Management | For | For |
| 1.3 | Elect Director Stephen G. Hanks | Management | For | For |
| 1.4 | Elect Director Stephen M. Johnson | Management | For | For |
| 1.5 | Elect Director D. Bradley McWilliams | Management | For | For |
| 1.6 | Elect Director William H. Schumann, III | Management | For | For |
| 1.7 | Elect Director Mary L. Shafer-Malicki | Management | For | For |
| 1.8 | Elect Director David A. Trice | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MURPHY OIL CORPORATION
MEETING DATE: MAY 08, 2013 | TICKER: MUR SECURITY ID: 626717102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank W. Blue | Management | For | For |
| 1b | Elect Director Steven A. Cosse | Management | For | For |
| 1c | Elect Director Claiborne P. Deming | Management | For | For |
| 1d | Elect Director Robert A. Hermes | Management | For | For |
| 1e | Elect Director James V. Kelley | Management | For | For |
| 1f | Elect Director Walentin Mirosh | Management | For | For |
| 1g | Elect Director R. Madison Murphy | Management | For | For |
| 1h | Elect Director J.W. Nolan | Management | For | For |
| 1i | Elect Director Neal E. Schmale | Management | For | For |
| 1j | Elect Director David J.H. Smith | Management | For | For |
| 1k | Elect Director Caroline G. Theus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 22, 2013 | TICKER: NOV SECURITY ID: 637071101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Merrill A. Miller, Jr. | Management | For | For |
| 1B | Elect Director Greg L. Armstrong | Management | For | For |
| 1C | Elect Director Ben A. Guill | Management | For | For |
| 1D | Elect Director David D. Harrison | Management | For | For |
| 1E | Elect Director Roger L. Jarvis | Management | For | For |
| 1F | Elect Director Eric L. Mattson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
NOBLE CORPORATION
MEETING DATE: APR 26, 2013 | TICKER: NE SECURITY ID: H5833N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael A. Cawley | Management | For | For |
| 1b | Elect Director Gordon T. Hall | Management | For | For |
| 1c | Elect Director Ashley Almanza | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
| |
|---|
NOBLE ENERGY, INC.
MEETING DATE: APR 23, 2013 | TICKER: NBL SECURITY ID: 655044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
| 1.2 | Elect Director Michael A. Cawley | Management | For | For |
| 1.3 | Elect Director Edward F. Cox | Management | For | For |
| 1.4 | Elect Director Charles D. Davidson | Management | For | For |
| 1.5 | Elect Director Thomas J. Edelman | Management | For | For |
| 1.6 | Elect Director Eric P. Grubman | Management | For | For |
| 1.7 | Elect Director Kirby L. Hedrick | Management | For | For |
| 1.8 | Elect Director Scott D. Urban | Management | For | For |
| 1.9 | Elect Director William T. Van Kleef | Management | For | For |
| 1.10 | Elect Director Molly K. Williamson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 6 | Amend Bylaws to Change Certain Provisions | Management | For | For |
| |
|---|
NORTHERN OFFSHORE LTD.
MEETING DATE: JUN 19, 2013 | TICKER: NOF SECURITY ID: G6635W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Opening of the Meeting | Management | None | None |
| 2 | Confirmation of Notice and Quorum | Management | None | None |
| 3 | Election of Chairman | Management | None | None |
| 4 | Presentation of President's Report | Management | None | None |
| 5 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 6 | Approve PricewaterhouseCoopers, Houston as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
| 7a | Elect Scott O'Keefe as Director | Management | For | Did Not Vote |
| 7b | Elect James La Chance as Director | Management | For | Did Not Vote |
| 7c | Elect Cecilie Fredriksen as Director | Management | For | Did Not Vote |
| 7d | Elect Mark Rosenberg as Director | Management | For | Did Not Vote |
| 7e | Elect Harald Thorstein as Director | Management | For | Did Not Vote |
| 8 | Approve Stock Option Plan | Management | For | Did Not Vote |
| 9a | Approve Director's Remuneration Plan | Management | For | Did Not Vote |
| 9b | Approve Grant of Shares under Directors' Compensation Plan | Management | For | Did Not Vote |
| |
|---|
NORTHERN OIL AND GAS, INC.
MEETING DATE: MAY 23, 2013 | TICKER: NOG SECURITY ID: 665531109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Reger | Management | For | For |
| 1.2 | Elect Director Robert Grabb | Management | For | For |
| 1.3 | Elect Director Delos Cy Jamison | Management | For | For |
| 1.4 | Elect Director Jack King | Management | For | For |
| 1.5 | Elect Director Lisa Bromiley | Management | For | For |
| 1.6 | Elect Director Loren O'Toole | Management | For | For |
| 1.7 | Elect Director Richard Weber | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OASIS PETROLEUM INC.
MEETING DATE: MAY 03, 2013 | TICKER: OAS SECURITY ID: 674215108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael McShane | Management | For | For |
| 1.2 | Elect Director Thomas B. Nusz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 03, 2013 | TICKER: OXY SECURITY ID: 674599105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spencer Abraham | Management | For | For |
| 1.2 | Elect Director Howard I. Atkins | Management | For | For |
| 1.3 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director John E. Feick | Management | For | For |
| 1.6 | Elect Director Margaret M. Foran | Management | For | For |
| 1.7 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.8 | Elect Director Ray R. Irani | Management | For | Against |
| 1.9 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.10 | Elect Director Aziz D. Syriani | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
OCEAN RIG UDW INC
MEETING DATE: OCT 01, 2012 | TICKER: ORIG SECURITY ID: Y64354205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael Gregos as Director | Management | For | Withhold |
| 1.2 | Elect Prokopios Tsirigakis as Director | Management | For | Withhold |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
OCEANEERING INTERNATIONAL, INC.
MEETING DATE: APR 26, 2013 | TICKER: OII SECURITY ID: 675232102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul B. Murphy, Jr. | Management | For | For |
| 1.2 | Elect Director Harris J. Pappas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OIL STATES INTERNATIONAL, INC.
MEETING DATE: MAY 15, 2013 | TICKER: OIS SECURITY ID: 678026105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin A. Lambert | Management | For | For |
| 1.2 | Elect Director Mark G. Papa | Management | For | For |
| 1.3 | Elect Director Stephen A. Wells | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
PAINTED PONY PETROLEUM LTD.
MEETING DATE: JUN 05, 2013 | TICKER: PPY SECURITY ID: 695781104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Patrick R. Ward | Management | For | For |
| 2.2 | Elect Director Glenn R. Carley | Management | For | For |
| 2.3 | Elect Director Allan K. Ashton | Management | For | For |
| 2.4 | Elect Director Kevin D. Angus | Management | For | For |
| 2.5 | Elect Director Kelly I. Drader | Management | For | For |
| 2.6 | Elect Director Arthur J.G. Madden | Management | For | For |
| 2.7 | Elect Director Nereus L. Joubert | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| 5 | Approve Advance Notice Policy | Management | For | For |
| |
|---|
PBF ENERGY INC.
MEETING DATE: MAY 21, 2013 | TICKER: PBF SECURITY ID: 69318G106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas D. O'Malley | Management | For | For |
| 1.2 | Elect Director Spencer Abraham | Management | For | For |
| 1.3 | Elect Director Jefferson F. Allen | Management | For | For |
| 1.4 | Elect Director Martin J. Brand | Management | For | For |
| 1.5 | Elect Director Timothy H. Day | Management | For | For |
| 1.6 | Elect Director David I. Foley | Management | For | For |
| 1.7 | Elect Director Dennis M. Houston | Management | For | For |
| 1.8 | Elect Director Edward F. Kosnik | Management | For | For |
| 1.9 | Elect Director Neil A. Wizel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
PDC ENERGY, INC.
MEETING DATE: JUN 06, 2013 | TICKER: PDCE SECURITY ID: 69327R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry F. Mazza | Management | For | For |
| 1.2 | Elect Director James M. Trimble | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: APR 29, 2013 | TICKER: BTU SECURITY ID: 704549104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director Henry E. Lentz | Management | For | For |
| 1.6 | Elect Director Robert A. Malone | Management | For | For |
| 1.7 | Elect Director William C. Rusnack | Management | For | For |
| 1.8 | Elect Director John F. Turner | Management | For | For |
| 1.9 | Elect Director Sandra A. Van Trease | Management | For | For |
| 1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PHILLIPS 66
MEETING DATE: MAY 08, 2013 | TICKER: PSX SECURITY ID: 718546104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Greg C. Garland | Management | For | For |
| 1b | Elect Director John E. Lowe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PIONEER NATURAL RESOURCES COMPANY
MEETING DATE: MAY 23, 2013 | TICKER: PXD SECURITY ID: 723787107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy L. Dove | Management | For | For |
| 1.2 | Elect Director Charles E. Ramsey, Jr. | Management | For | For |
| 1.3 | Elect Director Frank A. Risch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
| |
|---|
ROSETTA RESOURCES INC.
MEETING DATE: MAY 16, 2013 | TICKER: ROSE SECURITY ID: 777779307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard W. Beckler | Management | For | For |
| 1.2 | Elect Director James E. Craddock | Management | For | For |
| 1.3 | Elect Director Matthew D. Fitzgerald | Management | For | For |
| 1.4 | Elect Director Philip L. Frederickson | Management | For | For |
| 1.5 | Elect Director D. Henry Houston | Management | For | For |
| 1.6 | Elect Director Carin S. Knickel | Management | For | For |
| 1.7 | Elect Director Donald D. Patteson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ROWAN COMPANIES PLC
MEETING DATE: JUL 25, 2012 | TICKER: RDC SECURITY ID: G7665A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Thomas R. Hix as Director | Management | For | For |
| 2 | Re-elect Suzanne P. Nimocks as Director | Management | For | For |
| 3 | Re-elect P. Dexter Peacock as Director | Management | For | For |
| 4 | Appoint Deloitte & Touche LLP as U.S. Auditors | Management | For | For |
| 5 | Appoint Deloitte & Touche UK LLP as U.K. Auditors | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SCHLUMBERGER LIMITED
MEETING DATE: APR 10, 2013 | TICKER: SLB SECURITY ID: 806857108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director Tony Isaac | Management | For | For |
| 1c | Elect Director K. Vaman Kamath | Management | For | For |
| 1d | Elect Director Paal Kibsgaard | Management | For | For |
| 1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1f | Elect Director Adrian Lajous | Management | For | For |
| 1g | Elect Director Michael E. Marks | Management | For | For |
| 1h | Elect Director Lubna S. Olayan | Management | For | For |
| 1i | Elect Director L. Rafael Reif | Management | For | For |
| 1j | Elect Director Tore I. Sandvold | Management | For | For |
| 1k | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Amend Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SUNCOKE ENERGY, INC.
MEETING DATE: MAY 09, 2013 | TICKER: SXC SECURITY ID: 86722A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter B. Hamilton | Management | For | For |
| 1.2 | Elect Director Karen B. Peetz | Management | For | For |
| 1.3 | Elect Director John W. Rowe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SUNCOR ENERGY INC
MEETING DATE: APR 30, 2013 | TICKER: SU SECURITY ID: 867224107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.3 | Elect Director John T. Ferguson | Management | For | For |
| 1.4 | Elect Director W. Douglas Ford | Management | For | For |
| 1.5 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.6 | Elect Director John R. Huff | Management | For | For |
| 1.7 | Elect Director Jacques Lamarre | Management | For | For |
| 1.8 | Elect Director Maureen McCaw | Management | For | For |
| 1.9 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.10 | Elect Director James W. Simpson | Management | For | For |
| 1.11 | Elect Director Eira M. Thomas | Management | For | For |
| 1.12 | Elect Director Steven W. Williams | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
SUPERIOR ENERGY SERVICES, INC.
MEETING DATE: JUN 06, 2013 | TICKER: SPN SECURITY ID: 868157108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold J. Bouillion | Management | For | For |
| 1.2 | Elect Director Enoch L. Dawkins | Management | For | For |
| 1.3 | Elect Director David D. Dunlap | Management | For | For |
| 1.4 | Elect Director James M. Funk | Management | For | For |
| 1.5 | Elect Director Terence E. Hall | Management | For | For |
| 1.6 | Elect Director Ernest E. 'Wyn' Howard, III | Management | For | For |
| 1.7 | Elect Director Peter D. Kinnear | Management | For | For |
| 1.8 | Elect Director Michael M. McShane | Management | For | For |
| 1.9 | Elect Director W. Matt Ralls | Management | For | For |
| 1.10 | Elect Director Justin L. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Stock Ownership Limitations | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
TAG OIL LTD.
MEETING DATE: DEC 06, 2012 | TICKER: TAO SECURITY ID: 87377N200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Garth Johnson | Management | For | For |
| 1.2 | Elect Director Alex Guidi | Management | For | For |
| 1.3 | Elect Director Keith Hill | Management | For | For |
| 1.4 | Elect Director Ronald Bertuzzi | Management | For | For |
| 1.5 | Elect Director Ken Vidalin | Management | For | For |
| 2 | Approve De Visser Gray LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
TAG OIL LTD.
MEETING DATE: DEC 06, 2012 | TICKER: TAO SECURITY ID: 87377N408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Garth Johnson | Management | For | For |
| 1.2 | Elect Director Alex Guidi | Management | For | For |
| 1.3 | Elect Director Keith Hill | Management | For | For |
| 1.4 | Elect Director Ronald Bertuzzi | Management | For | For |
| 1.5 | Elect Director Ken Vidalin | Management | For | For |
| 2 | Approve De Visser Gray LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
TESORO CORPORATION
MEETING DATE: MAY 01, 2013 | TICKER: TSO SECURITY ID: 881609101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney F. Chase | Management | For | For |
| 1.2 | Elect Director Gregory J. Goff | Management | For | For |
| 1.3 | Elect Director Robert W. Goldman | Management | For | For |
| 1.4 | Elect Director Steven H. Grapstein | Management | For | For |
| 1.5 | Elect Director David Lilley | Management | For | For |
| 1.6 | Elect Director Mary Pat McCarthy | Management | For | For |
| 1.7 | Elect Director J.W. Nokes | Management | For | For |
| 1.8 | Elect Director Susan Tomasky | Management | For | For |
| 1.9 | Elect Director Michael E. Wiley | Management | For | For |
| 1.10 | Elect Director Patrick Y. Yang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE WILLIAMS COMPANIES, INC.
MEETING DATE: MAY 16, 2013 | TICKER: WMB SECURITY ID: 969457100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Joseph R. Cleveland | Management | For | For |
| 1.3 | Elect Director Kathleen B. Cooper | Management | For | For |
| 1.4 | Elect Director John A. Hagg | Management | For | For |
| 1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
| 1.6 | Elect Director Ralph Izzo | Management | For | For |
| 1.7 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.8 | Elect Director Steven W. Nance | Management | For | For |
| 1.9 | Elect Director Murray D. Smith | Management | For | For |
| 1.10 | Elect Director Janice D. Stoney | Management | For | For |
| 1.11 | Elect Director Laura A. Sugg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TOTAL ENERGY SERVICES INC.
MEETING DATE: MAY 22, 2013 | TICKER: TOT SECURITY ID: 89154B102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory S. Fletcher | Management | For | For |
| 2 | Elect Director Daniel K. Halyk | Management | For | For |
| 3 | Elect Director Randy S. Kwasnicia | Management | For | For |
| 4 | Elect Director Bruce L. Pachkowski | Management | For | For |
| 5 | Elect Director Gregory Melchin | Management | For | For |
| 6 | Elect Director Andrew B. Wiswell | Management | For | For |
| 7 | Ratify KPMG LLP as Auditors | Management | For | For |
| 8 | Amend Stock Option Plan | Management | For | For |
| |
|---|
UNIT CORPORATION
MEETING DATE: MAY 01, 2013 | TICKER: UNT SECURITY ID: 909218109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William B. Morgan | Management | For | For |
| 1.2 | Elect Director John H. Williams | Management | For | For |
| 1.3 | Elect Director Larry D. Pinkston | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VALERO ENERGY CORPORATION
MEETING DATE: MAY 02, 2013 | TICKER: VLO SECURITY ID: 91913Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jerry D. Choate | Management | For | For |
| 1b | Elect Director Ruben M. Escobedo | Management | For | For |
| 1c | Elect Director William R. Klesse | Management | For | For |
| 1d | Elect Director Deborah P. Majoras | Management | For | For |
| 1e | Elect Director Bob Marbut | Management | For | For |
| 1f | Elect Director Donald L. Nickles | Management | For | For |
| 1g | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1h | Elect Director Robert A. Profusek | Management | For | For |
| 1i | Elect Director Susan Kaufman Purcell | Management | For | For |
| 1j | Elect Director Stephen M. Waters | Management | For | For |
| 1k | Elect Director Randall J. Weisenburger | Management | For | For |
| 1l | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
| |
|---|
VANTAGE DRILLING COMPANY
MEETING DATE: JUL 10, 2012 | TICKER: VTG SECURITY ID: G93205113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Paul A. Bragg as Director | Management | For | For |
| 1.2 | Elect Steven Bradshaw as Director | Management | For | For |
| 1.3 | Elect Jorge E. Estrada as Director | Management | For | For |
| 1.4 | Elect Robert F. Grantham as Director | Management | For | For |
| 1.5 | Elect Marcelo D. Guiscardo as Director | Management | For | For |
| 1.6 | Elect Ong Tian Khiam as Director | Management | For | For |
| 1.7 | Elect Duke R. Ligon as Director | Management | For | For |
| 1.8 | Elect John C.G. O'Leary as Director | Management | For | For |
| 1.9 | Elect Steinar Thomassen as Director | Management | For | For |
| 2 | Increase Authorized Common Stock to 500 Million Ordinary Shares | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VANTAGE DRILLING COMPANY
MEETING DATE: MAR 18, 2013 | TICKER: VTG SECURITY ID: G93205113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Paul A. Bragg as Director | Management | For | For |
| 1.2 | Elect Steven Bradshaw as Director | Management | For | For |
| 1.3 | Elect Jorge E. Estrada as Director | Management | For | For |
| 1.4 | Elect Robert F. Grantham as Director | Management | For | For |
| 1.5 | Elect Marcelo D. Guiscardo as Director | Management | For | For |
| 1.6 | Elect Ong Tian Khiam as Director | Management | For | For |
| 1.7 | Elect Duke R. Ligon as Director | Management | For | For |
| 1.8 | Elect John C.G. O'Leary as Director | Management | For | For |
| 1.9 | Elect Steinar Thomassen as Director | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Material Terms of Executive Officer Performance Goals | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WEATHERFORD INTERNATIONAL LTD.
MEETING DATE: JUN 20, 2013 | TICKER: WFT SECURITY ID: H27013103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3a | Relect Bernard J. Duroc-Danner as Director | Management | For | For |
| 3b | Reelect Nicholas F. Brady as Director | Management | For | For |
| 3c | Reelect David J. Butters as Director | Management | For | Against |
| 3d | Reelect John D. Gass as Director | Management | For | For |
| 3e | Reelect Francis S. Kalman as Director | Management | For | For |
| 3f | Reelect William E. Macaulay as Director | Management | For | For |
| 3g | Reelect Robert K. Moses, Jr. as Director | Management | For | Against |
| 3h | Reelect Guillermo Ortiz as Director | Management | For | Against |
| 3i | Reelect Emyr Jones Parry as Director | Management | For | For |
| 3j | Reelect Robert A. Rayne as Director | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Authorize Capital Increase for Future Acquisitions | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WESTLAKE CHEMICAL CORPORATION
MEETING DATE: MAY 17, 2013 | TICKER: WLK SECURITY ID: 960413102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert T. Blakely | Management | For | For |
| 1.2 | Elect Director Albert Chao | Management | For | For |
| 1.3 | Elect Director Michael J. Graff | Management | For | For |
| 1.4 | Elect Director R. Bruce Northcutt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY FINANCIALS CENTRAL FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACCENTURE PLC
MEETING DATE: FEB 06, 2013 | TICKER: ACN SECURITY ID: G1151C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Director William L. Kimsey | Management | For | For |
| 2.2 | Elect Director Robert I. Lipp | Management | For | For |
| 2.3 | Elect Director Pierre Nanterme | Management | For | For |
| 2.4 | Elect Director Gilles C. Pelisson | Management | For | For |
| 2.5 | Elect Director Wulf von Schimmelmann | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend 2010 Share Incentive Plan | Management | For | For |
| 6 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
| 7 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 8 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
ACE LIMITED
MEETING DATE: MAY 16, 2013 | TICKER: ACE SECURITY ID: H0023R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert M. Hernandez as Director | Management | For | For |
| 1.2 | Elect Peter Menikoff as Director | Management | For | For |
| 1.3 | Elect Robert Ripp as Director | Management | For | For |
| 1.4 | Elect Theodore E. Shasta as Director | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3.1 | Approve Annual Report | Management | For | For |
| 3.2 | Accept Statutory Financial Statements | Management | For | For |
| 3.3 | Accept Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 6.2 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm as Auditors | Management | For | For |
| 6.3 | Ratify BDO AG as Special Auditors | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value | Management | For | For |
| 9 | Advisory Vote to ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AFFILIATED MANAGERS GROUP, INC.
MEETING DATE: JUN 11, 2013 | TICKER: AMG SECURITY ID: 008252108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel T. Byrne | Management | For | For |
| 1b | Elect Director Dwight D. Churchill | Management | For | For |
| 1c | Elect Director Sean M. Healey | Management | For | For |
| 1d | Elect Director Harold J. Meyerman | Management | For | For |
| 1e | Elect Director William J. Nutt | Management | For | For |
| 1f | Elect Director Tracy P. Palandjian | Management | For | For |
| 1g | Elect Director Rita M. Rodriguez | Management | For | For |
| 1h | Elect Director Patrick T. Ryan | Management | For | For |
| 1i | Elect Director Jide J. Zeitlin | Management | For | For |
| 2 | Approve Restricted Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AFLAC INCORPORATED
MEETING DATE: MAY 06, 2013 | TICKER: AFL SECURITY ID: 001055102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel P. Amos | Management | For | For |
| 1b | Elect Director John Shelby Amos, II | Management | For | For |
| 1c | Elect Director Paul S. Amos, II | Management | For | For |
| 1d | Elect Director W. Paul Bowers | Management | For | For |
| 1e | Elect Director Kriss Cloninger, III | Management | For | For |
| 1f | Elect Director Elizabeth J. Hudson | Management | For | For |
| 1g | Elect Director Douglas W. Johnson | Management | For | For |
| 1h | Elect Director Robert B. Johnson | Management | For | For |
| 1i | Elect Director Charles B. Knapp | Management | For | For |
| 1j | Elect Director E. Stephen Purdom | Management | For | For |
| 1k | Elect Director Barbara K. Rimer | Management | For | For |
| 1l | Elect Director Melvin T. Stith | Management | For | For |
| 1m | Elect Director David Gary Thompson | Management | For | For |
| 1n | Elect Director Takuro Yoshida | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AFP PROVIDA SA
MEETING DATE: APR 30, 2013 | TICKER: PROVIDA SECURITY ID: 00709P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Annual Report, Financial Statements and External Auditors' Report for Fiscal Year 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Present Dividends Policy | Management | None | None |
| 4 | Approve Remuneration of Directors | Management | For | Abstain |
| 5 | Approve Remuneration and Budget of Directors' Committee and its Consultants | Management | For | Abstain |
| 6 | Elect External Auditors | Management | For | Abstain |
| 7 | Designate Risk Assessment Companies | Management | For | Abstain |
| 8 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
| 9 | Present Report on Activities Carried Out and Expenses Incurred by Directors' Committee | Management | None | None |
| 10 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
| 11 | Other Business (Voting) | Management | For | Against |
| |
|---|
AFP PROVIDA SA
MEETING DATE: MAY 30, 2013 | TICKER: PROVIDA SECURITY ID: 00709P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Dividends of CLP 248.51 Per Share | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
AIA GROUP LTD.
MEETING DATE: MAY 10, 2013 | TICKER: 01299 SECURITY ID: Y002A1105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Barry Chun-Yuen Cheung as Director | Management | For | For |
| 4 | Elect George Yong-Boon Yeo as Director | Management | For | For |
| 5 | Elect Narongchai Akrasanee as Director | Management | For | For |
| 6 | Elect Qin Xiao as Director | Management | For | For |
| 7 | Elect Mark Edward Tucker as Director | Management | For | For |
| 8 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9c | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
| 10 | Amend Articles of Association of the Company | Management | For | For |
| |
|---|
ALERUS FINANCIAL CORPORATION
MEETING DATE: MAY 14, 2013 | TICKER: ALRS SECURITY ID: 01446U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karen M. Bohn | Management | For | For |
| 1.2 | Elect Director Lloyd G. Case | Management | For | For |
| 1.3 | Elect Director Harold A. Gershman | Management | For | For |
| 1.4 | Elect Director A. Bart Holaday | Management | For | For |
| 1.5 | Elect Director James J. Karley | Management | For | For |
| 1.6 | Elect Director Kevin D. Lemke | Management | For | For |
| 1.7 | Elect Director Randy L. Newman | Management | For | For |
| 1.8 | Elect Director Sally J. Smith | Management | For | For |
| |
|---|
ALLIANCE DATA SYSTEMS CORPORATION
MEETING DATE: JUN 06, 2013 | TICKER: ADS SECURITY ID: 018581108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence M. Benveniste | Management | For | For |
| 1.2 | Elect Director D. Keith Cobb | Management | For | For |
| 1.3 | Elect Director Kenneth R. Jensen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
MEETING DATE: MAY 02, 2013 | TICKER: AWH SECURITY ID: H01531104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Barbara T. Alexander as Director | Management | For | For |
| 1.2 | Elect Scott Hunter as Director | Management | For | For |
| 1.3 | Elect Patrick de Saint-Aignan as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Retention of Disposable Profits | Management | For | For |
| 5 | Approve Dividends | Management | For | For |
| 6 | Approve Reduction in Share Capital | Management | For | For |
| 7 | Appoint Deloitte & Touche Ltd. as Independent Auditors and Deloitte AG as Statutory Auditors | Management | For | For |
| 8 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
| 9 | Approve Discharge of Board and Senior Management | Management | For | For |
| |
|---|
AMERICAN ASSETS TRUST, INC.
MEETING DATE: JUL 10, 2012 | TICKER: AAT SECURITY ID: 024013104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernest S. Rady | Management | For | For |
| 1.2 | Elect Director John W. Chamberlain | Management | For | For |
| 1.3 | Elect Director Larry E. Finger | Management | For | For |
| 1.4 | Elect Director Alan D. Gold | Management | For | For |
| 1.5 | Elect Director Duane A. Nelles | Management | For | For |
| 1.6 | Elect Director Thomas S. Olinger | Management | For | For |
| 1.7 | Elect Director Robert S. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMERICAN ASSETS TRUST, INC.
MEETING DATE: JUN 13, 2013 | TICKER: AAT SECURITY ID: 024013104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernest S. Rady | Management | For | For |
| 1.2 | Elect Director John W. Chamberlain | Management | For | For |
| 1.3 | Elect Director Larry E. Finger | Management | For | For |
| 1.4 | Elect Director Duane A. Nelles | Management | For | For |
| 1.5 | Elect Director Thomas S. Olinger | Management | For | For |
| 1.6 | Elect Director Robert S. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN CAMPUS COMMUNITIES, INC.
MEETING DATE: MAY 02, 2013 | TICKER: ACC SECURITY ID: 024835100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Bayless Jr. | Management | For | For |
| 1.2 | Elect Director R.D. Burck | Management | For | For |
| 1.3 | Elect Director G. Steven Dawson | Management | For | For |
| 1.4 | Elect Director Cydney C. Donnell | Management | For | For |
| 1.5 | Elect Director Edward Lowenthal | Management | For | For |
| 1.6 | Elect Director Oliver Luck | Management | For | For |
| 1.7 | Elect Director Winston W. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN CAPITAL AGENCY CORP.
MEETING DATE: JUN 28, 2013 | TICKER: AGNC SECURITY ID: 02503X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Couch | Management | For | For |
| 1.2 | Elect Director Morris A. Davis | Management | For | For |
| 1.3 | Elect Director Randy E. Dobbs | Management | For | For |
| 1.4 | Elect Director Larry K. Harvey | Management | For | For |
| 1.5 | Elect Director Prue B. Larocca | Management | For | For |
| 1.6 | Elect Director Alvin N. Puryear | Management | For | For |
| 1.7 | Elect Director Malon Wilkus | Management | For | For |
| 1.8 | Elect Director John R. Erickson | Management | For | For |
| 1.9 | Elect Director Samuel A. Flax | Management | For | For |
| 2 | Increase Authorized Preferred Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN CAPITAL MORTGAGE INVESTMENT CORP.
MEETING DATE: APR 30, 2013 | TICKER: MTGE SECURITY ID: 02504A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Couch | Management | For | For |
| 1.2 | Elect Director Morris A. Davis | Management | For | For |
| 1.3 | Elect Director Randy E. Dobbs | Management | For | For |
| 1.4 | Elect Director Larry K. Harvey | Management | For | For |
| 1.5 | Elect Director Prue B. Larocca | Management | For | For |
| 1.6 | Elect Director Alvin N. Puryear | Management | For | For |
| 1.7 | Elect Director Malon Wilkus | Management | For | For |
| 1.8 | Elect Director John R. Erickson | Management | For | For |
| 1.9 | Elect Director Samuel A. Flax | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN EXPRESS COMPANY
MEETING DATE: APR 29, 2013 | TICKER: AXP SECURITY ID: 025816109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.2 | Elect Director Ursula M. Burns | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Peter Chernin | Management | For | For |
| 1.5 | Elect Director Anne Lauvergeon | Management | For | For |
| 1.6 | Elect Director Theodore J. Leonsis | Management | For | For |
| 1.7 | Elect Director Richard C. Levin | Management | For | For |
| 1.8 | Elect Director Richard A. McGinn | Management | For | For |
| 1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.10 | Elect Director Steven S Reinemund | Management | For | For |
| 1.11 | Elect Director Daniel L. Vasella | Management | For | For |
| 1.12 | Elect Director Robert D. Walter | Management | For | For |
| 1.13 | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
AMERICAN INTERNATIONAL GROUP, INC.
MEETING DATE: MAY 15, 2013 | TICKER: AIG SECURITY ID: 026874784
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert H. Benmosche | Management | For | For |
| 1b | Elect Director W. Don Cornwell | Management | For | For |
| 1c | Elect Director John H. Fitzpatrick | Management | For | For |
| 1d | Elect Director William G. Jurgensen | Management | For | For |
| 1e | Elect Director Christopher S. Lynch | Management | For | For |
| 1f | Elect Director Arthur C. Martinez | Management | For | For |
| 1g | Elect Director George L. Miles, Jr. | Management | For | For |
| 1h | Elect Director Henry S. Miller | Management | For | For |
| 1i | Elect Director Robert S. Miller | Management | For | For |
| 1j | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1k | Elect Director Ronald A. Rittenmeyer | Management | For | For |
| 1l | Elect Director Douglas M. Steenland | Management | For | For |
| 1m | Elect Director Theresa M. Stone | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Limit Total Number of Boards on Which Company Directors May Serve | Shareholder | Against | Against |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 21, 2013 | TICKER: AMT SECURITY ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Ronald M. Dykes | Management | For | For |
| 1c | Elect Director Carolyn F. Katz | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director JoAnn A. Reed | Management | For | For |
| 1f | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1g | Elect Director David E. Sharbutt | Management | For | For |
| 1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1i | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Right to Call Special Meeting | Management | For | For |
| |
|---|
AMERIPRISE FINANCIAL, INC.
MEETING DATE: APR 24, 2013 | TICKER: AMP SECURITY ID: 03076C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James M. Cracchiolo | Management | For | For |
| 1b | Elect Director Lon R. Greenberg | Management | For | For |
| 1c | Elect Director Warren D. Knowlton | Management | For | For |
| 1d | Elect Director W. Walker Lewis | Management | For | For |
| 1e | Elect Director Siri S. Marshall | Management | For | For |
| 1f | Elect Director Jeffery Noddle | Management | For | For |
| 1g | Elect Director H. Jay Sarles | Management | For | For |
| 1h | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
| 1i | Elect Director William H. Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
AON PLC
MEETING DATE: MAY 17, 2013 | TICKER: AON SECURITY ID: G0408V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Lester B. Knight as Director | Management | For | For |
| 1.2 | Elect Gregory C. Case as Director | Management | For | For |
| 1.3 | Elect Fulvio Conti as Director | Management | For | For |
| 1.4 | Elect Cheryl A. Francis as Director | Management | For | For |
| 1.5 | Elect Edgar D. Jannotta as Director | Management | For | For |
| 1.6 | Elect J. Michael Losh as Director | Management | For | For |
| 1.7 | Elect Robert S. Morrison as Director | Management | For | For |
| 1.8 | Elect Richard B. Myers as Director | Management | For | For |
| 1.9 | Elect Richard C. Notebaert as Director | Management | For | For |
| 1.10 | Elect Gloria Santona as Director | Management | For | For |
| 1.11 | Elect Carolyn Y. Woo as Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Ratify Ernst and Young LLP as Aon's Auditors | Management | For | For |
| 4 | Ratify Ernst and Young LLP as Aon's U.K. Statutory Auditor | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Internal Statutory Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote to Ratify Directors' Remuneration Report | Management | For | For |
| 8 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
MEETING DATE: APR 30, 2013 | TICKER: AIV SECURITY ID: 03748R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James N. Bailey | Management | For | For |
| 1.2 | Elect Director Terry Considine | Management | For | For |
| 1.3 | Elect Director Thomas L. Keltner | Management | For | For |
| 1.4 | Elect Director J. Landis Martin | Management | For | For |
| 1.5 | Elect Director Robert A. Miller | Management | For | For |
| 1.6 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.7 | Elect Director Michael A. Stein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARCH CAPITAL GROUP LTD.
MEETING DATE: MAY 09, 2013 | TICKER: ACGL SECURITY ID: G0450A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John L. Bunce, Jr. | Management | For | For |
| 1b | Elect Director Yiorgos Lillikas | Management | For | For |
| 1c | Elect Director Deanna M. Mulligan | Management | For | For |
| 2a | Elect Director Anthony Asquith as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2b | Elect Director Edgardo Balois as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2c | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2d | Elect Director Peter Calleo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2e | Elect Director Paul Cole as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2f | Elect Director Michael Constantinides as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2g | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2h | Elect Director William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2i | Elect Director Nick Denniston as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2j | Elect Director Michael Feetham as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2k | Elect Director Stephen Fogarty as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2l | Elect Director Elizabeth Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2m | Elect Director Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2n | Elect Director Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2o | Elect Director Jerome Halgan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2p | Elect Director David W. Hipkin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2q | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2r | Elect Director Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2s | Elect Director Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2t | Elect Director Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2u | Elect Director Lin Li-Williams as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2v | Elect Director Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2w | Elect Director Adam Matteson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2x | Elect Director Robert McDowell as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2y | Elect Director David H. McElroy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2z | Elect Director Rommel Mercado as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aa | Elect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ab | Elect Director Michael R. Murphy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ac | Elect Director Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ad | Elect Director Mark Nolan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ae | Elect Director Marita Oliver as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2af | Elect Director Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ag | Elect Director Elisabeth Quinn as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ah | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ai | Elect Director John F. Rathgeber as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aj | Elect Director Andrew Rippert as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ak | Elect Director Carla Santamaria-Sena as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2al | Elect Director Arthur Scace as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2am | Elect Director Scott Schenker as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2an | Elect Director Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ao | Elect Director Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ap | Elect Director Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2aq | Elect Director Iwan Van Munster as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2ar | Elect Director Angus Watson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2as | Elect Director James R. Weatherstone as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 2at | Elect Director Gerald Wolfe as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARES CAPITAL CORPORATION
MEETING DATE: JUN 04, 2013 | TICKER: ARCC SECURITY ID: 04010L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank E. O'Bryan | Management | For | Proportional |
| 1.2 | Elect Director Antony P. Ressler | Management | For | Proportional |
| 1.3 | Elect Director Eric B. Siegel | Management | For | Proportional |
| 2 | Ratify Auditors | Management | For | Proportional |
| 3 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Proportional |
| |
|---|
ASSURANT, INC.
MEETING DATE: MAY 09, 2013 | TICKER: AIZ SECURITY ID: 04621X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Elaine D. Rosen | Management | For | For |
| 1b | Elect Director Howard L. Carver | Management | For | For |
| 1c | Elect Director Juan N. Cento | Management | For | For |
| 1d | Elect Director Elyse Douglas | Management | For | For |
| 1e | Elect Director Lawrence V. Jackson | Management | For | For |
| 1f | Elect Director David B. Kelso | Management | For | For |
| 1g | Elect Director Charles J. Koch | Management | For | For |
| 1h | Elect Director Jean-Paul L. Montupet | Management | For | For |
| 1i | Elect Director Robert B. Pollock | Management | For | For |
| 1j | Elect Director Paul J. Reilly | Management | For | For |
| 1k | Elect Director Robert W. Stein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASSURED GUARANTY LTD.
MEETING DATE: MAY 08, 2013 | TICKER: AGO SECURITY ID: G0585R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Neil Baron as Director | Management | For | For |
| 1.2 | Elect Francisco L. Borges as Director | Management | For | For |
| 1.3 | Elect G. Lawrence Buhl as Director | Management | For | For |
| 1.4 | Elect Stephen A. Cozen as Director | Management | For | For |
| 1.5 | Elect Dominic J. Frederico as Director | Management | For | For |
| 1.6 | Elect Bonnie L. Howard as Director | Management | For | For |
| 1.7 | Elect Patrick W. Kenny as Director | Management | For | For |
| 1.8 | Elect Simon W. Leathes as Director | Management | For | For |
| 1.9 | Elect Robin Monro-Davies as Director | Management | For | For |
| 1.10 | Elect Michael T. O'Kane as Director | Management | For | For |
| 1.11 | Elect Wilbur L. Ross, Jr. as Director | Management | For | For |
| 1.12 | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.13 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.14 | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.15 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.16 | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.17 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.18 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.19 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Ratify PwC as AG Re's Auditors | Management | For | For |
| |
|---|
AVALONBAY COMMUNITIES, INC.
MEETING DATE: MAY 22, 2013 | TICKER: AVB SECURITY ID: 053484101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
| 1.2 | Elect Director Alan B. Buckelew | Management | For | For |
| 1.3 | Elect Director Bruce A. Choate | Management | For | For |
| 1.4 | Elect Director John J. Healy, Jr. | Management | For | For |
| 1.5 | Elect Director Timothy J. Naughton | Management | For | For |
| 1.6 | Elect Director Lance R. Primis | Management | For | For |
| 1.7 | Elect Director Peter S. Rummell | Management | For | For |
| 1.8 | Elect Director H. Jay Sarles | Management | For | For |
| 1.9 | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
AXIS CAPITAL HOLDINGS LIMITED
MEETING DATE: MAY 03, 2013 | TICKER: AXS SECURITY ID: G0692U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Geoffrey Bell as Director | Management | For | For |
| 1.2 | Elect Albert A. Benchimol as Director | Management | For | For |
| 1.3 | Elect Christopher V. Greetham as Director | Management | For | For |
| 1.4 | Elect Maurice A. Keane as Director | Management | For | For |
| 1.5 | Elect Henry B. Smith as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche Ltd as Auditors | Management | For | For |
| |
|---|
BANCFIRST CORPORATION
MEETING DATE: MAY 23, 2013 | TICKER: BANF SECURITY ID: 05945F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Management | For | For |
| 3.1 | Elect Director Dennis L. Brand | Management | For | For |
| 3.2 | Elect Director C. L. Craig, Jr. | Management | For | For |
| 3.3 | Elect Director William H. Crawford | Management | For | For |
| 3.4 | Elect Director James R. Daniel | Management | For | For |
| 3.5 | Elect Director F. Ford Drummond | Management | For | For |
| 3.6 | Elect Director K. Gordon Greer | Management | For | For |
| 3.7 | Elect Director Donald B. Halverstadt | Management | For | For |
| 3.8 | Elect Director William O. Johnstone | Management | For | For |
| 3.9 | Elect Director Dave R. Lopez | Management | For | For |
| 3.10 | Elect Director J. Ralph McCalmont | Management | For | For |
| 3.11 | Elect Director Tom H. McCasland, III | Management | For | For |
| 3.12 | Elect Director Ronald J. Norick | Management | For | For |
| 3.13 | Elect Director Paul B. Odom, Jr. | Management | For | For |
| 3.14 | Elect Director David E. Ragland | Management | For | For |
| 3.15 | Elect Director David E. Rainbolt | Management | For | For |
| 3.16 | Elect Director H. E. Rainbolt | Management | For | For |
| 3.17 | Elect Director Michael S. Samis | Management | For | For |
| 3.18 | Elect Director Michael K. Wallace | Management | For | For |
| 3.19 | Elect Director G. Rainey Williams, Jr. | Management | For | Withhold |
| 4.1 | Elect Director William H. Crawford | Management | For | For |
| 4.2 | Elect Director K. Gordon Greer | Management | For | For |
| 4.3 | Elect Director Donald B. Halverstadt | Management | For | For |
| 4.4 | Elect Director William O. Johnstone | Management | For | For |
| 4.5 | Elect Director Dave R. Lopez | Management | For | For |
| 4.6 | Elect Director David E. Rainbolt | Management | For | For |
| 4.7 | Elect Director Michael S. Samis | Management | For | For |
| 5 | Amend Stock Option Plan | Management | For | Against |
| |
|---|
BANCO ABC BRASIL S.A.
MEETING DATE: NOV 16, 2012 | TICKER: ABCB4 SECURITY ID: P0763M135
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director | Management | For | Did Not Vote |
| |
|---|
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
MEETING DATE: MAR 14, 2013 | TICKER: BBVA SECURITY ID: E11805103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone and Consolidated Financial Statements, Allocation of Income, Distribution of Dividend, and Discharge Directors | Management | For | For |
| 2.1 | Reelect Francisco Gonzalez Rodriguez as Director | Management | For | For |
| 2.2 | Reelect Angel Cano Fernandez as Director | Management | For | For |
| 2.3 | Reelect Ramon Bustamante y de la Mora as Director | Management | For | For |
| 2.4 | Reelect Ignacio Ferrero Jordi as Director | Management | For | For |
| 3 | Approve Merger by Absorption of Unnim Banc SA | Management | For | For |
| 4.1 | Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves | Management | For | For |
| 4.2 | Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves | Management | For | For |
| 5 | Approve Deferred Share Bonus Plan for FY 2013 | Management | For | For |
| 6 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 7 | Approve Company's Corporate Web Site | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 9 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| |
|---|
BANCO DAYCOVAL SA
MEETING DATE: APR 29, 2013 | TICKER: DAYC4 SECURITY ID: P0911X116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Interest on Capital Stock Payments | Management | For | For |
| 4 | Approve Interim Dividends | Management | For | For |
| 5 | Approve Additional Dividends | Management | For | For |
| 6 | Elect Directors | Management | For | For |
| 7 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
BANCO DE CHILE
MEETING DATE: OCT 17, 2012 | TICKER: CHILE SECURITY ID: 059520106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Increase in Capital in the Amount of CLP 250 Billion via Share Issuance; Amend Article 5 to Reflect Changes in Capital; Adopt All Necessary Agreements to Execute Approved Resolutions | Management | For | For |
| |
|---|
BANCO DE CHILE
MEETING DATE: MAR 21, 2013 | TICKER: CHILE SECURITY ID: 059520106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Annual Report, Financial Statements and External Auditors' Report for Fiscal Year 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CLP 3.42 Per Share | Management | For | For |
| 3 | Elect Director | Management | For | Abstain |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Approve Remuneration and Budget of Directors and Audit Committee | Management | For | For |
| 6 | Elect External Auditors | Management | For | For |
| 7 | Present Directors and Audit Committee Report | Management | None | None |
| 8 | Accept Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
| 9 | Transact Other Business (Non-Voting) | Management | None | None |
| 1 | Authorize Increase in Capital via Capitalization of 30 Percent of Distributable Net Income for FY 2012; Amend Articles to Reflect Changes in Capital; Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
BANCO MACRO SA
MEETING DATE: APR 11, 2013 | TICKER: BMA SECURITY ID: 05961W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports for Fiscal Year 2012 | Management | For | For |
| 3 | Approve Discharge of Directors and Internal Statutory Auditors Committee | Management | For | For |
| 4 | Allocate Non-Assigned Income of Fiscal Year 2012 | Management | For | For |
| 5 | Approve Remuneration of Directors for Fiscal Year 2012 | Management | For | Abstain |
| 6 | Approve Remuneration of Internal Statutory Auditors Committee for Fiscal Year 2012 | Management | For | Abstain |
| 7 | Approve Remuneration of External Auditors for Fiscal Year 2012 | Management | For | For |
| 8 | Elect Five Directors for a Three-Year Term | Management | For | Abstain |
| 9 | Fix Number of and Elect Members of Internal Statutory Auditors Committee and Alternates | Management | For | Abstain |
| 10 | Elect External Auditors for Fiscal Year 2013 | Management | For | For |
| 11 | Approve Budget of Audit Committee | Management | For | Abstain |
| 12 | Extend Authorization Granted to Board to Set Terms of Debenture Issuance | Management | For | For |
| |
|---|
BANCO MACRO SA
MEETING DATE: JUN 10, 2013 | TICKER: BMA SECURITY ID: 05961W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2 | Approve Merger Agreement between Banco Macro SA and Banco Privado de Inversiones SA of March 7, 2013 | Management | For | For |
| 3 | Approve Share Exchange Ratio | Management | For | For |
| 4 | Approve Issuance of Shares of 77,860 Class B Shares | Management | For | For |
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
BANCO PINE S.A
MEETING DATE: APR 30, 2013 | TICKER: PINE4 SECURITY ID: P14995115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Dividend Payments | Management | For | For |
| 4 | Elect Directors and Their Approve Remuneration | Management | For | Abstain |
| 5 | Approve Remuneration of Executive Officers | Management | For | Abstain |
| |
|---|
BANCO SANTANDER BRASIL SA
MEETING DATE: OCT 31, 2012 | TICKER: SANB11 SECURITY ID: 05967A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Directors | Management | For | For |
| 2 | Approve Long-Term Incentive Plan | Management | For | For |
| |
|---|
BANCO SANTANDER BRASIL SA
MEETING DATE: FEB 15, 2013 | TICKER: SANB11 SECURITY ID: 05967A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Deferred Bonus Plan | Management | For | For |
| |
|---|
BANCO SANTANDER BRASIL SA
MEETING DATE: APR 29, 2013 | TICKER: SANB11 SECURITY ID: 05967A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 4 | Approve Remuneration of Company's Management | Management | For | Against |
| 1 | Alter Dividend Payment Date | Management | For | For |
| 2 | Approve Long Term Incentive Plans | Management | For | For |
| |
|---|
BANCO SANTANDER BRASIL SA
MEETING DATE: JUN 03, 2013 | TICKER: SANB11 SECURITY ID: 05967A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Marcial Angel Portela Alvarez as Chairman of the Board | Management | For | For |
| 2 | Elect Celso Clemente Giacometti as Vice-Chairman of the Board | Management | For | For |
| 3 | Elect Jesus Maria Zabalza Lotina as Director | Management | For | For |
| 4 | Ratify Board Composition | Management | For | For |
| 5 | Approved Deferred Bonus Plan | Management | For | For |
| |
|---|
BANCO SANTANDER CHILE
MEETING DATE: APR 29, 2013 | TICKER: BSANTANDER SECURITY ID: 05965X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report, Financial Statements and External Auditors' Report for Fiscal Year 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CLP 1.24 Per Share | Management | For | For |
| 3 | Elect External Auditors | Management | For | Abstain |
| 4 | Designate Risk Assessment Companies | Management | For | Abstain |
| 5 | Elect Juan Pedro Santa Maria as Alternate Director | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | Abstain |
| 7 | Approve Remuneration and Budget of Directors' Committee and Audit Committee; Receive Directors and Audit Committee's Report | Management | For | Abstain |
| 8 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
| 9 | Other Business (Voting) | Management | None | None |
| |
|---|
BANCO SANTANDER S.A.
MEETING DATE: MAR 21, 2013 | TICKER: SAN SECURITY ID: 05964H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.A | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 1.B | Approve Discharge of Board | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3.A | Reelect Guillermo de la Dehesa Romero as Director | Management | For | Against |
| 3.B | Reelect Abel Matutes Juan as Director | Management | For | For |
| 3.C | Reelect Angel Jado Becerro de Bengoa as Director | Management | For | For |
| 3.D | Reelect Javier Botin-Sanz de Sautuola y O'Shea as Director | Management | For | Against |
| 3.E | Reelect Isabel Tocino Biscarolasaga as Director | Management | For | Against |
| 3.F | Reelect Fernando de Asua Alvarez as Director | Management | For | Against |
| 4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 5 | Approve Company's Corporate Website | Management | For | For |
| 6 | Approve Acquisition of Banco Espanol de Credito SA | Management | For | For |
| 7 | Approve Merger by Absorption of Banif Sa | Management | For | For |
| 8.A | Amend Article 58 Re: Board Remuneration | Management | For | For |
| 8.B | Amend Article 61 Re: Company's Corporate Website | Management | For | For |
| 9 | Approve Capital Raising | Management | For | For |
| 10 | Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
| 11.A | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 11.B | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 11.C | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 11.D | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 12.A | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion | Management | For | For |
| 12.B | Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion | Management | For | For |
| 13.A | Approve Deferred Share Bonus Plan | Management | For | For |
| 13.B | Approve Deferred Share Bonus Plan | Management | For | For |
| 13.C | Approve Employee Stock Purchase Plan | Management | For | For |
| 14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 15 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| |
|---|
BANCORP OF NEW JERSEY, INC.
MEETING DATE: MAY 22, 2013 | TICKER: BKJ SECURITY ID: 059915108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John K. Daily | Management | For | For |
| 1.2 | Elect Director Michael Lesler | Management | For | For |
| 1.3 | Elect Director Anthony M. LoConte | Management | For | For |
| 1.4 | Elect Director Carmelo Luppino, Jr. | Management | For | For |
| 1.5 | Elect Director Rosario Luppino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BANCORPSOUTH, INC.
MEETING DATE: APR 24, 2013 | TICKER: BXS SECURITY ID: 059692103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gus J. Blass, III | Management | For | For |
| 1.2 | Elect Director Grace Clark | Management | For | For |
| 1.3 | Elect Director Larry G. Kirk | Management | For | For |
| 1.4 | Elect Director Guy W. Mitchell, III | Management | For | For |
| 1.5 | Elect Director Aubrey B. Patterson | Management | For | For |
| 1.6 | Elect Director James D. Rollins, III | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
BANCTRUST FINANCIAL GROUP, INC.
MEETING DATE: SEP 26, 2012 | TICKER: BTFG SECURITY ID: 05978R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
BANGKOK BANK PUBLIC CO. LTD
MEETING DATE: APR 12, 2013 | TICKER: BBL SECURITY ID: Y0606R119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Minutes of Previous Meeting | Management | For | For |
| 2 | Acknowledge Operating Results | Management | None | None |
| 3 | Acknowledge Audit Committee Report | Management | None | None |
| 4 | Accept Financial Statements | Management | For | For |
| 5 | Approve Allocation of Income and Dividend of THB 6.50 Per Share | Management | For | For |
| 6.1 | Elect Chatri Sophonpanich as Director | Management | For | Against |
| 6.2 | Elect Kovit Poshyananda as Director | Management | For | Against |
| 6.3 | Elect Piti Sithi-Amnuai as Director | Management | For | Against |
| 6.4 | Elect Gasinee Witoonchart as Director | Management | For | For |
| 6.5 | Elect Phornthep Phornprapha as Director | Management | For | Against |
| 6.6 | Elect Chansak Fuangfu as Director | Management | For | Against |
| 7 | Acknowledge Remuneration of Directors | Management | None | None |
| 8 | Approve Deloitte Touche Tohmatsu Jaiyos Audit Co. Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Issuance of Bonds | Management | For | For |
| 10 | Other Business | Management | For | Against |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 08, 2013 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon L. Allen | Management | For | For |
| 1.2 | Elect Director Susan S. Bies | Management | For | For |
| 1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.5 | Elect Director Arnold W. Donald | Management | For | For |
| 1.6 | Elect Director Charles K. Gifford | Management | For | For |
| 1.7 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1.8 | Elect Director Linda P. Hudson | Management | For | For |
| 1.9 | Elect Director Monica C. Lozano | Management | For | For |
| 1.10 | Elect Director Thomas J. May | Management | For | For |
| 1.11 | Elect Director Brian T. Moynihan | Management | For | For |
| 1.12 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.13 | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Amend Bylaw to Limit Multiple Board Service | Shareholder | Against | Against |
| 7 | Report on Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
| 8 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
| |
|---|
BANK OF BARODA LTD.
MEETING DATE: MAR 11, 2013 | TICKER: 532134 SECURITY ID: Y06451119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity Shares to the Government of India, Promoter | Management | For | For |
| |
|---|
BANK OF MONTREAL
MEETING DATE: APR 10, 2013 | TICKER: BMO SECURITY ID: 063671101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Astley | Management | For | For |
| 1.2 | Elect Director Janice M. Babiak | Management | For | For |
| 1.3 | Elect Director Sophie Brochu | Management | For | For |
| 1.4 | Elect Director George A. Cope | Management | For | For |
| 1.5 | Elect Director William A. Downe | Management | For | For |
| 1.6 | Elect Director Christine A. Edwards | Management | For | For |
| 1.7 | Elect Director Ronald H. Farmer | Management | For | For |
| 1.8 | Elect Director Eric R. La Fleche | Management | For | For |
| 1.9 | Elect Director Bruce H. Mitchell | Management | For | For |
| 1.10 | Elect Director Philip S. Orsino | Management | For | For |
| 1.11 | Elect Director Martha C. Piper | Management | For | For |
| 1.12 | Elect Director J. Robert S. Prichard | Management | For | For |
| 1.13 | Elect Director Don M. Wilson III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Increase Disclosure of Pension Plans | Shareholder | Against | Against |
| 5 | SP 2: Adopt Policy for Equitable Treatment under the Pension Plans | Shareholder | Against | Against |
| 6 | SP 3: Adopt Policy on Gender Equality in Executive Positions | Shareholder | Against | Against |
| 7 | SP 4: Adopt an Internal Pay Ratio | Shareholder | Against | Against |
| 8 | SP 5: Publish Summary of Annual Meetings and Questions Raised at Meetings | Shareholder | Against | Against |
| |
|---|
BANK OF THE OZARKS, INC.
MEETING DATE: APR 15, 2013 | TICKER: OZRK SECURITY ID: 063904106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Gleason | Management | For | For |
| 1.2 | Elect Director Jean Arehart | Management | For | For |
| 1.3 | Elect Director Nicholas Brown | Management | For | For |
| 1.4 | Elect Director Richard Cisne | Management | For | For |
| 1.5 | Elect Director Robert East | Management | For | For |
| 1.6 | Elect Director Linda Gleason | Management | For | For |
| 1.7 | Elect Director Peter Kenny | Management | For | For |
| 1.8 | Elect Director Henry Mariani | Management | For | For |
| 1.9 | Elect Director Robert Proost | Management | For | For |
| 1.10 | Elect Director R.L. Qualls | Management | For | For |
| 1.11 | Elect Director John Reynolds | Management | For | For |
| 1.12 | Elect Director Dan Thomas | Management | For | For |
| 1.13 | Elect Director Sherece West-Scantlebury | Management | For | For |
| 2 | Amend Restricted Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BANK OF THE PHILIPPINE ISLANDS
MEETING DATE: APR 18, 2013 | TICKER: BPI SECURITY ID: Y0967S169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 4 | Approve the Minutes of the Annual Meeting of Stockholders Held on April 19, 2012 | Management | For | For |
| 5 | Approve the Financial Statements as of Dec. 31, 2012 | Management | For | For |
| 6 | Ratify the Acts of the Board of Directors, Executive Committee, and All Other Board and Management Committees and Officers | Management | For | For |
| 7.1 | Elect Jaime Augusto Zobel de Ayala as a Director | Management | For | For |
| 7.2 | Elect Aurelio R. Montinola III as a Director | Management | For | For |
| 7.3 | Elect Fernando Zobel de Ayala as a Director | Management | For | For |
| 7.4 | Elect Romeo L. Bernardo as a Director | Management | For | For |
| 7.5 | Elect Chng Sok Hui as a Director | Management | For | For |
| 7.6 | Elect Cezar P. Consing as a Director | Management | For | For |
| 7.7 | Elect Octavio V. Espiritu as a Director | Management | For | For |
| 7.8 | Elect Rebecca G. Fernando as a Director | Management | For | For |
| 7.9 | Elect Solomon M. Hermosura as a Director | Management | For | For |
| 7.10 | Elect Khoo Teng Cheong as a Director | Management | For | For |
| 7.11 | Elect Xavier P. Loinaz as a Director | Management | For | For |
| 7.12 | Elect Mercedita S. Nolledo as a Director | Management | For | For |
| 7.13 | Elect Artemio V. Panganiban as a Director | Management | For | For |
| 7.14 | Elect Antonio Jose U. Periquet as a Director | Management | For | For |
| 7.15 | Elect Oscar S. Reyes as a Director | Management | For | For |
| 8 | Approve Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
| |
|---|
BANKUNITED, INC.
MEETING DATE: MAY 23, 2013 | TICKER: BKU SECURITY ID: 06652K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Bohlsen | Management | For | For |
| 1.2 | Elect Director Chinh E. Chu | Management | For | For |
| 1.3 | Elect Director Sue M. Cobb | Management | For | For |
| 1.4 | Elect Director Eugene F. DeMark | Management | For | For |
| 1.5 | Elect Director Michael J. Dowling | Management | For | For |
| 1.6 | Elect Director John A. Kanas | Management | For | For |
| 1.7 | Elect Director Thomas M. O'Brien | Management | For | For |
| 1.8 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
| 1.9 | Elect Director P. Olivier Sarkozy | Management | For | For |
| 1.10 | Elect Director Lance N. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
BAR HARBOR BANKSHARES
MEETING DATE: MAY 21, 2013 | TICKER: BHB SECURITY ID: 066849100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Carter | Management | For | For |
| 1.2 | Elect Director Thomas A. Colwell | Management | For | For |
| 1.3 | Elect Director Peter Dodge | Management | For | For |
| 1.4 | Elect Director Martha T. Dudman | Management | For | For |
| 1.5 | Elect Director Lauri E. Fernald | Management | For | For |
| 1.6 | Elect Director Gregg S. Hannah | Management | For | For |
| 1.7 | Elect Director Clyde H. Lewis | Management | For | For |
| 1.8 | Elect Director Joseph M. Murphy | Management | For | For |
| 1.9 | Elect Director Robert M. Phillips | Management | For | For |
| 1.10 | Elect Director Constance C. Shea | Management | For | For |
| 1.11 | Elect Director Kenneth E. Smith | Management | For | For |
| 1.12 | Elect Director Scott G. Toothaker | Management | For | For |
| 1.13 | Elect Director David B. Woodside | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BARCLAYS PLC
MEETING DATE: APR 25, 2013 | TICKER: BARC SECURITY ID: 06738E204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Sir David Walker as Director | Management | For | For |
| 4 | Elect Tim Breedon as Director | Management | For | For |
| 5 | Elect Antony Jenkins as Director | Management | For | For |
| 6 | Elect Diane de Saint Victor as Director | Management | For | For |
| 7 | Re-elect David Booth as Director | Management | For | For |
| 8 | Re-elect Fulvio Conti as Director | Management | For | For |
| 9 | Re-elect Simon Fraser as Director | Management | For | For |
| 10 | Re-elect Reuben Jeffery III as Director | Management | For | For |
| 11 | Re-elect Chris Lucas as Director | Management | For | For |
| 12 | Re-elect Dambisa Moyo as Director | Management | For | For |
| 13 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 14 | Re-elect Sir John Sunderland as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 24 | Approve Scrip Dividend Programme | Management | For | For |
| 25 | Amend Articles of Association | Management | For | For |
| |
|---|
BB&T CORPORATION
MEETING DATE: APR 23, 2013 | TICKER: BBT SECURITY ID: 054937107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Incorporation of BB&T to Change the Payment Dates of its Preferred Stock Dividends to Conform with the Payment Date of its Common Stock Dividends and Conform Preferred Stock Record Dates | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BB&T CORPORATION
MEETING DATE: APR 23, 2013 | TICKER: BBT SECURITY ID: 054937107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Allison, IV | Management | For | For |
| 1.2 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.4 | Elect Director Anna R. Cablik | Management | For | For |
| 1.5 | Elect Director Ronald E. Deal | Management | For | For |
| 1.6 | Elect Director James A. Faulkner | Management | For | For |
| 1.7 | Elect Director I. Patricia Henry | Management | For | For |
| 1.8 | Elect Director John P. Howe, III | Management | For | For |
| 1.9 | Elect Director Eric C. Kendrick | Management | For | For |
| 1.10 | Elect Director Kelly S. King | Management | For | For |
| 1.11 | Elect Director Louis B. Lynn | Management | For | For |
| 1.12 | Elect Director Edward C. Milligan | Management | For | For |
| 1.13 | Elect Director Charles A. Patton | Management | For | For |
| 1.14 | Elect Director Nido R. Qubein | Management | For | For |
| 1.15 | Elect Director Tollie W. Rich, Jr. | Management | For | For |
| 1.16 | Elect Director Thomas E. Skains | Management | For | For |
| 1.17 | Elect Director Thomas N. Thompson | Management | For | For |
| 1.18 | Elect Director Edwin H. Welch | Management | For | For |
| 1.19 | Elect Director Stephen T. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BBCN BANCORP, INC.
MEETING DATE: MAY 30, 2013 | TICKER: BBCN SECURITY ID: 073295107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven D. Broidy | Management | For | For |
| 1.2 | Elect Director Louis M. Cosso | Management | For | For |
| 1.3 | Elect Director Jin Chul Jhung | Management | For | For |
| 1.4 | Elect Director Kevin S. Kim | Management | For | For |
| 1.5 | Elect Director Peter Y.S. Kim | Management | For | For |
| 1.6 | Elect Director Sang Hoon Kim | Management | For | For |
| 1.7 | Elect Director Chung Hyun Lee | Management | For | For |
| 1.8 | Elect Director Jesun Paik | Management | For | For |
| 1.9 | Elect Director Scott Yoon-Suk Whang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adjourn Meeting | Management | For | For |
| |
|---|
BBVA BANCO FRANCES S.A.
MEETING DATE: APR 09, 2013 | TICKER: FRAN SECURITY ID: 07329M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2 | Accept Annual Report, Corporate Responsibility Report, Financial Statements, and Statutory Reports for Fiscal Year 2012 | Management | For | For |
| 3 | Approve Discharge of Directors, General Manager and Internal Statutory Auditors Committee | Management | For | For |
| 4 | Approve Allocation of Income and Dividends for Fiscal Year 2012 | Management | For | For |
| 5 | Approve Remuneration of Directors for Fiscal Year 2012 | Management | For | Abstain |
| 6 | Approve Remuneration of Internal Statutory Auditors Committee for Fiscal Year 2012 | Management | For | Abstain |
| 7 | Fix Number of and Elect Directors for a Three-Year Term | Management | For | Abstain |
| 8 | Elect Three Members of Internal Statutory Auditors Committee and their Alternates | Management | For | Abstain |
| 9 | Approve Remuneration of Auditors for Fiscal Year 2012 | Management | For | For |
| 10 | Elect External Auditors | Management | For | For |
| 11 | Approve Budget of Audit Committee | Management | For | For |
| 12 | Authorize Extension of Global Program to a Five-Year Period for Issuance of up a Maximum of $ 750 Million; Renew Board Authority Accordingly | Management | For | Abstain |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: MAY 04, 2013 | TICKER: BRK.B SECURITY ID: 084670702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect Director Stephen B. Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Donald R. Keough | Management | For | For |
| 1.10 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.11 | Elect Director Ronald L. Olson | Management | For | For |
| 1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.13 | Elect Director Meryl B. Witmer | Management | For | For |
| 2 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Abstain |
| |
|---|
BIG YELLOW GROUP PLC
MEETING DATE: JUL 10, 2012 | TICKER: BYG SECURITY ID: G1093E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Philip Burks as Director | Management | For | Against |
| 5 | Re-elect Tim Clark as Director | Management | For | Against |
| 6 | Re-elect James Gibson as Director | Management | For | Against |
| 7 | Re-elect Steve Johnson as Director | Management | For | Against |
| 8 | Re-elect Adrian Lee as Director | Management | For | Against |
| 9 | Re-elect Mark Richardson as Director | Management | For | Against |
| 10 | Re-elect John Trotman as Director | Management | For | Against |
| 11 | Re-elect Nicholas Vetch as Director | Management | For | Against |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Amend Long Term Bonus Performance Plan | Management | For | For |
| 15 | Authorise the Company to Make Loans to the Executive Directors in Connection with the Long Term Bonus Performance Plan | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BIOMED REALTY TRUST, INC.
MEETING DATE: MAY 29, 2013 | TICKER: BMR SECURITY ID: 09063H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan D. Gold | Management | For | For |
| 1.2 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.3 | Elect Director Barbara R. Cambon | Management | For | For |
| 1.4 | Elect Director Edward A. Dennis | Management | For | For |
| 1.5 | Elect Director Richard I. Gilchrist | Management | For | For |
| 1.6 | Elect Director Gary A. Kreitzer | Management | For | For |
| 1.7 | Elect Director Theodore D. Roth | Management | For | For |
| 1.8 | Elect Director M. Faye Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BLACKROCK, INC.
MEETING DATE: MAY 30, 2013 | TICKER: BLK SECURITY ID: 09247X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
| 1b | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1c | Elect Director Dennis D. Dammerman | Management | For | For |
| 1d | Elect Director Jessica P. Einhorn | Management | For | For |
| 1e | Elect Director Fabrizio Freda | Management | For | For |
| 1f | Elect Director David H. Komansky | Management | For | For |
| 1g | Elect Director James E. Rohr | Management | For | For |
| 1h | Elect Director Susan L. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BM&FBOVESPA S.A.
MEETING DATE: APR 15, 2013 | TICKER: BVMF3 SECURITY ID: P73232103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 4 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
BM&FBOVESPA S.A.
MEETING DATE: APR 15, 2013 | TICKER: BVMF3 SECURITY ID: P73232103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Stock Option Plan | Management | For | Against |
| |
|---|
BNP PARIBAS SA
MEETING DATE: MAY 15, 2013 | TICKER: BNP SECURITY ID: F1058Q238
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
| 4 | Acknowledge Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Severance Payment Agreement with Jean-Laurent Bonnafe | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Reelect Jean-Laurent Bonnafe as Director | Management | For | For |
| 8 | Reelect Michel Tilmant as Director | Management | For | For |
| 9 | Reelect Emiel Van Broekhoven as Director | Management | For | For |
| 10 | Elect Christophe de Margerie as Director | Management | For | For |
| 11 | Elect Marion Guillou as Director | Management | For | For |
| 12 | Authorize Auditors to File Required Documents at the Court's Clerk Office | Management | For | For |
| 13 | Amend New Set of Bylaws | Management | For | For |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
MEETING DATE: APR 17, 2013 | TICKER: BPFH SECURITY ID: 101119105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene S. Colangelo | Management | For | For |
| 1.2 | Elect Director Clayton G. Deutsch | Management | For | For |
| 1.3 | Elect Director Allen L. Sinai | Management | For | For |
| 1.4 | Elect Director Stephen M. Waters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| |
|---|
BOSTON PROPERTIES, INC.
MEETING DATE: MAY 21, 2013 | TICKER: BXP SECURITY ID: 101121101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zoe Baird Budinger | Management | For | For |
| 1.2 | Elect Director Carol B. Einiger | Management | For | For |
| 1.3 | Elect Director Jacob A. Frenkel | Management | For | For |
| 1.4 | Elect Director Joel I. Klein | Management | For | For |
| 1.5 | Elect Director Douglas T. Linde | Management | For | For |
| 1.6 | Elect Director Matthew J. Lustig | Management | For | For |
| 1.7 | Elect Director Alan J. Patricof | Management | For | For |
| 1.8 | Elect Director Owen D. Thomas | Management | For | For |
| 1.9 | Elect Director Martin Turchin | Management | For | For |
| 1.10 | Elect Director David A. Twardock | Management | For | For |
| 1.11 | Elect Director Mortimer B. Zuckerman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BR MALLS PARTICIPACOES S.A.
MEETING DATE: APR 30, 2013 | TICKER: BRML3 SECURITY ID: P1908S102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| |
|---|
BR MALLS PARTICIPACOES S.A.
MEETING DATE: MAY 15, 2013 | TICKER: BRML3 SECURITY ID: P1908S102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Capitalization of Reserves Without Issuance of Shares | Management | For | For |
| 2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 3 | Amend Article 19 | Management | For | For |
| |
|---|
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: NOV 01, 2012 | TICKER: BRIN3 SECURITY ID: P1830M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of 39.99 Percent of Itax Consultoria e Corretora de Seguros de Vida Ltda | Management | For | For |
| 2 | Approve Acquisition of 39.99 Percent of SBX Corretora de Seguros de Vida Ltda | Management | For | For |
| 3 | Approve Acquisition of Pada Holding Ltda and the Issuance of 159,628 New Shares and 12 Subscription Warrants in Connection with Acquisition | Management | For | For |
| |
|---|
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: DEC 14, 2012 | TICKER: BRIN3 SECURITY ID: P1830M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of 49.99 Percent of Indico Consultoria de Beneficios e Corretagem de Seguros Ltda | Management | For | For |
| 2 | Approve Acquisition of 49.98 Percent of Viva Bem Gestao de Saude Ltda | Management | For | For |
| 3 | Approve Acquisition of Larah Participacoes e Empreendimentos Ltda and the Issuance of 580,889 New Shares and 16 Subscription Warrants in Connection with Acquisition | Management | For | For |
| 4 | Ratify Minutes of June 6, 2012, EGM | Management | For | For |
| |
|---|
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: FEB 20, 2013 | TICKER: BRIN3 SECURITY ID: P1830M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of 39.96 percent of Carraro Corretora de Seguros Ltda. | Management | For | For |
| 2 | Approve Acquisition of SMM Holding e Empreendimentos Ltda and Issuance of 233,056 New Shares and 12 Subscription Warrants in Connection with Acquisition | Management | For | For |
| |
|---|
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: APR 29, 2013 | TICKER: BRIN3 SECURITY ID: P1830M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3.1 | Elect Bruno Padilha de Lima Costa as Director | Management | For | Against |
| 3.2 | Elect Marcelo Andrade Casado as Director | Management | For | Against |
| 3.3 | Elect Fabio Franchini as Director | Management | For | Against |
| 3.4 | Elect Luiz Carlos Almeida Braga Nabuco de Abreu as Independent Director | Management | For | For |
| 3.5 | Elect Armando Zara Pompeu as Independent Director | Management | For | For |
| 4 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
BRE PROPERTIES, INC.
MEETING DATE: APR 24, 2013 | TICKER: BRE SECURITY ID: 05564E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.2 | Elect Director Paula F. Downey | Management | For | For |
| 1.3 | Elect Director Christopher J. McGurk | Management | For | For |
| 1.4 | Elect Director Matthew T. Medeiros | Management | For | For |
| 1.5 | Elect Director Constance B. Moore | Management | For | For |
| 1.6 | Elect Director Jeanne R. Myerson | Management | For | For |
| 1.7 | Elect Director Jeffrey T. Pero | Management | For | For |
| 1.8 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.9 | Elect Director Dennis E. Singleton | Management | For | For |
| 1.10 | Elect Director Thomas P. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BRIDGE CAPITAL HOLDINGS
MEETING DATE: MAY 15, 2013 | TICKER: BBNK SECURITY ID: 108030107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence Owen Brown | Management | For | For |
| 1.2 | Elect Director Howard N. Gould | Management | For | For |
| 1.3 | Elect Director Francis J. Harvey | Management | For | For |
| 1.4 | Elect Director Allan C. Kramer | Management | For | For |
| 1.5 | Elect Director Robert P. Latta | Management | For | For |
| 1.6 | Elect Director Daniel P. Myers | Management | For | For |
| 1.7 | Elect Director Christopher B. Paisley | Management | For | For |
| 1.8 | Elect Director Thomas M. Quigg | Management | For | For |
| 1.9 | Elect Director Thomas A. Sa | Management | For | For |
| 1.10 | Elect Director Terry Schwakopf | Management | For | For |
| 1.11 | Elect Director Barry A. Turkus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BROOKLINE BANCORP, INC.
MEETING DATE: MAY 08, 2013 | TICKER: BRKL SECURITY ID: 11373M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Chapin | Management | For | For |
| 1.2 | Elect Director John A. Hackett | Management | For | For |
| 1.3 | Elect Director John L. Hall, II | Management | For | For |
| 1.4 | Elect Director Rosamond B. Vaule | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BS FINANCIAL GROUP INC.
MEETING DATE: MAR 28, 2013 | TICKER: 138930 SECURITY ID: Y0997Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 330 per Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Reelect Lim Young-Rok as Inside Director | Management | For | For |
| 3.2 | Elect Sung Se-Hwan as Non-Independent Non-Executive Director | Management | For | For |
| 3.3 | Reelect Kim Sung-Ho as Outside Director | Management | For | For |
| 3.4 | Reelect Kim Woo-Suk as Outside Director | Management | For | For |
| 3.5 | Reelect Lee Jong-Su as Outside Director | Management | For | For |
| 3.6 | Elect Park Maeng-Un as Outside Director | Management | For | For |
| 4.1 | Reelect Kim Sung-Ho as Member of Audit Committee | Management | For | For |
| 4.2 | Reelect Kim Woo-Suk as Member of Audit Committee | Management | For | For |
| 4.3 | Reelect Park Maeng-Eon as Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
BTG PACTUAL GROUP
MEETING DATE: APR 30, 2013 | TICKER: BBTG11 SECURITY ID: G16634126
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles 5 and 24 | Management | For | For |
| |
|---|
BTG PACTUAL GROUP
MEETING DATE: APR 30, 2013 | TICKER: BBTG11 SECURITY ID: G16634126
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 4 | Approve Remuneration of Company's Management | Management | For | Against |
| |
|---|
BUKIT SEMBAWANG ESTATES LTD.
MEETING DATE: JUL 25, 2012 | TICKER: B61 SECURITY ID: Y1008L122
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend of SGD 0.04 Per Share and Special Dividend of SGD 0.14 Per Share | Management | For | For |
| 3a | Reelect Guok Chin Huat Samuel as Director | Management | For | Against |
| 3b | Reelect Lee Chien Shih as Director | Management | For | Against |
| 3c | Reelect Tan Swee Siong as Director | Management | For | For |
| 4 | Reelect Teo Kim Yam as Director | Management | For | Against |
| 5 | Approve Directors' Fees of SGD 474,000 for the Financial Year Ended March 31, 2012 | Management | For | For |
| 6 | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| |
|---|
CAIXABANK SA
MEETING DATE: APR 25, 2013 | TICKER: CABK SECURITY ID: E2427M123
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Discharge of Board | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4.1 | Ratify Co-option of and Elect Caja Navarra as Director | Management | For | For |
| 4.2 | Ratify Co-option of and Elect Cajasol as Director | Management | For | For |
| 5 | Amend Article 34 | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7.1 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7.2 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7.3 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7.4 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 8 | Authorize Increase in Capital via Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 3 Billion | Management | For | For |
| 10 | Authorize Issuance of Non-Convertible Debt and Fixed-Income Securities up to EUR 66 Billion | Management | For | For |
| 11 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 12 | Approve 2013 Variable Remuneration Scheme | Management | For | For |
| 13 | Authorize Company to Call EGM with 15 Days' Notice | Management | For | For |
| 14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 15 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| 16 | Receive Audited Balance Sheets | Management | None | None |
| 17 | Receive Report on Bond Issuance | Management | None | None |
| |
|---|
CAMDEN PROPERTY TRUST
MEETING DATE: MAY 10, 2013 | TICKER: CPT SECURITY ID: 133131102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Campo | Management | For | For |
| 1.2 | Elect Director Scott S. Ingraham | Management | For | For |
| 1.3 | Elect Director Lewis A. Levey | Management | For | For |
| 1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
| 1.5 | Elect Director William F. Paulsen | Management | For | For |
| 1.6 | Elect Director D. Keith Oden | Management | For | For |
| 1.7 | Elect Director F. Gardner Parker | Management | For | For |
| 1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
| 1.9 | Elect Director Steven A. Webster | Management | For | For |
| 1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAMPUS CREST COMMUNITIES, INC.
MEETING DATE: APR 22, 2013 | TICKER: CCG SECURITY ID: 13466Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ted W. Rollins | Management | For | For |
| 1.2 | Elect Director Michael S. Hartnett | Management | For | For |
| 1.3 | Elect Director Richard S. Kahlbaugh | Management | For | For |
| 1.4 | Elect Director Denis McGlynn | Management | For | For |
| 1.5 | Elect Director William G. Popeo | Management | For | For |
| 1.6 | Elect Director Daniel L. Simmons | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CANADIAN WESTERN BANK
MEETING DATE: MAR 07, 2013 | TICKER: CWB SECURITY ID: 13677F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify KPMG LLP as Auditors | Management | For | For |
| 2.1 | Elect Director Albrecht W.A. Bellstedt | Management | For | For |
| 2.2 | Elect Director Andrew J. Bibby | Management | For | For |
| 2.3 | Elect Director Christopher H. Fowler | Management | For | For |
| 2.4 | Elect Director Linda M.O. Hohol | Management | For | For |
| 2.5 | Elect Director Allan W. Jackson | Management | For | For |
| 2.6 | Elect Director Wendy A. Leaney | Management | For | For |
| 2.7 | Elect Director Robert A. Manning | Management | For | For |
| 2.8 | Elect Director Howard E. Pechet | Management | For | For |
| 2.9 | Elect Director Robert L. Phillips | Management | For | For |
| 2.10 | Elect Director Raymond J. Protti | Management | For | For |
| 2.11 | Elect Director Ian M. Reid | Management | For | For |
| 2.12 | Elect Director H. Sanford Riley | Management | For | For |
| 2.13 | Elect Director Alan M. Rowe | Management | For | For |
| 2.14 | Elect Director Arnold J. Shell | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Increase Authorized Preferred Stock | Management | For | Against |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CAPE BANCORP, INC.
MEETING DATE: APR 22, 2013 | TICKER: CBNJ SECURITY ID: 139209100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank J. Glaser | Management | For | For |
| 1.2 | Elect Director David C. Ingersoll, Jr. | Management | For | For |
| 1.3 | Elect Director Thomas K. Ritter | Management | For | For |
| 1.4 | Elect Director Althea L.A. Skeels | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 02, 2013 | TICKER: COF SECURITY ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director W. Ronald Dietz | Management | For | For |
| 1c | Elect Director Lewis Hay, III | Management | For | For |
| 1d | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1e | Elect Director Peter E. Raskind | Management | For | For |
| 1f | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1g | Elect Director Bradford H. Warner | Management | For | For |
| 1h | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4a | Reduce Supermajority Vote Requirement | Management | For | For |
| 4b | Reduce Supermajority Vote Requirement | Management | For | For |
| 4c | Reduce Supermajority Vote Requirement | Management | For | For |
| |
|---|
CASCADE BANCORP
MEETING DATE: MAY 14, 2013 | TICKER: CACB SECURITY ID: 147154207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerol E. Andres | Management | For | For |
| 1.2 | Elect Director Chris C. Casciato | Management | For | For |
| 1.3 | Elect Director Michael J. Connolly | Management | For | For |
| 1.4 | Elect Director Henry H. Hewitt | Management | For | For |
| 1.5 | Elect Director J. LaMont Keen | Management | For | For |
| 1.6 | Elect Director James B. Lockhart, III | Management | For | For |
| 1.7 | Elect Director Patricia L. Moss | Management | For | For |
| 1.8 | Elect Director Ryan R. Patrick | Management | For | For |
| 1.9 | Elect Director Thomas M. Wells | Management | For | For |
| 1.10 | Elect Director Terry E. Zink | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CASTELLUM AB
MEETING DATE: MAR 21, 2013 | TICKER: CAST SECURITY ID: W2084X107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 6b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 7 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of SEK 3.95 per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Receive Election Committee's Report on Activities and Statement Concerning the Proposal Regarding the Board of Directors | Management | None | None |
| 11 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of SEK 525,000 for Chairman, and SEK 250,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 13 | Reelect Charlotte Stromberg (Chair), Per Berggren, Marianne Alexandersson, Ulla-Britt Frajdin-Hellqvist, Christer Jacobson, Johan Skoglund, and Jan-Ake Jonsson as Directors | Management | For | Did Not Vote |
| 14 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Approve Executive Incentive Bonus Plan | Management | For | Did Not Vote |
| 17 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| |
|---|
CBOE HOLDINGS, INC.
MEETING DATE: MAY 23, 2013 | TICKER: CBOE SECURITY ID: 12503M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Brodsky | Management | For | For |
| 1.2 | Elect Director James R. Boris | Management | For | For |
| 1.3 | Elect Director Frank E. English, Jr. | Management | For | For |
| 1.4 | Elect Director Edward J. Fitzpatrick | Management | For | For |
| 1.5 | Elect Director Janet P. Froetscher | Management | For | For |
| 1.6 | Elect Director Jill R. Goodman | Management | For | For |
| 1.7 | Elect Director Duane R. Kullberg | Management | For | For |
| 1.8 | Elect Director R. Eden Martin | Management | For | For |
| 1.9 | Elect Director Roderick A. Palmore | Management | For | For |
| 1.10 | Elect Director Susan M. Phillips | Management | For | For |
| 1.11 | Elect Director Douglas H. Shulman | Management | For | For |
| 1.12 | Elect Director Samuel K. Skinner | Management | For | For |
| 1.13 | Elect Director Carole E. Stone | Management | For | For |
| 1.14 | Elect Director Eugene S. Sunshine | Management | For | For |
| 1.15 | Elect Director Edward T. Tilly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CBRE GROUP, INC.
MEETING DATE: MAY 09, 2013 | TICKER: CBG SECURITY ID: 12504L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Brandon B. Boze | Management | For | For |
| 1.3 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.4 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.5 | Elect Director Michael Kantor | Management | For | For |
| 1.6 | Elect Director Frederic V. Malek | Management | For | For |
| 1.7 | Elect Director Jane J. Su | Management | For | For |
| 1.8 | Elect Director Robert E. Sulentic | Management | For | For |
| 1.9 | Elect Director Laura D. Tyson | Management | For | For |
| 1.10 | Elect Director Gary L. Wilson | Management | For | For |
| 1.11 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CETIP S.A. - MERCADOS ORGANIZADOS
MEETING DATE: SEP 13, 2012 | TICKER: CTIP3 SECURITY ID: P23840104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2012 Stock Option Plan; Replace Existing Plans | Management | For | For |
| 2 | Approve Stock Option Plan Grants | Management | For | For |
| |
|---|
CHALLENGER LTD
MEETING DATE: NOV 26, 2012 | TICKER: CGF SECURITY ID: Q22685103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Elect Graham Cubbin as a Director | Management | For | For |
| 3 | Elect Russell Hooper as a Director | Management | For | For |
| 4 | Elect Steven Gregg as a Director | Management | For | For |
| 5 | Elect JoAnne Stephenson as a Director | Management | For | For |
| 6 | Approve the Adoption of the Remuneration Report | Management | For | For |
| |
|---|
CHEVIOT FINANCIAL CORP.
MEETING DATE: APR 23, 2013 | TICKER: CHEV SECURITY ID: 16677X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward L. Kleemeier | Management | For | For |
| 1.2 | Elect Director James E. Williamson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CHINA CITIC BANK CORPORATION LTD.
MEETING DATE: OCT 18, 2012 | TICKER: 601998 SECURITY ID: Y1434M116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Zhu Xiaohuang as Executive Director | Management | For | For |
| 2 | Elect Zhang Xiaowei as Non-Executive Director | Management | For | For |
| 3 | Elect Gonzalo Torano Vallina as Non-Executive Director | Management | For | For |
| 4 | Amend Articles of Association of the Bank | Management | For | For |
| |
|---|
CHINA CITIC BANK CORPORATION LTD.
MEETING DATE: MAY 28, 2013 | TICKER: 601998 SECURITY ID: Y1434M116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report for the Year 2012 | Management | For | For |
| 4 | Approve Financial Report for the Year 2012 | Management | For | For |
| 5 | Approve Financial Budget Plan for the Year 2013 | Management | For | For |
| 6 | Approve Profit Distribution Plan for the Year 2012 | Management | For | For |
| 7 | Approve Resolution on Engagement of Accounting Firms and Their Service Fees | Management | For | For |
| 8 | Approve Estimate Amount of Credit Extension to Related Parties in 2013 | Management | For | For |
| 9 | Approve Special Report on Related Party Transactions | Management | For | For |
| 10 | Elect Chang Zhenming as Director | Shareholder | For | For |
| |
|---|
CIELO SA
MEETING DATE: APR 26, 2013 | TICKER: CIEL3 SECURITY ID: P2859E100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Company's Management and Elect Fiscal Council Members | Management | For | Against |
| |
|---|
CIELO SA
MEETING DATE: APR 26, 2013 | TICKER: CIEL3 SECURITY ID: P2859E100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Capitalization of Reserves for Bonus Issue | Management | For | For |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 24, 2013 | TICKER: C SECURITY ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Franz B. Humer | Management | For | For |
| 1c | Elect Director Robert L. Joss | Management | For | For |
| 1d | Elect Director Michael E. O'Neill | Management | For | For |
| 1e | Elect Director Judith Rodin | Management | For | For |
| 1f | Elect Director Robert L. Ryan | Management | For | For |
| 1g | Elect Director Anthony M. Santomero | Management | For | For |
| 1h | Elect Director Joan E. Spero | Management | For | For |
| 1i | Elect Director Diana L. Taylor | Management | For | For |
| 1j | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1k | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Amend Indemnifications Provisions | Shareholder | Against | Against |
| |
|---|
CITIZENS & NORTHERN CORPORATION
MEETING DATE: APR 16, 2013 | TICKER: CZNC SECURITY ID: 172922106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Bruce Haner | Management | For | For |
| 1.2 | Elect Director Susan E. Hartley | Management | For | For |
| 1.3 | Elect Director Leo F. Lambert | Management | For | For |
| 1.4 | Elect Director Leonard Simpson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CITIZENS, INC.
MEETING DATE: JUN 04, 2013 | TICKER: CIA SECURITY ID: 174740100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. Dean Gage | Management | For | For |
| 1.2 | Elect Director Steven F. Shelton | Management | For | For |
| 1.3 | Elect Director Timothy T. Timmerman | Management | For | For |
| 1.4 | Elect Director Robert B. Sloan, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CITY HOLDING COMPANY
MEETING DATE: APR 24, 2013 | TICKER: CHCO SECURITY ID: 177835105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles W. Fairchilds | Management | For | For |
| 1.2 | Elect Director William H. File, III | Management | For | For |
| 1.3 | Elect Director Tracy W. Hylton, II | Management | For | For |
| 1.4 | Elect Director C. Dallas Kayser | Management | For | For |
| 1.5 | Elect Director Sharon H. Rowe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CITY NATIONAL CORPORATION
MEETING DATE: APR 17, 2013 | TICKER: CYN SECURITY ID: 178566105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth L. Coleman | Management | For | For |
| 1.2 | Elect Director Bruce Rosenblum | Management | For | For |
| 1.3 | Elect Director Peter M. Thomas | Management | For | For |
| 1.4 | Elect Director Christopher J. Warmuth | Management | For | For |
| 1.5 | Elect Director Russell Goldsmith | Management | For | For |
| 1.6 | Elect Director Ronald L. Olson | Management | For | For |
| 1.7 | Elect Director Robert H. Tuttle | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 22, 2013 | TICKER: CME SECURITY ID: 12572Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence A. Duffy | Management | For | For |
| 1.2 | Elect Director Charles P. Carey | Management | For | For |
| 1.3 | Elect Director Mark E. Cermak | Management | For | For |
| 1.4 | Elect Director Martin J. Gepsman | Management | For | For |
| 1.5 | Elect Director Leo Melamed | Management | For | For |
| 1.6 | Elect Director Joseph Niciforo | Management | For | For |
| 1.7 | Elect Director C.C. Odom, II | Management | For | For |
| 1.8 | Elect Director John F. Sandner | Management | For | For |
| 1.9 | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| |
|---|
CNA FINANCIAL CORPORATION
MEETING DATE: APR 24, 2013 | TICKER: CNA SECURITY ID: 126117100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul J. Liska | Management | For | For |
| 1.2 | Elect Director Jose O. Montemayor | Management | For | For |
| 1.3 | Elect Director Thomas F. Motamed | Management | For | For |
| 1.4 | Elect Director Don M. Randel | Management | For | For |
| 1.5 | Elect Director Joseph Rosenberg | Management | For | For |
| 1.6 | Elect Director Andrew H. Tisch | Management | For | For |
| 1.7 | Elect Director James S. Tisch | Management | For | For |
| 1.8 | Elect Director Marvin Zonis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CNB FINANCIAL CORPORATION
MEETING DATE: APR 16, 2013 | TICKER: CCNE SECURITY ID: 126128107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Greslick, Jr. | Management | For | For |
| 1.2 | Elect Director Dennis L. Merrey | Management | For | For |
| 1.3 | Elect Director Deborah Dick Pontzer | Management | For | For |
| 1.4 | Elect Director Charles H. Reams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
COBIZ FINANCIAL INC.
MEETING DATE: MAY 16, 2013 | TICKER: COBZ SECURITY ID: 190897108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Bangert | Management | For | For |
| 1.2 | Elect Director Michael B. Burgamy | Management | For | For |
| 1.3 | Elect Director Morgan Gust | Management | For | For |
| 1.4 | Elect Director Evan Makovsky | Management | For | For |
| 1.5 | Elect Director Douglas L. Polson | Management | For | For |
| 1.6 | Elect Director Mary K. Rhinehart | Management | For | For |
| 1.7 | Elect Director Noel N. Rothman | Management | For | For |
| 1.8 | Elect Director Bruce H. Schroffel | Management | For | For |
| 1.9 | Elect Director Timothy J. Travis | Management | For | For |
| 1.10 | Elect Director Mary Beth Vitale | Management | For | For |
| 1.11 | Elect Director Mary M. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 04, 2013 | TICKER: CTSH SECURITY ID: 192446102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1b | Elect Director John E. Klein | Management | For | For |
| 1c | Elect Director Lakshmi Narayanan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
COHEN & STEERS, INC.
MEETING DATE: MAY 08, 2013 | TICKER: CNS SECURITY ID: 19247A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Martin Cohen | Management | For | For |
| 1b | Elect Director Robert H. Steers | Management | For | For |
| 1c | Elect Director Peter L. Rhein | Management | For | For |
| 1d | Elect Director Richard P. Simon | Management | For | For |
| 1e | Elect Director Edmond D. Villani | Management | For | For |
| 1f | Elect Director Bernard B. Winograd | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COLONIAL PROPERTIES TRUST
MEETING DATE: APR 24, 2013 | TICKER: CLP SECURITY ID: 195872106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl F. Bailey | Management | For | For |
| 1.2 | Elect Director Edwin M. Crawford | Management | For | For |
| 1.3 | Elect Director M. Miller Gorrie | Management | For | For |
| 1.4 | Elect Director William M. Johnson | Management | For | For |
| 1.5 | Elect Director James K. Lowder | Management | For | For |
| 1.6 | Elect Director Thomas H. Lowder | Management | For | For |
| 1.7 | Elect Director Herbert A. Meisler | Management | For | For |
| 1.8 | Elect Director Claude B. Nielsen | Management | For | For |
| 1.9 | Elect Director Harold W. Ripps | Management | For | For |
| 1.10 | Elect Director John W. Spiegel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 23, 2013 | TICKER: CMA SECURITY ID: 200340107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 1.2 | Elect Director Roger A. Cregg | Management | For | For |
| 1.3 | Elect Director T. Kevin DeNicola | Management | For | For |
| 1.4 | Elect Director Jacqueline P. Kane | Management | For | For |
| 1.5 | Elect Director Richard G. Lindner | Management | For | For |
| 1.6 | Elect Director Alfred A. Piergallini | Management | For | For |
| 1.7 | Elect Director Robert S. Taubman | Management | For | For |
| 1.8 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
| 1.9 | Elect Director Nina G. Vaca | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMMERCE BANCSHARES, INC.
MEETING DATE: APR 17, 2013 | TICKER: CBSH SECURITY ID: 200525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Earl H. Devanny, III | Management | For | For |
| 1.2 | Elect Director Benjamin F. Rassieur, III | Management | For | For |
| 1.3 | Elect Director Todd R. Schnuck | Management | For | For |
| 1.4 | Elect Director Andrew C. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Stock Plan | Management | For | For |
| |
|---|
CORPORATE OFFICE PROPERTIES TRUST
MEETING DATE: MAY 09, 2013 | TICKER: OFC SECURITY ID: 22002T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jay H. Shidler | Management | For | For |
| 1b | Elect Director Clay W. Hamlin, III | Management | For | For |
| 1c | Elect Director Thomas F. Brady | Management | For | For |
| 1d | Elect Director Robert L. Denton | Management | For | For |
| 1e | Elect Director Elizabeth A. Hight | Management | For | For |
| 1f | Elect Director David M. Jacobstein | Management | For | For |
| 1g | Elect Director Steven D. Kesler | Management | For | For |
| 1h | Elect Director Richard Szafranski | Management | For | For |
| 1i | Elect Director Roger A. Waesche, Jr. | Management | For | For |
| 1j | Elect Director Kenneth D. Wethe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CREDICORP LTD.
MEETING DATE: MAR 26, 2013 | TICKER: BAP SECURITY ID: G2519Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Annual Reports | Management | None | None |
| 2 | Approve Individual and Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | Abstain |
| 4 | Appoint Ernst & Young Global as External Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Present Payment of Dividends of USD of 2.60 per Share | Management | None | None |
| 6 | Present Allocation of Income | Management | None | None |
| |
|---|
CREDIT AGRICOLE SA
MEETING DATE: MAY 23, 2013 | TICKER: ACA SECURITY ID: F22797108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Approve Transaction with Emporiki Re: Securities Lending | Management | For | For |
| 5 | Approve Transaction Re: Credit Agricole's Participation in the Share Capital Increase of Banco Espirito Santo | Management | For | For |
| 6 | Approve Transaction with SACAM International Re: Repurchase of Emporiki Shares | Management | For | For |
| 7 | Approve Transaction Re: Creation of a Special Purpose Vehicle | Management | For | For |
| 8 | Approve Severance Payment Agreement with Xavier Musca | Management | For | For |
| 9 | Reelect Jean-Marie Sander as Director | Management | For | For |
| 10 | Reelect Philippe Brassac as Director | Management | For | For |
| 11 | Reelect Veronique Flachaire as Director | Management | For | For |
| 12 | Reelect Christian Talgorn as Director | Management | For | For |
| 13 | Elect Pascale Berger as Director | Management | For | For |
| 14 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.05 Million | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 3.75 Billion | Management | For | For |
| 17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 750 Million | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million | Management | For | For |
| 19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18, 20-21, and 25-26 | Management | For | For |
| 20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 21 | Authorize Board to Set Issue Price for 5 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 22 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3.75 Billion | Management | For | For |
| 23 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 5 Billion | Management | For | For |
| 24 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 25 | Approve Employee Stock Purchase Plan | Management | For | For |
| 26 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
| 27 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
CUBESMART
MEETING DATE: MAY 29, 2013 | TICKER: CUBE SECURITY ID: 229663109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Diefenderfer, III | Management | For | For |
| 1.2 | Elect Director Piero Bussani | Management | For | For |
| 1.3 | Elect Director Dean Jernigan | Management | For | For |
| 1.4 | Elect Director Marianne M. Keler | Management | For | For |
| 1.5 | Elect Director Deborah R. Salzberg | Management | For | For |
| 1.6 | Elect Director John F. Remondi | Management | For | For |
| 1.7 | Elect Director Jeffrey F. Rogatz | Management | For | For |
| 1.8 | Elect Director John W. Fain | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DCT INDUSTRIAL TRUST INC.
MEETING DATE: MAY 01, 2013 | TICKER: DCT SECURITY ID: 233153105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas G. Wattles | Management | For | For |
| 1b | Elect Director Philip L. Hawkins | Management | For | For |
| 1c | Elect Director Marilyn A. Alexander | Management | For | For |
| 1d | Elect Director Thomas F. August | Management | For | For |
| 1e | Elect Director John S. Gates, Jr. | Management | For | For |
| 1f | Elect Director Raymond B. Greer | Management | For | For |
| 1g | Elect Director Tripp H. Hardin | Management | For | For |
| 1h | Elect Director John C. O'Keeffe | Management | For | For |
| 1i | Elect Director Bruce L. Warwick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DELTA LLOYD NV
MEETING DATE: MAY 23, 2013 | TICKER: DL SECURITY ID: N25633103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Receive Announcements | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3a | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3c | Approve Dividends of EUR 1.03 Per Share | Management | For | For |
| 4a | Approve Discharge of Management Board | Management | For | For |
| 4b | Approve Discharge of Supervisory Board | Management | For | For |
| 5a | Announce Vacancies on the Board | Management | None | None |
| 5b | Opportunity to Make Recommendations | Management | None | None |
| 5c | Announce Intention to elect Clara C. Streit to Supervisory Board | Management | None | None |
| 5d | Elect Clara C. Streit to Supervisory Board | Management | For | For |
| 5e | Announce Vacancies on the Board Arising in 2014 | Management | None | None |
| 6 | Approve Amendments to Remuneration Policy for Management Board Members | Management | For | For |
| 7 | Amend Articles Re: Legislative Changes and Removal of Provisions Regarding Aviva | Management | For | For |
| 8a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 8b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 8a | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Allow Questions and Close Meeting | Management | None | None |
| |
|---|
DEUTSCHE BANK AG
MEETING DATE: MAY 23, 2013 | TICKER: DBK SECURITY ID: D18190898
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
| 5 | Ratify KPMG as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
| 6 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | Did Not Vote |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
| 9 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 11.1 | Elect John Cryan to the Supervisory Board | Management | For | Did Not Vote |
| 11.2 | Elect Henning Kagermann to the Supervisory Board | Management | For | Did Not Vote |
| 11.3 | Elect Suzanne Labarge to the Supervisory Board | Management | For | Did Not Vote |
| 11.4 | Elect Johannes Teyssen to the Supervisory Board | Management | For | Did Not Vote |
| 11.5 | Elect Georg Thoma to the Supervisory Board | Management | For | Did Not Vote |
| 11.6 | Elect Tilman Todenhoefer to the Supervisory Board | Management | For | Did Not Vote |
| 11.7 | Elect Dina Dublon to the Supervisory Board | Management | For | Did Not Vote |
| 12 | Approve Creation of EUR 230.4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 13 | Approve Domination Agreement with RREEF Management GmbH | Management | For | Did Not Vote |
| |
|---|
DEVELOPMENT CREDIT BANK LTD.
MEETING DATE: DEC 10, 2012 | TICKER: 532772 SECURITY ID: Y2051L134
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity Shares to WCP Holdings III and Tano Mauritius India FVCI II, Investors | Management | For | For |
| |
|---|
DEVELOPMENT CREDIT BANK LTD.
MEETING DATE: JUN 05, 2013 | TICKER: 532772 SECURITY ID: Y2051L134
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect S. Nathani as Director | Management | For | Against |
| 3 | Reelect A. Manekia as Director | Management | For | For |
| 4 | Approve B S R & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Brach Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Elect I. Contractor as Director | Management | For | For |
| 7 | Elect K. Elavia as Director | Management | For | For |
| 8 | Elect C. Narasimhan as Director | Management | For | For |
| 9 | Elect N. Shah as Director | Management | For | For |
| 10 | Elect S. Sridhar as Director | Management | For | For |
| 11 | Elect J. Pradhan as Director | Management | For | For |
| |
|---|
DFC GLOBAL CORP.
MEETING DATE: NOV 08, 2012 | TICKER: DLLR SECURITY ID: 23324T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Jessick | Management | For | For |
| 1.2 | Elect Director Michael Kooper | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DIAMONDROCK HOSPITALITY COMPANY
MEETING DATE: MAY 08, 2013 | TICKER: DRH SECURITY ID: 252784301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William W. McCarten | Management | For | For |
| 1.2 | Elect Director Daniel J. Altobello | Management | For | For |
| 1.3 | Elect Director W. Robert Grafton | Management | For | For |
| 1.4 | Elect Director Maureen L. McAvey | Management | For | For |
| 1.5 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.6 | Elect Director Bruce D. Wardinski | Management | For | For |
| 1.7 | Elect Director Mark W. Brugger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DOUGLAS EMMETT, INC.
MEETING DATE: JUN 04, 2013 | TICKER: DEI SECURITY ID: 25960P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan A. Emmett | Management | For | For |
| 1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
| 1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
| 1.4 | Elect Director Christopher H. Anderson | Management | For | For |
| 1.5 | Elect Director Leslie E. Bider | Management | For | For |
| 1.6 | Elect Director David T. Feinberg | Management | For | For |
| 1.7 | Elect Director Thomas E. O'Hern | Management | For | For |
| 1.8 | Elect Director William E. Simon, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DUKE REALTY CORPORATION
MEETING DATE: APR 24, 2013 | TICKER: DRE SECURITY ID: 264411505
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1b | Elect Director William Cavanaugh, III | Management | For | For |
| 1c | Elect Director Alan H. Cohen | Management | For | For |
| 1d | Elect Director Ngaire E. Cuneo | Management | For | For |
| 1e | Elect Director Charles R. Eitel | Management | For | For |
| 1f | Elect Director Martin C. Jischke | Management | For | For |
| 1g | Elect Director Dennis D. Oklak | Management | For | For |
| 1h | Elect Director Melanie R. Sabelhaus | Management | For | For |
| 1i | Elect Director Peter M. Scott, III | Management | For | For |
| 1j | Elect Director Jack R. Shaw | Management | For | For |
| 1k | Elect Director Lynn C. Thurber | Management | For | For |
| 1l | Elect Director Robert J. Woodward, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EAGLE BANCORP MONTANA, INC.
MEETING DATE: OCT 18, 2012 | TICKER: EBMT SECURITY ID: 26942G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. McCarvel | Management | For | For |
| 1.2 | Elect Director James A. Maierle | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EBAY INC.
MEETING DATE: APR 18, 2013 | TICKER: EBAY SECURITY ID: 278642103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David M. Moffett | Management | For | For |
| 1b | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 1c | Elect Director Thomas J. Tierney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 4 | Report on Privacy and Data Security | Shareholder | Against | Abstain |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
EPIQ SYSTEMS, INC.
MEETING DATE: JUN 13, 2013 | TICKER: EPIQ SECURITY ID: 26882D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom W. Olofson | Management | For | For |
| 1.2 | Elect Director Christopher E. Olofson | Management | For | For |
| 1.3 | Elect Director W. Bryan Satterlee | Management | For | For |
| 1.4 | Elect Director Edward M. Connolly | Management | For | For |
| 1.5 | Elect Director James A. Byrnes | Management | For | For |
| 1.6 | Elect Director Joel Pelofsky | Management | For | For |
| 1.7 | Elect Director Charles C. Connely, IV | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EQUIFAX INC.
MEETING DATE: MAY 02, 2013 | TICKER: EFX SECURITY ID: 294429105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1b | Elect Director Robert D. Daleo | Management | For | For |
| 1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 1d | Elect Director Mark L. Feidler | Management | For | For |
| 1e | Elect Director L. Phillip Humann | Management | For | For |
| 1f | Elect Director Siri S. Marshall | Management | For | For |
| 1g | Elect Director John A. McKinley | Management | For | For |
| 1h | Elect Director Richard F. Smith | Management | For | For |
| 1i | Elect Director Mark B. Templeton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: MAY 08, 2013 | TICKER: ELS SECURITY ID: 29472R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip Calian | Management | For | For |
| 1.2 | Elect Director David Contis | Management | For | For |
| 1.3 | Elect Director Thomas Dobrowski | Management | For | For |
| 1.4 | Elect Director Thomas Heneghan | Management | For | For |
| 1.5 | Elect Director Marguerite Nader | Management | For | For |
| 1.6 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.7 | Elect Director Howard Walker | Management | For | For |
| 1.8 | Elect Director Gary Waterman | Management | For | For |
| 1.9 | Elect Director William Young | Management | For | For |
| 1.10 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions and Lobbying Communications | Shareholder | Against | Abstain |
| |
|---|
EQUITY RESIDENTIAL
MEETING DATE: JUN 13, 2013 | TICKER: EQR SECURITY ID: 29476L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Alexander | Management | For | For |
| 1.2 | Elect Director Charles L. Atwood | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Mary Kay Haben | Management | For | For |
| 1.5 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.6 | Elect Director John E. Neal | Management | For | For |
| 1.7 | Elect Director David J. Neithercut | Management | For | For |
| 1.8 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.9 | Elect Director Gerald A. Spector | Management | For | For |
| 1.10 | Elect Director B. Joseph White | Management | For | For |
| 1.11 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
ESSEX PROPERTY TRUST, INC.
MEETING DATE: MAY 14, 2013 | TICKER: ESS SECURITY ID: 297178105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith R. Guericke | Management | For | For |
| 1.2 | Elect Director Issie N. Rabinovitch | Management | For | For |
| 1.3 | Elect Director Thomas E. Randlett | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EVERCORE PARTNERS INC.
MEETING DATE: JUN 19, 2013 | TICKER: EVR SECURITY ID: 29977A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger C. Altman | Management | For | For |
| 1.2 | Elect Director Pedro Aspe | Management | For | For |
| 1.3 | Elect Director Richard I. Beattie | Management | For | For |
| 1.4 | Elect Director Francois de Saint Phalle | Management | For | For |
| 1.5 | Elect Director Gail B. Harris | Management | For | For |
| 1.6 | Elect Director Curt Hessler | Management | For | For |
| 1.7 | Elect Director Robert B. Millard | Management | For | For |
| 1.8 | Elect Director Anthony N. Pritzker | Management | For | For |
| 1.9 | Elect Director Ralph L. Schlosstein | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EVEREST RE GROUP, LTD.
MEETING DATE: MAY 15, 2013 | TICKER: RE SECURITY ID: G3223R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dominic J. Addesso | Management | For | For |
| 1.2 | Elect Director John J. Amore | Management | For | For |
| 1.3 | Elect Director John R. Dunne | Management | For | Withhold |
| 1.4 | Elect Director Joseph V. Taranto | Management | For | Withhold |
| 1.5 | Elect Director John A. Weber | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
F.N.B. CORPORATION
MEETING DATE: MAY 15, 2013 | TICKER: FNB SECURITY ID: 302520101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William B. Campbell | Management | For | For |
| 1.2 | Elect Director James D. Chiafullo | Management | For | For |
| 1.3 | Elect Director Vincent J. Delie, Jr. | Management | For | For |
| 1.4 | Elect Director Laura E. Ellsworth | Management | For | For |
| 1.5 | Elect Director Robert B. Goldstein | Management | For | For |
| 1.6 | Elect Director Stephen J. Gurgovits | Management | For | For |
| 1.7 | Elect Director David J. Malone | Management | For | For |
| 1.8 | Elect Director D. Stephen Martz | Management | For | For |
| 1.9 | Elect Director Robert J. McCarthy, Jr. | Management | For | For |
| 1.10 | Elect Director Arthur J. Rooney, II | Management | For | For |
| 1.11 | Elect Director John W. Rose | Management | For | For |
| 1.12 | Elect Director John S. Stanik | Management | For | For |
| 1.13 | Elect Director William J. Strimbu | Management | For | For |
| 1.14 | Elect Director Earl K. Wahl, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FAIR ISAAC CORPORATION
MEETING DATE: FEB 12, 2013 | TICKER: FICO SECURITY ID: 303250104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director A. George Battle | Management | For | For |
| 1b | Elect Director Nicholas F. Graziano | Management | For | For |
| 1c | Elect Director Braden R. Kelly | Management | For | For |
| 1d | Elect Director James D. Kirsner | Management | For | For |
| 1e | Elect Director William J. Lansing | Management | For | For |
| 1f | Elect Director Rahul N. Merchant | Management | For | For |
| 1g | Elect Director David A. Rey | Management | For | For |
| 1h | Elect Director Duane E. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FAIRFAX FINANCIAL HOLDINGS LIMITED
MEETING DATE: APR 11, 2013 | TICKER: FFH SECURITY ID: 303901102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony F. Griffiths | Management | For | For |
| 1.2 | Elect Director Robert J. Gunn | Management | For | For |
| 1.3 | Elect Director Alan D. Horn | Management | For | For |
| 1.4 | Elect Director John R.V. Palmer | Management | For | For |
| 1.5 | Elect Director Timothy R. Price | Management | For | For |
| 1.6 | Elect Director Brandon W. Sweitzer | Management | For | For |
| 1.7 | Elect Director V. Prem Watsa | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
FAUQUIER BANKSHARES, INC.
MEETING DATE: MAY 21, 2013 | TICKER: FBSS SECURITY ID: 312059108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randy K. Ferrell | Management | For | For |
| 1.2 | Elect Director Brian S. Montgomery | Management | For | For |
| 1.3 | Elect Director P. Kurtis Rodgers | Management | For | For |
| 1.4 | Elect Director Sterling T. Strange III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FBL FINANCIAL GROUP, INC.
MEETING DATE: MAY 16, 2013 | TICKER: FFG SECURITY ID: 30239F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James P. Brannen | Management | For | For |
| 1.2 | Elect Director Roger K. Brooks | Management | For | For |
| 1.3 | Elect Director Jerry L. Chicoine | Management | For | For |
| 1.4 | Elect Director Paul E. Larson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FEDERAL REALTY INVESTMENT TRUST
MEETING DATE: MAY 01, 2013 | TICKER: FRT SECURITY ID: 313747206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon E. Bortz | Management | For | For |
| 1.2 | Elect Director David W. Faeder | Management | For | Withhold |
| 1.3 | Elect Director Kristin Gamble | Management | For | Withhold |
| 1.4 | Elect Director Gail P. Steinel | Management | For | Withhold |
| 1.5 | Elect Director Warren M. Thompson | Management | For | For |
| 1.6 | Elect Director Joseph S. Vassalluzzo | Management | For | Withhold |
| 1.7 | Elect Director Donald C. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
FIDELITY NATIONAL FINANCIAL, INC.
MEETING DATE: MAY 22, 2013 | TICKER: FNF SECURITY ID: 31620R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel D. (Ron) Lane | Management | For | For |
| 1.2 | Elect Director Richard N. Massey | Management | For | For |
| 1.3 | Elect Director John D. Rood | Management | For | For |
| 1.4 | Elect Director Cary H. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 29, 2013 | TICKER: FIS SECURITY ID: 31620M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephan A. James | Management | For | For |
| 1b | Elect Director Frank R. Martire | Management | For | For |
| 1c | Elect Director Gary A. Norcross | Management | For | For |
| 1d | Elect Director James B. Stallings, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIFTH THIRD BANCORP
MEETING DATE: APR 16, 2013 | TICKER: FITB SECURITY ID: 316773100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Darryl F. Allen | Management | For | For |
| 1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
| 1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
| 1.4 | Elect Director Emerson L. Brumback | Management | For | For |
| 1.5 | Elect Director James P. Hackett | Management | For | For |
| 1.6 | Elect Director Gary R. Heminger | Management | For | For |
| 1.7 | Elect Director Jewell D. Hoover | Management | For | For |
| 1.8 | Elect Director William M. Isaac | Management | For | For |
| 1.9 | Elect Director Kevin T. Kabat | Management | For | For |
| 1.10 | Elect Director Mitchel D. Livingston | Management | For | For |
| 1.11 | Elect Director Michael B. McCallister | Management | For | For |
| 1.12 | Elect Director Hendrik G. Meijer | Management | For | For |
| 1.13 | Elect Director John J. Schiff, Jr. | Management | For | For |
| 1.14 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FIRST BUSINESS FINANCIAL SERVICES, INC.
MEETING DATE: MAY 20, 2013 | TICKER: FBIZ SECURITY ID: 319390100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jan A. Eddy | Management | For | For |
| 1.2 | Elect Director John M. Silseth | Management | For | For |
| 1.3 | Elect Director Dean W. Voeks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST CASH FINANCIAL SERVICES, INC.
MEETING DATE: JUN 12, 2013 | TICKER: FCFS SECURITY ID: 31942D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jorge Montano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST COMMONWEALTH FINANCIAL CORPORATION
MEETING DATE: APR 23, 2013 | TICKER: FCF SECURITY ID: 319829107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James G. Barone | Management | For | For |
| 1.2 | Elect DirectorJulie A. Caponi | Management | For | For |
| 1.3 | Elect Director Ray T. Charley | Management | For | For |
| 1.4 | Elect Director Gary R. Claus | Management | For | For |
| 1.5 | Elect Director David S. Dahlmann | Management | For | For |
| 1.6 | Elect Director Johnston A. Glass | Management | For | For |
| 1.7 | Elect Director Jon L. Gorney | Management | For | For |
| 1.8 | Elect Director David W. Greenfield | Management | For | For |
| 1.9 | Elect Director Luke A. Latimer | Management | For | For |
| 1.10 | Elect Director James W. Newill | Management | For | For |
| 1.11 | Elect Director T. Michael Price | Management | For | For |
| 1.12 | Elect Director Laurie Stern Singer | Management | For | For |
| 1.13 | Elect Director Robert J. Ventura | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST COMMUNITY BANCSHARES, INC.
MEETING DATE: APR 30, 2013 | TICKER: FCBC SECURITY ID: 31983A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Mendez | Management | For | For |
| 1.2 | Elect Director Richard S. Johnson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST INTERSTATE BANCSYSTEM, INC.
MEETING DATE: MAY 22, 2013 | TICKER: FIBK SECURITY ID: 32055Y201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David H. Crum | Management | For | For |
| 1.2 | Elect Director William B. Ebzery | Management | For | For |
| 1.3 | Elect Director John M. Heyneman, Jr. | Management | For | For |
| 1.4 | Elect Director Jonathan R. Scott | Management | For | For |
| 1.5 | Elect Director Theodore H. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
FIRST MIDWEST BANCORP, INC.
MEETING DATE: MAY 14, 2013 | TICKER: FMBI SECURITY ID: 320867104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James Gaffney | Management | For | For |
| 1b | Elect Director Patrick J. McDonnell | Management | For | For |
| 1c | Elect Director Michael L. Scudder | Management | For | For |
| 1d | Elect Director John L. Sterling | Management | For | For |
| 1e | Elect Director J. Stephen Vanderwoude | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
FIRST POTOMAC REALTY TRUST
MEETING DATE: MAY 22, 2013 | TICKER: FPO SECURITY ID: 33610F109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Arnold | Management | For | For |
| 1.2 | Elect Director Richard B. Chess | Management | For | For |
| 1.3 | Elect Director Douglas J. Donatelli | Management | For | For |
| 1.4 | Elect Director J. Roderick Heller, III | Management | For | For |
| 1.5 | Elect Director R. Michael McCullough | Management | For | For |
| 1.6 | Elect Director Alan G. Merten | Management | For | For |
| 1.7 | Elect Director Terry L. Stevens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST REPUBLIC BANK
MEETING DATE: ��MAY 14, 2013 | TICKER: FRC SECURITY ID: 33616C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Herbert, II | Management | For | For |
| 1.2 | Elect Director Katherine August-deWilde | Management | For | For |
| 1.3 | Elect Director Thomas J. Barrack, Jr. | Management | For | For |
| 1.4 | Elect Director Frank J. Fahrenkopf, Jr. | Management | For | For |
| 1.5 | Elect Director William E. Ford | Management | For | Withhold |
| 1.6 | Elect Director L. Martin Gibbs | Management | For | For |
| 1.7 | Elect Director Sandra R. Hernandez | Management | For | For |
| 1.8 | Elect Director Pamela J. Joyner | Management | For | For |
| 1.9 | Elect Director Reynold Levy | Management | For | For |
| 1.10 | Elect Director Jody S. Lindell | Management | For | For |
| 1.11 | Elect Director George G.C. Parker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRSTMERIT CORPORATION
MEETING DATE: APR 05, 2013 | TICKER: FMER SECURITY ID: 337915102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| 5.1 | Elect Director Steven H. Baer | Management | For | For |
| 5.2 | Elect Director Karen S. Belden | Management | For | For |
| 5.3 | Elect Director R. Cary Blair | Management | For | For |
| 5.4 | Elect Director John C. Blickle | Management | For | For |
| 5.5 | Elect Director Robert W. Briggs | Management | For | For |
| 5.6 | Elect Director Richard Colella | Management | For | For |
| 5.7 | Elect Director Gina D. France | Management | For | For |
| 5.8 | Elect Director Paul G. Greig | Management | For | For |
| 5.9 | Elect Director Terry L. Haines | Management | For | For |
| 5.10 | Elect Director J. Michael Hochschwender | Management | For | For |
| 5.11 | Elect Director Clifford J. Isroff | Management | For | For |
| 5.12 | Elect Director Philip A. Lloyd, II | Management | For | For |
| 5.13 | Elect Director Russ M. Strobel | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 22, 2013 | TICKER: FISV SECURITY ID: 337738108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Flink | Management | For | For |
| 1.2 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.3 | Elect Director Kim M. Robak | Management | For | For |
| 1.4 | Elect Director Doyle R. Simons | Management | For | For |
| 1.5 | Elect Director Thomas C. Wertheimer | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
FLUSHING FINANCIAL CORPORATION
MEETING DATE: MAY 21, 2013 | TICKER: FFIC SECURITY ID: 343873105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Buran | Management | For | For |
| 1.2 | Elect Director James D. Bennett | Management | For | For |
| 1.3 | Elect Director Vincent F. Nicolosi | Management | For | For |
| 1.4 | Elect Director Gerard P. Tully, Sr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FOREST CITY ENTERPRISES, INC.
MEETING DATE: JUN 13, 2013 | TICKER: FCE.A SECURITY ID: 345550107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director Scott S. Cowen | Management | For | For |
| 1.3 | Elect Director Michael P. Esposito, Jr | Management | For | For |
| 1.4 | Elect Director Stan Ross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
FRANKLIN RESOURCES, INC.
MEETING DATE: MAR 13, 2013 | TICKER: BEN SECURITY ID: 354613101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel H. Armacost | Management | For | For |
| 1b | Elect Director Peter K. Barker | Management | For | For |
| 1c | Elect Director Charles Crocker | Management | For | For |
| 1d | Elect Director Charles B. Johnson | Management | For | For |
| 1e | Elect Director Gregory E. Johnson | Management | For | For |
| 1f | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
| 1g | Elect Director Mark C. Pigott | Management | For | For |
| 1h | Elect Director Chutta Ratnathicam | Management | For | For |
| 1i | Elect Director Laura Stein | Management | For | For |
| 1j | Elect Director Anne M. Tatlock | Management | For | For |
| 1k | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
| |
|---|
FULTON FINANCIAL CORPORATION
MEETING DATE: APR 29, 2013 | TICKER: FULT SECURITY ID: 360271100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joe N. Ballard | Management | For | For |
| 1b | Elect Director John M. Bond, Jr. | Management | For | For |
| 1c | Elect Director Craig A. Dally | Management | For | For |
| 1d | Elect Director Denise L. Devine | Management | For | For |
| 1e | Elect Director Patrick J. Freer | Management | For | For |
| 1f | Elect Director George W. Hodges | Management | For | For |
| 1g | Elect Director Albert Morrison, III | Management | For | For |
| 1h | Elect Director R. Scott Smith, Jr. | Management | For | For |
| 1i | Elect Director Gary A. Stewart | Management | For | For |
| 1j | Elect Director Ernest J. Waters | Management | For | For |
| 1k | Elect Director E. Philip Wenger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 24, 2013 | TICKER: GE SECURITY ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director John J. Brennan | Management | For | For |
| 3 | Elect Director James I. Cash, Jr. | Management | For | For |
| 4 | Elect Director Francisco D'Souza | Management | For | For |
| 5 | Elect Director Marijn E. Dekkers | Management | For | For |
| 6 | Elect Director Ann M. Fudge | Management | For | For |
| 7 | Elect Director Susan Hockfield | Management | For | For |
| 8 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 9 | Elect Director Andrea Jung | Management | For | For |
| 10 | Elect Director Robert W. Lane | Management | For | For |
| 11 | Elect Director Ralph S. Larsen | Management | For | For |
| 12 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 13 | Elect Director James J. Mulva | Management | For | For |
| 14 | Elect Director Mary L. Schapiro | Management | For | For |
| 15 | Elect Director Robert J. Swieringa | Management | For | For |
| 16 | Elect Director James S. Tisch | Management | For | For |
| 17 | Elect Director Douglas A. Warner, III | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
| 21 | Establish Term Limits for Directors | Shareholder | Against | Against |
| 22 | Require Independent Board Chairman | Shareholder | Against | Against |
| 23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 24 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 25 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
| |
|---|
GENWORTH FINANCIAL, INC.
MEETING DATE: MAY 15, 2013 | TICKER: GNW SECURITY ID: 37247D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Bolinder | Management | For | For |
| 1.2 | Elect Director G. Kent Conrad | Management | For | For |
| 1.3 | Elect Director Nancy J. Karch | Management | For | For |
| 1.4 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.5 | Elect Director Christine B. Mead | Management | For | For |
| 1.6 | Elect Director David M. Moffett | Management | For | For |
| 1.7 | Elect Director Thomas E. Moloney | Management | For | For |
| 1.8 | Elect Director James A. Parke | Management | For | For |
| 1.9 | Elect Director James S. Riepe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GFI GROUP INC.
MEETING DATE: JUN 06, 2013 | TICKER: GFIG SECURITY ID: 361652209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Colin Heffron | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
GLACIER BANCORP, INC.
MEETING DATE: APR 24, 2013 | TICKER: GBCI SECURITY ID: 37637Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Blodnick | Management | For | For |
| 1.2 | Elect Director Sherry L. Cladouhos | Management | For | For |
| 1.3 | Elect Director James M. English | Management | For | For |
| 1.4 | Elect Director Allen J. Fetscher | Management | For | For |
| 1.5 | Elect Director Annie M. Goodwin | Management | For | For |
| 1.6 | Elect Director Dallas I. Herron | Management | For | For |
| 1.7 | Elect Director Craig A. Langel | Management | For | For |
| 1.8 | Elect Director L. Peter Larson | Management | For | For |
| 1.9 | Elect Director Douglas J. McBride | Management | For | For |
| 1.10 | Elect Director John W. Murdoch | Management | For | For |
| 1.11 | Elect Director Everit A. Sliter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GLIMCHER REALTY TRUST
MEETING DATE: MAY 09, 2013 | TICKER: GRT SECURITY ID: 379302102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy J. O'Brien | Management | For | For |
| 1.2 | Elect Director Niles C. Overly | Management | For | For |
| 1.3 | Elect Director William S. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GLOBAL CASH ACCESS HOLDINGS, INC.
MEETING DATE: APR 25, 2013 | TICKER: GCA SECURITY ID: 378967103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Geoff Judge | Management | For | For |
| 1.2 | Elect Director Michael Rumbolz | Management | For | For |
| 1.3 | Elect Director Ronald Congemi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GREEN DOT CORPORATION
MEETING DATE: MAY 22, 2013 | TICKER: GDOT SECURITY ID: 39304D102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven W. Streit | Management | For | Withhold |
| 1.2 | Elect Director Timothy R. Greenleaf | Management | For | Withhold |
| 1.3 | Elect Director Michael J. Moritz | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GRUPO FINANCIERO BANORTE S.A.B. DE C.V.
MEETING DATE: OCT 11, 2012 | TICKER: GFNORTEO SECURITY ID: P49501201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Cash Dividends of MXN 0.183 Per Share | Management | For | For |
| 2 | Present External Auditor's Report on Fiscal Obligations | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Approve Minutes of Meeting | Management | For | For |
| |
|---|
GRUPO FINANCIERO BANORTE S.A.B. DE C.V.
MEETING DATE: JAN 22, 2013 | TICKER: GFNORTEO SECURITY ID: P49501201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Article 2 of Bylaws | Management | For | For |
| 2 | Approve Modifications of Shared Responsibility Agreement | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 4 | Approve Minutes of Meeting | Management | For | For |
| |
|---|
GRUPO FINANCIERO BANORTE S.A.B. DE C.V.
MEETING DATE: JAN 22, 2013 | TICKER: GFNORTEO SECURITY ID: P49501201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Cash Dividends of MXN 0.549 Per Share | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 3 | Approve Minutes of Meeting | Management | For | For |
| |
|---|
GRUPO FINANCIERO BANORTE SAB DE CV
MEETING DATE: APR 26, 2013 | TICKER: GFNORTEO SECURITY ID: P49501201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year 2012 | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.a1 | Elect Guillermo Ortiz Martinez as Board Chairman | Management | For | For |
| 3.a2 | Elect Bertha Gonzalez Moreno as Director | Management | For | For |
| 3.a3 | Elect David Villarreal Montemayor as Director | Management | For | For |
| 3.a4 | Elect Manuel Saba Ades as Director | Management | For | For |
| 3.a5 | Elect Alfredo Elias Ayub as Director | Management | For | For |
| 3.a6 | Elect Herminio Blanco Mendoza as Director | Management | For | For |
| 3.a7 | Elect Everardo Elizondo Almaguer as Director | Management | For | For |
| 3.a8 | Elect Patricia Armendariz Guerra as Director | Management | For | For |
| 3.a9 | Elect Armando Garza Sada as Director | Management | For | For |
| 3.a10 | Elect Hector Reyes Retana as Director | Management | For | For |
| 3.a11 | Elect Juan Carlos Braniff Hierro as Director | Management | For | For |
| 3.a12 | Elect Alejandro Burillo Azcarraga as Director | Management | For | For |
| 3.a13 | Elect Miguel Aleman Magnani as Director | Management | For | For |
| 3.a14 | Elect Enrique Castillo Sanchez Mejorada as Director | Management | For | For |
| 3.a15 | Elect Alejandro Valenzuela del Rio as Director | Management | For | For |
| 3.a16 | Elect Jesus O. Garza Martinez as Alternate Director | Management | For | For |
| 3.a17 | Elect Juan Antonio Gonzalez Moreno as Alternate Director | Management | For | For |
| 3.a18 | Elect Jose G. Garza Montemayor as Alternate Director | Management | For | For |
| 3.a19 | Elect Alberto Saba Ades as Alternate Director | Management | For | For |
| 3.a20 | Elect Isaac Becker Kabacnik as Alternate Director | Management | For | For |
| 3.a21 | Elect Manuel Aznar Nicolin as Alternate Director | Management | For | For |
| 3.a22 | Elect Ramon A. Leal Chapa as Alternate Director | Management | For | For |
| 3.a23 | Elect Julio Cesar Mendez Rubio as Alternate Director | Management | For | For |
| 3.a24 | Elect Guillermo Mascarenas Milmo as Alternate Director | Management | For | For |
| 3.a25 | Elect Javier Molinar Horcasitas as Alternate Director | Management | For | For |
| 3.a26 | Elect Jose Marcos Ramirez Miguel as Alternate Director | Management | For | For |
| 3.b | Approve Directors Liability and Indemnification | Management | For | For |
| 3.c | Elect Hector Avila Flores as Board Secretary; Elect Jose Morales Martinez as Undersecretary Who Will Not Be Part of Board | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5.a | Elect Hector Reyes Retana as Chairman of Audit and Corporate Practices Committee | Management | For | For |
| 5.b | Elect Herminio Blanco Mendoza as Member of Audit and Corporate Practices Committee | Management | For | For |
| 5.c | Elect Manuel Aznar Nicolin as Member of Audit and Corporate Practices Committee | Management | For | For |
| 5.d | Elect Patricia Armendariz Guerra as Member of Audit and Corporate Practices Committee | Management | For | For |
| 5.e | Elect Julio Cesar Mendez Rubio as Member of Audit and Corporate Practices Committee | Management | For | For |
| 6.a | Elect Juan Carlos Braniff Hierro as Chairman of Risk Policies Committee | Management | For | For |
| 6.b | Elect Alfredo Elias Ayub as Member of Risk Policies Committee | Management | For | For |
| 6c | Elect Everardo Elizondo Almaguer as Member of Risk Policies Committee | Management | For | For |
| 6d | Elect Manuel Aznar Nicolin as Member of Risk Policies Committee | Management | For | For |
| 6e | Elect Alejandro Valenzuela del Rio as Member of Risk Policies Committee | Management | For | For |
| 6f | Elect Manuel Romo Villafuerte as Member of Risk Policies Committee | Management | For | For |
| 6g | Elect Fernando Solis Soberon as Member of Risk Policies Committee | Management | For | For |
| 6h | Elect Gerardo Zamora Nanez as Member of Risk Policies Committee | Management | For | For |
| 6i | Elect Marcos Ramirez Miguel as Member of Risk Policies Committee | Management | For | For |
| 6j | Elect David Aaron Margolin Schabes as Secretary of Risk Policies Committee | Management | For | For |
| 7 | Approve Report on Share Repurchase; Set Aggregate Nominal Amount of Share Repurchase Program | Management | For | For |
| 8 | Approve Modification to Integration and Duties of Regional Boards | Management | For | For |
| 9 | Authorize Board to Obtain Certification of Company Bylaws | Management | For | For |
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 11 | Approve Minutes of Meeting | Management | For | For |
| |
|---|
GRUPO FINANCIERO BANORTE SAB DE CV
MEETING DATE: APR 26, 2013 | TICKER: GFNORTEO SECURITY ID: P49501201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Article 2 of Bylaws Re: Exclusion of Ixe Banco and Fincasa Hipotecaria; Change Company Names from Ixe Soluciones to Solida Administradora de Portafolios SOFOM and from Ixe Fondos to Operadora de Fondos Banorte Ixe | Management | For | For |
| 2 | Approve Text and Subscribe New Agreement of Shared Responsibilities Including all of Grupo Financiero Banorte's Entities | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 4 | Approve Minutes of Meeting | Management | For | For |
| |
|---|
GRUPO FINANCIERO GALICIA S.A.
MEETING DATE: AUG 02, 2012 | TICKER: GGAL SECURITY ID: 399909100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2 | Ratify Extension of Non-Convertible Global Program for Issuance of Up to $ 60 Million or Equivalent in Other Currencies as Approved at April 14, 2010 AGM-EGM | Management | For | For |
| 3 | Delegate Board to Set Terms of Global Program and Debenture Issuance | Management | For | For |
| |
|---|
GRUPO FINANCIERO GALICIA SA
MEETING DATE: APR 15, 2013 | TICKER: GGAL SECURITY ID: 399909100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Present Financial Statements and Statutory Reports of Banco de Galicia y Buenos Aires SA; Determine Grupo Financiero Galicia's Position Regarding Banco Galicia's Next AGM | Management | For | Did Not Vote |
| 3 | Accept Financial Statements and Statutory Reports for Fiscal Year 2012 | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
| 5 | Approve Discharge of Directors and Auditors | Management | For | Did Not Vote |
| 6 | Approve Remuneration of Auditors Committee | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 8 | Approve Advance Remuneration of Independent Directors for Fiscal Year 2013 | Management | For | Did Not Vote |
| 9 | Fix Number of and Elect Directors and Their Alternates | Management | For | Did Not Vote |
| 10 | Elect Three Internal Statutory Auditors and Their Respective Alternates for a One-Year Term | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Auditors for Fiscal Year 2012 | Management | For | Did Not Vote |
| 12 | Elect Principal and Alternate Auditors for Fiscal Year 2013 | Management | For | Did Not Vote |
| 13 | Authorize Extension of Non-Convertible Debenture Program for Issuance as Approved at March 9, 2009 EGM | Management | For | Did Not Vote |
| 14 | Delegate Board to Set Terms of Global Program and Debenture Issuance | Management | For | Did Not Vote |
| |
|---|
GUARANTY TRUST BANK PLC
MEETING DATE: APR 25, 2013 | TICKER: SECURITY ID: 40124Q208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Elect Directors (Bundled) | Management | For | Against |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Elect Members of Audit Committee | Management | For | For |
| |
|---|
HANA FINANCIAL GROUP INC.
MEETING DATE: MAR 15, 2013 | TICKER: 086790 SECURITY ID: Y29975102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Swap with Korea Exchange Bank | Management | For | For |
| |
|---|
HANA FINANCIAL GROUP INC.
MEETING DATE: MAR 28, 2013 | TICKER: 086790 SECURITY ID: Y29975102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Approve Appropriation of Income and Dividend of KRW 250 per Share | Management | For | For |
| 3.1 | Elect Five Outside Directors (Bundled) | Management | For | For |
| 3.2 | Elect Five Members of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 5 | Amend Terms of Severance Payments to Executives | Management | For | For |
| |
|---|
HAWTHORN BANCSHARES, INC.
MEETING DATE: JUN 04, 2013 | TICKER: HWBK SECURITY ID: 420476103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin L. Riley | Management | For | For |
| 1.2 | Elect Director David T. Turner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HCP, INC.
MEETING DATE: APR 25, 2013 | TICKER: HCP SECURITY ID: 40414L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James F. Flaherty, III | Management | For | For |
| 1b | Elect Director Christine N. Garvey | Management | For | For |
| 1c | Elect Director David B. Henry | Management | For | For |
| 1d | Elect Director Lauralee E. Martin | Management | For | For |
| 1e | Elect Director Michael D. McKee | Management | For | For |
| 1f | Elect Director Peter L. Rhein | Management | For | For |
| 1g | Elect Director Kenneth B. Roath | Management | For | For |
| 1h | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEADWATERS INCORPORATED
MEETING DATE: FEB 21, 2013 | TICKER: HW SECURITY ID: 42210P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R Sam Christensen | Management | For | For |
| 1.2 | Elect Director Malyn K. Malquist | Management | For | For |
| 1.3 | Elect Director Sylvia Summers | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEALTH CARE REIT, INC.
MEETING DATE: MAY 02, 2013 | TICKER: HCN SECURITY ID: 42217K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1.2 | Elect Director George L. Chapman | Management | For | For |
| 1.3 | Elect Director Thomas J. DeRosa | Management | For | For |
| 1.4 | Elect Director Jeffrey H. Donahue | Management | For | For |
| 1.5 | Elect Director Peter J. Grua | Management | For | For |
| 1.6 | Elect Director Fred S. Klipsch | Management | For | For |
| 1.7 | Elect Director Sharon M. Oster | Management | For | For |
| 1.8 | Elect Director Jeffrey R. Otten | Management | For | For |
| 1.9 | Elect Director Judith C. Pelham | Management | For | For |
| 1.10 | Elect Director R. Scott Trumbull | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HFF, INC.
MEETING DATE: MAY 23, 2013 | TICKER: HF SECURITY ID: 40418F108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deborah H. McAneny | Management | For | For |
| 1.2 | Elect Director John H. Pelusi, Jr. | Management | For | For |
| 1.3 | Elect Director Steven E. Wheeler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HIGHWOODS PROPERTIES, INC.
MEETING DATE: MAY 15, 2013 | TICKER: HIW SECURITY ID: 431284108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas W. Adler | Management | For | For |
| 1.2 | Elect Director Gene H. Anderson | Management | For | For |
| 1.3 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.4 | Elect Director David J. Hartzell | Management | For | For |
| 1.5 | Elect Director Sherry A. Kellett | Management | For | For |
| 1.6 | Elect Director Mark F. Mulhern | Management | For | For |
| 1.7 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
| 1.8 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HOME PROPERTIES, INC.
MEETING DATE: APR 30, 2013 | TICKER: HME SECURITY ID: 437306103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen R. Blank | Management | For | For |
| 1.2 | Elect Director Alan L. Gosule | Management | For | For |
| 1.3 | Elect Director Leonard F. Helbig, III | Management | For | For |
| 1.4 | Elect Director Thomas P. Lydon, Jr. | Management | For | For |
| 1.5 | Elect Director Edward J. Pettinella | Management | For | For |
| 1.6 | Elect Director Clifford W. Smith, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HONG LEONG BANK BHD.
MEETING DATE: OCT 25, 2012 | TICKER: HLBANK SECURITY ID: Y36503103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Final Dividend of MYR 0.27 Per Share | Management | For | For |
| 2 | Approve Remuneration of Directors | Management | For | For |
| 3 | Elect Kwek Leng Hai as Director | Management | For | For |
| 4 | Elect Yvonne Chia as Director | Management | For | For |
| 5 | Elect Kwek Leng San as Director | Management | For | For |
| 6 | Elect Lim Lean See as Director | Management | For | For |
| 7 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | Management | For | For |
| 10 | Approve Executive Share Option Scheme (Proposed ESOS) | Management | For | Against |
| 11 | Approve Grant of Options to Yvonne Chia, Group Managing Director and CEO, Under the Proposed ESOS | Management | For | Against |
| |
|---|
HOST HOTELS & RESORTS, INC.
MEETING DATE: MAY 16, 2013 | TICKER: HST SECURITY ID: 44107P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sheila C. Bair | Management | For | For |
| 1.2 | Elect Director Robert M. Baylis | Management | For | For |
| 1.3 | Elect Director Terence C. Golden | Management | For | For |
| 1.4 | Elect Director Ann M. Korologos | Management | For | For |
| 1.5 | Elect Director Richard E. Marriott | Management | For | For |
| 1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.7 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.8 | Elect Director Gordon H. Smith | Management | For | For |
| 1.9 | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HSBC HOLDINGS PLC
MEETING DATE: MAY 24, 2013 | TICKER: HSBA SECURITY ID: 404280406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3(a) | Re-elect Safra Catz as Director | Management | For | For |
| 3(b) | Re-elect Laura Cha as Director | Management | For | For |
| 3(c) | Re-elect Marvin Cheung as Director | Management | For | For |
| 3(d) | Elect Jim Comey as Director | Management | For | For |
| 3(e) | Re-elect John Coombe as Director | Management | For | For |
| 3(f) | Re-elect Joachim Faber as Director | Management | For | For |
| 3(g) | Re-elect Rona Fairhead as Director | Management | For | For |
| 3(h) | Elect Renato Fassbind as Director | Management | For | For |
| 3(i) | Re-elect Douglas Flint as Director | Management | For | For |
| 3(j) | Re-elect Stuart Gulliver as Director | Management | For | For |
| 3(k) | Re-elect James Hughes-Hallett as Director | Management | For | For |
| 3(l) | Re-elect William Laidlaw as Director | Management | For | For |
| 3(m) | Re-elect John Lipsky as Director | Management | For | For |
| 3(n) | Re-elect Janis Lomax as Director | Management | For | For |
| 3(o) | Re-elect Iain Mackay as Director | Management | For | For |
| 3(p) | Re-elect Sir Simon Robertson as Director | Management | For | For |
| 3(q) | Re-elect John Thornton as Director | Management | For | For |
| 4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
HUDSON CITY BANCORP, INC.
MEETING DATE: APR 18, 2013 | TICKER: HCBK SECURITY ID: 443683107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 18, 2013 | TICKER: HBAN SECURITY ID: 446150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don M. Casto, III | Management | For | For |
| 1.2 | Elect Director Ann 'Tanny' B. Crane | Management | For | For |
| 1.3 | Elect Director Steven G. Elliott | Management | For | For |
| 1.4 | Elect Director Michael J. Endres | Management | For | For |
| 1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
| 1.6 | Elect Director Peter J. Kight | Management | For | For |
| 1.7 | Elect Director Jonathan A. Levy | Management | For | For |
| 1.8 | Elect Director Richard W. Neu | Management | For | For |
| 1.9 | Elect Director David L. Porteous | Management | For | For |
| 1.10 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.11 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IHS INC.
MEETING DATE: APR 10, 2013 | TICKER: IHS SECURITY ID: 451734107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger Holtback | Management | For | For |
| 1.2 | Elect Director Jean-Paul Montupet | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: NOV 05, 2012 | TICKER: 01398 SECURITY ID: Y3990B112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Association | Management | For | For |
| 2 | Approve Capital Planning for 2012-2014 | Management | For | For |
| 3 | Appoint KPMG Huazhen as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: MAR 20, 2013 | TICKER: 01398 SECURITY ID: Y3990B112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Malcolm Christopher McCarthy as Independent Non-Executive Director | Management | For | For |
| 2 | Elect Kenneth Patrick Chung as Independent Non-Executive Director | Management | For | For |
| 3 | Approve 2013 Fixed Assets Investment Budget | Management | For | For |
| 4 | Approve Issue of Eligible Tier-2 Capital Instruments | Management | For | For |
| |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: JUN 07, 2013 | TICKER: 01398 SECURITY ID: Y3990B112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept 2012 Work Report of Board of Directors | Management | For | For |
| 2 | Accept 2012 Work Report of Board of Supervisors | Management | For | For |
| 3 | Accept Bank's 2012 Audited Accounts | Management | For | For |
| 4 | Approve 2012 Profit Distribution Plan | Management | For | For |
| 5 | Approve Proposal on Launching the Engagement of Accounting Firm for 2013 | Management | For | For |
| 6 | Elect Yi Huiman as Director | Shareholder | None | Against |
| 7 | Elect Luo Xi as Director | Shareholder | None | Against |
| 8 | Elect Liu Lixian as Director | Shareholder | None | Against |
| |
|---|
INTERCONTINENTALEXCHANGE, INC.
MEETING DATE: MAY 17, 2013 | TICKER: ICE SECURITY ID: 45865V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles R. Crisp | Management | For | For |
| 1b | Elect Director Jean-Marc Forneri | Management | For | For |
| 1c | Elect Director Judd A. Gregg | Management | For | For |
| 1d | Elect Director Fred W. Hatfield | Management | For | For |
| 1e | Elect Director Terrence F. Martell | Management | For | For |
| 1f | Elect Director Callum McCarthy | Management | For | For |
| 1g | Elect Director Robert Reid | Management | For | For |
| 1h | Elect Director Frederic V. Salerno | Management | For | For |
| 1i | Elect Director Jeffrey C. Sprecher | Management | For | For |
| 1j | Elect Director Judith A. Sprieser | Management | For | For |
| 1k | Elect Director Vincent Tese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Non-Employee Director Stock Option Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
INTERCONTINENTALEXCHANGE, INC.
MEETING DATE: JUN 03, 2013 | TICKER: ICE SECURITY ID: 45865V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2A | Increase Authorized Preferred and Common Stock | Management | For | Against |
| 2B | Approve Stock Ownership Limitations | Management | For | Against |
| 2C | Provisions Related to Disqualification of Officers and Directors and Certain Powers of the Board of Directors | Management | For | For |
| 2D | Provisions Related to Considerations of the Board of Directors | Management | For | For |
| 2E | Amend ICE Group Certificate of Incorporation | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
INTERNATIONAL PERSONAL FINANCE PLC
MEETING DATE: APR 25, 2013 | TICKER: IPF SECURITY ID: G4906Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Richard Moat as Director | Management | For | For |
| 5 | Re-elect Christopher Rodrigues as Director | Management | For | For |
| 6 | Re-elect Gerard Ryan as Director | Management | For | For |
| 7 | Re-elect David Broadbent as Director | Management | For | For |
| 8 | Re-elect Tony Hales as Director | Management | For | For |
| 9 | Re-elect Edyta Kurek as Director | Management | For | Against |
| 10 | Re-elect Nicholas Page as Director | Management | For | For |
| 11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 17 | Amend Performance Share Plan | Management | For | For |
| 18 | Amend Deferred Share Plan | Management | For | For |
| |
|---|
INTESA SANPAOLO SPA
MEETING DATE: OCT 29, 2012 | TICKER: ISP SECURITY ID: T55067101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Company Bylaws | Management | For | For |
| |
|---|
INTESA SANPAOLO SPA
MEETING DATE: APR 22, 2013 | TICKER: ISP SECURITY ID: T55067101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income | Management | For | For |
| 2.a | Fix Number of Supervisory Board Members | Management | For | For |
| 2.b.1 | Slate 1 Submitted by Compagnia di San Paolo and Fondazione Cariplo | Shareholder | None | Did Not Vote |
| 2.b.2 | Slate 2 Submitted by Fondazione Cassa di Risparmio di Padova e Rovigo, Ente Cassa di Risparmio di Firenze and Fondazione Cassa di Risparmio in Bologna | Shareholder | None | For |
| 2.b.3 | Slate 3 Submitted by Institutional Investors | Shareholder | None | Did Not Vote |
| 2.c | Elect Chairman and Deputy Chairmen of the Supervisory Board | Shareholder | None | Abstain |
| 2.d | Approve Remuneration of Supervisory Board Members | Management | For | Abstain |
| 3.a | Remuneration Policies for Management Board Members | Management | For | For |
| 3.b | Approve Remuneration Report | Management | For | For |
| 3.c | Approve Executive Incentive Bonus Plan; Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
INTRUM JUSTITIA AB
MEETING DATE: APR 24, 2013 | TICKER: IJ SECURITY ID: W4662R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7a | Receive Report on the Work of the Board | Management | None | None |
| 7b | Receive President's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10 | Approve Allocation of Income and Dividends of SEK 5.00 per Share | Management | For | Did Not Vote |
| 11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 12 | Determine Number of Members (8) and Deputy Members (0) of Board; Receive Report from Nominating Committee | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Directors in the Amount of SEK 770,000 for Chairman, and SEK 320,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Reelect Lars Lundquist (Chair), Matts Ekman, Joakim Rubin, Charlotte Stromberg, Fredrik Tragardh and Joakim Westh as Directors; Elect Synnove Trygg and Magnus Yngen as New Directors | Management | For | Did Not Vote |
| 15 | Ratify Ernst & Young AB as Auditors | Management | For | Did Not Vote |
| 16 | Authorize Representatives Five of Company's Largest Shareholders, and One Additional Co-Opted Member to Serve on Nominating Committee | Management | For | Did Not Vote |
| 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 18 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 19 | Close Meeting | Management | None | None |
| |
|---|
INVESCO LTD.
MEETING DATE: MAY 16, 2013 | TICKER: IVZ SECURITY ID: G491BT108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph R. Canion | Management | For | For |
| 1.2 | Elect Director Edward P. Lawrence | Management | For | For |
| 1.3 | Elect Director Phoebe A. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INVESCO MORTGAGE CAPITAL INC.
MEETING DATE: MAY 01, 2013 | TICKER: IVR SECURITY ID: 46131B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director G. Mark Armour | Management | For | For |
| 1.2 | Elect Director James S. Balloun | Management | For | For |
| 1.3 | Elect Director John S. Day | Management | For | For |
| 1.4 | Elect Director Karen Dunn Kelley | Management | For | For |
| 1.5 | Elect Director James R. Lientz, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INVESTMENT TECHNOLOGY GROUP, INC.
MEETING DATE: JUN 11, 2013 | TICKER: ITG SECURITY ID: 46145F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. William Burdett | Management | For | For |
| 1.2 | Elect Director Minder Cheng | Management | For | For |
| 1.3 | Elect Director Christopher V. Dodds | Management | For | For |
| 1.4 | Elect Director Robert C. Gasser | Management | For | For |
| 1.5 | Elect Director Timothy L. Jones | Management | For | For |
| 1.6 | Elect Director Kevin J. P. O'Hara | Management | For | For |
| 1.7 | Elect Director Maureen O'Hara | Management | For | For |
| 1.8 | Elect Director Steven S. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
JACK HENRY & ASSOCIATES, INC.
MEETING DATE: NOV 14, 2012 | TICKER: JKHY SECURITY ID: 426281101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry D. Hall | Management | For | For |
| 1.2 | Elect Director Matthew C. Flanigan | Management | For | For |
| 1.3 | Elect Director Wesley A. Brown | Management | For | For |
| 1.4 | Elect Director Marla K. Shepard | Management | For | For |
| 1.5 | Elect Director John F. Prim | Management | For | For |
| 1.6 | Elect Director Thomas H. Wilson, Jr. | Management | For | For |
| 1.7 | Elect Director Jacque R. Fiegel | Management | For | For |
| 1.8 | Elect Director Thomas A. Wimsett | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
JAMMU & KASHMIR BANK LTD. (THE)
MEETING DATE: JUL 14, 2012 | TICKER: 532209 SECURITY ID: Y8743F112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 33.50 Per Share | Management | For | For |
| 3 | Reelect M.I. Shahdad as Director | Management | For | For |
| 4 | Reelect V. Kuthiala as Director | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| |
|---|
JANUS CAPITAL GROUP INC.
MEETING DATE: APR 25, 2013 | TICKER: JNS SECURITY ID: 47102X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Timothy K. Armour | Management | For | For |
| 1b | Elect Director G. Andrew Cox | Management | For | For |
| 1c | Elect Director J. Richard Fredericks | Management | For | For |
| 1d | Elect Director Deborah R. Gatzek | Management | For | For |
| 1e | Elect Director Seiji Inagaki | Management | For | For |
| 1f | Elect Director Lawrence E. Kochard | Management | For | For |
| 1g | Elect Director Richard M. Weil | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
JONES LANG LASALLE INCORPORATED
MEETING DATE: MAY 30, 2013 | TICKER: JLL SECURITY ID: 48020Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hugo Bague | Management | For | For |
| 1b | Elect Director Colin Dyer | Management | For | For |
| 1c | Elect Director Dame DeAnne Julius | Management | For | For |
| 1d | Elect Director Kate S. Lavelle | Management | For | For |
| 1e | Elect Director Ming Lu | Management | For | For |
| 1f | Elect Director Martin H. Nesbitt | Management | For | For |
| 1g | Elect Director Sheila A. Penrose | Management | For | For |
| 1h | Elect Director David B. Rickard | Management | For | For |
| 1i | Elect Director Roger T. Staubach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 21, 2013 | TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James A. Bell | Management | For | For |
| 1b | Elect Director Crandall C.Bowles | Management | For | For |
| 1c | Elect Director Stephen B. Burke | Management | For | For |
| 1d | Elect Director David M. Cote | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Ellen V. Futter | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
JULIUS BAER GRUPPE AG
MEETING DATE: SEP 19, 2012 | TICKER: BAER SECURITY ID: H4414N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve CHF 750,000 Authorized Share Capital Increase for the Purpose of the Partial Financing of the Acquisition of the International Wealth Management Business of Bank of America Merrill Lynch Outside the Unites States | Management | For | Did Not Vote |
| |
|---|
KB FINANCIAL GROUP INC.
MEETING DATE: MAR 22, 2013 | TICKER: 105560 SECURITY ID: Y46007103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 600 per Share | Management | For | For |
| 2.1 | Reelect Lee Kyung-Jae as Outside Director | Management | For | For |
| 2.2 | Reelect Bae Jae-Wook as Outside Director | Management | For | For |
| 2.3 | Reelect Kim Young-Jin as Outside Director | Management | For | For |
| 2.4 | Reelect Lee Jong-Cheon as Outside Director | Management | For | For |
| 2.5 | Reelect Ko Seung-Hee as Outside Director | Management | For | For |
| 2.6 | Elect Kim Young-Kwa as Outside Director | Management | For | For |
| 2.7 | Reelect Lee Young-Nam as Outside Director | Management | For | For |
| 2.8 | Reelect Cho Jae-Mok as Outside Director | Management | For | For |
| 3.1 | Elect Lee Kyung-Jae as Member of Audit Committee | Management | For | For |
| 3.2 | Reelect Bae Jae-Wook as Member of Audit Committee | Management | For | For |
| 3.3 | Reelect Kim Young-Jin as Member of Audit Committee | Management | For | For |
| 3.4 | Reelect Lee Jong-Cheon as Member of Audit Committee | Management | For | For |
| 3.5 | Elect Ko Seung-Hee as Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
KB FINANCIAL GROUP INC.
MEETING DATE: MAR 22, 2013 | TICKER: 105560 SECURITY ID: 48241A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 600 per Share | Management | For | For |
| 2a | Reelect Lee Kyung-Jae as Outside Director | Management | For | For |
| 2b | Reelect Bae Jae-Wook as Outside Director | Management | For | For |
| 2c | Reelect Kim Young-Jin as Outside Director | Management | For | For |
| 2d | Reelect Lee Jong-Cheon as Outside Director | Management | For | For |
| 2e | Reelect Ko Seung-Hee as Outside Director | Management | For | For |
| 2f | Elect Kim Young-Kwa as Outside Director | Management | For | For |
| 2g | Reelect Lee Young-Nam as Outside Director | Management | For | For |
| 2h | Reelect Cho Jae-Mok as Outside Director | Management | For | For |
| 3a | Elect Lee Kyung-Jae as Member of Audit Committee | Management | For | For |
| 3b | Reelect Bae Jae-Wook as Member of Audit Committee | Management | For | For |
| 3c | Reelect Kim Young-Jin as Member of Audit Committee | Management | For | For |
| 3d | Reelect Lee Jong-Cheon as Member of Audit Committee | Management | For | For |
| 3e | Elect Ko Seung-Hee as Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
KENNEDY-WILSON HOLDINGS, INC.
MEETING DATE: JUN 20, 2013 | TICKER: KW SECURITY ID: 489398107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cathy Hendrickson | Management | For | For |
| 1.2 | Elect Director Stanley R. Zax | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KEPPEL CORPORATION LTD.
MEETING DATE: APR 19, 2013 | TICKER: BN4 SECURITY ID: Y4722Z120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Alvin Yeo Khirn Hai as Director | Management | For | For |
| 4 | Elect Tong Chong Heong as Director | Management | For | For |
| 5 | Elect Tan Ek Kia as Director | Management | For | For |
| 6 | Elect Tan Puay Chiang as Director | Management | For | For |
| 7 | Approve Remuneration of Non-Executive Directors for the Financial Year Ended Dec. 31, 2012 | Management | For | For |
| 8 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| 11 | Approve Mandate for Transactions with Related Parties | Management | For | For |
| |
|---|
KEPPEL CORPORATION LTD.
MEETING DATE: APR 19, 2013 | TICKER: BN4 SECURITY ID: Y4722Z120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Proposed Distribution of Up To 366.6 Million Units in Keppel REIT | Management | For | For |
| |
|---|
KILROY REALTY CORPORATION
MEETING DATE: MAY 23, 2013 | TICKER: KRC SECURITY ID: 49427F108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John B. Kilroy, Jr. | Management | For | For |
| 1.2 | Elect Director Edward F. Brennan | Management | For | For |
| 1.3 | Elect Director William P. Dickey | Management | For | For |
| 1.4 | Elect Director Scott S. Ingraham | Management | For | For |
| 1.5 | Elect Director Dale F. Kinsella | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
KIMCO REALTY CORPORATION
MEETING DATE: APR 30, 2013 | TICKER: KIM SECURITY ID: 49446R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Milton Cooper | Management | For | For |
| 1.2 | Elect Director Phillip E. Coviello | Management | For | For |
| 1.3 | Elect Director Richard G. Dooley | Management | For | For |
| 1.4 | Elect Director Joe Grills | Management | For | For |
| 1.5 | Elect Director David B. Henry | Management | For | For |
| 1.6 | Elect Director F. Patrick Hughes | Management | For | For |
| 1.7 | Elect Director Frank Lourenso | Management | For | For |
| 1.8 | Elect Director Colombe M. Nicholas | Management | For | For |
| 1.9 | Elect Director Richard B. Saltzman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KNIGHT CAPITAL GROUP, INC.
MEETING DATE: DEC 27, 2012 | TICKER: KCG SECURITY ID: 499005106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
LAKELAND BANCORP, INC.
MEETING DATE: MAY 08, 2013 | TICKER: LBAI SECURITY ID: 511637100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2.1 | Elect Director Robert E. McCracken | Management | For | For |
| 2.2 | Elect Director Thomas J. Shara | Management | For | For |
| 2.3 | Elect Director Stephen R. Tilton, Sr. | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
LAS VEGAS SANDS CORP.
MEETING DATE: JUN 05, 2013 | TICKER: LVS SECURITY ID: 517834107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sheldon G. Adelson | Management | For | For |
| 1.2 | Elect Director Irwin Chafetz | Management | For | For |
| 1.3 | Elect Director Victor Chaltiel | Management | For | For |
| 1.4 | Elect Director Charles A. Koppelman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LEGG MASON, INC.
MEETING DATE: JUL 24, 2012 | TICKER: LM SECURITY ID: 524901105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Angelica | Management | For | For |
| 1.2 | Elect Director Barry W. Huff | Management | For | For |
| 1.3 | Elect Director John E. Koerner, III | Management | For | For |
| 1.4 | Elect Director Cheryl Gordon Krongard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LENDER PROCESSING SERVICES, INC.
MEETING DATE: MAY 23, 2013 | TICKER: LPS SECURITY ID: 52602E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan R. Carmichael | Management | For | For |
| 1.2 | Elect Director Alvin R. (Pete) Carpenter | Management | For | For |
| 1.3 | Elect Director Hugh R. Harris | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
LEXINGTON REALTY TRUST
MEETING DATE: MAY 21, 2013 | TICKER: LXP SECURITY ID: 529043101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. Robert Roskind | Management | For | For |
| 1.2 | Elect Director T. Wilson Eglin | Management | For | For |
| 1.3 | Elect Director Clifford Broser | Management | For | For |
| 1.4 | Elect Director Harold First | Management | For | For |
| 1.5 | Elect Director Richard S. Frary | Management | For | For |
| 1.6 | Elect Director James Grosfield | Management | For | For |
| 1.7 | Elect Director Kevin W. Lynch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORPORATION
MEETING DATE: MAY 23, 2013 | TICKER: LNC SECURITY ID: 534187109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Avery | Management | For | For |
| 1.2 | Elect Director William H. Cunningham | Management | For | For |
| 1.3 | Elect Director William Porter Payne | Management | For | For |
| 1.4 | Elect Director Patrick S. Pittard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LOEWS CORPORATION
MEETING DATE: MAY 14, 2013 | TICKER: L SECURITY ID: 540424108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lawrence S. Bacow | Management | For | For |
| 1b | Elect Director Ann E. Berman | Management | For | For |
| 1c | Elect Director Joseph L. Bower | Management | For | For |
| 1d | Elect Director Charles M. Diker | Management | For | For |
| 1e | Elect Director Jacob A. Frenkel | Management | For | For |
| 1f | Elect Director Paul J. Fribourg | Management | For | For |
| 1g | Elect Director Walter L. Harris | Management | For | For |
| 1h | Elect Director Philip A. Laskawy | Management | For | For |
| 1i | Elect Director Ken Miller | Management | For | For |
| 1j | Elect Director Gloria R. Scott | Management | For | For |
| 1k | Elect Director Andrew H. Tisch | Management | For | For |
| 1l | Elect Director James S. Tisch | Management | For | For |
| 1m | Elect Director Jonathan M. Tisch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
M.D.C. HOLDINGS, INC.
MEETING DATE: MAR 18, 2013 | TICKER: MDC SECURITY ID: 552676108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Berman | Management | For | For |
| 1.2 | Elect Director Herbert T. Buchwald | Management | For | For |
| 1.3 | Elect Director Larry A. Mizel | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MACQUARIE GROUP LIMITED
MEETING DATE: JUL 25, 2012 | TICKER: MQG SECURITY ID: Q57085104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Elect Peter H Warne as a Director | Management | For | For |
| 3 | Approve the Remuneration Report | Management | For | For |
| 4 | Approve the Grant of Restricted Share Units and Performance Share Units to Nicholas Moore, Managing Director and Chief Executive Officer, under the Macquarie Group Employee Retained Equity Plan | Management | For | For |
| 5 | Approve the Issue of Macquarie Exchangeable Capital Securities by Macquarie Bank Ltd | Management | For | For |
| 6 | Approve an On-Market Buy-Back of up to 52.02 Million Shares | Management | For | For |
| |
|---|
MALAYAN BANKING BHD.
MEETING DATE: MAR 28, 2013 | TICKER: MAYBANK SECURITY ID: Y54671105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend Comprised of Franked Dividend of MYR 0.18 Per Share and Single-Tier Dividend of MYR 0.15 Per Share | Management | For | For |
| 3 | Elect Zaharuddin Megat Mohd Nor as Director | Management | For | For |
| 4 | Elect Salleh Harun as Director | Management | For | For |
| 5 | Elect Ismail Shahudin as Director | Management | For | For |
| 6 | Elect Erry Riyana Hardjapamekas as Director | Management | For | For |
| 7 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of New Ordinary Shares in Relation to the Recurrent and Optional Dividend Reinvestment Plan | Management | For | For |
| |
|---|
MARKETAXESS HOLDINGS INC.
MEETING DATE: JUN 06, 2013 | TICKER: MKTX SECURITY ID: 57060D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. McVey | Management | For | For |
| 1.2 | Elect Director Steven L. Begleiter | Management | For | For |
| 1.3 | Elect Director Stephen P. Casper | Management | For | For |
| 1.4 | Elect Director David G. Gomach | Management | For | For |
| 1.5 | Elect Director Carlos M. Hernandez | Management | For | For |
| 1.6 | Elect Director Ronald M. Hersch | Management | For | For |
| 1.7 | Elect Director John Steinhardt | Management | For | For |
| 1.8 | Elect Director James J. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MARSH & MCLENNAN COMPANIES, INC.
MEETING DATE: MAY 16, 2013 | TICKER: MMC SECURITY ID: 571748102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Zachary W. Carter | Management | For | For |
| 1b | Elect Director Oscar Fanjul | Management | For | For |
| 1c | Elect Director Daniel S. Glaser | Management | For | For |
| 1d | Elect Director H. Edward Hanway | Management | For | For |
| 1e | Elect Director Lord Lang | Management | For | For |
| 1f | Elect Director Elaine La Roche | Management | For | For |
| 1g | Elect Director Steven A. Mills | Management | For | For |
| 1h | Elect Director Bruce P. Nolop | Management | For | For |
| 1i | Elect Director Marc D. Oken | Management | For | For |
| 1j | Elect Director Morton O. Schapiro | Management | For | For |
| 1k | Elect Director Adele Simmons | Management | For | For |
| 1l | Elect Director Lloyd M. Yates | Management | For | For |
| 1m | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MERIDIAN INTERSTATE BANCORP, INC.
MEETING DATE: MAY 15, 2013 | TICKER: EBSB SECURITY ID: 58964Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anna R. DiMaria | Management | For | For |
| 1.2 | Elect Director Richard F. Fernandez | Management | For | For |
| 1.3 | Elect Director Domenic A. Gambardella | Management | For | For |
| 1.4 | Elect Director Thomas J. Gunning | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
METLIFE, INC.
MEETING DATE: APR 23, 2013 | TICKER: MET SECURITY ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.2 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.3 | Elect Director John M. Keane | Management | For | For |
| 1.4 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.5 | Elect Director James M. Kilts | Management | For | For |
| 1.6 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.7 | Elect Director Hugh B. Price | Management | For | For |
| 1.8 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MGM RESORTS INTERNATIONAL
MEETING DATE: JUN 12, 2013 | TICKER: MGM SECURITY ID: 552953101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Baldwin | Management | For | For |
| 1.2 | Elect Director William A. Bible | Management | For | For |
| 1.3 | Elect Director Burton M. Cohen | Management | For | For |
| 1.4 | Elect Director Willie D. Davis | Management | For | For |
| 1.5 | Elect Director William W. Grounds | Management | For | For |
| 1.6 | Elect Director Alexis M. Herman | Management | For | For |
| 1.7 | Elect Director Roland Hernandez | Management | For | For |
| 1.8 | Elect Director Anthony Mandekic | Management | For | For |
| 1.9 | Elect Director Rose McKinney-James | Management | For | For |
| 1.10 | Elect Director James J. Murren | Management | For | For |
| 1.11 | Elect Director Gregory M. Spierkel | Management | For | For |
| 1.12 | Elect Director Daniel J. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MONEX GROUP INC
MEETING DATE: JUN 22, 2013 | TICKER: 8698 SECURITY ID: J4656U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 300 | Management | For | For |
| 2 | Amend Articles To Increase Maximum Board Size - Adopt U.S.-Style Board Structure - Reflect Stock Exchange Mandate to Consolidate Trading Units | Management | For | For |
| 3.1 | Elect Director Matsumoto, Oki | Management | For | For |
| 3.2 | Elect Director Kuwashima, Shoji | Management | For | For |
| 3.3 | Elect Director Oyagi, Takashi | Management | For | For |
| 3.4 | Elect Director Salomon Sredni | Management | For | For |
| 3.5 | Elect Director Sasaki, Masakazu | Management | For | For |
| 3.6 | Elect Director Makihara, Jun | Management | For | For |
| 3.7 | Elect Director Hayashi, Kaoru | Management | For | For |
| 3.8 | Elect Director Idei, Nobuyuki | Management | For | For |
| 3.9 | Elect Director Kotaka, Koji | Management | For | For |
| 3.10 | Elect Director Tamaki, Takeshi | Management | For | For |
| |
|---|
MONTPELIER RE HOLDINGS LTD.
MEETING DATE: MAY 17, 2013 | TICKER: MRH SECURITY ID: G62185106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Heinrich Burgi as Director | Management | For | For |
| 1.2 | Elect Morgan W. Davis as Director | Management | For | For |
| 1.3 | Elect John F. Shettle, Jr. as Director | Management | For | For |
| 1.4 | Elect Susan J. Sutherland as Director | Management | For | For |
| 2.1 | Elect Thomas G.S. Busher as Director of Montpelier Reinsurance Ltd | Management | For | For |
| 2.2 | Elect Christopher L. Harris as Director of Montpelier Reinsurance Ltd | Management | For | For |
| 2.3 | Elect Christopher T. Schaper as Director of Montpelier Reinsurance Ltd | Management | For | For |
| 3 | Approve Pricewaterhouse Coopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 16, 2013 | TICKER: MCO SECURITY ID: 615369105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Basil L. Anderson | Management | For | For |
| 1.2 | Elect Director Darrell Duffie | Management | For | For |
| 1.3 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 14, 2013 | TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.2 | Elect Director Howard J. Davies | Management | For | For |
| 1.3 | Elect Director Thomas H. Glocer | Management | For | For |
| 1.4 | Elect Director James P. Gorman | Management | For | For |
| 1.5 | Elect Director Robert H. Herz | Management | For | For |
| 1.6 | Elect Director C. Robert Kidder | Management | For | For |
| 1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
| 1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.9 | Elect Director Hutham S. Olayan | Management | For | For |
| 1.10 | Elect Director James W. Owens | Management | For | For |
| 1.11 | Elect Director O. Griffith Sexton | Management | For | For |
| 1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
| 1.13 | Elect Director Masaaki Tanaka | Management | For | For |
| 1.14 | Elect Director Laura D. Tyson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MPG OFFICE TRUST, INC.
MEETING DATE: JUL 27, 2012 | TICKER: MPG SECURITY ID: 553274101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christine N. Garvey | Management | For | For |
| 1.2 | Elect Director Michael J. Gillfillan | Management | For | For |
| 1.3 | Elect Director Joseph P. Sullivan | Management | For | For |
| 1.4 | Elect Director George A. Vandeman | Management | For | For |
| 1.5 | Elect Director Paul M. Watson | Management | For | For |
| 1.6 | Elect Director David L. Weinstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL AUSTRALIA BANK LIMITED
MEETING DATE: DEC 13, 2012 | TICKER: NAB SECURITY ID: Q65336119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Michael Chaney as a Director | Management | For | For |
| 2b | Elect Mark Joiner as a Director | Management | For | For |
| 2c | Elect Paul Rizzo as a Director | Management | For | For |
| 2d | Elect John Waller as a Director | Management | For | For |
| 3a | Approve the Grant of Performance Rights to Cameron Clyne, Group Chief Executive Officer | Management | For | Against |
| 3b | Approve the Grant of Performance Rights to Mark Joiner, Executive Director of Finance | Management | For | Against |
| 4 | Approve the Remuneration Report | Management | For | For |
| |
|---|
NATIONAL HEALTH INVESTORS, INC.
MEETING DATE: APR 29, 2013 | TICKER: NHI SECURITY ID: 63633D104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director J. Justin Hutchens | Management | For | For |
| 1b | Elect Director James R. Jobe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NBT BANCORP INC.
MEETING DATE: MAR 05, 2013 | TICKER: NBTB SECURITY ID: 628778102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
NBT BANCORP INC.
MEETING DATE: MAY 07, 2013 | TICKER: NBTB SECURITY ID: 628778102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Thirteen | Management | For | For |
| 2.1 | Elect Director Daryl R. Forsythe | Management | For | Withhold |
| 2.2 | Elect Director Patricia T. Civil | Management | For | Withhold |
| 2.3 | Elect Director Robert A. Wadsworth | Management | For | Withhold |
| 2.4 | Elect Director Jack H. Webb | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NELNET, INC.
MEETING DATE: MAY 23, 2013 | TICKER: NNI SECURITY ID: 64031N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael S. Dunlap | Management | For | For |
| 1b | Elect Director Stephen F. Butterfield | Management | For | For |
| 1c | Elect Director James P. Abel | Management | For | For |
| 1d | Elect Director William R. Cintani | Management | For | For |
| 1e | Elect Director Kathleen A. Farrell | Management | For | For |
| 1f | Elect Director Thomas E. Henning | Management | For | For |
| 1g | Elect Director Kimberly K. Rath | Management | For | For |
| 1h | Elect Director Michael D. Reardon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NETSPEND HOLDINGS, INC.
MEETING DATE: JUN 18, 2013 | TICKER: NTSP SECURITY ID: 64118V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
NEW YORK COMMUNITY BANCORP, INC.
MEETING DATE: JUN 06, 2013 | TICKER: NYCB SECURITY ID: 649445103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Levine | Management | For | For |
| 1b | Elect Director John M. Tsimbinos | Management | For | For |
| 1c | Elect Director Ronald A. Rosenfeld | Management | For | For |
| 1d | Elect Director Lawrence J. Savarese | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NEWSTAR FINANCIAL, INC.
MEETING DATE: MAY 07, 2013 | TICKER: NEWS SECURITY ID: 65251F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles N. Bralver | Management | For | For |
| 1.2 | Elect Director Timothy J. Conway | Management | For | For |
| 1.3 | Elect Director Bradley E. Cooper | Management | For | For |
| 1.4 | Elect Director Brian L.P. Fallon | Management | For | For |
| 1.5 | Elect Director Frank R. Noonan | Management | For | For |
| 1.6 | Elect Director Maureen P. O'Hara | Management | For | For |
| 1.7 | Elect Director Peter A. Schmidt-Fellner | Management | For | For |
| 1.8 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NORDEA BANK AB
MEETING DATE: MAR 14, 2013 | TICKER: NDA SECURITY ID: W57996105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 0.34 per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Fix Number of Auditors at One | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of EUR 252,000 for Chairman, EUR 108,100 for Deputy Chairman, and EUR 77,900 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13 | Reelect Bjorn Wahlroos (Chairman), Peter Braunwalder, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Sarah Russell, and Kari Stadigh as Directors: Elect Elisabeth Grieg as New Director | Management | For | Did Not Vote |
| 14 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| 15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 16 | Approve Issuance of Convertible Instruments without Preemptive Rights | Management | For | Did Not Vote |
| 17a | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 17b | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 18 | Authorize Repurchase of Shares in Connection with Securities Trading | Management | For | Did Not Vote |
| 19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 16, 2013 | TICKER: NTRS SECURITY ID: 665859104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Edward J. Mooney | Management | For | For |
| 1.7 | Elect Director Jose Luis Prado | Management | For | For |
| 1.8 | Elect Director John W. Rowe | Management | For | For |
| 1.9 | Elect Director Martin P. Slark | Management | For | For |
| 1.10 | Elect Director David H. B. Smith, Jr. | Management | For | For |
| 1.11 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.12 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
| |
|---|
NORTHRIM BANCORP, INC.
MEETING DATE: MAY 16, 2013 | TICKER: NRIM SECURITY ID: 666762109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Marc Langland | Management | For | For |
| 1.2 | Elect Director Joseph M. Beedle | Management | For | For |
| 1.3 | Elect Director Larry S. Cash | Management | For | For |
| 1.4 | Elect Director Mark G. Copeland | Management | For | For |
| 1.5 | Elect Director Ronald A. Davis | Management | For | For |
| 1.6 | Elect Director Anthony Drabek | Management | For | For |
| 1.7 | Elect Director Richard L. Lowell | Management | For | For |
| 1.8 | Elect Director David J. McCambridge | Management | For | For |
| 1.9 | Elect Director Irene Sparks Rowan | Management | For | For |
| 1.10 | Elect Director John C. Swalling | Management | For | For |
| 1.11 | Elect Director David G. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NYSE EURONEXT
MEETING DATE: APR 25, 2013 | TICKER: NYX SECURITY ID: 629491101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andre Bergen | Management | For | For |
| 1b | Elect Director Ellyn L. Brown | Management | For | For |
| 1c | Elect Director Marshall N. Carter | Management | For | For |
| 1d | Elect Director Dominique Cerutti | Management | For | For |
| 1e | Elect Director George Cox | Management | For | For |
| 1f | Elect Director Sylvain Hefes | Management | For | For |
| 1g | Elect Director Jan-Michiel Hessels | Management | For | For |
| 1h | Elect Director Lawrence E. Leibowitz | Management | For | For |
| 1i | Elect Director Duncan M. McFarland | Management | For | For |
| 1j | Elect Director James J. McNulty | Management | For | For |
| 1k | Elect Director Duncan L. Niederauer | Management | For | For |
| 1l | Elect Director Luis Maria Viana Palha da Silva | Management | For | For |
| 1m | Elect Director Robert G. Scott | Management | For | For |
| 1n | Elect Director Jackson P. Tai | Management | For | For |
| 1o | Elect Director Rijnhard van Tets | Management | For | For |
| 1p | Elect Director Brian Williamson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Provide Right to Act by Written Consent | Management | For | Against |
| |
|---|
NYSE EURONEXT
MEETING DATE: JUN 03, 2013 | TICKER: NYX SECURITY ID: 629491101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
MEETING DATE: MAY 07, 2013 | TICKER: OZM SECURITY ID: 67551U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel S. Och | Management | For | For |
| 1.2 | Elect Director Jerome P. Kenney | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OCWEN FINANCIAL CORPORATION
MEETING DATE: MAY 08, 2013 | TICKER: OCN SECURITY ID: 675746309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director Ronald M. Faris | Management | For | For |
| 1.3 | Elect Director Ronald J. Korn | Management | For | For |
| 1.4 | Elect Director William H. Lacy | Management | For | For |
| 1.5 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
| 1.6 | Elect Director Robert A. Salcetti | Management | For | For |
| 1.7 | Elect Director Barry N. Wish | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PACIFIC CONTINENTAL CORPORATION
MEETING DATE: APR 22, 2013 | TICKER: PCBK SECURITY ID: 69412V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert A. Ballin | Management | For | For |
| 1.2 | Elect Director Hal M. Brown | Management | For | For |
| 1.3 | Elect Director Michael E. Heijer | Management | For | For |
| 1.4 | Elect Director Michael D. Holzgang | Management | For | For |
| 1.5 | Elect Director Donald L. Krahmer, Jr. | Management | For | For |
| 1.6 | Elect Director Donald G. Montgomery | Management | For | For |
| 1.7 | Elect Director Jeffrey D. Pinneo | Management | For | For |
| 1.8 | Elect Director John H. Rickman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PENNYMAC MORTGAGE INVESTMENT TRUST
MEETING DATE: MAY 15, 2013 | TICKER: PMT SECURITY ID: 70931T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew Botein | Management | For | For |
| 1.2 | Elect Director Scott W. Carnahan | Management | For | For |
| 1.3 | Elect Director Frank P. Willey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PEOPLE'S UNITED FINANCIAL, INC.
MEETING DATE: APR 18, 2013 | TICKER: PBCT SECURITY ID: 712704105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin T. Bottomley | Management | For | For |
| 1.2 | Elect Director John K. Dwight | Management | For | For |
| 1.3 | Elect Director Janet M. Hansen | Management | For | For |
| 1.4 | Elect Director Mark W. Richards | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PHH CORPORATION
MEETING DATE: JUN 12, 2013 | TICKER: PHH SECURITY ID: 693320202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jane D. Carlin | Management | For | For |
| 1.2 | Elect Director Thomas P. Gibbons | Management | For | For |
| 1.3 | Elect Director Deborah M. Reif | Management | For | For |
| 1.4 | Elect Director Carroll R. Wetzel, Jr. | Management | For | For |
| 1.5 | Elect Director Jon A. Boscia | Management | For | For |
| 1.6 | Elect Director Glen A. Messina | Management | For | For |
| 1.7 | Elect Director Charles P. Pizzi | Management | For | For |
| 1.8 | Elect Director James O. Egan | Management | For | For |
| 1.9 | Elect Director Allan Z. Loren | Management | For | For |
| 1.10 | Elect Director G.J. Parseghian | Management | For | For |
| 1.11 | Elect Director Jane D. Carlin | Management | For | For |
| 1.12 | Elect Director Thomas P. Gibbons | Management | For | For |
| 1.13 | Elect Director Deborah M. Reif | Management | For | For |
| 1.14 | Elect Director Carroll R. Wetzel, Jr. | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
MEETING DATE: SEP 20, 2012 | TICKER: 02318 SECURITY ID: Y69790106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Distribution of Profit | Management | For | For |
| |
|---|
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
MEETING DATE: FEB 05, 2013 | TICKER: 02318 SECURITY ID: Y69790106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 2 | Approve Extension of Validity Period of the Resolution in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
| |
|---|
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
MEETING DATE: MAY 10, 2013 | TICKER: 02318 SECURITY ID: Y69790106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Report of Directors | Management | For | For |
| 2 | Approve Report of the Supervisory Committee | Management | For | For |
| 3 | Approve 2012 Annual Report and its Summary | Management | For | For |
| 4 | Approve Report of Auditors and the Audited Financial Statements | Management | For | For |
| 5 | Approve Profit Distribution Plan and Distribution of Final Dividend | Management | For | For |
| 6 | Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as the PRC Auditor and PricewaterhouseCoopers as the International Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7a | Elect Lee Yuansiong as an Executive Director | Management | For | Against |
| 7b | Elect Soopakij Chearavanont as a Non-Executive Director | Management | For | Against |
| 7c | Elect Yang Xiaoping as a Non-Executive Director | Management | For | Against |
| 7d | Elect Lu Hua as a Non-Executive Director | Management | For | Against |
| 7e | Elect Yip Dicky Peter as an Independent Non-Executive Director | Management | For | For |
| 7f | Elect Wong Oscar Sai Hung as an Independent Non-Executive Director | Management | For | For |
| 7g | Elect Sun Dongdong as an Independent Non-Executive Director | Management | For | For |
| 8 | Elect Zhang Wangjin as Supervisor | Management | For | For |
| 9 | Approve Payment of Working Allowance to Independent Non-Executive Directors | Management | For | For |
| 10 | Approve Payment of Working Allowance to Independent Supervisors | Management | For | For |
| 11 | Approve Utilization Report on the Proceeds from Previous Fund Raising Activity | Management | For | For |
| |
|---|
PLATINUM UNDERWRITERS HOLDINGS, LTD.
MEETING DATE: APR 24, 2013 | TICKER: PTP SECURITY ID: G7127P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Dan R. Carmichael as Director | Management | For | For |
| 1.2 | Elect A. John Hass as Director | Management | For | For |
| 1.3 | Elect Antony P.D. Lancaster as Director | Management | For | For |
| 1.4 | Elect Edmund R. Megna as Director | Management | For | For |
| 1.5 | Elect Michael D. Price as Director | Management | For | For |
| 1.6 | Elect Linda E. Ransom as Director | Management | For | For |
| 1.7 | Elect James P. Slattery as Director | Management | For | For |
| 1.8 | Elect Christopher J. Steffen as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG as Auditors | Management | For | For |
| |
|---|
PLUM CREEK TIMBER COMPANY, INC.
MEETING DATE: MAY 07, 2013 | TICKER: PCL SECURITY ID: 729251108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rick R. Holley | Management | For | For |
| 1b | Elect Director Robin Josephs | Management | For | For |
| 1c | Elect Director John G. McDonald | Management | For | For |
| 1d | Elect Director Robert B. McLeod | Management | For | For |
| 1e | Elect Director John F. Morgan Sr. | Management | For | For |
| 1f | Elect Director Marc F. Racicot | Management | For | For |
| 1g | Elect Director Lawrence A. Selzer | Management | For | For |
| 1h | Elect Director Stephen C. Tobias | Management | For | For |
| 1i | Elect Director Martin A. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PORTO SEGURO SA
MEETING DATE: AUG 23, 2012 | TICKER: PSSA3 SECURITY ID: P7905C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Article 18 Re: Size of Executive Committee | Management | For | For |
| 2 | Amend Article 18, Paragraph 1 | Management | For | For |
| 3 | Amend Article 22 | Management | For | For |
| |
|---|
PORTO SEGURO SA
MEETING DATE: MAR 28, 2013 | TICKER: PSSA3 SECURITY ID: P7905C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Ratify Board of Director Deliberations Re: Interest-On-Capital-Stock Payments | Management | For | For |
| 4 | Approve Dividends | Management | For | For |
| 5 | Approve Date of Dividend and Interest-On-Capital-Stock Payments | Management | For | For |
| 6 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Audit Committee Members | Management | For | For |
| |
|---|
PORTO SEGURO SA
MEETING DATE: MAR 28, 2013 | TICKER: PSSA3 SECURITY ID: P7905C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Cancellation of Treasury Shares and Amend Article 5 of the Company's Bylaws Accordingly | Management | For | For |
| 2 | Consolidate Bylaws | Management | For | For |
| |
|---|
POST PROPERTIES, INC.
MEETING DATE: MAY 23, 2013 | TICKER: PPS SECURITY ID: 737464107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Goddard, III | Management | For | For |
| 1.2 | Elect Director David P. Stockert | Management | For | For |
| 1.3 | Elect Director Herschel M. Bloom | Management | For | For |
| 1.4 | Elect Director Walter M. Deriso, Jr. | Management | For | For |
| 1.5 | Elect Director Russell R. French | Management | For | For |
| 1.6 | Elect Director Ronald de Waal | Management | For | For |
| 1.7 | Elect Director Donald C. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
POTLATCH CORPORATION
MEETING DATE: MAY 06, 2013 | TICKER: PCH SECURITY ID: 737630103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Covey | Management | For | For |
| 1.2 | Elect Director Charles P. Grenier | Management | For | For |
| 1.3 | Elect Director Gregory L. Quesnel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PRIVATEBANCORP, INC.
MEETING DATE: MAY 23, 2013 | TICKER: PVTB SECURITY ID: 742962103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Robert F. Coleman | Management | For | For |
| 2.2 | Elect Director James M. Guyette | Management | For | For |
| 2.3 | Elect Director Collin E. Roche | Management | For | For |
| 2.4 | Elect Director William R. Rybak | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PROLOGIS, INC.
MEETING DATE: MAY 02, 2013 | TICKER: PLD SECURITY ID: 74340W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director George L. Fotiades | Management | For | For |
| 1c | Elect Director Christine N. Garvey | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director J. Michael Losh | Management | For | For |
| 1f | Elect Director Irving F. Lyons III | Management | For | For |
| 1g | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1h | Elect Director D. Michael Steuert | Management | For | For |
| 1i | Elect Director Carl B. Webb | Management | For | For |
| 1j | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PRUDENTIAL FINANCIAL, INC.
MEETING DATE: MAY 14, 2013 | TICKER: PRU SECURITY ID: 744320102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1.2 | Elect Director Gordon M. Bethune | Management | For | For |
| 1.3 | Elect Director Gaston Caperton | Management | For | For |
| 1.4 | Elect Director Gilbert F. Casellas | Management | For | For |
| 1.5 | Elect Director James G. Cullen | Management | For | For |
| 1.6 | Elect Director William H. Gray, III | Management | For | For |
| 1.7 | Elect Director Mark B. Grier | Management | For | For |
| 1.8 | Elect Director Constance J. Horner | Management | For | For |
| 1.9 | Elect Director Martina Hund-Mejean | Management | For | For |
| 1.10 | Elect Director Karl J. Krapek | Management | For | For |
| 1.11 | Elect Director Christine A. Poon | Management | For | For |
| 1.12 | Elect Director John R. Strangfeld | Management | For | For |
| 1.13 | Elect Director James A. Unruh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
PT BANK BUKOPIN TBK
MEETING DATE: JUN 13, 2013 | TICKER: BBKP SECURITY ID: Y7125R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report and Financial Statements and Discharge Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | Abstain |
| 3 | Approve Tantiem of Directors and Commissioners | Management | For | Abstain |
| 4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | Abstain |
| 5 | Approve Increase in Capital Pursuant to Management Stock Option Plan | Management | For | For |
| 6 | Elect Directors and Commissioners | Management | For | Abstain |
| 7 | Approve Honorarium, Salaries, and/or Allowances of Directors and Commissioners | Management | For | Abstain |
| 8 | Amend Retirement Plan | Management | For | Abstain |
| |
|---|
PT BANK CENTRAL ASIA TBK
MEETING DATE: MAY 06, 2013 | TICKER: BBCA SECURITY ID: Y7123P138
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports and Discharge Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | Abstain |
| 3 | Approve Remuneration of Directors and Commissioners | Management | For | Abstain |
| 4 | Approve Auditors | Management | For | Abstain |
| 5 | Approve Interim Dividends | Management | For | Abstain |
| |
|---|
PT BANK TABUNGAN NEGARA (PERSERO) TBK
MEETING DATE: NOV 07, 2012 | TICKER: BBTN SECURITY ID: Y71197100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Rights Issue I and Amend Articles of Association to Reflect Increase in Issued and Paid-Up Capital Following the Rights Issue I | Management | For | For |
| |
|---|
PT BANK TABUNGAN NEGARA (PERSERO) TBK
MEETING DATE: DEC 28, 2012 | TICKER: BBTN SECURITY ID: Y71197100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Directors and Commissioners | Management | For | Abstain |
| |
|---|
PT BANK TABUNGAN NEGARA (PERSERO) TBK
MEETING DATE: MAR 27, 2013 | TICKER: BBTN SECURITY ID: Y71197100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports of the Company and the Partnership and Community Development Program (PCDP) | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Auditors of the Company and the PCDP | Management | For | For |
| 4 | Approve Remuneration of Directors and Commissioners | Management | For | Abstain |
| 5 | Elect Members of the Sharia Supervisory Board and Approve Their Remuneration | Management | For | Abstain |
| 6 | Approve Maximum Limit in the Removal of Accounts Receivable | Management | For | Abstain |
| 7 | Amend Articles of Association | Management | For | Abstain |
| 8 | Approve Increase in Issued and Paid-Up Capital for the Implementation of the Management & Employee Stock Option Plan | Management | For | Against |
| 9 | Elect Directors and Commissioners | Management | For | Abstain |
| 10 | Approve Implementation of Minister of State-Owned Enterprises Regulation | Management | For | Abstain |
| 11 | Accept Report on the Utilization of Proceeds from the Public Offering | Management | For | For |
| |
|---|
PT CLIPAN FINANCE INDONESIA TBK
MEETING DATE: JUN 14, 2013 | TICKER: CFIN SECURITY ID: Y7120B181
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report and Financial Statements and Discharge Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | Abstain |
| 3 | Elect Directors and Commissioners | Management | For | Abstain |
| 4 | Approve Remuneration of Commissioners | Management | For | Abstain |
| 5 | Approve Delegation of Duties and Authority and Remuneration of Directors | Management | For | Abstain |
| 6 | Approve Auditors | Management | For | Abstain |
| 1 | Amend Articles of Association | Management | For | Abstain |
| |
|---|
PUBLIC STORAGE
MEETING DATE: MAY 09, 2013 | TICKER: PSA SECURITY ID: 74460D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.3 | Elect Director Uri P. Harkham | Management | For | For |
| 1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.5 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.6 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.7 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.8 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PULTEGROUP, INC.
MEETING DATE: MAY 08, 2013 | TICKER: PHM SECURITY ID: 745867101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian P. Anderson | Management | For | For |
| 1.2 | Elect Director Bryce Blair | Management | For | For |
| 1.3 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
| 1.4 | Elect Director Thomas Folliard | Management | For | For |
| 1.5 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.6 | Elect Director Andre J. Hawaux | Management | For | For |
| 1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1.8 | Elect Director Patrick J. O'Leary | Management | For | For |
| 1.9 | Elect Director James J. Postl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 8 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
| |
|---|
RAYONIER INC.
MEETING DATE: MAY 16, 2013 | TICKER: RYN SECURITY ID: 754907103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. David Brown, II | Management | For | For |
| 1.2 | Elect Director John E. Bush | Management | For | For |
| 1.3 | Elect Director Thomas I. Morgan | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
REALTY INCOME CORPORATION
MEETING DATE: JAN 16, 2013 | TICKER: O SECURITY ID: 756109104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
REALTY INCOME CORPORATION
MEETING DATE: MAY 07, 2013 | TICKER: O SECURITY ID: 756109104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kathleen R. Allen | Management | For | For |
| 1b | Elect Director A. Larry Chapman | Management | For | For |
| 1c | Elect Director Priya Cherian Huskins | Management | For | For |
| 1d | Elect Director Thomas A. Lewis | Management | For | For |
| 1e | Elect Director Michael D. McKee | Management | For | For |
| 1f | Elect Director Gregory T. McLaughlin | Management | For | For |
| 1g | Elect Director Ronald L. Merriman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REGIONAL MANAGEMENT CORP.
MEETING DATE: APR 24, 2013 | TICKER: RM SECURITY ID: 75902K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roel C. Campos | Management | For | For |
| 1.2 | Elect Director Alvaro G. de Molina | Management | For | For |
| 1.3 | Elect Director Richard T. Dell'Aquila | Management | For | For |
| 1.4 | Elect Director Thomas F. Fortin | Management | For | For |
| 1.5 | Elect Director Richard A. Godley | Management | For | For |
| 1.6 | Elect Director Jared L. Johnson | Management | For | For |
| 1.7 | Elect Director Carlos Palomares | Management | For | For |
| 1.8 | Elect Director David Perez | Management | For | For |
| 1.9 | Elect Director Erik A. Scott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 16, 2013 | TICKER: RF SECURITY ID: 7591EP100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George W. Bryan | Management | For | For |
| 1b | Elect Director Carolyn H. Byrd | Management | For | For |
| 1c | Elect Director David J. Cooper, Sr. | Management | For | For |
| 1d | Elect Director Don DeFosset | Management | For | For |
| 1e | Elect Director Eric C. Fast | Management | For | For |
| 1f | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 1g | Elect Director John D. Johns | Management | For | For |
| 1h | Elect Director Charles D. McCrary | Management | For | For |
| 1i | Elect Director James R. Malone | Management | For | For |
| 1j | Elect Director Ruth Ann Marshall | Management | For | For |
| 1k | Elect Director Susan W. Matlock | Management | For | For |
| 1l | Elect Director John E. Maupin, Jr. | Management | For | For |
| 1m | Elect Director John R. Roberts | Management | For | For |
| 1n | Elect Director Lee J. Styslinger, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
RENAISSANCERE HOLDINGS LTD.
MEETING DATE: MAY 15, 2013 | TICKER: RNR SECURITY ID: G7496G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian G. J. Gray | Management | For | For |
| 1.2 | Elect Director Henry Klehm, III | Management | For | For |
| 1.3 | Elect Director Ralph B. Levy | Management | For | For |
| 1.4 | Elect Director Nicholas L. Trivisonno | Management | For | For |
| 1.5 | Elect Director Edward J. Zore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
RESOLUTION LTD
MEETING DATE: MAR 20, 2013 | TICKER: RSL SECURITY ID: G7521S122
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt New Articles of Association | Management | For | For |
| |
|---|
RESOLUTION LTD
MEETING DATE: MAY 16, 2013 | TICKER: RSL SECURITY ID: G7521S122
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Elect David Allvey as Director | Management | For | For |
| 6 | Elect Andy Briggs as Director | Management | For | For |
| 7 | Re-elect Mel Carvill as Director | Management | For | For |
| 8 | Elect Clive Cowdery as Director | Management | For | For |
| 9 | Elect Peter Gibbs as Director | Management | For | For |
| 10 | Re-elect Phil Hodkinson as Director | Management | For | For |
| 11 | Elect Nick Lyons as Director | Management | For | For |
| 12 | Elect Robin Phipps as Director | Management | For | For |
| 13 | Elect Belinda Richards as Director | Management | For | For |
| 14 | Elect Karl Sternberg as Director | Management | For | For |
| 15 | Elect John Tiner as Director | Management | For | For |
| 16 | Elect Tim Tookey as Director | Management | For | For |
| 17 | Re-elect Tim Wade as Director | Management | For | For |
| 18 | Elect Sir Malcolm Williamson as Director | Management | For | For |
| 19 | Approve Final Dividend | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Amend Friends Life Group plc Deferred Share Award Plan 2010 | Management | For | For |
| 22 | Establish International Share Plans Based on the Deferred Share Award Plan | Management | For | For |
| 23 | Amend Friends Life Group plc Long Term Incentive Plan | Management | For | For |
| 24 | Approve Resolution Ltd Sharesave Plan | Management | For | For |
| 25 | Establish International Share Plans Based on the Sharesave Plan | Management | For | For |
| 26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 28 | Amend Articles of Association | Management | For | For |
| |
|---|
RLI CORP.
MEETING DATE: MAY 02, 2013 | TICKER: RLI SECURITY ID: 749607107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kaj Ahlmann | Management | For | For |
| 1.2 | Elect Director Barbara R. Allen | Management | For | For |
| 1.3 | Elect Director John T. Baily | Management | For | For |
| 1.4 | Elect Director Jordan W. Graham | Management | For | For |
| 1.5 | Elect Director Gerald I. Lenrow | Management | For | For |
| 1.6 | Elect Director Charles M. Linke | Management | For | For |
| 1.7 | Elect Director F. Lynn McPheeters | Management | For | For |
| 1.8 | Elect Director Jonathan E. Michael | Management | For | For |
| 1.9 | Elect Director Michael J. Stone | Management | For | For |
| 1.10 | Elect Director Robert O. Viets | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ROYAL BANK OF SCOTLAND GROUP PLC
MEETING DATE: MAY 14, 2013 | TICKER: RBS SECURITY ID: G7S86Z172
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Sandy Crombie as Director | Management | For | For |
| 4 | Re-elect Alison Davis as Director | Management | For | For |
| 5 | Re-elect Tony Di Iorio as Director | Management | For | For |
| 6 | Re-elect Philip Hampton as Director | Management | For | For |
| 7 | Re-elect Stephen Hester as Director | Management | For | For |
| 8 | Re-elect Penny Hughes as Director | Management | For | For |
| 9 | Re-elect Brendan Nelson as Director | Management | For | For |
| 10 | Re-elect Baroness Noakes as Director | Management | For | For |
| 11 | Re-elect Art Ryan as Director | Management | For | For |
| 12 | Re-elect Bruce Van Saun as Director | Management | For | For |
| 13 | Re-elect Philip Scott as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Approve Renewal of Directors' Authority to Offer Shares in lieu of a Cash Dividend | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| |
|---|
ROYAL BANK OF SCOTLAND GROUP PLC
MEETING DATE: MAY 14, 2013 | TICKER: RBS SECURITY ID: G7S86Z172
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Equity Convertible Notes | Management | For | For |
| 2 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Equity Convertible Notes | Management | For | For |
| |
|---|
SANDY SPRING BANCORP, INC.
MEETING DATE: MAY 01, 2013 | TICKER: SASR SECURITY ID: 800363103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph F. Boyd, Jr. | Management | For | For |
| 1.2 | Elect Director Robert E. Henel, Jr. | Management | For | For |
| 1.3 | Elect Director Gary G. Nakamoto | Management | For | For |
| 1.4 | Elect Director Dennis A. Starliper | Management | For | For |
| 1.5 | Elect Director Mei Xu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SBERBANK OF RUSSIA
MEETING DATE: MAY 31, 2013 | TICKER: SBER SECURITY ID: 80585Y308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of RUB 2.57 per Common Share and RUB 3.20 per Preferred Share | Management | For | For |
| 4 | Ratify Auditor | Management | For | For |
| 5.1 | Elect German Gref as Director | Management | None | For |
| 5.2 | Elect Sergey Guriyev as Director | Management | None | For |
| 5.3 | Elect Mikhail Dmitriev as Director | Management | None | For |
| 5.4 | Elect Bella Zlatkis as Director | Management | None | For |
| 5.5 | Elect Nadezhda Ivanova as Director | Management | None | For |
| 5.6 | Elect Sergey Ignatyev as Director | Management | None | For |
| 5.7 | Elect Alexei Kudrin as Director | Management | None | For |
| 5.8 | Elect Ilya Lomakin-Rumyantsev as Director | Management | None | For |
| 5.9 | Elect Georgy Luntovsky as Director | Management | None | For |
| 5.10 | Elect Mikhail Matovnikov as Director | Management | None | For |
| 5.11 | Elect Vladimir Mau as Director | Management | None | For |
| 5.12 | Elect Alexey Moiseev as Director | Management | None | For |
| 5.13 | Elect Alessandro Profumo as Director | Management | None | For |
| 5.14 | Elect Sergey Sinelnikov-Murylev as Director | Management | None | For |
| 5.15 | Elect Dmitriy Tulin as Director | Management | None | For |
| 5.16 | Elect Alexei Ulyukayev as Director | Management | None | For |
| 5.17 | Elect Ronald Freeman as Director | Management | None | For |
| 5.18 | Elect Sergey Shvetsov as Director | Management | None | For |
| 5.19 | Elect Ahmet Egilmez Mahfi as Director | Management | None | For |
| 6.1 | Elect Natalya Borodina as Member of Audit Commission | Management | For | For |
| 6.2 | Elect Vladimir Volkov as Member of Audit Commission | Management | For | For |
| 6.3 | Elect Maxim Dolzhnikov as Member of Audit Commission | Management | For | For |
| 6.4 | Elect Yuliya Isakhanova as Member of Audit Commission | Management | For | For |
| 6.5 | Elect Aleksey Minenko as Member of Audit Commission | Management | For | For |
| 6.6 | Elect Olga Polyakova as Member of Audit Commission | Management | For | For |
| 6.7 | Elect Natalia Revina as Member of Audit Commission | Management | For | For |
| 7 | Approve Remuneration of Directors and Members of Audit Comission | Management | For | For |
| 8 | Approve Regulations on Remuneration of Directors | Management | For | For |
| 9 | Approve New Edition of Charter | Management | For | For |
| |
|---|
SBM OFFSHORE NV
MEETING DATE: APR 02, 2013 | TICKER: SBMO SECURITY ID: N7752F148
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5.1 | Approve Discharge of Management Board | Management | For | For |
| 5.2 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Discussion on Company's Corporate Governance Structure (non-voting) | Management | None | None |
| 7 | Receive Announcements on the Selection Procedure of the External Auditor for the Fiscal Year of 2014 (non-voting) | Management | None | None |
| 8.1 | Approve Rights Issuance Equal to 10 Percent of Issued Capital fully Underwritten by HAL Investments | Management | For | For |
| 8.2 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 8.1 | Management | For | For |
| 9.1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover | Management | For | For |
| 9.2 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 9.1 | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| |
|---|
SCBT FINANCIAL CORPORATION
MEETING DATE: NOV 30, 2012 | TICKER: SCBT SECURITY ID: 78401V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
SCBT FINANCIAL CORPORATION
MEETING DATE: APR 23, 2013 | TICKER: SCBT SECURITY ID: 78401V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jimmy E. Addison | Management | For | For |
| 1.2 | Elect Director Robert H. Demere, Jr. | Management | For | For |
| 1.3 | Elect Director Robert R. Horger | Management | For | For |
| 1.4 | Elect Director Harry M. Mims, Jr. | Management | For | For |
| 1.5 | Elect Director John C. Pollok | Management | For | For |
| 1.6 | Elect Director James W. Roquemore | Management | For | For |
| 1.7 | Elect Director John W. Williamson, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 14, 2013 | TICKER: SPG SECURITY ID: 828806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Melvyn E. Bergstein | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Daniel C. Smith | Management | For | For |
| 1g | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SL GREEN REALTY CORP.
MEETING DATE: JUN 13, 2013 | TICKER: SLG SECURITY ID: 78440X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edwin Thomas Burton, III. | Management | For | For |
| 1.2 | Elect Director Craig M. Hatkoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SLM CORPORATION
MEETING DATE: MAY 30, 2013 | TICKER: SLM SECURITY ID: 78442P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ann Torre Bates | Management | For | For |
| 1b | Elect Director W.M. Diefenderfer III | Management | For | For |
| 1c | Elect Director Diane Suitt Gilleland | Management | For | For |
| 1d | Elect Director Earl A. Goode | Management | For | For |
| 1e | Elect Director Ronald F. Hunt | Management | For | For |
| 1f | Elect Director Albert L. Lord | Management | For | For |
| 1g | Elect Director Barry A. Munitz | Management | For | For |
| 1h | Elect Director Howard H. Newman | Management | For | For |
| 1i | Elect Director Frank C. Puleo | Management | For | For |
| 1j | Elect Director Wolfgang Schoellkopf | Management | For | For |
| 1k | Elect Director Steven L. Shapiro | Management | For | For |
| 1l | Elect Director Anthony P. Terracciano | Management | For | For |
| 1m | Elect Director Barry L. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
SOCIETE GENERALE
MEETING DATE: MAY 22, 2013 | TICKER: GLE SECURITY ID: F43638141
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.45 per Share | Management | For | For |
| 3 | Approve Stock Dividend Program (New Shares) | Management | For | For |
| 4 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions and Acknowledge the Absence of New Transactions | Management | For | For |
| 6 | Reelect Jean-Bernard Levy as Director | Management | For | For |
| 7 | Elect Alexandra Schaapveld as Director | Management | For | For |
| 8 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SOTHEBY'S
MEETING DATE: MAY 08, 2013 | TICKER: BID SECURITY ID: 835898107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Angelo | Management | For | For |
| 1.2 | Elect Director Steven B. Dodge | Management | For | For |
| 1.3 | Elect Director The Duke of Devonshire | Management | For | For |
| 1.4 | Elect Director Daniel Meyer | Management | For | For |
| 1.5 | Elect Director Allen Questrom | Management | For | For |
| 1.6 | Elect Director William F. Ruprecht | Management | For | For |
| 1.7 | Elect Director Marsha E. Simms | Management | For | For |
| 1.8 | Elect Director Michael I. Sovern | Management | For | For |
| 1.9 | Elect Director Robert S. Taubman | Management | For | For |
| 1.10 | Elect Director Diana L. Taylor | Management | For | For |
| 1.11 | Elect Director Dennis M. Weibling | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Restricted Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
SOVRAN SELF STORAGE, INC.
MEETING DATE: MAY 22, 2013 | TICKER: SSS SECURITY ID: 84610H108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Attea | Management | For | For |
| 1.2 | Elect Director Kenneth F. Myszka | Management | For | For |
| 1.3 | Elect Director Anthony P. Gammie | Management | For | For |
| 1.4 | Elect Director Charles E. Lannon | Management | For | For |
| 1.5 | Elect Director James R. Boldt | Management | For | For |
| 1.6 | Elect Director Stephen R. Rusmisel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STAG INDUSTRIAL, INC.
MEETING DATE: MAY 06, 2013 | TICKER: STAG SECURITY ID: 85254J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin S. Butcher | Management | For | For |
| 1.2 | Elect Director F. Alexander Fraser | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Furber | Management | For | For |
| 1.4 | Elect Director Larry T. Guillemette | Management | For | For |
| 1.5 | Elect Director Francis X. Jacoby, III | Management | For | For |
| 1.6 | Elect Director Christopher P. Marr | Management | For | For |
| 1.7 | Elect Director Hans S. Weger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STANCORP FINANCIAL GROUP, INC.
MEETING DATE: MAY 13, 2013 | TICKER: SFG SECURITY ID: 852891100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Debora D. Horvath | Management | For | For |
| 1.2 | Elect Director Duane C. McDougall | Management | For | For |
| 1.3 | Elect Director E. Kay Stepp | Management | For | For |
| 1.4 | Elect Director Michael G. Thorne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STANDARD CHARTERED PLC
MEETING DATE: MAY 08, 2013 | TICKER: STAN SECURITY ID: G84228157
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Om Bhatt as Director | Management | For | For |
| 5 | Elect Dr Louis Chi-Yan Cheung as Director | Management | For | For |
| 6 | Elect Margaret Ewing as Director | Management | For | For |
| 7 | Elect Dr Lars Thunell as Director | Management | For | For |
| 8 | Re-elect Stefano Bertamini as Director | Management | For | For |
| 9 | Re-elect Jaspal Bindra as Director | Management | For | For |
| 10 | Re-elect James Dundas as Director | Management | For | For |
| 11 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
| 12 | Re-elect Simon Lowth as Director | Management | For | For |
| 13 | Re-elect Rudolph Markham as Director | Management | For | For |
| 14 | Re-elect Ruth Markland as Director | Management | For | For |
| 15 | Re-elect Richard Meddings as Director | Management | For | For |
| 16 | Re-elect John Paynter as Director | Management | For | For |
| 17 | Re-elect Sir John Peace as Director | Management | For | For |
| 18 | Re-elect Alun Rees as Director | Management | For | For |
| 19 | Re-elect Peter Sands as Director | Management | For | For |
| 20 | Re-elect Viswanathan Shankar as Director | Management | For | For |
| 21 | Re-elect Paul Skinner as Director | Management | For | For |
| 22 | Re-elect Oliver Stocken as Director | Management | For | For |
| 23 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 24 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 25 | Approve EU Political Donations and Expenditure | Management | For | For |
| 26 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 27 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 28 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 29 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 30 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 31 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 32 | Approve Sharesave Plan | Management | For | For |
| |
|---|
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 30, 2013 | TICKER: HOT SECURITY ID: 85590A401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frits van Paasschen | Management | For | For |
| 1.2 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.3 | Elect Director Adam M. Aron | Management | For | For |
| 1.4 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.5 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.6 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.7 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.8 | Elect Director Eric Hippeau | Management | For | For |
| 1.9 | Elect Director Aylwin B. Lewis | Management | For | For |
| 1.10 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.11 | Elect Director Thomas O. Ryder | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
STATE STREET CORPORATION
MEETING DATE: MAY 15, 2013 | TICKER: STT SECURITY ID: 857477103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kennett F. Burnes | Management | For | For |
| 1b | Elect Director Peter Coym | Management | For | For |
| 1c | Elect Director Patrick de Saint-Aignan | Management | For | For |
| 1d | Elect Director Amelia C. Fawcett | Management | For | For |
| 1e | Elect Director Linda A. Hill | Management | For | For |
| 1f | Elect Director Joseph L. Hooley | Management | For | For |
| 1g | Elect Director Robert S. Kaplan | Management | For | For |
| 1h | Elect Director Richard P. Sergel | Management | For | For |
| 1i | Elect Director Ronald L. Skates | Management | For | For |
| 1j | Elect Director Gregory L. Summe | Management | For | For |
| 1k | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STRATEGIC HOTELS & RESORTS, INC.
MEETING DATE: MAY 23, 2013 | TICKER: BEE SECURITY ID: 86272T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Bowen | Management | For | Withhold |
| 1.2 | Elect Director Kenneth Fisher | Management | For | Withhold |
| 1.3 | Elect Director Raymond L. Gellein, Jr. | Management | For | Withhold |
| 1.4 | Elect Director James A. Jeffs | Management | For | Withhold |
| 1.5 | Elect Director Richard D. Kincaid | Management | For | Withhold |
| 1.6 | Elect Director David M.C. Michels | Management | For | Withhold |
| 1.7 | Elect Director William A. Prezant | Management | For | Withhold |
| 1.8 | Elect Director Eugene F. Reilly | Management | For | Withhold |
| 1.9 | Elect Director Sheli Z. Rosenberg | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Redeem Shareholder Rights Plan (Poison Pill) | Shareholder | Against | For |
| |
|---|
SUMITOMO MITSUI FINANCIAL GROUP, INC.
MEETING DATE: JUN 27, 2013 | TICKER: 8316 SECURITY ID: J7771X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
| 2 | Amend Articles To Remove Provisions on Class 6 Preferred Shares - Amend Provisions on Preferred Shares to Comply with Basel III | Management | For | For |
| 3.1 | Elect Director Oku, Masayuki | Management | For | For |
| 3.2 | Elect Director Kunibe, Takeshi | Management | For | For |
| 3.3 | Elect Director Kubo, Ken | Management | For | For |
| 3.4 | Elect Director Ito, Yuujiro | Management | For | For |
| 3.5 | Elect Director Fuchizaki, Masahiro | Management | For | For |
| 3.6 | Elect Director Narita, Manabu | Management | For | For |
| 3.7 | Elect Director Ogino, Kozo | Management | For | For |
| 3.8 | Elect Director Iwamoto, Shigeru | Management | For | For |
| 3.9 | Elect Director Nomura, Kuniaki | Management | For | For |
| 4.1 | Appoint Statutory Auditor Minami, Koichi | Management | For | For |
| 4.2 | Appoint Statutory Auditor Uno, Ikuo | Management | For | Against |
| 4.3 | Appoint Statutory Auditor Ito, Satoshi | Management | For | Against |
| 5 | Appoint Alternate Statutory Auditor Tsunoda, Daiken | Management | For | For |
| |
|---|
SUNSTONE HOTEL INVESTORS, INC.
MEETING DATE: MAY 01, 2013 | TICKER: SHO SECURITY ID: 867892101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew Batinovich | Management | For | For |
| 1.2 | Elect Director Z. Jamie Behar | Management | For | For |
| 1.3 | Elect Director Kenneth E. Cruse | Management | For | For |
| 1.4 | Elect Director Thomas A. Lewis, Jr. | Management | For | For |
| 1.5 | Elect Director Keith M. Locker | Management | For | For |
| 1.6 | Elect Director Douglas M. Pasquale | Management | For | For |
| 1.7 | Elect Director Keith P. Russell | Management | For | For |
| 1.8 | Elect Director Lewis N. Wolff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Opt Out of Maryland's Unsolicited Takeover Act | Shareholder | Against | For |
| |
|---|
SUSQUEHANNA BANCSHARES, INC.
MEETING DATE: MAY 03, 2013 | TICKER: SUSQ SECURITY ID: 869099101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony J. Agnone, Sr. | Management | For | For |
| 1.2 | Elect Director Wayne E. Alter, Jr. | Management | For | For |
| 1.3 | Elect Director Henry R. Gibbel | Management | For | For |
| 1.4 | Elect Director Bruce A. Hepburn | Management | For | For |
| 1.5 | Elect Director Donald L. Hoffman | Management | For | For |
| 1.6 | Elect Director Sara G. Kirkland | Management | For | For |
| 1.7 | Elect Director Jeffrey F. Lehman | Management | For | For |
| 1.8 | Elect Director Michael A. Morello | Management | For | For |
| 1.9 | Elect Director Scott J. Newkam | Management | For | For |
| 1.10 | Elect Director Robert E. Poole, Jr. | Management | For | For |
| 1.11 | Elect Director William J. Reuter | Management | For | For |
| 1.12 | Elect Director Andrew S. Samuel | Management | For | For |
| 1.13 | Elect Director Christine Sears | Management | For | For |
| 1.14 | Elect Director James A. Ulsh | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SVB FINANCIAL GROUP
MEETING DATE: APR 25, 2013 | TICKER: SIVB SECURITY ID: 78486Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Greg W. Becker | Management | For | For |
| 1.2 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.3 | Elect Director David M. Clapper | Management | For | For |
| 1.4 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.5 | Elect Director Joel P. Friedman | Management | For | For |
| 1.6 | Elect Director C. Richard Kramlich | Management | For | For |
| 1.7 | Elect Director Lata Krishnan | Management | For | For |
| 1.8 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
| 1.9 | Elect Director Kate D. Mitchell | Management | For | For |
| 1.10 | Elect Director John F. Robinson | Management | For | For |
| 1.11 | Elect Director Garen K. Staglin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SWEDBANK AB
MEETING DATE: MAR 20, 2013 | TICKER: SWEDA SECURITY ID: W9423X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Recieve Address by Chairman of the Board | Management | None | None |
| 2 | Elect Claes Zettermarck as Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7b | Receive Auditor's Report | Management | None | None |
| 7c | Receive President's Report | Management | None | None |
| 8 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9 | Approve Allocation of Income and Dividends of SEK 9.90 Per Preference Share and SEK 9.90 Per Common Share | Management | For | Did Not Vote |
| 10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 11 | Determine Number of Board Members (10) | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of SEK 1.35 Million to the Chairman, SEK 675,000 to the Vice Chairman, and SEK 400,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13 | Reelect Olav Fjell, Ulrika Francke, Goran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundstrom (Chair), Charlotte Stromberg, Karl-Henrik Sundstrom, and Siv Svensson as Directors | Management | For | Did Not Vote |
| 14 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Authorize Repurchase Program of up to One Percent of Issued Share Capital in Accordance with the Securities Market Act | Management | For | Did Not Vote |
| 17 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 18 | Approve Issuance of Convertibles without Preemptive Rights | Management | For | Did Not Vote |
| 19a | Approve Collective Remuneration Program 2013 | Management | For | Did Not Vote |
| 19b | Approve Resolution Regarding Deferred Variable Remuneration in the form of Shares under Program 2013 | Management | For | Did Not Vote |
| 19c | Authorize Transfer of Own Ordinary Shares under Program 2013 | Management | For | Did Not Vote |
| 20 | Proposal to Decrease the Share Dividend (refer to item 9); Proposal to Make the Bank to Again Become a Full Service Bank | Shareholder | None | Did Not Vote |
| 21 | Close Meeting | Management | None | None |
| |
|---|
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
MEETING DATE: APR 10, 2013 | TICKER: SECURITY ID: H8431B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Approve Remuneration Report | Management | For | Did Not Vote |
| 1.2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income | Management | For | Did Not Vote |
| 3.1 | Approve Ordinary Dividends of CHF 3.50 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
| 3.2 | Approve Special Dividends of CHF 4.00 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
| 4 | Approve Discharge of Board | Management | For | Did Not Vote |
| 5.1.1 | Reelect Walter Kielholz as Director | Management | For | Did Not Vote |
| 5.1.2 | Reelect Malcolm Knight as Director | Management | For | Did Not Vote |
| 5.1.3 | Reelect Carlos Represas as Director | Management | For | Did Not Vote |
| 5.1.4 | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 5.1.5 | Elect Mary Francis as Director | Management | For | Did Not Vote |
| 5.2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 6.1 | Amend Terms of Existing Pool of Conditional Capital | Management | For | Did Not Vote |
| 6.2 | Approve Creation of CHF 8.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 6.3 | Approve Cancellation of Capital Authorization | Management | For | Did Not Vote |
| |
|---|
SYMETRA FINANCIAL CORPORATION
MEETING DATE: MAY 02, 2013 | TICKER: SYA SECURITY ID: 87151Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David T. Foy | Management | For | For |
| 1.2 | Elect Director Lois W. Grady | Management | For | For |
| 1.3 | Elect Director Thomas M. Marra | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TEJON RANCH CO.
MEETING DATE: MAY 07, 2013 | TICKER: TRC SECURITY ID: 879080109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George G.C. Parker | Management | For | For |
| 1.2 | Elect Director Robert A. Stine | Management | For | For |
| 1.3 | Elect Director Daniel R. Tisch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
TEXAS CAPITAL BANCSHARES, INC.
MEETING DATE: MAY 14, 2013 | TICKER: TCBI SECURITY ID: 88224Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George F. Jones, Jr. | Management | For | For |
| 1.2 | Elect Director Peter B. Bartholow | Management | For | For |
| 1.3 | Elect Director James H. Browning | Management | For | For |
| 1.4 | Elect Director Preston M. Geren, III | Management | For | For |
| 1.5 | Elect Director Frederick B. Hegi, Jr. | Management | For | For |
| 1.6 | Elect Director Larry L. Helm | Management | For | For |
| 1.7 | Elect Director James R. Holland, Jr. | Management | For | For |
| 1.8 | Elect Director W. W. McAllister, III | Management | For | For |
| 1.9 | Elect Director Elysia Holt Ragusa | Management | For | For |
| 1.10 | Elect Director Steven P. Rosenberg | Management | For | For |
| 1.11 | Elect Director Grant E. Sims | Management | For | For |
| 1.12 | Elect Director Robert W. Stallings | Management | For | For |
| 1.13 | Elect Director Dale W. Tremblay | Management | For | For |
| 1.14 | Elect Director Ian J. Turpin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE ALLSTATE CORPORATION
MEETING DATE: MAY 21, 2013 | TICKER: ALL SECURITY ID: 020002101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Robert D. Beyer | Management | For | For |
| 1c | Elect Director Kermit R. Crawford | Management | For | For |
| 1d | Elect Director Jack M. Greenberg | Management | For | For |
| 1e | Elect Director Herbert L. Henkel | Management | For | For |
| 1f | Elect Director Ronald T. LeMay | Management | For | For |
| 1g | Elect Director Andrea Redmond | Management | For | For |
| 1h | Elect Director H. John Riley, Jr. | Management | For | For |
| 1i | Elect Director John W. Rowe | Management | For | For |
| 1j | Elect Director Judith A. Sprieser | Management | For | For |
| 1k | Elect Director Mary Alice Taylor | Management | For | For |
| 1l | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
THE BANK OF NEW YORK MELLON CORPORATION
MEETING DATE: APR 09, 2013 | TICKER: BK SECURITY ID: 064058100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.4 | Elect Director Edmund F. 'Ted' Kelly | Management | For | For |
| 1.5 | Elect Director Richard J. Kogan | Management | For | For |
| 1.6 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.7 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.8 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.9 | Elect Director Catherine A. Rein | Management | For | For |
| 1.10 | Elect Director William C. Richardson | Management | For | For |
| 1.11 | Elect Director Samuel C. Scott, III | Management | For | For |
| 1.12 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE CHARLES SCHWAB CORPORATION
MEETING DATE: MAY 16, 2013 | TICKER: SCHW SECURITY ID: 808513105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen A. Ellis | Management | For | For |
| 1b | Elect Director Arun Sarin | Management | For | For |
| 1c | Elect Director Charles R. Schwab | Management | For | For |
| 1d | Elect Director Paula A. Sneed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
THE DUN & BRADSTREET CORPORATION
MEETING DATE: MAY 08, 2013 | TICKER: DNB SECURITY ID: 26483E100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Austin A. Adams | Management | For | For |
| 1b | Elect Director John W. Alden | Management | For | For |
| 1c | Elect Director Christopher J. Coughlin | Management | For | For |
| 1d | Elect Director James N. Fernandez | Management | For | For |
| 1e | Elect Director Paul R. Garcia | Management | For | For |
| 1f | Elect Director Sara Mathew | Management | For | For |
| 1g | Elect Director Sandra E. Peterson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| |
|---|
THE GOLDMAN SACHS GROUP, INC.
MEETING DATE: MAY 23, 2013 | TICKER: GS SECURITY ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lloyd C. Blankfein | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Gary D. Cohn | Management | For | For |
| 4 | Elect Director Claes Dahlback | Management | For | For |
| 5 | Elect Director William W. George | Management | For | For |
| 6 | Elect Director James A. Johnson | Management | For | For |
| 7 | Elect Director Lakshmi N. Mittal | Management | For | For |
| 8 | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 9 | Elect Director James J. Schiro | Management | For | For |
| 10 | Elect Director Debora L. Spar | Management | For | For |
| 11 | Elect Director Mark E. Tucker | Management | For | For |
| 12 | Elect Director David A. Viniar | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | Against |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 17 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 18 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 19 | Employ Investment Bank to Explore Alternatives to Maximize Shareholder Value | Shareholder | Against | Against |
| |
|---|
THE HANOVER INSURANCE GROUP, INC.
MEETING DATE: MAY 14, 2013 | TICKER: THG SECURITY ID: 410867105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Angelini | Management | For | For |
| 1.2 | Elect Director P. Kevin Condron | Management | For | For |
| 1.3 | Elect Director Frederick H. Eppinger | Management | For | For |
| 1.4 | Elect Director Neal F. Finnegan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
MEETING DATE: MAY 15, 2013 | TICKER: HIG SECURITY ID: 416515104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert B. Allardice, III | Management | For | For |
| 1b | Elect Director Trevor Fetter | Management | For | For |
| 1c | Elect Director Paul G. Kirk, Jr. | Management | For | For |
| 1d | Elect Director Liam E. McGee | Management | For | For |
| 1e | Elect Director Kathryn A. Mikells | Management | For | For |
| 1f | Elect Director Michael G. Morris | Management | For | For |
| 1g | Elect Director Thomas A. Renyi | Management | For | For |
| 1h | Elect Director Charles B. Strauss | Management | For | For |
| 1i | Elect Director H. Patrick Swygert | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 23, 2013 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Ari Bousbib | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Armando Codina | Management | For | For |
| 1h | Elect Director Bonnie G. Hill | Management | For | For |
| 1i | Elect Director Karen L. Katen | Management | For | For |
| 1j | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 7 | Adopt Stormwater Run-off Management Policy | Shareholder | Against | Abstain |
| |
|---|
THE MIDDLEBY CORPORATION
MEETING DATE: MAY 14, 2013 | TICKER: MIDD SECURITY ID: 596278101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Selim A. Bassoul | Management | For | For |
| 1.2 | Elect Director Robert B. Lamb | Management | For | For |
| 1.3 | Elect Director John R. Miller, III | Management | For | For |
| 1.4 | Elect Director Gordon O'Brien | Management | For | For |
| 1.5 | Elect Director Philip G. Putnam | Management | For | For |
| 1.6 | Elect Director Sabin C. Streeter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Require Majority Vote for the Election of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE NASDAQ OMX GROUP, INC.
MEETING DATE: MAY 22, 2013 | TICKER: NDAQ SECURITY ID: 631103108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven D. Black | Management | For | For |
| 1b | Elect Director Borje E. Ekholm | Management | For | For |
| 1c | Elect Director Robert Greifeld | Management | For | For |
| 1d | Elect Director Glenn H. Hutchins | Management | For | For |
| 1e | Elect Director Essa Kazim | Management | For | For |
| 1f | Elect Director John D. Markese | Management | For | For |
| 1g | Elect Director Ellyn A. McColgan | Management | For | For |
| 1h | Elect Director Thomas F. O'Neill | Management | For | For |
| 1i | Elect Director James S. Riepe | Management | For | For |
| 1j | Elect Director Michael R. Splinter | Management | For | For |
| 1k | Elect Director Lars R. Wedenborn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Approve Amendment and Restatement of NASDAQ OMX's Restated Certificate of Incorporation to Make Other Non-Substantive Changes | Management | For | For |
| |
|---|
THE PNC FINANCIAL SERVICES GROUP, INC.
MEETING DATE: APR 23, 2013 | TICKER: PNC SECURITY ID: 693475105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard O. Berndt | Management | For | For |
| 1.2 | Elect Director Charles E. Bunch | Management | For | For |
| 1.3 | Elect Director Paul W. Chellgren | Management | For | For |
| 1.4 | Elect Director William S. Demchak | Management | For | For |
| 1.5 | Elect Director Kay Coles James | Management | For | For |
| 1.6 | Elect Director Richard B. Kelson | Management | For | For |
| 1.7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 1.8 | Elect Director Anthony A. Massaro | Management | For | For |
| 1.9 | Elect Director Jane G. Pepper | Management | For | For |
| 1.10 | Elect Director James E. Rohr | Management | For | For |
| 1.11 | Elect Director Donald J. Shepard | Management | For | For |
| 1.12 | Elect Director Lorene K. Steffes | Management | For | For |
| 1.13 | Elect Director Dennis F. Strigl | Management | For | For |
| 1.14 | Elect Director Thomas J. Usher | Management | For | For |
| 1.15 | Elect Director George H. Walls, Jr. | Management | For | For |
| 1.16 | Elect Director Helge H. Wehmeier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
| |
|---|
THE ST. JOE COMPANY
MEETING DATE: MAY 16, 2013 | TICKER: JOE SECURITY ID: 790148100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cesar L. Alvarez | Management | For | For |
| 1b | Elect Director Bruce R. Berkowitz | Management | For | For |
| 1c | Elect Director Park Brady | Management | For | For |
| 1d | Elect Director Howard S. Frank | Management | For | For |
| 1e | Elect Director Jeffrey C. Keil | Management | For | For |
| 1f | Elect Director Stanley Martin | Management | For | For |
| 1g | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE TORONTO-DOMINION BANK
MEETING DATE: APR 04, 2013 | TICKER: TD SECURITY ID: 891160509
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William E. Bennett | Management | For | For |
| 1.2 | Elect Director Hugh J. Bolton | Management | For | For |
| 1.3 | Elect Director John L. Bragg | Management | For | For |
| 1.4 | Elect Director Amy W. Brinkley | Management | For | For |
| 1.5 | Elect Director W. Edmund Clark | Management | For | For |
| 1.6 | Elect Director Colleen A. Goggins | Management | For | For |
| 1.7 | Elect Director Henry H. Ketcham | Management | For | For |
| 1.8 | Elect Director Brian M. Levitt | Management | For | For |
| 1.9 | Elect Director Harold H. MacKay | Management | For | For |
| 1.10 | Elect Director Karen E. Maidment | Management | For | For |
| 1.11 | Elect Director Irene R. Miller | Management | For | For |
| 1.12 | Elect Director Nadir H. Mohamed | Management | For | For |
| 1.13 | Elect Director Wilbur J. Prezzano | Management | For | For |
| 1.14 | Elect Director Helen K. Sinclair | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP A: Increase Disclosure of Pension Plans | Shareholder | Against | Against |
| 5 | SP B: Adopt Policy for Equitable Treatment under the Pension Plans | Shareholder | Against | Against |
| 6 | SP C: Adopt an Internal Pay Ratio | Shareholder | Against | Against |
| 7 | SP D: Adopt Policy on Gender Equality in Senior Management Positions | Shareholder | Against | Against |
| 8 | SP E: Publish Summary of Annual Meetings and Questions Raised at Meetings | Shareholder | Against | Against |
| 9 | SP F: Submit More Candidates For Election Than the Number of Vacancies on the Board | Shareholder | Against | Against |
| 10 | SP G: Advisory Vote on Executive Officers' Compensation | Shareholder | Against | Against |
| 11 | SP H: Set Maximum Amount of Employee Compensation | Shareholder | Against | Against |
| |
|---|
THE TRAVELERS COMPANIES, INC.
MEETING DATE: MAY 22, 2013 | TICKER: TRV SECURITY ID: 89417E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alan L. Beller | Management | For | For |
| 1b | Elect Director John H. Dasburg | Management | For | For |
| 1c | Elect Director Janet M. Dolan | Management | For | For |
| 1d | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1e | Elect Director Jay S. Fishman | Management | For | For |
| 1f | Elect Director Patricia L. Higgins | Management | For | For |
| 1g | Elect Director Thomas R. Hodgson | Management | For | For |
| 1h | Elect Director William J. Kane | Management | For | For |
| 1i | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
| 1j | Elect Director Donald J. Shepard | Management | For | For |
| 1k | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize New Class of Preferred Stock | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
THE WESTERN UNION COMPANY
MEETING DATE: MAY 30, 2013 | TICKER: WU SECURITY ID: 959802109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dinyar S. Devitre | Management | For | For |
| 2 | Elect Director Betsy D. Holden | Management | For | For |
| 3 | Elect Director Wulf von Schimmelmann | Management | For | For |
| 4 | Elect Director Solomon D. Trujillo | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Provide Right to Call Special Meeting | Management | For | For |
| 8 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
THOMAS PROPERTIES GROUP, INC.
MEETING DATE: MAY 31, 2013 | TICKER: TPGI SECURITY ID: 884453101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James A. Thomas | Management | For | For |
| 1.2 | Elect Director R. Bruce Andrews | Management | For | Withhold |
| 1.3 | Elect Director Bradley H. Carroll | Management | For | For |
| 1.4 | Elect Director Edward D. Fox | Management | For | Withhold |
| 1.5 | Elect Director John L. Goolsby | Management | For | For |
| 1.6 | Elect Director Winston H. Hickox | Management | For | Withhold |
| 1.7 | Elect Director Randall L. Scott | Management | For | For |
| 1.8 | Elect Director John R. Sischo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TORCHMARK CORPORATION
MEETING DATE: APR 25, 2013 | TICKER: TMK SECURITY ID: 891027104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Adair | Management | For | For |
| 1.2 | Elect Director Marilyn A. Alexander | Management | For | For |
| 1.3 | Elect Director David L. Boren | Management | For | For |
| 1.4 | Elect Director Jane M. Buchan | Management | For | For |
| 1.5 | Elect Director Gary L. Coleman | Management | For | For |
| 1.6 | Elect Director Larry M. Hutchison | Management | For | For |
| 1.7 | Elect Director Robert W. Ingram | Management | For | For |
| 1.8 | Elect Director Mark S. McAndrew | Management | For | For |
| 1.9 | Elect Director Lloyd W. Newton | Management | For | For |
| 1.10 | Elect Director Wesley D. Protheroe | Management | For | For |
| 1.11 | Elect Director Darren M. Rebelez | Management | For | For |
| 1.12 | Elect Director Lamar C. Smith | Management | For | For |
| 1.13 | Elect Director Paul J. Zucconi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TOTAL SYSTEM SERVICES, INC.
MEETING DATE: APR 30, 2013 | TICKER: TSS SECURITY ID: 891906109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Blanchard | Management | For | For |
| 1.2 | Elect Director Richard Y. Bradley | Management | For | For |
| 1.3 | Elect Director Kriss Cloninger III | Management | For | For |
| 1.4 | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 1.5 | Elect Director Gardiner W. Garrard, Jr. | Management | For | For |
| 1.6 | Elect Director Sidney E. Harris | Management | For | For |
| 1.7 | Elect Director Mason H. Lampton | Management | For | For |
| 1.8 | Elect Director H. Lynn Page | Management | For | For |
| 1.9 | Elect Director Philip W. Tomlinson | Management | For | For |
| 1.10 | Elect Director John T. Turner | Management | For | For |
| 1.11 | Elect Director Richard W. Ussery | Management | For | For |
| 1.12 | Elect Director M. Troy Woods | Management | For | For |
| 1.13 | Elect Director James D. Yancey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRUSTMARK CORPORATION
MEETING DATE: MAY 07, 2013 | TICKER: TRMK SECURITY ID: 898402102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adolphus B. Baker | Management | For | For |
| 1.2 | Elect Director Toni D. Cooley | Management | For | For |
| 1.3 | Elect Director Daniel A. Grafton | Management | For | For |
| 1.4 | Elect Director Gerard R. Host | Management | For | For |
| 1.5 | Elect Director David H. Hoster, II | Management | For | For |
| 1.6 | Elect Director John M. McCullouch | Management | For | For |
| 1.7 | Elect Director Richard H. Puckett | Management | For | For |
| 1.8 | Elect Director R. Michael Summerford | Management | For | For |
| 1.9 | Elect Director LeRoy G. Walker, Jr. | Management | For | For |
| 1.10 | Elect Director William G. Yates, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TWO HARBORS INVESTMENT CORP.
MEETING DATE: MAY 21, 2013 | TICKER: TWO SECURITY ID: 90187B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Bender | Management | For | For |
| 1.2 | Elect Director Mark D. Ein | Management | For | For |
| 1.3 | Elect Director William W. Johnson | Management | For | For |
| 1.4 | Elect Director Stephen G. Kasnet | Management | For | For |
| 1.5 | Elect Director W. Reid Sanders | Management | For | For |
| 1.6 | Elect Director Thomas Siering | Management | For | For |
| 1.7 | Elect Director Brian C. Taylor | Management | For | For |
| 1.8 | Elect Director Hope B. Woodhouse | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 16, 2013 | TICKER: USB SECURITY ID: 902973304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director Y. Marc Belton | Management | For | For |
| 1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1e | Elect Director Richard K. Davis | Management | For | For |
| 1f | Elect Director Roland A. Hernandez | Management | For | For |
| 1g | Elect Director Doreen Woo Ho | Management | For | For |
| 1h | Elect Director Joel W. Johnson | Management | For | For |
| 1i | Elect Director Olivia F. Kirtley | Management | For | For |
| 1j | Elect Director Jerry W. Levin | Management | For | For |
| 1k | Elect Director David B. O'Maley | Management | For | For |
| 1l | Elect Director O'dell M. Owens | Management | For | For |
| 1m | Elect Director Craig D. Schnuck | Management | For | For |
| 1n | Elect Director Patrick T. Stokes | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UBS AG
MEETING DATE: MAY 02, 2013 | TICKER: UBSN SECURITY ID: H89231338
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 0.15 per Share from Capital Contribution Reserve | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1a | Reelect Axel Weber as Director | Management | For | Did Not Vote |
| 4.1b | Reelect Michel Demare as Director | Management | For | Did Not Vote |
| 4.1c | Reelect David Sidwell as Director | Management | For | Did Not Vote |
| 4.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
| 4.1e | Relect Ann Godbehere as Director | Management | For | Did Not Vote |
| 4.1f | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
| 4.1g | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
| 4.1h | Reelect William Parrett as Director | Management | For | Did Not Vote |
| 4.1i | Reelect Isabelle Romy as Director | Management | For | Did Not Vote |
| 4.1j | Reelect Beatrice Weder di Mauro as Director | Management | For | Did Not Vote |
| 4.1k | Reelect Joseph Yam as Director | Management | For | Did Not Vote |
| 4.2 | Elect Reto Francioni as Director | Management | For | Did Not Vote |
| 4.3 | Ratify Ernst & Young Ltd. as Auditors | Management | For | Did Not Vote |
| |
|---|
UDR, INC.
MEETING DATE: MAY 23, 2013 | TICKER: UDR SECURITY ID: 902653104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
| 1.2 | Elect Director Eric J. Foss | Management | For | For |
| 1.3 | Elect Director Robert P. Freeman | Management | For | For |
| 1.4 | Elect Director Jon A. Grove | Management | For | For |
| 1.5 | Elect Director James D. Klingbeil | Management | For | For |
| 1.6 | Elect Director Lynne B. Sagalyn | Management | For | For |
| 1.7 | Elect Director Mark J. Sandler | Management | For | For |
| 1.8 | Elect Director Thomas W. Toomey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UMB FINANCIAL CORPORATION
MEETING DATE: APR 23, 2013 | TICKER: UMBF SECURITY ID: 902788108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warner L. Baxter | Management | For | For |
| 1.2 | Elect Director David R. Bradley, Jr. | Management | For | For |
| 1.3 | Elect Director Nancy K. Buese | Management | For | For |
| 1.4 | Elect Director Peter J. deSilva | Management | For | For |
| 1.5 | Elect Director Terrence P. Dunn | Management | For | For |
| 1.6 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.7 | Elect Director J. Mariner Kemper | Management | For | For |
| 1.8 | Elect Director Kris A. Robbins | Management | For | For |
| 1.9 | Elect Director Thomas D. Sanders | Management | For | For |
| 1.10 | Elect Director L. Joshua Sosland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UNITED OVERSEAS BANK LIMITED
MEETING DATE: APR 25, 2013 | TICKER: U11 SECURITY ID: V96194127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend and Special Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Approve Fee to the Chairman of the Bank for the Period from January 2012 to December 2012 | Management | For | Against |
| 5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Elect Wee Ee Cheong as Director | Management | For | For |
| 7 | Elect Franklin Leo Lavin as Director | Management | For | For |
| 8 | Elect James Koh Cher Siang as Director | Management | For | For |
| 9 | Elect Ong Yew Huat as Director | Management | For | For |
| 10 | Elect Wee Cho Yaw as Director | Management | For | For |
| 11 | Elect Cham Tao Soon as Director | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 13 | Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme | Management | For | For |
| 14 | Approve Issuance of Preference Shares | Management | For | For |
| 15 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
UNUM GROUP
MEETING DATE: MAY 23, 2013 | TICKER: UNM SECURITY ID: 91529Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. Michael Caulfield | Management | For | For |
| 1.2 | Elect Director Ronald E. Goldsberry | Management | For | For |
| 1.3 | Elect Director Kevin T. Kabat | Management | For | For |
| 1.4 | Elect Director Michael J. Passarella | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
URSTADT BIDDLE PROPERTIES INC.
MEETING DATE: MAR 21, 2013 | TICKER: UBA SECURITY ID: 917286205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine U. Biddle | Management | For | For |
| 1.2 | Elect Director Willing L. Biddle | Management | For | For |
| 1.3 | Elect Director E. Virgil Conway | Management | For | For |
| 1.4 | Elect Director Robert J. Mueller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Preferred and Common Stock | Management | For | Against |
| 4 | Approve Increase or Decrease Authorized Common Stock | Management | For | Against |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Amend Restricted Stock Plan | Management | For | Against |
| |
|---|
VALIDUS HOLDINGS, LTD.
MEETING DATE: MAY 01, 2013 | TICKER: VR SECURITY ID: G9319H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward J. Noonan | Management | For | For |
| 1.2 | Elect Director Mahmoud Abdallah | Management | For | For |
| 1.3 | Elect Director Jeffrey W. Greenberg | Management | For | For |
| 1.4 | Elect Director John J. Hendrickson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | Management | For | For |
| |
|---|
VALLEY NATIONAL BANCORP
MEETING DATE: APR 17, 2013 | TICKER: VLY SECURITY ID: 919794107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew B. Abramson | Management | For | For |
| 1.2 | Elect Director Peter J. Baum | Management | For | For |
| 1.3 | Elect Director Pamela R. Bronander | Management | For | For |
| 1.4 | Elect Director Peter Crocitto | Management | For | For |
| 1.5 | Elect Director Eric P. Edelstein | Management | For | For |
| 1.6 | Elect Director Alan D. Eskow | Management | For | For |
| 1.7 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.8 | Elect Director Graham O. Jones | Management | For | For |
| 1.9 | Elect Director Walter H. Jones, III | Management | For | For |
| 1.10 | Elect Director Gerald Korde | Management | For | For |
| 1.11 | Elect Director Michael L. LaRusso | Management | For | For |
| 1.12 | Elect Director Marc J. Lenner | Management | For | For |
| 1.13 | Elect Director Gerald H. Lipkin | Management | For | For |
| 1.14 | Elect Director Barnett Rukin | Management | For | For |
| 1.15 | Elect Director Suresh L. Sani | Management | For | For |
| 1.16 | Elect Director Robert C. Soldoveri | Management | For | For |
| 1.17 | Elect Director Jeffrey S. Wilks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VANTIV, INC.
MEETING DATE: APR 30, 2013 | TICKER: VNTV SECURITY ID: 92210H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lee Adrean | Management | For | For |
| 1.2 | Elect Director Lori A. Beer | Management | For | For |
| 1.3 | Elect Director Gary Lauer | Management | For | For |
| 1.4 | Elect Director Thomas Ryan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VENTAS, INC.
MEETING DATE: MAY 16, 2013 | TICKER: VTR SECURITY ID: 92276F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Debra A. Cafaro | Management | For | For |
| 1b | Elect Director Douglas Crocker, II | Management | For | For |
| 1c | Elect Director Ronald G. Geary | Management | For | For |
| 1d | Elect Director Jay M. Gellert | Management | For | For |
| 1e | Elect Director Richard I. Gilchrist | Management | For | For |
| 1f | Elect Director Matthew J. Lustig | Management | For | For |
| 1g | Elect Director Douglas M. Pasquale | Management | For | For |
| 1h | Elect Director Robert D. Reed | Management | For | For |
| 1i | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 1j | Elect Director Glenn J. Rufrano | Management | For | For |
| 1k | Elect Director James D. Shelton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 7 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| |
|---|
VERIFONE SYSTEMS, INC.
MEETING DATE: JUN 20, 2013 | TICKER: PAY SECURITY ID: 92342Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
| 1.2 | Elect Director Leslie G. Denend | Management | For | For |
| 1.3 | Elect Director Alex W. (Pete) Hart | Management | For | For |
| 1.4 | Elect Director Robert B. Henske | Management | For | For |
| 1.5 | Elect Director Richard A. McGinn | Management | For | For |
| 1.6 | Elect Director Wenda Harris Millard | Management | For | For |
| 1.7 | Elect Director Eitan Raff | Management | For | For |
| 1.8 | Elect Director Jeffrey E. Stiefler | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VIEWPOINT FINANCIAL GROUP, INC.
MEETING DATE: MAY 16, 2013 | TICKER: VPFG SECURITY ID: 92672A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Bruce W. Hunt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VIRGINIA COMMERCE BANCORP, INC.
MEETING DATE: APR 24, 2013 | TICKER: VCBI SECURITY ID: 92778Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Adler | Management | For | For |
| 1.2 | Elect Director Michael G. Anzilotti | Management | For | For |
| 1.3 | Elect Director Thomas E. Burdette | Management | For | For |
| 1.4 | Elect Director Peter A. Converse | Management | For | For |
| 1.5 | Elect Director W. Douglas Fisher | Management | For | For |
| 1.6 | Elect Director David M. Guernsey | Management | For | For |
| 1.7 | Elect Director Kenneth R. Lehman | Management | For | For |
| 1.8 | Elect Director Norris E. Mitchell | Management | For | For |
| 1.9 | Elect Director Todd A. Stottlemyer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 30, 2013 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary P. Coughlan | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Joseph W. Saunders | Management | For | For |
| 1i | Elect Director Charles W. Scharf | Management | For | For |
| 1j | Elect Director William S. Shanahan | Management | For | For |
| 1k | Elect Director John A. Swainson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
VORNADO REALTY TRUST
MEETING DATE: MAY 23, 2013 | TICKER: VNO SECURITY ID: 929042109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Candace K. Beinecke | Management | For | For |
| 1.2 | Elect Director Robert P. Kogod | Management | For | For |
| 1.3 | Elect Director David Mandelbaum | Management | For | For |
| 1.4 | Elect Director Richard R. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
W. R. BERKLEY CORPORATION
MEETING DATE: MAY 21, 2013 | TICKER: WRB SECURITY ID: 084423102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Robert Berkley, Jr. | Management | For | For |
| 1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.3 | Elect Director Mark E. Brockbank | Management | For | For |
| 1.4 | Elect Director George G. Daly | Management | For | For |
| 1.5 | Elect Director Mary C. Farrell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WASHINGTON TRUST BANCORP, INC.
MEETING DATE: APR 23, 2013 | TICKER: WASH SECURITY ID: 940610108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry G. Hittner | Management | For | For |
| 1.2 | Elect Director Katherine W. Hoxsie | Management | For | For |
| 1.3 | Elect Director Kathleen E. McKeough | Management | For | For |
| 1.4 | Elect Director John C. Warren | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WEBSTER FINANCIAL CORPORATION
MEETING DATE: APR 25, 2013 | TICKER: WBS SECURITY ID: 947890109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel S. Becker | Management | For | For |
| 1.2 | Elect Director David A. Coulter | Management | For | For |
| 1.3 | Elect Director Robert A. Finkenzeller | Management | For | For |
| 1.4 | Elect Director Laurence C. Morse | Management | For | For |
| 1.5 | Elect Director Mark Pettie | Management | For | For |
| 1.6 | Elect Director Charles W. Shivery | Management | For | For |
| 1.7 | Elect Director James C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 23, 2013 | TICKER: WFC SECURITY ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Elaine L. Chao | Management | For | For |
| 1c | Elect Director John S. Chen | Management | For | For |
| 1d | Elect Director Lloyd H. Dean | Management | For | For |
| 1e | Elect Director Susan E. Engel | Management | For | For |
| 1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1g | Elect Director Donald M. James | Management | For | For |
| 1h | Elect Director Cynthia H. Milligan | Management | For | For |
| 1i | Elect Director Federico F. Pena | Management | For | For |
| 1j | Elect Director Howard V. Richardson | Management | For | For |
| 1k | Elect Director Judith M. Runstad | Management | For | For |
| 1l | Elect Director Stephen W. Sanger | Management | For | For |
| 1m | Elect Director John G. Stumpf | Management | For | For |
| 1n | Elect Director Susan G. Swenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
| |
|---|
WESTAMERICA BANCORPORATION
MEETING DATE: APR 25, 2013 | TICKER: WABC SECURITY ID: 957090103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Etta Allen | Management | For | For |
| 1.2 | Elect Director Louis E. Bartolini | Management | For | For |
| 1.3 | Elect Director E. Joseph Bowler | Management | For | For |
| 1.4 | Elect Director Arthur C. Latno, Jr. | Management | For | For |
| 1.5 | Elect Director Patrick D. Lynch | Management | For | For |
| 1.6 | Elect Director Catherine Cope MacMillan | Management | For | For |
| 1.7 | Elect Director Ronald A. Nelson | Management | For | For |
| 1.8 | Elect Director David L. Payne | Management | For | For |
| 1.9 | Elect Director Edward B. Sylvester | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WESTERN ALLIANCE BANCORPORATION
MEETING DATE: MAY 21, 2013 | TICKER: WAL SECURITY ID: 957638109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cary Mack | Management | For | For |
| 1.2 | Elect Director Todd Marshall | Management | For | For |
| 1.3 | Elect Director M. Nafees Nagy | Management | For | For |
| 1.4 | Elect Director James E. Nave | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 11, 2013 | TICKER: WY SECURITY ID: 962166104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Debra A. Cafaro | Management | For | For |
| 1.2 | Elect Director Mark A. Emmert | Management | For | For |
| 1.3 | Elect Director Daniel S. Fulton | Management | For | For |
| 1.4 | Elect Director John I. Kieckhefer | Management | For | For |
| 1.5 | Elect Director Wayne W. Murdy | Management | For | For |
| 1.6 | Elect Director Nicole W. Piasecki | Management | For | For |
| 1.7 | Elect Director Doyle R. Simons | Management | For | For |
| 1.8 | Elect Director Richard H. Sinkfield | Management | For | For |
| 1.9 | Elect Director D. Michael Steuert | Management | For | For |
| 1.10 | Elect Director Kim Williams | Management | For | For |
| 1.11 | Elect Director Charles R. Williamson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WMI HOLDINGS CORP.
MEETING DATE: JUN 05, 2013 | TICKER: WMIH SECURITY ID: 92936P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Willingham | Management | For | For |
| 1.2 | Elect Director Eugene I. Davis | Management | For | For |
| 1.3 | Elect Director Steven D. Scheiwe | Management | For | For |
| 1.4 | Elect Director Mark E. Holliday | Management | For | For |
| 1.5 | Elect Director Diane B. Glossman | Management | For | For |
| 1.6 | Elect Director Michael Renoff | Management | For | For |
| 1.7 | Elect Director Timothy R. Graham | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
WYNN RESORTS, LIMITED
MEETING DATE: NOV 02, 2012 | TICKER: WYNN SECURITY ID: 983134107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Chen | Management | For | For |
| 1.2 | Elect Director Marc D. Schorr | Management | For | For |
| 1.3 | Elect Director J. Edward (Ted) Virtue | Management | For | For |
| 1.4 | Elect Director Elaine P. Wynn | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WYNN RESORTS, LIMITED
MEETING DATE: FEB 22, 2013 | TICKER: WYNN SECURITY ID: 983134107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Remove Director Kazuo Okada | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
WYNN RESORTS, LIMITED
MEETING DATE: MAY 07, 2013 | TICKER: WYNN SECURITY ID: 983134107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ray R. Irani | Management | For | For |
| 1.2 | Elect Director Alvin V. Shoemaker | Management | For | For |
| 1.3 | Elect Director D. Boone Wayson | Management | For | For |
| 1.4 | Elect Director Stephen A. Wynn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
XL GROUP PLC
MEETING DATE: APR 26, 2013 | TICKER: XL SECURITY ID: G98290102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Joseph Mauriello as Director | Management | For | For |
| 2 | Elect Eugene M. McQuade as Director | Management | For | For |
| 3 | Elect Clayton S. Rose as Director | Management | For | For |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
YES BANK LIMITED
MEETING DATE: JUL 14, 2012 | TICKER: 532648 SECURITY ID: Y97636107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 4.00 Per Share | Management | For | For |
| 3 | Reelect S.L. Kapur as Director | Management | For | For |
| 4 | Reelect A.K. Mago as Director | Management | For | For |
| 5 | Approve S.R. Batliboi & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Elect M. Sabharwal as Director | Management | For | For |
| 7 | Approve Revision in Remuneration of R. Kapoor, Managing Director and CEO | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| |
|---|
ZIONS BANCORPORATION
MEETING DATE: MAY 24, 2013 | TICKER: ZION SECURITY ID: 989701107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jerry C. Atkin | Management | For | For |
| 1b | Elect Director R.D. Cash | Management | For | For |
| 1c | Elect Director Patricia Frobes | Management | For | For |
| 1d | Elect Director J. David Heaney | Management | For | For |
| 1e | Elect Director Roger B. Porter | Management | For | For |
| 1f | Elect Director Stephen D. Quinn | Management | For | For |
| 1g | Elect Director Harris H. Simmons | Management | For | For |
| 1h | Elect Director L.E. Simmons | Management | For | For |
| 1i | Elect Director Shelley Thomas Williams | Management | For | For |
| 1j | Elect Director Steven C. Wheelwright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY FLOATING RATE CENTRAL FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
FAIRPOINT COMMUNICATIONS, INC.
MEETING DATE: JUN 03, 2013 | TICKER: FRP SECURITY ID: 305560302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis J. Austin | Management | For | For |
| 1.2 | Elect Director Peter C. Gingold | Management | For | For |
| 1.3 | Elect Director Edward D. Horowitz | Management | For | For |
| 1.4 | Elect Director Michael J. Mahoney | Management | For | For |
| 1.5 | Elect Director Michael K. Robinson | Management | For | For |
| 1.6 | Elect Director Paul H. Sunu | Management | For | For |
| 1.7 | Elect Director David L. Treadwell | Management | For | For |
| 1.8 | Elect Director Wayne Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 22, 2013 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jacques Aigrain | Management | For | For |
| 1.2 | Elect Director Scott M. Kleinman | Management | For | For |
| 1.3 | Elect Director Bruce A. Smith | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
| 12 | Amend Articles of Association | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY HEALTH CARE CENTRAL FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACHILLION PHARMACEUTICALS, INC.
MEETING DATE: MAY 28, 2013 | TICKER: ACHN SECURITY ID: 00448Q201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kurt Graves | Management | For | For |
| 1.2 | Elect Director Dennis Liotta | Management | For | For |
| 1.3 | Elect Director David I. Scheer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACORDA THERAPEUTICS, INC.
MEETING DATE: MAY 30, 2013 | TICKER: ACOR SECURITY ID: 00484M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peder K. Jensen | Management | For | For |
| 1.2 | Elect Director John P. Kelley | Management | For | For |
| 1.3 | Elect Director Sandra Panem | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACTAVIS, INC.
MEETING DATE: MAY 10, 2013 | TICKER: ACT SECURITY ID: 00507K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jack Michelson | Management | For | For |
| 1b | Elect Director Ronald R. Taylor | Management | For | For |
| 1c | Elect Director Andrew L. Turner | Management | For | For |
| 1d | Elect Director Paul M. Bisaro | Management | For | For |
| 1e | Elect Director Christopher W. Bodine | Management | For | For |
| 1f | Elect Director Michael J. Feldman | Management | For | For |
| 1g | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention | Shareholder | Against | Against |
| |
|---|
AETNA INC.
MEETING DATE: MAY 17, 2013 | TICKER: AET SECURITY ID: 00817Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Fernando Aguirre | Management | For | For |
| 1b | Elect Director Mark T. Bertolini | Management | For | For |
| 1c | Elect Director Frank M. Clark | Management | For | For |
| 1d | Elect Director Betsy Z. Cohen | Management | For | For |
| 1e | Elect Director Molly J. Coye | Management | For | For |
| 1f | Elect Director Roger N. Farah | Management | For | For |
| 1g | Elect Director Barbara Hackman Franklin | Management | For | For |
| 1h | Elect Director Jeffrey E. Garten | Management | For | For |
| 1i | Elect Director Ellen M. Hancock | Management | For | For |
| 1j | Elect Director Richard J. Harrington | Management | For | For |
| 1k | Elect Director Edward J. Ludwig | Management | For | For |
| 1l | Elect Director Joseph P. Newhouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 7 | Enhance Board Oversight of Political Contributions | Shareholder | Against | Against |
| |
|---|
AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 20, 2013 | TICKER: A SECURITY ID: 00846U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul N. Clark | Management | For | For |
| 1.2 | Elect Director James G. Cullen | Management | For | For |
| 1.3 | Elect Director Tadataka Yamada | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 06, 2013 | TICKER: ALXN SECURITY ID: 015351109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director Joseph A. Madri | Management | For | For |
| 1.5 | Elect Director Larry L. Mathis | Management | For | For |
| 1.6 | Elect Director R. Douglas Norby | Management | For | For |
| 1.7 | Elect Director Alvin S. Parven | Management | For | For |
| 1.8 | Elect Director Andreas Rummelt | Management | For | For |
| 1.9 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 22, 2013 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Vance D. Coffman | Management | For | For |
| 1.6 | Elect Director Robert A. Eckert | Management | For | For |
| 1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.8 | Elect Director Frank C. Herringer | Management | For | For |
| 1.9 | Elect Director Tyler Jacks | Management | For | For |
| 1.10 | Elect Director Gilbert S. Omenn | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 1.13 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AMPLIFON S.P.A
MEETING DATE: APR 17, 2013 | TICKER: AMP SECURITY ID: T0388E118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2.1 | Slate Submitted by Ampliter | Shareholder | None | For |
| 2.2 | Slate Submitted by Tamburi Investment Partners | Shareholder | None | Did Not Vote |
| 3 | Approve Remuneration of Directors | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Amend Performance Stock Grant Plan 2011-2020 | Management | For | For |
| |
|---|
ATHENAHEALTH, INC.
MEETING DATE: JUN 06, 2013 | TICKER: ATHN SECURITY ID: 04685W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles D. Baker | Management | For | For |
| 1.2 | Elect Director Dev Ittycheria | Management | For | For |
| 1.3 | Elect Director John A. Kane | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
AVEO PHARMACEUTICALS, INC.
MEETING DATE: MAY 29, 2013 | TICKER: AVEO SECURITY ID: 053588109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.2 | Elect Director Robert S. Epstein | Management | For | For |
| 1.3 | Elect Director Anthony B. Evnin | Management | For | For |
| 1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.5 | Elect Director Raju Kucherlapati | Management | For | For |
| 1.6 | Elect Director Henri A. Termeer | Management | For | For |
| 1.7 | Elect Director Kenneth E. Weg | Management | For | For |
| 1.8 | Elect Director Robert C. Young | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BAYER AG
MEETING DATE: APR 26, 2013 | TICKER: BAYN SECURITY ID: D0712D163
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.90 per Share for Fiscal 2012 | Management | For | Did Not Vote |
| 2 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
| 4 | Approve Affiliation Agreement with Bayer Beteiligungsverwaltung Goslar GmbH | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 12, 2013 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lynn Schenk | Management | For | For |
| 1.5 | Elect Director Alexander J. Denner | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Richard C. Mulligan | Management | For | For |
| 1.8 | Elect Director Robert W. Pangia | Management | For | For |
| 1.9 | Elect Director Brian S. Posner | Management | For | For |
| 1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 1.12 | Elect Director William D. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 15, 2013 | TICKER: BMRN SECURITY ID: 09061G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BIOSCRIP, INC.
MEETING DATE: MAY 07, 2013 | TICKER: BIOS SECURITY ID: 09069N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Smith | Management | For | For |
| 1.2 | Elect Director Charlotte W. Collins | Management | For | For |
| 1.3 | Elect Director Samuel P. Frieder | Management | For | For |
| 1.4 | Elect Director Myron Z. Holubiak | Management | For | For |
| 1.5 | Elect Director David R. Hubers | Management | For | For |
| 1.6 | Elect Director Richard L. Robbins | Management | For | For |
| 1.7 | Elect Director Stuart A. Samuels | Management | For | For |
| 1.8 | Elect Director Gordon H. Woodward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 07, 2013 | TICKER: BSX SECURITY ID: 101137107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Katharine T. Bartlett | Management | For | For |
| 1b | Elect Director Bruce L. Byrnes | Management | For | For |
| 1c | Elect Director Nelda J. Connors | Management | For | For |
| 1d | Elect Director Kristina M. Johnson | Management | For | For |
| 1e | Elect Director Michael F. Mahoney | Management | For | For |
| 1f | Elect Director Ernest Mario | Management | For | For |
| 1g | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1h | Elect Director Pete M. Nicholas | Management | For | For |
| 1i | Elect Director Uwe E. Reinhardt | Management | For | For |
| 1j | Elect Director John E. Sununu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BROOKDALE SENIOR LIVING INC.
MEETING DATE: JUN 13, 2013 | TICKER: BKD SECURITY ID: 112463104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jackie M. Clegg | Management | For | For |
| 1.2 | Elect Director Randal A. Nardone | Management | For | For |
| 1.3 | Elect Director James R. Seward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRUKER CORPORATION
MEETING DATE: MAY 16, 2013 | TICKER: BRKR SECURITY ID: 116794108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wolf-Dieter Emmerich | Management | For | For |
| 1.2 | Elect Director Brenda J. Furlong | Management | For | For |
| 1.3 | Elect Director Frank H. Laukien | Management | For | For |
| 1.4 | Elect Director Richard A. Packer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CADENCE PHARMACEUTICALS, INC.
MEETING DATE: JUN 12, 2013 | TICKER: CADX SECURITY ID: 12738T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd W. Rich | Management | For | For |
| 1.2 | Elect Director Theodore R. Schroeder | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CARRIAGE SERVICES, INC.
MEETING DATE: MAY 22, 2013 | TICKER: CSV SECURITY ID: 143905107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director L. William Heiligbrodt | Management | For | For |
| 1.2 | Elect Director Barry K. Fingerhut | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CATALYST HEALTH SOLUTIONS, INC.
MEETING DATE: JUL 02, 2012 | TICKER: CHSI SECURITY ID: 14888B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
CATAMARAN CORPORATION
MEETING DATE: MAY 14, 2013 | TICKER: CTRX SECURITY ID: 148887102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Thierer | Management | For | For |
| 1.2 | Elect Director Peter J. Bensen | Management | For | For |
| 1.3 | Elect Director Steven Cosler | Management | For | For |
| 1.4 | Elect Director William J. Davis | Management | For | For |
| 1.5 | Elect Director Steven B. Epstein | Management | For | For |
| 1.6 | Elect Director Betsy D. Holden | Management | For | For |
| 1.7 | Elect Director Karen L. Katen | Management | For | For |
| 1.8 | Elect Director Harry M. Kraemer | Management | For | For |
| 1.9 | Elect Director Anthony Masso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
CERNER CORPORATION
MEETING DATE: MAY 24, 2013 | TICKER: CERN SECURITY ID: 156782104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerald E. Bisbee, Jr. | Management | For | For |
| 1b | Elect Director Denis A. Cortese | Management | For | For |
| 1c | Elect Director Linda M. Dillman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 24, 2013 | TICKER: CI SECURITY ID: 125509109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Cordani | Management | For | For |
| 1.2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 1.3 | Elect Director Jane E. Henney | Management | For | For |
| 1.4 | Elect Director Donna F. Zarcone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
CONMED CORPORATION
MEETING DATE: MAY 23, 2013 | TICKER: CNMD SECURITY ID: 207410101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene R. Corasanti | Management | For | For |
| 1.2 | Elect Director Joseph J. Corasanti | Management | For | For |
| 1.3 | Elect Director Bruce F. Daniels | Management | For | For |
| 1.4 | Elect Director Jo Ann Golden | Management | For | For |
| 1.5 | Elect Director Stephen M. Mandia | Management | For | For |
| 1.6 | Elect Director Stuart J. Schwartz | Management | For | For |
| 1.7 | Elect Director Mark E. Tryniski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COVIDIEN PLC
MEETING DATE: MAR 20, 2013 | TICKER: COV SECURITY ID: G2554F113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jose E. Almeida | Management | For | For |
| 1b | Elect Director Joy A. Amundson | Management | For | For |
| 1c | Elect Director Craig Arnold | Management | For | For |
| 1d | Elect Director Robert H. Brust | Management | For | For |
| 1e | Elect Director John M. Connors, Jr. | Management | For | For |
| 1f | Elect Director Christopher J. Coughlin | Management | For | For |
| 1g | Elect Director Randall J. Hogan, III | Management | For | For |
| 1h | Elect Director Martin D. Madaus | Management | For | For |
| 1i | Elect Director Dennis H. Reilley | Management | For | For |
| 1j | Elect Director Joseph A. Zaccagnino | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Authorize Open-Market Purchases of Ordinary Shares | Management | For | For |
| 6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
| 7 | Amend Articles of Association to expand the authority to execute instruments of transfer | Management | For | For |
| 8 | Approve Creation of Distributable Reserves | Management | For | For |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 09, 2013 | TICKER: CVS SECURITY ID: 126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. David Brown II | Management | For | For |
| 1.2 | Elect Director David W. Dorman | Management | For | For |
| 1.3 | Elect Director Anne M. Finucane | Management | For | For |
| 1.4 | Elect Director Kristen Gibney Williams | Management | For | For |
| 1.5 | Elect Director Larry J. Merlo | Management | For | For |
| 1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
| 1.7 | Elect Director Richard J. Swift | Management | For | For |
| 1.8 | Elect Director William C. Weldon | Management | For | For |
| 1.9 | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Reduce Vote Requirement Under the Fair Price Provision | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
DERMA SCIENCES, INC.
MEETING DATE: MAY 22, 2013 | TICKER: DSCI SECURITY ID: 249827502
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward J. Quilty | Management | For | For |
| 1.2 | Elect Director Srini Conjeevaram | Management | For | For |
| 1.3 | Elect Director Stephen T. Wills | Management | For | For |
| 1.4 | Elect Director C. Richard Stafford | Management | For | For |
| 1.5 | Elect Director Robert G. Moussa | Management | For | For |
| 1.6 | Elect Director Bruce F. Wesson | Management | For | For |
| 1.7 | Elect Director Brett D. Hewlett | Management | For | For |
| 1.8 | Elect Director Paul M. Gilbert | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Other Business | Management | For | Against |
| |
|---|
DISCOVERY LABORATORIES, INC.
MEETING DATE: SEP 13, 2012 | TICKER: DSCO SECURITY ID: 254668403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Thomas Amick | Management | For | For |
| 1.2 | Elect Director Antonio Esteve | Management | For | Withhold |
| 1.3 | Elect Director Max E. Link | Management | For | Withhold |
| 1.4 | Elect Director Bruce A. Peacock | Management | For | Withhold |
| 1.5 | Elect Director Marvin E. Rosenthale | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
DISCOVERY LABORATORIES, INC.
MEETING DATE: JUN 11, 2013 | TICKER: DSCO SECURITY ID: 254668403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Leone | Management | For | For |
| 1.2 | Elect Director John G. Cooper | Management | For | For |
| 1.3 | Elect Director Joseph M. Mahady | Management | For | For |
| 1.4 | Elect Director Bruce A. Peacock | Management | For | Withhold |
| 1.5 | Elect Director Marvin E. Rosenthale | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
DYNAVAX TECHNOLOGIES CORPORATION
MEETING DATE: MAY 29, 2013 | TICKER: DVAX SECURITY ID: 268158102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis Carson | Management | For | Withhold |
| 1.2 | Elect Director Dino Dina | Management | For | For |
| 1.3 | Elect Director Denise M. Gilbert | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ELAN CORPORATION PLC
MEETING DATE: DEC 12, 2012 | TICKER: DRX SECURITY ID: 284131208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Demerger | Management | For | For |
| |
|---|
ELAN CORPORATION PLC
MEETING DATE: APR 12, 2013 | TICKER: DRX SECURITY ID: 284131208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Tender Offer | Management | For | For |
| |
|---|
ELAN CORPORATION PLC
MEETING DATE: MAY 30, 2013 | TICKER: DRX SECURITY ID: 284131208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3a | Reelect Robert Ingram as Director | Management | For | For |
| 3b | Reelect Gary Kennedy as Director | Management | For | Against |
| 3c | Reelect Patrick Kennedy as Director | Management | For | Against |
| 3d | Reelect Kelly Martin as Director | Management | For | For |
| 3e | Reelect Kieran McGowan as Director | Management | For | For |
| 3f | Reelect Kyran McLaughlin as Director | Management | For | For |
| 3g | Reelect Donal O'Connor as Director | Management | For | Against |
| 3h | Reelect Richard Pilnik as Director | Management | For | For |
| 3i | Reelect Andrew von Eschenbach as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 6 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Approve Reduction in Share Capital | Management | For | For |
| 8 | Authorise Share Repurchase Program | Management | For | For |
| 9 | Authorise Reissuance of Repurchased Shares | Management | For | For |
| 10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ELI LILLY AND COMPANY
MEETING DATE: MAY 06, 2013 | TICKER: LLY SECURITY ID: 532457108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ralph Alvarez | Management | For | For |
| 2 | Elect Director Winfried Bischoff | Management | For | For |
| 3 | Elect Director R. David Hoover | Management | For | For |
| 4 | Elect Director Franklyn G. Prendergast | Management | For | For |
| 5 | Elect Director Kathi P. Seifert | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
EMERITUS CORPORATION
MEETING DATE: MAY 29, 2013 | TICKER: ESC SECURITY ID: 291005106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley L. Baty | Management | For | For |
| 1.2 | Elect Director Granger Cobb | Management | For | For |
| 1.3 | Elect Director Richard W. Macedonia | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ENDO HEALTH SOLUTIONS INC.
MEETING DATE: MAY 22, 2013 | TICKER: ENDP SECURITY ID: 29264F205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Roger H. Kimmel | Management | For | For |
| 1b | Elect Director Rajiv De Silva | Management | For | For |
| 1c | Elect Director John J. Delucca | Management | For | For |
| 1d | Elect Director Nancy J. Hutson | Management | For | For |
| 1e | Elect Director Michael Hyatt | Management | For | For |
| 1f | Elect Director William P. Montague | Management | For | For |
| 1g | Elect Director David B. Nash | Management | For | For |
| 1h | Elect Director Joseph C. Scodari | Management | For | For |
| 1i | Elect Director Jill D. Smith | Management | For | For |
| 1j | Elect Director William F. Spengler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENMARK DIAGNOSTICS, INC.
MEETING DATE: MAY 22, 2013 | TICKER: GNMK SECURITY ID: 372309104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Gleeson | Management | For | For |
| 1.2 | Elect Director Stephen T. Worland | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENOMIC HEALTH, INC.
MEETING DATE: JUN 06, 2013 | TICKER: GHDX SECURITY ID: 37244C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kimberly J. Popovits | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Fred E. Cohen | Management | For | For |
| 1.5 | Elect Director Samuel D. Colella | Management | For | For |
| 1.6 | Elect Director Ginger L. Graham | Management | For | For |
| 1.7 | Elect Director Randall S. Livingston | Management | For | For |
| 1.8 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 08, 2013 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Cogan | Management | For | For |
| 1.2 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.3 | Elect Director Carla A. Hills | Management | For | For |
| 1.4 | Elect Director Kevin E. Lofton | Management | For | For |
| 1.5 | Elect Director John W. Madigan | Management | For | For |
| 1.6 | Elect Director John C. Martin | Management | For | For |
| 1.7 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.8 | Elect Director Richard J. Whitley | Management | For | For |
| 1.9 | Elect Director Gayle E. Wilson | Management | For | For |
| 1.10 | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
HANGER, INC.
MEETING DATE: MAY 09, 2013 | TICKER: HGR SECURITY ID: 41043F208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vinit K. Asar | Management | For | For |
| 1.2 | Elect Director Thomas P. Cooper | Management | For | For |
| 1.3 | Elect Director Cynthia L. Feldmann | Management | For | For |
| 1.4 | Elect Director Eric A. Green | Management | For | For |
| 1.5 | Elect Director Stephen E. Hare | Management | For | For |
| 1.6 | Elect Director Isaac Kaufman | Management | For | For |
| 1.7 | Elect Director Thomas F. Kirk | Management | For | For |
| 1.8 | Elect Director Patricia B. Shrader | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HEALTHSTREAM, INC.
MEETING DATE: MAY 30, 2013 | TICKER: HSTM SECURITY ID: 42222N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thompson S. Dent | Management | For | For |
| 1.2 | Elect Director Dale Polley | Management | For | For |
| 1.3 | Elect Director William W. Stead | Management | For | For |
| 1.4 | Elect Director Deborah Taylor Tate | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEARTWARE INTERNATIONAL, INC.
MEETING DATE: MAY 21, 2013 | TICKER: HTWR SECURITY ID: 422368100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas Godshall | Management | For | For |
| 1.2 | Elect Director Seth Harrison | Management | For | For |
| 1.3 | Elect Director Robert Stockman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Restricted Stock Unit Grants to Douglas Godshall | Management | For | For |
| 5 | Approve Restricted Stock Unit and Stock Option Grants to Robert Thomas | Management | For | For |
| 6 | Approve Restricted Stock Unit and Stock Option Grants to Seth Harrison | Management | For | For |
| 7 | Approve Restricted Stock Unit and Stock Option Grants to Timothy Barberich | Management | For | For |
| 8 | Approve Restricted Stock Unit and Stock Option Grants to Cynthia Feldman | Management | For | For |
| 9 | Approve Restricted Stock Unit and Stock Option Grants to Charles Raymond Larkin, Jr. | Management | For | For |
| 10 | Approve Restricted Stock Unit and Stock Option Grants to Robert Stockman | Management | For | For |
| 11 | Approve Restricted Stock Unit and Stock Option Grants to Denis Wade | Management | For | For |
| 12 | Ratify Past Issuance of 1,725,000 Shares | Management | For | For |
| |
|---|
HI-TECH PHARMACAL CO., INC.
MEETING DATE: NOV 07, 2012 | TICKER: HITK SECURITY ID: 42840B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David S. Seltzer | Management | For | For |
| 1.2 | Elect Director Reuben Seltzer | Management | For | For |
| 1.3 | Elect Director Martin M. Goldwyn | Management | For | For |
| 1.4 | Elect Director Yashar Hirshaut | Management | For | For |
| 1.5 | Elect Director Jack van Hulst | Management | For | For |
| 1.6 | Elect Director Anthony J. Puglisi | Management | For | For |
| 1.7 | Elect Director Bruce W. Simpson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
HUMANA INC.
MEETING DATE: APR 25, 2013 | TICKER: HUM SECURITY ID: 444859102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bruce D. Broussard | Management | For | For |
| 1b | Elect Director Frank A. D'Amelio | Management | For | For |
| 1c | Elect Director W. Roy Dunbar | Management | For | Against |
| 1d | Elect Director Kurt J. Hilzinger | Management | For | For |
| 1e | Elect Director David A. Jones, Jr. | Management | For | For |
| 1f | Elect Director Michael B. McCallister | Management | For | For |
| 1g | Elect Director William J. McDonald | Management | For | Against |
| 1h | Elect Director William E. Mitchell | Management | For | For |
| 1i | Elect Director David B. Nash | Management | For | For |
| 1j | Elect Director James J. O'Brien | Management | For | For |
| 1k | Elect Director Marissa T. Peterson | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 29, 2013 | TICKER: ILMN SECURITY ID: 452327109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald Moller | Management | For | For |
| 1.2 | Elect Director David R. Walt | Management | For | For |
| 1.3 | Elect Director Robert S. Epstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
INFINITY PHARMACEUTICALS, INC.
MEETING DATE: JUN 11, 2013 | TICKER: INFI SECURITY ID: 45665G303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin Babler | Management | For | For |
| 1.2 | Elect Director Anthony B. Evnin | Management | For | For |
| 1.3 | Elect Director Gwen A. Fyfe | Management | For | Against |
| 1.4 | Elect Director Eric S. Lander | Management | For | Against |
| 1.5 | Elect Director Thomas J. Lynch | Management | For | Against |
| 1.6 | Elect Director Adelene Q. Perkins | Management | For | For |
| 1.7 | Elect Director Norman C. Selby | Management | For | For |
| 1.8 | Elect Director Ian F. Smith | Management | For | For |
| 1.9 | Elect Director Michael C. Venuti | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INSMED INCORPORATED
MEETING DATE: MAY 23, 2013 | TICKER: INSM SECURITY ID: 457669307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Al Altomari | Management | For | For |
| 1.2 | Elect Director Steinar J. Engelsen | Management | For | For |
| 1.3 | Elect Director Will Lewis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approval of Certain Equity Compensation Awards Previously Granted to Certain Employees and Directors Under the 2000 Stock Incentive Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
INSULET CORPORATION
MEETING DATE: MAY 15, 2013 | TICKER: PODD SECURITY ID: 45784P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Duane DeSisto | Management | For | For |
| 1.2 | Elect Director Steven Sobieski | Management | For | For |
| 1.3 | Elect Director W. Mark Lortz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTERCEPT PHARMACEUTICALS, INC.
MEETING DATE: MAY 07, 2013 | TICKER: ICPT SECURITY ID: 45845P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.2 | Elect Director Paolo Fundaro | Management | For | For |
| 1.3 | Elect Director Mark Pruzanski | Management | For | For |
| 1.4 | Elect Director Jonathan T. Silverstein | Management | For | For |
| 1.5 | Elect Director Lorenzo Tallarigo | Management | For | For |
| 1.6 | Elect Director Klaus Veitinger | Management | For | For |
| 1.7 | Elect Director Nicole S. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 25, 2013 | TICKER: JNJ SECURITY ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Sue Coleman | Management | For | For |
| 1.2 | Elect Director James G. Cullen | Management | For | For |
| 1.3 | Elect Director Ian E.L. Davis | Management | For | For |
| 1.4 | Elect Director Alex Gorsky | Management | For | For |
| 1.5 | Elect Director Michael M.E. Johns | Management | For | For |
| 1.6 | Elect Director Susan L. Lindquist | Management | For | For |
| 1.7 | Elect Director Anne M. Mulcahy | Management | For | For |
| 1.8 | Elect Director Leo F. Mullin | Management | For | For |
| 1.9 | Elect Director William D. Perez | Management | For | For |
| 1.10 | Elect Director Charles Prince | Management | For | For |
| 1.11 | Elect Director A. Eugene Washington | Management | For | For |
| 1.12 | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
LEXICON PHARMACEUTICALS, INC.
MEETING DATE: MAY 09, 2013 | TICKER: LXRX SECURITY ID: 528872104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond Debbane | Management | For | For |
| 1.2 | Elect Director Robert J. Lefkowitz | Management | For | For |
| 1.3 | Elect Director Alan S. Nies | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MAXIMUS, INC.
MEETING DATE: MAR 20, 2013 | TICKER: MMS SECURITY ID: 577933104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul R. Lederer | Management | For | For |
| 1.2 | Elect Director Peter B. Pond | Management | For | For |
| 1.3 | Elect Director James R. Thompson, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MCKESSON CORPORATION
MEETING DATE: JUL 25, 2012 | TICKER: MCK SECURITY ID: 58155Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andy D. Bryant | Management | For | For |
| 2 | Elect Director Wayne A. Budd | Management | For | For |
| 3 | Elect Director John H. Hammergren | Management | For | For |
| 4 | Elect Director Alton F. Irby, III | Management | For | For |
| 5 | Elect Director M. Christine Jacobs | Management | For | For |
| 6 | Elect Director Marie L. Knowles | Management | For | For |
| 7 | Elect Director David M. Lawrence | Management | For | For |
| 8 | Elect Director Edward A. Mueller | Management | For | For |
| 9 | Elect Director Jane E. Shaw | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 13 | Require Independent Board Chairman | Shareholder | Against | Against |
| 14 | Stock Retention | Shareholder | Against | Against |
| 15 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
MEDA AB
MEETING DATE: MAY 07, 2013 | TICKER: MEDA A SECURITY ID: W5612K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Allow Questions | Management | None | None |
| 10a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10b | Approve Allocation of Income and Dividends of SEK 2.25 per Share | Management | For | Did Not Vote |
| 10c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 11 | Determine Number of Members (8) and Deputy Members of Board (0) | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of SEK 2.85 Million; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13 | Reelect Peter Claesson, Peter von Ehrenheim, Bert-Ake Eriksson, Marianne Hamilton, Tuve Johannesson, Anders Lonner, and Lars Westerberg as Directors; Elect Karen Sorensen as New Director; Ratify PricewaterhouseCoopers AB as Auditors | Management | For | Did Not Vote |
| 14 | Elect Bert-Ake Eriksson as Chairman of the Board | Management | For | Did Not Vote |
| 15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17 | Approve Issuance of up to 30.2 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 18 | Approve Issuance of Convertibles Corresponding to up to 30.2 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 19 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 20 | Other Business | Management | None | None |
| 21 | Close Meeting | Management | None | None |
| |
|---|
MEDIVATION, INC.
MEETING DATE: JUL 13, 2012 | TICKER: MDVN SECURITY ID: 58501N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel D. Adams | Management | For | For |
| 1.2 | Elect Director Gregory H. Bailey | Management | For | For |
| 1.3 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.4 | Elect Director David T. Hung | Management | For | For |
| 1.5 | Elect Director W. Anthony Vernon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Stock Split | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MEDIVATION, INC.
MEETING DATE: JUN 28, 2013 | TICKER: MDVN SECURITY ID: 58501N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel D. Adams | Management | For | For |
| 1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
| 1.4 | Elect Director Dawn Graham | Management | For | For |
| 1.5 | Elect Director David T. Hung | Management | For | For |
| 1.6 | Elect Director W. Anthony Vernon | Management | For | For |
| 1.7 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MEDNAX, INC.
MEETING DATE: MAY 09, 2013 | TICKER: MD SECURITY ID: 58502B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
| 1.2 | Elect Director Waldemar A. Carlo | Management | For | For |
| 1.3 | Elect Director Michael B. Fernandez | Management | For | For |
| 1.4 | Elect Director Roger K. Freeman | Management | For | For |
| 1.5 | Elect Director Paul G. Gabos | Management | For | For |
| 1.6 | Elect Director Pascal J. Goldschmidt | Management | For | For |
| 1.7 | Elect Director Manuel Kadre | Management | For | For |
| 1.8 | Elect Director Roger J. Medel | Management | For | For |
| 1.9 | Elect Director Donna E. Shalala | Management | For | For |
| 1.10 | Elect Director Enrique J. Sosa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 28, 2013 | TICKER: MRK SECURITY ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Kenneth C. Frazier | Management | For | For |
| 1d | Elect Director Thomas H. Glocer | Management | For | For |
| 1e | Elect Director William B. Harrison Jr. | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Charitable and Political Contributions | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Activities | Shareholder | Against | Abstain |
| |
|---|
MERRIMACK PHARMACEUTICALS, INC.
MEETING DATE: JUN 11, 2013 | TICKER: MACK SECURITY ID: 590328100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Mulroy | Management | For | For |
| 1.2 | Elect Director Gary L. Crocker | Management | For | For |
| 1.3 | Elect Director James van B. Dresser | Management | For | For |
| 1.4 | Elect Director Gordon J. Fehr | Management | For | For |
| 1.5 | Elect Director John Mendelsohn | Management | For | For |
| 1.6 | Elect Director Sarah E. Nash | Management | For | For |
| 1.7 | Elect Director Michael E. Porter | Management | For | For |
| 1.8 | Elect Director James H. Quigley | Management | For | For |
| 1.9 | Elect Director Anthony J. Sinskey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MOMENTA PHARMACEUTICALS, INC.
MEETING DATE: JUN 11, 2013 | TICKER: MNTA SECURITY ID: 60877T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas P. Koestler | Management | For | For |
| 1.2 | Elect Director Bennett M. Shapiro | Management | For | For |
| 1.3 | Elect Director Elizabeth Stoner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MYLAN INC.
MEETING DATE: MAY 24, 2013 | TICKER: MYL SECURITY ID: 628530107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Heather Bresch | Management | For | For |
| 1.2 | Elect Director Wendy Cameron | Management | For | For |
| 1.3 | Elect Director Robert J. Cindrich | Management | For | For |
| 1.4 | Elect Director Robert J. Coury | Management | For | For |
| 1.5 | Elect Director Neil Dimick | Management | For | For |
| 1.6 | Elect Director Melina Higgins | Management | For | For |
| 1.7 | Elect Director Douglas J. Leech | Management | For | For |
| 1.8 | Elect Director Rajiv Malik | Management | For | For |
| 1.9 | Elect Director Joseph C. Maroon | Management | For | For |
| 1.10 | Elect Director Mark W. Parrish | Management | For | For |
| 1.11 | Elect Director Rodney L. Piatt | Management | For | For |
| 1.12 | Elect Director C.B. Todd | Management | For | For |
| 1.13 | Elect Director Randall L. (Pete) Vanderveen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 23, 2013 | TICKER: NBIX SECURITY ID: 64125C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NMC HEALTH PLC
MEETING DATE: JUN 27, 2013 | TICKER: NMC SECURITY ID: G65836101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Elect Mark Tompkins as Director | Management | For | For |
| 7 | Elect Saeed Bin Butti as Director | Management | For | Against |
| 8 | Elect Khalifa Bin Butti as Director | Management | For | For |
| 9 | Elect Dr B R Shetty as Director | Management | For | For |
| 10 | Elect Justin Jewitt as Director | Management | For | For |
| 11 | Elect Lord Clanwilliam as Director | Management | For | For |
| 12 | Elect Heather Lawrence as Director | Management | For | For |
| 13 | Approve EU Political Donations and Expenditure | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
NPS PHARMACEUTICALS, INC.
MEETING DATE: MAY 07, 2013 | TICKER: NPSP SECURITY ID: 62936P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael W. Bonney | Management | For | For |
| 1.2 | Elect Director Colin Broom | Management | For | For |
| 1.3 | Elect Director Georges Gemayel | Management | For | For |
| 1.4 | Elect Director Pedro Granadillo | Management | For | For |
| 1.5 | Elect Director James G. Groninger | Management | For | For |
| 1.6 | Elect Director Francois Nader | Management | For | For |
| 1.7 | Elect Director Rachel R. Selisker | Management | For | For |
| 1.8 | Elect Director Peter G. Tombros | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 25, 2013 | TICKER: NUAN SECURITY ID: 67020Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul A. Ricci | Management | For | For |
| 1b | Elect Director Robert G. Teresi | Management | For | For |
| 1c | Elect Director Robert J. Frankenberg | Management | For | For |
| 1d | Elect Director Katharine A. Martin | Management | For | For |
| 1e | Elect Director Patrick T. Hackett | Management | For | For |
| 1f | Elect Director William H. Janeway | Management | For | For |
| 1g | Elect Director Mark B. Myers | Management | For | For |
| 1h | Elect Director Philip J. Quigley | Management | For | For |
| 1i | Elect Director Mark R. Laret | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ONYX PHARMACEUTICALS, INC.
MEETING DATE: MAY 23, 2013 | TICKER: ONXX SECURITY ID: 683399109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
| 1.2 | Elect Director Thomas G. Wiggans | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
OPTIMER PHARMACEUTICALS, INC.
MEETING DATE: MAY 08, 2013 | TICKER: OPTR SECURITY ID: 68401H104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Auerbach | Management | For | Withhold |
| 1.2 | Elect Director Joseph Y. Chang | Management | For | Withhold |
| 1.3 | Elect Director Stephen L. Newman | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OPTO CIRCUITS INDIA LTD.
MEETING DATE: SEP 29, 2012 | TICKER: 532391 SECURITY ID: Y6495Y115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 3.00 Per Share | Management | For | For |
| 3 | Reelect V. Ramnani as Director | Management | For | For |
| 4 | Reelect U. Ramnani as Director | Management | For | For |
| 5 | Reelect S.A. Merchant as Director | Management | For | Against |
| 6 | Approve Anand Amarnath and Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve OCIL - ESOP Scheme 2012 | Management | For | Against |
| 8 | Approve Grant of Options to Employees and/or Directors of the Company's Subsidiaries Under the OCIL - ESOP Scheme 2012 | Management | For | Against |
| |
|---|
OPTO CIRCUITS INDIA LTD.
MEETING DATE: FEB 28, 2013 | TICKER: 532391 SECURITY ID: Y6495Y115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Warrants to V. Ramnani, Promoter | Management | For | For |
| |
|---|
PACIRA PHARMACEUTICALS, INC.
MEETING DATE: JUN 11, 2013 | TICKER: PCRX SECURITY ID: 695127100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Hastings | Management | For | For |
| 1.2 | Elect Director John Longenecker | Management | For | For |
| 1.3 | Elect Director Andreas Wicki | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PFIZER INC.
MEETING DATE: APR 25, 2013 | TICKER: PFE SECURITY ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director M. Anthony Burns | Management | For | For |
| 1.3 | Elect Director W. Don Cornwell | Management | For | For |
| 1.4 | Elect Director Frances D. Fergusson | Management | For | For |
| 1.5 | Elect Director William H. Gray, III | Management | For | For |
| 1.6 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.7 | Elect Director Constance J. Horner | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director George A. Lorch | Management | For | For |
| 1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.11 | Elect Director Ian C. Read | Management | For | For |
| 1.12 | Elect Director Stephen W. Sanger | Management | For | For |
| 1.13 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
PROTHENA CORPORATION PLC
MEETING DATE: MAY 22, 2013 | TICKER: PRTA SECURITY ID: G72800108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lars G. Ekman | Management | For | For |
| 1.2 | Elect Director Christopher S. Henney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PT LIPPO KARAWACI TBK
MEETING DATE: APR 24, 2013 | TICKER: LPKR SECURITY ID: Y7129W186
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports and Discharge Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | Abstain |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | Abstain |
| 4 | Elect Directors and Commissioners and Approve Their Remuneration | Management | For | Abstain |
| 5 | Accept Report on the Use of Proceeds from the Rights Issue III | Management | For | For |
| 6 | Amend Articles of Association | Management | For | Abstain |
| |
|---|
PUMA BIOTECHNOLOGY, INC.
MEETING DATE: JUN 11, 2013 | TICKER: PBYI SECURITY ID: 74587V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan H. Auerbach | Management | For | For |
| 1.2 | Elect Director Thomas R. Malley | Management | For | For |
| 1.3 | Elect Director Jay M. Moyes | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
QUALICORP SA
MEETING DATE: APR 30, 2013 | TICKER: QUAL3 SECURITY ID: P7S21H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Elect Directors | Management | For | Against |
| 3 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
QUALICORP SA
MEETING DATE: MAY 13, 2013 | TICKER: QUAL3 SECURITY ID: P7S21H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Article 18 Re: Number of Statutory Executives | Management | For | For |
| 2 | Amend Article 37 Re: Arbitration Clause | Management | For | For |
| 3 | Amend Article 12 Re: Decrease in Board Size | Management | For | For |
| |
|---|
QUEST DIAGNOSTICS INCORPORATED
MEETING DATE: MAY 21, 2013 | TICKER: DGX SECURITY ID: 74834L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Baldwin | Management | For | For |
| 1.2 | Elect Director Gary M. Pfeiffer | Management | For | For |
| 1.3 | Elect Director Stephen H. Rusckowski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Eliminate Class of Preferred Stock | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
RAFFLES MEDICAL GROUP
MEETING DATE: APR 23, 2013 | TICKER: R01 SECURITY ID: Y7174H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Elect Lim Pin as Director | Management | For | For |
| 5 | Elect Tan Soo Nan as Director | Management | For | For |
| 6 | Elect Wee Beng Geok as Director | Management | For | For |
| 7 | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Other Business (Voting) | Management | For | Against |
| 9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 10 | Approve Grant of Options and Issuance of Share Under Raffles Medical Group Share Option Scheme | Management | For | Against |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| 12 | Approve Issuance of Shares Under the Scrip Dividend Scheme | Management | For | For |
| |
|---|
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 14, 2013 | TICKER: REGN SECURITY ID: 75886F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael S. Brown | Management | For | For |
| 1.2 | Elect Director Leonard S. Schleifer | Management | For | For |
| 1.3 | Elect Director Eric M. Shooter | Management | For | For |
| 1.4 | Elect Director George D. Yancopoulos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RIGEL PHARMACEUTICALS, INC.
MEETING DATE: MAY 14, 2013 | TICKER: RIGL SECURITY ID: 766559603
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradford S. Goodwin | Management | For | For |
| 1.2 | Elect Director Peter S. Ringrose | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
SALIX PHARMACEUTICALS, LTD.
MEETING DATE: JUN 13, 2013 | TICKER: SLXP SECURITY ID: 795435106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Chappell | Management | For | For |
| 1.2 | Elect Director Thomas W. D'Alonzo | Management | For | For |
| 1.3 | Elect Director William P. Keane | Management | For | For |
| 1.4 | Elect Director Carolyn J. Logan | Management | For | For |
| 1.5 | Elect Director Mark A. Sirgo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SANOFI
MEETING DATE: MAY 03, 2013 | TICKER: SAN SECURITY ID: F5548N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.77 per Share | Management | For | For |
| 4 | Elect Fabienne Lecorvaisier as Director | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Management | For | For |
| 7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | Management | For | For |
| 8 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 9 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 10 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 11 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 12 | Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans | Management | For | Against |
| 13 | Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SEATTLE GENETICS, INC.
MEETING DATE: MAY 17, 2013 | TICKER: SGEN SECURITY ID: 812578102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc E. Lippman | Management | For | For |
| 1.2 | Elect Director Franklin M. Berger | Management | For | For |
| 1.3 | Elect Director Daniel G. Welch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SHIRE PLC
MEETING DATE: APR 30, 2013 | TICKER: SHP SECURITY ID: 82481R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect William Burns as Director | Management | For | For |
| 4 | Re-elect Matthew Emmens as Director | Management | For | For |
| 5 | Re-elect Dr David Ginsburg as Director | Management | For | For |
| 6 | Re-elect Graham Hetherington as Director | Management | For | For |
| 7 | Re-elect David Kappler as Director | Management | For | For |
| 8 | Re-elect Susan Kilsby as Director | Management | For | For |
| 9 | Re-elect Anne Minto as Director | Management | For | For |
| 10 | Re-elect David Stout as Director | Management | For | For |
| 11 | Elect Dr Steven Gillis as Director | Management | For | For |
| 12 | Elect Dr Flemming Ornskov as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
SPECTRUM PHARMACEUTICALS, INC.
MEETING DATE: JUN 28, 2013 | TICKER: SPPI SECURITY ID: 84763A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond W. Cohen | Management | For | For |
| 1.2 | Elect Director Gilles R. Gagnon | Management | For | For |
| 1.3 | Elect Director Stuart M. Krassner | Management | For | For |
| 1.4 | Elect Director Luigi Lenaz | Management | For | For |
| 1.5 | Elect Director Anthony E. Maida | Management | For | For |
| 1.6 | Elect Director Rajesh C. Shrotriya | Management | For | For |
| 1.7 | Elect Director Dolatrai 'Dinesh' M. Vyas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
SWEDISH ORPHAN BIOVITRUM AB
MEETING DATE: APR 26, 2013 | TICKER: SOBI SECURITY ID: W95637117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Receive Report on Work of Board and its Committees | Management | None | None |
| 10 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 11 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 12 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Directors in the Aggregate Amount of SEK 2.19 Million; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Determine Number of Members (7) and Deputy Members of Board (0) | Management | For | Did Not Vote |
| 15 | Elect Adine Axen, Matthew Gantz, Bo Hansen (Chair), Lennart Johansson, Helena Saxon, Hans Schikan and Hans Wigzell Directors; Ratify PricewaterhouseCoopers AB as Auditors | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 18a | Approve Performance Based Share Matching Plan 2013 | Management | For | Did Not Vote |
| 18b1 | Approve Issuance of Max. 754,912 Class C Shares in Connection with Incentive Plan; Approve Repurchase of Max. 754,912 Class C Shares in Connection with Incentive Plan; Approve Transfer of Max. 1.7 Million Shares in Connection with Incentive Plans | Management | For | Did Not Vote |
| 18b2 | Approve Equity Swap Agreement with Third Party if Proposal 18b1 is Not Approved | Management | For | Did Not Vote |
| 19 | Authorize Transfer of up to 135,082 Class C Shares in Connection to 2010 Share Program | Management | For | Did Not Vote |
| 20 | Close Meeting | Management | None | None |
| |
|---|
SXC HEALTH SOLUTIONS CORP.
MEETING DATE: JUL 02, 2012 | TICKER: SXCI SECURITY ID: 78505P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Change Company Name to Catamaran Corporation | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
SYNAGEVA BIOPHARMA CORP.
MEETING DATE: JUN 06, 2013 | TICKER: GEVA SECURITY ID: 87159A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanj K. Patel | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Stephen R. Biggar | Management | For | For |
| 1.4 | Elect Director Stephen R. Davis | Management | For | For |
| 1.5 | Elect Director Thomas R. Malley | Management | For | For |
| 1.6 | Elect Director Barry Quart | Management | For | For |
| 1.7 | Elect Director Thomas J. Tisch | Management | For | For |
| 1.8 | Elect Director Peter Wirth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SYNTA PHARMACEUTICALS CORP.
MEETING DATE: JUN 13, 2013 | TICKER: SNTA SECURITY ID: 87162T206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Safi R. Bahcall | Management | For | For |
| 1.2 | Elect Director Bruce Kovner | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TARGACEPT, INC.
MEETING DATE: MAY 31, 2013 | TICKER: TRGT SECURITY ID: 87611R306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles A. Blixt | Management | For | For |
| 1.2 | Elect Director Alan W. Dunton | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE ADVISORY BOARD COMPANY
MEETING DATE: SEP 11, 2012 | TICKER: ABCO SECURITY ID: 00762W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanju K. Bansal | Management | For | For |
| 1.2 | Elect Director Peter J. Grua | Management | For | For |
| 1.3 | Elect Director Kelt Kindick | Management | For | For |
| 1.4 | Elect Director Robert W. Musslewhite | Management | For | For |
| 1.5 | Elect Director Mark R. Neaman | Management | For | For |
| 1.6 | Elect Director Leon D. Shapiro | Management | For | For |
| 1.7 | Elect Director Frank J. Williams | Management | For | For |
| 1.8 | Elect Director LeAnne M. Zumwalt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE COOPER COMPANIES, INC.
MEETING DATE: MAR 21, 2013 | TICKER: COO SECURITY ID: 216648402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Thomas Bender | Management | For | For |
| 1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
| 1.3 | Elect Director Jody S. Lindell | Management | For | For |
| 1.4 | Elect Director Gary S. Petersmeyer | Management | For | For |
| 1.5 | Elect Director Donald Press | Management | For | For |
| 1.6 | Elect Director Steven Rosenberg | Management | For | For |
| 1.7 | Elect Director Allan E. Rubenstein | Management | For | For |
| 1.8 | Elect Director Robert S. Weiss | Management | For | For |
| 1.9 | Elect Director Stanley Zinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE MEDICINES COMPANY
MEETING DATE: MAY 30, 2013 | TICKER: MDCO SECURITY ID: 584688105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William W. Crouse | Management | For | For |
| 1.2 | Elect Director John C. Kelly | Management | For | For |
| 1.3 | Elect Director Hiroaki Shigeta | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THERAVANCE, INC.
MEETING DATE: APR 24, 2013 | TICKER: THRX SECURITY ID: 88338T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick E Winningham | Management | For | For |
| 1.2 | Elect Director Henrietta Holsman Fore | Management | For | For |
| 1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.4 | Elect Director Arnold J. Levine | Management | For | For |
| 1.5 | Elect Director Burton G. Malkiel | Management | For | For |
| 1.6 | Elect Director Peter S. Ringrose | Management | For | For |
| 1.7 | Elect Director William H. Waltrip | Management | For | For |
| 1.8 | Elect Director George M. Whitesides | Management | For | For |
| 1.9 | Elect Director William D. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TORNIER N.V.
MEETING DATE: JUN 27, 2013 | TICKER: TRNX SECURITY ID: N87237108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect David H. Mowry as Director | Management | For | For |
| 1b | Elect Kevin C. O'Boyle as Director | Management | For | For |
| 1c | Elect Richard F. Wallman as Director | Management | For | For |
| 2 | Amend Articles Pursuant to Amend and Restate Article 13, Paragraph 7 and Article 16 | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Appoint Special Auditor | Management | For | For |
| 5 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Discharge of Board of Directors | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| |
|---|
UCB SA
MEETING DATE: APR 25, 2013 | TICKER: UCB SECURITY ID: B93562120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A.1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| A.2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| A.3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| A.4 | Approve Financial Statements and Allocation of Income | Management | For | For |
| A.5 | Approve Remuneration Report | Management | For | For |
| A.6 | Approve Discharge of Directors | Management | For | For |
| A.7 | Approve Discharge of Auditors | Management | For | For |
| A.8.1 | Reelect Roch Doliveux as Director | Management | For | Against |
| A.8.2 | Reelect Albrecht De Graeve as Director | Management | For | For |
| A.8.3 | Indicate Albrecht De Graeve as Independent Board Member | Management | For | For |
| A.8.4 | Reelect Peter Fellner as Director | Management | For | Against |
| A.9 | Approve Remuneration of Directors | Management | For | For |
| A.10 | Approve Restricted Stock Plan | Management | For | For |
| A.11 | Increase Number of Shares Under Employee Stock Purchase Plan From 500,000 to 1 Million Shares | Management | For | For |
| A.12 | Approve Change-of-Control Clause Re: EMTN Program | Management | For | For |
| A.13 | Approve Change-of-Control Clause Re: Other | Management | For | For |
| A.14 | Approve Change-of-Control Clause Re: EIB loan | Management | For | For |
| E.1 | Receive Special Board Report Re: Authorized Capital | Management | None | None |
| E.2 | Authorize Board to Increase Authorized Capital up to EUR 500 Million, Including by way of Issuance of Warrants or Convertible Bonds | Management | For | For |
| E.3 | Authorize Board to Issue Warrants/ Convertible Bonds in the Event of a Public Tender Offer or Share Exchange Offer Up to EUR 500 Million and Amend Articles Accordingly | Management | For | Against |
| E.4 | Amend Article 11 Re: Transitional Measure on Bearer Shares | Management | For | For |
| E.5 | Authorize Board to Repurchase and to Reissue Shares in the Event of a Serious and Imminent Harm and Amend Articles Accordingly | Management | For | Against |
| E.6 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital if Item E.5 is not Approved | Management | For | For |
| E.7 | Amend Article 14 Re: Share Register | Management | For | For |
| E.8 | Amend Article 19 Re: Minutes of Board Decisions | Management | For | For |
| E.9 | Amend Article 20 Re: Committees | Management | For | For |
| E.10 | Amend Article 36 Re: Form of Proxies | Management | For | For |
| E.11 | Amend Article 37 Re: General Meeting | Management | For | For |
| E.12 | Amend Article 38 Re: Voting Rights | Management | For | Against |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 03, 2013 | TICKER: UNH SECURITY ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Edson Bueno | Management | For | For |
| 1c | Elect Director Richard T. Burke | Management | For | For |
| 1d | Elect Director Robert J. Darretta | Management | For | For |
| 1e | Elect Director Stephen J. Hemsley | Management | For | For |
| 1f | Elect Director Michele J. Hooper | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Douglas W. Leatherdale | Management | For | For |
| 1i | Elect Director Glenn M. Renwick | Management | For | For |
| 1j | Elect Director Kenneth I. Shine | Management | For | For |
| 1k | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
MEETING DATE: MAY 21, 2013 | TICKER: VRX SECURITY ID: 91911K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ronald H. Farmer | Management | For | For |
| 1b | Elect Director Robert A. Ingram | Management | For | For |
| 1c | Elect Director Theo Melas-Kyriazi | Management | For | For |
| 1d | Elect Director G. Mason Morfit | Management | For | For |
| 1e | Elect Director Laurence E. Paul | Management | For | For |
| 1f | Elect Director J. Michael Pearson | Management | For | For |
| 1g | Elect Director Robert N. Power | Management | For | For |
| 1h | Elect Director Norma A. Provencio | Management | For | For |
| 1i | Elect Director Howard B. Schiller | Management | For | For |
| 1j | Elect Director Lloyd M. Segal | Management | For | For |
| 1k | Elect Director Katharine B. Stevenson | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Continuance of Company [CBCA to BCBCA] | Management | For | For |
| |
|---|
VIROPHARMA INCORPORATED
MEETING DATE: MAY 23, 2013 | TICKER: VPHM SECURITY ID: 928241108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William D. Claypool | Management | For | For |
| 1.2 | Elect Director Julie H. McHugh | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VOLCANO CORPORATION
MEETING DATE: MAY 15, 2013 | TICKER: VOLC SECURITY ID: 928645100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kieran T. Gallahue | Management | For | For |
| 1.2 | Elect Director Alexis V. Lukianov | Management | For | For |
| 1.3 | Elect Director Eric J. Topol | Management | For | For |
| 2 | Authorize Board to Fill Vacancies | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Conversion of Securities | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 09, 2013 | TICKER: WAG SECURITY ID: 931422109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janice M. Babiak | Management | For | For |
| 1b | Elect Director David J. Brailer | Management | For | For |
| 1c | Elect Director Steven A. Davis | Management | For | For |
| 1d | Elect Director William C. Foote | Management | For | For |
| 1e | Elect Director Mark P. Frissora | Management | For | For |
| 1f | Elect Director Ginger L. Graham | Management | For | For |
| 1g | Elect Director Alan G. McNally | Management | For | For |
| 1h | Elect Director Dominic P. Murphy | Management | For | For |
| 1i | Elect Director Stefano Pessina | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director Alejandro Silva | Management | For | For |
| 1l | Elect Director James A. Skinner | Management | For | For |
| 1m | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
WARNER CHILCOTT PUBLIC LIMITED COMPANY
MEETING DATE: MAY 07, 2013 | TICKER: WCRX SECURITY ID: G94368100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John P. Connaughton | Management | For | For |
| 1b | Elect Director Tamar D. Howson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WATERS CORPORATION
MEETING DATE: MAY 09, 2013 | TICKER: WAT SECURITY ID: 941848103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua Bekenstein | Management | For | For |
| 1.2 | Elect Director Michael J. Berendt | Management | For | For |
| 1.3 | Elect Director Douglas A. Berthiaume | Management | For | For |
| 1.4 | Elect Director Edward Conard | Management | For | For |
| 1.5 | Elect Director Laurie H. Glimcher | Management | For | For |
| 1.6 | Elect Director Christopher A. Kuebler | Management | For | For |
| 1.7 | Elect Director William J. Miller | Management | For | For |
| 1.8 | Elect Director JoAnn A. Reed | Management | For | For |
| 1.9 | Elect Director Thomas P. Salice | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WRIGHT MEDICAL GROUP, INC.
MEETING DATE: MAY 14, 2013 | TICKER: WMGI SECURITY ID: 98235T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Size of Board | Management | For | For |
| 2.1 | Elect Director Gary D. Blackford | Management | For | For |
| 2.2 | Elect Director Martin J. Emerson | Management | For | For |
| 2.3 | Elect Director Lawrence W. Hamilton | Management | For | For |
| 2.4 | Elect Director Ronald K. Labrum | Management | For | For |
| 2.5 | Elect Director John L. Miclot | Management | For | For |
| 2.6 | Elect Director Robert J. Palmisano | Management | For | For |
| 2.7 | Elect Director Amy S. Paul | Management | For | For |
| 2.8 | Elect Director Robert J. Quillinan | Management | For | For |
| 2.9 | Elect Director David D. Stevens | Management | For | For |
| 3 | Elect Director Douglas G. Watson | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
ZELTIQ AESTHETICS, INC.
MEETING DATE: JUN 19, 2013 | TICKER: ZLTQ SECURITY ID: 98933Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew N. Schiff | Management | For | For |
| 1.2 | Elect Director Bryan E. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 19, 2013 | TICKER: ZIOP SECURITY ID: 98973P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Lewis | Management | For | For |
| 1.2 | Elect Director Murray Brennan | Management | For | For |
| 1.3 | Elect Director James A. Cannon | Management | For | For |
| 1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.5 | Elect Director Randal J. Kirk | Management | For | For |
| 1.6 | Elect Director Timothy McInerney | Management | For | For |
| 1.7 | Elect Director Michael Weiser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY HIGH INCOME CENTRAL FUND 1
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY HIGH INCOME CENTRAL FUND 2
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
CIT GROUP INC.
MEETING DATE: MAY 14, 2013 | TICKER: CIT SECURITY ID: 125581801
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John A. Thain | Management | For | For |
| 1b | Elect Director Michael J. Embler | Management | For | For |
| 1c | Elect Director William M. Freeman | Management | For | For |
| 1d | Elect Director David M. Moffett | Management | For | For |
| 1e | Elect Director R. Brad Oates | Management | For | For |
| 1f | Elect Director Marianne Miller Parrs | Management | For | For |
| 1g | Elect Director Gerald Rosenfeld | Management | For | For |
| 1h | Elect Director John R. Ryan | Management | For | For |
| 1i | Elect Director Seymour Sternberg | Management | For | For |
| 1j | Elect Director Peter J. Tobin | Management | For | For |
| 1k | Elect Director Laura S. Unger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 22, 2013 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jacques Aigrain | Management | For | For |
| 1.2 | Elect Director Scott M. Kleinman | Management | For | For |
| 1.3 | Elect Director Bruce A. Smith | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
| 12 | Amend Articles of Association | Management | For | For |
| |
|---|
NORTEK, INC.
MEETING DATE: MAY 09, 2013 | TICKER: NTK SECURITY ID: 656559309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. Coleman | Management | For | For |
| 1.2 | Elect Director Thomas A. Keenan | Management | For | For |
| 1.3 | Elect Director J. David Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY INDUSTRIALS CENTRAL FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3M COMPANY
MEETING DATE: MAY 14, 2013 | TICKER: MMM SECURITY ID: 88579Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda G. Alvarado | Management | For | For |
| 1b | Elect Director Vance D. Coffman | Management | For | For |
| 1c | Elect Director Michael L. Eskew | Management | For | For |
| 1d | Elect Director W. James Farrell | Management | For | For |
| 1e | Elect Director Herbert L. Henkel | Management | For | For |
| 1f | Elect Director Muhtar Kent | Management | For | For |
| 1g | Elect Director Edward M. Liddy | Management | For | For |
| 1h | Elect Director Robert S. Morrison | Management | For | For |
| 1i | Elect Director Aulana L. Peters | Management | For | For |
| 1j | Elect Director Inge G. Thulin | Management | For | For |
| 1k | Elect Director Robert J. Ulrich | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
| |
|---|
ACTUANT CORPORATION
MEETING DATE: JAN 15, 2013 | TICKER: ATU SECURITY ID: 00508X203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
| 1.3 | Elect Director Gustav H.P. Boel | Management | For | For |
| 1.4 | Elect Director Thomas J. Fischer | Management | For | For |
| 1.5 | Elect Director William K. Hall | Management | For | For |
| 1.6 | Elect Director R. Alan Hunter, Jr. | Management | For | For |
| 1.7 | Elect Director Robert A. Peterson | Management | For | For |
| 1.8 | Elect Director Holly A. Van Deursen | Management | For | For |
| 1.9 | Elect Director Dennis K. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
AECOM TECHNOLOGY CORPORATION
MEETING DATE: MAR 07, 2013 | TICKER: ACM SECURITY ID: 00766T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Dionisio | Management | For | For |
| 1.2 | Elect Director Robert J. Lowe | Management | For | For |
| 1.3 | Elect Director William P. Rutledge | Management | For | For |
| 1.4 | Elect Director Daniel R. Tishman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AGGREKO PLC
MEETING DATE: APR 25, 2013 | TICKER: AGK SECURITY ID: G0116S169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Debajit Das as Director | Management | For | For |
| 5 | Elect Asterios Satrazemis as Director | Management | For | For |
| 6 | Elect David Taylor-Smith as Director | Management | For | For |
| 7 | Elect Diana Layfield as Director | Management | For | For |
| 8 | Elect Rebecca McDonald as Director | Management | For | For |
| 9 | Re-elect Ken Hanna as Director | Management | For | For |
| 10 | Re-elect Angus Cockburn as Director | Management | For | For |
| 11 | Re-elect Rupert Soames as Director | Management | For | For |
| 12 | Re-elect David Hamill as Director | Management | For | For |
| 13 | Re-elect Russell King as Director | Management | For | For |
| 14 | Re-elect Robert MacLeod as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
AMETEK, INC.
MEETING DATE: MAY 08, 2013 | TICKER: AME SECURITY ID: 031100100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruby R. Chandy | Management | For | For |
| 1.2 | Elect Director Charles D. Klein | Management | For | For |
| 1.3 | Elect Director Steven W. Kohlhagen | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUN 21, 2013 | TICKER: AWI SECURITY ID: 04247X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stan A. Askren | Management | For | For |
| 1.2 | Elect Director Kevin R. Burns | Management | For | For |
| 1.3 | Elect Director Matthew J. Espe | Management | For | For |
| 1.4 | Elect Director James J. Gaffney | Management | For | For |
| 1.5 | Elect Director Tao Huang | Management | For | For |
| 1.6 | Elect Director Michael F. Johnston | Management | For | For |
| 1.7 | Elect Director Jeffrey Liaw | Management | For | For |
| 1.8 | Elect Director Larry S. McWilliams | Management | For | For |
| 1.9 | Elect Director James C. Melville | Management | For | For |
| 1.10 | Elect Director James J. O'Connor | Management | For | For |
| 1.11 | Elect Director John J. Roberts | Management | For | For |
| 1.12 | Elect Director Richard E. Wenz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BUREAU VERITAS REGISTRE INTERNATIONAL DE CLASSIFICATION DE NAVIRES ET D AERONEFS
MEETING DATE: MAY 22, 2013 | TICKER: BVI SECURITY ID: F96888114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Non-Tax Deductible Expenses | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 1.83 per Share | Management | For | For |
| 5 | Reelect Frank Piedelievre as Director | Management | For | For |
| 6 | Reelect Stephane Bacquaert as Director | Management | For | For |
| 7 | Reelect Jean-Michel Ropert as Director | Management | For | For |
| 8 | Reelect Frederic Lemoine as Director | Management | For | For |
| 9 | Elect Lucia Sinapi-Thomas as Director | Management | For | For |
| 10 | Elect Nicoletta Giadrossi as Director | Management | For | For |
| 11 | Elect Ieda Gomes Yell as Director | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 600,000 | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 17 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 18 | Authorize Capitalization of Reserves of Up to EUR 1.5 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 20 | Authorize Capital Increase of Up to EUR 1 Million for Future Exchange Offers | Management | For | For |
| 21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 23 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 24 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 15, 16, 17, 19 and 20 at EUR 2 Million and from All Issuance Requests Under Items 15, 16, 17, 18, 19 and 20 at EUR 3.5 Million | Management | For | For |
| 25 | Subject to Approval of Item 26, Approve Capitalization of Reserves of EUR 39,782,028.96 via Increase in Par Value from EUR 0.12 to EUR 0.48 | Management | For | For |
| 26 | Subject to Approval of Item 25, Approve 4 for 1 Stock Split and Amend Articles 6 and 14.1 of Bylaws Accordingly | Management | For | For |
| 27 | Subject to Approval of Item 25 and 26, Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 15, 16, 17, 19 and 20 at EUR 8 Million and from All Issuance Requests Under Items 15, 16, 17, 18, 19 and 20 at EUR 14 Million | Management | For | For |
| 28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
CARLISLE COMPANIES INCORPORATED
MEETING DATE: MAY 08, 2013 | TICKER: CSL SECURITY ID: 142339100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robin J. Adams | Management | For | For |
| 1b | Elect Director Robin S. Callahan | Management | For | For |
| 1c | Elect Director David A. Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 12, 2013 | TICKER: CAT SECURITY ID: 149123101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Calhoun | Management | For | For |
| 1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.3 | Elect Director Juan Gallardo | Management | For | For |
| 1.4 | Elect Director David R. Goode | Management | For | For |
| 1.5 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
| 1.6 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.7 | Elect Director Peter A. Magowan | Management | For | For |
| 1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.10 | Elect Director William A. Osborn | Management | For | For |
| 1.11 | Elect Director Charles D. Powell | Management | For | For |
| 1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.13 | Elect Director Susan C. Schwab | Management | For | For |
| 1.14 | Elect Director Joshua I. Smith | Management | For | For |
| 1.15 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 9 | Prohibit Sales to the Government of Sudan | Shareholder | Against | Against |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 14, 2013 | TICKER: CMI SECURITY ID: 231021106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director William I. Miller | Management | For | For |
| 3 | Elect Director Alexis M. Herman | Management | For | For |
| 4 | Elect Director Georgia R. Nelson | Management | For | For |
| 5 | Elect Director Carl Ware | Management | For | For |
| 6 | Elect Director Robert K. Herdman | Management | For | For |
| 7 | Elect Director Robert J. Bernhard | Management | For | For |
| 8 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 9 | Elect Director Stephen B. Dobbs | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CYTEC INDUSTRIES INC.
MEETING DATE: APR 18, 2013 | TICKER: CYT SECURITY ID: 232820100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Chris A. Davis | Management | For | For |
| 1b | Elect Director Shane D. Fleming | Management | For | For |
| 1c | Elect Director Louis L. Hoynes, Jr. | Management | For | For |
| 1d | Elect Director William P. Powell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 07, 2013 | TICKER: DHR SECURITY ID: 235851102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.2 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.3 | Elect Director Teri List-Stoll | Management | For | For |
| 1.4 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.5 | Elect Director Steven M. Rales | Management | For | For |
| 1.6 | Elect Director John T. Schwieters | Management | For | For |
| 1.7 | Elect Director Alan G. Spoon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
DEERE & COMPANY
MEETING DATE: FEB 27, 2013 | TICKER: DE SECURITY ID: 244199105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Crandall C. Bowles | Management | For | For |
| 1c | Elect Director Vance D. Coffman | Management | For | For |
| 1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1e | Elect Director Dipak C. Jain | Management | For | For |
| 1f | Elect Director Clayton M. Jones | Management | For | For |
| 1g | Elect Director Joachim Milberg | Management | For | For |
| 1h | Elect Director Richard B. Myers | Management | For | For |
| 1i | Elect Director Thomas H. Patrick | Management | For | For |
| 1j | Elect Director Aulana L. Peters | Management | For | For |
| 1k | Elect Director Sherry M. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DOVER CORPORATION
MEETING DATE: MAY 02, 2013 | TICKER: DOV SECURITY ID: 260003108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David H. Benson | Management | For | For |
| 1b | Elect Director Robert W. Cremin | Management | For | For |
| 1c | Elect Director Jean-Pierre M. Ergas | Management | For | For |
| 1d | Elect Director Peter T. Francis | Management | For | For |
| 1e | Elect Director Kristiane C. Graham | Management | For | For |
| 1f | Elect Director M.F. Johnston | Management | For | For |
| 1g | Elect Director Robert A. Livingston | Management | For | For |
| 1h | Elect Director Richard K. Lochridge | Management | For | For |
| 1i | Elect Director Bernard G. Rethore | Management | For | For |
| 1j | Elect Director Michael B. Stubbs | Management | For | For |
| 1k | Elect Director Stephen M. Todd | Management | For | For |
| 1l | Elect Director Stephen K. Wagner | Management | For | For |
| 1m | Elect Director Mary A. Winston | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
EATON CORPORATION PLC
MEETING DATE: APR 24, 2013 | TICKER: ETN SECURITY ID: G29183103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George S. Barrett | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Christopher M. Connor | Management | For | For |
| 1d | Elect Director Michael J. Critelli | Management | For | For |
| 1e | Elect Director Alexander M. Cutler | Management | For | For |
| 1f | Elect Director Charles E. Golden | Management | For | For |
| 1g | Elect Director Linda A. Hill | Management | For | For |
| 1h | Elect Director Arthur E. Johnson | Management | For | For |
| 1i | Elect Director Ned C. Lautenbach | Management | For | For |
| 1j | Elect Director Deborah L. McCoy | Management | For | For |
| 1k | Elect Director Gregory R. Page | Management | For | For |
| 1l | Elect Director Gerald B. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
| 7 | Approve the Price Range for the Reissuance of Shares | Management | For | For |
| |
|---|
EMCOR GROUP, INC.
MEETING DATE: JUN 13, 2013 | TICKER: EME SECURITY ID: 29084Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen W. Bershad | Management | For | For |
| 1.2 | Elect Director David A.B. Brown | Management | For | For |
| 1.3 | Elect Director Larry J. Bump | Management | For | For |
| 1.4 | Elect Director Albert Fried, Jr. | Management | For | For |
| 1.5 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.6 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
| 1.7 | Elect Director David H. Laidley | Management | For | For |
| 1.8 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.9 | Elect Director Jerry E. Ryan | Management | For | For |
| 1.10 | Elect Director Michael T. Yonker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EMERSON ELECTRIC CO.
MEETING DATE: FEB 05, 2013 | TICKER: EMR SECURITY ID: 291011104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. A. H. Boersig | Management | For | For |
| 1.2 | Elect Director J. B. Bolten | Management | For | For |
| 1.3 | Elect Director M. S. Levatich | Management | For | For |
| 1.4 | Elect Director R. L. Stephenson | Management | For | For |
| 1.5 | Elect Director A.A. Busch, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
EUROFINS SCIENTIFIC SE
MEETING DATE: APR 16, 2013 | TICKER: ERF SECURITY ID: F3322K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Acknowledge Absence of Related-Party Transactions | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Renew Appointment of PricewaterhouseCoopers as Auditor | Management | For | For |
| 7 | Elect Maria Tkachencko as Director | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 10 | Approve Share Repurchase | Management | For | For |
| 11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Amend Corporate Purpose and Amend Article 2 Accordingly | Management | For | For |
| 13 | Remove Article 6 | Management | For | For |
| 14 | Amend Article 9 | Management | For | For |
| 15 | Amend Article 10 | Management | For | For |
| 16 | Amend Article 12 | Management | For | For |
| 17 | Amend Article 13 | Management | For | For |
| 18 | Amend Article 14 | Management | For | Against |
| 19 | Amend Article 15 | Management | For | For |
| 20 | Amend Article 16 Re: Company Management | Management | For | For |
| 21 | Amend Article 20 Re: General Meetings of Shareholders | Management | For | For |
| 22 | Amend Article 21 Re: Rights Attached to Shares | Management | For | For |
| 23 | Amend Article 24 Re: Income Allocation | Management | For | For |
| 24 | Amend Article 25 | Management | For | For |
| 25 | Adopt New By-Laws | Management | For | For |
| 26 | Authorize Issuance of Non-Convertible Debt Securities and Repurchase of Outstanding Non-Convertible Bonds | Management | For | For |
| 27 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GEA GROUP AG
MEETING DATE: APR 18, 2013 | TICKER: G1A SECURITY ID: D28304109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0,55 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2013 | Management | For | For |
| |
|---|
GENERAC HOLDINGS INC.
MEETING DATE: JUN 12, 2013 | TICKER: GNRC SECURITY ID: 368736104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aaron Jagdfeld | Management | For | For |
| 1.2 | Elect Director John D. Bowlin | Management | For | For |
| 1.3 | Elect Director Timothy Walsh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAL DYNAMICS CORPORATION
MEETING DATE: MAY 01, 2013 | TICKER: GD SECURITY ID: 369550108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary T. Barra | Management | For | Against |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director James S. Crown | Management | For | Against |
| 1.4 | Elect Director William P. Fricks | Management | For | Against |
| 1.5 | Elect Director Paul G. Kaminski | Management | For | Against |
| 1.6 | Elect Director John M. Keane | Management | For | For |
| 1.7 | Elect Director Lester L. Lyles | Management | For | For |
| 1.8 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.9 | Elect Director William A. Osborn | Management | For | Against |
| 1.10 | Elect Director Robert Walmsley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Review and Assess Human Rights Policy | Shareholder | Against | Abstain |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 24, 2013 | TICKER: GE SECURITY ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director John J. Brennan | Management | For | For |
| 3 | Elect Director James I. Cash, Jr. | Management | For | For |
| 4 | Elect Director Francisco D'Souza | Management | For | For |
| 5 | Elect Director Marijn E. Dekkers | Management | For | For |
| 6 | Elect Director Ann M. Fudge | Management | For | For |
| 7 | Elect Director Susan Hockfield | Management | For | For |
| 8 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 9 | Elect Director Andrea Jung | Management | For | For |
| 10 | Elect Director Robert W. Lane | Management | For | For |
| 11 | Elect Director Ralph S. Larsen | Management | For | For |
| 12 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 13 | Elect Director James J. Mulva | Management | For | For |
| 14 | Elect Director Mary L. Schapiro | Management | For | For |
| 15 | Elect Director Robert J. Swieringa | Management | For | For |
| 16 | Elect Director James S. Tisch | Management | For | For |
| 17 | Elect Director Douglas A. Warner, III | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
| 21 | Establish Term Limits for Directors | Shareholder | Against | Against |
| 22 | Require Independent Board Chairman | Shareholder | Against | Against |
| 23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 24 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 25 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
| |
|---|
GRACO INC.
MEETING DATE: APR 26, 2013 | TICKER: GGG SECURITY ID: 384109104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric P. Etchart | Management | For | For |
| 1.2 | Elect Director J. Kevin Gilligan | Management | For | For |
| 1.3 | Elect Director William G. Van Dyke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
HARSCO CORPORATION
MEETING DATE: APR 23, 2013 | TICKER: HSC SECURITY ID: 415864107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director P.K. Decker | Management | For | For |
| 1.2 | Elect Director J.F. Earl | Management | For | For |
| 1.3 | Elect DirectorK. G. Eddy | Management | For | For |
| 1.4 | Elect Director D. C. Everitt | Management | For | For |
| 1.5 | Elect Director S. E. Graham | Management | For | For |
| 1.6 | Elect Director T. D. Growcock | Management | For | For |
| 1.7 | Elect Director H. W. Knueppel | Management | For | For |
| 1.8 | Elect Director J. M. Loree | Management | For | For |
| 1.9 | Elect Director A. J. Sordoni, III | Management | For | For |
| 1.10 | Elect Director R. C. Wilburn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 22, 2013 | TICKER: HON SECURITY ID: 438516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Gordon M. Bethune | Management | For | For |
| 1B | Elect Director Kevin Burke | Management | For | For |
| 1C | Elect Director Jaime Chico Pardo | Management | For | For |
| 1D | Elect Director David M. Cote | Management | For | For |
| 1E | Elect Director D. Scott Davis | Management | For | For |
| 1F | Elect Director Linnet F. Deily | Management | For | For |
| 1G | Elect Director Judd Gregg | Management | For | For |
| 1H | Elect Director Clive Hollick | Management | For | For |
| 1I | Elect Director Grace D. Lieblein | Management | For | For |
| 1J | Elect Director George Paz | Management | For | For |
| 1K | Elect Director Bradley T. Sheares | Management | For | For |
| 1L | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
HUB GROUP, INC.
MEETING DATE: MAY 09, 2013 | TICKER: HUBG SECURITY ID: 443320106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Yeager | Management | For | For |
| 1.2 | Elect Director Mark A. Yeager | Management | For | For |
| 1.3 | Elect Director Gary D. Eppen | Management | For | For |
| 1.4 | Elect Director Charles R. Reaves | Management | For | For |
| 1.5 | Elect Director Martin P. Slark | Management | For | For |
| 1.6 | Elect Director Jonathan P. Ward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HUBBELL INCORPORATED
MEETING DATE: MAY 07, 2013 | TICKER: HUB.B SECURITY ID: 443510201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
| 1.2 | Elect Director Lynn J. Good | Management | For | For |
| 1.3 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.4 | Elect Director Neal J. Keating | Management | For | For |
| 1.5 | Elect Director John F. Malloy | Management | For | For |
| 1.6 | Elect Director Andrew McNally, IV | Management | For | For |
| 1.7 | Elect Director David G. Nord | Management | For | For |
| 1.8 | Elect Director Timothy H. Powers | Management | For | For |
| 1.9 | Elect Director G. Jackson Ratcliffe | Management | For | For |
| 1.10 | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1.11 | Elect Director John G. Russell | Management | For | For |
| 1.12 | Elect Director Richard J. Swift | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
IDEX CORPORATION
MEETING DATE: APR 09, 2013 | TICKER: IEX SECURITY ID: 45167R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernest J. Mrozek | Management | For | For |
| 1.2 | Elect Director David C. Parry | Management | For | For |
| 1.3 | Elect Director Livingston L. Satterthwaite | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
IHS INC.
MEETING DATE: APR 10, 2013 | TICKER: IHS SECURITY ID: 451734107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger Holtback | Management | For | For |
| 1.2 | Elect Director Jean-Paul Montupet | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ILLINOIS TOOL WORKS INC.
MEETING DATE: MAY 03, 2013 | TICKER: ITW SECURITY ID: 452308109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel J. Brutto | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director Don H. Davis, Jr. | Management | For | For |
| 1d | Elect Director James W. Griffith | Management | For | For |
| 1e | Elect Director Robert C. McCormack | Management | For | For |
| 1f | Elect Director Robert S. Morrison | Management | For | For |
| 1g | Elect Director E. Scott Santi | Management | For | For |
| 1h | Elect Director James A. Skinner | Management | For | For |
| 1i | Elect Director David B. Smith, Jr. | Management | For | For |
| 1j | Elect Director Pamela B. Strobel | Management | For | For |
| 1k | Elect Director Kevin M. Warren | Management | For | For |
| 1l | Elect Director Anre D. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 06, 2013 | TICKER: IR SECURITY ID: G47791101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ann C. Berzin | Management | For | For |
| 1b | Elect Director John Bruton | Management | For | For |
| 1c | Elect Director Jared L. Cohon | Management | For | For |
| 1d | Elect Director Gary D. Forsee | Management | For | For |
| 1e | Elect Director Edward E. Hagenlocker | Management | For | For |
| 1f | Elect Director Constance J. Horner | Management | For | For |
| 1g | Elect Director Michael W. Lamach | Management | For | For |
| 1h | Elect Director Theodore E. Martin | Management | For | For |
| 1i | Elect Director Nelson Peltz | Management | For | For |
| 1j | Elect Director John P. Surma | Management | For | For |
| 1k | Elect Director Richard J. Swift | Management | For | For |
| 1l | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend the Company's Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends | Management | For | For |
| 6 | Capital Reduction and Creation of Distributable Reserves | Management | For | For |
| 7 | Amend the Company's Articles of Association to Expand the Authority to Execute Instruments of Transfer | Management | For | For |
| 8 | Amend the Company's Articles of Association to Provide for Escheatment in Accordance with U.S. Laws | Management | For | For |
| |
|---|
J.B. HUNT TRANSPORT SERVICES, INC.
MEETING DATE: APR 25, 2013 | TICKER: JBHT SECURITY ID: 445658107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas G. Duncan | Management | For | For |
| 2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 3 | Elect Director Wayne Garrison | Management | For | For |
| 4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 5 | Elect Director Gary C. George | Management | For | For |
| 6 | Elect Director Bryan Hunt | Management | For | For |
| 7 | Elect Director Coleman H. Peterson | Management | For | For |
| 8 | Elect Director John N. Roberts III | Management | For | For |
| 9 | Elect Director James L. Robo | Management | For | For |
| 10 | Elect Director Kirk Thompson | Management | For | For |
| 11 | Elect Director John A. White | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 24, 2013 | TICKER: JEC SECURITY ID: 469814107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert C. Davidson, Jr. | Management | For | For |
| 1b | Elect Director Ralph E. Eberhart | Management | For | For |
| 1c | Elect Director Edward V. Fritzky | Management | For | For |
| 1d | Elect Director Christopher M.T. Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 23, 2013 | TICKER: JCI SECURITY ID: 478366107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Julie L. Bushman | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MANPOWERGROUP INC.
MEETING DATE: APR 30, 2013 | TICKER: MAN SECURITY ID: 56418H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gina R. Boswell | Management | For | For |
| 1.2 | Elect Director William Downe | Management | For | For |
| 1.3 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.4 | Elect Director Patricia A. Hemingway-Hall | Management | For | For |
| 1.5 | Elect Director Terry A. Hueneke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
MINE SAFETY APPLIANCES COMPANY
MEETING DATE: MAY 07, 2013 | TICKER: MSA SECURITY ID: 602720104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.2 | Elect Director Alvaro Garcia-Tunon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NIELSEN HOLDINGS N.V.
MEETING DATE: MAY 07, 2013 | TICKER: NLSN SECURITY ID: N63218106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Elect Director David L. Calhoun | Management | For | For |
| 3b | Elect Director James A. Attwood, Jr. | Management | For | For |
| 3c | Elect Director Richard J. Bressler | Management | For | For |
| 3d | Elect Director Patrick Healy | Management | For | For |
| 3e | Elect Director Karen M. Hoguet | Management | For | For |
| 3f | Elect Director James M. Kilts | Management | For | For |
| 3g | Elect Director Alexander Navab | Management | For | For |
| 3h | Elect Director Robert Pozen | Management | For | For |
| 3i | Elect Director Vivek Ranadive | Management | For | For |
| 3j | Elect Director Robert Reid | Management | For | For |
| 3k | Elect Director Javier G. Teruel | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Advisory Vote to Approve Remuneration of Executives | Management | For | For |
| |
|---|
OSHKOSH CORPORATION
MEETING DATE: JAN 29, 2013 | TICKER: OSK SECURITY ID: 688239201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Donnelly | Management | For | For |
| 1.2 | Elect Director Michael W. Grebe | Management | For | For |
| 1.3 | Elect Director Peter B. Hamilton | Management | For | For |
| 1.4 | Elect Director Kathleen J. Hempel | Management | For | For |
| 1.5 | Elect Director Leslie F. Kenne | Management | For | For |
| 1.6 | Elect Director J. Peter Mosling, Jr. | Management | For | For |
| 1.7 | Elect Director Stephen D. Newlin | Management | For | For |
| 1.8 | Elect Director Craig P. Omtvedt | Management | For | For |
| 1.9 | Elect Director Duncan J. Palmer | Management | For | For |
| 1.10 | Elect Director John S. Shiely | Management | For | For |
| 1.11 | Elect Director Richard G. Sim | Management | For | For |
| 1.12 | Elect Director Charles L. Szews | Management | For | For |
| 1.13 | Elect Director William S. Wallace | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
| |
|---|
PACCAR INC
MEETING DATE: APR 29, 2013 | TICKER: PCAR SECURITY ID: 693718108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alison J. Carnwath | Management | For | For |
| 1.2 | Elect Director Luiz Kaufmann | Management | For | For |
| 1.3 | Elect Director John M. Pigott | Management | For | For |
| 1.4 | Elect Director Gregory M. E. Spierkel | Management | For | For |
| 2 | Declassify the Board of Directors | Shareholder | Against | For |
| 3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
PALL CORPORATION
MEETING DATE: DEC 12, 2012 | TICKER: PLL SECURITY ID: 696429307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amy E. Alving | Management | For | For |
| 1.2 | Elect Director Robert B. Coutts | Management | For | For |
| 1.3 | Elect Director Mark E. Goldstein | Management | For | For |
| 1.4 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.5 | Elect Director Ronald L. Hoffman | Management | For | For |
| 1.6 | Elect Director Lawrence D. Kingsley | Management | For | For |
| 1.7 | Elect Director Dennis N. Longstreet | Management | For | For |
| 1.8 | Elect Director B. Craig Owens | Management | For | For |
| 1.9 | Elect Director Katharine L. Plourde | Management | For | For |
| 1.10 | Elect Director Edward Travaglianti | Management | For | For |
| 1.11 | Elect Director Bret W. Wise | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PARKER-HANNIFIN CORPORATION
MEETING DATE: OCT 24, 2012 | TICKER: PH SECURITY ID: 701094104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Bohn | Management | For | For |
| 1.2 | Elect Director Linda S. Harty | Management | For | For |
| 1.3 | Elect Director William E. Kassling | Management | For | For |
| 1.4 | Elect Director Robert J. Kohlhepp | Management | For | For |
| 1.5 | Elect Director Klaus-Peter Muller | Management | For | For |
| 1.6 | Elect Director Candy M. Obourn | Management | For | For |
| 1.7 | Elect Director Joseph M. Scaminace | Management | For | For |
| 1.8 | Elect Director Wolfgang R. Schmitt | Management | For | For |
| 1.9 | Elect Director Ake Svensson | Management | For | For |
| 1.10 | Elect Director James L. Wainscott | Management | For | For |
| 1.11 | Elect Director Donald E. Washkewicz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PENTAIR LTD.
MEETING DATE: APR 29, 2013 | TICKER: PNR SECURITY ID: H6169Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director T. Michael Glenn | Management | For | For |
| 1b | Elect Director David H. Y. Ho | Management | For | For |
| 1c | Elect Director Ronald L. Merriman | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4a | Ratify Deloitte AG as Statutory Auditors | Management | For | For |
| 4b | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4c | Ratify PricewaterhouseCoopers as special auditors | Management | For | For |
| 5a | Appropriation of Results for the Year Ended December 31, 2012 | Management | For | For |
| 5b | Approve Conversion of Capital Contributions to Distribute an Ordinary Cash Dividend | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
REGAL BELOIT CORPORATION
MEETING DATE: APR 29, 2013 | TICKER: RBC SECURITY ID: 758750103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher L. Doerr | Management | For | For |
| 1b | Elect Director Mark J. Gliebe | Management | For | For |
| 1c | Elect Director Curtis W. Stoelting | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 09, 2013 | TICKER: RSG SECURITY ID: 760759100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James W. Crownover | Management | For | For |
| 1b | Elect Director William J. Flynn | Management | For | For |
| 1c | Elect Director Michael Larson | Management | For | For |
| 1d | Elect Director Nolan Lehmann | Management | For | For |
| 1e | Elect Director W. Lee Nutter | Management | For | For |
| 1f | Elect Director Ramon A. Rodriguez | Management | For | For |
| 1g | Elect Director Donald W. Slager | Management | For | For |
| 1h | Elect Director Allan C. Sorensen | Management | For | For |
| 1i | Elect Director John M. Trani | Management | For | For |
| 1j | Elect Director Michael W. Wickham | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
STANLEY BLACK & DECKER, INC.
MEETING DATE: APR 16, 2013 | TICKER: SWK SECURITY ID: 854502101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George W. Buckley | Management | For | For |
| 1.2 | Elect Director Patrick D. Campbell | Management | For | For |
| 1.3 | Elect Director Carlos M. Cardoso | Management | For | For |
| 1.4 | Elect Director Robert B. Coutts | Management | For | For |
| 1.5 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.6 | Elect Director John F. Lundgren | Management | For | For |
| 1.7 | Elect Director Anthony Luiso | Management | For | For |
| 1.8 | Elect Director Marianne M. Parrs | Management | For | For |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STERICYCLE, INC.
MEETING DATE: MAY 21, 2013 | TICKER: SRCL SECURITY ID: 858912108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark C. Miller | Management | For | For |
| 1b | Elect Director Jack W. Schuler | Management | For | For |
| 1c | Elect Director Charles A. Alutto | Management | For | For |
| 1d | Elect Director Thomas D. Brown | Management | For | For |
| 1e | Elect Director Rod F. Dammeyer | Management | For | For |
| 1f | Elect Director William K. Hall | Management | For | For |
| 1g | Elect Director Jonathan T. Lord | Management | For | For |
| 1h | Elect Director John Patience | Management | For | For |
| 1i | Elect Director Ronald G. Spaeth | Management | For | For |
| 1j | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
TELEDYNE TECHNOLOGIES INCORPORATED
MEETING DATE: APR 24, 2013 | TICKER: TDY SECURITY ID: 879360105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Crocker | Management | For | For |
| 1.2 | Elect Director Robert Mehrabian | Management | For | For |
| 1.3 | Elect Director Michael T. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 24, 2013 | TICKER: TXT SECURITY ID: 883203101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott C. Donnelly | Management | For | For |
| 1.2 | Elect Director Kathleen M. Bader | Management | For | For |
| 1.3 | Elect Director R. Kerry Clark | Management | For | For |
| 1.4 | Elect Director James T. Conway | Management | For | For |
| 1.5 | Elect Director Ivor J. Evans | Management | For | For |
| 1.6 | Elect Director Lawrence K. Fish | Management | For | For |
| 1.7 | Elect Director Paul E. Gagne | Management | For | For |
| 1.8 | Elect Director Dain M. Hancock | Management | For | For |
| 1.9 | Elect Director Lord Powell | Management | For | For |
| 1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
| 1.11 | Elect Director James L. Ziemer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE ADT CORPORATION
MEETING DATE: MAR 14, 2013 | TICKER: ADT SECURITY ID: 00101J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Colligan | Management | For | For |
| 1.2 | Elect Director Timothy Donahue | Management | For | For |
| 1.3 | Elect Director Robert Dutkowsky | Management | For | For |
| 1.4 | Elect Director Bruce Gordon | Management | For | For |
| 1.5 | Elect Director Naren Gursahaney | Management | For | For |
| 1.6 | Elect Director Bridgette Heller | Management | For | For |
| 1.7 | Elect Director Kathleen Hyle | Management | For | For |
| 1.8 | Elect Director Keith Meister | Management | For | For |
| 1.9 | Elect Director Dinesh Paliwal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THE DUN & BRADSTREET CORPORATION
MEETING DATE: MAY 08, 2013 | TICKER: DNB SECURITY ID: 26483E100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Austin A. Adams | Management | For | For |
| 1b | Elect Director John W. Alden | Management | For | For |
| 1c | Elect Director Christopher J. Coughlin | Management | For | For |
| 1d | Elect Director James N. Fernandez | Management | For | For |
| 1e | Elect Director Paul R. Garcia | Management | For | For |
| 1f | Elect Director Sara Mathew | Management | For | For |
| 1g | Elect Director Sandra E. Peterson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| |
|---|
THE MANITOWOC COMPANY, INC.
MEETING DATE: MAY 07, 2013 | TICKER: MTW SECURITY ID: 563571108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan K. Chow | Management | For | For |
| 1.2 | Elect Director Kenneth W. Krueger | Management | For | For |
| 1.3 | Elect Director Robert C. Stift | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE TIMKEN COMPANY
MEETING DATE: MAY 07, 2013 | TICKER: TKR SECURITY ID: 887389104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Ballbach | Management | For | For |
| 1.2 | Elect Director Phillip R. Cox | Management | For | For |
| 1.3 | Elect Director Diane C. Creel | Management | For | For |
| 1.4 | Elect Director James W. Griffith | Management | For | For |
| 1.5 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.6 | Elect Director Joseph W. Ralston | Management | For | For |
| 1.7 | Elect Director John P. Reilly | Management | For | For |
| 1.8 | Elect Director Frank C. Sullivan | Management | For | For |
| 1.9 | Elect Director John M. Timken, Jr. | Management | For | For |
| 1.10 | Elect Director Ward J. Timken | Management | For | For |
| 1.11 | Elect Director Ward J. Timken, Jr. | Management | For | For |
| 1.12 | Elect Director Jacqueline F. Woods | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Request Board Spin-off of Steel Business | Shareholder | Against | Against |
| |
|---|
THE TORO COMPANY
MEETING DATE: MAR 12, 2013 | TICKER: TTC SECURITY ID: 891092108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Buhrmaster | Management | For | For |
| 1.2 | Elect Director James C. O'Rourke | Management | For | For |
| 1.3 | Elect Director Christopher A. Twomey | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TOWERS WATSON & CO.
MEETING DATE: NOV 16, 2012 | TICKER: TW SECURITY ID: 891894107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Victor F. Ganzi | Management | For | For |
| 1b | Elect Director John J. Haley | Management | For | For |
| 1c | Elect Director Leslie S. Heisz | Management | For | For |
| 1d | Elect Director Brendan R. O'Neill | Management | For | For |
| 1e | Elect Director Linda D. Rabbitt | Management | For | For |
| 1f | Elect Director Gilbert T. Ray | Management | For | For |
| 1g | Elect Director Paul Thomas | Management | For | For |
| 1h | Elect Director Wilhelm Zeller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRIMAS CORPORATION
MEETING DATE: MAY 09, 2013 | TICKER: TRS SECURITY ID: 896215209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marshall A. Cohen | Management | For | For |
| 1.2 | Elect Director David M. Wathen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TYCO INTERNATIONAL LTD.
MEETING DATE: SEP 14, 2012 | TICKER: TYC SECURITY ID: H89128104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Special Dividends | Management | For | For |
| 2 | Approve Special Dividends | Management | For | For |
| 3.1 | Elect George R. Oliver as Director | Management | For | For |
| 3.2 | Elect Frank M. Drendel as Director | Management | For | For |
| 4 | Approve Dividends | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 16, 2013 | TICKER: UNP SECURITY ID: 907818108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1.3 | Elect Director Thomas J. Donohue | Management | For | For |
| 1.4 | Elect Director Archie W. Dunham | Management | For | For |
| 1.5 | Elect Director Judith Richards Hope | Management | For | For |
| 1.6 | Elect Director John J. Koraleski | Management | For | For |
| 1.7 | Elect Director Charles C. Krulak | Management | For | For |
| 1.8 | Elect Director Michael R. McCarthy | Management | For | For |
| 1.9 | Elect Director Michael W. McConnell | Management | For | For |
| 1.10 | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1.11 | Elect Director Steven R. Rogel | Management | For | For |
| 1.12 | Elect Director Jose H. Villarreal | Management | For | For |
| 1.13 | Elect Director James R. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 29, 2013 | TICKER: UTX SECURITY ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Louis R. Chenevert | Management | For | For |
| 1b | Elect Director John V. Faraci | Management | For | For |
| 1c | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1d | Elect Director Jamie S. Gorelick | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director Ellen J. Kullman | Management | For | For |
| 1g | Elect Director Marshall O. Larsen | Management | For | For |
| 1h | Elect Director Harold McGraw, III | Management | For | For |
| 1i | Elect Director Richard B. Myers | Management | For | For |
| 1j | Elect Director H. Patrick Swygert | Management | For | For |
| 1k | Elect Director Andre Villeneuve | Management | For | For |
| 1l | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
URS CORPORATION
MEETING DATE: MAY 23, 2013 | TICKER: URS SECURITY ID: 903236107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mickey P. Foret | Management | For | For |
| 1b | Elect Director William H. Frist | Management | For | For |
| 1c | Elect Director Lydia H. Kennard | Management | For | For |
| 1d | Elect Director Donald R. Knauss | Management | For | For |
| 1e | Elect Director Martin M. Koffel | Management | For | For |
| 1f | Elect Director Timothy R. McLevish | Management | For | For |
| 1g | Elect Director Joseph W. Ralston | Management | For | For |
| 1h | Elect Director John D. Roach | Management | For | For |
| 1i | Elect Director Douglas W. Stotlar | Management | For | For |
| 1j | Elect Director William P. Sullivan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VERISK ANALYTICS, INC.
MEETING DATE: MAY 15, 2013 | TICKER: VRSK SECURITY ID: 92345Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Lehman, Jr. | Management | For | For |
| 1.2 | Elect Director Andrew G. Mills | Management | For | For |
| 1.3 | Elect Director Constantine P. Iordanou | Management | For | For |
| 1.4 | Elect Director Scott G. Stephenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
W.W. GRAINGER, INC.
MEETING DATE: APR 24, 2013 | TICKER: GWW SECURITY ID: 384802104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian P. Anderson | Management | For | For |
| 1.2 | Elect Director V. Ann Hailey | Management | For | For |
| 1.3 | Elect Director William K. Hall | Management | For | For |
| 1.4 | Elect Director Stuart L. Levenick | Management | For | For |
| 1.5 | Elect Director John W. McCarter, Jr. | Management | For | For |
| 1.6 | Elect Director Neil S. Novich | Management | For | For |
| 1.7 | Elect Director Michael J. Roberts | Management | For | For |
| 1.8 | Elect Director Gary L. Rogers | Management | For | For |
| 1.9 | Elect Director James T. Ryan | Management | For | For |
| 1.10 | Elect Director E. Scott Santi | Management | For | For |
| 1.11 | Elect Director James D. Slavik | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WATSCO, INC.
MEETING DATE: MAY 20, 2013 | TICKER: WSO SECURITY ID: 942622200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David C. Darnell | Management | For | For |
| |
|---|
WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 30, 2013 | TICKER: WCC SECURITY ID: 95082P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sandra Beach Lin | Management | For | For |
| 1.2 | Elect Director Robert J. Tarr, Jr. | Management | For | For |
| 1.3 | Elect Director Stephen A. Van Oss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
MEETING DATE: MAY 14, 2013 | TICKER: WAB SECURITY ID: 929740108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Brooks | Management | For | For |
| 1.2 | Elect Director William E. Kassling | Management | For | For |
| 1.3 | Elect Director Albert J. Neupaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY INFORMATION TECHNOLOGY CENTRAL FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
AAC TECHNOLOGIES HOLDINGS INC.
MEETING DATE: MAY 23, 2013 | TICKER: 02018 SECURITY ID: G2953R114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Ingrid Chunyuan Wu as Director | Management | For | For |
| 3b | Elect Koh Boon Hwee as Director | Management | For | For |
| 3c | Elect Chang Carmen I-Hua as Director | Management | For | For |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
ACACIA RESEARCH CORPORATION
MEETING DATE: MAY 16, 2013 | TICKER: ACTG SECURITY ID: 003881307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Harris, II | Management | For | For |
| 1.2 | Elect Director Fred A. deBoom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
ACCENTURE PLC
MEETING DATE: FEB 06, 2013 | TICKER: ACN SECURITY ID: G1151C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Director William L. Kimsey | Management | For | For |
| 2.2 | Elect Director Robert I. Lipp | Management | For | For |
| 2.3 | Elect Director Pierre Nanterme | Management | For | For |
| 2.4 | Elect Director Gilles C. Pelisson | Management | For | For |
| 2.5 | Elect Director Wulf von Schimmelmann | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend 2010 Share Incentive Plan | Management | For | For |
| 6 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
| 7 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 8 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
ACME PACKET, INC.
MEETING DATE: MAR 28, 2013 | TICKER: APKT SECURITY ID: 004764106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 06, 2013 | TICKER: ATVI SECURITY ID: 00507V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philippe G. H. Capron | Management | For | Against |
| 1.2 | Elect Director Jean-Yves Charlier | Management | For | For |
| 1.3 | Elect Director Robert J. Corti | Management | For | Against |
| 1.4 | Elect Director Frederic R. Crepin | Management | For | Against |
| 1.5 | Elect Director Jean-Francois Dubos | Management | For | Against |
| 1.6 | Elect Director Lucian Grainge | Management | For | For |
| 1.7 | Elect Director Brian G. Kelly | Management | For | For |
| 1.8 | Elect Director Robert A. Kotick | Management | For | For |
| 1.9 | Elect Director Robert J. Morgado | Management | For | Against |
| 1.10 | Elect Director Richard Sarnoff | Management | For | For |
| 1.11 | Elect Director Regis Turrini | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ADLINK TECHNOLOGY INC.
MEETING DATE: JUN 25, 2013 | TICKER: 6166 SECURITY ID: Y0014R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 5 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 6.1 | Elect Director No.1 | Shareholder | None | Abstain |
| 6.2 | Elect Director No.2 | Shareholder | None | Abstain |
| 6.3 | Elect Director No.3 | Shareholder | None | Abstain |
| 6.4 | Elect Director No.4 | Shareholder | None | Abstain |
| 6.5 | Elect Director No.5 | Shareholder | None | Abstain |
| 6.6 | Elect Supervisor No.1 | Shareholder | None | Abstain |
| 6.7 | Elect Supervisor No.2 | Shareholder | None | Abstain |
| 6.8 | Elect Supervisor No.3 | Shareholder | None | Abstain |
| 7 | Approve Release of Restrictions of Competitive Activities of Directors and Representatives | Management | For | Abstain |
| |
|---|
ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 11, 2013 | TICKER: ADBE SECURITY ID: 00724F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Kelly J. Barlow | Management | For | For |
| 1c | Elect Director Edward W. Barnholt | Management | For | For |
| 1d | Elect Director Robert K. Burgess | Management | For | For |
| 1e | Elect Director Frank A. Calderoni | Management | For | For |
| 1f | Elect Director Michael R. Cannon | Management | For | For |
| 1g | Elect Director James E. Daley | Management | For | For |
| 1h | Elect Director Laura B. Desmond | Management | For | For |
| 1i | Elect Director Charles M. Geschke | Management | For | For |
| 1j | Elect Director Shantanu Narayen | Management | For | For |
| 1k | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1l | Elect Director Robert Sedgewick | Management | For | For |
| 1m | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ADTRAN, INC.
MEETING DATE: MAY 08, 2013 | TICKER: ADTN SECURITY ID: 00738A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Stanton | Management | For | For |
| 1.2 | Elect Director H. Fenwick Huss | Management | For | For |
| 1.3 | Elect Director Ross K. Ireland | Management | For | For |
| 1.4 | Elect Director William L. Marks | Management | For | For |
| 1.5 | Elect Director James E. Matthews | Management | For | For |
| 1.6 | Elect Director Balan Nair | Management | For | Withhold |
| 1.7 | Elect Director Roy J. Nichols | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ADVA OPTICAL NETWORKING SE
MEETING DATE: JUN 04, 2013 | TICKER: ADV SECURITY ID: D0190E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2013 | Management | For | For |
| 6.1 | Elect Anthony Maher to the Supervisory Board | Management | For | For |
| 6.2 | Elect Johanna Hey to the Supervisory Board | Management | For | For |
| 6.3 | Elect Eric Protiva to the Supervisory Board | Management | For | For |
| 7 | Approve Variable Remuneration for Supervisory Board of ADVA AG Optical Networking for Fiscal 2012 | Management | For | For |
| 8 | Approve Remuneration of Supervisory Board of ADVA Optical Networking SE for Fiscal 2012 and Beyond | Management | For | For |
| 9 | Approve Creation of EUR 23.9 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 10 | Amend Stock Option Plans | Management | For | For |
| 11 | Amend Articles Re: Composition and Term of Office of Supervisory Board Members | Management | For | For |
| 12 | Amend Articles Re: Editorial Changes | Management | For | For |
| |
|---|
ADVANCED ENERGY INDUSTRIES, INC.
MEETING DATE: MAY 01, 2013 | TICKER: AEIS SECURITY ID: 007973100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas S. Schatz | Management | For | For |
| 1.2 | Elect Director Frederick A. Ball | Management | For | For |
| 1.3 | Elect Director Richard P. Beck | Management | For | For |
| 1.4 | Elect Director Garry W. Rogerson | Management | For | For |
| 1.5 | Elect Director Edward C. Grady | Management | For | For |
| 1.6 | Elect Director Terry Hudgens | Management | For | For |
| 1.7 | Elect Director Thomas M. Rohrs | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ADVANTECH CO., LTD.
MEETING DATE: JUN 13, 2013 | TICKER: 2395 SECURITY ID: Y0017P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2012 Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 4 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 5 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| |
|---|
AEROFLEX HOLDING CORP.
MEETING DATE: NOV 14, 2012 | TICKER: ARX SECURITY ID: 007767106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hugh Evans | Management | For | For |
| 1.2 | Elect Director Leonard Borow | Management | For | For |
| 1.3 | Elect Director John Buyko | Management | For | For |
| 1.4 | Elect Director Prescott H. Ashe | Management | For | For |
| 1.5 | Elect Director Joe Benavides | Management | For | For |
| 1.6 | Elect Director Bradley J. Gross | Management | For | For |
| 1.7 | Elect Director John D. Knoll | Management | For | For |
| 1.8 | Elect Director Ramzi M. Musallam | Management | For | For |
| 1.9 | Elect Director Richard N. Nottenburg | Management | For | For |
| 1.10 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.11 | Elect Director Charles S. Ream | Management | For | For |
| 1.12 | Elect Director Mark H. Ronald | Management | For | For |
| 1.13 | Elect Director Peter J. Schoomaker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AIRTAC INTERNATIONAL GROUP
MEETING DATE: MAY 22, 2013 | TICKER: 1590 SECURITY ID: G01408106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of Distributable Earnings | Management | For | For |
| 4 | Approve Cash Capital Increase by Issuing Ordinary Shares | Management | For | For |
| 5 | Approve Amendments to Articles of Association | Management | For | For |
| 6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 7 | Approve to Amend Trading Procedures Governing Derivatives Products | Management | For | For |
| 8 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Management | For | For |
| 9 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
| 10.1 | Elect Director Wang Shih-Chung, with ID/Shareholder No.F121821096 | Shareholder | None | Against |
| 10.2 | Elect Director Lan Shun-Cheng, with ID/Shareholder No.7 | Shareholder | None | Against |
| 10.3 | Elect Director Wang Hai-Ming, with ID/Shareholder No.19720717WA | Shareholder | None | Against |
| 10.4 | Elect Director Lin Chiang-Ti, with ID/Shareholder No.19 | Shareholder | None | Against |
| 10.5 | Elect Director Tsao Yung-Hsiang, with ID/Shareholder No.146 | Shareholder | None | Against |
| 10.6 | Elect Director Chen Jui-Lung, with ID/Shareholder No.9 | Shareholder | None | Against |
| 10.7 | Elect Independent Director Chang Bao-Guang, with ID/Shareholder No.T121000203 | Management | For | For |
| 10.8 | Elect Independent Director Chiang Chih-Chun, with ID/Shareholder No.F102805429 | Management | For | For |
| 10.9 | Elect Independent Director Leong Kam-Son, with ID/Shareholder No.19550127LE | Management | For | For |
| 11 | Approve Release of Restrictions of Competitive Activities of Appointed Directors | Management | For | Abstain |
| 12 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
AIXTRON SE
MEETING DATE: MAY 23, 2013 | TICKER: AIXA SECURITY ID: D0198L143
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
| 4 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
| 5a | Elect Andreas Biagosch to the Supervisory Board | Management | For | Did Not Vote |
| 5b | Elect Martin Komischke to the Supervisory Board | Management | For | Did Not Vote |
| 6 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| |
|---|
AIXTRON SE
MEETING DATE: MAY 23, 2013 | TICKER: AIXA SECURITY ID: 009606104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
| 4 | Approve Remuneration System for Management Board Members | Management | For | For |
| 5a | Elect Andreas Biagosch to the Supervisory Board | Management | For | For |
| 5b | Elect Martin Komischke to the Supervisory Board | Management | For | For |
| 6 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2013 | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| |
|---|
AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 15, 2013 | TICKER: AKAM SECURITY ID: 00971T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela J. Craig | Management | For | For |
| 1.2 | Elect Director F. Thomson Leighton | Management | For | For |
| 1.3 | Elect Director Paul Sagan | Management | For | For |
| 1.4 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3a | Declassify the Board of Directors | Management | For | For |
| 3b | Amend Certificate of Incorporation to Provide Directors May be Removed With or Without Cause | Management | For | For |
| 3c | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ALCATEL LUCENT
MEETING DATE: MAY 07, 2013 | TICKER: ALU SECURITY ID: F0191J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Elect Michel Combes as Director | Management | For | For |
| 5 | Reelect Carla Cico as Director | Management | For | For |
| 6 | Reelect Philippe Camus as Director | Management | For | For |
| 7 | Reelect Jean C. Monty as Director | Management | For | For |
| 8 | Ratify Appointment of Kim Crawford Goodman as Director | Management | For | For |
| 9 | Appoint Gilles Le Dissez as Censor | Management | For | For |
| 10 | Approve Transaction with Michael Combes with Respect to Pension Benefits | Management | For | For |
| 11 | Approve Transaction with Michael Combes upon Termination of Function | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Approve Reduction in Share Capital Pursuant to Losses Through Reduction of Par Value from EUR 2 to EUR 0.05 and Amend Bylaws Accordingly | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ALCATEL LUCENT
MEETING DATE: MAY 07, 2013 | TICKER: ALU SECURITY ID: 013904305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Reelect Michel Combes as Director | Management | For | For |
| 5 | Reelect Carla Cico as Director | Management | For | For |
| 6 | Reelect Philippe Camus as Director | Management | For | For |
| 7 | Reelect Jean C. Monty as Director | Management | For | For |
| 8 | Ratify Appointment of Kim Crawford Goodman as Director | Management | For | For |
| 9 | Appoint Gilles Le Dissez as Censor | Management | For | For |
| 10 | Approve Transaction with Michel Combes with Respect to Pension Benefits | Management | For | For |
| 11 | Approve Transaction with Michel Combes upon Termination of Function | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Approve Reduction in Share Capital Pursuant to Losses Through Reduction of Par Value from EUR 2 to EUR 0.05 and Amend Bylaws Accordingly | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ALCATEL LUCENT
MEETING DATE: MAY 29, 2013 | TICKER: ALU SECURITY ID: F0191J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Approve Reduction in Share Capital Pursuant to Losses Through Reduction of Par Value from EUR 2 to EUR 0.05 and Amend Bylaws Accordingly | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ALLOT COMMUNICATIONS LTD.
MEETING DATE: SEP 12, 2012 | TICKER: ALLT SECURITY ID: M0854Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Rami Hadar as Director | Management | For | Against |
| 1.2 | Reelect Yigal Jacoby as Director | Management | For | Against |
| 2 | Reelect Nurit Benjamini as External Director | Management | For | Against |
| 2a | Vote FOR If You Are a Controlling Shareholder or Have a Personal Interest in the Previous Item; Vote AGAINST If You Are NOT a Controlling Shareholder and Do NOT Have a Personal Interest in the Previous Item | Management | None | Against |
| 3.1 | Approve Cash Compensation of Non-Employee Directors | Management | For | For |
| 3.2 | Approve Stock Option Plan Grants of Non-Employee Directors | Management | For | For |
| 3.3 | Amend Compensation Plan of the Company to Incorporate an Automatic Option Grant Program for Non-Employee Directors | Management | For | For |
| 4.1 | Approve Cash Compensation of External Directors | Management | For | For |
| 4.2 | If 4.1 is Not Approved, Approve Cash Compensation of External Directors Equal to Minimum Statutory Amount Applicable to Companies of Similar Size | Management | For | For |
| 4.3 | Approve Stock Option Plan Grants of External Directors | Management | For | For |
| 4.4 | Amend Compensation Plan of the Company to Incorporate an Automatic Option Grant Program for External Directors | Management | For | For |
| 5.1 | Approve Salary Increase of President and CEO who is a Director | Management | For | For |
| 5.2 | Approve Bonus of President and CEO who is a Director | Management | For | For |
| 5.3 | Approve Stock Option Plan Grants of President and CEO who is a Director | Management | For | Against |
| 6 | Amend Articles Re: Indemnification of Directors and Officers | Management | For | For |
| 7 | Amend Director Indemnification Agreements | Management | For | For |
| 8 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ALLOT COMMUNICATIONS LTD.
MEETING DATE: APR 30, 2013 | TICKER: ALLT SECURITY ID: M0854Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | To Approve an Amendment to the Company Articles of Association to Increase the Number of Authorized External Directors | Management | For | For |
| 2 | To Reelect Steven Levy as an External Director to Serve for a Term of Three Years Commencing at the End of His Current Term or Until His Office is Vacated | Management | For | Against |
| 3 | To Elect Dov Baharav as an External Director to Serve for a Term of Three Years Commencing as of the Extraordinary Meeting or Until His Office is Vacated | Management | For | For |
| 4 | If Proposal 3 is Approved, to Approve the Compensation Payable to Dov Baharav | Management | For | For |
| 5 | To Approve an Amendment to the Company Articles of Association to Revise the Procedure for Reconvening Adjourned Shareholder Meetings | Management | For | For |
| 6 | To Act Upon Any Other Matters That May Properly Come Before the Extraordinary Meeting or any Adjournment Thereof | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in Item 2, 3, or 4; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
ALPHA AND OMEGA SEMICONDUCTOR LIMITED
MEETING DATE: NOV 15, 2012 | TICKER: AOSL SECURITY ID: G6331P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Mike F. Chang as Director | Management | For | For |
| 1.2 | Elect Yueh-Se Ho as Director | Management | For | For |
| 1.3 | Elect Chung Te Chang as Director | Management | For | For |
| 1.4 | Elect Howard M. Bailey as Director | Management | For | For |
| 1.5 | Elect Thomas W. Steipp as Director | Management | For | For |
| 1.6 | Elect Richard W. Sevcik as Director | Management | For | For |
| 2 | Approve Grant Thornton, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ALPINE ELECTRONICS INC.
MEETING DATE: JUN 20, 2013 | TICKER: 6816 SECURITY ID: J01134105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
| 2 | Amend Articles To Clarify Terms of Alternate Statutory Auditors - Indemnify Directors and Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Morioka, Hirofumi | Management | For | For |
| 3.2 | Elect Director Kai, Seishi | Management | For | For |
| 3.3 | Elect Director Mizuno, Naoki | Management | For | For |
| 3.4 | Elect Director Taguchi, shuuji | Management | For | For |
| 4 | Appoint Statutory Auditor Tobita, Katsumi | Management | For | For |
| 5 | Appoint Alternate Statutory Auditor Yoshino, Kenji | Management | For | For |
| 6 | Approve Retirement Bonus Payment for Directors | Management | For | Abstain |
| |
|---|
ALTERA CORPORATION
MEETING DATE: MAY 06, 2013 | TICKER: ALTR SECURITY ID: 021441100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John P. Daane | Management | For | For |
| 1b | Elect Director T. Michael Nevens | Management | For | For |
| 1c | Elect Director A. Blaine Bowman | Management | For | For |
| 1d | Elect Director Elisha W. Finney | Management | For | For |
| 1e | Elect Director Kevin McGarity | Management | For | For |
| 1f | Elect Director Shane V. Robison | Management | For | For |
| 1g | Elect Director John Shoemaker | Management | For | For |
| 1h | Elect Director Thomas H. Waechter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 23, 2013 | TICKER: AMZN SECURITY ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Alain Monie | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 21, 2013 | TICKER: AMT SECURITY ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Ronald M. Dykes | Management | For | For |
| 1c | Elect Director Carolyn F. Katz | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director JoAnn A. Reed | Management | For | For |
| 1f | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1g | Elect Director David E. Sharbutt | Management | For | For |
| 1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1i | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Right to Call Special Meeting | Management | For | For |
| |
|---|
AMKOR TECHNOLOGY, INC.
MEETING DATE: MAY 08, 2013 | TICKER: AMKR SECURITY ID: 031652100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Kim | Management | For | For |
| 1.2 | Elect Director Kenneth T. Joyce | Management | For | For |
| 1.3 | Elect Director Roger A. Carolin | Management | For | For |
| 1.4 | Elect Director Winston J. Churchill | Management | For | For |
| 1.5 | Elect Director John T. Kim | Management | For | For |
| 1.6 | Elect Director Robert R. Morse | Management | For | For |
| 1.7 | Elect Director John F. Osborne | Management | For | For |
| 1.8 | Elect Director James W. Zug | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMPHENOL CORPORATION
MEETING DATE: MAY 22, 2013 | TICKER: APH SECURITY ID: 032095101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley L. Clark | Management | For | For |
| 1.2 | Elect Director David P. Falck | Management | For | For |
| 1.3 | Elect Director Edward G. Jepsen | Management | For | For |
| 1.4 | Elect Director Andrew E. Lietz | Management | For | For |
| 1.5 | Elect Director Martin H. Loeffler | Management | For | For |
| 1.6 | Elect Director John R. Lord | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: MAR 13, 2013 | TICKER: ADI SECURITY ID: 032654105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ray Stata | Management | For | For |
| 1b | Elect Director Jerald G. Fishman | Management | For | For |
| 1c | Elect Director James A. Champy | Management | For | For |
| 1d | Elect Director John C. Hodgson | Management | For | For |
| 1e | Elect Director Yves-Andre Istel | Management | For | For |
| 1f | Elect Director Neil Novich | Management | For | For |
| 1g | Elect Director F. Grant Saviers | Management | For | For |
| 1h | Elect Director Paul J. Severino | Management | For | For |
| 1i | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1j | Elect Director Lisa T. Su | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ANGIE'S LIST, INC.
MEETING DATE: MAY 07, 2013 | TICKER: ANGI SECURITY ID: 034754101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Biddinger | Management | For | For |
| 1.2 | Elect Director Angela R. Hicks Bowman | Management | For | For |
| 1.3 | Elect Director Steven M. Kapner | Management | For | For |
| 1.4 | Elect Director Keith J. Krach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ANSYS, INC.
MEETING DATE: MAY 22, 2013 | TICKER: ANSS SECURITY ID: 03662Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald W. Hovsepian | Management | For | For |
| 1.2 | Elect Director Michael C. Thurk | Management | For | For |
| 1.3 | Elect Director Barbara V. Scherer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 27, 2013 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 05, 2013 | TICKER: AMAT SECURITY ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aart J. de Geus | Management | For | For |
| 1b | Elect Director Stephen R. Forrest | Management | For | For |
| 1c | Elect Director Thomas J. Iannotti | Management | For | For |
| 1d | Elect Director Susan M. James | Management | For | For |
| 1e | Elect Director Alexander A. Karsner | Management | For | For |
| 1f | Elect Director Gerhard H. Parker | Management | For | For |
| 1g | Elect Director Dennis D. Powell | Management | For | For |
| 1h | Elect Director Willem P. Roelandts | Management | For | For |
| 1i | Elect Director James E. Rogers | Management | For | For |
| 1j | Elect Director Michael R. Splinter | Management | For | For |
| 1k | Elect Director Robert H. Swan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
APPLIED MICRO CIRCUITS CORPORATION
MEETING DATE: AUG 14, 2012 | TICKER: AMCC SECURITY ID: 03822W406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Cesar Cesaratto | Management | For | For |
| 2 | Elect Director H.K. Desai | Management | For | For |
| 3 | Elect Director Paramesh Gopi | Management | For | For |
| 4 | Elect Director Paul R. Gray | Management | For | For |
| 5 | Elect Director Fred Shlapak | Management | For | For |
| 6 | Elect Director Robert F. Sproull | Management | For | For |
| 7 | Elect Director Arthur B. Stabenow | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ARIBA, INC.
MEETING DATE: AUG 29, 2012 | TICKER: ARBA SECURITY ID: 04033V203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ARM HOLDINGS PLC
MEETING DATE: MAY 02, 2013 | TICKER: ARM SECURITY ID: 042068106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Sir John Buchanan as Director | Management | For | For |
| 5 | Re-elect Warren East as Director | Management | For | For |
| 6 | Re-elect Andy Green as Director | Management | For | For |
| 7 | Re-elect Larry Hirst as Director | Management | For | For |
| 8 | Re-elect Mike Muller as Director | Management | For | For |
| 9 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
| 10 | Re-elect Janice Roberts as Director | Management | For | For |
| 11 | Re-elect Philip Rowley as Director | Management | For | For |
| 12 | Re-elect Tim Score as Director | Management | For | For |
| 13 | Re-elect Simon Segars as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Long Term Incentive Plan | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ARROW ELECTRONICS, INC.
MEETING DATE: MAY 23, 2013 | TICKER: ARW SECURITY ID: 042735100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry W. Perry | Management | For | For |
| 1.2 | Elect Director Philip K. Asherman | Management | For | For |
| 1.3 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.4 | Elect Director John N. Hanson | Management | For | For |
| 1.5 | Elect Director Richard S. Hill | Management | For | For |
| 1.6 | Elect Director M.F. (Fran) Keeth | Management | For | For |
| 1.7 | Elect Director Andrew C. Kerin | Management | For | For |
| 1.8 | Elect Director Michael J. Long | Management | For | For |
| 1.9 | Elect Director Stephen C. Patrick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARUBA NETWORKS, INC.
MEETING DATE: NOV 29, 2012 | TICKER: ARUN SECURITY ID: 043176106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dominic P. Orr | Management | For | Withhold |
| 1.2 | Elect Director Keerti Melkote | Management | For | For |
| 1.3 | Elect Director Bernard Guidon | Management | For | For |
| 1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
| 1.5 | Elect Director Michael R. Kourey | Management | For | For |
| 1.6 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.7 | Elect Director Juergen Rottler | Management | For | For |
| 1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASIA PACIFIC SYSTEMS INC
MEETING DATE: MAR 28, 2013 | TICKER: 054620 SECURITY ID: Y22907102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | Against |
| 3.1 | Elect Kim Young-Joo as Inside Director | Management | For | Against |
| 3.2 | Elect Kim Gi-Tae as Inside Director | Management | For | Against |
| 4 | Reappoint Kim Beom-Sul as Internal Auditor | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
| |
|---|
ASIAINFO-LINKAGE, INC.
MEETING DATE: APR 25, 2013 | TICKER: ASIA SECURITY ID: 04518A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steve Zhang | Management | For | For |
| 1.2 | Elect Director Thomas J. Manning | Management | For | For |
| 1.3 | Elect Director Sean Shao | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASM INTERNATIONAL NV
MEETING DATE: MAY 16, 2013 | TICKER: ASM SECURITY ID: N07045102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Receive Announcements | Management | None | None |
| 2 | Receive Report of Management Board | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | For |
| 4 | Approve Dividends of EUR 0.50 Per Share | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7b | Elect J. Lobbezoo to Supervisory Board | Management | For | For |
| 8 | Ratify Deloitte Accountants B.V. as Auditors | Management | For | For |
| 9a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 9b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 9a | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Amend Article 21 Re: Representation of the Company | Management | For | For |
| 12 | Receive Special Board Re: Study Market Valuation Front-end and Back-end Businesses | Management | None | None |
| 13 | Approve Share Capital Reduction and Distribution of EUR 4.25 per Share | Management | For | For |
| 14 | Other Business (Non-Voting) | Management | None | None |
| 15 | Close Meeting | Management | None | None |
| |
|---|
ASML HOLDING NV
MEETING DATE: SEP 07, 2012 | TICKER: ASML SECURITY ID: N07059186
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Announcements Re: Customer Co-Investment Program | Management | None | None |
| 3a | Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital Re: Customer Co-Investment Program | Management | For | For |
| 3b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 3a | Management | For | For |
| 4a | Amend Articles to Create New Share Class: Ordinary Shares M | Management | For | For |
| 4b | Increase Par Value per Ordinary Share | Management | For | For |
| 4c | Approve Reduction in Share Capital by Decreasing Nominal Value per Share | Management | For | For |
| 4d | Amend Articles Re: Consolidation of Ordinary Shares A at an Exchange Ratio | Management | For | For |
| 4e | Amend Articles to Eliminate Two Ordinary Share Classes A and M and Convert into One Ordinary Share Class | Management | For | For |
| 5 | Authorize each Director and any Lawyer and Paralegals from De Brauw Blackstone Westbroek NV to Execute the Notarial Deeds of Amendments | Management | For | For |
| 6a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | For |
| 6c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 6d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6c | Management | For | For |
| 7 | Other Business (Non-Voting) | Management | None | None |
| 8 | Close Meeting | Management | None | None |
| |
|---|
ASML HOLDING NV
MEETING DATE: APR 24, 2013 | TICKER: ASML SECURITY ID: N07059210
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 7 | Approve Dividends of EUR 0.53 Per Share | Management | For | For |
| 8 | Approve Remuneration Policy 2014 for Management Board Members | Management | For | For |
| 9a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | For |
| 9b | Approve Performance Share Arrangement According to Remuneration Policy 2014 | Management | For | For |
| 10 | Approve Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
| 11 | Announce Intention to Reappoint F.J. van Hout to Management Board | Management | None | None |
| 12a | Reelect H.C.J. van den Burg to Supervisory Board | Management | For | For |
| 12b | Reelect P.F.M. van der Meer Mohr to Supervisory Board | Management | For | For |
| 12c | Reelect W.H. Ziebart to Supervisory Board | Management | For | For |
| 12d | Elect D.A. Grose to Supervisory Board | Management | For | For |
| 12e | Elect C.M.S. Smits-Nusteling to Supervisory Board | Management | For | For |
| 13 | Announcement of Retirement of Supervisory Board Members F.W. Frohlich and OB Bilous by Rotation in 2014 | Management | None | None |
| 14 | Ratify Deloitte Accountants as Auditors | Management | For | For |
| 15a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
| 15b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 15a | Management | For | For |
| 15c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 15d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 15c | Management | For | For |
| 16a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 18 | Other Business (Non-Voting) | Management | None | None |
| 19 | Close Meeting | Management | None | None |
| |
|---|
ASPEN TECHNOLOGY, INC.
MEETING DATE: DEC 06, 2012 | TICKER: AZPN SECURITY ID: 045327103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark E. Fusco | Management | For | For |
| 1.2 | Elect Director Gary E. Haroian | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATHENAHEALTH, INC.
MEETING DATE: JUN 06, 2013 | TICKER: ATHN SECURITY ID: 04685W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles D. Baker | Management | For | For |
| 1.2 | Elect Director Dev Ittycheria | Management | For | For |
| 1.3 | Elect Director John A. Kane | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ATMEL CORPORATION
MEETING DATE: MAY 09, 2013 | TICKER: ATML SECURITY ID: 049513104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Laub | Management | For | For |
| 1.2 | Elect Director Tsung-Ching Wu | Management | For | For |
| 1.3 | Elect Director David Sugishita | Management | For | For |
| 1.4 | Elect Director Papken Der Torossian | Management | For | For |
| 1.5 | Elect Director Jack L. Saltich | Management | For | For |
| 1.6 | Elect Director Charles Carinalli | Management | For | For |
| 1.7 | Elect Director Edward Ross | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
AU OPTRONICS CORP
MEETING DATE: JUN 19, 2013 | TICKER: 2409 SECURITY ID: Y0451X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Vivien Huey-Juan Hsieh with ID P20006**** as Independent Director | Management | For | For |
| 1.2 | Elect Mei-Yueh Ho with ID Q20049**** as Independent Director | Management | For | For |
| 1.3 | Elect Ding-Yuan Yang with ID E10154**** as Independent Director | Management | For | For |
| 1.4 | Elect Chen Tain-JY with ID F10007**** as Independent Director | Management | For | For |
| 1.5 | Elect Chin Bing (Philip) Peng with ID J10056**** as Independent Director | Management | For | For |
| 1.6 | Elect Kuen-Yao (K.Y.) Lee with ID K10157**** as Director | Management | For | For |
| 1.7 | Elect Shuang-Lang (Paul) Peng with ID J12087**** as Director | Management | For | For |
| 1.8 | Elect Cheng-Yih Lin with ID R10092**** as Director | Management | For | For |
| 1.9 | Elect Ronald Jen-Chuan Chwang, a Representative of Qisda Corporation, with Shareholder No.1249**** as Director | Management | For | For |
| 2 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 3 | Approve Statement of Profit and Loss Appropriation | Management | For | For |
| 4 | Approve Amendments to Articles of Association | Management | For | For |
| 5 | Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 6 | Approve Capital Increase by Issuing Ordinary Shares to Participate in the Issuance of Global Depository Receipt or/and Issuing Ordinary Shares via Private Placement or/and Issuing Overseas or Domestic Convertible Corporate Bonds via Private Placement | Management | For | For |
| 7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| |
|---|
AUTODESK, INC.
MEETING DATE: JUN 13, 2013 | TICKER: ADSK SECURITY ID: 052769106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carl Bass | Management | For | For |
| 1b | Elect Director Crawford W. Beveridge | Management | For | For |
| 1c | Elect Director J. Hallam Dawson | Management | For | For |
| 1d | Elect Director Thomas Georgens | Management | For | For |
| 1e | Elect Director Per-Kristian Halvorsen | Management | For | Against |
| 1f | Elect Director Mary T. McDowell | Management | For | For |
| 1g | Elect Director Lorrie M. Norrington | Management | For | For |
| 1h | Elect Director Stacy J. Smith | Management | For | For |
| 1i | Elect Director Steven M. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AUTOMATIC DATA PROCESSING, INC.
MEETING DATE: NOV 13, 2012 | TICKER: ADP SECURITY ID: 053015103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ellen R. Alemany | Management | For | For |
| 1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
| 1.3 | Elect Director Leslie A. Brun | Management | For | For |
| 1.4 | Elect Director Richard T. Clark | Management | For | For |
| 1.5 | Elect Director Eric C. Fast | Management | For | For |
| 1.6 | Elect Director Linda R. Gooden | Management | For | For |
| 1.7 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.8 | Elect Director John P. Jones | Management | For | For |
| 1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1.10 | Elect Director Enrique T. Salem | Management | For | For |
| 1.11 | Elect Director Gregory L. Summe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AVAGO TECHNOLOGIES LIMITED
MEETING DATE: APR 10, 2013 | TICKER: AVGO SECURITY ID: Y0486S104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director John T. Dickson | Management | For | For |
| 1c | Elect Director James V. Diller | Management | For | For |
| 1d | Elect Director Kenneth Y. Hao | Management | For | For |
| 1e | Elect Director John Min-Chih Hsuan | Management | For | Against |
| 1f | Elect Director Justine F. Lien | Management | For | For |
| 1g | Elect Director Donald Macleod | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
| 4 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| |
|---|
BANKRATE, INC.
MEETING DATE: JUN 12, 2013 | TICKER: RATE SECURITY ID: 06647F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Seth Brody | Management | For | For |
| 1.2 | Elect Director Thomas R. Evans | Management | For | For |
| 1.3 | Elect Director Michael J. Kelly | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BAZAARVOICE, INC.
MEETING DATE: OCT 09, 2012 | TICKER: BV SECURITY ID: 073271108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neeraj Agrawal | Management | For | For |
| 1.2 | Elect Director Christopher A. Pacitti | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
BENCHMARK ELECTRONICS, INC.
MEETING DATE: MAY 08, 2013 | TICKER: BHE SECURITY ID: 08160H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Dawson | Management | For | For |
| 1.2 | Elect Director Gayla J. Delly | Management | For | For |
| 1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
| 1.4 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.5 | Elect Director David W. Scheible | Management | For | For |
| 1.6 | Elect Director Bernee D.L. Strom | Management | For | For |
| 1.7 | Elect Director Clay C. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
| |
|---|
BIOSENSORS INTERNATIONAL GROUP LTD.
MEETING DATE: JUL 26, 2012 | TICKER: B20 SECURITY ID: G11325100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Memorandum of Association of the Company | Management | For | For |
| 2 | Amend Bye-laws of the Company | Management | For | For |
| 3 | Authorize Share Repurchase Program | Management | For | For |
| 4 | Approve Increase in Authorized Share Capital | Management | For | For |
| |
|---|
BIOSENSORS INTERNATIONAL GROUP LTD.
MEETING DATE: JUL 26, 2012 | TICKER: B20 SECURITY ID: G11325100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Reelect Soon Beng Aw as Director | Management | For | For |
| 3a | Reelect Huawei Zhang as Director | Management | For | Against |
| 3b | Reelect Qiang Jiang as Director | Management | For | Against |
| 4 | Approve Directors' Fees of SGD 600,000 for the Year Ending March 31, 2013 | Management | For | For |
| 5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| |
|---|
BIT-ISLE INC.
MEETING DATE: OCT 24, 2012 | TICKER: 3811 SECURITY ID: J04579108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
| 2.1 | Elect Director Terada, Kohei | Management | For | For |
| 2.2 | Elect Director Amano, Nobuyuki | Management | For | For |
| 2.3 | Elect Director Ando, Takuya | Management | For | For |
| 2.4 | Elect Director Fukai, Hideo | Management | For | For |
| 2.5 | Elect Director Ando, Kunitake | Management | For | For |
| 3.1 | Appoint Statutory Auditor Yoshihara, Norio | Management | For | For |
| 3.2 | Appoint Statutory Auditor Takahashi, Tetsu | Management | For | Against |
| 3.3 | Appoint Statutory Auditor Hashimoto, Keiichiro | Management | For | Against |
| |
|---|
BLACKBAUD, INC.
MEETING DATE: JUN 19, 2013 | TICKER: BLKB SECURITY ID: 09227Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc E. Chardon | Management | For | For |
| 1.2 | Elect Director Sarah E. Nash | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BMC SOFTWARE, INC.
MEETING DATE: JUL 25, 2012 | TICKER: BMC SECURITY ID: 055921100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1 | Elect Director Robert E. Beauchamp | Management | For | Against |
| 2 | Elect Director Jon E. Barfield | Management | For | Against |
| 3 | Elect Director Gary L. Bloom | Management | For | Against |
| 4 | Elect Director John M. Dillon | Management | For | For |
| 5 | Elect Director Meldon K. Gafner | Management | For | Against |
| 6 | Elect Director Mark J. Hawkins | Management | For | Against |
| 7 | Elect Director Stephan A. James | Management | For | Against |
| 8 | Elect Director P. Thomas Jenkins | Management | For | Against |
| 9 | Elect Director Louis J. Lavigne, Jr. | Management | For | Against |
| 10 | Elect Director Kathleen A. O'Neil | Management | For | Against |
| 11 | Elect Director Carl James Schaper | Management | For | For |
| 12 | Elect Director Tom C. Tinsley | Management | For | Against |
| 13 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Green Card) |
| 1.1 | Elect Director Carl James Schaper | Shareholder | Do Not Vote | Did Not Vote |
| 1.2 | Elect Director Thomas E. Hogan | Shareholder | Do Not Vote | Did Not Vote |
| 1.3 | Elect Director John M. Dillon | Shareholder | Do Not Vote | Did Not Vote |
| 1.4 | Elect Director Andreas W. Mattes | Shareholder | Do Not Vote | Did Not Vote |
| 1.5 | Management Nominee - Robert E. Beauchamp | Shareholder | Do Not Vote | Did Not Vote |
| 1.6 | Management Nominee - Gary L. Bloom | Shareholder | Do Not Vote | Did Not Vote |
| 1.7 | Management Nominee - Mark J. Hawkins | Shareholder | Do Not Vote | Did Not Vote |
| 1.8 | Management Nominee - Stephan A. James | Shareholder | Do Not Vote | Did Not Vote |
| 1.9 | Management Nominee - P. Thomas Jenkins | Shareholder | Do Not Vote | Did Not Vote |
| 1.10 | Management Nominee - Louis J. Lavigne, Jr. | Shareholder | Do Not Vote | Did Not Vote |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | Do Not Vote | Did Not Vote |
| 3 | Ratify Auditors | Management | Do Not Vote | Did Not Vote |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | Did Not Vote |
| 5 | Repeal Any Bylaws Amendments Adopted after November 10, 2010 | Shareholder | Do Not Vote | Did Not Vote |
| |
|---|
BROADCOM CORPORATION
MEETING DATE: MAY 14, 2013 | TICKER: BRCM SECURITY ID: 111320107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director Maria M. Klawe | Management | For | For |
| 1.5 | Elect Director John E. Major | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director William T. Morrow | Management | For | For |
| 1.8 | Elect Director Henry Samueli | Management | For | For |
| 1.9 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BROADSOFT, INC.
MEETING DATE: MAY 02, 2013 | TICKER: BSFT SECURITY ID: 11133B409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Gavin, Jr. | Management | For | For |
| 1.2 | Elect Director Charles L. Ill, III | Management | For | For |
| 1.3 | Elect Director Michael Tessler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BROCADE COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: APR 11, 2013 | TICKER: BRCD SECURITY ID: 111621306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judy Bruner | Management | For | For |
| 1.2 | Elect Director Lloyd A. Carney | Management | For | For |
| 1.3 | Elect Director Renato DiPentima | Management | For | For |
| 1.4 | Elect Director Alan Earhart | Management | For | For |
| 1.5 | Elect Director John W. Gerdelman | Management | For | For |
| 1.6 | Elect Director David L. House | Management | For | For |
| 1.7 | Elect Director Glenn C. Jones | Management | For | For |
| 1.8 | Elect Director L. William Krause | Management | For | For |
| 1.9 | Elect Director Sanjay Vaswani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CANADIAN SOLAR INC.
MEETING DATE: JUN 07, 2013 | TICKER: CSIQ SECURITY ID: 136635109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Shawn (Xiaohua) Qu, Michael G. Potter, Robert McDermott, Lars-Eric Johansson and Harry E. Ruda as Directors | Management | For | For |
| 2 | Approve Deloitte Touche Tohmatsu LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
CAPCOM CO. LTD.
MEETING DATE: JUN 18, 2013 | TICKER: 9697 SECURITY ID: J05187109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 25 | Management | For | For |
| 2.1 | Elect Director Tsujimoto, Kenzo | Management | For | For |
| 2.2 | Elect Director Tsujimoto, Haruhiro | Management | For | For |
| 2.3 | Elect Director Oda, Tamio | Management | For | For |
| 2.4 | Elect Director Abe, Kazuhiko | Management | For | For |
| 2.5 | Elect Director Yamashita, Yoshifumi | Management | For | For |
| 2.6 | Elect Director Ichii, Katsuhiko | Management | For | For |
| 2.7 | Elect Director Egawa, Yoichi | Management | For | For |
| 2.8 | Elect Director Yasuda, Hiroshi | Management | For | For |
| 2.9 | Elect Director Matsuo, Makoto | Management | For | For |
| 2.10 | Elect Director Morinaga, Takayuki | Management | For | For |
| |
|---|
CATCHER TECHNOLOGY CO., LTD.
MEETING DATE: JUN 13, 2013 | TICKER: 2474 SECURITY ID: Y1148A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Proposal of Issuance of Ordinary Shares or Domestic and Overseas Convertible Bonds to Raise Working Capital | Management | For | For |
| 4 | Approve Amendments to Articles of Association | Management | For | For |
| 5 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| 6 | Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 7 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 8 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 9 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 10.1 | Elect Allen Hung, with Shareholder No. 3, as Director | Shareholder | None | Against |
| 10.2 | Elect Kenny Hung, with Shareholder No. 4, as Director | Shareholder | None | Against |
| 10.3 | Elect David Hung, with Shareholder No. 5, as Director | Shareholder | None | Against |
| 10.4 | Elect Ming-Long Wang, with ID No. C10XXXXX48, as Director | Shareholder | None | Against |
| 10.5 | Elect Mon-Huan Lei, with ID No. E12XXXXX87, as Independent Director | Management | For | For |
| 10.6 | Elect Lih-Chyun Shu, with ID No. C12XXXXX68, as Independent Director | Management | For | For |
| 10.7 | Elect I-Shiung Chuang, with ID No. D10XXXXX36, as Independent Director | Management | For | For |
| 11 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | Abstain |
| |
|---|
CAVIUM, INC.
MEETING DATE: MAY 30, 2013 | TICKER: CAVM SECURITY ID: 14964U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Syed B. Ali | Management | For | For |
| 1.2 | Elect Director Anthony S. Thornley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CERNER CORPORATION
MEETING DATE: MAY 24, 2013 | TICKER: CERN SECURITY ID: 156782104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerald E. Bisbee, Jr. | Management | For | For |
| 1b | Elect Director Denis A. Cortese | Management | For | For |
| 1c | Elect Director Linda M. Dillman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
MEETING DATE: JUN 25, 2013 | TICKER: CHKP SECURITY ID: M22465104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Six Directors | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements | Management | For | For |
| 3 | Approve Executive Compensation Policy | Management | For | For |
| 4 | Approve Compensation of Chairman/CEO | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
CHICONY ELECTRONICS CO., LTD.
MEETING DATE: JUN 11, 2013 | TICKER: 2385 SECURITY ID: Y1364B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Issuance of New Shares by Capitalization of Undistributed Earnings and Employee Dividend | Management | For | For |
| 4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 5 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 6 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 7 | Approve Amendments to Trading Procedures Governing Derivatives Products | Management | For | For |
| 8.1 | Elect Director LIN, MAO-KUEI, with Shareholder No.36 | Shareholder | None | Against |
| 8.2 | Elect Director HSU, KUN-TAI, with Shareholder No.1 | Shareholder | None | Against |
| 8.3 | Elect Director LU, CHIN-CHUNG, with Shareholder No.112 | Shareholder | None | Against |
| 8.4 | Elect Director WEI, CHUAN-PIN , with Shareholder No.12329 | Shareholder | None | Against |
| 8.5 | Elect Director TSAI, MING-HSIEN, with Shareholder No.702 | Shareholder | None | Against |
| 8.6 | Elect Director LIU, CHIA-SHENG, with Shareholder No.12 | Shareholder | None | Against |
| 8.7 | Elect Director LIN, CHIH-CHIEN, with Shareholder No.4293 | Shareholder | None | Against |
| 8.8 | Elect Supervisor HUANG,CHIN-HSUAN, a Representative of CHING YUAN INVESTMENT CO., LTD. with Shareholder No.4572 | Shareholder | None | Abstain |
| 8.9 | Elect Supervisor CHANG,SU-TIEN, a Representative of CHING YUAN INVESTMENT CO., LTD. with Shareholder No.889 | Shareholder | None | Abstain |
| 8.10 | Elect Supervisor KU, CHIH-SHYUAN, a Representative of TONG LING INVESTMENT CO., LTD. with Shareholder No.8456 | Shareholder | None | Abstain |
| 9 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | Abstain |
| 10 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
CHIMEI INNOLUX CORP
MEETING DATE: NOV 14, 2012 | TICKER: 3481 SECURITY ID: Y14056108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Proposal of Capital Increase by Issuing Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
| 2 | Amend Articles of Association | Management | For | For |
| 3 | Transact Other Business | Management | None | None |
| |
|---|
CHINA KANGHUI HOLDINGS
MEETING DATE: OCT 31, 2012 | TICKER: KH SECURITY ID: 16890V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Other Business (Voting) | Management | For | Against |
| |
|---|
CHINA MEDICAL SYSTEM HOLDINGS LTD.
MEETING DATE: APR 24, 2013 | TICKER: 00867 SECURITY ID: G21108124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Chen Yanling as Executive Director | Management | For | For |
| 3b | Elect Cheung Kam Shing, Terry as Independent Non-Executive Director | Management | For | For |
| 3c | Elect Sa Manlin as Executive Director | Management | For | For |
| 3d | Elect Peng Huaizheng as Independent Non-Executive Director | Management | For | Against |
| 3e | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
CHINACACHE INTERNATIONAL HOLDINGS LTD.
MEETING DATE: JUL 02, 2012 | TICKER: CCIH SECURITY ID: 16950M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CHINASOFT INTERNATIONAL LTD.
MEETING DATE: MAY 20, 2013 | TICKER: 00354 SECURITY ID: G2110A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Wang Hui as Director | Management | For | Against |
| 3 | Authorize Board to Fix the Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Terminate of the Existing Share Option Scheme and Adopt New Share Option Scheme | Management | For | For |
| |
|---|
CHIPBOND TECHNOLOGY CORP.
MEETING DATE: JUN 17, 2013 | TICKER: 6147 SECURITY ID: Y15657102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 5 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
| 6 | Approve the Acquisition of All Shares of Xinbao Electronics Company Through New Shares Issuance and Exchange | Management | For | For |
| |
|---|
CHROMA ATE INC.
MEETING DATE: JUN 10, 2013 | TICKER: 2360 SECURITY ID: Y1604M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| |
|---|
CIENA CORPORATION
MEETING DATE: MAR 20, 2013 | TICKER: CIEN SECURITY ID: 171779309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lawton W. Fitt | Management | For | For |
| 1b | Elect Director Patrick H. Nettles | Management | For | For |
| 1c | Elect Director Michael J. Rowny | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CIRRUS LOGIC, INC.
MEETING DATE: JUL 26, 2012 | TICKER: CRUS SECURITY ID: 172755100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Carter | Management | For | For |
| 1.2 | Elect Director Timothy R. Dehne | Management | For | For |
| 1.3 | Elect Director Jason P. Rhode | Management | For | For |
| 1.4 | Elect Director Alan R. Schuele | Management | For | For |
| 1.5 | Elect Director William D. Sherman | Management | For | For |
| 1.6 | Elect Director Susan Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 15, 2012 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director Marc Benioff | Management | For | For |
| 1c | Elect Director M. Michele Burns | Management | For | For |
| 1d | Elect Director Michael D. Capellas | Management | For | For |
| 1e | Elect Director Larry R. Carter | Management | For | For |
| 1f | Elect Director John T. Chambers | Management | For | For |
| 1g | Elect Director Brian L. Halla | Management | For | For |
| 1h | Elect Director John L. Hennessy | Management | For | For |
| 1i | Elect Director Kristina M. Johnson | Management | For | For |
| 1j | Elect Director Richard M. Kovacevich | Management | For | For |
| 1k | Elect Director Roderick C. McGeary | Management | For | For |
| 1l | Elect Director Arun Sarin | Management | For | For |
| 1m | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Eliminating Conflict Minerals from Supply Chain | Shareholder | Against | Abstain |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 23, 2013 | TICKER: CTXS SECURITY ID: 177376100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark B. Templeton | Management | For | For |
| 1b | Elect Director Stephen M. Dow | Management | For | For |
| 1c | Elect Director Godfrey R. Sullivan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 04, 2013 | TICKER: CTSH SECURITY ID: 192446102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1b | Elect Director John E. Klein | Management | For | For |
| 1c | Elect Director Lakshmi Narayanan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
COMBA TELECOM SYSTEMS HOLDINGS LTD.
MEETING DATE: MAY 31, 2013 | TICKER: 02342 SECURITY ID: G22972114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2a | Elect Fok Tung Ling as Director | Management | For | Did Not Vote |
| 2b | Elect Wu Jiang Cheng as Director | Management | For | Did Not Vote |
| 2c | Elect Yan Ji Ci as Director | Management | For | Did Not Vote |
| 2d | Elect Yeung Pui Sang, Simon as Director | Management | For | Did Not Vote |
| 2e | Elect Lin Jin Tong as Director | Management | For | Did Not Vote |
| 2f | Elect Qian Ting Shuo as Director | Management | For | Did Not Vote |
| 2g | Authorize Board to Fix the Remuneration of Directors | Management | For | Did Not Vote |
| 3 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Did Not Vote |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 7 | Approve Adoption of the New Share Option Scheme | Management | For | Did Not Vote |
| |
|---|
COMMVAULT SYSTEMS, INC.
MEETING DATE: AUG 22, 2012 | TICKER: CVLT SECURITY ID: 204166102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director N. Robert Hammer | Management | For | For |
| 1.2 | Elect Director Keith Geeslin | Management | For | For |
| 1.3 | Elect Director Gary B. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMVERSE TECHNOLOGY, INC.
MEETING DATE: OCT 10, 2012 | TICKER: CMVT SECURITY ID: 205862402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Spin-Off Agreement | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| |
|---|
COMVERSE TECHNOLOGY, INC.
MEETING DATE: FEB 04, 2013 | TICKER: CMVT SECURITY ID: 205862402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
COMVERSE, INC.
MEETING DATE: JUN 27, 2013 | TICKER: CNSI SECURITY ID: 20585P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan D. Bowick | Management | For | For |
| 1.2 | Elect Director James Budge | Management | For | For |
| 1.3 | Elect Director Doron Inbar | Management | For | For |
| 1.4 | Elect Director Henry R. Nothhaft | Management | For | For |
| 1.5 | Elect Director Philippe Tartavull | Management | For | For |
| 1.6 | Elect Director Mark C. Terrell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONCUR TECHNOLOGIES, INC.
MEETING DATE: MAR 13, 2013 | TICKER: CNQR SECURITY ID: 206708109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gordon Eubanks | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CORNERSTONE ONDEMAND, INC.
MEETING DATE: JUN 11, 2013 | TICKER: CSOD SECURITY ID: 21925Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James McGeever | Management | For | For |
| 1.2 | Elect Director Harold W. Burlingame | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CREE, INC.
MEETING DATE: OCT 23, 2012 | TICKER: CREE SECURITY ID: 225447101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Swoboda | Management | For | For |
| 1.2 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Franco Plastina | Management | For | For |
| 1.5 | Elect Director Alan J. Ruud | Management | For | For |
| 1.6 | Elect Director Robert L. Tillman | Management | For | For |
| 1.7 | Elect Director Harvey A. Wagner | Management | For | For |
| 1.8 | Elect Director Thomas H. Werner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CYPRESS SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 10, 2013 | TICKER: CY SECURITY ID: 232806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T.J. Rodgers | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.4 | Elect Director Lloyd Carney | Management | For | For |
| 1.5 | Elect Director James R. Long | Management | For | For |
| 1.6 | Elect Director J. Daniel McCranie | Management | For | For |
| 1.7 | Elect Director J. D. Sherman | Management | For | For |
| 1.8 | Elect Director Wilbert van den Hoek | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
DAINIPPON SCREEN MFG. CO. LTD.
MEETING DATE: JUN 26, 2013 | TICKER: 7735 SECURITY ID: J10626109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ishida, Akira | Management | For | For |
| 1.2 | Elect Director Hashimoto, Masahiro | Management | For | For |
| 1.3 | Elect Director Ryonai, Osamu | Management | For | For |
| 1.4 | Elect Director Kakiuchi, Eiji | Management | For | For |
| 1.5 | Elect Director Minamishima, Shin | Management | For | For |
| 1.6 | Elect Director Oki, Katsutoshi | Management | For | For |
| 1.7 | Elect Director Tateishi, Yoshio | Management | For | For |
| 1.8 | Elect Director Murayama, Shosaku | Management | For | For |
| 1.9 | Elect Director Saito, Shigeru | Management | For | For |
| |
|---|
DEALERTRACK TECHNOLOGIES, INC.
MEETING DATE: JUN 11, 2013 | TICKER: TRAK SECURITY ID: 242309102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ann B. Lane | Management | For | For |
| 1.2 | Elect Director John J. McDonnell, Jr. | Management | For | For |
| 1.3 | Elect Director Barry Zwarenstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DELTA ELECTRONICS INC.
MEETING DATE: JUN 07, 2013 | TICKER: 2308 SECURITY ID: Y20263102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 5 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 6 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 7 | Approve Release of Restrictions of Competitive Activities of Appointed Directors | Management | For | For |
| 8 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
DEMANDWARE, INC.
MEETING DATE: MAY 29, 2013 | TICKER: DWRE SECURITY ID: 24802Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas D. Ebling | Management | For | For |
| 1.2 | Elect Director Jitendra Saxena | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
DENTSU INC.
MEETING DATE: JUN 27, 2013 | TICKER: 4324 SECURITY ID: J1207N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Ishii, Tadashi | Management | For | For |
| 3.2 | Elect Director Nakamoto, Shoichi | Management | For | For |
| 3.3 | Elect Director Kato, Yuzuru | Management | For | For |
| 3.4 | Elect Director Timothy Andree | Management | For | For |
| 3.5 | Elect Director Sugimoto, Akira | Management | For | For |
| 3.6 | Elect Director Akiyama, Ryuuhei | Management | For | For |
| 3.7 | Elect Director Matsushima, Kunihiro | Management | For | For |
| 3.8 | Elect Director Takada, Yoshio | Management | For | For |
| 3.9 | Elect Director Tonouchi, Akira | Management | For | For |
| 3.10 | Elect Director Hattori, Kazufumi | Management | For | For |
| 3.11 | Elect Director Ishikawa, Satoshi | Management | For | For |
| 3.12 | Elect Director Nishizawa, Yutaka | Management | For | For |
| 4 | Appoint Statutory Auditor Shimura, Kaoru | Management | For | For |
| 5 | Approve Annual Bonus Payment to Directors | Management | For | For |
| 6 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
| |
|---|
DIALOG SEMICONDUCTOR PLC
MEETING DATE: MAY 02, 2013 | TICKER: DLG SECURITY ID: G5821P111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Jalal Bagherli as Director | Management | For | For |
| 6 | Re-elect Chris Burke as Director | Management | For | For |
| 7 | Re-elect Peter Weber as Director | Management | For | For |
| 8 | Re-elect John McMonigall as Director | Management | For | For |
| 9 | Elect Michael Cannon as Director | Management | For | For |
| 10 | Elect Richard Beyer as Director | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Approve Employee Share Plan | Management | For | For |
| 14 | Approve HMRC Approved Share Option Plan | Management | For | For |
| 15 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
DIGITAL CHINA HOLDINGS LIMITED
MEETING DATE: AUG 27, 2012 | TICKER: 00861 SECURITY ID: G2759B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Lin Yang as Director | Management | For | For |
| 3b | Reelect Wong Man Chung, Francis as Director | Management | For | For |
| 3c | Reelect Ong Ka Lueng, Peter as Director | Management | For | For |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
DIGITALGLOBE, INC.
MEETING DATE: DEC 03, 2012 | TICKER: DGI SECURITY ID: 25389M877
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
DIGITALGLOBE, INC.
MEETING DATE: MAY 30, 2013 | TICKER: DGI SECURITY ID: 25389M877
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nick S. Cyprus | Management | For | For |
| 1.2 | Elect Director Jeffrey R. Tarr | Management | For | For |
| 1.3 | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DIODES INCORPORATED
MEETING DATE: MAY 29, 2013 | TICKER: DIOD SECURITY ID: 254543101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C.H. Chen | Management | For | For |
| 1.2 | Elect Director Michael R. Giordano | Management | For | For |
| 1.3 | Elect Director L.P. Hsu | Management | For | For |
| 1.4 | Elect Director Keh-Shew Lu | Management | For | For |
| 1.5 | Elect Director Raymond Soong | Management | For | For |
| 1.6 | Elect Director John M. Stich | Management | For | For |
| 1.7 | Elect Director Michael K.C. Tsai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DIRECTV
MEETING DATE: MAY 02, 2013 | TICKER: DTV SECURITY ID: 25490A309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Neil Austrian | Management | For | For |
| 1b | Elect Director Ralph Boyd, Jr. | Management | For | For |
| 1c | Elect Director Abelardo Bru | Management | For | For |
| 1d | Elect Director David Dillon | Management | For | For |
| 1e | Elect Director Samuel DiPiazza, Jr. | Management | For | For |
| 1f | Elect Director Dixon Doll | Management | For | For |
| 1g | Elect Director Charles Lee | Management | For | For |
| 1h | Elect Director Peter Lund | Management | For | For |
| 1i | Elect Director Nancy Newcomb | Management | For | For |
| 1j | Elect Director Lorrie Norrington | Management | For | For |
| 1k | Elect Director Michael White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
DISH NETWORK CORPORATION
MEETING DATE: MAY 02, 2013 | TICKER: DISH SECURITY ID: 25470M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph P. Clayton | Management | For | For |
| 1.2 | Elect Director James DeFranco | Management | For | For |
| 1.3 | Elect Director Cantey M. Ergen | Management | For | For |
| 1.4 | Elect Director Charles W. Ergen | Management | For | For |
| 1.5 | Elect Director Steven R. Goodbarn | Management | For | For |
| 1.6 | Elect Director Gary S. Howard | Management | For | For |
| 1.7 | Elect Director David K. Moskowitz | Management | For | For |
| 1.8 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.9 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
DTS, INC.
MEETING DATE: JUN 06, 2013 | TICKER: DTSI SECURITY ID: 23335C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig S. Andrews | Management | For | For |
| 1.2 | Elect Director L. Gregory Ballard | Management | For | For |
| 1.3 | Elect Director Bradford D. Duea | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
DUKSAN HI METAL CO.
MEETING DATE: MAR 22, 2013 | TICKER: 077360 SECURITY ID: Y2113Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Appoint Jang Won-Sik as Internal Auditor | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Director | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
| |
|---|
DYNAPACK INTERNATIONAL TECHNOLOGY CORP.
MEETING DATE: JUN 17, 2013 | TICKER: 3211 SECURITY ID: Y2185V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2012 Profit Distribution | Management | For | For |
| 3 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 5 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 6 | Approve Release of Restrictions of Competitive Activities of Directors and Representatives | Management | For | For |
| |
|---|
E-COMMERCE CHINA DANGDANG INC.
MEETING DATE: NOV 12, 2012 | TICKER: DANG SECURITY ID: 26833A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend 2004 Share Incentive Plan | Management | For | Against |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
| |
|---|
EBAY INC.
MEETING DATE: APR 18, 2013 | TICKER: EBAY SECURITY ID: 278642103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David M. Moffett | Management | For | For |
| 1b | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 1c | Elect Director Thomas J. Tierney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 4 | Report on Privacy and Data Security | Shareholder | Against | Abstain |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
EDUCOMP SOLUTIONS LTD.
MEETING DATE: JUL 16, 2012 | TICKER: 532696 SECURITY ID: Y22514114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity Shares to the Non-Promoters and Warrants to the Promoter of the Company | Management | For | For |
| 2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Abstain |
| 3 | Approve Educomp Employee Stock Option Scheme 2012 (ESOP Scheme 2012) | Management | For | For |
| 4 | Approve Stock Option Plan Grants to Directors and Employees of Subsidiary Companies Under the ESOP Scheme 2012 | Management | For | For |
| |
|---|
EDUCOMP SOLUTIONS LTD.
MEETING DATE: SEP 26, 2012 | TICKER: 532696 SECURITY ID: Y22514114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of INR 0.30 Per Share | Management | For | For |
| 3 | Reelect S. Chona as Director | Management | For | For |
| 4 | Reelect S. Chandra as Director | Management | For | For |
| 5 | Approve Haribhakti & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Adopt New Articles of Association | Management | For | Abstain |
| 7 | Amend Terms of Appointment of J. Prakash, Executive Director | Management | For | For |
| 8 | Elect M. Saraf as Director | Management | For | For |
| 9 | Approve Keeping of Register of Members, Documents and Certificates to the Office of the Registrar and Transfer Agents | Management | For | For |
| |
|---|
EDUCOMP SOLUTIONS LTD.
MEETING DATE: NOV 15, 2012 | TICKER: 532696 SECURITY ID: Y22514114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Abstain |
| 2 | Approve Increase in Borrowing Powers | Management | For | For |
| 3 | Approve Pledging of Assets for Debt | Management | For | For |
| 4 | Increase Authorized Share Capital and Amend Memorandum of Association to Reflect the Increase in Authorized Share Capital | Management | For | For |
| |
|---|
ELLIE MAE, INC.
MEETING DATE: MAY 29, 2013 | TICKER: ELLI SECURITY ID: 28849P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl Buccellato | Management | For | For |
| 1.2 | Elect Director A. Barr Dolan | Management | For | For |
| 1.3 | Elect Director Frank Schultz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EMC CORPORATION
MEETING DATE: MAY 01, 2013 | TICKER: EMC SECURITY ID: 268648102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael W. Brown | Management | For | For |
| 1b | Elect Director Randolph L. Cowen | Management | For | For |
| 1c | Elect Director Gail Deegan | Management | For | For |
| 1d | Elect Director James S. DiStasio | Management | For | For |
| 1e | Elect Director John R. Egan | Management | For | For |
| 1f | Elect Director Edmund F. Kelly | Management | For | For |
| 1g | Elect Director Judith A. Miscik | Management | For | For |
| 1h | Elect Director Windle B. Priem | Management | For | For |
| 1i | Elect Director Paul Sagan | Management | For | For |
| 1j | Elect Director David N. Strohm | Management | For | For |
| 1k | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Management | For | For |
| 7 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
ENTEGRIS, INC.
MEETING DATE: MAY 08, 2013 | TICKER: ENTG SECURITY ID: 29362U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Bradley | Management | For | For |
| 1.2 | Elect Director Marvin D. Burkett | Management | For | For |
| 1.3 | Elect Director R. Nicholas Burns | Management | For | For |
| 1.4 | Elect Director Daniel W. Christian | Management | For | For |
| 1.5 | Elect Director Bertrand Loy | Management | For | For |
| 1.6 | Elect Director Roger D. McDaniel | Management | For | For |
| 1.7 | Elect Director Paul L.H. Olson | Management | For | For |
| 1.8 | Elect Director Brian F. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EPAM SYSTEMS, INC.
MEETING DATE: JUN 13, 2013 | TICKER: EPAM SECURITY ID: 29414B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karl Robb | Management | For | For |
| 1.2 | Elect Director Richard Michael Mayoras | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EPISTAR CORP.
MEETING DATE: SEP 28, 2012 | TICKER: 2448 SECURITY ID: Y2298F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Company to Acquire 100% Equity of Huga Optotech Inc. via Shares Swap by New Share Issuance | Management | For | For |
| |
|---|
EQUINIX, INC.
MEETING DATE: JUN 05, 2013 | TICKER: EQIX SECURITY ID: 29444U502
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom Bartlett | Management | For | For |
| 1.2 | Elect Director Gary Hromadko | Management | For | For |
| 1.3 | Elect Director Scott Kriens | Management | For | For |
| 1.4 | Elect Director William Luby | Management | For | For |
| 1.5 | Elect Director Irving Lyons, III | Management | For | For |
| 1.6 | Elect Director Christopher Paisley | Management | For | For |
| 1.7 | Elect Director Stephen Smith | Management | For | For |
| 1.8 | Elect Director Peter Van Camp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| |
|---|
ERICSSON
MEETING DATE: APR 09, 2013 | TICKER: ERICB SECURITY ID: 294821608
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | None | None |
| 3 | Approve Agenda of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.1 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8.3 | Approve Allocation of Income and Dividends of SEK 2.75 per Share | Management | For | Did Not Vote |
| 9 | Presentation of Nominating Committee's Proposals | Management | None | None |
| 9.1 | Determine Number of Members (12) and Deputy Members of Board (0) | Management | For | Did Not Vote |
| 9.2 | Approve Remuneration of Directors in the Amount of SEK 3.85 Million to the Chairman and SEK 900,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 9.3 | Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, A. Izosimov, U. Johansson, S. Martin-Lof, H. Vestberg, and J. Wallenberg as Directors; Elect N. Denzel, K. Lund, and P. Ostberg as New Directors | Management | For | Did Not Vote |
| 9.4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 9.5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 11.1 | Approve 2013 Share Matching Plan for All Employees | Management | For | Did Not Vote |
| 11.2 | Authorize Reissuance of 11.9 Million Repurchased Class B Shares for 2013 Share Matching Plan for All Employees | Management | For | Did Not Vote |
| 11.3 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | Management | For | Did Not Vote |
| 11.4 | Approve 2013 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
| 11.5 | Authorize Reissuance of 8.7 Million Repurchased Class B Shares for 2013 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
| 11.6 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5 | Management | For | Did Not Vote |
| 11.7 | Approve 2013 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
| 11.8 | Authorize Reissuance of 6 Million Repurchased Class B Shares for 2013 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
| 11.9 | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | Management | For | Did Not Vote |
| 12 | Authorize Reissuance of up to 18.2 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2009, 2010, 2011 and 2012 Long-Term Variable Compensation Plans | Management | For | Did Not Vote |
| 13 | Amend Articles Re: Insert Gender Quota for Board of Directors | Shareholder | None | Did Not Vote |
| 14 | Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | Shareholder | None | Did Not Vote |
| 15.1 | Request Board to Take Necessary Action to Create a Shareholders Association | Shareholder | None | Did Not Vote |
| 15.2 | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | Shareholder | None | Did Not Vote |
| 15.3 | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | Shareholder | None | Did Not Vote |
| 16 | Close Meeting | Management | None | None |
| |
|---|
EXACTTARGET, INC.
MEETING DATE: JUN 11, 2013 | TICKER: ET SECURITY ID: 30064K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julie M.B. Bradley | Management | For | For |
| 1.2 | Elect Director Scott M. Maxwell | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
F5 NETWORKS, INC.
MEETING DATE: MAR 13, 2013 | TICKER: FFIV SECURITY ID: 315616102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Dreyer | Management | For | For |
| 1b | Elect Director Sandra Bergeron | Management | For | For |
| 1c | Elect Director Deborah L. Bevier | Management | For | For |
| 1d | Elect Director Alan J. Higginson | Management | For | For |
| 1e | Elect Director John McAdam | Management | For | For |
| 1f | Elect Director Stephen Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
FACEBOOK, INC.
MEETING DATE: JUN 11, 2013 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Donald E. Graham | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
MEETING DATE: MAY 08, 2013 | TICKER: FCS SECURITY ID: 303726103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles P. Carinalli | Management | For | For |
| 1.2 | Elect Director Randy W. Carson | Management | For | For |
| 1.3 | Elect Director Terry A. Klebe | Management | For | For |
| 1.4 | Elect Director Anthony Lear | Management | For | For |
| 1.5 | Elect Director Thomas L. Magnanti | Management | For | For |
| 1.6 | Elect Director Kevin J. McGarity | Management | For | For |
| 1.7 | Elect Director Bryan R. Roub | Management | For | For |
| 1.8 | Elect Director Ronald W. Shelly | Management | For | For |
| 1.9 | Elect Director Mark S. Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FANUC CORP.
MEETING DATE: JUN 27, 2013 | TICKER: 6954 SECURITY ID: J13440102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 82.04 | Management | For | For |
| 2 | Amend Articles To Authorize Public Announcements in Electronic Format - Indemnify Directors - Increase Maximum Board Size | Management | For | For |
| 3.1 | Elect Director Inaba, Yoshiharu | Management | For | For |
| 3.2 | Elect Director Yamaguchi, Kenji | Management | For | For |
| 3.3 | Elect Director Gonda, Yoshihiro | Management | For | For |
| 3.4 | Elect Director Richard E. Schneider | Management | For | For |
| 3.5 | Elect Director Uchida, Hiroyuki | Management | For | For |
| 3.6 | Elect Director Kosaka, Tetsuya | Management | For | For |
| 3.7 | Elect Director Matsubara, Shunsuke | Management | For | For |
| 3.8 | Elect Director Kohari, Katsuo | Management | For | For |
| 3.9 | Elect Director Okada, Toshiya | Management | For | For |
| 3.10 | Elect Director Hiramoto, Kazuyuki | Management | For | For |
| 3.11 | Elect Director Olaf C. Gehrels | Management | For | For |
| 3.12 | Elect Director Aoyama, Kazunari | Management | For | For |
| 3.13 | Elect Director Ito, Takayuki | Management | For | For |
| 3.14 | Elect Director Yamada, Yuusaku | Management | For | For |
| 3.15 | Elect Director Hishikawa, Tetsuo | Management | For | For |
| 3.16 | Elect Director Noda, Hiroshi | Management | For | For |
| 3.17 | Elect Director Inaba, Kiyonori | Management | For | For |
| 3.18 | Elect Director Ono, Masato | Management | For | For |
| |
|---|
FEI COMPANY
MEETING DATE: MAY 09, 2013 | TICKER: FEIC SECURITY ID: 30241L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arie Huijser | Management | For | For |
| 1.2 | Elect Director Don R. Kania | Management | For | For |
| 1.3 | Elect Director Thomas F. Kelly | Management | For | For |
| 1.4 | Elect Director Jan C. Lobbezoo | Management | For | For |
| 1.5 | Elect Director Gerhard H. Parker | Management | For | For |
| 1.6 | Elect Director James T. Richardson | Management | For | For |
| 1.7 | Elect Director Richard H. Wills | Management | For | For |
| 1.8 | Elect Director Homa Bahrami | Management | For | For |
| 1.9 | Elect Director Jami K. Nachtsheim | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 29, 2013 | TICKER: FIS SECURITY ID: 31620M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephan A. James | Management | For | For |
| 1b | Elect Director Frank R. Martire | Management | For | For |
| 1c | Elect Director Gary A. Norcross | Management | For | For |
| 1d | Elect Director James B. Stallings, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FINISAR CORPORATION
MEETING DATE: DEC 03, 2012 | TICKER: FNSR SECURITY ID: 31787A507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael C. Child | Management | For | For |
| 1.2 | Elect Director Roger C. Ferguson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 22, 2013 | TICKER: FISV SECURITY ID: 337738108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Flink | Management | For | For |
| 1.2 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.3 | Elect Director Kim M. Robak | Management | For | For |
| 1.4 | Elect Director Doyle R. Simons | Management | For | For |
| 1.5 | Elect Director Thomas C. Wertheimer | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
FLEETCOR TECHNOLOGIES, INC.
MEETING DATE: MAY 30, 2013 | TICKER: FLT SECURITY ID: 339041105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald F. Clarke | Management | For | For |
| 1.2 | Elect Director Richard Macchia | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
FOCUS MEDIA HOLDING LIMITED
MEETING DATE: DEC 10, 2012 | TICKER: FMCN SECURITY ID: 34415V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Daqing Qi as Director | Management | For | For |
| 2 | Approve the Audited Consolidated Financial Statements of the Company | Management | For | For |
| 3 | Approve 2013 Employee Share Option Plan and the Authorization of Officers to Allot, Issue or Deliver Shares Pursuant to the 2013 Employee Share Option Plan | Management | For | Against |
| 4 | Approve to Appoint Deloitte Touche Tohmatsu CPA Ltd. as Audit Firm | Management | For | For |
| |
|---|
FOCUS MEDIA HOLDING LIMITED
MEETING DATE: APR 29, 2013 | TICKER: FMCN SECURITY ID: 34415V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Agreement and Plan of Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
FORTINET, INC.
MEETING DATE: JUN 20, 2013 | TICKER: FTNT SECURITY ID: 34959E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ming Hsieh | Management | For | For |
| 1.2 | Elect Director Christopher B. Paisley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
FREESCALE SEMICONDUCTOR, LTD.
MEETING DATE: APR 30, 2013 | TICKER: FSL SECURITY ID: G3727Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chinh E. Chu | Management | For | Withhold |
| 1.2 | Elect Director John T. Dickson | Management | For | For |
| 1.3 | Elect Director Daniel J. Heneghan | Management | For | For |
| 1.4 | Elect Director Thomas H. Lister | Management | For | For |
| 1.5 | Elect Director Gregg A. Lowe | Management | For | For |
| 1.6 | Elect Director John W. Marren | Management | For | For |
| 1.7 | Elect Director J. Daniel McCranie | Management | For | For |
| 1.8 | Elect Director James A. Quella | Management | For | For |
| 1.9 | Elect Director Peter Smitham | Management | For | For |
| 1.10 | Elect Director Gregory L. Summe | Management | For | For |
| 1.11 | Elect Director Claudius E. Watts, IV | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FUSION-IO, INC.
MEETING DATE: NOV 06, 2012 | TICKER: FIO SECURITY ID: 36112J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Forest Baskett | Management | For | For |
| 1.2 | Elect Director Dana L. Evan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GCL-POLY ENERGY HOLDINGS LTD.
MEETING DATE: MAY 31, 2013 | TICKER: 03800 SECURITY ID: G3774X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Shu Hua as Director | Management | For | Against |
| 2b | Elect Yu Baodong as Director | Management | For | Against |
| 2c | Elect Zhou Yuan as Director | Management | For | Against |
| 2d | Elect Ho Chung Tai, Raymond as Director | Management | For | For |
| 2e | Elect Xue Zhongsu as Director | Management | For | Against |
| 2f | Athorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 4c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
GEMALTO
MEETING DATE: MAY 23, 2013 | TICKER: GTO SECURITY ID: N3465M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | Did Not Vote |
| 4a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4b | Approve Dividends of EUR 0.34 Per Share | Management | For | Did Not Vote |
| 5a | Approve Discharge of CEO as Executive Board Member | Management | For | Did Not Vote |
| 5b | Approve Discharge of Non-Executive Directors | Management | For | Did Not Vote |
| 6a | Reelect Buford Alexander to Board of Directors | Management | For | Did Not Vote |
| 6b | Reelect John Ormerod to Board of Directors | Management | For | Did Not Vote |
| 6c | Elect Homaira Akbari to Board of Directors | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Non-Executive Board Members | Management | For | Did Not Vote |
| 8 | Amend Articles Re: Implementation of Act on Governance and Supervision and Other Legislative Changes | Management | For | Did Not Vote |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 10a | Grant Board Authority to Issue all Unissued Shares | Management | For | Did Not Vote |
| 10b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a | Management | For | Did Not Vote |
| 11 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Did Not Vote |
| 12 | Allow Questions | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| |
|---|
GEOEYE, INC.
MEETING DATE: DEC 03, 2012 | TICKER: GEOY SECURITY ID: 37250W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
GIANT INTERACTIVE GROUP INC.
MEETING DATE: SEP 17, 2012 | TICKER: GA SECURITY ID: 374511103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Peter Andrew Schloss as a Director | Management | For | For |
| 2 | Reelect Lu Zhang as a Director | Management | For | For |
| 3 | Amend the 2007 Performance Incentive Plan | Management | For | Against |
| 4 | Ratify Ernst & Young Hua Ming as Auditors | Management | For | For |
| |
|---|
GLOBAL PAYMENTS INC.
MEETING DATE: SEP 19, 2012 | TICKER: GPN SECURITY ID: 37940X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alex W. Hart | Management | For | For |
| 1.2 | Elect Director William I Jacobs | Management | For | For |
| 1.3 | Elect Director Alan M. Silberstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
GOOGLE INC.
MEETING DATE: JUN 06, 2013 | TICKER: GOOG SECURITY ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Abstain |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| |
|---|
GROUPON, INC.
MEETING DATE: JUN 13, 2013 | TICKER: GRPN SECURITY ID: 399473107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric P. Lefkofsky | Management | For | For |
| 1.2 | Elect Director Peter J. Barris | Management | For | For |
| 1.3 | Elect Director Robert J. Bass | Management | For | For |
| 1.4 | Elect Director Daniel T. Henry | Management | For | For |
| 1.5 | Elect Director Mellody Hobson | Management | For | For |
| 1.6 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.7 | Elect Director Theodore J. Leonsis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
GT ADVANCED TECHNOLOGIES INC.
MEETING DATE: AUG 22, 2012 | TICKER: GTAT SECURITY ID: 36191U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Michal Conaway | Management | For | For |
| 1.2 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.3 | Elect Director Ernest L. Godshalk | Management | For | For |
| 1.4 | Elect Director Thomas Gutierrez | Management | For | For |
| 1.5 | Elect Director Mathew E. Massengill | Management | For | For |
| 1.6 | Elect Director Mary Petrovich | Management | For | For |
| 1.7 | Elect Director Robert E. Switz | Management | For | For |
| 1.8 | Elect Director Noel G. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GT ADVANCED TECHNOLOGIES INC.
MEETING DATE: JUN 05, 2013 | TICKER: GTAT SECURITY ID: 36191U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Michal Conaway | Management | For | For |
| 1.2 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.3 | Elect Director Ernest L. Godshalk | Management | For | For |
| 1.4 | Elect Director Thomas Gutierrez | Management | For | For |
| 1.5 | Elect Director Matthew E. Massengill | Management | For | For |
| 1.6 | Elect Director Mary Petrovich | Management | For | For |
| 1.7 | Elect Director Robert E. Switz | Management | For | For |
| 1.8 | Elect Director Noel G. Watson | Management | For | For |
| 1.9 | Elect Director Thomas Wroe, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HAIER ELECTRONICS GROUP CO LTD
MEETING DATE: OCT 16, 2012 | TICKER: 01169 SECURITY ID: G42313125
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Logistics Services Agreement, Logistics Services Cap and Related Transactions | Management | For | For |
| 2 | Approve Products Procurement Agreement, Products Procurement Cap and Related Transactions | Management | For | For |
| 3 | Approve Materials Procurement Agreement, Materials Procurement Cap and Related Transactions | Management | For | For |
| 4 | Approve Export Agreement, Export Cap and Related Transactions | Management | For | For |
| 5 | Authorize any One Director, or any Two Directors, or One Directory and the Company Secretary to Do All Such Acts Necessary to Implement the Aforesaid Agreements and Related Transactions | Management | For | For |
| |
|---|
HAIER ELECTRONICS GROUP CO LTD
MEETING DATE: MAY 28, 2013 | TICKER: 01169 SECURITY ID: G42313125
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a1 | Elect Liang Hai Shan as Director | Management | For | Against |
| 2a2 | Elect Li Hua Gang as Director | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Declare Final Dividend | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
HAIER ELECTRONICS GROUP CO LTD
MEETING DATE: MAY 28, 2013 | TICKER: 01169 SECURITY ID: G42313125
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Wang Han Hua as Director | Management | For | For |
| 2 | Elect Eva Cheng Li Kam Fun as Director | Management | For | For |
| 3 | Approve Emoluments of Wang Han Hua and Eva Cheng Li Kam Fun | Management | For | Abstain |
| |
|---|
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 20, 2013 | TICKER: HPQ SECURITY ID: 428236103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Shumeet Banerji | Management | For | For |
| 1.3 | Elect Director Rajiv L. Gupta | Management | For | For |
| 1.4 | Elect Director John H. Hammergren | Management | For | For |
| 1.5 | Elect Director Raymond J. Lane | Management | For | For |
| 1.6 | Elect Director Ann M. Livermore | Management | For | For |
| 1.7 | Elect Director Gary M. Reiner | Management | For | For |
| 1.8 | Elect Director Patricia F. Russo | Management | For | For |
| 1.9 | Elect Director G. Kennedy Thompson | Management | For | For |
| 1.10 | Elect Director Margaret C. Whitman | Management | For | For |
| 1.11 | Elect Director Ralph V. Whitworth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Establish Environmental/Social Issue Board Committee | Shareholder | Against | Against |
| 7 | Amend Human Rights Policies | Shareholder | Against | Abstain |
| 8 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
HISOFT TECHNOLOGY INTERNATIONAL LIMITED
MEETING DATE: OCT 15, 2012 | TICKER: HSFT SECURITY ID: 43358R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Cheng Yaw Sun | Management | For | For |
| 2 | Elect Director Terry McCarthy | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
HISOFT TECHNOLOGY INTERNATIONAL LIMITED
MEETING DATE: NOV 06, 2012 | TICKER: HSFT SECURITY ID: 43358R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Consolidation of Shares of Issued and Unissued Common Share Into One Common Share | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Merger Agreement | Management | For | For |
| 4 | Change Company Name to Pactera Technology International Ltd. | Management | For | For |
| 5 | Amend Memorandum of Association of the Company | Management | For | For |
| 6 | Adjourn Meeting | Management | For | For |
| |
|---|
HITACHI HIGH-TECHNOLOGIES CORP.
MEETING DATE: JUN 20, 2013 | TICKER: 8036 SECURITY ID: J20416103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mori, Kazuhiro | Management | For | For |
| 1.2 | Elect Director Hisada, Masao | Management | For | For |
| 1.3 | Elect Director Mizuno, Katsumi | Management | For | For |
| 1.4 | Elect Director Hayakawa, Hideyo | Management | For | For |
| 1.5 | Elect Director Toda, Hiromichi | Management | For | For |
| 1.6 | Elect Director Nakamura, Toyoaki | Management | For | For |
| |
|---|
HITTITE MICROWAVE CORPORATION
MEETING DATE: MAY 15, 2013 | TICKER: HITT SECURITY ID: 43365Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernest L. Godshalk | Management | For | For |
| 1.2 | Elect Director Rick D. Hess | Management | For | For |
| 1.3 | Elect Director Adrienne M. Markham | Management | For | For |
| 1.4 | Elect Director Brian P. McAloon | Management | For | For |
| 1.5 | Elect Director Cosmo S. Trapani | Management | For | For |
| 1.6 | Elect Director Franklin Weigold | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HTC CORPORATION
MEETING DATE: JUN 21, 2013 | TICKER: 2498 SECURITY ID: Y3732M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 5 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 6.1 | Elect Cher Wang with Shareholder No.2 as Director | Shareholder | None | Against |
| 6.2 | Elect Wen-Chi Chen with Shareholder No.5 as Director | Shareholder | None | Against |
| 6.3 | Elect HT Cho with Shareholder No.22 as Director | Shareholder | None | Against |
| 6.4 | Elect David Bruce Yoffie with Shareholder No.483748201 as Director | Shareholder | None | Against |
| 6.5 | Elect Rick Tsai (Lih-Shyng Tsai ) with ID No.A10235**** as Director | Shareholder | None | Against |
| 6.6 | Elect Chen-Kuo Lin with ID No.F10269**** as Independent Director | Management | For | For |
| 6.7 | Elect Josef Felder with ID No.X3456202 as Independent Director | Management | For | For |
| 6.8 | Elect a Representative of Way-Chih Investment Co., Ltd. with Shareholder No.15 as Supervisor | Shareholder | None | Abstain |
| 6.9 | Elect Huang-Chieh Chu with ID No.A12110**** as Supervisor | Shareholder | None | Abstain |
| 7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | Abstain |
| 8 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
ICD CO. LTD.
MEETING DATE: DEC 21, 2012 | TICKER: 040910 SECURITY ID: Y4089S107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
| |
|---|
IHS INC.
MEETING DATE: APR 10, 2013 | TICKER: IHS SECURITY ID: 451734107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger Holtback | Management | For | For |
| 1.2 | Elect Director Jean-Paul Montupet | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IMAGINATION TECHNOLOGIES GROUP PLC
MEETING DATE: SEP 14, 2012 | TICKER: IMGL SECURITY ID: G47104107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Elect Andrew Heath as Director | Management | For | For |
| 4 | Elect Gilles Delfassy as Director | Management | For | For |
| 5 | Re-elect Geoff Shingles as Director | Management | For | For |
| 6 | Re-elect Hossein Yassaie as Director | Management | For | For |
| 7 | Re-elect Richard Smith as Director | Management | For | For |
| 8 | Re-elect David Anderson as Director | Management | For | For |
| 9 | Re-elect Ian Pearson as Director | Management | For | For |
| 10 | Re-elect David Hurst-Brown as Director | Management | For | For |
| 11 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 17 | Approve Share Incentive Plan | Management | For | For |
| 18 | Amend Employee Share Plan, the Employee Share Plan Schedule, the Savings Related Share Option Plan and the Company Share Option Plan | Management | For | For |
| |
|---|
IMAX CORPORATION
MEETING DATE: JUN 11, 2013 | TICKER: IMX SECURITY ID: 45245E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Richard L. Gelfond as Director | Management | For | For |
| 1.2 | Elect Michael MacMillan as Director | Management | For | For |
| 1.3 | Elect I. Martin Pompadur as Director | Management | For | For |
| 1.4 | Elect Bradley J. Wechsler as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Articles of Amalgamation of the Company | Management | For | For |
| 4 | Amend By-law No. 1 of the Company | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
IMPERVA, INC.
MEETING DATE: JUN 05, 2013 | TICKER: IMPV SECURITY ID: 45321L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theresia Gouw | Management | For | For |
| 1.2 | Elect Director Frank Slootman | Management | For | For |
| 1.3 | Elect Director David N. Strohm | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INFINEON TECHNOLOGIES AG
MEETING DATE: FEB 28, 2013 | TICKER: IFX SECURITY ID: D35415104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2011/2012 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2011/2012 | Management | For | Did Not Vote |
| 5 | Ratify KPMG as Auditors for Fiscal 2012/2013 | Management | For | Did Not Vote |
| 6 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
| 9 | Approve Cancellation of Conditional Capital Authorization | Management | For | Did Not Vote |
| |
|---|
INFINERA CORPORATION
MEETING DATE: MAY 15, 2013 | TICKER: INFN SECURITY ID: 45667G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth A. Goldman | Management | For | For |
| 1.2 | Elect Director Carl Redfield | Management | For | For |
| 1.3 | Elect Director Mark A. Wegleitner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INFO EDGE (INDIA) LIMITED
MEETING DATE: JUL 25, 2012 | TICKER: 532777 SECURITY ID: Y40353107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 1.00 Per Share | Management | For | For |
| 3 | Reelect K. Kapoor as Director | Management | For | For |
| 4 | Reelect B. Deshpande as Director | Management | For | Against |
| 5 | Approve Price Waterhouse & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INFOBLOX INC.
MEETING DATE: DEC 19, 2012 | TICKER: BLOX SECURITY ID: 45672H104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laura C. Conigliaro | Management | For | For |
| 1.2 | Elect Director Fred M. Gerson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INFORMATICA CORPORATION
MEETING DATE: MAY 24, 2013 | TICKER: INFA SECURITY ID: 45666Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark Garrett | Management | For | For |
| 1b | Elect Director Gerald Held | Management | For | For |
| 1c | Elect Director Charles J. Robel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INNOLUX CORP
MEETING DATE: JUN 19, 2013 | TICKER: 3481 SECURITY ID: Y14056108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Statement of Profit and Loss Appropriation | Management | For | For |
| 3 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 4 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 5 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 6 | Approve Proposal of Capital Increase by Issuance of Ordinary Shares or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Issuance of Marketable Securities via Private Placement According to the Market Conditions | Management | For | For |
| 7.1 | Elect Hsing-Chien Tuan, with ID A100062485, as Director | Management | For | Against |
| 7.2 | Elect CHUANG HONG JEN, a Representative of Hung Yang Venture Capital Ltd. Co. with Shareholder No.97164611, as Director | Management | For | Against |
| 7.3 | Elect Jyh-Chau Wang, a Representative of Jialian Investment Co., Ltd. with Shareholder No.80347757, as Director | Management | For | Against |
| 7.4 | Elect Stanley Yuk Lun Yim, with Shareholder No.19590513YI, as Independent Director | Management | For | For |
| 7.5 | Elect Chi Hsieh, with ID A110957491, as Independent Director | Management | For | For |
| 7.6 | Elect Ren-Guang Lin, with ID A123162871, as Supervisor | Management | For | For |
| 7.7 | Elect Yi-Fang Chen, with ID Q200040215, as Supervisor | Management | For | For |
| 7.8 | Elect Te-Tsai Huang, a Representative of I-Chen Investment Ltd. with Shareholder No.80050804, as Supervisor | Management | For | For |
| 8 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| 9 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
INOTERA MEMORIES, INC.
MEETING DATE: MAY 10, 2013 | TICKER: 3474 SECURITY ID: Y4084K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Approve Statement of Profit and Loss Appropriation | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| 5 | Approve Amendments to the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
| 6 | Approve Issuance of Shares via a Private Placement | Management | For | For |
| 7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| 8 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
INPHI CORPORATION
MEETING DATE: SEP 19, 2012 | TICKER: IPHI SECURITY ID: 45772F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Repricing of Options | Management | For | Against |
| |
|---|
INPHI CORPORATION
MEETING DATE: MAY 24, 2013 | TICKER: IPHI SECURITY ID: 45772F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chenming C. Hu | Management | For | Withhold |
| 1.2 | Elect Director Sam S. Srinivasan | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INSYDE SOFTWARE CORP.
MEETING DATE: JUN 17, 2013 | TICKER: 6231 SECURITY ID: Y4092X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendments to Rules and Procedures Regarding Shareholder General Meeting | Management | For | For |
| 5 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 6 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 7 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| 8 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 9 | Approve to Issue Domestic Unsecured Convertible Bonds via Private Placement | Management | For | For |
| 10.1 | Elect Chih Kao Wang with Shareholder No.1 as Director | Management | For | Against |
| 10.2 | Elect Huang, Mei-Chin, Represnetative of Professional Computer Technology Ltd. with Shareholder No.8, as Director | Management | For | Against |
| 10.3 | Elect Fu Chiang-Sung with Shareholder No.57687861 as Director | Management | For | Against |
| 10.4 | Elect Jonathan Joseph with Shareholder No.28 as Director | Management | For | Against |
| 10.5 | Elect Bing Yeh with Shareholder No.2 as Director | Management | For | Against |
| 10.6 | Elect Lu I Yen with Shareholder No.4180 as Independent Director | Management | For | For |
| 10.7 | Elect Lin, Shu-hui with ID No.E220260170 as Independent Director | Management | For | For |
| 10.8 | Elect Kuo Shang-Ping with Shareholder No.4 as Supervisor | Management | For | For |
| 10.9 | Elect Wang Chien-Chih with Shareholder No.11 as Supervisor | Management | For | For |
| 10.10 | Elect Shao Chien-Hua with ID No.A220516191 as Supervisor | Management | For | For |
| 11 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | Abstain |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 30, 2013 | TICKER: IBM SECURITY ID: 459200101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alain J.P. Belda | Management | For | For |
| 1.2 | Elect Director William R. Brody | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Michael L. Eskew | Management | For | For |
| 1.5 | Elect Director David N. Farr | Management | For | For |
| 1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.7 | Elect Director Andrew N. Liveris | Management | For | For |
| 1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1.9 | Elect Director James W. Owens | Management | For | For |
| 1.10 | Elect Director Virginia M. Rometty | Management | For | For |
| 1.11 | Elect Director Joan E. Spero | Management | For | For |
| 1.12 | Elect Director Sidney Taurel | Management | For | For |
| 1.13 | Elect Director Lorenzo H. Zambrano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
INTERNATIONAL RECTIFIER CORPORATION
MEETING DATE: NOV 06, 2012 | TICKER: IRF SECURITY ID: 460254105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Attiyeh | Management | For | For |
| 1.2 | Elect Director Mary B. Cranston | Management | For | For |
| 1.3 | Elect Director Richard J. Dahl | Management | For | For |
| 1.4 | Elect Director Dwight W. Decker | Management | For | For |
| 1.5 | Elect Director Didier Hirsch | Management | For | For |
| 1.6 | Elect Director Oleg Khaykin | Management | For | For |
| 1.7 | Elect Director Thomas A. Lacey | Management | For | For |
| 1.8 | Elect Director James D. Plummer | Management | For | For |
| 1.9 | Elect Director Barbara L. Rambo | Management | For | For |
| 1.10 | Elect Director Rochus E. Vogt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTERSIL CORPORATION
MEETING DATE: MAY 08, 2013 | TICKER: ISIL SECURITY ID: 46069S109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Necip Sayiner | Management | For | For |
| 1.2 | Elect Director Donald Macleod | Management | For | For |
| 1.3 | Elect Director Robert W. Conn | Management | For | For |
| 1.4 | Elect Director James V. Diller | Management | For | For |
| 1.5 | Elect Director Gary E. Gist | Management | For | For |
| 1.6 | Elect Director Mercedes Johnson | Management | For | For |
| 1.7 | Elect Director Gregory Lang | Management | For | For |
| 1.8 | Elect Director Jan Peeters | Management | For | For |
| 1.9 | Elect Director Robert N. Pokelwaldt | Management | For | For |
| 1.10 | Elect Director James A. Urry | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERXION HOLDING NV
MEETING DATE: JUN 26, 2013 | TICKER: INXN SECURITY ID: N47279109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Reelect Robert J. Baker as Non-Executive Director | Management | For | For |
| 3b | Reelect Jean F.H.P. Mandeville as Non-Executive Director | Management | For | For |
| 3c | Reelect David C. Ruberg as CEO | Management | For | For |
| 4 | Approve Adjustments to the Remuneration Policy for Executive and Non-Executive Directors | Management | For | For |
| 5 | Approve Remuneration of Non-Executive Board Members Re: Share Awards With Value of EUR 40,000 | Management | For | For |
| 6 | Ratify KPMG as Auditors | Management | For | For |
| 7 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
INTUIT INC.
MEETING DATE: JAN 17, 2013 | TICKER: INTU SECURITY ID: 461202103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher W. Brody | Management | For | For |
| 1b | Elect Director William V. Campbell | Management | For | For |
| 1c | Elect Director Scott D. Cook | Management | For | For |
| 1d | Elect Director Diane B. Greene | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director Dennis D. Powell | Management | For | For |
| 1h | Elect Director Brad D. Smith | Management | For | For |
| 1i | Elect Director Jeff Weiner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
INVENSENSE, INC.
MEETING DATE: SEP 14, 2012 | TICKER: INVN SECURITY ID: 46123D205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon Olson | Management | For | For |
| 1.2 | Elect Director Amit Shah | Management | For | For |
| 1.3 | Elect Director Yunbei 'Ben' Yu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
JA SOLAR HOLDINGS CO. LTD.
MEETING DATE: JUN 28, 2013 | TICKER: JASO SECURITY ID: 466090206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve to Re-elect Yuwen Zhao as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3 | Approve to Elect Shaohua Jia as Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 4 | Approve to Amend Article 2 of the Third Amended and Restated Articles of Association of the Company | Management | For | For |
| 5 | Other Business (Voting) | Management | For | Against |
| |
|---|
JABIL CIRCUIT, INC.
MEETING DATE: JAN 24, 2013 | TICKER: JBL SECURITY ID: 466313103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martha F. Brooks | Management | For | For |
| 1.2 | Elect Director Mel S. Lavitt | Management | For | For |
| 1.3 | Elect Director Timothy L. Main | Management | For | For |
| 1.4 | Elect Director Mark T. Mondello | Management | For | For |
| 1.5 | Elect Director Lawrence J. Murphy | Management | For | For |
| 1.6 | Elect Director Frank A. Newman | Management | For | For |
| 1.7 | Elect Director Steven A. Raymund | Management | For | For |
| 1.8 | Elect Director Thomas A. Sansone | Management | For | For |
| 1.9 | Elect Director David M. Stout | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
JACK HENRY & ASSOCIATES, INC.
MEETING DATE: NOV 14, 2012 | TICKER: JKHY SECURITY ID: 426281101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry D. Hall | Management | For | For |
| 1.2 | Elect Director Matthew C. Flanigan | Management | For | For |
| 1.3 | Elect Director Wesley A. Brown | Management | For | For |
| 1.4 | Elect Director Marla K. Shepard | Management | For | For |
| 1.5 | Elect Director John F. Prim | Management | For | For |
| 1.6 | Elect Director Thomas H. Wilson, Jr. | Management | For | For |
| 1.7 | Elect Director Jacque R. Fiegel | Management | For | For |
| 1.8 | Elect Director Thomas A. Wimsett | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
JDA SOFTWARE GROUP, INC.
MEETING DATE: NOV 13, 2012 | TICKER: JDAS SECURITY ID: 46612K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Michael Gullard | Management | For | For |
| 1.2 | Elect Director Richard Haddrill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
JDS UNIPHASE CORPORATION
MEETING DATE: NOV 14, 2012 | TICKER: JDSU SECURITY ID: 46612J507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.2 | Elect Director Harold L. Covert | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
JIVE SOFTWARE, INC.
MEETING DATE: MAY 21, 2013 | TICKER: JIVE SECURITY ID: 47760A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Goetz | Management | For | For |
| 1.2 | Elect Director William A. Lanfri | Management | For | For |
| 1.3 | Elect Director Ted E. Schlein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JSR CORP.
MEETING DATE: JUN 21, 2013 | TICKER: 4185 SECURITY ID: J2856K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 17 | Management | For | For |
| 2.1 | Elect Director Koshiba, Mitsunobu | Management | For | For |
| 2.2 | Elect Director Sato, Hozumi | Management | For | For |
| 2.3 | Elect Director Yoshida, Yoshinori | Management | For | For |
| 2.4 | Elect Director Hirano, Hayato | Management | For | For |
| 2.5 | Elect Director Goto, Takuya | Management | For | For |
| 2.6 | Elect Director Kariya, Michio | Management | For | For |
| 2.7 | Elect Director Yagi, Kazunori | Management | For | For |
| 3.1 | Appoint Statutory Auditor Uekusa, Hiroichi | Management | For | For |
| 3.2 | Appoint Statutory Auditor Kawasaki, Yasumi | Management | For | Against |
| 4 | Appoint Alternate Statutory Auditor Doi, Makoto | Management | For | For |
| 5 | Approve Annual Bonus Payment to Directors | Management | For | For |
| 6 | Amend Stock Option Plan Approved at 2007 AGM | Management | For | Abstain |
| |
|---|
JU TENG INTERNATIONAL HOLDINGS LTD.
MEETING DATE: MAY 14, 2013 | TICKER: 03336 SECURITY ID: G52105106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Hsieh Wan-Fu as Director | Management | For | Against |
| 3b | Elect Tsui Yung Kwok as Director | Management | For | Against |
| 3c | Elect Tsai Wen-Yu as Director | Management | For | Against |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 21, 2013 | TICKER: JNPR SECURITY ID: 48203R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KAKAKU.COM INC
MEETING DATE: JUN 25, 2013 | TICKER: 2371 SECURITY ID: J29258100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Management | For | For |
| 2.1 | Elect Director Hayashi, Kaoru | Management | For | For |
| 2.2 | Elect Director Tanaka, Minoru | Management | For | For |
| 2.3 | Elect Director Hata, Shonosuke | Management | For | For |
| 2.4 | Elect Director Ieuji, Taizo | Management | For | For |
| 2.5 | Elect Director Fujiwara, Kenji | Management | For | For |
| 2.6 | Elect Director Uemura, Hajime | Management | For | For |
| 2.7 | Elect Director Yuuki, Shingo | Management | For | For |
| 2.8 | Elect Director Murakami, Atsuhiro | Management | For | For |
| 2.9 | Elect Director Matsumoto, Oki | Management | For | For |
| 2.10 | Elect Director Hayakawa, Yoshiharu | Management | For | For |
| 2.11 | Elect Director Akiyama, Ryuuhei | Management | For | For |
| 3 | Appoint Statutory Auditor Sejimo, Shinichi | Management | For | Against |
| 4 | Appoint Alternate Statutory Auditor Ito, Tetsuo | Management | For | For |
| |
|---|
KEMET CORPORATION
MEETING DATE: JUL 26, 2012 | TICKER: KEM SECURITY ID: 488360207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Wilfried Backes | Management | For | For |
| 2 | Elect Director Gurminder S. Bedi | Management | For | For |
| 3 | Elect Director Per-Olof Loof | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KEYENCE CORP.
MEETING DATE: SEP 12, 2012 | TICKER: 6861 SECURITY ID: J32491102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
| 2 | Appoint Alternate Statutory Auditor Kitamura, Tomiji | Management | For | For |
| |
|---|
KEYENCE CORP.
MEETING DATE: JUN 13, 2013 | TICKER: 6861 SECURITY ID: J32491102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 45 | Management | For | For |
| 2.1 | Elect Director Takizaki, Takemitsu | Management | For | For |
| 2.2 | Elect Director Yamamoto, Akinori | Management | For | For |
| 2.3 | Elect Director Kanzawa, Akira | Management | For | For |
| 2.4 | Elect Director Kimura, Tsuyoshi | Management | For | For |
| 2.5 | Elect Director Ueda, Yoshihiro | Management | For | For |
| 2.6 | Elect Director Konishi, Masayuki | Management | For | For |
| 2.7 | Elect Director Ideno, Tomohide | Management | For | For |
| 2.8 | Elect Director Sasaki, Michio | Management | For | For |
| 3 | Appoint Statutory Auditor Kitayama, Hiroaki | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Kitamura, Tomiji | Management | For | For |
| |
|---|
KEYNOTE SYSTEMS, INC.
MEETING DATE: MAR 15, 2013 | TICKER: KEYN SECURITY ID: 493308100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Umang Gupta | Management | For | For |
| 1.2 | Elect Director Charles M. Boesenberg | Management | For | For |
| 1.3 | Elect Director Mohan Gyani | Management | For | For |
| 1.4 | Elect Director Jennifer M. Johnson | Management | For | For |
| 1.5 | Elect Director Raymond L. Ocampo Jr. | Management | For | For |
| 1.6 | Elect Director Anthony Sun | Management | For | For |
| 1.7 | Elect Director Mark Jung | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD.
MEETING DATE: MAY 08, 2013 | TICKER: 00268 SECURITY ID: G52568147
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Xu Shao Chun as Director | Management | For | Against |
| 2b | Elect Chen Deng Kun as Director | Management | For | Against |
| 2c | Elect Wu Cheng as Director | Management | For | Against |
| 2d | Elect Yang Jian as Director | Management | For | Against |
| 2e | Elect Dong Ming Zhu as Director | Management | For | Against |
| 3 | Authorize the Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
KLA-TENCOR CORPORATION
MEETING DATE: NOV 07, 2012 | TICKER: KLAC SECURITY ID: 482480100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Akins | Management | For | Withhold |
| 1.2 | Elect Director Robert T. Bond | Management | For | For |
| 1.3 | Elect Director Kiran M. Patel | Management | For | For |
| 1.4 | Elect Director David C. Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 01, 2012 | TICKER: LRCX SECURITY ID: 512807108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin B. Anstice | Management | For | For |
| 1.2 | Elect Director Eric K. Brandt | Management | For | For |
| 1.3 | Elect Director Michael R. Cannon | Management | For | For |
| 1.4 | Elect Director Youssef A. El-mansy | Management | For | For |
| 1.5 | Elect Director Christine A. Heckart | Management | For | For |
| 1.6 | Elect Director Grant M. Inman | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.9 | Elect Director Krishna C. Saraswat | Management | For | For |
| 1.10 | Elect Director William R. Spivey | Management | For | For |
| 1.11 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LEDLINK OPTICS INC
MEETING DATE: JUN 03, 2013 | TICKER: 5230 SECURITY ID: Y52236109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2012 Profit Distribution | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of Distributable Earnings | Management | For | For |
| 4 | Approve Amendments to Articles of Association | Management | For | For |
| 5 | Approve to Set up the Code of Business Conduct | Management | For | For |
| 6 | Approve to Set up the Code of Ethics | Management | For | For |
| |
|---|
LENOVO GROUP LIMITED (FORMERLY LEGEND GROUP LIMITED)
MEETING DATE: JUL 03, 2012 | TICKER: 00992 SECURITY ID: Y5257Y107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Zhao John Huan as Director | Management | For | For |
| 3b | Reelect Nobuyuki Idei as Director | Management | For | For |
| 3c | Reelect Zhu Linan as Director | Management | For | For |
| 3d | Reelect Ma Xuezheng as Director | Management | For | For |
| 3e | Reelect Ting Lee Sen as Director | Management | For | For |
| 3f | Reelect William O. Grabe as Director | Management | For | For |
| 3g | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
LINKEDIN CORPORATION
MEETING DATE: JUN 13, 2013 | TICKER: LNKD SECURITY ID: 53578A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. George "Skip" Battle | Management | For | For |
| 1.2 | Elect Director Michael J. Moritz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LIVEPERSON, INC.
MEETING DATE: JUN 06, 2013 | TICKER: LPSN SECURITY ID: 538146101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William G. Wesemann | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LOGMEIN, INC.
MEETING DATE: MAY 23, 2013 | TICKER: LOGM SECURITY ID: 54142L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory Hughes | Management | For | For |
| 1.2 | Elect Director Irfan Salim | Management | For | Withhold |
| 1.3 | Elect Director Hilary Schneider | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
LSI CORPORATION
MEETING DATE: MAY 09, 2013 | TICKER: LSI SECURITY ID: 502161102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles A. Haggerty | Management | For | For |
| 1b | Elect Director Richard S. Hill | Management | For | For |
| 1c | Elect Director John H.F. Miner | Management | For | For |
| 1d | Elect Director Arun Netravali | Management | For | For |
| 1e | Elect Director Charles C. Pope | Management | For | For |
| 1f | Elect Director Gregorio Reyes | Management | For | For |
| 1g | Elect Director Michael G. Strachan | Management | For | For |
| 1h | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1i | Elect Director Susan M. Whitney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
M3 INC
MEETING DATE: JUN 24, 2013 | TICKER: 2413 SECURITY ID: J4697J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 1200 | Management | For | For |
| 2 | Appoint Statutory Auditor Toyama, Ryoko | Management | For | For |
| 3 | Approve Stock Option Plan and Deep Discount Stock Option Plan | Management | For | For |
| |
|---|
MAGNACHIP SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 29, 2013 | TICKER: MX SECURITY ID: 55933J203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randal Klein | Management | For | For |
| 1.2 | Elect Director Nader Tavakoli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MAIL RU GROUP LTD.
MEETING DATE: JUN 07, 2013 | TICKER: MAIL SECURITY ID: 560317109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Annual Report | Management | None | None |
| 2.1 | Elect Brett Armitage as Director | Management | None | For |
| 2.2 | Elect Boris Dobrodeev as Director | Management | None | For |
| 2.3 | Elect Dmitry Grishin as Director | Management | None | For |
| 2.4 | Elect Matthew Hammond as Director | Management | None | For |
| 2.5 | Elect Charles Searle as Director | Management | None | For |
| 2.6 | Elect Vasileios Sgourdos as Director | Management | None | For |
| 2.7 | Elect Mark Sorour as Director | Management | None | For |
| 2.8 | Elect Vladimir Streshinskiy as Director | Management | None | For |
| 2.9 | Elect Ivan Tavrin as Director | Management | None | For |
| 2.10 | Elect Verdi Israelyan as Director | Management | None | For |
| |
|---|
MANHATTAN ASSOCIATES, INC.
MEETING DATE: MAY 16, 2013 | TICKER: MANH SECURITY ID: 562750109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Huntz | Management | For | For |
| 1.2 | Elect Director Dan J. Lautenbach | Management | For | For |
| 1.3 | Elect Director Thomas E. Noonan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD.
MEETING DATE: JUN 26, 2013 | TICKER: MRVL SECURITY ID: G5876H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sehat Sutardja | Management | For | For |
| 1b | Elect Director Juergen Gromer | Management | For | For |
| 1c | Elect Director John G. Kassakian | Management | For | For |
| 1d | Elect Director Arturo Krueger | Management | For | For |
| 1e | Elect Director Randhir Thakur | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 18, 2013 | TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Nancy J. Karch | Management | For | For |
| 1g | Elect Director Marc Olivie | Management | For | For |
| 1h | Elect Director Rima Qureshi | Management | For | For |
| 1i | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1j | Elect Director Mark Schwartz | Management | For | For |
| 1k | Elect Director Jackson P. Tai | Management | For | For |
| 1l | Elect Director Edward Suning Tian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: NOV 14, 2012 | TICKER: MXIM SECURITY ID: 57772K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tunc Doluca | Management | For | For |
| 1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
| 1.3 | Elect Director James R. Bergman | Management | For | For |
| 1.4 | Elect Director Joseph R. Bronson | Management | For | For |
| 1.5 | Elect Director Robert E. Grady | Management | For | For |
| 1.6 | Elect Director William D. Watkins | Management | For | For |
| 1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MEDIATEK INC.
MEETING DATE: OCT 12, 2012 | TICKER: 2454 SECURITY ID: Y5945U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Issuance of New Shares for the Merger of Mstar Semiconductor, Inc. | Management | For | For |
| 2 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
MEDIATEK INC.
MEETING DATE: JUN 21, 2013 | TICKER: 2454 SECURITY ID: Y5945U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 4 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
MELLANOX TECHNOLOGIES, LTD.
MEETING DATE: JUN 03, 2013 | TICKER: MLNX SECURITY ID: M51363113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Eyal Waldman as Director | Management | For | For |
| 1.2 | Elect Dov Baharav as Director | Management | For | For |
| 1.3 | Elect Glenda Dorchak as Director | Management | For | For |
| 1.4 | Elect Irwin Federman as Director | Management | For | For |
| 1.5 | Elect Thomas Weatherford as Director | Management | For | For |
| 2.1 | Elect Amal M. Johnson as Director | Management | For | For |
| 2.2 | Elect Thomas J. Riordan as Director | Management | For | For |
| 3 | Appoint Eyal Waldman as Chairman of the Board of Directors for an Additional Three-year Term | Management | For | For |
| 4 | Approve Bonus/Compensation/Remuneration of Eyal Waldman | Management | For | For |
| 5 | Approve Restricted Stock Units to Eyal Waldman | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Amend Annual Retainer Fees Paid to Non-employee Directors | Management | For | For |
| 8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MERCADOLIBRE, INC.
MEETING DATE: JUN 14, 2013 | TICKER: MELI SECURITY ID: 58733R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Emiliano Calemzuk | Management | For | For |
| 1.2 | Elect Director Marcos Galperin | Management | For | For |
| 1.3 | Elect Director Veronica Allende Serra | Management | For | For |
| 1.4 | Elect Director Meyer Malka | Management | For | For |
| 1.5 | Elect Director Javier Olivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: JAN 22, 2013 | TICKER: MU SECURITY ID: 595112103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Patrick J. Byrne | Management | For | For |
| 1.3 | Elect Director D. Mark Durcan | Management | For | For |
| 1.4 | Elect Director Mercedes Johnson | Management | For | For |
| 1.5 | Elect Director Lawrence N. Mondry | Management | For | For |
| 1.6 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICRONICS JAPAN CO.
MEETING DATE: DEC 21, 2012 | TICKER: 6871 SECURITY ID: J4238M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Accounting Transfers | Management | For | For |
| 2.1 | Elect Director Hasegawa, Masayoshi | Management | For | For |
| 2.2 | Elect Director Inoue, Tatsuo | Management | For | For |
| 2.3 | Elect Director Igarashi, Takahiro | Management | For | For |
| 2.4 | Elect Director Saito, Futoru | Management | For | For |
| 2.5 | Elect Director Maruyama, Tsutomu | Management | For | For |
| 2.6 | Elect Director Furuyama, Mitsuru | Management | For | For |
| 3.1 | Appoint Statutory Auditor Kurasawa, Tooru | Management | For | For |
| 3.2 | Appoint Statutory Auditor Hijiya, Kengo | Management | For | For |
| 3.3 | Appoint Statutory Auditor Uchiyama, Tadaaki | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 28, 2012 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates, III | Management | For | For |
| 4 | Elect Director Maria M. Klawe | Management | For | For |
| 5 | Elect Director Stephen J. Luczo | Management | For | For |
| 6 | Elect Director David F. Marquardt | Management | For | For |
| 7 | Elect Director Charles H. Noski | Management | For | For |
| 8 | Elect Director Helmut Panke | Management | For | For |
| 9 | Elect Director John W. Thompson | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
MICROSTRATEGY INCORPORATED
MEETING DATE: MAY 15, 2013 | TICKER: MSTR SECURITY ID: 594972408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Saylor | Management | For | For |
| 1.2 | Elect Director Sanju K. Bansal | Management | For | For |
| 1.3 | Elect Director Matthew W. Calkins | Management | For | For |
| 1.4 | Elect Director Robert H. Epstein | Management | For | For |
| 1.5 | Elect Director David W. LaRue | Management | For | For |
| 1.6 | Elect Director Jarrod M. Patten | Management | For | For |
| 1.7 | Elect Director Carl J. Rickertsen | Management | For | For |
| 1.8 | Elect Director Thomas P. Spahr | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MILLENNIAL MEDIA, INC.
MEETING DATE: JUN 11, 2013 | TICKER: MM SECURITY ID: 60040N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul J. Palmieri | Management | For | For |
| 1.2 | Elect Director Wenda Harris Millard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MINDSPEED TECHNOLOGIES, INC.
MEETING DATE: FEB 12, 2013 | TICKER: MSPD SECURITY ID: 602682205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Conrad | Management | For | Withhold |
| 1.2 | Elect Director Jerre L. Stead | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
MIRLE AUTOMATION CORP
MEETING DATE: JUN 19, 2013 | TICKER: 2464 SECURITY ID: Y6076J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report, Financial Statements and Consolidated Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 5.1 | Elect Hong Sun, with Shareholder No.7 and ID A101656249, as Director | Shareholder | None | Against |
| 5.2 | Elect Wei Zhen Li, a Representative of Lian Sheng Investment Co., Ltd with Shareholder No.12419260/4, as Director | Shareholder | None | Against |
| 5.3 | Elect a Representative of I-MEI Foods Co., Ltd. with Shareholder No.11768704 / 557, as Director | Shareholder | None | Against |
| 5.4 | Elect Jing Yi Wang, with ID N100305897, as Independent Director | Management | For | For |
| 5.5 | Elect Jia Ming Xu, with shareholder No.293 and ID A104212874, as Independent Director | Management | For | For |
| 5.6 | Elect Chi Ming Gao, with Shareholder No.321 and ID A101944208, as Supervisor | Shareholder | None | Abstain |
| 5.7 | Elect Jun De Chang, with Shareholder No. 38577 and ID F102378918, as Supervisor | Shareholder | None | Abstain |
| 5.8 | Elect Chang Hsu, with ID A101531934, as Supervisor | Shareholder | None | Abstain |
| 6 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | Abstain |
| 7 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 13, 2013 | TICKER: MPWR SECURITY ID: 609839105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert Chang | Management | For | For |
| 1.2 | Elect Director Eugen Elmiger | Management | For | For |
| 1.3 | Elect Director Michael R. Hsing | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MOTOROLA SOLUTIONS, INC.
MEETING DATE: MAY 06, 2013 | TICKER: MSI SECURITY ID: 620076307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory Q. Brown | Management | For | For |
| 1b | Elect Director William J. Bratton | Management | For | For |
| 1c | Elect Director Kenneth C. Dahlberg | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Michael V. Hayden | Management | For | For |
| 1f | Elect Director Judy C. Lewent | Management | For | For |
| 1g | Elect Director Anne R. Pramaggiore | Management | For | For |
| 1h | Elect Director Samuel C. Scott, III | Management | For | For |
| 1i | Elect Director Bradley E. Singer | Management | For | For |
| 1j | Elect Director John A. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Encourage Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
MSTAR SEMICONDUCTOR INC.
MEETING DATE: OCT 12, 2012 | TICKER: 3697 SECURITY ID: G6320A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement with MediaTek Inc. | Management | For | For |
| 2 | Approve the Cancelation of Public Issuance, Termination of Listing, and Disbanding Matters | Management | For | For |
| |
|---|
MSTAR SEMICONDUCTOR INC.
MEETING DATE: JUN 28, 2013 | TICKER: 3697 SECURITY ID: G6320A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Consolidated Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3.1 | Elect GON-WEI LIANG, with Shareholder No. 0xx5, as Director | Shareholder | None | For |
| 3.2 | Elect HAN-FEI LIN, with Shareholder No. 3XX0, as Director | Shareholder | None | For |
| 3.3 | Elect DA-WEI GUO, with Shareholder No. 6XX3, as Independent Director | Management | For | For |
| 3.4 | Elect LING-TAI ZHOU, with Shareholder No. 6XX4, as Independent Director | Management | For | For |
| 3.5 | Elect XIU-WEI LIN, with Shareholder No. 6XX5, as Independent Director | Management | For | For |
| |
|---|
NANOMETRICS INCORPORATED
MEETING DATE: MAY 24, 2013 | TICKER: NANO SECURITY ID: 630077105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard A. Bain, III | Management | For | For |
| 1.2 | Elect Director J. Thomas Bentley | Management | For | For |
| 1.3 | Elect Director Edward J. Brown, Jr. | Management | For | For |
| 1.4 | Elect Director William G. Oldham | Management | For | For |
| 1.5 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.6 | Elect Director Timothy J. Stultz | Management | For | For |
| 1.7 | Elect Director Bruce C. Rhine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL INSTRUMENTS CORPORATION
MEETING DATE: MAY 14, 2013 | TICKER: NATI SECURITY ID: 636518102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Truchard | Management | For | For |
| 1.2 | Elect Director John M. Berra | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
NETAPP, INC.
MEETING DATE: AUG 31, 2012 | TICKER: NTAP SECURITY ID: 64110D104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
| 1.2 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.3 | Elect Director Thomas Georgens | Management | For | For |
| 1.4 | Elect Director Jeffry R. Allen | Management | For | For |
| 1.5 | Elect Director Alan L. Earhart | Management | For | For |
| 1.6 | Elect Director Gerald Held | Management | For | For |
| 1.7 | Elect Director T. Michael Nevens | Management | For | For |
| 1.8 | Elect Director George T. Shaheen | Management | For | For |
| 1.9 | Elect Director Robert T. Wall | Management | For | For |
| 1.10 | Elect Director Richard P. Wallace | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
| |
|---|
NETSUITE INC.
MEETING DATE: MAY 22, 2013 | TICKER: N SECURITY ID: 64118Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Beane III | Management | For | For |
| 1.2 | Elect Director Deborah Farrington | Management | For | For |
| 1.3 | Elect Director Edward Zander | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NHN CORP.
MEETING DATE: MAR 29, 2013 | TICKER: 035420 SECURITY ID: Y6347M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 616 per Share | Management | For | For |
| 2.1 | Elect Kim Soo-Wook as Outside Director | Management | For | For |
| 2.2 | Elect Lee Moon-Ja as Outside Director | Management | For | For |
| 2.3 | Elect Jeong Eui-Jong as Outside Director | Management | For | For |
| 2.4 | Elect Hong Joon-Pyo as Outside Director | Management | For | For |
| 3.1 | Elect Kim Soo-Wook as Member of Audit Committee | Management | For | For |
| 3.2 | Elect Jeong Eui-Jong as Member of Audit Committee | Management | For | For |
| 3.3 | Elect Hong Joon-Pyo as Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
NHN CORP.
MEETING DATE: JUN 28, 2013 | TICKER: 035420 SECURITY ID: Y6347M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Spin-Off Agreement | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| |
|---|
NINTENDO CO. LTD.
MEETING DATE: JUN 27, 2013 | TICKER: 7974 SECURITY ID: J51699106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
| 2.1 | Elect Director Iwata, Satoru | Management | For | For |
| 2.2 | Elect Director Takeda, Genyo | Management | For | For |
| 2.3 | Elect Director Miyamoto, Shigeru | Management | For | For |
| 2.4 | Elect Director Kimishima, Tatsumi | Management | For | For |
| 2.5 | Elect Director Takemura, Kaoru | Management | For | For |
| 2.6 | Elect Director Takahashi, Shigeyuki | Management | For | For |
| 2.7 | Elect Director Yamato, Satoshi | Management | For | For |
| 2.8 | Elect Director Tanaka, Susumu | Management | For | For |
| 2.9 | Elect Director Takahashi, Shinya | Management | For | For |
| 2.10 | Elect Director Shinshi, Hirokazu | Management | For | For |
| |
|---|
NIPPON THOMPSON CO. LTD.
MEETING DATE: JUN 27, 2013 | TICKER: 6480 SECURITY ID: J56257116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 4 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Miyachi, Shigeki | Management | For | For |
| 3.2 | Elect Director Kondo, Toshio | Management | For | For |
| 3.3 | Elect Director Tanaka, Kazuhiko | Management | For | For |
| 3.4 | Elect Director Hattori, Shinichi | Management | For | For |
| 3.5 | Elect Director Akimoto, Toshitaka | Management | For | For |
| 3.6 | Elect Director Tanaka, Kiyoharu | Management | For | For |
| 3.7 | Elect Director Kimura, Toshinao | Management | For | For |
| 3.8 | Elect Director Miura, Toshio | Management | For | For |
| 3.9 | Elect Director Shimomura, Koji | Management | For | For |
| 3.10 | Elect Director Yoneda, Michio | Management | For | For |
| 3.11 | Elect Director Takei, Yoichi | Management | For | For |
| 4 | Appoint Statutory Auditor Nasu, Taketo | Management | For | For |
| 5 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
| |
|---|
NISSHA PRINTING CO. LTD.
MEETING DATE: JUN 21, 2013 | TICKER: 7915 SECURITY ID: J57547101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Suzuki, Junya | Management | For | For |
| 1.2 | Elect Director Hashimoto, Takao | Management | For | For |
| 1.3 | Elect Director Shibata, Takuji | Management | For | For |
| 1.4 | Elect Director Nishihara, Hayato | Management | For | For |
| 1.5 | Elect Director Tsuji, Yoshiharu | Management | For | For |
| 1.6 | Elect Director Kubota, Tamio | Management | For | For |
| 1.7 | Elect Director Kojima, Kenji | Management | For | For |
| 2 | Appoint Statutory Auditor Matsumiya, Yoshitaka | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Nakano, Yuusuke | Management | For | For |
| 4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
| |
|---|
NITTO DENKO CORP.
MEETING DATE: JUN 21, 2013 | TICKER: 6988 SECURITY ID: J58472119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
| 2 | Approve Annual Bonus Payment to Directors | Management | For | For |
| 3.1 | Elect Director Nagira, Yukio | Management | For | For |
| 3.2 | Elect Director Aizawa, Kaoru | Management | For | For |
| 3.3 | Elect Director Takasaki, Hideo | Management | For | For |
| 3.4 | Elect Director Sakuma, Yoichiro | Management | For | For |
| 3.5 | Elect Director Omote, Toshihiko | Management | For | For |
| 3.6 | Elect Director Takeuchi, Toru | Management | For | For |
| 3.7 | Elect Director Furuse, Yoichiro | Management | For | For |
| 3.8 | Elect Director Mizukoshi, Koshi | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | For |
| |
|---|
NOVATEK MICROELECTRONICS CORP. LTD.
MEETING DATE: JUN 11, 2013 | TICKER: 3034 SECURITY ID: Y64153102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 5 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 6 | Elect Director, a Representative of UMC with Shareholder No.1 | Shareholder | None | Against |
| 7 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | Abstain |
| |
|---|
NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 25, 2013 | TICKER: NUAN SECURITY ID: 67020Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul A. Ricci | Management | For | For |
| 1b | Elect Director Robert G. Teresi | Management | For | For |
| 1c | Elect Director Robert J. Frankenberg | Management | For | For |
| 1d | Elect Director Katharine A. Martin | Management | For | For |
| 1e | Elect Director Patrick T. Hackett | Management | For | For |
| 1f | Elect Director William H. Janeway | Management | For | For |
| 1g | Elect Director Mark B. Myers | Management | For | For |
| 1h | Elect Director Philip J. Quigley | Management | For | For |
| 1i | Elect Director Mark R. Laret | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NVC LIGHTING HOLDING LTD
MEETING DATE: JUN 21, 2013 | TICKER: 02222 SECURITY ID: G6700A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Zhu Hai as Director | Management | For | Against |
| 4 | Elect Wang Jinsui as Director | Management | For | Against |
| 5 | Elect Yung Tse Kwong Steven as Director | Management | For | For |
| 6 | Elect Lee Kong Wai Conway as Director | Management | For | For |
| 7 | Elect Wang Donglei as Director | Management | For | Against |
| 8 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 9 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Elect Wu Changjiang as Director | Shareholder | None | Against |
| 12 | Elect Wang Dongming as Director | Shareholder | None | Against |
| 13 | Elect Wu Ling as Director | Shareholder | None | For |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: MAY 15, 2013 | TICKER: NVDA SECURITY ID: 67066G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Tench Coxe | Management | For | For |
| 1b | Elect Director James C. Gaither | Management | For | For |
| 1c | Elect Director Jen-Hsun Huang | Management | For | For |
| 1d | Elect Director Mark L. Perry | Management | For | For |
| 1e | Elect Director A. Brooke Seawell | Management | For | For |
| 1f | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: MAY 30, 2013 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Elect R.L. Clemmer as Director | Management | For | Against |
| 3b | Elect Peter Bonfield as Director | Management | For | Against |
| 3c | Elect J.P. Huth as Director | Management | For | Against |
| 3d | Elect E. Durban as Director | Management | For | Against |
| 3e | Elect K.A. Goldman as Director | Management | For | For |
| 3f | Elect J. Kaeser as Director | Management | For | For |
| 3g | Elect I. Loring as Director | Management | For | Against |
| 3h | Elect M. Plantevin as Director | Management | For | Against |
| 3i | Elect V. Bhatia as Director | Management | For | For |
| 3j | Elect R. MacKenzie as Director | Management | For | Against |
| 3k | Elect Jean-Pierre Saad as Director | Management | For | Against |
| 4 | Authorize Repurchase of Up to 50 Percent of Issued Share Capital | Management | For | For |
| 5 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
O2MICRO INTERNATIONAL LTD.
MEETING DATE: JUN 24, 2013 | TICKER: OIIM SECURITY ID: 67107W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Michael Austin as Director | Management | For | For |
| 1b | Elect Shoji Akutsu as Director | Management | For | For |
| 1c | Elect Zhuoping Yu as Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve to Appoint Deloitte & Touche as Auditors of the Company | Management | For | For |
| |
|---|
OMNIVISION TECHNOLOGIES, INC.
MEETING DATE: SEP 27, 2012 | TICKER: OVTI SECURITY ID: 682128103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph Jeng | Management | For | For |
| 1.2 | Elect Director Dwight Steffensen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OMRON CORP.
MEETING DATE: JUN 20, 2013 | TICKER: 6645 SECURITY ID: J61374120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 23 | Management | For | For |
| 2.1 | Elect Director Tateishi, Fumio | Management | For | For |
| 2.2 | Elect Director Yamada, Yoshihito | Management | For | For |
| 2.3 | Elect Director Morishita, Yoshinobu | Management | For | For |
| 2.4 | Elect Director Sakumiya, Akio | Management | For | For |
| 2.5 | Elect Director Suzuki, Yoshinori | Management | For | For |
| 2.6 | Elect Director Toyama, Kazuhiko | Management | For | For |
| 2.7 | Elect Director Kobayashi, Eizo | Management | For | For |
| 3.1 | Appoint Statutory Auditor Tsuda, Masayuki | Management | For | For |
| 3.2 | Appoint Statutory Auditor Matsumoto, Yoshihumi | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Watanabe, Toru | Management | For | For |
| 5 | Approve Annual Bonus Payment to Directors | Management | For | For |
| |
|---|
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 15, 2013 | TICKER: ONNN SECURITY ID: 682189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Daniel McCranie | Management | For | For |
| 1.2 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 1.3 | Elect Director Teresa M. Ressel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
OPEN TEXT CORPORATION
MEETING DATE: SEP 27, 2012 | TICKER: OTC SECURITY ID: 683715106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director P. Thomas Jenkins | Management | For | For |
| 1.2 | Elect Director Mark Barrenechea | Management | For | For |
| 1.3 | Elect Director Randy Fowlie | Management | For | For |
| 1.4 | Elect Director Gail Hamilton | Management | For | For |
| 1.5 | Elect Director Brian J. Jackman | Management | For | Withhold |
| 1.6 | Elect Director Stephen J. Sadler | Management | For | For |
| 1.7 | Elect Director Michael Slaunwhite | Management | For | Withhold |
| 1.8 | Elect Director Katharine B. Stevenson | Management | For | For |
| 1.9 | Elect Director Deborah Weinstein | Management | For | Withhold |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| |
|---|
OPLINK COMMUNICATIONS, INC.
MEETING DATE: NOV 07, 2012 | TICKER: OPLK SECURITY ID: 68375Q403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tim Christoffersen | Management | For | Withhold |
| 1.2 | Elect Director Jesse W. Jack | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ORACLE CORPORATION
MEETING DATE: NOV 07, 2012 | TICKER: ORCL SECURITY ID: 68389X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd | Management | For | For |
| 1.11 | Elect Director Donald L. Lucas | Management | For | For |
| 1.12 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Adopt Retention Ratio for Executives/Directors | Shareholder | Against | Against |
| 8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
PANDORA MEDIA, INC.
MEETING DATE: JUN 05, 2013 | TICKER: P SECURITY ID: 698354107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M.P. Feuille | Management | For | For |
| 1.2 | Elect Director Peter Gotcher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PAYCHEX, INC.
MEETING DATE: OCT 23, 2012 | TICKER: PAYX SECURITY ID: 704326107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director B. Thomas Golisano | Management | For | For |
| 1b | Elect Director Joseph G. Doody | Management | For | For |
| 1c | Elect Director David J. S. Flaschen | Management | For | For |
| 1d | Elect Director Phillip Horsley | Management | For | For |
| 1e | Elect Director Grant M. Inman | Management | For | For |
| 1f | Elect Director Pamela A. Joseph | Management | For | For |
| 1g | Elect Director Martin Mucci | Management | For | For |
| 1h | Elect Director Joseph M. Tucci | Management | For | For |
| 1i | Elect Director Joseph M. Velli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PCHOME ONLINE INC.
MEETING DATE: JUN 26, 2013 | TICKER: 8044 SECURITY ID: Y6801R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 5 | Elect Director No.1 | Shareholder | None | Abstain |
| |
|---|
PEGASYSTEMS INC.
MEETING DATE: MAY 22, 2013 | TICKER: PEGA SECURITY ID: 705573103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Gyenes | Management | For | For |
| 1.2 | Elect Director Richard H. Jones | Management | For | For |
| 1.3 | Elect Director Steven F. Kaplan | Management | For | For |
| 1.4 | Elect Director James P. O'Halloran | Management | For | For |
| 1.5 | Elect Director Alan Trefler | Management | For | For |
| 1.6 | Elect Director Larry Weber | Management | For | For |
| 1.7 | Elect Director William W. Wyman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PERFECT WORLD CO., LTD.
MEETING DATE: NOV 18, 2012 | TICKER: PWRD SECURITY ID: 71372U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Appoint PricewaterhouseCoopers as the Audit Firm | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
PHISON ELECTRONICS CORP.
MEETING DATE: JUN 11, 2013 | TICKER: 8299 SECURITY ID: Y7136T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 5 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| |
|---|
PMC-SIERRA, INC.
MEETING DATE: MAY 01, 2013 | TICKER: PMCS SECURITY ID: 69344F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.2 | Elect Director James V. Diller, Sr. | Management | For | For |
| 1.3 | Elect Director Michael R. Farese | Management | For | For |
| 1.4 | Elect Director Jonathan J. Judge | Management | For | For |
| 1.5 | Elect Director Michael A. Klayko | Management | For | For |
| 1.6 | Elect Director William H. Kurtz | Management | For | For |
| 1.7 | Elect Director Gregory S. Lang | Management | For | For |
| 1.8 | Elect Director Richard N. Nottenburg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POLYCOM, INC.
MEETING DATE: JUN 05, 2013 | TICKER: PLCM SECURITY ID: 73172K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew M. Miller | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 1.3 | Elect Director David G. DeWalt | Management | None | None |
| 1.4 | Elect Director John A. Kelley, Jr. | Management | For | For |
| 1.5 | Elect Director D. Scott Mercer | Management | For | For |
| 1.6 | Elect Director William A. Owens | Management | For | For |
| 1.7 | Elect Director Kevin T. Parker | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
POWER INTEGRATIONS, INC.
MEETING DATE: JUN 03, 2013 | TICKER: POWI SECURITY ID: 739276103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Balu Balakrishnan | Management | For | For |
| 1.2 | Elect Director Alan D. Bickell | Management | For | For |
| 1.3 | Elect Director Nicholas E. Brathwaite | Management | For | For |
| 1.4 | Elect Director William George | Management | For | For |
| 1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.6 | Elect Director E. Floyd Kvamme | Management | For | For |
| 1.7 | Elect Director Steven J. Sharp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PRICELINE.COM INCORPORATED
MEETING DATE: JUN 06, 2013 | TICKER: PCLN SECURITY ID: 741503403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tim Armstrong | Management | For | For |
| 1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.9 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
PROGRESS SOFTWARE CORPORATION
MEETING DATE: JUN 06, 2013 | TICKER: PRGS SECURITY ID: 743312100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry N. Bycoff | Management | For | For |
| 1.2 | Elect Director John R. Egan | Management | For | For |
| 1.3 | Elect Director Ram Gupta | Management | For | For |
| 1.4 | Elect Director Charles F. Kane | Management | For | For |
| 1.5 | Elect Director David A. Krall | Management | For | For |
| 1.6 | Elect Director Michael L. Mark | Management | For | For |
| 1.7 | Elect Director Philip M. Pead | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PROS HOLDINGS, INC.
MEETING DATE: JUN 04, 2013 | TICKER: PRO SECURITY ID: 74346Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andres D. Reiner | Management | For | For |
| 1.2 | Elect Director Ronald F. Woestemeyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
PTC INC
MEETING DATE: MAR 06, 2013 | TICKER: PMTC SECURITY ID: 699173209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas F. Bogan | Management | For | For |
| 1.2 | Elect Director Michael E. Porter | Management | For | For |
| 1.3 | Elect Director Robert P. Schechter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
QLIK TECHNOLOGIES INC.
MEETING DATE: MAY 15, 2013 | TICKER: QLIK SECURITY ID: 74733T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Gavin, Jr. | Management | For | For |
| 1.2 | Elect Director Alexander Ott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 05, 2013 | TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Duane A. Nelles | Management | For | For |
| 1i | Elect Director Francisco Ros | Management | For | For |
| 1j | Elect Director Brent Scowcroft | Management | For | For |
| 1k | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUANTA COMPUTER INC.
MEETING DATE: JUN 24, 2013 | TICKER: 2382 SECURITY ID: Y7174J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 4 | Approve Amendments to Articles of Association | Management | For | For |
| 5.1 | Elect Barry Lam as Director | Management | For | Against |
| 5.2 | Elect C. C. Leung as Director | Management | For | Against |
| 5.3 | Elect C. T. Huang as Director | Management | For | Against |
| 5.4 | Elect Wei-Ta Pan as Independent Director | Management | For | For |
| 5.5 | Elect Chi-Chih, Lu as Independent Director | Management | For | For |
| 5.6 | Elect S. C. Liang as Supervisor | Management | For | For |
| 5.7 | Elect Cheng-Lin, Lee as Supervisor | Management | For | For |
| 5.8 | Elect Ching-Yi, Chang as Supervisor | Management | For | For |
| 6 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| 7 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
RACKSPACE HOSTING, INC.
MEETING DATE: MAY 02, 2013 | TICKER: RAX SECURITY ID: 750086100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Lanham Napier | Management | For | For |
| 1.2 | Elect Director George J. Still, Jr. | Management | For | For |
| 1.3 | Elect Director Michael Sam Gilliland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RADIANT OPTO-ELECTRONICS CORP.
MEETING DATE: JUN 13, 2013 | TICKER: 6176 SECURITY ID: Y7174K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Issuance of New Shares through Capitalization of Distributable Earnings | Management | For | For |
| 4 | Approve Amendments to Articles of Association | Management | For | For |
| 5 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 6 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 7 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| |
|---|
RAKUTEN CO.
MEETING DATE: MAR 28, 2013 | TICKER: 4755 SECURITY ID: J64264104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
| 1.2 | Elect Director Kunishige, Atsushi | Management | For | For |
| 1.3 | Elect Director Kobayashi, Masatada | Management | For | For |
| 1.4 | Elect Director Shimada, Toru | Management | For | For |
| 1.5 | Elect Director Sugihara, Akio | Management | For | For |
| 1.6 | Elect Director Takeda, Kazunori | Management | For | For |
| 1.7 | Elect Director Yasutake, Hiroaki | Management | For | For |
| 1.8 | Elect Director Yamada, Yoshihisa | Management | For | For |
| 1.9 | Elect Director Charles B. Baxter | Management | For | For |
| 1.10 | Elect Director Kusano, Koichi | Management | For | For |
| 1.11 | Elect Director Kutaragi, Ken | Management | For | For |
| 1.12 | Elect Director Joshua G. James | Management | For | Against |
| 1.13 | Elect Director Fukino, Hiroshi | Management | For | For |
| 1.14 | Elect Director Murai, Jun | Management | For | For |
| 1.15 | Elect Director Hyakuno, Kentaro | Management | For | For |
| 2 | Appoint Statutory Auditor Kunitake, Tanekiyo | Management | For | Against |
| 3 | Approve Deep Discount Stock Option Plan | Management | For | For |
| |
|---|
RAMBUS INC.
MEETING DATE: APR 25, 2013 | TICKER: RMBS SECURITY ID: 750917106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald D. Black | Management | For | For |
| 1.2 | Elect Director Penelope A. Herscher | Management | For | For |
| 1.3 | Elect Director David Shrigley | Management | For | For |
| 1.4 | Elect Director Eric Stang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REACHLOCAL, INC.
MEETING DATE: MAY 22, 2013 | TICKER: RLOC SECURITY ID: 75525F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zorik Gordon | Management | For | For |
| 1.2 | Elect Director Robert Dykes | Management | For | For |
| 1.3 | Elect Director Alan Salzman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REALD INC.
MEETING DATE: AUG 02, 2012 | TICKER: RLD SECURITY ID: 75604L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.2 | Elect Director Sherry Lansing | Management | For | For |
| 1.3 | Elect Director Richard Grand-Jean | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REALPAGE, INC.
MEETING DATE: MAY 31, 2013 | TICKER: RP SECURITY ID: 75606N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen T. Winn | Management | For | For |
| 1.2 | Elect Director Jason A. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RED HAT, INC.
MEETING DATE: AUG 09, 2012 | TICKER: RHT SECURITY ID: 756577102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Marye Anne Fox | Management | For | For |
| 2 | Elect Director Donald H. Livingstone | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
REDINGTON (INDIA) LIMITED
MEETING DATE: SEP 28, 2012 | TICKER: 532805 SECURITY ID: Y72020111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Transfer of the Company's Supply Chain Business to a Wholly-Owned Subsidiary | Management | For | For |
| 2 | Amend Object Clause of Memorandum of Association | Management | For | For |
| |
|---|
RESPONSYS, INC.
MEETING DATE: MAY 29, 2013 | TICKER: MKTG SECURITY ID: 761248103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Frick | Management | For | For |
| 1.2 | Elect Director Gregory C. Gretsch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RF MICRO DEVICES, INC.
MEETING DATE: AUG 16, 2012 | TICKER: RFMD SECURITY ID: 749941100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director John R. Harding | Management | For | For |
| 1.6 | Elect Director Masood A. Jabbar | Management | For | For |
| 1.7 | Elect Director Casimir S. Skrzypczak | Management | For | For |
| 1.8 | Elect Director Erik H. van der Kaay | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 22, 2013 | TICKER: RVBD SECURITY ID: 768573107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Floyd | Management | For | For |
| 1.2 | Elect Director Christopher J. Schaepe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
RUBICON TECHNOLOGY, INC.
MEETING DATE: JUN 26, 2013 | TICKER: RBCN SECURITY ID: 78112T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don N. Aquilano | Management | For | For |
| 1.2 | Elect Director Donald R. Caldwell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
MEETING DATE: MAR 20, 2013 | TICKER: CRM SECURITY ID: 79466L302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
MEETING DATE: JUN 06, 2013 | TICKER: CRM SECURITY ID: 79466L302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stratton Sclavos | Management | For | For |
| 1.2 | Elect Director Lawrence Tomlinson | Management | For | For |
| 1.3 | Elect Director Shirley Young | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SAMSUNG ELECTRONICS CO. LTD.
MEETING DATE: MAR 15, 2013 | TICKER: 005930 SECURITY ID: Y74718100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
| 2.1.1 | Reelect Lee In-Ho as Outside Director | Management | For | For |
| 2.1.2 | Elect Song Gwang-Soo as Outside Director | Management | For | For |
| 2.1.3 | Elect Kim Eun-Mee as Outside Director | Management | For | For |
| 2.2.1 | Elect Yoon Boo-Keun as Inside Director | Management | For | For |
| 2.2.2 | Elect Shin Jong-Kyun as Inside Director | Management | For | For |
| 2.2.3 | Elect Lee Sang-Hoon as Inside Director | Management | For | For |
| 2.3.1 | Reelect Lee In-Ho as Member of Audit Committee | Management | For | For |
| 2.3.2 | Elect Song Gwang-Soo as Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SAMSUNG TECHWIN CO.
MEETING DATE: MAR 15, 2013 | TICKER: 012450 SECURITY ID: Y7470L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share | Management | For | For |
| 2 | Elect Two Outside Directors (Bundled) | Management | For | For |
| 3 | Elect Two Members of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SANDISK CORPORATION
MEETING DATE: JUN 12, 2013 | TICKER: SNDK SECURITY ID: 80004C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael E. Marks | Management | For | For |
| 1.2 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.3 | Elect Director Irwin Federman | Management | For | For |
| 1.4 | Elect Director Steven J. Gomo | Management | For | For |
| 1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.6 | Elect Director Chenming Hu | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Sanjay Mehrotra | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SANDVINE CORPORATION
MEETING DATE: APR 11, 2013 | TICKER: SVC SECURITY ID: 800213100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger Maggs | Management | For | For |
| 1.2 | Elect Director Mark Guibert | Management | For | For |
| 1.3 | Elect Director John Keating | Management | For | For |
| 1.4 | Elect Director Kenneth Taylor | Management | For | For |
| 1.5 | Elect Director David Caputo | Management | For | For |
| 1.6 | Elect Director Dermot O'Carroll | Management | For | For |
| 1.7 | Elect Director Scott Hamilton | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| 5 | Approve Advance Notice Policy | Management | For | For |
| |
|---|
SAP AG
MEETING DATE: JUN 04, 2013 | TICKER: SAP SECURITY ID: D66992104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.85 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
| 5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 6 | Ratify KPMG AG as Auditors for Fiscal 2013 | Management | For | For |
| |
|---|
SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 09, 2013 | TICKER: SBAC SECURITY ID: 78388J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.2 | Elect Director Jack Langer | Management | For | For |
| 1.3 | Elect Director Jeffrey A. Stoops | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SCIQUEST, INC.
MEETING DATE: APR 24, 2013 | TICKER: SQI SECURITY ID: 80908T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director L. Steven Nelson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SEMTECH CORPORATION
MEETING DATE: JUN 20, 2013 | TICKER: SMTC SECURITY ID: 816850101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glen M. Antle | Management | For | For |
| 1.2 | Elect Director W. Dean Baker | Management | For | For |
| 1.3 | Elect Director James P. Burra | Management | For | For |
| 1.4 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.5 | Elect Director Rockell N. Hankin | Management | For | For |
| 1.6 | Elect Director James T. Lindstrom | Management | For | For |
| 1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
| 1.8 | Elect Director John L. Piotrowski | Management | For | For |
| 1.9 | Elect Director Carmelo J. Santoro | Management | For | For |
| 1.10 | Elect Director Sylvia Summers | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SEOUL SEMICONDUCTOR CO LTD
MEETING DATE: MAR 28, 2013 | TICKER: 046890 SECURITY ID: Y7666J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 31 per Share | Management | For | For |
| 2.1 | Reelect Lee Jung-Hoon as Inside Director | Management | For | Against |
| 2.2 | Elect Hong Sung-Kyun as Inside Director | Management | For | Against |
| 2.3 | Reelect Han Seung-Soo as Outside Director | Management | For | Against |
| 3 | Appoint Kim Kyung-Sik as Internal Auditor | Management | For | Against |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
| |
|---|
SERVICENOW, INC.
MEETING DATE: JUN 06, 2013 | TICKER: NOW SECURITY ID: 81762P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul V. Barber | Management | For | For |
| 1.2 | Elect Director Ronald E. F. Codd | Management | For | For |
| 1.3 | Elect Director Frank Slootman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SERVICESOURCE INTERNATIONAL, INC.
MEETING DATE: MAY 30, 2013 | TICKER: SREV SECURITY ID: 81763U100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Madden | Management | For | Withhold |
| 1.2 | Elect Director Thomas F. Mendoza | Management | For | Withhold |
| 1.3 | Elect Director Richard J. Campione | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SFA ENGINEERING CORP.
MEETING DATE: MAR 29, 2013 | TICKER: 056190 SECURITY ID: Y7676C104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Amend Terms of Severance Payments to Executives | Management | For | Against |
| 4.1 | Reelect Won Jin as Inside Director | Management | For | Against |
| 4.2 | Reelect Kim Young-Min as Inside Director | Management | For | Against |
| 4.3 | Reelect Lee Myung-Jae as Inside Director | Management | For | Against |
| 4.4 | Elect Jeon Yong-Bae as Inside Director | Management | For | Against |
| 4.5 | Reelect Seo Hyun-Soo as Outside Director | Management | For | For |
| 4.6 | Reelect Ko Bong-Chan as Outside Director | Management | For | For |
| 5.1 | Reelect Seo Hyun-Soo as Member of Audit Committee | Management | For | For |
| 5.2 | Reelect Ko Bong-Chan as Member of Audit Committee | Management | For | For |
| 6 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SHARP CORP.
MEETING DATE: JUN 25, 2013 | TICKER: 6753 SECURITY ID: J71434112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reduction in Capital, Capital Reserves, and Profit Reserves | Management | For | For |
| 2 | Approve Accounting Transfers | Management | For | For |
| 3.1 | Elect Director Takahashi, Kozo | Management | For | For |
| 3.2 | Elect Director Mizushima, Shigeaki | Management | For | For |
| 3.3 | Elect Director Onishi, Tetsuo | Management | For | For |
| 3.4 | Elect Director Fujimoto, Toshihiko | Management | For | For |
| 3.5 | Elect Director Kato, Makoto | Management | For | For |
| 3.6 | Elect Director Hoshi, Norikazu | Management | For | For |
| 3.7 | Elect Director Fujimoto, Satoshi | Management | For | For |
| 3.8 | Elect Director Hashimoto, Yoshihiro | Management | For | For |
| 3.9 | Elect Director Ito, Yumiko | Management | For | For |
| |
|---|
SHIN ZU SHING CO., LTD.
MEETING DATE: JUN 13, 2013 | TICKER: 3376 SECURITY ID: Y7755T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report, Financial Statements and Consolidated Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4.1 | Elect Lv Shengnan, with Shareholder No.2, as Director | Shareholder | None | Against |
| 4.2 | Elect Lv Minwen, with Shareholder No.1, as Director | Shareholder | None | Against |
| 4.3 | Elect Ruan Chaozong, with Shareholder No.68, as Director | Shareholder | None | Against |
| 4.4 | Elect Mao Yingfu as Director | Shareholder | None | Against |
| 4.5 | Elect Lin Qingzheng, with Shareholder No.58, as Director | Shareholder | None | Against |
| 4.6 | Elect Zheng Zhifa as Independent Director | Management | For | For |
| 4.7 | Elect Lu Zhengzhong as Independent Director | Management | For | For |
| 4.8 | Elect Wu Qionghua, with Shareholder No.18, as Supervisor | Shareholder | None | For |
| 4.9 | Elect Cai Yangzong, with Shareholder No.409, as Supervisor | Shareholder | None | For |
| 4.10 | Elect Xuhuang Budie, with Shareholder No.12, as Supervisor | Shareholder | None | Against |
| 5 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | Abstain |
| |
|---|
SILICON LABORATORIES INC.
MEETING DATE: APR 16, 2013 | TICKER: SLAB SECURITY ID: 826919102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William G. Bock | Management | For | For |
| 1.2 | Elect Director R. Ted Enloe, III | Management | For | For |
| 1.3 | Elect Director Jack R. Lazar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SILICON MOTION TECHNOLOGY CORPORATION
MEETING DATE: SEP 26, 2012 | TICKER: SIMO SECURITY ID: 82706C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Mr. Yung-Chien Wang as Director | Management | For | For |
| 1.2 | Elect Mr. Steve Chen as Director | Management | For | For |
| 2 | Approve to Appoint Deloitte & Touche as the Audit Firm and Authorize the Board to Fix the Audit Fee | Management | For | For |
| |
|---|
SILICONWARE PRECISION INDUSTRIES CO., LTD.
MEETING DATE: JUN 14, 2013 | TICKER: 2325 SECURITY ID: 827084864
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 3.1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 3.2 | Approve Plan on Profit Distribution | Management | For | For |
| 4.1 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
| 4.2 | Approve Amendments to Articles of Association | Management | For | For |
| 4.3 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| 4.4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 4.5 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
SINA CORPORATION
MEETING DATE: AUG 10, 2012 | TICKER: SINA SECURITY ID: G81477104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Yan Wang as a Director | Management | For | For |
| 2 | Reelect Song-Yi Zhang as a Director | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
| 4 | Restrict Right to Call Special Meeting | Management | For | For |
| |
|---|
SITRONIX TECHNOLOGY CORP.
MEETING DATE: JUN 13, 2013 | TICKER: 8016 SECURITY ID: Y8118H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 4 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 5 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 6 | Approve Issuance of Restricted Stocks | Management | For | For |
| |
|---|
SK HYNIX INC.
MEETING DATE: MAR 22, 2013 | TICKER: 000660 SECURITY ID: Y3817W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Elect Kim Joon-Ho as Inside Director | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 07, 2013 | TICKER: SWKS SECURITY ID: 83088M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. McLachlan | Management | For | For |
| 1.2 | Elect Director David J. Aldrich | Management | For | For |
| 1.3 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.4 | Elect Director Timothy R. Furey | Management | For | For |
| 1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.6 | Elect Director Thomas C. Leonard | Management | For | For |
| 1.7 | Elect Director David P. McGlade | Management | For | For |
| 1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SNU PRECISION CO.
MEETING DATE: MAR 22, 2013 | TICKER: 080000 SECURITY ID: Y806A0101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
| |
|---|
SOLARWINDS, INC.
MEETING DATE: MAY 09, 2013 | TICKER: SWI SECURITY ID: 83416B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Benjamin Nye | Management | For | For |
| 1.2 | Elect Director Kevin B. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
SONUS NETWORKS, INC.
MEETING DATE: JUN 12, 2013 | TICKER: SONS SECURITY ID: 835916107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James K. Brewington | Management | For | For |
| 1.2 | Elect Director John P. Cunningham | Management | For | For |
| 1.3 | Elect Director Raymond P. Dolan | Management | For | For |
| 1.4 | Elect Director Beatriz V. Infante | Management | For | Withhold |
| 1.5 | Elect Director Howard E. Janzen | Management | For | For |
| 1.6 | Elect Director John A. Schofield | Management | For | Withhold |
| 1.7 | Elect Director Scott E. Schubert | Management | For | For |
| 1.8 | Elect Director H. Brian Thompson | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
SONY CORPORATION
MEETING DATE: JUN 20, 2013 | TICKER: 6758 SECURITY ID: J76379106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hirai, Kazuo | Management | For | For |
| 1.2 | Elect Director Kato, Masaru | Management | For | For |
| 1.3 | Elect Director Peter Bonfield | Management | For | For |
| 1.4 | Elect Director Yasuda, Ryuuji | Management | For | For |
| 1.5 | Elect Director Uchinaga, Yukako | Management | For | Against |
| 1.6 | Elect Director Yahagi, Mitsuaki | Management | For | For |
| 1.7 | Elect Director Anraku, Kanemitsu | Management | For | For |
| 1.8 | Elect Director Kojima, Yorihiko | Management | For | For |
| 1.9 | Elect Director Nagayama, Osamu | Management | For | For |
| 1.10 | Elect Director Nimura, Takaaki | Management | For | For |
| 1.11 | Elect Director Harada, Eiko | Management | For | For |
| 1.12 | Elect Director Ito, Joichi | Management | For | For |
| 1.13 | Elect Director Tim Schaaff | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| |
|---|
SONY CORPORATION
MEETING DATE: JUN 20, 2013 | TICKER: 6758 SECURITY ID: 835699307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hirai, Kazuo | Management | For | For |
| 1.2 | Elect Director Kato, Masaru | Management | For | For |
| 1.3 | Elect Director Peter Bonfield | Management | For | For |
| 1.4 | Elect Director Yasuda, Ryuuji | Management | For | For |
| 1.5 | Elect Director Uchinaga, Yukako | Management | For | Withhold |
| 1.6 | Elect Director Yahagi, Mitsuaki | Management | For | For |
| 1.7 | Elect Director Anraku, Kanemitsu | Management | For | For |
| 1.8 | Elect Director Kojima, Yorihiko | Management | For | For |
| 1.9 | Elect Director Nagayama, Osamu | Management | For | For |
| 1.10 | Elect Director Nimura, Takaaki | Management | For | For |
| 1.11 | Elect Director Harada, Eiko | Management | For | For |
| 1.12 | Elect Director Ito, Joichi | Management | For | For |
| 1.13 | Elect Director Tim Schaaff | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| |
|---|
SOUFUN HOLDINGS LTD.
MEETING DATE: AUG 01, 2012 | TICKER: SFUN SECURITY ID: 836034108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend the Current Memorandum and Articles of the Company | Management | For | Against |
| |
|---|
SOURCEFIRE, INC.
MEETING DATE: JUN 06, 2013 | TICKER: FIRE SECURITY ID: 83616T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Becker | Management | For | For |
| 1.2 | Elect Director Kevin M. Klausmeyer | Management | For | For |
| 1.3 | Elect Director Arnold L. Punaro | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SPIRENT COMMUNICATIONS PLC
MEETING DATE: MAY 01, 2013 | TICKER: SPT SECURITY ID: G83562101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Ian Brindle as Director | Management | For | For |
| 5 | Re-elect Bill Burns as Director | Management | For | For |
| 6 | Re-elect Eric Hutchinson as Director | Management | For | For |
| 7 | Re-elect Duncan Lewis as Director | Management | For | For |
| 8 | Re-elect Tom Maxwell as Director | Management | For | For |
| 9 | Re-elect Sue Swenson as Director | Management | For | For |
| 10 | Re-elect Alex Walker as Director | Management | For | For |
| 11 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
SPLUNK INC.
MEETING DATE: JUN 13, 2013 | TICKER: SPLK SECURITY ID: 848637104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Hornik | Management | For | For |
| 1.2 | Elect Director Thomas M. Neustaetter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SPREADTRUM COMMUNICATIONS, INC.
MEETING DATE: JUL 27, 2012 | TICKER: SPRD SECURITY ID: 849415203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Leo Li as a Director | Management | For | For |
| 2 | Reelect Carol Yu as a Director | Management | For | For |
| 3 | Reelect Zhongrui Xia as a Director | Management | For | For |
| 4 | Amend 2007 Equity Incentive Plan | Management | For | Against |
| 5 | Amend 2007 Equity Incentive Plan | Management | For | Against |
| 6 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
| |
|---|
SQUARE ENIX HOLDINGS CO., LTD.
MEETING DATE: JUN 25, 2013 | TICKER: 9684 SECURITY ID: J7659R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matsuda, Yosuke | Management | For | For |
| 1.2 | Elect Director Philip Timo Rogers | Management | For | For |
| 1.3 | Elect Director Honda, Keiji | Management | For | For |
| 1.4 | Elect Director Chida, Yukinobu | Management | For | For |
| 1.5 | Elect Director Yamamura, Yukihiro | Management | For | For |
| 2 | Appoint Statutory Auditor Tomiyama, Masaji | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Nishijima, Tsuyoshi | Management | For | For |
| |
|---|
STANDARD MICROSYSTEMS CORPORATION
MEETING DATE: JUL 10, 2012 | TICKER: SMSC SECURITY ID: 853626109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
START TODAY CO LTD
MEETING DATE: JUN 27, 2013 | TICKER: 3092 SECURITY ID: J7665M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
| 2.1 | Elect Director Maezawa, Yuusaku | Management | For | For |
| 2.2 | Elect Director Yanagisawa, Koji | Management | For | For |
| 2.3 | Elect Director Oishi, Akiko | Management | For | For |
| 2.4 | Elect Director Muto, Takanobu | Management | For | For |
| 2.5 | Elect Director Okura, Mineki | Management | For | For |
| 2.6 | Elect Director Sawada, Kotaro | Management | For | For |
| 2.7 | Elect Director Ono, Koji | Management | For | For |
| |
|---|
STMICROELECTRONICS NV
MEETING DATE: JUN 21, 2013 | TICKER: STM SECURITY ID: 861012102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 4a | Adopt Financial Statements | Management | For | For |
| 4b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4c1 | Approve Allocation of Income | Management | For | For |
| 4c2 | Approve Dividends of USD 0.20 Per Share | Management | For | For |
| 4d | Approve Discharge of Management Board | Management | For | For |
| 4e | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Restricted Stock Grants to CEO | Management | For | For |
| 6 | Approve Amendments Remuneration of Supervisory Board | Management | For | For |
| 7a | Elect Janet G. Davidson to Supervisory Board | Management | For | For |
| 7b | Elect Alessandro Ovi to Supervisory Board | Management | For | For |
| 8 | Approve Employee Restricted Stock Plan | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Allow Questions | Management | None | None |
| 11 | Close Meeting | Management | None | None |
| |
|---|
STRATASYS LTD.
MEETING DATE: FEB 25, 2013 | TICKER: SSYS SECURITY ID: M85548101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Directors Eyal Desheh and Victor Leventhal and Approve Their Remuneration | Management | For | For |
| 2 | Authorize the Appointment of S. Scott Crump as Chief Innovation Officer | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
STRATASYS LTD.
MEETING DATE: JUN 21, 2013 | TICKER: SSYS SECURITY ID: M85548101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Increase the Number of Directors from Nine to Ten | Management | For | For |
| 2 | Elect Ziva Patir as Director and Approve Her Remuneration | Management | For | For |
| 3.1 | Approve Compensation of Edward J. Fierko | Management | For | For |
| 3.2 | Approve Compensation of John J. McEleney | Management | For | For |
| 3.3 | Approve Compensation of Clifford H. Schwieter | Management | For | For |
| 4 | Grant Options to S. Scott Crump, the Chairman and Chief Innovation Officer | Management | For | For |
| 5 | Approve Cash Award to CEO | Management | For | For |
| 6 | Increase the Coverage under Directors and Officers Liability Insurance Policy | Management | For | For |
| 7 | Increase Authorized Common Stock and Issued Capital | Management | For | Against |
| 8 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
STRATASYS, INC.
MEETING DATE: SEP 14, 2012 | TICKER: SSYS SECURITY ID: 862685104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
SUNNY OPTICAL TECHNOLOGY GROUP CO., LTD.
MEETING DATE: MAY 10, 2013 | TICKER: 02382 SECURITY ID: G8586D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Sun Yang as Director | Management | For | Against |
| 3b | Elect Chu Peng Fei Richard as Director | Management | For | Against |
| 3c | Elect Liu Xu as Director | Management | For | Against |
| 3d | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
SYMANTEC CORPORATION
MEETING DATE: OCT 23, 2012 | TICKER: SYMC SECURITY ID: 871503108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen M. Bennett | Management | For | For |
| 1b | Elect Director Michael A. Brown | Management | For | For |
| 1c | Elect Director Frank E. Dangeard | Management | For | For |
| 1d | Elect Director Stephen E. Gillett | Management | For | For |
| 1e | Elect Director Geraldine B. Laybourne | Management | For | For |
| 1f | Elect Director David L. Mahoney | Management | For | For |
| 1g | Elect Director Robert S. Miller | Management | For | For |
| 1h | Elect Director Daniel H. Schulman | Management | For | For |
| 1i | Elect Director V. Paul Unruh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
SYNAPTICS INCORPORATED
MEETING DATE: OCT 23, 2012 | TICKER: SYNA SECURITY ID: 87157D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey D. Buchanan | Management | For | For |
| 1.2 | Elect Director Keith B. Geeslin | Management | For | For |
| 1.3 | Elect Director James L. Whims | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SYNCHRONOSS TECHNOLOGIES, INC.
MEETING DATE: MAY 13, 2013 | TICKER: SNCR SECURITY ID: 87157B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Hoffman | Management | For | For |
| 1.2 | Elect Director James M. McCormick | Management | For | For |
| 1.3 | Elect Director Donnie M. Moore | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SYNOPSYS, INC.
MEETING DATE: APR 03, 2013 | TICKER: SNPS SECURITY ID: 871607107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aart J. de Geus | Management | For | For |
| 1.2 | Elect Director Chi-Foon Chan | Management | For | For |
| 1.3 | Elect Director Alfred Castino | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.5 | Elect Director Deborah A. Coleman | Management | For | For |
| 1.6 | Elect Director Chrysostomos L. 'Max' Nikias | Management | For | For |
| 1.7 | Elect Director John G. Schwarz | Management | For | For |
| 1.8 | Elect Director Roy Vallee | Management | For | For |
| 1.9 | Elect Director Steven C. Walske | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SYNTEL, INC.
MEETING DATE: JUN 04, 2013 | TICKER: SYNT SECURITY ID: 87162H103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
| 1.2 | Elect Director Bharat Desai | Management | For | For |
| 1.3 | Elect Director Thomas Doke | Management | For | For |
| 1.4 | Elect Director Rajesh Mashruwala | Management | For | For |
| 1.5 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.6 | Elect Director Prashant Ranade | Management | For | For |
| 1.7 | Elect Director Neerja Sethi | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TAKE-TWO INTERACTIVE SOFTWARE, INC.
MEETING DATE: SEP 20, 2012 | TICKER: TTWO SECURITY ID: 874054109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Strauss Zelnick | Management | For | For |
| 1.2 | Elect Director Robert A. Bowman | Management | For | For |
| 1.3 | Elect Director SungHwan Cho | Management | For | For |
| 1.4 | Elect Director Michael Dornemann | Management | For | For |
| 1.5 | Elect Director Brett Icahn | Management | For | For |
| 1.6 | Elect Director J. Moses | Management | For | For |
| 1.7 | Elect Director James L. Nelson | Management | For | For |
| 1.8 | Elect Director Michael Sheresky | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
TE CONNECTIVITY LTD.
MEETING DATE: JUL 25, 2012 | TICKER: TEL SECURITY ID: H84989104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reallocation of Legal Reserves to Free Reserves | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
TE CONNECTIVITY LTD.
MEETING DATE: MAR 06, 2013 | TICKER: TEL SECURITY ID: H84989104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre R. Brondeau | Management | For | For |
| 1.2 | Elect Director Juergen W. Gromer | Management | For | For |
| 1.3 | Elect Director William A. Jeffrey | Management | For | For |
| 1.4 | Elect Director Thomas J. Lynch | Management | For | For |
| 1.5 | Elect Director Yong Nam | Management | For | For |
| 1.6 | Elect Director Daniel J. Phelan | Management | For | For |
| 1.7 | Elect Director Frederic M. Poses | Management | For | For |
| 1.8 | Elect Director Lawrence S. Smith | Management | For | For |
| 1.9 | Elect Director Paula A. Sneed | Management | For | For |
| 1.10 | Elect Director David P. Steiner | Management | For | For |
| 1.11 | Elect Director John C. Van Scoter | Management | For | For |
| 2.1 | Accept Annual Report for Fiscal 2011/2012 | Management | For | For |
| 2.2 | Accept Statutory Financial Statements for Fiscal 2012/2013 | Management | For | For |
| 2.3 | Accept Consolidated Financial Statements for Fiscal 2012/2013 | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013 | Management | For | For |
| 4.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2012/2013 | Management | For | For |
| 4.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2012/2013 | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve Ordinary Cash Dividend | Management | For | For |
| 7 | Renew Authorized Capital | Management | For | For |
| 8 | Approve Reduction in Share Capital | Management | For | For |
| 9 | Adjourn Meeting | Management | For | For |
| |
|---|
TECO ELECTRIC & MACHINERY CO. LTD.
MEETING DATE: JUN 21, 2013 | TICKER: 1504 SECURITY ID: Y8563V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 5 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 6 | Elect Wu, Jing-shown with ID No. F103*****2 as Independent Director | Management | For | For |
| |
|---|
TELETECH HOLDINGS, INC.
MEETING DATE: MAY 23, 2013 | TICKER: TTEC SECURITY ID: 879939106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth D. Tuchman | Management | For | For |
| 1.2 | Elect Director James E. Barlett | Management | For | For |
| 1.3 | Elect Director Gregory A. Conley | Management | For | For |
| 1.4 | Elect Director Robert Frerichs | Management | For | For |
| 1.5 | Elect Director Shrikant Mehta | Management | For | For |
| 1.6 | Elect Director Anjan Mukherjee | Management | For | For |
| 1.7 | Elect Director Robert M. Tarola | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TENCENT HOLDINGS LTD.
MEETING DATE: MAY 15, 2013 | TICKER: 00700 SECURITY ID: G87572148
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Elect Zhang Zhidong as Director | Management | For | Against |
| 3a2 | Elect Ian Charles Stone as Director | Management | For | Against |
| 3a3 | Elect Jacobus Petrus Bekker as Director | Management | For | Against |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
TERADATA CORPORATION
MEETING DATE: APR 30, 2013 | TICKER: TDC SECURITY ID: 88076W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Edward P. Boykin | Management | For | For |
| 1b | Elect Director Cary T. Fu | Management | For | For |
| 1c | Elect Director Victor L. Lund | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | For | For |
| |
|---|
TERADYNE, INC.
MEETING DATE: MAY 21, 2013 | TICKER: TER SECURITY ID: 880770102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James W. Bagley | Management | For | For |
| 1b | Elect Director Michael A. Bradley | Management | For | For |
| 1c | Elect Director Albert Carnesale | Management | For | For |
| 1d | Elect Director Daniel W. Christman | Management | For | For |
| 1e | Elect Director Edwin J. Gillis | Management | For | For |
| 1f | Elect Director Timothy E. Guertin | Management | For | For |
| 1g | Elect Director Paul J. Tufano | Management | For | For |
| 1h | Elect Director Roy A. Vallee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
TESLA MOTORS, INC.
MEETING DATE: JUN 04, 2013 | TICKER: TSLA SECURITY ID: 88160R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brad W. Buss | Management | For | For |
| 1.2 | Elect Director Ira Ehrenpreis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TESSERA TECHNOLOGIES, INC.
MEETING DATE: JUN 07, 2013 | TICKER: TSRA SECURITY ID: 88164L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tudor Brown | Management | For | For |
| 1.2 | Elect Director John Chenault | Management | For | For |
| 1.3 | Elect Director George Cwynar | Management | For | For |
| 1.4 | Elect Director Peter A. Feld | Management | For | For |
| 1.5 | Elect Director Richard S. Hill | Management | For | For |
| 1.6 | Elect Director Thomas Lacey | Management | For | For |
| 1.7 | Elect Director George A. Riedel | Management | For | For |
| 1.8 | Elect Director Christopher A. Seams | Management | For | For |
| 1.9 | Elect Director Donald E. Stout | Management | For | For |
| 1.10 | Elect Director Timothy J. Stultz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
TEST RESEARCH CO., LTD.
MEETING DATE: JUN 13, 2013 | TICKER: 3030 SECURITY ID: Y8591M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of Profit | Management | For | For |
| 4 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 5 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| |
|---|
TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 18, 2013 | TICKER: TXN SECURITY ID: 882508104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ralph W. Babb, JR. | Management | For | For |
| 1b | Elect Director Mark A. Blinn | Management | For | For |
| 1c | Elect Director Daniel A. Carp | Management | For | For |
| 1d | Elect Director Carrie S. Cox | Management | For | For |
| 1e | Elect Director Pamela H. Patsley | Management | For | For |
| 1f | Elect Director Robert E. Sanchez | Management | For | For |
| 1g | Elect Director Wayne R. Sanders | Management | For | For |
| 1h | Elect Director Ruth J. Simmons | Management | For | For |
| 1i | Elect Director Richard K. Templeton | Management | For | For |
| 1j | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE ACTIVE NETWORK, INC.
MEETING DATE: JUN 21, 2013 | TICKER: ACTV SECURITY ID: 00506D100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon Belmonte | Management | For | For |
| 1.2 | Elect Director Stephen L. Green | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
THE DESCARTES SYSTEMS GROUP INC.
MEETING DATE: MAY 30, 2013 | TICKER: DSG SECURITY ID: 249906108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Anderson | Management | For | For |
| 1.2 | Elect Director David I. Beatson | Management | For | For |
| 1.3 | Elect Director Eric Demirian | Management | For | For |
| 1.4 | Elect Director Christopher Hewat | Management | For | For |
| 1.5 | Elect Director Arthur Mesher | Management | For | For |
| 1.6 | Elect Director John J. Walker | Management | For | For |
| 1.7 | Elect Director Stephen Watt | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend By-Law | Management | For | For |
| |
|---|
THE ULTIMATE SOFTWARE GROUP, INC.
MEETING DATE: MAY 20, 2013 | TICKER: ULTI SECURITY ID: 90385D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Scott Scherr | Management | For | For |
| 2 | Elect Director Alois T. Leiter | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
THE WESTERN UNION COMPANY
MEETING DATE: MAY 30, 2013 | TICKER: WU SECURITY ID: 959802109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dinyar S. Devitre | Management | For | For |
| 2 | Elect Director Betsy D. Holden | Management | For | For |
| 3 | Elect Director Wulf von Schimmelmann | Management | For | For |
| 4 | Elect Director Solomon D. Trujillo | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Provide Right to Call Special Meeting | Management | For | For |
| 8 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
TIBCO SOFTWARE INC.
MEETING DATE: APR 25, 2013 | TICKER: TIBX SECURITY ID: 88632Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
| 1.2 | Elect Director Nanci E. Caldwell | Management | For | For |
| 1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
| 1.4 | Elect Director Narendra K. Gupta | Management | For | For |
| 1.5 | Elect Director Peter J. Job | Management | For | For |
| 1.6 | Elect Director Philip K. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TONG HSING ELECTRONIC INDUSTRIES LTD.
MEETING DATE: JUN 19, 2013 | TICKER: 6271 SECURITY ID: Y8862W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendments to the Procedures for Lending Funds to Other Parties and the Procedures for Endorsement and Guarantees | Management | For | For |
| 5.1 | Elect Director Yang, Hwei-Jie, with Shareholder No.3 | Shareholder | None | Against |
| 5.2 | Elect Director Liu, Hwan-Lin, with Shareholder No.36 | Shareholder | None | Against |
| 5.3 | Elect Director Yang, Win-Jang, with Shareholder No.7 | Shareholder | None | Against |
| 5.4 | Elect Director Lai, Hsi-Hu, with Shareholder No.66 | Shareholder | None | Against |
| 5.5 | Elect Director Ru, Shao-Pin, with Shareholder No.38 | Shareholder | None | Against |
| 5.6 | Elect Independent Director Chen, Jin-Tsai, with Shareholder No.1617 | Management | For | For |
| 5.7 | Elect Independent Director Wu,Chao-Te, with Shareholder No.1066 | Management | For | For |
| 5.8 | Elect Supervisor Tsai, Yu-Chin, with Shareholder No.1616 | Shareholder | None | For |
| 5.9 | Elect Supervisor Hsu, Chun-Yi, with Shareholder No.1065 | Shareholder | None | For |
| 5.10 | Elect Supervisor Yang, Kai-Tsan, a Representative of China Development Industrial Bank, with Shareholder No.502 | Shareholder | None | For |
| 6 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | Abstain |
| |
|---|
TOSHIBA CORP.
MEETING DATE: JUN 25, 2013 | TICKER: 6502 SECURITY ID: J89752117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nishida, Atsutoshi | Management | For | For |
| 1.2 | Elect Director Sasaki, Norio | Management | For | For |
| 1.3 | Elect Director Shimomitsu, Hidejiro | Management | For | For |
| 1.4 | Elect Director Tanaka, Hisao | Management | For | For |
| 1.5 | Elect Director Kitamura, Hideo | Management | For | For |
| 1.6 | Elect Director Kubo, Makoto | Management | For | For |
| 1.7 | Elect Director Muraoka, Fumio | Management | For | For |
| 1.8 | Elect Director Kosugi, Takeo | Management | For | For |
| 1.9 | Elect Director Itami, Hiroyuki | Management | For | For |
| 1.10 | Elect Director Shimanouchi, Ken | Management | For | For |
| 1.11 | Elect Director Saito, Kiyomi | Management | For | For |
| 1.12 | Elect Director Muromachi, Masashi | Management | For | For |
| 1.13 | Elect Director Sudo, Akira | Management | For | For |
| 1.14 | Elect Director Fukakushi, Masahiko | Management | For | For |
| 1.15 | Elect Director Kobayashi, Kiyoshi | Management | For | For |
| 1.16 | Elect Director Ushio, Fumiaki | Management | For | For |
| 2 | Amend Articles to Prohibit Inclusion of Non-Votes in Tally for Shareholder or Company Proposals | Shareholder | Against | Against |
| |
|---|
TOTVS SA
MEETING DATE: NOV 29, 2012 | TICKER: TOTS3 SECURITY ID: P92184103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Agreement to Absorb Gens Tecnologia da Informacao Ltda.; YMF Arquitetura Financeira de Negocios Ltda.; TOOLS Arquitetura Financeira de Negocios Ltda.; Hery Participacoes Ltda.; and TOTALBANCO Consultoria e Sistemas Ltda. | Management | For | For |
| 2 | Appoint Independent Appraisers of Proposed Transactions | Management | For | For |
| 3 | Approve Independent Appraisals | Management | For | For |
| 4 | Approve Absorptions | Management | For | For |
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
TOTVS SA
MEETING DATE: NOV 29, 2012 | TICKER: TOTS3 SECURITY ID: P92184103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Bonus Matching Plan | Management | For | Against |
| 2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 3 | Amend Corporate Purpose | Management | For | For |
| 4 | Amend Articles 21 and 24 | Management | For | For |
| 5 | Consolidate Bylaws | Management | For | For |
| |
|---|
TOTVS SA
MEETING DATE: JAN 03, 2013 | TICKER: TOTS3 SECURITY ID: P92184103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 2 | Amend Corporate Purpose | Management | For | For |
| 3 | Amend Article 17 | Management | For | For |
| 4 | Amend Articles 21 and 24 | Management | For | For |
| 5 | Exclude Articles 59, 60, and 61 and Renumber Articles Accordingly | Management | For | For |
| 6 | Add Article 60 | Management | For | For |
| 7 | Consolidate Bylaws | Management | For | For |
| |
|---|
TOTVS SA
MEETING DATE: MAR 05, 2013 | TICKER: TOTS3 SECURITY ID: P92184103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Director | Management | For | For |
| 4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
| |
|---|
TPK HOLDING CO., LTD.
MEETING DATE: MAY 22, 2013 | TICKER: 3673 SECURITY ID: 87264G201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 3.1 | 2012 Business Report | Management | For | For |
| 3.2 | Audit Committee's Review Report on 2012 Financial Statements | Management | For | For |
| 3.3 | Report of the Impact on Retained Earnings as a Result of Adopting IFRS for the First Time | Management | For | For |
| 3.4 | Report of the Issuance of Unsecured Euro Convertible Bonds | Management | For | For |
| 3.5 | Report of the Amendments to the Rules of Procedure for Board Meetings | Management | For | For |
| 4.1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 4.2 | Approve Allocation of Income | Management | For | For |
| 5.1 | Approve Amendments to Articles of Association | Management | For | For |
| 5.2 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Management | For | For |
| 5.3 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
| 6 | Elect Directors and Independent Directors | Management | None | Against |
| 7 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | Abstain |
| |
|---|
TRAUSON HOLDINGS COMPANY LTD.
MEETING DATE: FEB 27, 2013 | TICKER: 00325 SECURITY ID: G90137103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Service Agreements | Management | For | For |
| |
|---|
TRIMBLE NAVIGATION LIMITED
MEETING DATE: MAY 07, 2013 | TICKER: TRMB SECURITY ID: 896239100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven W. Berglund | Management | For | For |
| 1.2 | Elect Director John B. Goodrich | Management | For | For |
| 1.3 | Elect Director William Hart | Management | For | For |
| 1.4 | Elect Director Merit E. Janow | Management | For | For |
| 1.5 | Elect Director Ulf J. Johansson | Management | For | For |
| 1.6 | Elect Director Ronald S. Nersesian | Management | For | For |
| 1.7 | Elect Director Mark S. Peek | Management | For | For |
| 1.8 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TRINA SOLAR LTD.
MEETING DATE: SEP 07, 2012 | TICKER: TSL SECURITY ID: 89628E104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Jerome Corcoran as Director | Management | For | For |
| 2 | Reelect Chow Wai Kwan Henry as Director | Management | For | For |
| 3 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
TRIPADVISOR, INC.
MEETING DATE: JUN 28, 2013 | TICKER: TRIP SECURITY ID: 896945201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.2 | Elect Director Stephen Kaufer | Management | For | For |
| 1.3 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.4 | Elect Director Jeremy Philips | Management | For | For |
| 1.5 | Elect Director Christopher W. Shean | Management | For | For |
| 1.6 | Elect Director Sukhinder Singh Cassidy | Management | For | For |
| 1.7 | Elect Director Robert S. Wiesenthal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TUDOU HOLDINGS LTD
MEETING DATE: AUG 20, 2012 | TICKER: TUDO SECURITY ID: 89903T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement with Youku Inc. | Management | For | For |
| 2 | Elect Gary Wei Wang, Hany Nada, David M. Hand, Ted Tak-Tai Lee and Conor Chia-hung Yang as Directors | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
TXC CORP.
MEETING DATE: JUN 19, 2013 | TICKER: 3042 SECURITY ID: Y90156103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 6 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 7 | Amendments to Trading Procedures Governing Derivatives Products | Management | For | For |
| 8 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| 9.1 | Elect Lin Jinbao with Shareholder No.1 as Director | Shareholder | None | Against |
| 9.2 | Elect Lin Wanxing with Shareholder No.6 as Director | Shareholder | None | Against |
| 9.3 | Elect Guo Xiuxun with Shareholder No.8 as Director | Shareholder | None | Against |
| 9.4 | Elect Xu Derun with Shareholder No.7 as Director | Shareholder | None | Against |
| 9.5 | Elect Ge Tianzong with Shareholder No.45 as Director | Shareholder | None | Against |
| 9.6 | Elect Chenque Shangxin with Shareholder No.44 as Director | Shareholder | None | Against |
| 9.7 | Elect a Representative of Hongding Venture Capital Co., Ltd. with Shareholder No.44269 as Director | Shareholder | None | Against |
| 9.8 | Elect Yang Du'an with Shareholder No.18 as Director | Shareholder | None | Against |
| 9.9 | Elect Yu Shangwu as Independent Director | Management | For | For |
| 9.10 | Elect Peng Yunhong as Independent Director | Management | For | For |
| 9.11 | Elect Cai Songqi as Independent Director | Management | For | For |
| 10 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | Abstain |
| |
|---|
ULTRATECH, INC.
MEETING DATE: JUL 17, 2012 | TICKER: UTEK SECURITY ID: 904034105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur W. Zafiropoulo | Management | For | For |
| 1.2 | Elect Director Michael Child | Management | For | For |
| 1.3 | Elect Director Joel F. Gemunder | Management | For | For |
| 1.4 | Elect Director Nicholas Konidaris | Management | For | For |
| 1.5 | Elect Director Dennis R. Raney | Management | For | For |
| 1.6 | Elect Director Henri Richard | Management | For | For |
| 1.7 | Elect Director Rick Timmins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNISYS CORPORATION
MEETING DATE: MAY 02, 2013 | TICKER: UIS SECURITY ID: 909214306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director J. Edward Coleman | Management | For | For |
| 1b | Elect Director Alison Davis | Management | For | For |
| 1c | Elect Director Nathaniel A. Davis | Management | For | For |
| 1d | Elect Director Henry C. Duques | Management | For | For |
| 1e | Elect Director Matthew J. Espe | Management | For | For |
| 1f | Elect Director Denise K. Fletcher | Management | For | For |
| 1g | Elect Director Leslie F. Kenne | Management | For | For |
| 1h | Elect Director Lee D. Roberts | Management | For | For |
| 1i | Elect Director Paul E. Weaver | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNIVERSAL DISPLAY CORPORATION
MEETING DATE: JUN 20, 2013 | TICKER: PANL SECURITY ID: 91347P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sherwin I. Seligsohn | Management | For | For |
| 1.2 | Elect Director Steven V. Abramson | Management | For | For |
| 1.3 | Elect Director Sidney D. Rosenblatt | Management | For | For |
| 1.4 | Elect Director Leonard Becker | Management | For | Withhold |
| 1.5 | Elect Director Elizabeth H. Gemmill | Management | For | Withhold |
| 1.6 | Elect Director C. Keith Hartley | Management | For | Withhold |
| 1.7 | Elect Director Lawrence Lacerte | Management | For | Withhold |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VANCEINFO TECHNOLOGIES INC.
MEETING DATE: NOV 06, 2012 | TICKER: VIT SECURITY ID: 921564100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Agreement and Plan of Merger | Management | For | For |
| 2 | Approve the Adjournment of the EGM | Management | For | For |
| |
|---|
VELTI PLC
MEETING DATE: JUL 25, 2012 | TICKER: VELT SECURITY ID: G93285107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Phokion Potamianos as Director | Management | For | For |
| 3 | Elect Mari Baker as Director | Management | For | For |
| 4 | Reelect Nicholas P. Negroponte as Director | Management | For | For |
| 5 | Reelect Alex Moukas as Director | Management | For | For |
| 6 | Reappoint Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Amend Velti plc 2009 US Employee Share Incentive Plan | Management | For | Against |
| 9 | Amend Velti plc 2009 US Non-Employee Share Incentive Plan | Management | For | Against |
| |
|---|
VERIFONE SYSTEMS, INC.
MEETING DATE: JUN 20, 2013 | TICKER: PAY SECURITY ID: 92342Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
| 1.2 | Elect Director Leslie G. Denend | Management | For | For |
| 1.3 | Elect Director Alex W. (Pete) Hart | Management | For | For |
| 1.4 | Elect Director Robert B. Henske | Management | For | For |
| 1.5 | Elect Director Richard A. McGinn | Management | For | For |
| 1.6 | Elect Director Wenda Harris Millard | Management | For | For |
| 1.7 | Elect Director Eitan Raff | Management | For | For |
| 1.8 | Elect Director Jeffrey E. Stiefler | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VERINT SYSTEMS INC.
MEETING DATE: FEB 04, 2013 | TICKER: VRNT SECURITY ID: 92343X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
VERINT SYSTEMS INC.
MEETING DATE: JUN 25, 2013 | TICKER: VRNT SECURITY ID: 92343X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan Bodner | Management | For | For |
| 1.2 | Elect Director Victor DeMarines | Management | For | For |
| 1.3 | Elect Director John Egan | Management | For | For |
| 1.4 | Elect Director Larry Myers | Management | For | For |
| 1.5 | Elect Director Richard Nottenburg | Management | For | For |
| 1.6 | Elect Director Howard Safir | Management | For | For |
| 1.7 | Elect Director Earl Shanks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VERISIGN, INC.
MEETING DATE: MAY 23, 2013 | TICKER: VRSN SECURITY ID: 92343E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director William L. Chenevich | Management | For | For |
| 1.3 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.4 | Elect Director Roger H. Moore | Management | For | For |
| 1.5 | Elect Director John D. Roach | Management | For | For |
| 1.6 | Elect Director Louis A. Simpson | Management | For | For |
| 1.7 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 30, 2013 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary P. Coughlan | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Joseph W. Saunders | Management | For | For |
| 1i | Elect Director Charles W. Scharf | Management | For | For |
| 1j | Elect Director William S. Shanahan | Management | For | For |
| 1k | Elect Director John A. Swainson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
VMWARE, INC.
MEETING DATE: MAY 29, 2013 | TICKER: VMW SECURITY ID: 928563402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
VOCUS, INC.
MEETING DATE: JUN 07, 2013 | TICKER: VOCS SECURITY ID: 92858J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary Greenfield | Management | For | Withhold |
| 1.2 | Elect Director Robert Lentz | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
WACOM CO LTD
MEETING DATE: JUN 27, 2013 | TICKER: 6727 SECURITY ID: J9467Z109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles To Limit Rights of Odd-Lot Holders | Management | For | For |
| 2.1 | Elect Director Yamada, Masahiko | Management | For | For |
| 2.2 | Elect Director Komiyama, Shigeki | Management | For | For |
| 2.3 | Elect Director Hasegawa, Wataru | Management | For | For |
| 2.4 | Elect Director Yamamoto, Sadao | Management | For | For |
| 2.5 | Elect Director Fujishima, Yasuyuki | Management | For | For |
| 3.1 | Appoint Statutory Auditor Ebitani, Takeshi | Management | For | For |
| 3.2 | Appoint Statutory Auditor Kamura, Takashi | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Kobayashi, Shin | Management | For | For |
| 5 | Approve Stock Option Plan | Management | For | For |
| 6 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
| |
|---|
WEB.COM GROUP, INC.
MEETING DATE: MAY 08, 2013 | TICKER: WWWW SECURITY ID: 94733A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip J. Facchina | Management | For | For |
| 1.2 | Elect Director Robert S. McCoy, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WISTRON CORP.
MEETING DATE: JUN 14, 2013 | TICKER: 3231 SECURITY ID: Y96738102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2012 Profit Distribution | Management | For | For |
| 3 | Approve Issuance of New Shares through Capitalization of Profit and Employee Bonus | Management | For | For |
| 4 | Approve Amendments to Articles of Association | Management | For | For |
| 5 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 6 | Approve to Formulate Trading Procedures Governing Derivatives Products to Replace the Policies and Procedures Governing Financial Products for Foreign Exchange Risk Management | Management | For | For |
| 7 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 8 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 9 | Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 10 | Approve Proposal of Capital Increase by Issuing Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
| |
|---|
WNS HOLDINGS LTD.
MEETING DATE: SEP 04, 2012 | TICKER: WNS SECURITY ID: 92932M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adoption of Annual Audited Accounts for the Financial Year Ending March 31, 2012 | Management | For | For |
| 2 | Ratify Grant Thornton India LLP as the Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Reelect Jeremy Young as a Director | Management | For | For |
| 5 | Reelect Eric Herr as a Director | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| |
|---|
WORKDAY, INC.
MEETING DATE: MAY 23, 2013 | TICKER: WDAY SECURITY ID: 98138H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. George ('Skip') Battle | Management | For | For |
| 1.2 | Elect Director Michael M. McNamara | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
WPG HOLDINGS CO., LTD.
MEETING DATE: JUN 19, 2013 | TICKER: 3702 SECURITY ID: Y9698R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
| 5 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 6 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 7 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 8 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| |
|---|
WT MICROELECTRONICS CO., LTD.
MEETING DATE: JUN 19, 2013 | TICKER: 3036 SECURITY ID: Y9657B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Issuance of Ordinary Shares through Cash Capital Increase | Management | For | For |
| 4 | Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 5.1 | Elect CHENG, WEN-TSUNG, with Shareholder No.1, as Director | Shareholder | None | Against |
| 5.2 | Elect HSU, WEN-HUNG, with Shareholder No.3, as Director | Shareholder | None | Against |
| 5.3 | Elect CHENG, KEN-YI, with ID No.A121284454, as Director | Shareholder | None | Against |
| 5.4 | Elect SUN, CHI-WEN, with Shareholder No.11079, as Director | Shareholder | None | Against |
| 5.5 | Elect SUNG KAO, HSIN-MING, with Shareholder No.55806, as Director | Shareholder | None | Against |
| 5.6 | Elect a Representative of Tang Ye Investment Co., Ltd., with Shareholder No.9029, as Supervisor | Shareholder | None | Abstain |
| 5.7 | Elect TSAI, KAO-CHUNG, with ID No.E121382253, as Supervisor | Shareholder | None | Abstain |
| 6 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | Abstain |
| |
|---|
WUXI PHARMATECH (CAYMAN) INC.
MEETING DATE: NOV 06, 2012 | TICKER: WX SECURITY ID: 929352102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Re-elect Xuesong (Jeff) Leng as Director | Management | For | For |
| 2 | Approve to Re-elect Zhaohui Zhang as Director | Management | For | Against |
| 3 | Approve to Re-elect Ning Zhao as Director | Management | For | Against |
| |
|---|
XEROX CORPORATION
MEETING DATE: MAY 21, 2013 | TICKER: XRX SECURITY ID: 984121103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glenn A. Britt | Management | For | For |
| 1.2 | Elect Director Ursula M. Burns | Management | For | For |
| 1.3 | Elect Director Richard J. Harrington | Management | For | For |
| 1.4 | Elect Director William Curt Hunter | Management | For | For |
| 1.5 | Elect Director Robert J. Keegan | Management | For | For |
| 1.6 | Elect Director Robert A. McDonald | Management | For | For |
| 1.7 | Elect Director Charles Prince | Management | For | For |
| 1.8 | Elect Director Ann N. Reese | Management | For | For |
| 1.9 | Elect Director Sara Martinez Tucker | Management | For | For |
| 1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
XILINX, INC.
MEETING DATE: AUG 08, 2012 | TICKER: XLNX SECURITY ID: 983919101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Philip T. Gianos | Management | For | For |
| 2 | Elect Director Moshe N. Gavrielov | Management | For | For |
| 3 | Elect Director John L. Doyle | Management | For | For |
| 4 | Elect Director Jerald G. Fishman | Management | For | For |
| 5 | Elect Director William G. Howard, Jr. | Management | For | For |
| 6 | Elect Director J. Michael Patterson | Management | For | For |
| 7 | Elect Director Albert A. Pimentel | Management | For | For |
| 8 | Elect Director Marshall C. Turner | Management | For | For |
| 9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
XO GROUP INC.
MEETING DATE: MAY 29, 2013 | TICKER: XOXO SECURITY ID: 983772104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Baker | Management | For | For |
| 1.2 | Elect Director Peter Sachse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
YAHOO! INC.
MEETING DATE: JUL 12, 2012 | TICKER: YHOO SECURITY ID: 984332106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alfred J. Amoroso | Management | For | For |
| 2 | Elect Director John D. Hayes | Management | For | For |
| 3 | Elect Director Susan M. James | Management | For | For |
| 4 | Elect Director David W. Kenny | Management | For | For |
| 5 | Elect Director Peter Liguori | Management | For | For |
| 6 | Elect Director Daniel S. Loeb | Management | For | For |
| 7 | Elect Director Thomas J. McInerney | Management | For | For |
| 8 | Elect Director Brad D. Smith | Management | For | For |
| 9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 10 | Elect Director Harry J. Wilson | Management | For | For |
| 11 | Elect Director Michael J. Wolf | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Amend Omnibus Stock Plan | Management | For | For |
| 14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
YAHOO! INC.
MEETING DATE: JUN 25, 2013 | TICKER: YHOO SECURITY ID: 984332106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Hayes | Management | For | For |
| 1.2 | Elect Director Susan M. James | Management | For | For |
| 1.3 | Elect Director Max R. Levchin | Management | For | For |
| 1.4 | Elect Director Peter Liguori | Management | For | For |
| 1.5 | Elect Director Daniel S. Loeb | Management | For | For |
| 1.6 | Elect Director Marissa A. Mayer | Management | For | For |
| 1.7 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.8 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 1.9 | Elect Director Harry J. Wilson | Management | For | For |
| 1.10 | Elect Director Michael J. Wolf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | Abstain |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
YANDEX NV
MEETING DATE: MAY 21, 2013 | TICKER: YNDX SECURITY ID: N97284108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Discharge of Directors | Management | For | For |
| 5 | Elect Rogier Rijnja as Director | Management | For | For |
| 6 | Reelect Ilya Segalovich, Charles Ryan and Alexander Voloshin as Directors (Bundled) | Management | For | For |
| 7 | Approve Cancellation of Class C Shares Held in Treasury | Management | For | For |
| 8 | Amend Articles Re: Reduce Authorized Share Capital and Legislative Changes | Management | For | For |
| 9 | Ratify ZAO Deloitte & Touche CIS as Auditors | Management | For | For |
| 10 | Grant Board Authority to Issue Shares | Management | For | Against |
| 11 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10 | Management | For | Against |
| 12 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 13 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
YASKAWA ELECTRIC CORP.
MEETING DATE: JUN 18, 2013 | TICKER: 6506 SECURITY ID: J9690T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
| 2.1 | Elect Director Tsuda, Junji | Management | For | For |
| 2.2 | Elect Director Usami, Noboru | Management | For | For |
| 2.3 | Elect Director Sawa, Toshihiro | Management | For | For |
| 2.4 | Elect Director Ogasawara, Hiroshi | Management | For | For |
| 2.5 | Elect Director Murakami, Shuuji | Management | For | For |
| 2.6 | Elect Director Nakayama, Yuuji | Management | For | For |
| 2.7 | Elect Director Akita, Yoshiki | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Tanaka, Yasuto | Management | For | For |
| |
|---|
ZTE CORPORATION
MEETING DATE: MAR 07, 2013 | TICKER: 000063 SECURITY ID: Y0004F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Hou Weigui as Non-Independent Director | Management | For | Against |
| 1b | Elect Zhang Jianheng as Non-Independent Director | Management | For | Against |
| 1c | Elect Xie Weiliang as Non-Independent Director | Management | For | Against |
| 1d | Elect Wang Zhanchen as Non-Independent Director | Management | For | Against |
| 1e | Elect Zhang Junchao as Non-Independent Director | Management | For | Against |
| 1f | Elect Dong Lianbo as Non-Independent Director | Management | For | Against |
| 1g | Elect Shi Lirong as Non-Independent Director | Management | For | Against |
| 1h | Elect Yin Yimin as Non-Independent Director | Management | For | Against |
| 1i | Elect He Shiyou as Non-Independent Director | Management | For | Against |
| 1j | Elect Qu Xiaohui as Independent Non-Executive Director | Management | For | For |
| 1k | Elect Chen Naiwei as Independent Non-Executive Director | Management | For | Against |
| 1l | Elect Wei Wei as Independent Non-Executive Director | Management | For | Against |
| 1m | Elect Tan Zhenhui as Independent Non-Executive Director | Management | For | Against |
| 1n | Elect Timothy Alexander Steinert as Independent Non-Executive Director | Management | For | Against |
| 2a | Elect Chang Qing as Shareholders' Representative Supervisor | Management | For | For |
| 2b | Elect Xu Weiyan as Shareholders' Representative Supervisor | Management | For | For |
| 3 | Amend Articles of Association of the Company | Management | For | For |
| |
|---|
ZTE CORPORATION
MEETING DATE: MAY 30, 2013 | TICKER: 000063 SECURITY ID: Y0004F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2012 Financial Statements Audited by PRC and Hong Kong Auditors | Management | For | For |
| 2 | Approve 2012 Report of the Board of Directors | Management | For | For |
| 3 | Approve 2012 Report of the Supervisory Committee | Management | For | For |
| 4 | Approve 2012 Report of the President | Management | For | For |
| 5 | Approve Final Financial Accounts for 2012 | Management | For | For |
| 6 | Approve Proposals of Profit Distribution | Management | For | For |
| 7a | Approve Application to Bank of China Limited, Shenzhen Branch for a Composite Credit Facility Amounting to RMB 23 billion | Management | For | For |
| 7b | Approve Application to China Construction Bank Corporation, Shenzhen Branch for a Composite Credit Facility Amounting to RMB 11.5 billion | Management | For | For |
| 7c | Approve Application to China Development Bank Corporation, Shenzhen Branch for a Composite Credit Facility Amounting to $6 billion | Management | For | For |
| 8a | Reappoint Ernst & Young Hua Ming LLP as the PRC Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8b | Reappoint Ernst & Young as the Hong Kong Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8c | Reaappoint Ernst & Young Hua Ming LLP as the Internal Control Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9a | Approve Authorisation for the Company to Invest in Value Protection Derivative Products Against Its Foreign Exchange Risk Exposure | Management | For | For |
| 9b | Approve Authorisation for Company to Invest in Fixed Income Derivative Products | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| |
|---|
ZTE CORPORATION
MEETING DATE: JUN 28, 2013 | TICKER: 000063 SECURITY ID: Y0004F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Repurchase and Cancellation of Restricted Shares Not Qualified for Unlocking | Management | For | For |
| 2 | Amend Articles of Association | Management | For | For |
| 3 | Elect Richard Xike Zhang as Director | Shareholder | None | For |
VOTE SUMMARY REPORT
FIDELITY INTERNATIONAL EQUITY CENTRAL FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ABBVIE INC.
MEETING DATE: MAY 06, 2013 | TICKER: ABBV SECURITY ID: 00287Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H.L. Burnside | Management | For | For |
| 1.2 | Elect Director Edward J. Rapp | Management | For | For |
| 1.3 | Elect Director Roy S. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ACOM CO., LTD.
MEETING DATE: JUN 25, 2013 | TICKER: 8572 SECURITY ID: J00105106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kinoshita, Shigeyoshi | Management | For | For |
| 1.2 | Elect Director Kajiura, Toshiaki | Management | For | For |
| 1.3 | Elect Director Tomimatsu, Satoru | Management | For | For |
| 1.4 | Elect Director Tachiki, Kiyoshi | Management | For | For |
| 1.5 | Elect Director Taki, Tatsuo | Management | For | For |
| 1.6 | Elect Director Fukumoto, Kazuo | Management | For | For |
| 1.7 | Elect Director Osada, Tadachiyo | Management | For | For |
| |
|---|
ADCOCK INGRAM HOLDINGS LTD
MEETING DATE: JAN 31, 2013 | TICKER: AIP SECURITY ID: S00358101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2012 | Management | For | For |
| 2.1 | Re-elect Dr Roger Stewart as Director | Management | For | For |
| 2.2 | Elect Mpho Makwana of Director | Management | For | For |
| 2.3 | Elect Matthias Haus as Director | Management | For | For |
| 3.1 | Re-elect Eric Diack as Chairman of the Audit Committee | Management | For | For |
| 3.2 | Re-elect Dr Roger Stewart as Member of the Audit Committee | Management | For | For |
| 3.3 | Re-elect Andrew Thompson as Member of the Audit Committee | Management | For | For |
| 4 | Reappoint Ernst & Young Inc as Auditors of the Company with Warren Kinnear as the Designated Auditor and Authorise Their Remuneration | Management | For | For |
| 5 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration of Non-Executive Directors with Effect from 1 February 2013 | Management | For | For |
| 8 | Approve Financial Assistance to Related or Inter-related Companies or Corporations | Management | For | For |
| 9 | Adopt New Memorandum of Incorporation | Management | For | For |
| 10 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| |
|---|
AERCAP HOLDINGS NV
MEETING DATE: MAY 02, 2013 | TICKER: AER SECURITY ID: N00985106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | For |
| 4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5 | Approve Discharge of Board of Directors | Management | For | For |
| 6a | Reelect James N. Chapman as Non-Executive Director | Management | For | For |
| 6b | Elect Marius J.L. Jonkhart as Non-Executive Director | Management | For | For |
| 7 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 8 | Designate Keith A. Helming to Represent the Management in Case All Directors are Absent or Prevented from Acting | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 10a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10b | Authorize Additionial Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 12a | Amend Article 6.1 Re: Acquisition of Own Shares | Management | For | For |
| 12b | Amend Article 21.2 Re: Right to Place Items on the Agenda | Management | For | For |
| 12c | Authorize Board Members and NautaDutilh N.V. to Ratify and Execute Approved Amendments Re: Item 12a and 12b | Management | For | For |
| 13 | Allow Questions | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| |
|---|
AGGREKO PLC
MEETING DATE: APR 25, 2013 | TICKER: AGK SECURITY ID: G0116S169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Debajit Das as Director | Management | For | For |
| 5 | Elect Asterios Satrazemis as Director | Management | For | For |
| 6 | Elect David Taylor-Smith as Director | Management | For | For |
| 7 | Elect Diana Layfield as Director | Management | For | For |
| 8 | Elect Rebecca McDonald as Director | Management | For | For |
| 9 | Re-elect Ken Hanna as Director | Management | For | For |
| 10 | Re-elect Angus Cockburn as Director | Management | For | For |
| 11 | Re-elect Rupert Soames as Director | Management | For | For |
| 12 | Re-elect David Hamill as Director | Management | For | For |
| 13 | Re-elect Russell King as Director | Management | For | For |
| 14 | Re-elect Robert MacLeod as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
AIA GROUP LTD.
MEETING DATE: MAY 10, 2013 | TICKER: 01299 SECURITY ID: Y002A1105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Barry Chun-Yuen Cheung as Director | Management | For | For |
| 4 | Elect George Yong-Boon Yeo as Director | Management | For | For |
| 5 | Elect Narongchai Akrasanee as Director | Management | For | For |
| 6 | Elect Qin Xiao as Director | Management | For | For |
| 7 | Elect Mark Edward Tucker as Director | Management | For | For |
| 8 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9c | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
| 10 | Amend Articles of Association of the Company | Management | For | For |
| |
|---|
AIN PHARMACIEZ INC.
MEETING DATE: JUL 27, 2012 | TICKER: 9627 SECURITY ID: J00602102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
| 2.1 | Elect Director Otani, Kiichi | Management | For | For |
| 2.2 | Elect Director Nagumo, Tadashi | Management | For | For |
| 2.3 | Elect Director Kato, Hiromi | Management | For | For |
| 2.4 | Elect Director Kawai, Junichi | Management | For | For |
| 2.5 | Elect Director Sakurai, Masato | Management | For | For |
| 2.6 | Elect Director Shudo, Shoichi | Management | For | For |
| 2.7 | Elect Director Mizushima, Toshihide | Management | For | For |
| 2.8 | Elect Director Oishi, Miya | Management | For | For |
| 2.9 | Elect Director Minami, Akira | Management | For | For |
| 2.10 | Elect Director Kobayashi, Tsuyoshi | Management | For | For |
| 2.11 | Elect Director Kiuchi, Masao | Management | For | For |
| 2.12 | Elect Director Mori, Ko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Kawamura, Koichi | Management | For | For |
| 3.2 | Appoint Statutory Auditor Ibayashi, Akira | Management | For | Against |
| 3.3 | Appoint Statutory Auditor Kobayashi, Toshiaki | Management | For | For |
| 4 | Approve Career Achievement Bonus Payment for Directors | Management | For | For |
| |
|---|
AKER SOLUTIONS ASA
MEETING DATE: APR 12, 2013 | TICKER: AKSO SECURITY ID: R0180X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Receive Information About Business | Management | None | None |
| 5 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 4.00 per Share | Management | For | Did Not Vote |
| 6 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Directors for 2012 | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Members of Nominating Committee for 2012 | Management | For | Did Not Vote |
| 9 | Elect Directors | Management | For | Did Not Vote |
| 10 | Elect Members of Nominating Committee | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Auditors for 2012 | Management | For | Did Not Vote |
| 12 | Authorize Share Repurchase Program in Connection with Mergers, Acquisitions, and Takeovers | Management | For | Did Not Vote |
| 13 | Authorize Share Repurchase Program in Connection with Employee Share Program | Management | For | Did Not Vote |
| 14 | Authorize Share Repurchase Program in Connection with Share Cancellation | Management | For | Did Not Vote |
| |
|---|
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 14, 2013 | TICKER: APC SECURITY ID: 032511107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kevin P. Chilton | Management | For | For |
| 1b | Elect Director Luke R. Corbett | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Peter J. Fluor | Management | For | For |
| 1e | Elect Director Richard L. George | Management | For | For |
| 1f | Elect Director Preston M. Geren, III | Management | For | For |
| 1g | Elect Director Charles W. Goodyear | Management | For | For |
| 1h | Elect Director John R. Gordon | Management | For | For |
| 1i | Elect Director Eric D. Mullins | Management | For | For |
| 1j | Elect Director Paula Rosput Reynolds | Management | For | For |
| 1k | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
ANGLO AMERICAN PLC
MEETING DATE: APR 19, 2013 | TICKER: AAL SECURITY ID: G03764134
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Mark Cutifani as Director | Management | For | For |
| 4 | Elect Byron Grote as Director | Management | For | For |
| 5 | Elect Anne Stevens as Director | Management | For | For |
| 6 | Re-elect David Challen as Director | Management | For | For |
| 7 | Re-elect Sir CK Chow as Director | Management | For | For |
| 8 | Re-elect Sir Philip Hampton as Director | Management | For | For |
| 9 | Re-elect Rene Medori as Director | Management | For | For |
| 10 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
| 11 | Re-elect Ray O'Rourke as Director | Management | For | For |
| 12 | Re-elect Sir John Parker as Director | Management | For | For |
| 13 | Re-elect Jack Thompson as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ANHEUSER-BUSCH INBEV SA
MEETING DATE: APR 24, 2013 | TICKER: ABI SECURITY ID: B6399C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1a | Receive Special Board Report | Management | None | None |
| A1b | Receive Special Auditor Report | Management | None | None |
| A1c | Eliminate Preemptive Rights Re: Issuance of Subscription Rights | Management | For | For |
| A1d | Approve Non-Employee Director Stock Option Plan: Issuance of 185,000 Warrants | Management | For | For |
| A1e | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital: Issuance of Warrants under item A1d | Management | For | For |
| A1f | Approve Deviation from Belgian Company Law Provision Re: Grant of Warrants to Non-Executive Directors | Management | For | For |
| A1g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| B1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| B2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.70 per Share | Management | For | For |
| B5 | Approve Discharge of Directors | Management | For | For |
| B6 | Approve Discharge of Auditors | Management | For | For |
| B7 | Reelect Kees Storm as Director | Management | For | For |
| B8 | Ratify PricewaterhouseCoopers as Auditors and Approve Auditors' Remuneration of EUR 75,000 | Management | For | For |
| B9a | Approve Remuneration Report | Management | For | Against |
| B9b | Approve Stock Option Plan Grants | Management | For | Against |
| B10 | Approve Remuneration of Directors | Management | For | For |
| B11a | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | For |
| B11b | Approve Change-of-Control Clause Re : Senior Facilities Agreement | Management | For | For |
| C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| |
|---|
ANTOFAGASTA PLC
MEETING DATE: JUN 12, 2013 | TICKER: ANTO SECURITY ID: G0398N128
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Jean-Paul Luksic as Director | Management | For | For |
| 5 | Re-elect William Hayes as Director | Management | For | For |
| 6 | Re-elect Gonzalo Menendez as Director | Management | For | For |
| 7 | Re-elect Ramon Jara as Director | Management | For | For |
| 8 | Re-elect Juan Claro as Director | Management | For | For |
| 9 | Re-elect Hugo Dryland as Director | Management | For | For |
| 10 | Re-elect Tim Baker as Director | Management | For | For |
| 11 | Re-elect Manuel De Sousa-Oliveira as Director | Management | For | For |
| 12 | Elect Nelson Pizarro as Director | Management | For | For |
| 13 | Elect Andronico Luksic as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
AOZORA BANK, LTD.
MEETING DATE: SEP 27, 2012 | TICKER: 8304 SECURITY ID: J0172K107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Capital Reduction | Management | For | For |
| 2 | Authorize Class Hei Preferred Share Repurchase Program | Management | For | For |
| 3 | Amend Articles to Amend Provisions on Preferred Shares | Management | For | For |
| 4 | Elect Director Tanabe, Masaki | Management | For | For |
| 5 | Amend Articles to Amend Provisions on Preferred Shares | Management | For | For |
| |
|---|
APOLLO HOSPITALS ENTERPRISE LTD.
MEETING DATE: AUG 09, 2012 | TICKER: 508869 SECURITY ID: Y0187F138
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 4.00 Per Share | Management | For | For |
| 3 | Reelect N. Vaghul as Director | Management | For | For |
| 4 | Reelect T.K. Balaji as Director | Management | For | Against |
| 5 | Reelect R. Menon as Director | Management | For | For |
| 6 | Reelect G. Venkatraman as Director | Management | For | For |
| 7 | Approve S.Viswanathan as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Remuneration of P.C. Reddy as Permanent Chairman | Management | For | For |
| |
|---|
ARKEMA
MEETING DATE: JUN 04, 2013 | TICKER: AKE SECURITY ID: F0392W125
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Transfer from Premium Account to Shareholders for an Amount of EUR 1.80 per Share | Management | For | For |
| 5 | Reelect Bernard Kasriel as Director | Management | For | For |
| 6 | Reelect Thierry Morin as Director | Management | For | For |
| 7 | Reelect Marc Pandraud as Director | Management | For | For |
| 8 | Reelect Philippe Vassor as Director | Management | For | For |
| 9 | Ratify Appointment of Victoire de Margerie as Director | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize up to 2 Percent of Issued Capital Authorize for Use in Restricted Stock Plan | Management | For | For |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| A | Approve Stock Dividend Program (Cash or Shares) | Shareholder | Against | Against |
| |
|---|
ASAHI INTECC CO. LTD.
MEETING DATE: SEP 27, 2012 | TICKER: 7747 SECURITY ID: J0279C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2.1 | Elect Director Miyata, Naohiko | Management | For | For |
| 2.2 | Elect Director Miyata, Masahiko | Management | For | For |
| 2.3 | Elect Director Takeuchi, Kenji | Management | For | For |
| 2.4 | Elect Director Fukui, Yoshihiko | Management | For | For |
| 2.5 | Elect Director Miyata, Kenji | Management | For | For |
| 2.6 | Elect Director Yugawa, Ippei | Management | For | For |
| 2.7 | Elect Director Kato, Tadakazu | Management | For | For |
| 3 | Appoint Statutory Auditor Obayashi, Toshiharu | Management | For | For |
| |
|---|
ASML HOLDING NV
MEETING DATE: SEP 07, 2012 | TICKER: ASML SECURITY ID: N07059178
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Announcements Re: Customer Co-Investment Program | Management | None | None |
| 3a | Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital Re: Customer Co-Investment Program | Management | For | For |
| 3b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 3a | Management | For | For |
| 4a | Amend Articles to Create New Share Class: Ordinary Shares M | Management | For | For |
| 4b | Increase Par Value per Ordinary Share | Management | For | For |
| 4c | Approve Reduction in Share Capital by Decreasing Nominal Value per Share | Management | For | For |
| 4d | Amend Articles Re: Consolidation of Ordinary Shares A at an Exchange Ratio | Management | For | For |
| 4e | Amend Articles to Eliminate Two Ordinary Share Classes A and M and Convert into One Ordinary Share Class | Management | For | For |
| 5 | Authorize each Director and any Lawyer and Paralegals from De Brauw Blackstone Westbroek NV to Execute the Notarial Deeds of Amendments | Management | For | For |
| 6a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | For |
| 6c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 6d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6c | Management | For | For |
| 7 | Other Business (Non-Voting) | Management | None | None |
| 8 | Close Meeting | Management | None | None |
| |
|---|
ASML HOLDING NV
MEETING DATE: APR 24, 2013 | TICKER: ASML SECURITY ID: N07059202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 7 | Approve Dividends of EUR 0.53 Per Share | Management | For | For |
| 8 | Approve Remuneration Policy 2014 for Management Board Members | Management | For | For |
| 9a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | For |
| 9b | Approve Performance Share Arrangement According to Remuneration Policy 2014 | Management | For | For |
| 10 | Approve Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
| 11 | Announce Intention to Reappoint F.J. van Hout to Management Board | Management | None | None |
| 12a | Reelect H.C.J. van den Burg to Supervisory Board | Management | For | For |
| 12b | Reelect P.F.M. van der Meer Mohr to Supervisory Board | Management | For | For |
| 12c | Reelect W.H. Ziebart to Supervisory Board | Management | For | For |
| 12d | Elect D.A. Grose to Supervisory Board | Management | For | For |
| 12e | Elect C.M.S. Smits-Nusteling to Supervisory Board | Management | For | For |
| 13 | Announcement of Retirement of Supervisory Board Members F.W. Frohlich and OB Bilous by Rotation in 2014 | Management | None | None |
| 14 | Ratify Deloitte Accountants as Auditors | Management | For | For |
| 15a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
| 15b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 15a | Management | For | For |
| 15c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 15d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 15c | Management | For | For |
| 16a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 18 | Other Business (Non-Voting) | Management | None | None |
| 19 | Close Meeting | Management | None | None |
| |
|---|
ASOS PLC
MEETING DATE: JUL 12, 2012 | TICKER: ASC SECURITY ID: G0536Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Lord Alli as Director | Management | For | Against |
| 3 | Re-elect Nicholas Beighton as Director | Management | For | Against |
| 4 | Re-elect Jon Kamaluddin as Director | Management | For | Against |
| 5 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 10 | Approve Increase in Maximum Aggregate Amount of Fees Payable to the Directors | Management | For | For |
| |
|---|
ASOS PLC
MEETING DATE: FEB 25, 2013 | TICKER: ASC SECURITY ID: G0536Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Brian McBride as Director | Management | For | For |
| 3 | Elect Kate Bostock as Director | Management | For | Against |
| 4 | Re-elect Peter Williams as Director | Management | For | For |
| 5 | Re-elect Mary Turner as Director | Management | For | Against |
| 6 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
ASTELLAS PHARMA INC.
MEETING DATE: JUN 19, 2013 | TICKER: 4503 SECURITY ID: J03393105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Management | For | For |
| 2.1 | Elect Director Nogimori, Masafumi | Management | For | For |
| 2.2 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
| 2.3 | Elect Director Miyokawa, Yoshiro | Management | For | For |
| 2.4 | Elect Director Oishi, Kanoko | Management | For | For |
| 2.5 | Elect Director Aikawa, Naoki | Management | For | For |
| 2.6 | Elect Director Kase, Yutaka | Management | For | For |
| 2.7 | Elect Director Yasuda, Hironobu | Management | For | For |
| 3 | Appoint Statutory Auditor Otani, Go | Management | For | For |
| 4 | Approve Annual Bonus Payment to Directors | Management | For | For |
| 5 | Approve Deep Discount Stock Option Plan | Management | For | For |
| |
|---|
ATOS SE
MEETING DATE: MAY 29, 2013 | TICKER: ATO SECURITY ID: F06116101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
| 6 | Reelect Aminata Niane as Director | Management | For | For |
| 7 | Reelect Vernon Sankey as Director | Management | For | For |
| 8 | Elect Lynn Sharp Paine as Director | Management | For | For |
| 9 | Elect Jean Fleming as Representative of Employee Shareholders to the Board | Management | For | For |
| 10 | Elect Daniel Gargot as Representative of Employee Shareholders to the Board | Management | For | Against |
| 11 | Elect Denis Lesieur as Representative of Employee Shareholders to the Board | Management | For | Against |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Approve Employee Stock Purchase Plan | Management | For | For |
| 15 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 16 | Amend Article 15 of Bylaws Re: Shareholding Requirements for Directors | Management | For | For |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ATRIUM EUROPEAN REAL ESTATE LTD
MEETING DATE: MAY 23, 2013 | TICKER: ATRS SECURITY ID: G0621C113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | Did Not Vote |
| 2 | Reappoint KPMG Channel Islands Limited as Auditors | Management | For | Did Not Vote |
| 3 | Authorise Board to Fix Remuneration of Auditors | Management | For | Did Not Vote |
| 4 | Approve New Employee Share Option Plan | Management | For | Did Not Vote |
| 5 | Amend Articles of Association | Management | For | Did Not Vote |
| 6 | Approve Share Repurchase Program | Management | For | Did Not Vote |
| 7 | Approve Issuance of Convertible Securities | Management | For | Did Not Vote |
| |
|---|
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD.
MEETING DATE: DEC 19, 2012 | TICKER: ANZ SECURITY ID: Q09504137
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve the Adoption of the Remuneration Report | Management | For | For |
| 3 | Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company | Management | For | For |
| 4 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| 5a | Elect P.J. Dwyer as a Director | Management | For | For |
| 5b | Elect J.P. Morschel as a Director | Management | For | For |
| 5c | Elect Lee Hsien Yang as a Director | Management | For | For |
| 6 | Elect R.J. Reeves as a Director | Shareholder | Against | Against |
| |
|---|
AUTOGRILL SPA
MEETING DATE: JUN 06, 2013 | TICKER: AGL SECURITY ID: T8347V105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Director | Management | For | Abstain |
| 5 | Approve Remuneration of New Director | Management | For | For |
| |
|---|
AUTOGRILL SPA
MEETING DATE: JUN 06, 2013 | TICKER: AGL SECURITY ID: T8347V105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Cancellation of Par Value of Shares | Management | For | For |
| 2 | Approve Partial Spin-Off of Company Assets in Favor of World Duty Free S.p.A. | Management | For | For |
| 1 | Amend Stock Option Plan 2010 | Management | For | For |
| |
|---|
AXIS BANK LTD.
MEETING DATE: JAN 25, 2013 | TICKER: 532215 SECURITY ID: Y0487S103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Share Capital | Management | For | For |
| 2 | Amend Articles of Association to Reflect Changes in Authorized Share Capital | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 4 | Approve Grant of Options Under the Employees Stock Option Scheme | Management | For | For |
| |
|---|
AZ ELECTRONIC MATERIALS SA
MEETING DATE: APR 24, 2013 | TICKER: AZEM SECURITY ID: L0523J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Accept Financial Statements and Statutory Reports Including the Auditors' Reports | Management | For | Did Not Vote |
| 3 | Approve Remuneration Report | Management | For | Did Not Vote |
| 4 | Approve the Results of the Company by Allocation of the 2012 Annual Net Loss to the Carry Forward Account | Management | For | Did Not Vote |
| 5 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 6 | Approve Final Distribution | Management | For | Did Not Vote |
| 7 | Re-elect David Price as Director | Management | For | Did Not Vote |
| 8 | Re-elect Adrian Auer as Director | Management | For | Did Not Vote |
| 9 | Re-elect John Whybrow as Director | Management | For | Did Not Vote |
| 10 | Re-elect Geoff Wild as Director | Management | For | Did Not Vote |
| 11 | Re-elect Andrew Allner as Director | Management | For | Did Not Vote |
| 12 | Re-elect Gerald Ermentrout as Director | Management | For | Did Not Vote |
| 13 | Re-elect Mike Powell as Director | Management | For | Did Not Vote |
| 14 | Acknowledge the Resignation of Adrian Whitfield as Director | Management | For | Did Not Vote |
| 15 | Ratify the Appointment of Philana Poon as Director | Management | For | Did Not Vote |
| 16 | Elect Philana Poon as Director | Management | For | Did Not Vote |
| 17 | Approve Directors' Fees for the Financial Year Ending 31 December 2013 | Management | For | Did Not Vote |
| 18 | Reappoint Deloitte Audit S.a.r.l. as Auditors | Management | For | Did Not Vote |
| 19 | Authorise Board to Fix Remuneration of Auditors | Management | For | Did Not Vote |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | Did Not Vote |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Did Not Vote |
| |
|---|
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
MEETING DATE: MAR 14, 2013 | TICKER: BBVA SECURITY ID: E11805103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone and Consolidated Financial Statements, Allocation of Income, Distribution of Dividend, and Discharge Directors | Management | For | For |
| 2.1 | Reelect Francisco Gonzalez Rodriguez as Director | Management | For | For |
| 2.2 | Reelect Angel Cano Fernandez as Director | Management | For | For |
| 2.3 | Reelect Ramon Bustamante y de la Mora as Director | Management | For | For |
| 2.4 | Reelect Ignacio Ferrero Jordi as Director | Management | For | For |
| 3 | Approve Merger by Absorption of Unnim Banc SA | Management | For | For |
| 4.1 | Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves | Management | For | For |
| 4.2 | Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves | Management | For | For |
| 5 | Approve Deferred Share Bonus Plan for FY 2013 | Management | For | For |
| 6 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 7 | Approve Company's Corporate Web Site | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 9 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| |
|---|
BARCLAYS PLC
MEETING DATE: APR 25, 2013 | TICKER: BARC SECURITY ID: G08036124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Sir David Walker as Director | Management | For | For |
| 4 | Elect Tim Breedon as Director | Management | For | For |
| 5 | Elect Antony Jenkins as Director | Management | For | For |
| 6 | Elect Diane de Saint Victor as Director | Management | For | For |
| 7 | Re-elect David Booth as Director | Management | For | For |
| 8 | Re-elect Fulvio Conti as Director | Management | For | For |
| 9 | Re-elect Simon Fraser as Director | Management | For | For |
| 10 | Re-elect Reuben Jeffery III as Director | Management | For | For |
| 11 | Re-elect Chris Lucas as Director | Management | For | For |
| 12 | Re-elect Dambisa Moyo as Director | Management | For | For |
| 13 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 14 | Re-elect Sir John Sunderland as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 24 | Approve Scrip Dividend Programme | Management | For | For |
| 25 | Amend Articles of Association | Management | For | For |
| |
|---|
BASF SE
MEETING DATE: APR 26, 2013 | TICKER: BAS SECURITY ID: D06216317
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.60 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
| 5 | Ratify KPMG as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
| |
|---|
BEAM INC.
MEETING DATE: APR 23, 2013 | TICKER: BEAM SECURITY ID: 073730103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard A. Goldstein | Management | For | For |
| 1b | Elect Director Stephen W. Golsby | Management | For | For |
| 1c | Elect Director Ann F. Hackett | Management | For | For |
| 1d | Elect Director A. D. David Mackay | Management | For | For |
| 1e | Elect Director Gretchen W. Price | Management | For | For |
| 1f | Elect Director Matthew J. Shattock | Management | For | For |
| 1g | Elect Director Robert A. Steele | Management | For | For |
| 1h | Elect Director Peter M. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD.
MEETING DATE: JUN 13, 2013 | TICKER: BEZQ SECURITY ID: M2012Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Updated Aggreement under Which Eurocom Communication Ltd. Provides Managerial and Consulting Services | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
BG GROUP PLC
MEETING DATE: MAY 23, 2013 | TICKER: BG. SECURITY ID: G1245Z108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Den Jones as Director | Management | For | For |
| 5 | Elect Lim Haw-Kuang as Director | Management | For | For |
| 6 | Re-elect Peter Backhouse as Director | Management | For | For |
| 7 | Re-elect Vivienne Cox as Director | Management | For | For |
| 8 | Re-elect Chris Finlayson as Director | Management | For | For |
| 9 | Re-elect Andrew Gould as Director | Management | For | For |
| 10 | Re-elect Baroness Hogg as Director | Management | For | For |
| 11 | Re-elect Dr John Hood as Director | Management | For | For |
| 12 | Re-elect Martin Houston as Director | Management | For | For |
| 13 | Re-elect Caio Koch-Weser as Director | Management | For | For |
| 14 | Re-elect Sir David Manning as Director | Management | For | For |
| 15 | Re-elect Mark Seligman as Director | Management | For | For |
| 16 | Re-elect Patrick Thomas as Director | Management | For | For |
| 17 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BILFINGER SE
MEETING DATE: APR 18, 2013 | TICKER: GBF SECURITY ID: D11648108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
| 5.1 | Elect Herbert Bodner to the Supervisory Board | Management | For | For |
| 5.2 | Elect Jens Tischendorf to the Supervisory Board | Management | For | For |
| 5.3 | Elect Wolfgang Faden as Alternate Supervisory Board Member | Management | For | For |
| 6 | Approve Issuance of Convertible Bonds and Bonds with Warrants with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million; Approve Creation of EUR 13.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 8.1 | Approve Profit Transfer Agreement with Bilfinger Industrial Technologies GmbH Subsidiary | Management | For | For |
| 8.2 | Approve Profit Transfer Agreement Agreements with Roediger Grundbesitz GmbH Subsidiary | Management | For | For |
| 9 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2013 | Management | For | For |
| 10 | Approve Remuneration System for Management Board Members | Management | For | For |
| |
|---|
BMW GROUP BAYERISCHE MOTOREN WERKE AG
MEETING DATE: MAY 14, 2013 | TICKER: BMW SECURITY ID: D12096109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.52 per Preferred Share and EUR 2.50 per Ordinary Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2013 | Management | For | For |
| 6.1 | Elect Reinhard Huettl to the Supervisory Board | Management | For | For |
| 6.2 | Elect Karl-Ludwig Kley to the Supervisory Board | Management | For | For |
| 6.3 | Elect Renate Koecher to the Supervisory Board | Management | For | For |
| 6.4 | Elect Joachim Milberg to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Remuneration of the Supervisory Board | Management | For | For |
| |
|---|
BNP PARIBAS SA
MEETING DATE: MAY 15, 2013 | TICKER: BNP SECURITY ID: F1058Q238
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
| 4 | Acknowledge Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Severance Payment Agreement with Jean-Laurent Bonnafe | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Reelect Jean-Laurent Bonnafe as Director | Management | For | For |
| 8 | Reelect Michel Tilmant as Director | Management | For | For |
| 9 | Reelect Emiel Van Broekhoven as Director | Management | For | For |
| 10 | Elect Christophe de Margerie as Director | Management | For | For |
| 11 | Elect Marion Guillou as Director | Management | For | For |
| 12 | Authorize Auditors to File Required Documents at the Court's Clerk Office | Management | For | For |
| 13 | Amend New Set of Bylaws | Management | For | For |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
BOLIDEN AB
MEETING DATE: MAY 03, 2013 | TICKER: BOLI SECURITY ID: W17218103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
| 8 | Receive Report on Work of Board and its Committees | Management | None | None |
| 9 | Receive President's Report | Management | None | None |
| 10 | Receive Report on Audit Work During 2011 | Management | None | None |
| 11 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 12 | Approve Allocation of Income and Dividends of SEK 4.00 per Share | Management | For | Did Not Vote |
| 13 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 14 | Receive Nominating Committee's Report | Management | None | None |
| 15 | Determine Number of Members (8) and Deputy Members (0) of Board; Set Number of Auditors at One | Management | For | Did Not Vote |
| 16 | Approve Remuneration of Directors in the Amount of SEK 1.1 Million for Chairman and SEK 430,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 17 | Reelect Marie Berglund, Staffan Bohman, Lennart Evrell, Ulla Litzen, Michael G:son Low, Leif Ronnback, and Anders Ullberg (Chairman) as Directors; Elect Tom Erixon as New Director | Management | For | Did Not Vote |
| 18 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 19 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 20 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 21 | Elect Jan Andersson, Lars-Erik Forsgaardh, Thomas Ehlin, Anders Oscarsson, and Anders Ullberg as Members of Nominating Committee | Management | For | Did Not Vote |
| 22 | Close Meeting | Management | None | None |
| |
|---|
BP PLC
MEETING DATE: APR 11, 2013 | TICKER: BP. SECURITY ID: G12793108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Bob Dudley as Director | Management | For | For |
| 4 | Re-elect Iain Conn as Director | Management | For | For |
| 5 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
| 6 | Re-elect Paul Anderson as Director | Management | For | For |
| 7 | Re-elect Frank Bowman as Director | Management | For | For |
| 8 | Re-elect Antony Burgmans as Director | Management | For | For |
| 9 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 10 | Re-elect George David as Director | Management | For | For |
| 11 | Re-elect Ian Davis as Director | Management | For | For |
| 12 | Re-elect Dame Ann Dowling as Director | Management | For | For |
| 13 | Re-elect Brendan Nelson as Director | Management | For | For |
| 14 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
| 15 | Re-elect Andrew Shilston as Director | Management | For | For |
| 16 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
| 17 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 25, 2013 | TICKER: BATS SECURITY ID: G1510J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Re-elect Richard Burrows as Director | Management | For | For |
| 7 | Re-elect John Daly as Director | Management | For | For |
| 8 | Re-elect Karen de Segundo as Director | Management | For | For |
| 9 | Re-elect Nicandro Durante as Director | Management | For | For |
| 10 | Re-elect Ann Godbehere as Director | Management | For | For |
| 11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 12 | Re-elect Gerry Murphy as Director | Management | For | For |
| 13 | Re-elect Kieran Poynter as Director | Management | For | For |
| 14 | Re-elect Anthony Ruys as Director | Management | For | For |
| 15 | Re-elect Ben Stevens as Director | Management | For | For |
| 16 | Elect Richard Tubb as Director | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 25, 2013 | TICKER: BATS SECURITY ID: 110448107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Re-elect Richard Burrows as Director | Management | For | For |
| 7 | Re-elect John Daly as Director | Management | For | For |
| 8 | Re-elect Karen de Segundo as Director | Management | For | For |
| 9 | Re-elect Nicandro Durante as Director | Management | For | For |
| 10 | Re-elect Ann Godbehere as Director | Management | For | For |
| 11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 12 | Re-elect Gerry Murphy as Director | Management | For | For |
| 13 | Re-elect Kieran Poynter as Director | Management | For | For |
| 14 | Re-elect Anthony Ruys as Director | Management | For | For |
| 15 | Re-elect Ben Stevens as Director | Management | For | For |
| 16 | Elect Richard Tubb as Director | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BUNZL PLC
MEETING DATE: APR 17, 2013 | TICKER: BNZL SECURITY ID: G16968110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Philip Rogerson as Director | Management | For | For |
| 4 | Re-elect Michael Roney as Director | Management | For | For |
| 5 | Re-elect Patrick Larmon as Director | Management | For | For |
| 6 | Re-elect Brian May as Director | Management | For | For |
| 7 | Re-elect Peter Johnson as Director | Management | For | For |
| 8 | Re-elect David Sleath as Director | Management | For | For |
| 9 | Re-elect Eugenia Ulasewicz as Director | Management | For | For |
| 10 | Elect Jean-Charles Pauze as Director | Management | For | For |
| 11 | Elect Meinie Oldersma as Director | Management | For | For |
| 12 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Approve Remuneration Report | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
CALTEX AUSTRALIA LTD.
MEETING DATE: MAY 09, 2013 | TICKER: CTX SECURITY ID: Q19884107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 5 | Approve the Remuneration Report | Management | For | For |
| 6a | Elect Richard Brown as a Director | Management | For | Against |
| 6b | Elect Barbara Burger as a Director | Management | For | Against |
| |
|---|
CAMERON INTERNATIONAL CORPORATION
MEETING DATE: MAY 08, 2013 | TICKER: CAM SECURITY ID: 13342B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James T. Hackett | Management | For | For |
| 1.2 | Elect Director Michael E. Patrick | Management | For | For |
| 1.3 | Elect Director Jon Erik Reinhardsen | Management | For | For |
| 1.4 | Elect Director Bruce W. Wilkinson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CANON INC.
MEETING DATE: MAR 28, 2013 | TICKER: 7751 SECURITY ID: J05124144
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
| 2.1 | Elect Director Mitarai, Fujio | Management | For | For |
| 2.2 | Elect Director Tanaka, Toshizo | Management | For | For |
| 2.3 | Elect Director Ikoma, Toshiaki | Management | For | For |
| 2.4 | Elect Director Watanabe, Kunio | Management | For | For |
| 2.5 | Elect Director Adachi, Yoroku | Management | For | For |
| 2.6 | Elect Director Mitsuhashi, Yasuo | Management | For | For |
| 2.7 | Elect Director Matsumoto, Shigeyuki | Management | For | For |
| 2.8 | Elect Director Homma, Toshio | Management | For | For |
| 2.9 | Elect Director Nakaoka, Masaki | Management | For | For |
| 2.10 | Elect Director Honda, Haruhisa | Management | For | For |
| 2.11 | Elect Director Ozawa, Hideki | Management | For | For |
| 2.12 | Elect Director Maeda, Masaya | Management | For | For |
| 2.13 | Elect Director Tani, Yasuhiro | Management | For | For |
| 2.14 | Elect Director Araki, Makoto | Management | For | For |
| 2.15 | Elect Director Suematsu, Hiroyuki | Management | For | For |
| 2.16 | Elect Director Uzawa, Shigeyuki | Management | For | For |
| 2.17 | Elect Director Nagasawa, Kenichi | Management | For | For |
| 2.18 | Elect Director Otsuka, Naoji | Management | For | For |
| 2.19 | Elect Director Yamada, Masanori | Management | For | For |
| 2.20 | Elect Director Wakiya, Aitake | Management | For | For |
| 2.21 | Elect Director Ono, Kazuto | Management | For | For |
| 3 | Approve Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Abstain |
| 4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
| 5 | Approve Annual Bonus Payment to Directors | Management | For | For |
| |
|---|
CARPHONE WAREHOUSE GROUP PLC
MEETING DATE: JUL 27, 2012 | TICKER: CPW SECURITY ID: G6469B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Charles Dunstone as Director | Management | For | Against |
| 5 | Re-elect Roger Taylor as Director | Management | For | Against |
| 6 | Re-elect Nigel Langstaff as Director | Management | For | Against |
| 7 | Re-elect John Gildersleeve as Director | Management | For | Against |
| 8 | Re-elect Baroness Morgan of Huyton as Director | Management | For | Against |
| 9 | Re-elect John Allwood as Director | Management | For | For |
| 10 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
CARREFOUR
MEETING DATE: APR 23, 2013 | TICKER: CA SECURITY ID: F13923119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.58 per Share | Management | For | For |
| 4 | Reelect Sebastien Bazin as Director | Management | For | For |
| 5 | Reelect Thierry Breton as Director | Management | For | For |
| 6 | Reelect Charles Edelstenne as Director | Management | For | For |
| 7 | Reelect Anne-Claire Taittinger as Director | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Amend Article 20 of Bylaws Re: Proxy Voting | Management | For | For |
| 10 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 90 Million | Management | For | For |
| 13 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 90 Million | Management | For | For |
| 14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 15 | Authorize Capital Increase of Up to EUR 90 Million for Future Exchange Offers | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Approve Employee Stock Purchase Plan | Management | For | For |
| |
|---|
CENTRICA PLC
MEETING DATE: MAY 13, 2013 | TICKER: CNA SECURITY ID: G2018Z143
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Sir Roger Carr as Director | Management | For | For |
| 5 | Re-elect Sam Laidlaw as Director | Management | For | For |
| 6 | Re-elect Phil Bentley as Director | Management | For | For |
| 7 | Re-elect Margherita Della Valle as Director | Management | For | For |
| 8 | Re-elect Mary Francis as Director | Management | For | For |
| 9 | Re-elect Mark Hanafin as Director | Management | For | For |
| 10 | Re-elect Lesley Knox as Director | Management | For | For |
| 11 | Re-elect Nick Luff as Director | Management | For | For |
| 12 | Re-elect Ian Meakins as Director | Management | For | For |
| 13 | Re-elect Paul Rayner as Director | Management | For | For |
| 14 | Re-elect Chris Weston as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
CHEUNG KONG INFRASTRUCTURE HOLDINGS LTD
MEETING DATE: MAY 20, 2013 | TICKER: 01038 SECURITY ID: G2098R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Kam Hing Lam as Director | Management | For | For |
| 3b | Elect Ip Tak Chuen, Edmond as Director | Management | For | For |
| 3c | Elect Andrew John Hunter as Director | Management | For | For |
| 3d | Elect Chow Woo Mo Fong, Susan as Director | Management | For | For |
| 3e | Elect Frank John Sixt as Director | Management | For | For |
| 4 | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
CHINA KANGHUI HOLDINGS
MEETING DATE: OCT 31, 2012 | TICKER: KH SECURITY ID: 16890V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Other Business (Voting) | Management | For | Against |
| |
|---|
CHRISTIAN DIOR
MEETING DATE: OCT 26, 2012 | TICKER: CDI SECURITY ID: F26334106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million | Management | For | For |
| 10 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year, up to EUR 80 Million Reserved for Private Placement | Management | For | For |
| 11 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 8 to 10 | Management | For | For |
| 13 | Authorize Capital Increase of Up to EUR 80 Million for Future Exchange Offers | Management | For | For |
| 14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 15 | Approve Employee Stock Purchase Plan | Management | For | For |
| 16 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 80 Million | Management | For | For |
| 17 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 18 | Amend Article 15 of Bylaws Re: Age Limit for CEO and Vice CEOs; Change Fiscal Year Start to July 1, and Fiscal Year End to June 30, and Amend Article 24 of Bylaws Accordingly | Management | For | For |
| |
|---|
COMMONWEALTH BANK OF AUSTRALIA
MEETING DATE: OCT 30, 2012 | TICKER: CBA SECURITY ID: Q26915100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect David Turner as a Director | Management | For | For |
| 2b | Elect Carolyn Kay as a Director | Management | For | For |
| 2c | Elect Harrison Young as a Director | Management | For | For |
| 3 | Approve the Remuneration Report | Management | For | For |
| 4 | Approve the Grant of Up to 78,681 Reward Rights to Ian Mark Narev, CEO and Managing Director of the Company | Management | For | For |
| 5 | Approve the Selective Buyback of Up to 100 Percent of the Preference Shares that Form Part of the Perpetual Exchangeable Resaleable Listed Securities | Management | For | For |
| |
|---|
COOKSON GROUP PLC
MEETING DATE: NOV 26, 2012 | TICKER: CKSN SECURITY ID: G24108246
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reorganisation of the Company | Management | For | For |
| 2 | Approve the Demerger and the Capital Reductions | Management | For | For |
| 3 | Approve Delisting of the Company's Ordinary Shares from the Premium Listing Segment of the Official List | Management | For | For |
| 4 | Approve Vesuvius Share Plan | Management | For | For |
| 5 | Approve Alent Share Plan | Management | For | For |
| |
|---|
COOKSON GROUP PLC
MEETING DATE: NOV 26, 2012 | TICKER: CKSN SECURITY ID: G24108246
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
CREDIT SAISON CO. LTD.
MEETING DATE: JUN 26, 2013 | TICKER: 8253 SECURITY ID: J7007M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2.1 | Elect Director Rinno, Hiroshi | Management | For | For |
| 2.2 | Elect Director Maekawa, Teruyuki | Management | For | For |
| 2.3 | Elect Director Takahashi, Naoki | Management | For | For |
| 2.4 | Elect Director Kaneko, Haruhisa | Management | For | For |
| 2.5 | Elect Director Yamamoto, Hiroshi | Management | For | For |
| 2.6 | Elect Director Yamashita, Masahiro | Management | For | For |
| 2.7 | Elect Director Kakusho, Junji | Management | For | For |
| 2.8 | Elect Director Hirase, Kazuhiro | Management | For | For |
| 2.9 | Elect Director Shimizu, Sadamu | Management | For | For |
| 2.10 | Elect Director Matsuda, Akihiro | Management | For | For |
| 2.11 | Elect Director Aoyama, Teruhisa | Management | For | For |
| 2.12 | Elect Director Yamamoto, Yoshihisa | Management | For | For |
| 2.13 | Elect Director Okamoto, Tatsunari | Management | For | For |
| 2.14 | Elect Director Mizuno, Katsumi | Management | For | For |
| 2.15 | Elect Director Ueno, Yasuhisa | Management | For | For |
| |
|---|
CSL LTD.
MEETING DATE: OCT 17, 2012 | TICKER: CSL SECURITY ID: Q3018U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Maurice Renshaw as a Director | Management | For | For |
| 2b | Elect David Anstice as a Director | Management | For | For |
| 3 | Approve the Adoption of Remuneration Report | Management | For | For |
| 4 | Approve the Adoption of a New Constitution | Management | For | For |
| 5a | Amend the Company's Constitution to Insert Proportional Takeover Provisions in the New Constitution | Management | For | For |
| 5b | Amend the Company's Constitution to Re-Insert Proportional Takeover Provisions in the Existing Constitution | Management | For | For |
| |
|---|
CTS EVENTIM AG
MEETING DATE: MAY 08, 2013 | TICKER: EVD SECURITY ID: D1648T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.57 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2013 | Management | For | For |
| 6.1 | Elect Edmund Hug to the Supervisory Board | Management | For | For |
| 6.2 | Elect Jobst Plog to the Supervisory Board | Management | For | For |
| 6.3 | Elect Bernd Kundrun to the Supervisory Board | Management | For | For |
| 7 | Approve Merger by Absorption of See Tickets Germany GmbH | Management | For | For |
| 8 | Approve Merger by Absorption of eventim Online Holding GmbH | Management | For | For |
| 9 | Approve Profit Transfer Agreement with getgo consulting GmbH | Management | For | For |
| 10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 275 Million; Approve Creation of EUR 22 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 11 | Amend Articles Re: Remuneration of the Supervisory Board | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 14, 2013 | TICKER: CMI SECURITY ID: 231021106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director William I. Miller | Management | For | For |
| 3 | Elect Director Alexis M. Herman | Management | For | For |
| 4 | Elect Director Georgia R. Nelson | Management | For | For |
| 5 | Elect Director Carl Ware | Management | For | For |
| 6 | Elect Director Robert K. Herdman | Management | For | For |
| 7 | Elect Director Robert J. Bernhard | Management | For | For |
| 8 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 9 | Elect Director Stephen B. Dobbs | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 09, 2013 | TICKER: CVS SECURITY ID: 126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. David Brown II | Management | For | For |
| 1.2 | Elect Director David W. Dorman | Management | For | For |
| 1.3 | Elect Director Anne M. Finucane | Management | For | For |
| 1.4 | Elect Director Kristen Gibney Williams | Management | For | For |
| 1.5 | Elect Director Larry J. Merlo | Management | For | For |
| 1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
| 1.7 | Elect Director Richard J. Swift | Management | For | For |
| 1.8 | Elect Director William C. Weldon | Management | For | For |
| 1.9 | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Reduce Vote Requirement Under the Fair Price Provision | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
DAITO TRUST CONSTRUCTION CO. LTD.
MEETING DATE: JUN 26, 2013 | TICKER: 1878 SECURITY ID: J11151107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 165 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Kumakiri, Naomi | Management | For | For |
| 3.2 | Elect Director Kadochi, Hitoshi | Management | For | For |
| 3.3 | Elect Director Inada, Akio | Management | For | For |
| 3.4 | Elect Director Nakada, Shuuji | Management | For | For |
| 3.5 | Elect Director Kobayashi, Katsuma | Management | For | For |
| 3.6 | Elect Director Kawai, Shuuji | Management | For | For |
| 3.7 | Elect Director Sasamoto, Yuujiro | Management | For | For |
| 3.8 | Elect Director Marcus Merner | Management | For | For |
| 3.9 | Elect Director Yamaguchi, Toshiaki | Management | For | For |
| 4.1 | Appoint Statutory Auditor Uno, Masayasu | Management | For | For |
| 4.2 | Appoint Statutory Auditor Hachiya, Hideo | Management | For | Against |
| 4.3 | Appoint Statutory Auditor Fujimaki, Kazuo | Management | For | For |
| |
|---|
DANONE
MEETING DATE: APR 25, 2013 | TICKER: BN SECURITY ID: F12033134
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.45 per Share | Management | For | For |
| 4 | Relect Franck Riboud as Director | Management | For | For |
| 5 | Relect Emmanuel Faber as Director | Management | For | For |
| 6 | Approve Auditors' Special Report Regarding New Related-Party Transactions | Management | For | For |
| 7 | Approve Transaction with J.P. Morgan | Management | For | For |
| 8 | Approve Severance Payment Agreement with Franck Riboud | Management | For | For |
| 9 | Approve Severance Payment Agreement with Emmanuel Faber | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000 | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 55.3 Million | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 23.6 Million | Management | For | For |
| 14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 15 | Authorize Capital Increase of Up to EUR 15.7 Million for Future Exchange Offers | Management | For | For |
| 16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 17 | Authorize Capitalization of Reserves of Up to EUR 40.7 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 18 | Approve Employee Stock Purchase Plan | Management | For | For |
| 19 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Amend Article 5 of Bylaws Re: Company's Duration | Management | For | For |
| 22 | Amend Article 22.II of Bylaws Re: Proxy Voting | Management | For | For |
| 23 | Amend Article 24.I of Bylaws Re: Convening of General Meetings | Management | For | For |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
DASSAULT SYSTEMES
MEETING DATE: MAY 30, 2013 | TICKER: DSY SECURITY ID: F2457H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
| 5 | Approve Auditors' Special Report Regarding New Related-Party Transactions and Acknowledge Ongoing Transactions | Management | For | For |
| 6 | Elect Odile Desforges as Director | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million | Management | For | For |
| 11 | Approve Issuance of up to Aggregate Nominal Amount of EUR 15 Million for a Private Placement | Management | For | For |
| 12 | Approve Issuance of Warrants (BSAAR) up to EUR 6 Million Reserved for Employees and Corporate Officers | Management | For | For |
| 13 | Authorize Capitalization of Reserves of Up to EUR 15 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 15 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 16 | Authorize up to 5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
| 17 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
DELPHI AUTOMOTIVE PLC
MEETING DATE: APR 25, 2013 | TICKER: DLPH SECURITY ID: G27823106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Gary L. Cowger as a Director | Management | For | For |
| 1.2 | Reelect Nicholas M. Donofrio as a Director | Management | For | For |
| 1.3 | Reelect Mark P. Frissora as a Director | Management | For | For |
| 1.4 | Reelect Rajiv L. Gupta as a Director | Management | For | For |
| 1.5 | Reelect John A. Krol as a Director | Management | For | For |
| 1.6 | Reelect J. Randall MacDonald as a Director | Management | For | For |
| 1.7 | Reelect Sean O. Mahoney as a Director | Management | For | For |
| 1.8 | Reelect Rodney O'Neal as a Director | Management | For | For |
| 1.9 | Reelect Thomas W. Sidlik as a Director | Management | For | For |
| 1.10 | Reelect Bernd Wiedemann as a Director | Management | For | For |
| 1.11 | Reelect Lawrence A. Zimmerman as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DELTA LLOYD NV
MEETING DATE: MAY 23, 2013 | TICKER: DL SECURITY ID: N25633103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Receive Announcements | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3a | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3c | Approve Dividends of EUR 1.03 Per Share | Management | For | For |
| 4a | Approve Discharge of Management Board | Management | For | For |
| 4b | Approve Discharge of Supervisory Board | Management | For | For |
| 5a | Announce Vacancies on the Board | Management | None | None |
| 5b | Opportunity to Make Recommendations | Management | None | None |
| 5c | Announce Intention to elect Clara C. Streit to Supervisory Board | Management | None | None |
| 5d | Elect Clara C. Streit to Supervisory Board | Management | For | For |
| 5e | Announce Vacancies on the Board Arising in 2014 | Management | None | None |
| 6 | Approve Amendments to Remuneration Policy for Management Board Members | Management | For | For |
| 7 | Amend Articles Re: Legislative Changes and Removal of Provisions Regarding Aviva | Management | For | For |
| 8a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 8b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 8a | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Allow Questions and Close Meeting | Management | None | None |
| |
|---|
DENSO CORP.
MEETING DATE: JUN 19, 2013 | TICKER: 6902 SECURITY ID: J12075107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 37 | Management | For | For |
| 2.1 | Elect Director Kato, Nobuaki | Management | For | For |
| 2.2 | Elect Director Tokuda, Hiromi | Management | For | For |
| 2.3 | Elect Director Kobayashi, Koji | Management | For | For |
| 2.4 | Elect Director Sugi, Hikaru | Management | For | For |
| 2.5 | Elect Director Miyaki, Masahiko | Management | For | For |
| 2.6 | Elect Director Hironaka, Kazuo | Management | For | For |
| 2.7 | Elect Director Shirasaki, Shinji | Management | For | For |
| 2.8 | Elect Director Shikamura, Akio | Management | For | For |
| 2.9 | Elect Director Maruyama, Haruya | Management | For | For |
| 2.10 | Elect Director Tajima, Akio | Management | For | For |
| 2.11 | Elect Director Adachi, Michio | Management | For | For |
| 2.12 | Elect Director Wakabayashi, Hiroyuki | Management | For | For |
| 2.13 | Elect Director Iwata, Satoshi | Management | For | For |
| 2.14 | Elect Director Toyoda, Shoichiro | Management | For | For |
| 3.1 | Appoint Statutory Auditor Iwase, Masato | Management | For | For |
| 3.2 | Appoint Statutory Auditor Saito, Tsutomu | Management | For | For |
| 4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
| |
|---|
DEUTSCHE BANK AG
MEETING DATE: MAY 23, 2013 | TICKER: DBK SECURITY ID: D18190898
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
| 5 | Ratify KPMG as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
| 6 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | Did Not Vote |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
| 9 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 11.1 | Elect John Cryan to the Supervisory Board | Management | For | Did Not Vote |
| 11.2 | Elect Henning Kagermann to the Supervisory Board | Management | For | Did Not Vote |
| 11.3 | Elect Suzanne Labarge to the Supervisory Board | Management | For | Did Not Vote |
| 11.4 | Elect Johannes Teyssen to the Supervisory Board | Management | For | Did Not Vote |
| 11.5 | Elect Georg Thoma to the Supervisory Board | Management | For | Did Not Vote |
| 11.6 | Elect Tilman Todenhoefer to the Supervisory Board | Management | For | Did Not Vote |
| 11.7 | Elect Dina Dublon to the Supervisory Board | Management | For | Did Not Vote |
| 12 | Approve Creation of EUR 230.4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 13 | Approve Domination Agreement with RREEF Management GmbH | Management | For | Did Not Vote |
| |
|---|
DGB FINANCIAL GROUP CO LTD
MEETING DATE: MAR 22, 2013 | TICKER: 139130 SECURITY ID: Y2058E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 330 per Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Elect One Inside Director and Five Outside Directors (Bundled) | Management | For | For |
| 4 | Elect Three Outside Directors as Members of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
DIAGEO PLC
MEETING DATE: OCT 17, 2012 | TICKER: DGEL SECURITY ID: 25243Q205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Peggy Bruzelius as Director | Management | For | For |
| 5 | Re-elect Laurence Danon as Director | Management | For | For |
| 6 | Re-elect Lord Davies of Abersoch as Director | Management | For | For |
| 7 | Re-elect Betsy Holden as Director | Management | For | For |
| 8 | Re-elect Dr Franz Humer as Director | Management | For | For |
| 9 | Re-elect Deirdre Mahlan as Director | Management | For | For |
| 10 | Re-elect Philip Scott as Director | Management | For | For |
| 11 | Re-elect Todd Stitzer as Director | Management | For | For |
| 12 | Re-elect Paul Walsh as Director | Management | For | For |
| 13 | Elect Ho KwonPing as Director | Management | For | For |
| 14 | Elect Ivan Menezes as Director | Management | For | For |
| 15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
DIAGEO PLC
MEETING DATE: OCT 17, 2012 | TICKER: DGE SECURITY ID: G42089113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Peggy Bruzelius as Director | Management | For | For |
| 5 | Re-elect Laurence Danon as Director | Management | For | For |
| 6 | Re-elect Lord Davies of Abersoch as Director | Management | For | For |
| 7 | Re-elect Betsy Holden as Director | Management | For | For |
| 8 | Re-elect Dr Franz Humer as Director | Management | For | For |
| 9 | Re-elect Deirdre Mahlan as Director | Management | For | For |
| 10 | Re-elect Philip Scott as Director | Management | For | For |
| 11 | Re-elect Todd Stitzer as Director | Management | For | For |
| 12 | Re-elect Paul Walsh as Director | Management | For | For |
| 13 | Elect Ho KwonPing as Director | Management | For | For |
| 14 | Elect Ivan Menezes as Director | Management | For | For |
| 15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
DNB NOR ASA
MEETING DATE: APR 30, 2013 | TICKER: DNBNOR SECURITY ID: R1812S105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Remuneration of Supervisory Board, Control Committee, and Nominating Committee | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.10 per Share | Management | For | Did Not Vote |
| 7 | Reelect Skarholt, Andersen, Koc, Leire, Smith, Svenning, Sorensen, and Wang as Member, and Gravir, Haslestad, Landmark, and Skogsholm as New Members of Supervisory Board; Elect Deputy Members of Supervisory Board | Management | For | Did Not Vote |
| 8 | Elect Camilla Grieg and Karl Moursund as Members of Nominating Committee | Management | For | Did Not Vote |
| 9 | Reelect Frode Hassel (Chairman), Thorstein Overland, Karl Olav Hovden, and Vigdis Almestad as Members of Control Committee; Reelect Ida Johnson and Elect Agnar Langeland as Deputy Members of Control Committee | Management | For | Did Not Vote |
| 10 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 11a | Approve Advisory Part of Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 11b | Approve Binding Part of Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 12 | Approve Corporate Governance Statement | Management | For | Did Not Vote |
| 13 | Financial Structure for a New Real Economy; Financial Services Innovation; Requirements Regarding the Assignment of Roles and Impartiality; Selection of Board Members; Board Committee for Shared Financial Responsibility, Authorization and Common Interests | Shareholder | None | None |
| |
|---|
DOMINO'S PIZZA GROUP PLC
MEETING DATE: MAR 26, 2013 | TICKER: DOM SECURITY ID: G2811T120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Stephen Hemsley as Director | Management | For | For |
| 6 | Re-elect Colin Halpern as Director | Management | For | For |
| 7 | Re-elect Lance Batchelor as Director | Management | For | For |
| 8 | Re-elect Lee Ginsberg as Director | Management | For | For |
| 9 | Re-elect Nigel Wray as Director | Management | For | For |
| 10 | Re-elect John Hodson as Director | Management | For | For |
| 11 | Re-elect Michael Shallow as Director | Management | For | For |
| 12 | Re-elect Syl Saller as Director | Management | For | For |
| 13 | Re-elect Helen Keays as Director | Management | For | For |
| 14 | Approve Remuneration Report | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
E.ON SE
MEETING DATE: MAY 03, 2013 | TICKER: EOAN SECURITY ID: D24914133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
| 5a | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
| 5b | Ratify PricewaterhouseCoopers as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2013 | Management | For | Did Not Vote |
| 6a | Elect Denise Kingsmill to the Supervisory Board | Management | For | Did Not Vote |
| 6b | Elect Ulrich Lehner to the Supervisory Board | Management | For | Did Not Vote |
| 6c | Elect Rene Obermann to the Supervisory Board | Management | For | Did Not Vote |
| 6d | Elect Karen de Segundo to the Supervisory Board | Management | For | Did Not Vote |
| 6e | Elect Theo Siegert to the Supervisory Board | Management | For | Did Not Vote |
| 6f | Elect Werner Wenning to the Supervisory Board | Management | For | Did Not Vote |
| 7 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| |
|---|
EDP-ENERGIAS DE PORTUGAL S.A
MEETING DATE: MAY 06, 2013 | TICKER: EDP SECURITY ID: X67925119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3.1 | Approve Discharge of Executive Board | Management | For | For |
| 3.2 | Approve Discharge of General Supervisory Board | Management | For | For |
| 3.3 | Approve Discharge of Statutory Auditor | Management | For | For |
| 4 | Authorize Repurchase and Reissuance of Shares | Management | For | For |
| 5 | Authorize Repurchase and Reissuance of Debt Instruments | Management | For | For |
| 6 | Approve Remuneration Policy for the Executive Board of Directors | Management | For | For |
| 7 | Approve Remuneration Policy for Other Corporate Bodies | Management | For | For |
| 8.1 | Elect Augusto Carlos Serra Ventura Mateus as Director | Management | For | For |
| 8.2 | Elect Nuno Manuel da Silva Amado as Director | Management | For | For |
| 9 | Elect a Member of the Environmental and Sustainability Committee | Management | For | For |
| |
|---|
ELAN CORPORATION PLC
MEETING DATE: DEC 12, 2012 | TICKER: DRX SECURITY ID: 284131208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Demerger | Management | For | For |
| |
|---|
ELAN CORPORATION PLC
MEETING DATE: APR 12, 2013 | TICKER: DRX SECURITY ID: 284131208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Tender Offer | Management | For | For |
| |
|---|
ELAN CORPORATION PLC
MEETING DATE: MAY 30, 2013 | TICKER: DRX SECURITY ID: 284131208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3a | Reelect Robert Ingram as Director | Management | For | For |
| 3b | Reelect Gary Kennedy as Director | Management | For | Against |
| 3c | Reelect Patrick Kennedy as Director | Management | For | Against |
| 3d | Reelect Kelly Martin as Director | Management | For | For |
| 3e | Reelect Kieran McGowan as Director | Management | For | For |
| 3f | Reelect Kyran McLaughlin as Director | Management | For | For |
| 3g | Reelect Donal O'Connor as Director | Management | For | Against |
| 3h | Reelect Richard Pilnik as Director | Management | For | For |
| 3i | Reelect Andrew von Eschenbach as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 6 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Approve Reduction in Share Capital | Management | For | For |
| 8 | Authorise Share Repurchase Program | Management | For | For |
| 9 | Authorise Reissuance of Repurchased Shares | Management | For | For |
| 10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ELECTRICITE DE FRANCE
MEETING DATE: MAY 30, 2013 | TICKER: EDF SECURITY ID: F2940H113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.25 per Share | Management | For | For |
| 4 | Approve Payment of Dividends (Cash or Shares) | Management | For | For |
| 5 | Authorize Board to Provide the Option for Payment in Shares of Interim Dividend for Fiscal Year 2013 | Management | For | For |
| 6 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Amend Articles 1, 2.3, and 6.2 of Bylaws Re: Applicable Legislation | Management | For | For |
| 9 | Amend Article 16 of Bylaws Re: Employee Representative at Board Comitees | Shareholder | For | Against |
| 10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ELIZABETH ARDEN, INC.
MEETING DATE: NOV 07, 2012 | TICKER: RDEN SECURITY ID: 28660G106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. Scott Beattie | Management | For | For |
| 1.2 | Elect Director Fred Berens | Management | For | For |
| 1.3 | Elect Director Maura J. Clark | Management | For | For |
| 1.4 | Elect Director Richard C.W. Mauran | Management | For | For |
| 1.5 | Elect Director William M. Tatham | Management | For | For |
| 1.6 | Elect Director J. W. Nevil Thomas | Management | For | For |
| 1.7 | Elect Director A. Salman Amin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Animal Testing and Alternatives | Shareholder | Against | Abstain |
| |
|---|
ELRINGKLINGER AG
MEETING DATE: MAY 16, 2013 | TICKER: ZIL2 SECURITY ID: D2462K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.45 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
| 6 | Elect Klaus Eberthardt to the Supervisory Board | Management | For | Did Not Vote |
| 7 | Amend Articles Re: Remuneration of the Supervisory Board | Management | For | Did Not Vote |
| |
|---|
ENI S.P.A.
MEETING DATE: MAY 10, 2013 | TICKER: ENI SECURITY ID: T3643A145
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
ENI SPA
MEETING DATE: JUL 16, 2012 | TICKER: ENI SECURITY ID: T3643A145
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Elimination of Shares' Par Value and Cancellation of Treasury Shares | Management | For | For |
| 1 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 20, 2013 | TICKER: ESV SECURITY ID: G3157S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Francis S. Kalman as Director | Management | For | For |
| 2 | Re-elect Roxanne J. Decyk as Director | Management | For | For |
| 3 | Re-elect Mary Francis CBE as Director | Management | For | For |
| 4 | Reappoint KPMG LLP as Auditors of the Company | Management | For | For |
| 5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote to Approve Directors' Remuneration Report | Management | For | For |
| 9 | Accept Auditors' and Directors' Reports and Statutory Reports | Management | For | For |
| 10 | Amend Articles of Association Declassifying the Board and Conversion of American Depositary Shares to Class A ordinary Shares | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
ERICSSON
MEETING DATE: APR 09, 2013 | TICKER: ERICB SECURITY ID: W26049119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.1 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8.3 | Approve Allocation of Income and Dividends of SEK 2.75 per Share | Management | For | Did Not Vote |
| 9 | Presentation of Nominating Committee's Proposals | Management | None | None |
| 9.1 | Determine Number of Members (12) and Deputy Members of Board (0) | Management | For | Did Not Vote |
| 9.2 | Approve Remuneration of Directors in the Amount of SEK 3.85 Million to the Chairman and SEK 900,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 9.3 | Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, A. Izosimov, U. Johansson, S. Martin-Lof, H. Vestberg, and J. Wallenberg as Directors; Elect N. Denzel, K. Lund, and P. Ostberg as New Directors | Management | For | Did Not Vote |
| 9.4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 9.5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 11.1 | Approve 2013 Share Matching Plan for All Employees | Management | For | Did Not Vote |
| 11.2 | Authorize Reissuance of 11.9 Million Repurchased Class B Shares for 2013 Share Matching Plan for All Employees | Management | For | Did Not Vote |
| 11.3 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | Management | For | Did Not Vote |
| 11.4 | Approve 2013 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
| 11.5 | Authorize Reissuance of 8.7 Million Repurchased Class B Shares for 2013 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
| 11.6 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5 | Management | For | Did Not Vote |
| 11.7 | Approve 2013 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
| 11.8 | Authorize Reissuance of 6 Million Repurchased Class B Shares for 2013 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
| 11.9 | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | Management | For | Did Not Vote |
| 12 | Authorize Reissuance of up to 18.2 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2009, 2010, 2011 and 2012 Long-Term Variable Compensation Plans | Management | For | Did Not Vote |
| 13 | Amend Articles Re: Insert Gender Quota for Board of Directors | Shareholder | None | Did Not Vote |
| 14 | Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | Shareholder | None | Did Not Vote |
| 15.1 | Request Board to Take Necessary Action to Create a Shareholders Association | Shareholder | None | Did Not Vote |
| 15.2 | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | Shareholder | None | Did Not Vote |
| 15.3 | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | Shareholder | None | Did Not Vote |
| 16 | Close Meeting | Management | None | None |
| |
|---|
ERSTE GROUP BANK AG
MEETING DATE: MAY 16, 2013 | TICKER: EBS SECURITY ID: A19494102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income | Management | For | For |
| 3a | Approve Discharge of Management Board | Management | For | For |
| 3b | Approve Discharge of Supervisory Board | Management | For | For |
| 4 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 5a | Approve Reduction of Board Size to Nine Members | Management | For | For |
| 5b | Reelect Theresa Jordis as Supervisory Board Member | Management | For | For |
| 6 | Ratify Additional Auditor for Fiscal 2014 | Management | For | For |
| 7 | Authorize Repurchase of Issued Share Capital for Trading Purposes | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Repurchase of Own Participation Certificates for Trading Purposes | Management | For | For |
| 10 | Authorize Participation Certificate Repurchase Program and Reissuance or Cancellation of Repurchased Participation Certificates | Management | For | For |
| |
|---|
ESSILOR INTERNATIONAL
MEETING DATE: MAY 16, 2013 | TICKER: EI SECURITY ID: F31668100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.88 per Share | Management | For | For |
| 4 | Renew Appointments of Pricewaterhousecoopers Audit as Auditor and Etienne Boris as Alternate Auditor | Management | For | For |
| 5 | Renew Appointments of Mazars as Auditor and Jean-Louis Simon as Alternate Auditor | Management | For | For |
| 6 | Reelect Yves Chevillotte as Director | Management | For | For |
| 7 | Reelect Mireille Faugere as Director | Management | For | For |
| 8 | Reelect Xavier Fontanet as Director | Management | For | For |
| 9 | Elect Maureen Cavanagh as Director | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Employee Stock Purchase Plan | Management | For | For |
| 12 | Approve Issuance of Shares up to 15 Percent of Issued Capital Per Year Reserved for Qualified Investors or Restricted Number of Investors | Management | For | For |
| 13 | Introduce Possibility to Renounce to Double-Voting Rights for Long-Term Registered Shareholders | Management | For | For |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
EXEDY CORP.
MEETING DATE: JUN 21, 2013 | TICKER: 7278 SECURITY ID: J1326T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
| 2 | Amend Articles To Clarify Terms of Alternate Statutory Auditors - Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Shimizu, Haruo | Management | For | For |
| 3.2 | Elect Director Hisakawa, Hidehito | Management | For | For |
| 3.3 | Elect Director Masaoka, Hisayasu | Management | For | For |
| 3.4 | Elect Director Matsuda, Masayuki | Management | For | For |
| 3.5 | Elect Director Toyohara, Hiroshi | Management | For | For |
| 3.6 | Elect Director Nakahara, Tadashi | Management | For | For |
| 3.7 | Elect Director Kojima, Yoshihiro | Management | For | For |
| 3.8 | Elect Director Fujimori, Fumio | Management | For | For |
| 3.9 | Elect Director Fukumura, Kagenori | Management | For | For |
| 4.1 | Appoint Statutory Auditor Toyoda, Kanshiro | Management | For | Against |
| 4.2 | Appoint Statutory Auditor Nishigaki, Keizo | Management | For | For |
| 5 | Appoint Alternate Statutory Auditor Okada, Toshihiro | Management | For | Against |
| |
|---|
FAST RETAILING
MEETING DATE: NOV 22, 2012 | TICKER: 9983 SECURITY ID: J1346E100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yanai, Tadashi | Management | For | For |
| 1.2 | Elect Director Hambayashi, Toru | Management | For | For |
| 1.3 | Elect Director Hattori, Nobumichi | Management | For | For |
| 1.4 | Elect Director Murayama, Toru | Management | For | For |
| 1.5 | Elect Director Shintaku, Masaaki | Management | For | For |
| 1.6 | Elect Director Nawa, Takashi | Management | For | For |
| 2.1 | Appoint Statutory Auditor Yasumoto, Takaharu | Management | For | For |
| 2.2 | Appoint Statutory Auditor Kaneko, Keiko | Management | For | For |
| 2.3 | Appoint Statutory Auditor Shinjo, Masaaki | Management | For | For |
| |
|---|
FLSMIDTH & CO.
MEETING DATE: APR 05, 2013 | TICKER: FLS SECURITY ID: K90242130
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Management's Review | Management | None | None |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3.1 | Approve Remuneration of Directors for 2012; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 3.2 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.2 Million for the Chairman, DKK 800,000 for the Vice Chairman, and DKK 400,000 for Other Members; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 9 per Share | Management | For | Did Not Vote |
| 5.1 | Reelect Vagn Ove Sorensen as Director | Management | For | Did Not Vote |
| 5.2 | Reelect Torkil Bentzen as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Martin Ivert as Director | Management | For | Did Not Vote |
| 5.4 | Reelect Steen Jakobsson as Director | Management | For | Did Not Vote |
| 5.5 | Reelect Tom Knutzen as Director | Management | For | Did Not Vote |
| 5.6 | Reelect Caroline Sainte Marie as Director | Management | For | Did Not Vote |
| 6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 7.1 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 7.2 | Approve Creation of DKK 100 Million Pool of Capital without Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| |
|---|
FRESNILLO PLC
MEETING DATE: MAY 02, 2013 | TICKER: FRES SECURITY ID: G371E2108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Alberto Bailleres as Director | Management | For | For |
| 5 | Re-elect Lord Cairns as Director | Management | For | For |
| 6 | Re-elect Javier Fernandez as Director | Management | For | For |
| 7 | Re-elect Fernando Ruiz as Director | Management | For | Against |
| 8 | Re-elect Fernando Solana as Director | Management | For | For |
| 9 | Re-elect Guy Wilson as Director | Management | For | For |
| 10 | Re-elect Juan Bordes as Director | Management | For | For |
| 11 | Re-elect Arturo Fernandez as Director | Management | For | For |
| 12 | Re-elect Rafael MacGregor as Director | Management | For | For |
| 13 | Re-elect Jaime Lomelin as Director | Management | For | For |
| 14 | Re-elect Maria Asuncion Aramburuzabala as Director | Management | For | Against |
| 15 | Re-elect Alejandro Bailleres as Director | Management | For | For |
| 16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
FUGRO NV
MEETING DATE: MAY 08, 2013 | TICKER: FUR SECURITY ID: N3385Q197
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board and Supervisory Board (Non-Voting) | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Approve Dividends of EUR 2.00 Per Share | Management | For | For |
| 7a | Reelect M. Helmes to Supervisory Board | Management | For | For |
| 7b | Elect J.C.M. Schonfeld to Supervisory Board | Management | For | For |
| 8 | Elect S.J. Thomson to Executive Board | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10a) | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 10b) | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| |
|---|
GAS NATURAL SDG S.A
MEETING DATE: APR 16, 2013 | TICKER: GAS SECURITY ID: E5499B123
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5 | Renew Appointment of PricewaterhouseCoopers Auditores as Auditor | Management | For | For |
| 6.1 | Reelect Salvador Gabarro Serra as Director | Management | For | For |
| 6.2 | Reelect Emiliano Lopez Achurra as Director | Management | For | For |
| 6.3 | Reelect Juan Rosell Lastortras as Director | Management | For | For |
| 7 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GDF SUEZ
MEETING DATE: APR 23, 2013 | TICKER: GSZ SECURITY ID: F42768105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Ratify Appointment of Ann-Kristin Achleitner as Director | Management | For | For |
| 7 | Elect Jonathan Reynolds as Representative of Employee Shareholders to the Board | Management | None | For |
| 8 | Elect Caroline Simon as Representative of Employee Shareholders to the Board | Management | None | For |
| 9 | Approve Employee Stock Purchase Plan | Management | For | For |
| 10 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
| 11 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 12 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for A few Employees and Corporate Officers | Management | For | For |
| 13 | Amend Article 13.3 of Bylaws Re: Representative of Employee Shareholders Length of Term | Management | For | For |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| A | Approve Dividends of EUR 0.83 per Share | Shareholder | Against | Against |
| |
|---|
GEA GROUP AG
MEETING DATE: APR 18, 2013 | TICKER: G1A SECURITY ID: D28304109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0,55 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2013 | Management | For | For |
| |
|---|
GIANT MANUFACTURING CO., LTD.
MEETING DATE: JUN 19, 2013 | TICKER: 9921 SECURITY ID: Y2708Z106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
| 4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
GJENSIDIGE FORSIKRING ASA
MEETING DATE: APR 25, 2013 | TICKER: SECURITY ID: R2763X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Registration of Attending Shareholders and Proxies | Management | None | None |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.85 per Share | Management | For | Did Not Vote |
| 6a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 6b | Approve Remuneration Guidelines For Executive Management | Management | For | Did Not Vote |
| 6c | Approve Guidelines forAllotment of Shares and Subscription Rights | Management | For | Did Not Vote |
| 7a | Authorize Share Repurchase Program of Nominal Value of up to NOK 1 Million for Employee Share Savings Program | Management | For | Did Not Vote |
| 7b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares of Nominal Value of up to NOK 50 Million | Management | For | Did Not Vote |
| 8 | Approve Restructuring of the Company's Subsidiary | Management | For | Did Not Vote |
| 9 | Elect Members of the Supervisory Board (Corporate Assembly), Control Committee, and the Nomination Committee | Management | For | Did Not Vote |
| 10 | Approve Remuneration of the Supervisory Board (Corporate Assembly), Control Committee, and the Nomination Committee | Management | For | Did Not Vote |
| |
|---|
GOLDCORP INC.
MEETING DATE: MAY 02, 2013 | TICKER: G SECURITY ID: 380956409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| a1 | Elect Director John P. Bell | Management | For | For |
| a2 | Elect Director Beverley A. Briscoe | Management | For | For |
| a3 | Elect Director Peter J. Dey | Management | For | For |
| a4 | Elect Director Douglas M. Holtby | Management | For | For |
| a5 | Elect Director Charles A. Jeannes | Management | For | For |
| a6 | Elect Director P. Randy Reifel | Management | For | For |
| a7 | Elect Director A. Dan Rovig | Management | For | For |
| a8 | Elect Director Ian W. Telfer | Management | For | For |
| a9 | Elect Director Blanca Trevino | Management | For | For |
| a10 | Elect Director Kenneth F. Williamson | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Restricted Share Unit Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
H & M HENNES & MAURITZ
MEETING DATE: APR 23, 2013 | TICKER: HMB SECURITY ID: W41422101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Receive President's Report; Allow Questions | Management | None | None |
| 4 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 7 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 8a | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 8b | Receive Auditor Report | Management | None | None |
| 8c | Receive Chairman Report | Management | None | None |
| 8d | Receive Nominating Committee Report | Management | None | None |
| 9a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9b | Approve Allocation of Income and Dividends of SEK 9.50 per Share | Management | For | Did Not Vote |
| 9c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12 | Reelect Mia Brunell Livfors, Anders Dahlvig, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson (Chair), Melker Schorling and Christian Sievert as Directors | Management | For | Did Not Vote |
| 13 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 14 | Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson to the Nominating Committee; Approve Nominating Committee Guidelines | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Amend All-Employee Incentive Plan | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| |
|---|
HENGAN INTERNATIONAL GROUP CO. LTD.
MEETING DATE: MAY 23, 2013 | TICKER: 01044 SECURITY ID: G4402L151
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Xu Shui Shen as Director | Management | For | Against |
| 4 | Elect Sze Wong Kim as Director | Management | For | Against |
| 5 | Elect Hui Ching Chi as Director | Management | For | Against |
| 6 | Elect Wang Ming Fu as Director | Management | For | Against |
| 7 | Elect Ho Kwai Ching Mark as Director | Management | For | For |
| 8 | Elect Zhou Fang Sheng as Director | Management | For | For |
| 9 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 10 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
HIROSE ELECTRIC CO. LTD.
MEETING DATE: JUN 27, 2013 | TICKER: 6806 SECURITY ID: J19782101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
| 2.1 | Elect Director Nakamura, Tatsuro | Management | For | For |
| 2.2 | Elect Director Kushida, Sakae | Management | For | For |
| 2.3 | Elect Director Ishii, Kazunori | Management | For | For |
| 2.4 | Elect Director Yoshimura, Yoshikazu | Management | For | For |
| 2.5 | Elect Director Nikaido, Kazuhisa | Management | For | For |
| 2.6 | Elect Director Iizuka, Kazuyuki | Management | For | For |
| 2.7 | Elect Director Kondo, Makoto | Management | For | For |
| 2.8 | Elect Director Nakamura, Mitsuo | Management | For | For |
| 2.9 | Elect Director Hotta, Kensuke | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| |
|---|
HITACHI LTD.
MEETING DATE: JUN 21, 2013 | TICKER: 6501 SECURITY ID: J20454112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kawamura, Takashi | Management | For | For |
| 1.2 | Elect Director Ota, Yoshie | Management | For | For |
| 1.3 | Elect Director Katsumata, Nobuo | Management | For | For |
| 1.4 | Elect Director Cynthia Carroll | Management | For | For |
| 1.5 | Elect Director Sakakibara, Sadayuki | Management | For | For |
| 1.6 | Elect Director George Buckley | Management | For | For |
| 1.7 | Elect Director Mochizuki, Harufumi | Management | For | For |
| 1.8 | Elect Director Motobayashi, Toru | Management | For | For |
| 1.9 | Elect Director Philip Yeo | Management | For | For |
| 1.10 | Elect Director Kikawa, Michijiro | Management | For | For |
| 1.11 | Elect Director Stephen Gomersall | Management | For | For |
| 1.12 | Elect Director Nakanishi, Hiroaki | Management | For | For |
| 1.13 | Elect Director Hatchoji, Takashi | Management | For | For |
| 1.14 | Elect Director Miyoshi, Takashi | Management | For | For |
| |
|---|
HONDA MOTOR CO. LTD.
MEETING DATE: JUN 19, 2013 | TICKER: 7267 SECURITY ID: J22302111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 19 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Ike, Fumihiko | Management | For | For |
| 3.2 | Elect Director Ito, Takanobu | Management | For | For |
| 3.3 | Elect Director Iwamura, Tetsuo | Management | For | For |
| 3.4 | Elect Director Yamamoto, Takashi | Management | For | For |
| 3.5 | Elect Director Yamamoto, Yoshiharu | Management | For | For |
| 3.6 | Elect Director Yoshida, Masahiro | Management | For | For |
| 3.7 | Elect Director Hogen, Kensaku | Management | For | For |
| 3.8 | Elect Director Kuroyanagi, Nobuo | Management | For | For |
| 3.9 | Elect Director Fukui, Takeo | Management | For | For |
| 3.10 | Elect Director Shiga, Yuuji | Management | For | For |
| 3.11 | Elect Director Takeuchi, Kohei | Management | For | For |
| 3.12 | Elect Director Aoyama, Shinji | Management | For | For |
| 3.13 | Elect Director Kaihara, Noriya | Management | For | For |
| 4 | Appoint Statutory Auditor Endo, Kunio | Management | For | For |
| |
|---|
HSBC HOLDINGS PLC
MEETING DATE: MAY 24, 2013 | TICKER: HSBA SECURITY ID: G4634U169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3(a) | Re-elect Safra Catz as Director | Management | For | For |
| 3(b) | Re-elect Laura Cha as Director | Management | For | For |
| 3(c) | Re-elect Marvin Cheung as Director | Management | For | For |
| 3(d) | Elect Jim Comey as Director | Management | For | For |
| 3(e) | Re-elect John Coombe as Director | Management | For | For |
| 3(f) | Re-elect Joachim Faber as Director | Management | For | For |
| 3(g) | Re-elect Rona Fairhead as Director | Management | For | For |
| 3(h) | Elect Renato Fassbind as Director | Management | For | For |
| 3(i) | Re-elect Douglas Flint as Director | Management | For | For |
| 3(j) | Re-elect Stuart Gulliver as Director | Management | For | For |
| 3(k) | Re-elect James Hughes-Hallett as Director | Management | For | For |
| 3(l) | Re-elect William Laidlaw as Director | Management | For | For |
| 3(m) | Re-elect John Lipsky as Director | Management | For | For |
| 3(n) | Re-elect Janis Lomax as Director | Management | For | For |
| 3(o) | Re-elect Iain Mackay as Director | Management | For | For |
| 3(p) | Re-elect Sir Simon Robertson as Director | Management | For | For |
| 3(q) | Re-elect John Thornton as Director | Management | For | For |
| 4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
HUGO BOSS AG
MEETING DATE: MAY 16, 2013 | TICKER: BOSS SECURITY ID: D34902102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.12 per Registered Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
| 6 | Amend Affiliation Agreements with Subsidiaries HUGO BOSS Beteiligungsgesellschaft mbH and HUGO BOSS Internationale Beteiligungs-GmbH | Management | For | Did Not Vote |
| |
|---|
HYSAN DEVELOPMENT CO. LTD.
MEETING DATE: MAY 15, 2013 | TICKER: 00014 SECURITY ID: Y38203124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Frederick Peter Churchouse as Director | Management | For | For |
| 2b | Elect Chien Lee as Director | Management | For | Against |
| 2c | Elect Michael Tze Hau Lee as Director | Management | For | Against |
| 2d | Elect Joseph Chung Yin Poon as Director | Management | For | Against |
| 2e | Elect Wendy Wen Yee Yung as Director | Management | For | Against |
| 3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| |
|---|
HYUNDAI MOTOR CO.
MEETING DATE: MAR 15, 2013 | TICKER: 005380 SECURITY ID: Y38472109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,900 per Common Share, KRW 1,950 per Preferred Share 1, KRW 2,000 per Preferred Share 2, and KRW 1,950 per Preferred Share 3 | Management | For | For |
| 2 | Reelect Two Inside Directors and Two Outside Directors(Bundled) | Management | For | For |
| 3 | Reelect Nam Sung-Il as Member of Audit Committee | Management | For | For |
| 4 | Amend Articles of Incorporation - Business Objectives | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
IBERDROLA S.A.
MEETING DATE: MAR 22, 2013 | TICKER: IBE SECURITY ID: E6165F166
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Management Reports | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
| 5 | Approve Allocation of Income and Dividends | Management | For | For |
| 6.A | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 6.B | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7 | Ratify Appointment of and Elect Manuel Lagares Gomez-Abascal as Director | Management | For | For |
| 8 | Authorize Board to Create and Fund Associations and Foundations | Management | For | For |
| 9.A | Amend Article 6 Re: Representation of Shares | Management | For | For |
| 9.B | Amend Articles Re: Board Functioning | Management | For | For |
| 10 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 12 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| |
|---|
ILUKA RESOURCES LTD.
MEETING DATE: MAY 22, 2013 | TICKER: ILU SECURITY ID: Q4875J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Stephen John Turner as a Director | Management | For | For |
| 2 | Elect Wayne Osborn as a Director | Management | For | For |
| 3 | Elect Gregory John Walton Martin as a Director | Management | For | For |
| 4 | Elect James Hutchison Ranck as a Director | Management | For | For |
| 5 | Approve the Remuneration Report | Management | For | For |
| |
|---|
IMPERIAL TOBACCO GROUP PLC
MEETING DATE: JAN 30, 2013 | TICKER: IMT SECURITY ID: G4721W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Dr Ken Burnett as Director | Management | For | For |
| 5 | Re-elect Alison Cooper as Director | Management | For | For |
| 6 | Re-elect Robert Dyrbus as Director | Management | For | For |
| 7 | Elect David Haines as Director | Management | For | For |
| 8 | Re-elect Michael Herlihy as Director | Management | For | For |
| 9 | Re-elect Susan Murray as Director | Management | For | For |
| 10 | Re-elect Iain Napier as Director | Management | For | For |
| 11 | Elect Matthew Phillips as Director | Management | For | For |
| 12 | Re-elect Berge Setrakian as Director | Management | For | For |
| 13 | Re-elect Mark Williamson as Director | Management | For | For |
| 14 | Re-elect Malcolm Wyman as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Approve Share Matching Scheme | Management | For | For |
| 20 | Approve Long Term Incentive Plan | Management | For | For |
| 21 | Approve International Sharesave Plan | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
INDUSTRIA DE DISENO TEXTIL (INDITEX)
MEETING DATE: JUL 17, 2012 | TICKER: ITX SECURITY ID: E6282J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Discharge Directors | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.80 Per Share | Management | For | For |
| 4 | Reelect Gartler SL as Director | Management | For | For |
| 5 | Ratify Co-option of and Elect Jose Arnau Sierra as Director | Management | For | For |
| 6 | Appoint Deloitte as Auditor | Management | For | For |
| 7 | Amend Articles of Association | Management | For | For |
| 8 | Amend Articles of General Meeting Regulations | Management | For | For |
| 9 | Authorize Share Repurchase of up to 10 Percent | Management | For | For |
| 10 | Approve Company's Corporate Web Site | Management | For | For |
| 11 | Advisory Vote on Remuneration Report | Management | For | Against |
| 12 | Receive Amendments to Board of Directors' Regulations | Management | None | None |
| 13 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: NOV 05, 2012 | TICKER: 01398 SECURITY ID: Y3990B112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Association | Management | For | For |
| 2 | Approve Capital Planning for 2012-2014 | Management | For | For |
| 3 | Appoint KPMG Huazhen as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: MAR 20, 2013 | TICKER: 01398 SECURITY ID: Y3990B112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Malcolm Christopher McCarthy as Independent Non-Executive Director | Management | For | For |
| 2 | Elect Kenneth Patrick Chung as Independent Non-Executive Director | Management | For | For |
| 3 | Approve 2013 Fixed Assets Investment Budget | Management | For | For |
| 4 | Approve Issue of Eligible Tier-2 Capital Instruments | Management | For | For |
| |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: JUN 07, 2013 | TICKER: 01398 SECURITY ID: Y3990B112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept 2012 Work Report of Board of Directors | Management | For | For |
| 2 | Accept 2012 Work Report of Board of Supervisors | Management | For | For |
| 3 | Accept Bank's 2012 Audited Accounts | Management | For | For |
| 4 | Approve 2012 Profit Distribution Plan | Management | For | For |
| 5 | Approve Proposal on Launching the Engagement of Accounting Firm for 2013 | Management | For | For |
| 6 | Elect Yi Huiman as Director | Shareholder | None | Against |
| 7 | Elect Luo Xi as Director | Shareholder | None | Against |
| 8 | Elect Liu Lixian as Director | Shareholder | None | Against |
| |
|---|
INPEX CORPORATION
MEETING DATE: JUN 25, 2013 | TICKER: 1605 SECURITY ID: J2467E101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3500 | Management | For | For |
| 2 | Amend Articles To Indemnify Outside Directors and Outside Statutory Auditors with Contracts - Reflect Stock Exchange Mandate to Consolidate Trading Units | Management | For | For |
| 3.1 | Elect Director Kuroda, Naoki | Management | For | For |
| 3.2 | Elect Director Sugioka, Masatoshi | Management | For | For |
| 3.3 | Elect Director Kitamura, Toshiaki | Management | For | For |
| 3.4 | Elect Director Yui, Seiji | Management | For | For |
| 3.5 | Elect Director Sano, Masaharu | Management | For | For |
| 3.6 | Elect Director Sugaya, Shunichiro | Management | For | For |
| 3.7 | Elect Director Murayama, Masahiro | Management | For | For |
| 3.8 | Elect Director Ito, Seiya | Management | For | For |
| 3.9 | Elect Director Tanaka, Wataru | Management | For | For |
| 3.10 | Elect Director Ikeda, Takahiko | Management | For | For |
| 3.11 | Elect Director Kurasawa, Yoshikazu | Management | For | For |
| 3.12 | Elect Director Wakasugi, Kazuo | Management | For | For |
| 3.13 | Elect Director Kagawa, Yoshiyuki | Management | For | For |
| 3.14 | Elect Director Kato, Seiji | Management | For | For |
| 3.15 | Elect Director Tonoike, Rentaro | Management | For | For |
| 3.16 | Elect Director Okada, Yasuhiko | Management | For | For |
| 4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
| 5 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
| |
|---|
IPSOS
MEETING DATE: APR 25, 2013 | TICKER: IPS SECURITY ID: F5310M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.64 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Mary Dupont-Madinier as Director | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Employee Stock Purchase Plan | Management | For | For |
| 8 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 9 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
JAPAN TOBACCO INC
MEETING DATE: JUN 21, 2013 | TICKER: 2914 SECURITY ID: J27869106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 38 | Management | For | For |
| 2 | Elect Director Terabatake, Masamichi | Management | For | For |
| 3 | Appoint Statutory Auditor Kojima, Tomotaka | Management | For | For |
| 4 | Approve Alternate Income Allocation, with a Final Dividend of JPY 120 | Shareholder | Against | Against |
| 5 | Authorize Share Repurchase of Up To 100 Million Shares in the Coming Year | Shareholder | Against | Against |
| 6 | Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares | Shareholder | Against | Against |
| 7 | Cancel the Company's Treasury Shares | Shareholder | Against | Against |
| |
|---|
JCDECAUX SA
MEETING DATE: MAY 15, 2013 | TICKER: DEC SECURITY ID: F5333N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Management and Supervisory Board Members | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 0.44 per Share | Management | For | For |
| 4 | Approve Non-Tax Deductible Expenses | Management | For | For |
| 5 | Reelect Pierre-Alain Pariente as Supervisory Board Member | Management | For | For |
| 6 | Elect Michel Bleitrach as Supervisory Board Member | Management | For | For |
| 7 | Elect Alexia Decaux-Lefort as Supervisory Board Member | Management | For | For |
| 8 | Elect Gerard Degonse as Supervisory Board Member | Management | For | For |
| 9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 300,000 | Management | For | For |
| 10 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.3 Million | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.3 Million | Management | For | For |
| 14 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 2.3 Million | Management | For | For |
| 15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to EUR 2.3 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholders Vote Above | Management | For | For |
| 18 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 19 | Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 20 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
JSR CORP.
MEETING DATE: JUN 21, 2013 | TICKER: 4185 SECURITY ID: J2856K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 17 | Management | For | For |
| 2.1 | Elect Director Koshiba, Mitsunobu | Management | For | For |
| 2.2 | Elect Director Sato, Hozumi | Management | For | For |
| 2.3 | Elect Director Yoshida, Yoshinori | Management | For | For |
| 2.4 | Elect Director Hirano, Hayato | Management | For | For |
| 2.5 | Elect Director Goto, Takuya | Management | For | For |
| 2.6 | Elect Director Kariya, Michio | Management | For | For |
| 2.7 | Elect Director Yagi, Kazunori | Management | For | For |
| 3.1 | Appoint Statutory Auditor Uekusa, Hiroichi | Management | For | For |
| 3.2 | Appoint Statutory Auditor Kawasaki, Yasumi | Management | For | Against |
| 4 | Appoint Alternate Statutory Auditor Doi, Makoto | Management | For | For |
| 5 | Approve Annual Bonus Payment to Directors | Management | For | For |
| 6 | Amend Stock Option Plan Approved at 2007 AGM | Management | For | Abstain |
| |
|---|
KAZAKHMYS PLC
MEETING DATE: MAY 17, 2013 | TICKER: KAZ SECURITY ID: G5221U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Michael Lynch-Bell as Director | Management | For | For |
| 5 | Re-elect Vladimir Kim as Director | Management | For | For |
| 6 | Re-elect Oleg Novachuk as Director | Management | For | For |
| 7 | Re-elect Eduard Ogay as Director | Management | For | For |
| 8 | Re-elect Philip Aiken as Director | Management | For | For |
| 9 | Re-elect Clinton Dines as Director | Management | For | Against |
| 10 | Re-elect Simon Heale as Director | Management | For | For |
| 11 | Re-elect Lord Renwick as Director | Management | For | For |
| 12 | Re-elect Charles Watson as Director | Management | For | For |
| 13 | Re-elect Daulet Yergozhin as Director | Management | For | Against |
| 14 | Appoint KPMG Audit plc as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 20 | Approve LTIP Waiver Granted By the Takeover Panel Pursuant to the Vesting of LTIP Awards | Management | For | For |
| |
|---|
KBC GROEP NV
MEETING DATE: MAY 02, 2013 | TICKER: KBC SECURITY ID: B5337G162
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Discharge of Directors | Management | For | For |
| 8 | Approve Discharge of Auditors | Management | For | For |
| 9 | Ratify Ernst & Young as Auditors and Approve Auditors' Remuneration at EUR 83,823 | Management | For | For |
| 10a | Reelect Alain Tytgadt as Director | Management | For | Against |
| 10b | Reelect Philippe Vlerick as Director | Management | For | Against |
| 10c | Reelect Dirk Heremans as Director | Management | For | Against |
| 11 | Authorize Repurchase of Up To 250,000 Shares | Management | For | For |
| 12 | Transact Other Business | Management | None | None |
| Ia | Discuss Merger Proposal between KBC Group NV and KBC Global Services NV | Management | None | None |
| Ib | Approve Merger Project with KBC Global Services Re: Item Ic | Management | For | For |
| Ic | Approve Merger by Absorption of KBC Global Services | Management | For | For |
| Id | Amend Corporate Purpose Re: Merger Agreement with KBC Global Services Under Items Ib-Ic | Management | For | For |
| IIa | Receive Special Board Report Re: Capital Increases under Items IIc and IId | Management | None | None |
| IIb | Amend Article 5 Re: Dematerialization of Bearer Shares | Management | For | For |
| IIc | Authorize Board to Increase Authorized Capital up to EUR 700 Million, Including by way of Issuance of Ordinary Shares Without Preemptive Rights, Warrants or Convertible Bonds | Management | For | For |
| IId | Authorize Board to Issue Shares in the Event of a Public Tender Offer | Management | For | Against |
| IIe | Amend Article 11bis Re: Dematerialization of Bearer Shares | Management | For | For |
| IIf | Amend Article 21 Re: Representation of the Company | Management | For | For |
| IIg | Amend Article 27 Re: Right to Attend Meetings | Management | For | For |
| IIh | Insert Transitional Provision in Article 42 Bylaws Re: Capital Increases under items IIc and IId | Management | For | For |
| IIi | Authorize Implementation of Approved Resolutions | Management | For | For |
| IIj | Approve Coordination of Articles of Association | Management | For | For |
| IIk | Authorize Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| |
|---|
KIA MOTORS CORPORATION
MEETING DATE: MAR 22, 2013 | TICKER: 000270 SECURITY ID: Y47601102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 650 per Share | Management | For | For |
| 2 | Elect One Inside Director, One Non-Independent and Non-Executive Director and One Outside Director (Bundled) | Management | For | For |
| 3 | Elect Nam Sang-Koo as Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
KONINKLIJKE KPN NV
MEETING DATE: SEP 11, 2012 | TICKER: KPN SECURITY ID: N4297B146
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Announce Intention to AppointEric Hageman to Executive Board | Management | None | None |
| 3 | Amend Articles Re: Right to Place Items on the Agenda | Management | For | For |
| 4 | Close Meeting | Management | None | None |
| |
|---|
KONINKLIJKE KPN NV
MEETING DATE: APR 10, 2013 | TICKER: KPN SECURITY ID: N4297B146
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | For |
| 4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5 | Approve Dividends of EUR 0.12 Per Share | Management | For | For |
| 6 | Approve Discharge of Management Board | Management | For | Against |
| 7 | Approve Discharge of Supervisory Board | Management | For | Against |
| 8 | Opportunity to Make Recommendations | Management | None | None |
| 9 | Reelect M.E. van Lier Lels to Supervisory Board | Management | For | For |
| 10 | Reelect R.J. Routs to Supervisory Board | Management | For | For |
| 11 | Reelect D.J. Haank to Supervisory Board | Management | For | For |
| 12 | Elect C.J. Garcia Moreno Elizondo to Supervisory Board | Management | For | For |
| 13 | Elect O. von Hauske to Supervisory Board | Management | For | For |
| 14 | Composition of Supervisory Board in 2014 | Management | None | None |
| 15a | Receive Announcements on Capital Increase | Management | None | None |
| 15b | Grant Board Authority to Increase Authorized Capital and Issue Shares Within Framework of Rights Issue of up to EUR 3 Billion | Management | For | For |
| 16 | Announce Intention to Appoint J.F.E. Farwerck to Management Board | Management | None | None |
| 17 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Close Meeting | Management | None | None |
| |
|---|
KONINKLIJKE PHILIPS ELECTRONICS
MEETING DATE: MAY 03, 2013 | TICKER: PHGFF SECURITY ID: N6817P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | President's Speech | Management | None | None |
| 2a | Adopt Financial Statements | Management | For | For |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Approve Dividends of EUR 0.75 Per Share | Management | For | For |
| 2d | Approve Discharge of Management Board | Management | For | For |
| 2e | Approve Discharge of Supervisory Board | Management | For | For |
| 3a | Reelect C.A. Poon to Supervisory Board | Management | For | For |
| 3b | Reelect J.J. Schiro to Supervisory Board | Management | For | For |
| 3c | Reelect J. van der Veer to Supervisory Board | Management | For | For |
| 4a | Amend Long-Term Incentive Plan | Management | For | For |
| 4b | Approve Performance Share and Performance Stock Option Grants | Management | For | For |
| 5 | Change Company Name to Koninklijke Philips N.V. | Management | For | For |
| 6a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | For |
| 7 | Authorize Repurchase of Shares | Management | For | For |
| 8 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 9 | Allow Questions | Management | None | None |
| |
|---|
KUBOTA CORP.
MEETING DATE: JUN 21, 2013 | TICKER: 6326 SECURITY ID: J36662138
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles To Indemnify Directors and Statutory Auditors | Management | For | For |
| 2.1 | Elect Director Masumoto, Yasuo | Management | For | For |
| 2.2 | Elect Director Tomita, Tetsuji | Management | For | For |
| 2.3 | Elect Director Sakamoto, Satoru | Management | For | For |
| 2.4 | Elect Director Kimata, Masatoshi | Management | For | For |
| 2.5 | Elect Director Kubo, Toshihiro | Management | For | For |
| 2.6 | Elect Director Kimura, Shigeru | Management | For | For |
| 2.7 | Elect Director Mizuno, Yuzuru | Management | For | For |
| 2.8 | Elect Director Sato, Junichi | Management | For | For |
| 3 | Appoint Statutory Auditor Kawachi, Masaharu | Management | For | For |
| 4 | Approve Annual Bonus Payment to Directors | Management | For | For |
| |
|---|
LAFARGE
MEETING DATE: MAY 07, 2013 | TICKER: LG SECURITY ID: F54432111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.00 per Ordinary Share and EUR 1.10 per Long-Term Registered Share | Management | For | For |
| 4 | Approve Transaction with Orascom Construction Industries S.A.E. | Management | For | For |
| 5 | Approve Severance Payment Agreement with Bruno Lafont | Management | For | For |
| 6 | Reelect Bruno Lafont as Director | Management | For | For |
| 7 | Reelect Philippe Charrier as Director | Management | For | For |
| 8 | Reelect Oscar Fanjul as Director | Management | For | For |
| 9 | Reelect Juan Gallardo as Director | Management | For | For |
| 10 | Reelect Helene Ploix as Director | Management | For | For |
| 11 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Issuance of Bonds/Debentures in the Aggregate Value of EUR 8 Billion | Management | For | For |
| 13 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 8 Billion | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 560 Million | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 112 Million | Management | For | For |
| 16 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 112 Million | Management | For | For |
| 17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Vote under Items 14 and 15 | Management | For | For |
| 19 | Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Authorize up to 1.50 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 22 | Authorize up to 1.50 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 23 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 24 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | Against |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
LIXIL GROUP CORPORATION
MEETING DATE: JUN 21, 2013 | TICKER: 5938 SECURITY ID: J2855M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ushioda, Yoichiro | Management | For | For |
| 1.2 | Elect Director Fujimori, Yoshiaki | Management | For | For |
| 1.3 | Elect Director Tsutsui, Takashi | Management | For | For |
| 1.4 | Elect Director Kanamori, Yoshizumi | Management | For | For |
| 1.5 | Elect Director Kikuchi, Yoshinobu | Management | For | For |
| 1.6 | Elect Director Ina, Keiichiro | Management | For | For |
| 1.7 | Elect Director Sudo, Fumio | Management | For | For |
| 1.8 | Elect Director Sato, Hidehiko | Management | For | For |
| 1.9 | Elect Director Kawaguchi, Tsutomu | Management | For | For |
| 1.10 | Elect Director Koda, Main | Management | For | For |
| |
|---|
LONDON STOCK EXCHANGE GROUP PLC
MEETING DATE: JUL 18, 2012 | TICKER: LSE SECURITY ID: G5689U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Janet Cohen as Director | Management | For | For |
| 5 | Re-elect Sergio Ermotti as Director | Management | For | Against |
| 6 | Re-elect Chris Gibson-Smith as Director | Management | For | For |
| 7 | Re-elect Paul Heiden as Director | Management | For | For |
| 8 | Re-elect Gay Huey Evans as Director | Management | For | For |
| 9 | Re-elect Raffaele Jerusalmi as Director | Management | For | For |
| 10 | Re-elect Andrea Munari as Director | Management | For | For |
| 11 | Re-elect Xavier Rolet as Director | Management | For | For |
| 12 | Re-elect Paolo Scaroni as Director | Management | For | For |
| 13 | Re-elect Massimo Tononi as Director | Management | For | For |
| 14 | Re-elect Robert Webb as Director | Management | For | For |
| 15 | Elect David Warren as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Approve US Sub-Plan to the International Sharesave Plan | Management | For | For |
| 21 | Approve France Sub-Plan to the International Sharesave Plan | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
MANDO CORP.
MEETING DATE: MAR 15, 2013 | TICKER: 060980 SECURITY ID: ADPV14140
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Share | Management | For | For |
| 2 | Elect Two Inside Directors and One Outside Director (Bundled) | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
MANILA WATER COMPANY, INC.
MEETING DATE: APR 15, 2013 | TICKER: MWC SECURITY ID: Y56999108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Fernando Zobel de Ayala as a Director | Management | For | For |
| 1.2 | Elect Jaime Augusto Zobel de Ayala as a Director | Management | For | For |
| 1.3 | Elect Gerardo C. Ablaza Jr. as a Director | Management | For | For |
| 1.4 | Elect Antonino T. Aquino as a Director | Management | For | For |
| 1.5 | Elect Delfin L. Lazaro as a Director | Management | For | For |
| 1.6 | Elect John Eric T. Francia as a Director | Management | For | For |
| 1.7 | Elect Masaji Santo as a Director | Management | For | For |
| 1.8 | Elect Ricardo Nicanor N. Jacinto as a Director | Management | For | For |
| 1.9 | Elect Sherisa P. Nuesa as a Director | Management | For | For |
| 1.10 | Elect Jose L. Cuisia Jr. as a Director | Management | For | For |
| 1.11 | Elect Oscar S. Reyes as a Director | Management | For | For |
| 2 | Approve the Minutes of Previous Meeting Held on April 16, 2012 | Management | For | For |
| 3 | Approve Annual Report and Financial Statements as of Dec. 31, 2012 | Management | For | For |
| 4 | Ratify All Acts and Resolutions of the Board of Directors, Executive Committee, Management Committee, and Officers | Management | For | For |
| 5 | Elect Sycip Gorres Velayo & Co. as Independent Auditors | Management | For | For |
| 6 | Other Matters | Management | For | Against |
| |
|---|
MEGGITT PLC
MEETING DATE: MAY 01, 2013 | TICKER: MGGT SECURITY ID: G59640105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Sir Colin Terry as Director | Management | For | For |
| 5 | Re-elect Stephen Young as Director | Management | For | For |
| 6 | Re-elect Philip Green as Director | Management | For | For |
| 7 | Re-elect Paul Heiden as Director | Management | For | For |
| 8 | Re-elect Brenda Reichelderfer as Director | Management | For | For |
| 9 | Re-elect David Robins as Director | Management | For | For |
| 10 | Re-elect David Williams as Director | Management | For | For |
| 11 | Elect Guy Berruyer as Director | Management | For | For |
| 12 | Elect Philip Cox as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Approve EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 19 | Approve Increase in Maximum Aggregate Amount of Directors' Fees | Management | For | For |
| |
|---|
MITSUBISHI HEAVY INDUSTRIES, LTD.
MEETING DATE: JUN 26, 2013 | TICKER: 7011 SECURITY ID: J44002129
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
| 2.1 | Elect Director Omiya, Hideaki | Management | For | For |
| 2.2 | Elect Director Miyanaga, Shunichi | Management | For | For |
| 2.3 | Elect Director Maekawa, Atsushi | Management | For | For |
| 2.4 | Elect Director Hara, Hisashi | Management | For | For |
| 2.5 | Elect Director Abe, Takashi | Management | For | For |
| 2.6 | Elect Director Hishikawa, Akira | Management | For | For |
| 2.7 | Elect Director Nishizawa, Takato | Management | For | For |
| 2.8 | Elect Director Wani, Masafumi | Management | For | For |
| 2.9 | Elect Director Masamori, Shigero | Management | For | For |
| 2.10 | Elect Director Kujirai, Yoichi | Management | For | For |
| 2.11 | Elect Director Nojima, Tatsuhiko | Management | For | For |
| 2.12 | Elect Director Arihara, Masahiko | Management | For | For |
| 2.13 | Elect Director Mizutani, Hisakazu | Management | For | For |
| 2.14 | Elect Director Kodama, Toshio | Management | For | For |
| 2.15 | Elect Director Funato, Takashi | Management | For | For |
| 2.16 | Elect Director Kodama, Yukio | Management | For | For |
| 2.17 | Elect Director Kojima, Yorihiko | Management | For | For |
| 2.18 | Elect Director Christina Ahmadjian | Management | For | For |
| 2.19 | Elect Director Tsuda, Hiroki | Management | For | For |
| 3.1 | Appoint Statutory Auditor Kuroyanagi, Nobuo | Management | For | Against |
| 3.2 | Appoint Statutory Auditor Ito, Shinichiro | Management | For | For |
| |
|---|
MITSUBISHI UFJ FINANCIAL GROUP
MEETING DATE: JUN 27, 2013 | TICKER: 8306 SECURITY ID: J44497105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 7 | Management | For | For |
| 2 | Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel III - Remove Provisions on Class 3 Preferred Shares to Reflect Cancellation | Management | For | For |
| 3.1 | Elect Director Okihara, Takamune | Management | For | For |
| 3.2 | Elect Director Wakabayashi, Tatsuo | Management | For | For |
| 3.3 | Elect Director Hirano, Nobuyuki | Management | For | For |
| 3.4 | Elect Director Tanaka, Masaaki | Management | For | For |
| 3.5 | Elect Director Yuuki, Taihei | Management | For | For |
| 3.6 | Elect Director Hamakawa, Ichiro | Management | For | For |
| 3.7 | Elect Director Kagawa, Akihiko | Management | For | For |
| 3.8 | Elect Director Toyoizumi, Toshiro | Management | For | For |
| 3.9 | Elect Director Okamoto, Junichi | Management | For | For |
| 3.10 | Elect Director Araki, Saburo | Management | For | For |
| 3.11 | Elect Director Noguchi, Hiroyuki | Management | For | For |
| 3.12 | Elect Director Tokunari, Muneaki | Management | For | For |
| 3.13 | Elect Director Araki, Ryuuji | Management | For | For |
| 3.14 | Elect Director Watanabe, Kazuhiro | Management | For | For |
| 3.15 | Elect Director Kawamoto, Yuuko | Management | For | For |
| 4.1 | Appoint Statutory Auditor Mikumo, Takashi | Management | For | For |
| 4.2 | Appoint Statutory Auditor Okamoto, Kunie | Management | For | Against |
| 4.3 | Appoint Statutory Auditor Ikeda, Yasushi | Management | For | For |
| 4.4 | Appoint Statutory Auditor Kojima, Hideo | Management | For | For |
| 5 | Amend Deep Discount Stock Option Plan Approved at 2007 AGM and Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
| |
|---|
MTU AERO ENGINES HOLDING AG
MEETING DATE: MAY 03, 2013 | TICKER: MTX SECURITY ID: D5565H104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
| 5 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
| 6 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 7 | Amend Articles Re: Company Name and Corporate Purpose | Management | For | Did Not Vote |
| 8a | Elect Wilhelm Bender to the Supervisory Board | Management | For | Did Not Vote |
| 8b | Elect Klaus Eberhardt to the Supervisory Board | Management | For | Did Not Vote |
| 8c | Elect Juergen GeiBinger to the Supervisory Board | Management | For | Did Not Vote |
| 8d | Elect Klaus Steffens to the Supervisory Board | Management | For | Did Not Vote |
| 8e | Elect Marion Weissenberger-Eibl to the Supervisory Board | Management | For | Did Not Vote |
| |
|---|
MURATA MANUFACTURING CO. LTD.
MEETING DATE: JUN 27, 2013 | TICKER: 6981 SECURITY ID: J46840104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Murata, Tsuneo | Management | For | For |
| 3.2 | Elect Director Makino, Koji | Management | For | For |
| 3.3 | Elect Director Nakajima, Norio | Management | For | For |
| 3.4 | Elect Director Takemura, Yoshito | Management | For | For |
| 3.5 | Elect Director Tanahashi, Yasuro | Management | For | For |
| 4 | Appoint Statutory Auditor Tanaka, Junichi | Management | For | For |
| |
|---|
NATIONAL GRID PLC
MEETING DATE: JUL 30, 2012 | TICKER: NG. SECURITY ID: G6375K151
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Sir Peter Gershon as Director | Management | For | For |
| 4 | Re-elect Steve Holliday as Director | Management | For | For |
| 5 | Re-elect Andrew Bonfield as Director | Management | For | For |
| 6 | Re-elect Tom King as Director | Management | For | For |
| 7 | Re-elect Nick Winser as Director | Management | For | For |
| 8 | Re-elect Ken Harvey as Director | Management | For | For |
| 9 | Re-elect Linda Adamany as Director | Management | For | For |
| 10 | Re-elect Philip Aiken as Director | Management | For | For |
| 11 | Elect Nora Brownell as Director | Management | For | For |
| 12 | Elect Paul Golby as Director | Management | For | For |
| 13 | Elect Ruth Kelly as Director | Management | For | For |
| 14 | Re-elect Maria Richter as Director | Management | For | For |
| 15 | Re-elect George Rose as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Approve Remuneration Report | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 23 | Amend Articles of Association | Management | For | For |
| |
|---|
NESTLE SA
MEETING DATE: APR 11, 2013 | TICKER: NESN SECURITY ID: H57312649
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2.05 per Share | Management | For | Did Not Vote |
| 4.1.1 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Titia de Lange as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 4.2 | Elect Eva Cheng as Director | Management | For | Did Not Vote |
| 4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| |
|---|
NEWCREST MINING LTD.
MEETING DATE: OCT 25, 2012 | TICKER: NCM SECURITY ID: Q6651B114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Gerard Michael Bond as a Director | Management | For | For |
| 2b | Elect Vince Gauci as a Director | Management | For | For |
| 3 | Approve the Adoption of the Remuneration Report | Management | For | For |
| |
|---|
NICE SYSTEMS LTD.
MEETING DATE: SEP 12, 2012 | TICKER: NICE SECURITY ID: 653656108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Ron Gutler as Director | Management | For | For |
| 1.2 | Reelect Joseph Atsmon as Director | Management | For | For |
| 1.3 | Reelect Rimon Ben-Shaoul as Director | Management | For | For |
| 1.4 | Reelect Yoseph Dauber as Director | Management | For | For |
| 1.5 | Reelect David Kostman as Director | Management | For | For |
| 1.6 | Elect Yehoshua (Shuki) Ehrlich as Director | Management | For | For |
| 2 | Approve Increase of Annual Cash Fee of Independent Directors | Management | For | For |
| 3 | Approve Increase of Special Annual Cash Fee of Chairman | Management | For | For |
| 4 | Approve Stock Option Plan Grants of Independent Directors | Management | For | For |
| 5 | Approve Liability Insurance of Independent Directors | Management | For | For |
| 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Review Financial Statements for 2011 | Management | None | None |
| |
|---|
NIKE, INC.
MEETING DATE: SEP 20, 2012 | TICKER: NKE SECURITY ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director John C. Lechleiter | Management | For | For |
| 1.3 | Elect Director Phyllis M. Wise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NIPPON TELEGRAPH & TELEPHONE CORP.
MEETING DATE: JUN 25, 2013 | TICKER: 9432 SECURITY ID: J59396101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 80 | Management | For | For |
| |
|---|
NISSAN MOTOR CO. LTD.
MEETING DATE: JUN 25, 2013 | TICKER: 7201 SECURITY ID: J57160129
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | Management | For | For |
| 2.1 | Elect Director Carlos Ghosn | Management | For | For |
| 2.2 | Elect Director Shiga, Toshiyuki | Management | For | For |
| 2.3 | Elect Director Saikawa, Hiroto | Management | For | For |
| 2.4 | Elect Director Colin Dodge | Management | For | For |
| 2.5 | Elect Director Yamashita, Mitsuhiko | Management | For | For |
| 2.6 | Elect Director Imazu, Hidetoshi | Management | For | For |
| 2.7 | Elect Director Greg Kelly | Management | For | For |
| 2.8 | Elect Director Jean-Baptiste Duzan | Management | For | For |
| 2.9 | Elect Director Nakamura, Katsumi | Management | For | For |
| 3 | Approve Stock Appreciation Rights Plan for Directors | Management | For | For |
| |
|---|
NITTO DENKO CORP.
MEETING DATE: JUN 21, 2013 | TICKER: 6988 SECURITY ID: J58472119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
| 2 | Approve Annual Bonus Payment to Directors | Management | For | For |
| 3.1 | Elect Director Nagira, Yukio | Management | For | For |
| 3.2 | Elect Director Aizawa, Kaoru | Management | For | For |
| 3.3 | Elect Director Takasaki, Hideo | Management | For | For |
| 3.4 | Elect Director Sakuma, Yoichiro | Management | For | For |
| 3.5 | Elect Director Omote, Toshihiko | Management | For | For |
| 3.6 | Elect Director Takeuchi, Toru | Management | For | For |
| 3.7 | Elect Director Furuse, Yoichiro | Management | For | For |
| 3.8 | Elect Director Mizukoshi, Koshi | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | For |
| |
|---|
NOKIAN TYRES OYJ
MEETING DATE: APR 11, 2013 | TICKER: NRE1V SECURITY ID: X5862L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 1.45 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Approve Annual Remuneration of Directors in the Amount of EUR 80,000 for Chairman, and EUR 40,000 for Other Directors; Approve Meeting Fees | Management | For | Did Not Vote |
| 11 | Fix Number of Directors at Six | Management | For | Did Not Vote |
| 12 | Reelect Kim Gran, Hille Korhonen, Risto Murto, Hannu Penttila, Aleksey Vlasov, and Petteri Wallden as Directors | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Ratify KPMG Oy Ab as Auditors | Management | For | Did Not Vote |
| 15 | Approve Stock Option Plans for Employees; Approve Issuance of up to 3.45 Million Stock Options | Management | For | Did Not Vote |
| 16 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| |
|---|
NORDEA BANK AB
MEETING DATE: MAR 14, 2013 | TICKER: NDA SECURITY ID: W57996105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 0.34 per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Fix Number of Auditors at One | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of EUR 252,000 for Chairman, EUR 108,100 for Deputy Chairman, and EUR 77,900 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13 | Reelect Bjorn Wahlroos (Chairman), Peter Braunwalder, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Sarah Russell, and Kari Stadigh as Directors: Elect Elisabeth Grieg as New Director | Management | For | Did Not Vote |
| 14 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| 15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 16 | Approve Issuance of Convertible Instruments without Preemptive Rights | Management | For | Did Not Vote |
| 17a | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 17b | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 18 | Authorize Repurchase of Shares in Connection with Securities Trading | Management | For | Did Not Vote |
| 19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| |
|---|
NOVO NORDISK A/S
MEETING DATE: MAR 20, 2013 | TICKER: NOVO B SECURITY ID: K7314N152
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3.1 | Approve Remuneration of Directors for 2012 in the Aggregate Amount of DKK 9.4 Million | Management | For | Did Not Vote |
| 3.2 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 18 per Share | Management | For | Did Not Vote |
| 5.1 | Elect Goran Ando (Chairman) as Director | Management | For | Did Not Vote |
| 5.2 | Elect Jeppe Christiansen (Vice Chairman) as New Director | Management | For | Did Not Vote |
| 5.3a | Elect Bruno Angelici as Director | Management | For | Did Not Vote |
| 5.3b | Elect Henrik Gurtler as Director | Management | For | Did Not Vote |
| 5.3c | Elect Liz Hewitt as Director | Management | For | Did Not Vote |
| 5.3d | Elect Thomas Koestler as Director | Management | For | Did Not Vote |
| 5.3e | Elect Hannu Ryopponen as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 7.1 | Approve DKK 10 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 7.2 | Approve Creation of up to DKK 78 Million Pool of Capital with or without Preemptive Rights | Management | For | Did Not Vote |
| 7.3 | Authorize Repurchase up to 10 Percent of Share Capital | Management | For | Did Not Vote |
| 7.4 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| |
|---|
NSK LTD.
MEETING DATE: JUN 25, 2013 | TICKER: 6471 SECURITY ID: J55505101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Otsuka, Norio | Management | For | Against |
| 1.2 | Elect Director Komori, Tsutomu | Management | For | Against |
| 1.3 | Elect Director Uchiyama, Toshihiro | Management | For | Against |
| 1.4 | Elect Director Matsubara, Masahide | Management | For | Against |
| 1.5 | Elect Director Shibamoto, Hideyuki | Management | For | Against |
| 1.6 | Elect Director Mitsue, Naoki | Management | For | Against |
| 1.7 | Elect Director Nogami, Saimon | Management | For | Against |
| 1.8 | Elect Director Ichikawa, Tatsuo | Management | For | Against |
| 1.9 | Elect Director Sashida, Yoshikazu | Management | For | For |
| 1.10 | Elect Director Hagiwara, Toshitaka | Management | For | For |
| 1.11 | Elect Director Suzuki, Kazuo | Management | For | Against |
| 1.12 | Elect Director Obara, Yukio | Management | For | Against |
| |
|---|
NTT DOCOMO INC.
MEETING DATE: JUN 18, 2013 | TICKER: 9437 SECURITY ID: J59399105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3000 | Management | For | For |
| 2 | Amend Articles To Change Company Name - Limit Rights of Odd-Lot Holders - Amend Business Lines | Management | For | Against |
| 3.1 | Elect Director Tokuhiro, Kiyoshi | Management | For | For |
| 3.2 | Elect Director Murakami, Teruyasu | Management | For | For |
| 3.3 | Elect Director Nakamura, Takashi | Management | For | For |
| 4.1 | Appoint Statutory Auditor Ota, Kenji | Management | For | For |
| 4.2 | Appoint Statutory Auditor Shiotsuka Naoto | Management | For | For |
| |
|---|
OASIS PETROLEUM INC.
MEETING DATE: MAY 03, 2013 | TICKER: OAS SECURITY ID: 674215108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael McShane | Management | For | For |
| 1.2 | Elect Director Thomas B. Nusz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OPTO CIRCUITS INDIA LTD.
MEETING DATE: SEP 29, 2012 | TICKER: 532391 SECURITY ID: Y6495Y115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 3.00 Per Share | Management | For | For |
| 3 | Reelect V. Ramnani as Director | Management | For | For |
| 4 | Reelect U. Ramnani as Director | Management | For | For |
| 5 | Reelect S.A. Merchant as Director | Management | For | Against |
| 6 | Approve Anand Amarnath and Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve OCIL - ESOP Scheme 2012 | Management | For | Against |
| 8 | Approve Grant of Options to Employees and/or Directors of the Company's Subsidiaries Under the OCIL - ESOP Scheme 2012 | Management | For | Against |
| |
|---|
OPTO CIRCUITS INDIA LTD.
MEETING DATE: FEB 28, 2013 | TICKER: 532391 SECURITY ID: Y6495Y115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Warrants to V. Ramnani, Promoter | Management | For | For |
| |
|---|
ORIX CORP.
MEETING DATE: JUN 25, 2013 | TICKER: 8591 SECURITY ID: J61933123
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Miyauchi, Yoshihiko | Management | For | For |
| 1.2 | Elect Director Inoe, Makoto | Management | For | For |
| 1.3 | Elect Director Urata, Haruyuki | Management | For | For |
| 1.4 | Elect Director Umaki, Tamio | Management | For | For |
| 1.5 | Elect Director Kojima, Kazuo | Management | For | For |
| 1.6 | Elect Director Yamaya, Yoshiyuki | Management | For | For |
| 1.7 | Elect Director Kadowaki, Katsutoshi | Management | For | For |
| 1.8 | Elect Director Sasaki, Takeshi | Management | For | For |
| 1.9 | Elect Director Tsujiyama, Eiko | Management | For | For |
| 1.10 | Elect Director Robert Feldman | Management | For | For |
| 1.11 | Elect Director Niinami, Takeshi | Management | For | For |
| 1.12 | Elect Director Usui, Nobuaki | Management | For | For |
| 1.13 | Elect Director Yasuda, Ryuuji | Management | For | For |
| |
|---|
OSAKA GAS CO. LTD.
MEETING DATE: JUN 27, 2013 | TICKER: 9532 SECURITY ID: J62320114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 4.5 | Management | For | For |
| 2.1 | Elect Director Ozaki, Hiroshi | Management | For | For |
| 2.2 | Elect Director Kitamae, Masato | Management | For | For |
| 2.3 | Elect Director Honjo, Takehiro | Management | For | For |
| 2.4 | Elect Director Kyuutoku, Hirofumi | Management | For | For |
| 2.5 | Elect Director Kawagishi, Takahiko | Management | For | For |
| 2.6 | Elect Director Matsuzaka, Hidetaka | Management | For | For |
| 2.7 | Elect Director Ozaki, Yoichiro | Management | For | For |
| 2.8 | Elect Director Ikejima, Kenji | Management | For | For |
| 2.9 | Elect Director Fujita, Masaki | Management | For | For |
| 2.10 | Elect Director Ryoki, Yasuo | Management | For | For |
| 2.11 | Elect Director Setoguchi, Tetsuo | Management | For | For |
| 2.12 | Elect Director Morishita, Shunzo | Management | For | For |
| 2.13 | Elect Director Miyahara, Hideo | Management | For | For |
| |
|---|
OZ MINERALS LTD
MEETING DATE: MAY 28, 2013 | TICKER: OZL SECURITY ID: Q7161P122
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2i | Elect Paul Dowd as a Director | Management | For | For |
| 2ii | Elect Charles Lenegan as a Director | Management | For | For |
| 3 | Approve the Remuneration Report | Management | For | For |
| 4 | Approve the Grant of Up to 330,000 Performance Rights to Terry Burgess, Managing Director and Chief Executive Officer of the Company | Management | For | For |
| |
|---|
PARROT
MEETING DATE: JUN 04, 2013 | TICKER: PARRO SECURITY ID: F7096P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors and Auditors | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Discharge Directors and Auditors | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Jean-Yves Helmer as Director | Management | For | For |
| 6 | Appoint KPMG Audit IS as Auditor | Management | For | For |
| 7 | Appoint KPMG Audit ID as Alternate Auditor | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 9 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 10 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
| 11 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 12 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 13 | Amend Article 20 of Bylaws Re: General Meetings Agenda and Voting | Management | For | For |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
PERNOD RICARD
MEETING DATE: NOV 09, 2012 | TICKER: RI SECURITY ID: F72027109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.58 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Severance Payment Agreement with Pierre Pringuet | Management | For | For |
| 6 | Approve Severance Payment Agreement with Alexandre Ricard | Management | For | For |
| 7 | Ratify Appointment of Martina Gonzalez-Gallarza as Director | Management | For | Against |
| 8 | Ratify Appointment of Alexandre Ricard as Director | Management | For | Against |
| 9 | Reelect Alexandre Ricard as Director | Management | For | Against |
| 10 | Reelect Pierre Pringuet as Director | Management | For | Against |
| 11 | Reelect Wolfgang Colberg as Director | Management | For | For |
| 12 | Reelect Cesar Giron as Director | Management | For | Against |
| 13 | Reelect Martina Gonzalez-Gallarza as Director | Management | For | Against |
| 14 | Elect Ian Gallienne as Director | Management | For | For |
| 15 | Approve Remuneration of Directors in the Aggregate Amount of EUR 875,000 | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize up to 0.7 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 18 | Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 19 | Approve Employee Stock Purchase Plan | Management | For | For |
| 20 | Amend Article 5 of Bylaws Re: Company's Duration | Management | For | For |
| 21 | Amend Article 20 of Bylaws Re: Age Limit of the Chairman of the Board | Management | For | For |
| 22 | Amend Article 27 of Bylaws Re: Related-Party Transactions | Management | For | For |
| 23 | Amend Article 32 of Bylaws Re: Convening of General Meetings | Management | For | For |
| 24 | Amend Article 33 of Bylaws Re: Proxy Voting, Shareholders Proposals | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 08, 2013 | TICKER: PM SECURITY ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1.3 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.4 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.5 | Elect Director J. Dudley Fishburn | Management | For | For |
| 1.6 | Elect Director Jennifer Li | Management | For | For |
| 1.7 | Elect Director Graham Mackay | Management | For | For |
| 1.8 | Elect Director Sergio Marchionne | Management | For | For |
| 1.9 | Elect Director Kalpana Morparia | Management | For | For |
| 1.10 | Elect DirectorLucio A. Noto | Management | For | For |
| 1.11 | Elect Director Robert B. Polet | Management | For | For |
| 1.12 | Elect Director Carlos Slim Helu | Management | For | For |
| 1.13 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PIRELLI & C. S.P.A
MEETING DATE: MAY 13, 2013 | TICKER: PC SECURITY ID: T76434199
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Elect Carlo Salvatori as Director; Elect Two Directors (Bundled) and/or Reduce the Number of Directors | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 1 | Amend Company Bylaws | Management | For | For |
| |
|---|
PPR
MEETING DATE: JUN 18, 2013 | TICKER: KER SECURITY ID: F7440G127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Company Name to Kering and Amend Article 2 of Bylaws Accordingly | Management | For | For |
| 2 | Amend Article 8 of Bylaws Re: Voting Rights | Management | For | For |
| 3 | Amend Article 22 of Bylaws Re: Stock Dividend Program | Management | For | For |
| 4 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Allocation of Income and Dividends of EUR 3.75 per Share | Management | For | For |
| 7 | Reelect Francois Jean-Henri Pinault as Director | Management | For | For |
| 8 | Reelect Baudouin Prot as Director | Management | For | For |
| 9 | Reelect Patricia Barbizet as Director | Management | For | For |
| 10 | Reelect Jean-Francois Palus as Director | Management | For | For |
| 11 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 12 | Approve Agreement with Jean-Francois Palus Re: Retirement Benefits | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
| 18 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
| 19 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholders Vote under Items 15, 17, 18 and 19 | Management | For | Against |
| 21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 22 | Approve Employee Stock Purchase Plan | Management | Against | For |
| 23 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
PROTHENA CORPORATION PLC
MEETING DATE: MAY 22, 2013 | TICKER: PRTA SECURITY ID: G72800108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lars G. Ekman | Management | For | For |
| 1.2 | Elect Director Christopher S. Henney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PRUDENTIAL PLC
MEETING DATE: MAY 16, 2013 | TICKER: PRU SECURITY ID: G72899100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Philip Remnant as Director | Management | For | For |
| 5 | Re-elect Sir Howard Davies as Director | Management | For | For |
| 6 | Re-elect Robert Devey as Director | Management | For | For |
| 7 | Re-elect John Foley as Director | Management | For | For |
| 8 | Re-elect Michael Garrett as Director | Management | For | For |
| 9 | Re-elect Ann Godbehere as Director | Management | For | For |
| 10 | Re-elect Alexander Johnston as Director | Management | For | For |
| 11 | Re-elect Paul Manduca as Director | Management | For | For |
| 12 | Re-elect Michael McLintock as Director | Management | For | For |
| 13 | Re-elect Kaikhushru Nargolwala as Director | Management | For | For |
| 14 | Re-elect Nicolaos Nicandrou as Director | Management | For | For |
| 15 | Re-elect Barry Stowe as Director | Management | For | For |
| 16 | Re-elect Tidjane Thiam as Director | Management | For | For |
| 17 | Re-elect Lord Turnbull as Director | Management | For | For |
| 18 | Re-elect Michael Wells as Director | Management | For | For |
| 19 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 20 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 24 | Approve Savings-Related Share Option Scheme | Management | For | For |
| 25 | Approve Long Term Incentive Plan | Management | For | For |
| 26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 28 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
PRYSMIAN S.P.A.
MEETING DATE: APR 16, 2013 | TICKER: PRY SECURITY ID: T7630L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2.1 | Slate 1 Submitted by Clubtre Srl | Shareholder | None | For |
| 2.2 | Slate 2 Submitted by Institutional Investors | Shareholder | None | Did Not Vote |
| 3 | Approve Internal Statutory Auditors' Remuneration | Shareholder | None | For |
| 4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 5 | Approve Employee Stock Purchase Plan | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 1 | Authorize Issuance of 13,444,113 Shares without Preemptive Rights to Service Convertible Bonds Reserved for Institutional Investors | Management | For | For |
| |
|---|
PT BANK RAKYAT INDONESIA (PERSERO) TBK
MEETING DATE: FEB 28, 2013 | TICKER: BBRI SECURITY ID: Y0697U112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report, Financial Statements, and Commissioners' Report | Management | For | For |
| 2 | Approve Annual Report and Financial Statements of the Partnership and Community Development Program | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Remuneration of Directors and Commissioners | Management | For | Abstain |
| 5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Implementation of Minister of State-Owned Enterprises Regulations | Management | For | For |
| |
|---|
QUALICORP SA
MEETING DATE: APR 30, 2013 | TICKER: QUAL3 SECURITY ID: P7S21H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Elect Directors | Management | For | Against |
| 3 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
QUALICORP SA
MEETING DATE: MAY 13, 2013 | TICKER: QUAL3 SECURITY ID: P7S21H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Article 18 Re: Number of Statutory Executives | Management | For | For |
| 2 | Amend Article 37 Re: Arbitration Clause | Management | For | For |
| 3 | Amend Article 12 Re: Decrease in Board Size | Management | For | For |
| |
|---|
RAKUTEN CO.
MEETING DATE: MAR 28, 2013 | TICKER: 4755 SECURITY ID: J64264104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
| 1.2 | Elect Director Kunishige, Atsushi | Management | For | For |
| 1.3 | Elect Director Kobayashi, Masatada | Management | For | For |
| 1.4 | Elect Director Shimada, Toru | Management | For | For |
| 1.5 | Elect Director Sugihara, Akio | Management | For | For |
| 1.6 | Elect Director Takeda, Kazunori | Management | For | For |
| 1.7 | Elect Director Yasutake, Hiroaki | Management | For | For |
| 1.8 | Elect Director Yamada, Yoshihisa | Management | For | For |
| 1.9 | Elect Director Charles B. Baxter | Management | For | For |
| 1.10 | Elect Director Kusano, Koichi | Management | For | For |
| 1.11 | Elect Director Kutaragi, Ken | Management | For | For |
| 1.12 | Elect Director Joshua G. James | Management | For | Against |
| 1.13 | Elect Director Fukino, Hiroshi | Management | For | For |
| 1.14 | Elect Director Murai, Jun | Management | For | For |
| 1.15 | Elect Director Hyakuno, Kentaro | Management | For | For |
| 2 | Appoint Statutory Auditor Kunitake, Tanekiyo | Management | For | Against |
| 3 | Approve Deep Discount Stock Option Plan | Management | For | For |
| |
|---|
RANDSTAD HOLDING NV
MEETING DATE: JAN 16, 2013 | TICKER: RAND SECURITY ID: N7291Y137
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Amend Articles to Create New Class of Preference Shares Re: Introduction of Preference Shares C | Management | For | For |
| 3 | Grant Board Authority to Issue Preference Shares C Up To EUR 200 Million | Management | For | For |
| 4 | Authorize Repurchase of Up to 3 Percent of Issued Share Capital | Management | For | For |
| 5 | Elect F. Beharel to Executive Board | Management | For | For |
| 6 | Other Business (Non-Voting) | Management | None | None |
| 7 | Close Meeting | Management | None | None |
| |
|---|
RANDSTAD HOLDING NV
MEETING DATE: MAR 28, 2013 | TICKER: RAND SECURITY ID: N7291Y137
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2d | Approve Dividends of EUR 1.25 Per Share | Management | For | For |
| 3a | Approve Discharge of Management Board | Management | For | For |
| 3b | Approve Discharge of Supervisory Board | Management | For | For |
| 4a | Grant Board Authority to Issue Shares Up To 3 Percent of Issued Capital | Management | For | For |
| 4b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 4a | Management | For | For |
| 4c | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5a | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | For |
| 5b | Approve Restricted Stock Plan Re: Item 5a | Management | For | For |
| 6 | Proposal to Reappoint Ton Risseeuw as Director of Foundation Stichting Administratiekantoor Preferente Aandelen Randstad Holding | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 8 | Other Business (Non-Voting) | Management | None | None |
| 9 | Close Meeting | Management | None | None |
| |
|---|
RECKITT BENCKISER GROUP PLC
MEETING DATE: MAY 02, 2013 | TICKER: RB. SECURITY ID: G74079107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Adrian Bellamy as Director | Management | For | For |
| 5 | Re-elect Peter Harf as Director | Management | For | For |
| 6 | Re-elect Richard Cousins as Director | Management | For | For |
| 7 | Re-elect Kenneth Hydon as Director | Management | For | For |
| 8 | Re-elect Rakesh Kapoor as Director | Management | For | For |
| 9 | Re-elect Andre Lacroix as Director | Management | For | For |
| 10 | Re-elect Graham Mackay as Director | Management | For | For |
| 11 | Re-elect Judith Sprieser as Director | Management | For | For |
| 12 | Re-elect Warren Tucker as Director | Management | For | For |
| 13 | Elect Adrian Hennah as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
REMY COINTREAU
MEETING DATE: JUL 26, 2012 | TICKER: RCO SECURITY ID: F7725A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.30 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Abstain |
| 6 | Approve Discharge of Directors and Auditors | Management | For | For |
| 7 | Reelect Francois Heriard Dubreuil as Director | Management | For | For |
| 8 | Reelect Gabriel Hawawini as Director | Management | For | For |
| 9 | Reelect Jacques-Etienne de T Serclaes as Director | Management | For | For |
| 10 | Renew Appointment of Ernst and Young et Autres as Auditor | Management | For | For |
| 11 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 378,000 | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
| 18 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for Private Placements | Management | For | For |
| 19 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 17 and 18 | Management | For | For |
| 20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 16 to 19 | Management | For | For |
| 21 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 22 | Authorize Directed Share Repurchase Program in Order to Reduce Capital | Management | For | For |
| 23 | Allow Board to Use Authorizations and Delegations Granted under this General Meeting and the July 26, 2011 General Meeting in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
| 24 | Authorize Board to Transfer Funds from Capital Increases to the Legal Reserves Account | Management | For | For |
| 25 | Amend Article 20 of Bylaws Re: Related Party Transactions | Management | For | Against |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
REPSOL SA
MEETING DATE: MAY 30, 2013 | TICKER: REP SECURITY ID: E8471S130
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Discharge of Board | Management | For | For |
| 3 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 4 | Approve Updated Balance Sheets to Benefit from New Tax Regulation | Management | For | For |
| 5 | Approve Allocation of Income and Dividends | Management | For | For |
| 6 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 8 | Reelect Luis Suarez de Lezo Mantilla as Director | Management | For | Against |
| 9 | Reelect Maria Isabel Gabarro Miquel as Director | Management | For | Against |
| 10 | Ratify Appointment by Co-option of and Reelect Manuel Manrique Cecilia as Director | Management | For | Against |
| 11 | Elect Rene Dahan as Director | Management | For | Against |
| 12 | Amend Article 45 Re: Board Remuneration | Management | For | For |
| 13 | Approve Remuneration of Directors | Management | For | For |
| 14 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| 15 | Authorize Issuance of Non-Convertible Bonds/Debentures and Other Debt Securities | Management | For | For |
| 16 | Amend Article 38 Re: Executive Committee | Management | For | For |
| 17 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
ROCHE HOLDING LTD
MEETING DATE: MAR 05, 2013 | TICKER: ROG SECURITY ID: H69293225
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 7.35 per Share and Non-Voting Equity Security | Management | For | Did Not Vote |
| 4.1 | Reelect Andreas Oeri as Director | Management | For | Did Not Vote |
| 4.2 | Reelect Pius Baschera as Director | Management | For | Did Not Vote |
| 4.3 | Reelect Paul Bulcke as Director | Management | For | Did Not Vote |
| 4.4 | Reelect William Burns as Director | Management | For | Did Not Vote |
| 4.5 | Reelect Christoph Franz as Director | Management | For | Did Not Vote |
| 4.6 | Reelect DeAnne Julius as Director | Management | For | Did Not Vote |
| 4.7 | Reelect Arthur Levinson as Director | Management | For | Did Not Vote |
| 4.8 | Reelect Peter Voser as Director | Management | For | Did Not Vote |
| 4.9 | Reelect Beatrice Weder di Mauro as Director | Management | For | Did Not Vote |
| 4.10 | Elect Severin Schwan as Director | Management | For | Did Not Vote |
| 5 | Ratify KPMG Ltd. as Auditors | Management | For | Did Not Vote |
| |
|---|
ROLLS-ROYCE HOLDINGS PLC
MEETING DATE: MAY 02, 2013 | TICKER: RR SECURITY ID: G76225104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Ian Davis as Director | Management | For | For |
| 4 | Elect Jasmin Staiblin as Director | Management | For | For |
| 5 | Re-elect John Rishton as Director | Management | For | For |
| 6 | Re-elect Dame Helen Alexander as Director | Management | For | For |
| 7 | Re-elect Lewis Booth as Director | Management | For | For |
| 8 | Re-elect Sir Frank Chapman as Director | Management | For | For |
| 9 | Re-elect Iain Conn as Director | Management | For | For |
| 10 | Re-elect James Guyette as Director | Management | For | For |
| 11 | Re-elect John McAdam as Director | Management | For | For |
| 12 | Re-elect Mark Morris as Director | Management | For | For |
| 13 | Re-elect John Neill as Director | Management | For | For |
| 14 | Re-elect Colin Smith as Director | Management | For | For |
| 15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Approve Payment to Shareholders | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 21, 2013 | TICKER: RDSA SECURITY ID: G7690A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Josef Ackermann as Director | Management | For | For |
| 4 | Re-elect Guy Elliott as Director | Management | For | For |
| 5 | Re-elect Simon Henry as Director | Management | For | For |
| 6 | Re-elect Charles Holliday as Director | Management | For | For |
| 7 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 8 | Re-elect Jorma Ollila as Director | Management | For | For |
| 9 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 10 | Re-elect Linda Stuntz as Director | Management | For | For |
| 11 | Re-elect Peter Voser as Director | Management | For | For |
| 12 | Re-elect Hans Wijers as Director | Management | For | For |
| 13 | Elect Gerrit Zalm as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| |
|---|
RWE AG
MEETING DATE: APR 18, 2013 | TICKER: RWE SECURITY ID: D6629K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.00 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2013 | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers AG as Auditors for the Half Year Financial Report 2013 | Management | For | For |
| 8a | Elect Werner Brandt to the Supervisory Board | Management | For | For |
| 8b | Elect Hans-Peter Keitel to the Supervisory Board | Management | For | For |
| 9 | Approve Remuneration of Supervisory Board | Management | For | For |
| |
|---|
SABMILLER PLC
MEETING DATE: JUL 26, 2012 | TICKER: SAB SECURITY ID: G77395104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Elect Dr Alan Clark as Director | Management | For | Against |
| 4 | Re-elect Mark Armour as Director | Management | For | For |
| 5 | Re-elect Geoffrey Bible as Director | Management | For | Against |
| 6 | Re-elect Dinyar Devitre as Director | Management | For | Against |
| 7 | Re-elect Lesley Knox as Director | Management | For | For |
| 8 | Re-elect Graham Mackay as Director | Management | For | Against |
| 9 | Re-elect John Manser as Director | Management | For | Against |
| 10 | Re-elect John Manzoni as Director | Management | For | Against |
| 11 | Re-elect Miles Morland as Director | Management | For | Against |
| 12 | Re-elect Dambisa Moyo as Director | Management | For | Against |
| 13 | Re-elect Carlos Perez Davila as Director | Management | For | Against |
| 14 | Re-elect Cyril Ramaphosa as Director | Management | For | Against |
| 15 | Re-elect Alejandro Santo Domingo Davila as Director | Management | For | Against |
| 16 | Re-elect Helen Weir as Director | Management | For | For |
| 17 | Re-elect Howard Willard as Director | Management | For | Against |
| 18 | Re-elect Jamie Wilson as Director | Management | For | Against |
| 19 | Approve Final Dividend | Management | For | For |
| 20 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 21 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
SAIPEM
MEETING DATE: APR 30, 2013 | TICKER: SPM SECURITY ID: T82000117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Elect Director | Management | For | Abstain |
| 4 | Approve Remuneration of Auditors | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| |
|---|
SAMCHULLY CO.
MEETING DATE: MAR 22, 2013 | TICKER: 004690 SECURITY ID: Y7467M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,000 per Share | Management | For | For |
| 2.1 | Amend Articles of Incorporation (Reflecting Large Company Status) | Management | For | For |
| 2.2 | Amend Articles of Incorporation (Reflecting Commercial Act Revisions) | Management | For | For |
| 3 | Elect One Inside Director and Two Outside Directors (Bundled) | Management | For | For |
| 4 | Elect Two Members of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SAMPO OYJ
MEETING DATE: APR 18, 2013 | TICKER: SAMAS SECURITY ID: X75653109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Report; Receive CEO's Review | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 1.35 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of EUR 160,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 80,000 for Other Directors | Management | For | Did Not Vote |
| 11 | Fix Number of Directors at Eight | Management | For | Did Not Vote |
| 12 | Reelect Anne Brunila, Grate Axen, Veli-Matti Mattila, Eira Palin-Lehtinen, Matti Vuoria, Per Sorlie, and Bjorn Wahlroos (Chairman) as Directors; Elect Jannica Fagerholm as New Director | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of up to 50 Million Issued Class A Shares | Management | For | Did Not Vote |
| 16 | Close Meeting | Management | None | None |
| |
|---|
SAMSUNG ELECTRONICS CO. LTD.
MEETING DATE: MAR 15, 2013 | TICKER: 005930 SECURITY ID: Y74718100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
| 2.1.1 | Reelect Lee In-Ho as Outside Director | Management | For | For |
| 2.1.2 | Elect Song Gwang-Soo as Outside Director | Management | For | For |
| 2.1.3 | Elect Kim Eun-Mee as Outside Director | Management | For | For |
| 2.2.1 | Elect Yoon Boo-Keun as Inside Director | Management | For | For |
| 2.2.2 | Elect Shin Jong-Kyun as Inside Director | Management | For | For |
| 2.2.3 | Elect Lee Sang-Hoon as Inside Director | Management | For | For |
| 2.3.1 | Reelect Lee In-Ho as Member of Audit Committee | Management | For | For |
| 2.3.2 | Elect Song Gwang-Soo as Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SANOFI
MEETING DATE: MAY 03, 2013 | TICKER: SAN SECURITY ID: F5548N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.77 per Share | Management | For | For |
| 4 | Elect Fabienne Lecorvaisier as Director | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Management | For | For |
| 7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | Management | For | For |
| 8 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 9 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 10 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 11 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 12 | Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans | Management | For | Against |
| 13 | Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SAP AG
MEETING DATE: JUN 04, 2013 | TICKER: SAP SECURITY ID: D66992104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.85 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
| 5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 6 | Ratify KPMG AG as Auditors for Fiscal 2013 | Management | For | For |
| |
|---|
SHIP HEALTHCARE HOLDINGS INC
MEETING DATE: JUN 27, 2013 | TICKER: 3360 SECURITY ID: J7T445100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 45 | Management | For | For |
| 2.1 | Elect Director Furukawa, Kunihisa | Management | For | For |
| 2.2 | Elect Director Ogawa, Hirotaka | Management | For | For |
| 2.3 | Elect Director Masuda, Jun | Management | For | For |
| 2.4 | Elect Director Ohashi, Futoshi | Management | For | For |
| 2.5 | Elect Director Okimoto, Koichi | Management | For | For |
| 2.6 | Elect Director Kobayashi, Hiroyuki | Management | For | For |
| 2.7 | Elect Director Yokoyama, Hiroshi | Management | For | For |
| 2.8 | Elect Director Hosokawa, Kenji | Management | For | For |
| 2.9 | Elect Director Yamamoto, Hiroshi | Management | For | For |
| 2.10 | Elect Director Wada, Yoshiaki | Management | For | For |
| 3.1 | Appoint Statutory Auditor Iwamoto, Hiroshi | Management | For | Against |
| 3.2 | Appoint Statutory Auditor Nakao, Hidemitsu | Management | For | Against |
| 3.3 | Appoint Statutory Auditor Mizuno, Masaya | Management | For | For |
| 3.4 | Appoint Statutory Auditor Oyama, Hiroyasu | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Hayashi, Hiroshi | Management | For | For |
| |
|---|
SIEMENS AG
MEETING DATE: JAN 23, 2013 | TICKER: SIE SECURITY ID: D69671218
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2011/2012 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2011/2012 | Management | For | Did Not Vote |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2012 | Management | For | Did Not Vote |
| 6a | Reelect Josef Ackermann to the Supervisory Board | Management | For | Did Not Vote |
| 6b | Reelect Gerd von Brandenstein to the Supervisory Board | Management | For | Did Not Vote |
| 6c | Reelect Gerhard Cromme to the Supervisory Board | Management | For | Did Not Vote |
| 6d | Reelect Michael Diekmann to the Supervisory Board | Management | For | Did Not Vote |
| 6e | Reelect Hans Michael Gaul to the Supervisory Board | Management | For | Did Not Vote |
| 6f | Reelect Peter Gruss to the Supervisory Board | Management | For | Did Not Vote |
| 6g | Reelect Nicola Leibinger-Kammueller to the Supervisory Board | Management | For | Did Not Vote |
| 6h | Elect Gerard Mestrallet to the Supervisory Board | Management | For | Did Not Vote |
| 6i | Elect Gueler Sabanci to the Supervisory Board | Management | For | Did Not Vote |
| 6j | Elect Werner Wenning to the Supervisory Board | Management | For | Did Not Vote |
| 7 | Approve Settlement Agreement Between Siemens AG and Thomas Ganswindt Concluded on November 20/28, 2012 | Management | For | Did Not Vote |
| 8 | Approve Spin-Off and Takeover Agreement with Osram Licht AG | Management | For | Did Not Vote |
| |
|---|
SOFTBANK CORP.
MEETING DATE: JUN 21, 2013 | TICKER: 9984 SECURITY ID: J75963108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2 | Amend Articles To Change Company Name - Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Son, Masayoshi | Management | For | For |
| 3.2 | Elect Director Miyauchi, Ken | Management | For | For |
| 3.3 | Elect Director Kasai, Kazuhiko | Management | For | For |
| 3.4 | Elect Director Ronald Fisher | Management | For | For |
| 3.5 | Elect Director Yun Ma | Management | For | For |
| 3.6 | Elect Director Miyasaka, Manabu | Management | For | For |
| 3.7 | Elect Director Yanai, Tadashi | Management | For | For |
| 3.8 | Elect Director Mark Schwartz | Management | For | For |
| 4.1 | Appoint Statutory Auditor Sano, Mitsuo | Management | For | For |
| 4.2 | Appoint Statutory Auditor Uno, Soichiro | Management | For | For |
| 4.3 | Appoint Statutory Auditor Shibayama, Koichi | Management | For | Against |
| 4.4 | Appoint Statutory Auditor Kubokawa, Hidekazu | Management | For | For |
| |
|---|
SOLVAY SA
MEETING DATE: MAY 14, 2013 | TICKER: SOLB SECURITY ID: B82095116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.20 per Share | Management | For | For |
| 5.1 | Approve Discharge of Directors | Management | For | For |
| 5.2 | Approve Discharge of Auditors | Management | For | For |
| 6.a.1 | Reelect Ridder Guy de Selliers de Moranville as Director | Management | For | For |
| 6.a.2 | Reelect Nicolas Boel as Director | Management | For | For |
| 6.a.3 | Reelect Bernard de Laguiche as Director | Management | For | For |
| 6.a.4 | Reelect Herve Coppens d Eeckenbrugge as Director | Management | For | For |
| 6.a.5 | Reelect Evelyn du Monceau as Director | Management | For | For |
| 6.a.6 | Reelect Jean-Pierre Clamadieu as Director | Management | For | For |
| 6.b.1 | Indicate Baron Herve Coppens d?Eeckenbrugge as Independent Board Member | Management | For | For |
| 6.b.2 | Indicate Evelyn du Monceau as Independent Board Member | Management | For | For |
| 6.c | Receive Information on Resignation of Jean van Zeebroeck as Director | Management | None | None |
| 6.d | Elect Francoise de Viron as Director | Management | For | For |
| 6.e | Indicate Francoise de Viron as Independent Board Member | Management | For | For |
| 6.f | Elect Amparo Moraleda as Director | Management | For | For |
| 6.g | Indicate Amparo Moraleda as Independent Board Member | Management | For | For |
| 7.a.1 | Ratify Deloitte as Auditors Represented by Eric Nys | Management | For | For |
| 7.a.2 | Approve the Representation of Deloitte by Frank Verhaegen in Case That Eric Nys Would Not Be Able to Fulfill His Duties | Management | For | For |
| 7.b | Approve Auditors' Remuneration of EUR 1,146,300 | Management | For | For |
| 8 | Transact Other Business | Management | None | None |
| |
|---|
SPAREBANK 1 SR BANK
MEETING DATE: APR 25, 2013 | TICKER: SRBANK SECURITY ID: R8T70X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Registration of Attending Shareholders and Proxies | Management | None | None |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.50 per Share | Management | For | Did Not Vote |
| 6 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 7 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 8 | Amend Articles Re: Number of Members of Bank Councils | Management | For | Did Not Vote |
| 9 | Reelect Odd Forsell and Vigdis Jacobsen as Members of Audit Committee | Management | For | Did Not Vote |
| 10 | Reelect hurmann-Nielsen, Rustad, Bastad, Lekven, Nordtveit, Johannessen, Iversen, Haugli, Soyland, Nysted, Haddeland, and Jacobsen as Supervisory Board Members; Elect Monnich, Molland, Braut, Hegre, Eriksen, and Rege as Deputy members of Supervisory Board | Management | For | Did Not Vote |
| 11 | Elect Einar Risa and Trygve Jacobsen as Members and Hanne Eik as Deputy member of Nominating Committee | Management | For | Did Not Vote |
| 12 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 13 | Authorize Issuance of Hybrid Bonds, Perpetual Subordinated Loans, and Subordinated Loans with Maturity | Management | For | Did Not Vote |
| |
|---|
STANDARD CHARTERED PLC
MEETING DATE: MAY 08, 2013 | TICKER: STAN SECURITY ID: G84228157
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Om Bhatt as Director | Management | For | For |
| 5 | Elect Dr Louis Chi-Yan Cheung as Director | Management | For | For |
| 6 | Elect Margaret Ewing as Director | Management | For | For |
| 7 | Elect Dr Lars Thunell as Director | Management | For | For |
| 8 | Re-elect Stefano Bertamini as Director | Management | For | For |
| 9 | Re-elect Jaspal Bindra as Director | Management | For | For |
| 10 | Re-elect James Dundas as Director | Management | For | For |
| 11 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
| 12 | Re-elect Simon Lowth as Director | Management | For | For |
| 13 | Re-elect Rudolph Markham as Director | Management | For | For |
| 14 | Re-elect Ruth Markland as Director | Management | For | For |
| 15 | Re-elect Richard Meddings as Director | Management | For | For |
| 16 | Re-elect John Paynter as Director | Management | For | For |
| 17 | Re-elect Sir John Peace as Director | Management | For | For |
| 18 | Re-elect Alun Rees as Director | Management | For | For |
| 19 | Re-elect Peter Sands as Director | Management | For | For |
| 20 | Re-elect Viswanathan Shankar as Director | Management | For | For |
| 21 | Re-elect Paul Skinner as Director | Management | For | For |
| 22 | Re-elect Oliver Stocken as Director | Management | For | For |
| 23 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 24 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 25 | Approve EU Political Donations and Expenditure | Management | For | For |
| 26 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 27 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 28 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 29 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 30 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 31 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 32 | Approve Sharesave Plan | Management | For | For |
| |
|---|
START TODAY CO LTD
MEETING DATE: JUN 27, 2013 | TICKER: 3092 SECURITY ID: J7665M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
| 2.1 | Elect Director Maezawa, Yuusaku | Management | For | For |
| 2.2 | Elect Director Yanagisawa, Koji | Management | For | For |
| 2.3 | Elect Director Oishi, Akiko | Management | For | For |
| 2.4 | Elect Director Muto, Takanobu | Management | For | For |
| 2.5 | Elect Director Okura, Mineki | Management | For | For |
| 2.6 | Elect Director Sawada, Kotaro | Management | For | For |
| 2.7 | Elect Director Ono, Koji | Management | For | For |
| |
|---|
SUEZ ENVIRONNEMENT COMPANY
MEETING DATE: MAY 23, 2013 | TICKER: SEV SECURITY ID: F4984P118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.65 per Share | Management | For | For |
| 4 | Approve Transaction with GDF Suez | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 7 | Authorize Capitalization of Reserves of Up to EUR 408 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 8 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
| 9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SUN HUNG KAI PROPERTIES LTD.
MEETING DATE: NOV 15, 2012 | TICKER: 00016 SECURITY ID: Y82594121
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Reelect Lui Ting, Victor as Director | Management | For | Against |
| 3a2 | Reelect Leung Nai-pang, Norman as Director | Management | For | For |
| 3a3 | Reelect Leung Kui-king, Donald as Director | Management | For | For |
| 3a4 | Reelect Kwok Ping-kwong, Thomas as Director | Management | For | Against |
| 3a5 | Reelect Lee Shau-kee as Director | Management | For | Against |
| 3a6 | Reelect Yip Dicky Peter as Director | Management | For | Against |
| 3a7 | Reelect Wong Yue-chim, Richard as Director | Management | For | Against |
| 3a8 | Reelect Fung Kwok-lun, William as Director | Management | For | For |
| 3a9 | Reelect Kwan Cheuk-yin, William as Director | Management | For | Against |
| 3a10 | Reelect Wong Yick-kam, Michael as Director | Management | For | Against |
| 3a11 | Reelect Chan Kwok-wai, Patrick as Director | Management | For | Against |
| 3b | Approve Directors' Fees | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 8 | Adopt New Share Option Scheme of the Company and Terminate Its Existing Share Option Scheme | Management | For | For |
| 9 | Adopt New Share Option Scheme of SUNeVision Holdings Ltd. and Terminate Its Existing Share Option Scheme | Management | For | For |
| |
|---|
SUNCOR ENERGY INC
MEETING DATE: APR 30, 2013 | TICKER: SU SECURITY ID: 867224107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.3 | Elect Director John T. Ferguson | Management | For | For |
| 1.4 | Elect Director W. Douglas Ford | Management | For | For |
| 1.5 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.6 | Elect Director John R. Huff | Management | For | For |
| 1.7 | Elect Director Jacques Lamarre | Management | For | For |
| 1.8 | Elect Director Maureen McCaw | Management | For | For |
| 1.9 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.10 | Elect Director James W. Simpson | Management | For | For |
| 1.11 | Elect Director Eira M. Thomas | Management | For | For |
| 1.12 | Elect Director Steven W. Williams | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
SUPERGROUP PLC
MEETING DATE: SEP 20, 2012 | TICKER: SGPL SECURITY ID: G8585P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Peter Bamford as Director | Management | For | For |
| 4 | Re-elect Julian Dunkerton as Director | Management | For | For |
| 5 | Elect Susanne Given as Director | Management | For | For |
| 6 | Elect Shaun Wills as Director | Management | For | For |
| 7 | Re-elect James Holder as Director | Management | For | For |
| 8 | Re-elect Keith Edelman as Director | Management | For | For |
| 9 | Re-elect Steven Glew as Director | Management | For | For |
| 10 | Re-elect Ken McCall as Director | Management | For | For |
| 11 | Re-elect Indira Thambiah as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
SVENSKA HANDELSBANKEN
MEETING DATE: MAR 20, 2013 | TICKER: SHBA SECURITY ID: W90937181
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Financial Statements and Statutory Reports; Receive Consolidated Financial Statements and Statutory Reports; Receive Board's Report; Receive Auditor's Report; Receive Review by CEO | Management | None | None |
| 8 | Approve Financial Statements and Statutory Reports; Approve Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9 | Approve Allocation of Income and Dividends of SEK 10.75 per Share | Management | For | Did Not Vote |
| 10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 11 | Authorize Repurchase of Up to 40 Million Class A and/or Class B Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 12 | Authorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank's Trading Book | Management | For | Did Not Vote |
| 13 | Determine Number of Members (11) of Board | Management | For | Did Not Vote |
| 14 | Determine Number of Auditors (2) | Management | For | Did Not Vote |
| 15 | Approve Remuneration of Directors in the Ammount of SEK 3.15 Million for Chairman, SEK 875,000 for Vice Chairmen, and SEK 600,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 16 | Reelect Anders Nyren (Chairman), Fredrik Lundberg, Jon Baksaas, Par Boman, Tommy Bylund, Lone Schroder, Jan Johansson, Sverker Martin-Lof, Bente Rathe, Ole Johansson and Charlotte Skog as Directors | Management | For | Did Not Vote |
| 17 | Ratify KPMG and Ernst & Young as Auditors | Management | For | Did Not Vote |
| 18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 19 | Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management | Management | For | Did Not Vote |
| 20 | Amend Articles of Association: Composition of Board (Gender) | Shareholder | None | Did Not Vote |
| 21 | Close Meeting | Management | None | None |
| |
|---|
SWATCH GROUP AG
MEETING DATE: MAY 29, 2013 | TICKER: UHR SECURITY ID: H83949133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 1.35 per Registered Share and CHF 6.75 per Bearer Share | Management | For | Did Not Vote |
| 4 | Reelect Esther Grether, Nayla Hayek, Georges Hayek, Ernst Tanner, Claude Nicollier, and Jean-Pierre Roth as Directors | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| |
|---|
SWEDISH MATCH AB
MEETING DATE: APR 25, 2013 | TICKER: SWMA SECURITY ID: W92277115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of SEK 7.30 per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10a | Approve SEK 7.56 Million Reduction In Share Capital via Share Cancellation; Allocate Reduced Amount to Fund for Use Pursuant to a Resolution Adopted by the General Meeting | Management | For | Did Not Vote |
| 10b | Approve SEK 7.56 Million Share Capital Increase via Transfer of Funds from Unrestricted Shareholders' Equity to Share Capital | Management | For | Did Not Vote |
| 11 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 12 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 13 | Determine Number of Members (7) and Deputy Members of Board (0) | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Directors in the Amounts of SEK 1.71 Million to the Chairman, SEK 810,000 to the Vice Chairman, and SEK 685,000 to Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 15 | Reelect Andrew Cripps (Vice Chair), Karen Guerra, Conny Karlsson (Chair), Robert Sharpe, Meg Tiveus, and Joakim Westh as Directors; Elect Wenche Rolfsen as New Director | Management | For | Did Not Vote |
| 16 | Determine Number of Auditors (1) | Management | For | Did Not Vote |
| 17 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 18 | Ratify KPMG AB as Auditors | Management | For | Did Not Vote |
| |
|---|
SWISSCOM AG
MEETING DATE: APR 04, 2013 | TICKER: SCMN SECURITY ID: H8398N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 22 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1 | Reelect Hansueli Loosli as Director | Management | For | Did Not Vote |
| 4.2 | Reelect Michel Gobet as Director | Management | For | Did Not Vote |
| 4.3 | Reelect Torsten Kreindl as Director | Management | For | Did Not Vote |
| 4.4 | Reelect Richard Roy as Director | Management | For | Did Not Vote |
| 4.5 | Reelect Theophil Schlatter as Director | Management | For | Did Not Vote |
| 5 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| |
|---|
SYNGENTA AG
MEETING DATE: APR 23, 2013 | TICKER: SYNN SECURITY ID: H84140112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 9.50 per Share | Management | For | Did Not Vote |
| 4.1 | Reelect Michael Mack as Director | Management | For | Did Not Vote |
| 4.2 | Reelect Jacques Vincent as Director | Management | For | Did Not Vote |
| 4.3 | Elect Eleni Gabre-Madhin as Director | Management | For | Did Not Vote |
| 4.4 | Elect Eveline Saupper as Director | Management | For | Did Not Vote |
| 5 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| |
|---|
TAG IMMOBILIEN AG
MEETING DATE: JUN 14, 2013 | TICKER: TEG SECURITY ID: D82822236
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.25 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2013 | Management | For | For |
| 6.1 | Elect Lutz Ristow to the Supervisory Board | Management | For | For |
| 6.2 | Elect Ronald Frohne to the Supervisory Board | Management | For | For |
| 6.3 | Elect Lothar Lanz to the Supervisory Board | Management | For | For |
| 6.4 | Elect Philipp Wagner to the Supervisory Board | Management | For | For |
| 7 | Approve Creation of EUR 20 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 160 Million; Approve Creation of EUR 13 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
| 10 | Amend Affiliation Agreements with Subsidiary TAG Beteiligungs- und Immobilienverwaltungs GmbH | Management | For | For |
| |
|---|
TAIHEIYO CEMENT CORP.
MEETING DATE: JUN 27, 2013 | TICKER: 5233 SECURITY ID: J7923L110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 2 | Management | For | For |
| 2.1 | Elect Director Tokuue, Keiji | Management | For | For |
| 2.2 | Elect Director Fukuda, Shuuji | Management | For | For |
| 2.3 | Elect Director Kurasaki, Sho | Management | For | For |
| 2.4 | Elect Director Ishii, Koji | Management | For | For |
| 2.5 | Elect Director Ogawa, Kenji | Management | For | For |
| 2.6 | Elect Director Minato, Takaki | Management | For | For |
| 2.7 | Elect Director Kasamura, Hidehiko | Management | For | For |
| 2.8 | Elect Director Kikuchi, Ken | Management | For | For |
| 2.9 | Elect Director Kitabayashi, Yuuichi | Management | For | For |
| 2.10 | Elect Director Matsushima, Shigeru | Management | For | For |
| 3 | Appoint Statutory Auditor Kamimura, Kiyoshi | Management | For | For |
| |
|---|
TECHNIP
MEETING DATE: APR 25, 2013 | TICKER: TEC SECURITY ID: F90676101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 1.68 per Share | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Acknowledge Auditors' Special Report Regarding Related-Party Transactions Mentioning the Absence of New Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Alexandra Bech Gjorv as Director | Management | For | For |
| 6 | Reelect Alexandra Bech Gjorv as Director | Management | For | For |
| 7 | Reelect Marie-Ange Debon as Director | Management | For | Against |
| 8 | Reelect Gerard Hauser as Director | Management | For | For |
| 9 | Reelect Joseph Rinaldi as Director | Management | For | For |
| 10 | Elect Manisha Girotra as Director | Management | For | For |
| 11 | Elect Pierre-Jean Sivignon as Director | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000 | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize up to 0.50 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 15 | Authorize Restricted Stock Plan Reserved for Chairman and/or CEO and Executives, Subject to Approval of Item 14 | Management | For | For |
| 16 | Authorize up to 0.30 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 17 | Authorize Stock Option Plan Reserved for Chairman and/or CEO and Executives, Subject to Approval of Item 16 | Management | For | For |
| 18 | Approve Employee Stock Purchase Plan | Management | For | For |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
TELECOM ITALIA SPA
MEETING DATE: OCT 18, 2012 | TICKER: TIT SECURITY ID: T92778108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Dispute Settlement with Former Executive Director Carlo Orazio Buora | Management | For | For |
| 1-bis | Approve Legal Actions Against Former Executive Director Carlo Orazio Buora | Management | For | For |
| 2 | Approve Dispute Settlement with Former Executive Director Riccardo Ruggiero | Management | For | For |
| 2-bis | Approve Legal Actions Against Former Executive Director Riccardo | Management | For | For |
| |
|---|
TELECOM ITALIA SPA
MEETING DATE: APR 17, 2013 | TICKER: TIT SECURITY ID: T92778108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Appoint One Primary Internal Statutory Auditor and One Alternate | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| |
|---|
TELEFONICA S.A.
MEETING DATE: MAY 30, 2013 | TICKER: TEF SECURITY ID: 879382109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For |
| 2.1 | Reelect Jose Maria Abril Perez as Director | Management | For | Against |
| 2.2 | Reelect Jose Fernando de Almansa Moreno-Barreda as Director | Management | For | Against |
| 2.3 | Reelect Eva Castillo Sanz as Director | Management | For | Against |
| 2.4 | Reelect Luiz Fernando Furlan as Director | Management | For | For |
| 2.5 | Reelect Francisco Javier de Paz Mancho as Director | Management | For | For |
| 2.6 | Ratify Co-option of and Elect Santiago Fernandez Valbuena as Director | Management | For | Against |
| 3 | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
| 4.1 | Amend Articles | Management | For | For |
| 4.2 | Amend Articles | Management | For | For |
| 4.3 | Approve Restated Articles of Association | Management | For | For |
| 5 | Adopt Restated General Meeting Regulations | Management | For | For |
| 6 | Approve Dividends | Management | For | For |
| 7 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 25 Billion | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 9 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
| |
|---|
TELEFONICA S.A.
MEETING DATE: MAY 30, 2013 | TICKER: TEF SECURITY ID: 879382208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For |
| 2.1 | Reelect Jose Maria Abril Perez as Director | Management | For | Against |
| 2.2 | Reelect Jose Fernando de Almansa Moreno-Barreda as Director | Management | For | Against |
| 2.3 | Reelect Eva Castillo Sanz as Director | Management | For | Against |
| 2.4 | Reelect Luiz Fernando Furlan as Director | Management | For | For |
| 2.5 | Reelect Francisco Javier de Paz Mancho as Director | Management | For | For |
| 2.6 | Ratify Co-option of and Elect Santiago Fernandez Valbuena as Director | Management | For | Against |
| 3 | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
| 4.1 | Amend Articles | Management | For | For |
| 4.2 | Amend Articles | Management | For | For |
| 4.3 | Approve Restated Articles of Association | Management | For | For |
| 5 | Adopt Restated General Meeting Regulations | Management | For | For |
| 6 | Approve Dividends | Management | For | For |
| 7 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 25 Billion | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 9 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
| |
|---|
TELENOR ASA
MEETING DATE: MAY 15, 2013 | TICKER: TEL SECURITY ID: R21882106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 2 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 3 | Approve Financial Statements and Statutory Reports; Approve NOK 6.00 Dividend per Share | Management | For | Did Not Vote |
| 4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 6 | Approve NOK 259.9 Million Reduction in Share Capital via Cancellation of 19.9 Million Shares and Redemption of 23.4 Million Shares Owned by the Kingdom of Norway; Amend Articles Accordingly | Management | For | Did Not Vote |
| 7 | Authorize Repurchase of up to 46 Million Issued Shares and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 8a | Elect Anders Skjaevestad as Member of Corporate Assembly | Management | For | Did Not Vote |
| 8b | Elect John Bernander as Member of Corporate Assembly | Management | For | Did Not Vote |
| 8c | Elect Kirsten Ideboen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 8d | Elect Didrik Munch as Member of Corporate Assembly | Management | For | Did Not Vote |
| 8e | Elect Elin Myrmel-Johansen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 8f | Elect Widar Salbuvik as Member of Corporate Assembly | Management | For | Did Not Vote |
| 8g | Elect Tore Onshuus Sandvik as Member of Corporate Assembly | Management | For | Did Not Vote |
| 8h | Elect Silvija Seres as Member of Corporate Assembly | Management | For | Did Not Vote |
| 8i | Elect Siri Strandenes as Member of Corporate Assembly | Management | For | Did Not Vote |
| 8j | Elect Olaug Svarva as Member of Corporate Assembly | Management | For | Did Not Vote |
| 8k | Elect Gry Molleskog as 1st Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 8l | Elect Nils-Edvard Olsen as 2nd Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 8m | Elect Ingvild Nybo Holth as 3rd Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 9a | Elect Mette Wikborg as Member of Nominating Committee | Management | For | Did Not Vote |
| 9b | Elect Rune Selmar as Member of Nominating Committee | Management | For | Did Not Vote |
| 10a | Approve Remuneration of the Corporate Assembly | Management | For | Did Not Vote |
| 10b | Approve Remuneration of the Nomination Committee | Management | For | Did Not Vote |
| |
|---|
TELSTRA CORPORATION LIMITED.
MEETING DATE: OCT 16, 2012 | TICKER: TLS SECURITY ID: Q8975N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 3a | Elect Timothy Chen as Director | Management | For | For |
| 3b | Elect Geoffrey Cousins as Director | Management | For | For |
| 3c | Elect Russell Higgins as Director | Management | For | For |
| 3d | Elect Margaret Seale as Director | Management | For | For |
| 3e | Elect Steven Vamos as Director | Management | For | For |
| 3f | Elect John Zeglis as Director | Management | For | For |
| 4 | Approve the Increase in Aggregate Remuneration of Non-Executive Directors | Management | None | For |
| 5 | Approve the Issuance of 1.39 Million Performance Rights to David Thodey, CEO of the Company | Management | For | For |
| 6 | Approve the Remuneration Report | Management | For | For |
| |
|---|
TESCO PLC
MEETING DATE: JUN 28, 2013 | TICKER: TSCO SECURITY ID: G87621101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Olivia Garfield as Director | Management | For | For |
| 5 | Re-elect Sir Richard Broadbent as Director | Management | For | For |
| 6 | Re-elect Philip Clarke as Director | Management | For | For |
| 7 | Re-elect Gareth Bullock as Director | Management | For | For |
| 8 | Re-elect Patrick Cescau as Director | Management | For | For |
| 9 | Re-elect Stuart Chambers as Director | Management | For | For |
| 10 | Re-elect Ken Hanna as Director | Management | For | For |
| 11 | Re-elect Laurie Mcllwee as Director | Management | For | For |
| 12 | Re-elect Deanna Oppenheimer as Director | Management | For | For |
| 13 | Re-elect Jacqueline Tammenoms Bakker as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 24, 2013 | TICKER: TXT SECURITY ID: 883203101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott C. Donnelly | Management | For | For |
| 1.2 | Elect Director Kathleen M. Bader | Management | For | For |
| 1.3 | Elect Director R. Kerry Clark | Management | For | For |
| 1.4 | Elect Director James T. Conway | Management | For | For |
| 1.5 | Elect Director Ivor J. Evans | Management | For | For |
| 1.6 | Elect Director Lawrence K. Fish | Management | For | For |
| 1.7 | Elect Director Paul E. Gagne | Management | For | For |
| 1.8 | Elect Director Dain M. Hancock | Management | For | For |
| 1.9 | Elect Director Lord Powell | Management | For | For |
| 1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
| 1.11 | Elect Director James L. Ziemer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE UNITE GROUP PLC
MEETING DATE: MAY 16, 2013 | TICKER: UTG SECURITY ID: G9283N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Andrew Jones as Director | Management | For | For |
| 5 | Re-elect Phil White as Director | Management | For | For |
| 6 | Re-elect Mark Allan as Director | Management | For | For |
| 7 | Re-elect Joe Lister as Director | Management | For | For |
| 8 | Re-elect Richard Simpson as Director | Management | For | For |
| 9 | Re-elect Richard Smith as Director | Management | For | For |
| 10 | Re-elect Manjit Wolstenholme as Director | Management | For | For |
| 11 | Re-elect Richard Walker as Director | Management | For | For |
| 12 | Re-elect Sir Tim Wilson as Director | Management | For | For |
| 13 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
THE WEIR GROUP PLC
MEETING DATE: MAY 01, 2013 | TICKER: WEIR SECURITY ID: G95248137
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Charles Berry as Director | Management | For | For |
| 5 | Re-elect Keith Cochrane as Director | Management | For | For |
| 6 | Re-elect Alan Ferguson as Director | Management | For | For |
| 7 | Re-elect Melanie Gee as Director | Management | For | For |
| 8 | Re-elect Richard Menell as Director | Management | For | For |
| 9 | Re-elect John Mogford as Director | Management | For | For |
| 10 | Re-elect Lord Robertson of Port Ellen as Director | Management | For | For |
| 11 | Re-elect Lord Smith of Kelvin as Director | Management | For | For |
| 12 | Re-elect Jon Stanton as Director | Management | For | For |
| 13 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
TOKIO MARINE HOLDINGS, INC.
MEETING DATE: JUN 24, 2013 | TICKER: 8766 SECURITY ID: J86298106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 27.5 | Management | For | For |
| 2.1 | Elect Director Sumi, Shuuzo | Management | For | For |
| 2.2 | Elect Director Tamai, Takaaki | Management | For | For |
| 2.3 | Elect Director Nagano, Tsuyoshi | Management | For | For |
| 2.4 | Elect Director Oba, Masashi | Management | For | For |
| 2.5 | Elect Director Fujita, Hirokazu | Management | For | For |
| 2.6 | Elect Director Ito, Kunio | Management | For | For |
| 2.7 | Elect Director Mimura, Akio | Management | For | For |
| 2.8 | Elect Director Kitazawa, Toshifumi | Management | For | For |
| 2.9 | Elect Director Sasaki, Mikio | Management | For | For |
| 2.10 | Elect Director Ito, Takashi | Management | For | For |
| |
|---|
TOKYO GAS CO. LTD.
MEETING DATE: JUN 27, 2013 | TICKER: 9531 SECURITY ID: J87000105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5.5 | Management | For | For |
| 2.1 | Elect Director Torihara, Mitsunori | Management | For | For |
| 2.2 | Elect Director Okamoto, Tsuyoshi | Management | For | For |
| 2.3 | Elect Director Muraki, Shigeru | Management | For | For |
| 2.4 | Elect Director Hirose, Michiaki | Management | For | For |
| 2.5 | Elect Director Yoshino, Kazuo | Management | For | For |
| 2.6 | Elect Director Hataba, Matsuhiko | Management | For | For |
| 2.7 | Elect Director Kunigo, Yutaka | Management | For | For |
| 2.8 | Elect Director Mikami, Masahiro | Management | For | For |
| 2.9 | Elect Director Sato, Yukio | Management | For | For |
| 2.10 | Elect Director Tomizawa, Ryuuichi | Management | For | For |
| 2.11 | Elect Director Nakagaki, Yoshihiko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Oya, Tsutomu | Management | For | For |
| 3.2 | Appoint Statutory Auditor Otani, Kojiro | Management | For | Against |
| |
|---|
TOSHIBA CORP.
MEETING DATE: JUN 25, 2013 | TICKER: 6502 SECURITY ID: J89752117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nishida, Atsutoshi | Management | For | For |
| 1.2 | Elect Director Sasaki, Norio | Management | For | For |
| 1.3 | Elect Director Shimomitsu, Hidejiro | Management | For | For |
| 1.4 | Elect Director Tanaka, Hisao | Management | For | For |
| 1.5 | Elect Director Kitamura, Hideo | Management | For | For |
| 1.6 | Elect Director Kubo, Makoto | Management | For | For |
| 1.7 | Elect Director Muraoka, Fumio | Management | For | For |
| 1.8 | Elect Director Kosugi, Takeo | Management | For | For |
| 1.9 | Elect Director Itami, Hiroyuki | Management | For | For |
| 1.10 | Elect Director Shimanouchi, Ken | Management | For | For |
| 1.11 | Elect Director Saito, Kiyomi | Management | For | For |
| 1.12 | Elect Director Muromachi, Masashi | Management | For | For |
| 1.13 | Elect Director Sudo, Akira | Management | For | For |
| 1.14 | Elect Director Fukakushi, Masahiko | Management | For | For |
| 1.15 | Elect Director Kobayashi, Kiyoshi | Management | For | For |
| 1.16 | Elect Director Ushio, Fumiaki | Management | For | For |
| 2 | Amend Articles to Prohibit Inclusion of Non-Votes in Tally for Shareholder or Company Proposals | Shareholder | Against | Against |
| |
|---|
TOTETSU KOGYO CO. LTD.
MEETING DATE: JUN 25, 2013 | TICKER: 1835 SECURITY ID: J90182106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
| 2 | Amend Articles To Clarify Terms of Alternate Statutory Auditors - Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Ogura, Masahiko | Management | For | For |
| 3.2 | Elect Director Miyamoto, Junji | Management | For | For |
| 3.3 | Elect Director Ito, Kenichi | Management | For | For |
| 3.4 | Elect Director Kitazawa, Akira | Management | For | For |
| 3.5 | Elect Director Ito, Choichi | Management | For | For |
| 3.6 | Elect Director Inoe, Kazuo | Management | For | For |
| 3.7 | Elect Director Nishikawa, Hiroshi | Management | For | For |
| 3.8 | Elect Director Sekine, Osamu | Management | For | For |
| 3.9 | Elect Director Fukuda, Yasushi | Management | For | For |
| 4 | Appoint Statutory Auditor Kurihara, Masayoshi | Management | For | Against |
| 5 | Appoint Alternate Statutory Auditor Igarashi, Takao | Management | For | For |
| |
|---|
TOYOTA MOTOR CORP.
MEETING DATE: JUN 14, 2013 | TICKER: 7203 SECURITY ID: J92676113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
| 2.1 | Elect Director Uchiyamada, Takeshi | Management | For | For |
| 2.2 | Elect Director Toyoda, Akio | Management | For | For |
| 2.3 | Elect Director Ozawa, Satoshi | Management | For | For |
| 2.4 | Elect Director Kodaira, Nobuyori | Management | For | For |
| 2.5 | Elect Director Kato, Mitsuhisa | Management | For | For |
| 2.6 | Elect Director Maekawa, Masamoto | Management | For | For |
| 2.7 | Elect Director Furuhashi, Mamoru | Management | For | For |
| 2.8 | Elect Director Ihara, Yasumori | Management | For | For |
| 2.9 | Elect Director Sudo, Seiichi | Management | For | For |
| 2.10 | Elect Director Saga, Koei | Management | For | For |
| 2.11 | Elect Director Ise, Kiyotaka | Management | For | For |
| 2.12 | Elect Director Terashi, Shigeki | Management | For | For |
| 2.13 | Elect Director Ishii, Yoshimasa | Management | For | For |
| 2.14 | Elect Director Uno, Ikuo | Management | For | For |
| 2.15 | Elect Director Kato, Haruhiko | Management | For | For |
| 2.16 | Elect Director Mark T. Hogan | Management | For | For |
| 3 | Amend Articles To Indemnify Directors | Management | For | For |
| 4 | Approve Annual Bonus Payment to Directors | Management | For | For |
| |
|---|
TRANSOCEAN LTD.
MEETING DATE: MAY 17, 2013 | TICKER: RIGN SECURITY ID: H8817H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3A | Approve Payment of a Dividend in Principle | Management | For | For |
| 3B1 | Approve Reduction (Transocean) in Share Capital and Repayment of $2.24 per share | Management | For | For |
| 3B2 | Approve Reduction (Icahn Group) in Share Capital and Repayment of $4.00 per share | Shareholder | Against | Against |
| 4 | Approve Creation of CHF 75 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | None | For |
| 6A | Elect Director Frederico F. Curado | Management | For | For |
| 6B | Elect Director Steven L. Newman | Management | For | For |
| 6C | Elect Director Thomas W. Cason | Management | For | For |
| 6D | Elect Director Robert M. Sprague | Management | For | For |
| 6E | Elect Director J. Michael Talbert | Management | For | For |
| 6F | Elect Director John J. Lipinski | Shareholder | Against | Against |
| 6G | Elect Director Jose Maria Alapont | Shareholder | Against | Against |
| 6H | Elect Director Samuel Merksamer | Shareholder | Against | Against |
| 7 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2013 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1 | Accept Financial Statements and Statutory Reports | Management | None | Did Not Vote |
| 2 | Approve Allocation of Income | Management | None | Did Not Vote |
| 3A | Approve Payment of a Dividend in Principle | Management | For | Did Not Vote |
| 3B1 | Approve Reduction (Transocean) in Share Capital and Repayment of $2.24 per share | Management | Against | Did Not Vote |
| 3B2 | Approve Reduction (Icahn Group) in Share Capital and Repayment of $4.00 per share | Shareholder | For | Did Not Vote |
| 4 | Approve Creation of CHF 75 Million Pool of Capital without Preemptive Rights | Management | Against | Did Not Vote |
| 5 | Declassify the Board of Directors | Shareholder | For | Did Not Vote |
| 6A | Elect Director Frederico F. Curado | Management | For | Did Not Vote |
| 6B | Elect Director Steven L. Newman | Management | For | Did Not Vote |
| 6C | Elect Director Thomas W. Cason | Management | Against | Did Not Vote |
| 6D | Elect Director Robert M. Sprague | Management | Against | Did Not Vote |
| 6E | Elect Director J. Michael Talbert | Management | Against | Did Not Vote |
| 6F | Elect Directors John J. Lipinski | Shareholder | For | Did Not Vote |
| 6G | Elect Directors Jose Maria Alapont | Shareholder | For | Did Not Vote |
| 6H | Elect Directors Samuel Merksamer | Shareholder | For | Did Not Vote |
| 7 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2013 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term | Management | For | Did Not Vote |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| |
|---|
UBM PLC
MEETING DATE: MAY 23, 2013 | TICKER: UBM SECURITY ID: G91709108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Re-elect Dame Helen Alexander as Director | Management | For | For |
| 7 | Re-elect Alan Gillespie as Director | Management | For | For |
| 8 | Re-elect Robert Gray as Director | Management | For | For |
| 9 | Re-elect Pradeep Kar as Director | Management | For | For |
| 10 | Re-elect David Levin as Director | Management | For | For |
| 11 | Re-elect Greg Lock as Director | Management | For | For |
| 12 | Re-elect Terry Neill as Director | Management | For | For |
| 13 | Re-elect Jonathan Newcomb as Director | Management | For | For |
| 14 | Re-elect Karen Thomson as Director | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
| 16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
UBS AG
MEETING DATE: MAY 02, 2013 | TICKER: UBSN SECURITY ID: H89231338
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 0.15 per Share from Capital Contribution Reserve | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1a | Reelect Axel Weber as Director | Management | For | Did Not Vote |
| 4.1b | Reelect Michel Demare as Director | Management | For | Did Not Vote |
| 4.1c | Reelect David Sidwell as Director | Management | For | Did Not Vote |
| 4.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
| 4.1e | Relect Ann Godbehere as Director | Management | For | Did Not Vote |
| 4.1f | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
| 4.1g | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
| 4.1h | Reelect William Parrett as Director | Management | For | Did Not Vote |
| 4.1i | Reelect Isabelle Romy as Director | Management | For | Did Not Vote |
| 4.1j | Reelect Beatrice Weder di Mauro as Director | Management | For | Did Not Vote |
| 4.1k | Reelect Joseph Yam as Director | Management | For | Did Not Vote |
| 4.2 | Elect Reto Francioni as Director | Management | For | Did Not Vote |
| 4.3 | Ratify Ernst & Young Ltd. as Auditors | Management | For | Did Not Vote |
| |
|---|
ULTRAPAR PARTICIPACOES S.A.
MEETING DATE: JUL 12, 2012 | TICKER: UGPA3 SECURITY ID: P94396127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of Temmar - Terminal Maritimo do Maranhao S.A. | Management | For | For |
| |
|---|
UNILEVER PLC
MEETING DATE: MAY 15, 2013 | TICKER: ULVR SECURITY ID: G92087165
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Paul Polman as Director | Management | For | For |
| 4 | Re-elect Jean-Marc Huet as Director | Management | For | For |
| 5 | Re-elect Louise Fresco as Director | Management | For | For |
| 6 | Re-elect Ann Fudge as Director | Management | For | For |
| 7 | Re-elect Charles Golden as Director | Management | For | For |
| 8 | Re-elect Byron Grote as Director | Management | For | For |
| 9 | Re-elect Hixonia Nyasulu as Director | Management | For | For |
| 10 | Re-elect Sir Malcolm Rifkind as Director | Management | For | For |
| 11 | Re-elect Kees Storm as Director | Management | For | For |
| 12 | Re-elect Michael Treschow as Director | Management | For | For |
| 13 | Re-elect Paul Walsh as Director | Management | For | For |
| 14 | Elect Laura Cha as Director | Management | For | For |
| 15 | Elect Mary Ma as Director | Management | For | For |
| 16 | Elect John Rishton as Director | Management | For | For |
| 17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
UNITED OVERSEAS BANK LIMITED
MEETING DATE: APR 25, 2013 | TICKER: U11 SECURITY ID: V96194127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend and Special Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Approve Fee to the Chairman of the Bank for the Period from January 2012 to December 2012 | Management | For | Against |
| 5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Elect Wee Ee Cheong as Director | Management | For | For |
| 7 | Elect Franklin Leo Lavin as Director | Management | For | For |
| 8 | Elect James Koh Cher Siang as Director | Management | For | For |
| 9 | Elect Ong Yew Huat as Director | Management | For | For |
| 10 | Elect Wee Cho Yaw as Director | Management | For | For |
| 11 | Elect Cham Tao Soon as Director | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 13 | Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme | Management | For | For |
| 14 | Approve Issuance of Preference Shares | Management | For | For |
| 15 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 29, 2013 | TICKER: UTX SECURITY ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Louis R. Chenevert | Management | For | For |
| 1b | Elect Director John V. Faraci | Management | For | For |
| 1c | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1d | Elect Director Jamie S. Gorelick | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director Ellen J. Kullman | Management | For | For |
| 1g | Elect Director Marshall O. Larsen | Management | For | For |
| 1h | Elect Director Harold McGraw, III | Management | For | For |
| 1i | Elect Director Richard B. Myers | Management | For | For |
| 1j | Elect Director H. Patrick Swygert | Management | For | For |
| 1k | Elect Director Andre Villeneuve | Management | For | For |
| 1l | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNIVERSAL DISPLAY CORPORATION
MEETING DATE: JUN 20, 2013 | TICKER: PANL SECURITY ID: 91347P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sherwin I. Seligsohn | Management | For | For |
| 1.2 | Elect Director Steven V. Abramson | Management | For | For |
| 1.3 | Elect Director Sidney D. Rosenblatt | Management | For | For |
| 1.4 | Elect Director Leonard Becker | Management | For | Withhold |
| 1.5 | Elect Director Elizabeth H. Gemmill | Management | For | Withhold |
| 1.6 | Elect Director C. Keith Hartley | Management | For | Withhold |
| 1.7 | Elect Director Lawrence Lacerte | Management | For | Withhold |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
MEETING DATE: MAY 21, 2013 | TICKER: VRX SECURITY ID: 91911K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ronald H. Farmer | Management | For | For |
| 1b | Elect Director Robert A. Ingram | Management | For | For |
| 1c | Elect Director Theo Melas-Kyriazi | Management | For | For |
| 1d | Elect Director G. Mason Morfit | Management | For | For |
| 1e | Elect Director Laurence E. Paul | Management | For | For |
| 1f | Elect Director J. Michael Pearson | Management | For | For |
| 1g | Elect Director Robert N. Power | Management | For | For |
| 1h | Elect Director Norma A. Provencio | Management | For | For |
| 1i | Elect Director Howard B. Schiller | Management | For | For |
| 1j | Elect Director Lloyd M. Segal | Management | For | For |
| 1k | Elect Director Katharine B. Stevenson | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Continuance of Company [CBCA to BCBCA] | Management | For | For |
| |
|---|
VALUE PARTNERS GROUP LTD.
MEETING DATE: MAY 07, 2013 | TICKER: 00806 SECURITY ID: G93175100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend and Special Dividend | Management | For | For |
| 3a1 | Elect Cheah Cheng Hye as Executive Director | Management | For | Against |
| 3a2 | Elect Hung Yeuk Yan Renee as Executive Director | Management | For | Against |
| 3a3 | Elect Lee Siang Chin as Independent Non-Executive Director | Management | For | Against |
| 3b | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
VINCI
MEETING DATE: APR 16, 2013 | TICKER: DG SECURITY ID: F5879X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.77 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
| 5 | Reelect Michael Pragnell as Director | Management | For | For |
| 6 | Elect Yannick Assouad as Director | Management | For | For |
| 7 | Elect Graziella Gavezotti as Director | Management | For | For |
| 8 | Renew Appointment of Deloitte et Associes as Auditor | Management | For | For |
| 9 | Appoint KPMG Audit IS as Auditor | Management | For | For |
| 10 | Renew Appointment of BEAS Sarl as Alternate Auditor | Management | For | For |
| 11 | Appoint KPMG Audit ID as Alternate Auditor | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Approve Transaction with Vinci Energies Re: Participation in Cegelec Entreprise | Management | For | For |
| 14 | Approve Transaction with YTSeuropaconsultants Re: Consulting Services | Management | For | For |
| 15 | Approve Transaction with Vinci Deutschland | Management | For | For |
| 16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 17 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Management | For | For |
| 19 | Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named Oceane, up to an Aggregate Nominal Amount EUR 150 Million | Management | For | For |
| 20 | Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million | Management | For | For |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 23 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JUL 24, 2012 | TICKER: VOD SECURITY ID: G93882135
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Re-elect Andy Halford as Director | Management | For | For |
| 5 | Re-elect Stephen Pusey as Director | Management | For | For |
| 6 | Re-elect Renee James as Director | Management | For | For |
| 7 | Re-elect Alan Jebson as Director | Management | For | For |
| 8 | Re-elect Samuel Jonah as Director | Management | For | For |
| 9 | Re-elect Nick Land as Director | Management | For | For |
| 10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 11 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 12 | Re-elect Anthony Watson as Director | Management | For | For |
| 13 | Re-elect Philip Yea as Director | Management | For | For |
| 14 | Approve Final Dividend | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
VOSTOK NAFTA INVESTMENT LTD.
MEETING DATE: MAY 07, 2013 | TICKER: VNIL SECURITY ID: G9391A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Preparation and Approval of Voting List | Management | For | Did Not Vote |
| 3 | Approve Agenda | Management | For | Did Not Vote |
| 4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Report by CEO | Management | None | None |
| 7 | Receive Financial Statements and Statutory Reports; Receive the Auditor's Report | Management | None | None |
| 8a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8b | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 9 | Fix Number of Directors at Five | Management | For | Did Not Vote |
| 10 | Approve Remuneration for Directors in the Amount of SEK 250,000 for the Chairman and SEK 150,000 for Other Members; Approve Remuneration of Namdo Management; Approve Remuneration ofAuditors | Management | For | Did Not Vote |
| 11 | Reelect Al Breach, Per Brilioth, Lukas Lundin (Chairman), Ashley Heppenstall, and Lars Gronstedt | Management | For | Did Not Vote |
| 12 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 13 | Approve Remuneration Report | Management | For | Did Not Vote |
| 14 | Close Meeting | Management | None | None |
| |
|---|
VOSTOK NAFTA INVESTMENT LTD.
MEETING DATE: MAY 24, 2013 | TICKER: SECURITY ID: G9391A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda | Management | For | Did Not Vote |
| 4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Approve 3:1 Stock Split; Approve USD 84 Million Reduction in Share Capital | Management | For | Did Not Vote |
| 7 | Close Meeting | Management | None | None |
| |
|---|
WESTFIELD GROUP
MEETING DATE: MAY 29, 2013 | TICKER: WDC SECURITY ID: Q97062105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve the Remuneration Report | Management | For | For |
| 3 | Elect Frank Lowy as a Director | Management | For | For |
| 4 | Elect Brian Schwartz as a Director | Management | For | For |
| 5 | Elect Roy Furman as a Director | Management | For | For |
| 6 | Elect Peter Allen as a Director | Management | For | For |
| 7 | Elect Mark G. Johnson as a Director | Management | For | For |
| 8 | Approve the Extension to the On-Market Buy-Back | Management | For | For |
| |
|---|
WING HANG BANK LTD
MEETING DATE: MAY 09, 2013 | TICKER: 00302 SECURITY ID: Y9588K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Fung Yuk Bun Patrick as Director | Management | For | Against |
| 3b | Elect Frank John Wang as Director | Management | For | Against |
| 4 | Elect Li Sze Kuen Billy as Director | Management | For | For |
| 5 | Authorize the Board to Fix Remuneration of Directors | Management | For | Abstain |
| 6 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
WOODSIDE PETROLEUM LTD.
MEETING DATE: APR 24, 2013 | TICKER: WPL SECURITY ID: 980228100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Frank Cooper as a Director | Management | For | For |
| 2b | Elect Andrew Jamieson as a Director | Management | For | For |
| 2c | Elect Sarah Ryan as a Director | Management | For | For |
| 3 | Approve the Remuneration Report | Management | For | For |
| |
|---|
WPP PLC
MEETING DATE: JUN 12, 2013 | TICKER: WPP SECURITY ID: G9788D103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve the Sustainability Report | Management | For | For |
| 5 | Re-elect Colin Day as Director | Management | For | For |
| 6 | Re-elect Esther Dyson as Director | Management | For | For |
| 7 | Re-elect Orit Gadiesh as Director | Management | For | For |
| 8 | Re-elect Philip Lader as Director | Management | For | For |
| 9 | Re-elect Ruigang Li as Director | Management | For | Against |
| 10 | Re-elect Mark Read as Director | Management | For | For |
| 11 | Re-elect Paul Richardson as Director | Management | For | For |
| 12 | Re-elect Jeffrey Rosen as Director | Management | For | For |
| 13 | Re-elect Timothy Shriver as Director | Management | For | For |
| 14 | Re-elect Sir Martin Sorrell as Director | Management | For | For |
| 15 | Re-elect Solomon Trujillo as Director | Management | For | For |
| 16 | Elect Roger Agnelli as Director | Management | For | For |
| 17 | Elect Dr Jacques Aigrain as Director | Management | For | For |
| 18 | Elect Hugo Shong as Director | Management | For | For |
| 19 | Elect Sally Susman as Director | Management | For | For |
| 20 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Approve Executive Performance Share Plan | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY MATERIALS CENTRAL FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
AFRICAN MINERALS LTD.
MEETING DATE: AUG 02, 2012 | TICKER: AMI SECURITY ID: G0114P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint Ernst & Young LLP Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Fix Number of Directors at 15 and Authorise Board to Fill Casual Vacancies | Management | For | For |
| 5 | Reelect Frank Timis as a Director | Management | For | Against |
| 6 | Reelect Gibril Bangura as a Director | Management | For | Against |
| 7 | Reelect Dermot Coughlan as a Director | Management | For | Against |
| 8 | Reelect Cui Jurong as a Director | Management | For | Against |
| 9 | Amend Bye-laws Re: Share Interest Enquiries | Management | For | Against |
| |
|---|
AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 24, 2013 | TICKER: APD SECURITY ID: 009158106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William L. Davis, III | Management | For | For |
| 1b | Elect Director W. Douglas Ford | Management | For | For |
| 1c | Elect Director Evert Henkes | Management | For | For |
| 1d | Elect Director Margaret G. McGlynn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
ALBEMARLE CORPORATION
MEETING DATE: MAY 07, 2013 | TICKER: ALB SECURITY ID: 012653101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Willam H. Hernandez | Management | For | For |
| 1.2 | Elect Director Luther C. Kissam, IV | Management | For | For |
| 1.3 | Elect Director Joseph M. Mahady | Management | For | For |
| 1.4 | Elect Director Jim W. Nokes | Management | For | For |
| 1.5 | Elect Director James J. O'Brien | Management | For | For |
| 1.6 | Elect Director Barry W. Perry | Management | For | For |
| 1.7 | Elect Director John Sherman Jr. | Management | For | For |
| 1.8 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.9 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALLIED NEVADA GOLD CORP.
MEETING DATE: MAY 02, 2013 | TICKER: ANV SECURITY ID: 019344100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert M. Buchan | Management | For | For |
| 1b | Elect Director John W. Ivany | Management | For | For |
| 1c | Elect Director Cameron A. Mingay | Management | For | For |
| 1d | Elect Director Terry M. Palmer | Management | For | For |
| 1e | Elect Director Carl A. Pescio | Management | For | For |
| 1f | Elect Director A. Murray Sinclair | Management | For | For |
| 1g | Elect Director Robert G. Wardell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
APTARGROUP, INC.
MEETING DATE: MAY 08, 2013 | TICKER: ATR SECURITY ID: 038336103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alain Chevassus | Management | For | For |
| 1.2 | Elect Director Stephen J. Hagge | Management | For | For |
| 1.3 | Elect Director Giovanna Kampouri Monnas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ASHLAND INC.
MEETING DATE: JAN 31, 2013 | TICKER: ASH SECURITY ID: 044209104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brendan M. Cummins | Management | For | For |
| 1.2 | Elect Director Mark C. Rohr | Management | For | For |
| 1.3 | Elect Director Janice J. Teal | Management | For | For |
| 1.4 | Elect Director Michael J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
AXIALL CORPORATION
MEETING DATE: MAY 21, 2013 | TICKER: AXLL SECURITY ID: 05463D100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Carrico | Management | For | For |
| 1.2 | Elect Director T. Kevin DeNicola | Management | For | For |
| 1.3 | Elect Director Patrick J. Fleming | Management | For | For |
| 1.4 | Elect Director Robert M. Gervis | Management | For | For |
| 1.5 | Elect Director Victoria F. Haynes | Management | For | For |
| 1.6 | Elect Director Stephen E. Macadam | Management | For | For |
| 1.7 | Elect Director William L. Mansfield | Management | For | For |
| 1.8 | Elect Director Michael H. McGarry | Management | For | For |
| 1.9 | Elect Director Mark L. Noetzel | Management | For | For |
| 1.10 | Elect Director Robert Ripp | Management | For | For |
| 1.11 | Elect Director David N. Weinstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BALL CORPORATION
MEETING DATE: APR 24, 2013 | TICKER: BLL SECURITY ID: 058498106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hanno C. Fiedler | Management | For | For |
| 1.2 | Elect Director John F. Lehman | Management | For | For |
| 1.3 | Elect Director Georgia R. Nelson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BARRICK GOLD CORPORATION
MEETING DATE: APR 24, 2013 | TICKER: ABX SECURITY ID: 067901108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard L. Beck | Management | For | For |
| 1.2 | Elect Director William D. Birchall | Management | For | For |
| 1.3 | Elect Director Donald J. Carty | Management | For | For |
| 1.4 | Elect Director Gustavo Cisneros | Management | For | For |
| 1.5 | Elect Director Robert M. Franklin | Management | For | For |
| 1.6 | Elect Director J. Brett Harvey | Management | For | For |
| 1.7 | Elect Director Dambisa Moyo | Management | For | For |
| 1.8 | Elect Director Brian Mulroney | Management | For | For |
| 1.9 | Elect Director Anthony Munk | Management | For | For |
| 1.10 | Elect Director Peter Munk | Management | For | For |
| 1.11 | Elect Director Steven J. Shapiro | Management | For | For |
| 1.12 | Elect Director Jamie C. Sokalsky | Management | For | For |
| 1.13 | Elect Director John L. Thornton | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| |
|---|
CANFOR CORPORATION
MEETING DATE: MAY 01, 2013 | TICKER: CFP SECURITY ID: 137576104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. G. Bentley | Management | For | For |
| 1.2 | Elect Director Glen D. Clark | Management | For | For |
| 1.3 | Elect Director Ronald L. Cliff | Management | For | For |
| 1.4 | Elect Director Michael J. Korenberg | Management | For | For |
| 1.5 | Elect Director James A. Pattison | Management | For | For |
| 1.6 | Elect Director Conrad A. Pinette | Management | For | For |
| 1.7 | Elect Director James McNeill (Mack) Singleton | Management | For | For |
| 1.8 | Elect Director Ross S. Smith | Management | For | For |
| 1.9 | Elect Director William W. Stinson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CARPENTER TECHNOLOGY CORPORATION
MEETING DATE: OCT 08, 2012 | TICKER: CRS SECURITY ID: 144285103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl G. Anderson, Jr. | Management | For | For |
| 1.2 | Elect Director Philip M. Anderson | Management | For | For |
| 1.3 | Elect Director Jeffrey Wadsworth | Management | For | For |
| 1.4 | Elect Director William A. Wulfsohn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMMERCIAL METALS COMPANY
MEETING DATE: JAN 25, 2013 | TICKER: CMC SECURITY ID: 201723103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rhys J. Best | Management | For | For |
| 1.2 | Elect Director Richard B. Kelson | Management | For | For |
| 1.3 | Elect Director Rick J. Mills | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
COPPER MOUNTAIN MINING CORPORATION
MEETING DATE: JUN 18, 2013 | TICKER: CUM SECURITY ID: 21750U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James O'Rourke | Management | For | For |
| 1.2 | Elect Director Rodney Shier | Management | For | For |
| 1.3 | Elect Director John Tapics | Management | For | For |
| 1.4 | Elect Director Marin Katusa | Management | For | For |
| 1.5 | Elect Director Carl Renzoni | Management | For | For |
| 1.6 | Elect Director Al Cloke | Management | For | For |
| 1.7 | Elect Director Bruce Aunger | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Advance Notice Policy | Management | For | For |
| |
|---|
CYTEC INDUSTRIES INC.
MEETING DATE: APR 18, 2013 | TICKER: CYT SECURITY ID: 232820100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Chris A. Davis | Management | For | For |
| 1b | Elect Director Shane D. Fleming | Management | For | For |
| 1c | Elect Director Louis L. Hoynes, Jr. | Management | For | For |
| 1d | Elect Director William P. Powell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
E. I. DU PONT DE NEMOURS AND COMPANY
MEETING DATE: APR 24, 2013 | TICKER: DD SECURITY ID: 263534109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lamberto Andreotti | Management | For | For |
| 1b | Elect Director Richard H. Brown | Management | For | For |
| 1c | Elect Director Robert A. Brown | Management | For | For |
| 1d | Elect Director Bertrand P. Collomb | Management | For | For |
| 1e | Elect Director Curtis J. Crawford | Management | For | For |
| 1f | Elect Director Alexander M. Cutler | Management | For | For |
| 1g | Elect Director Eleuthere I. Du Pont | Management | For | For |
| 1h | Elect Director Marillyn A. Hewson | Management | For | For |
| 1i | Elect Director Lois D. Juliber | Management | For | For |
| 1j | Elect Director Ellen J. Kullman | Management | For | For |
| 1k | Elect Director Lee M. Thomas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Report on Genetically Engineered Seed | Shareholder | Against | Abstain |
| 7 | Report on Pay Disparity | Shareholder | Against | Against |
| |
|---|
EASTMAN CHEMICAL COMPANY
MEETING DATE: MAY 02, 2013 | TICKER: EMN SECURITY ID: 277432100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary E. Anderson | Management | For | For |
| 1.2 | Elect Director Brett D. Begemann | Management | For | For |
| 1.3 | Elect Director Stephen R. Demeritt | Management | For | For |
| 1.4 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.5 | Elect Director Julie F. Holder | Management | For | For |
| 1.6 | Elect Director Renee J. Hornbaker | Management | For | For |
| 1.7 | Elect Director Lewis M. Kling | Management | For | For |
| 1.8 | Elect Director David W. Raisbeck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ECOLAB INC.
MEETING DATE: MAY 02, 2013 | TICKER: ECL SECURITY ID: 278865100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1.2 | Elect Director Barbara J. Beck | Management | For | For |
| 1.3 | Elect Director Leslie S. Biller | Management | For | For |
| 1.4 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.5 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 1.6 | Elect Director Arthur J. Higgins | Management | For | For |
| 1.7 | Elect Director Joel W. Johnson | Management | For | For |
| 1.8 | Elect Director Michael Larson | Management | For | For |
| 1.9 | Elect Director Jerry W. Levin | Management | For | For |
| 1.10 | Elect Director Robert L. Lumpkins | Management | For | For |
| 1.11 | Elect Director Victoria J. Reich | Management | For | For |
| 1.12 | Elect Director Mary M. VanDeWeghe | Management | For | For |
| 1.13 | Elect Director John J. Zillmer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
FIRST QUANTUM MINERALS LTD.
MEETING DATE: MAY 07, 2013 | TICKER: FM SECURITY ID: 335934105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Philip K. R. Pascall | Management | For | For |
| 2.2 | Elect Director G. Clive Newall | Management | For | For |
| 2.3 | Elect Director Martin R. Rowley | Management | For | For |
| 2.4 | Elect Director Peter St. George | Management | For | For |
| 2.5 | Elect Director Andrew B. Adams | Management | For | For |
| 2.6 | Elect Director Michael Martineau | Management | For | For |
| 2.7 | Elect Director Paul Brunner | Management | For | For |
| 2.8 | Elect Director Michael Hanley | Management | For | For |
| 2.9 | Elect Director Robert Harding | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
FMC CORPORATION
MEETING DATE: APR 23, 2013 | TICKER: FMC SECURITY ID: 302491303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre Brondeau | Management | For | For |
| 1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
| 1.3 | Elect Director Robert C. Pallash | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
FRANCO-NEVADA CORPORATION
MEETING DATE: MAY 08, 2013 | TICKER: FNV SECURITY ID: 351858105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre Lassonde | Management | For | For |
| 1.2 | Elect Director David Harquail | Management | For | For |
| 1.3 | Elect Director Derek W. Evans | Management | For | For |
| 1.4 | Elect Director Graham Farquharson | Management | For | For |
| 1.5 | Elect Director Louis Gignac | Management | For | For |
| 1.6 | Elect Director Randall Oliphant | Management | For | For |
| 1.7 | Elect Director David R. Peterson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
GOLDCORP INC.
MEETING DATE: MAY 02, 2013 | TICKER: G SECURITY ID: 380956409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| a1 | Elect Director John P. Bell | Management | For | For |
| a2 | Elect Director Beverley A. Briscoe | Management | For | For |
| a3 | Elect Director Peter J. Dey | Management | For | For |
| a4 | Elect Director Douglas M. Holtby | Management | For | For |
| a5 | Elect Director Charles A. Jeannes | Management | For | For |
| a6 | Elect Director P. Randy Reifel | Management | For | For |
| a7 | Elect Director A. Dan Rovig | Management | For | For |
| a8 | Elect Director Ian W. Telfer | Management | For | For |
| a9 | Elect Director Blanca Trevino | Management | For | For |
| a10 | Elect Director Kenneth F. Williamson | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Restricted Share Unit Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
GRAPHIC PACKAGING HOLDING COMPANY
MEETING DATE: MAY 22, 2013 | TICKER: GPK SECURITY ID: 388689101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George V. Bayly | Management | For | For |
| 1.2 | Elect Director David D. Campbell | Management | For | For |
| 1.3 | Elect Director Harold R. Logan, Jr. | Management | For | For |
| 1.4 | Elect Director David A. Perdue | Management | For | For |
| |
|---|
HAYNES INTERNATIONAL, INC.
MEETING DATE: FEB 25, 2013 | TICKER: HAYN SECURITY ID: 420877201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul J. Bohan | Management | For | For |
| 2 | Elect Director Donald C. Campion | Management | For | For |
| 3 | Elect Director Mark M. Comerford | Management | For | For |
| 4 | Elect Director John C. Corey | Management | For | For |
| 5 | Elect Director Robert H. Getz | Management | For | For |
| 6 | Elect Director Timothy J. McCarthy | Management | For | For |
| 7 | Elect Director Michael L. Shor | Management | For | For |
| 8 | Elect Director William P. Wall | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL PAPER COMPANY
MEETING DATE: MAY 13, 2013 | TICKER: IP SECURITY ID: 460146103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David J. Bronczek | Management | For | For |
| 1b | Elect Director Ahmet C. Dorduncu | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Ilene S. Gordon | Management | For | For |
| 1e | Elect Director Stacey J. Mobley | Management | For | For |
| 1f | Elect Director Joan E. Spero | Management | For | For |
| 1g | Elect Director John L. Townsend, III | Management | For | For |
| 1h | Elect Director John F. Turner | Management | For | For |
| 1i | Elect Director William G. Walter | Management | For | For |
| 1j | Elect Director J. Steven Whisler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Act by Written Consent | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| |
|---|
LANXESS AG
MEETING DATE: MAY 23, 2013 | TICKER: LXS SECURITY ID: D5032B102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013 | Management | For | For |
| 6 | Approve Creation of EUR16.6 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Change Location of Registered Office/Headquarters to Cologne, Germany | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 22, 2013 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jacques Aigrain | Management | For | For |
| 1.2 | Elect Director Scott M. Kleinman | Management | For | For |
| 1.3 | Elect Director Bruce A. Smith | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
| 12 | Amend Articles of Association | Management | For | For |
| |
|---|
MARTIN MARIETTA MATERIALS, INC.
MEETING DATE: MAY 23, 2013 | TICKER: MLM SECURITY ID: 573284106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Howard Nye | Management | For | For |
| 1.2 | Elect Director Laree E. Perez | Management | For | For |
| 1.3 | Elect Director Dennis L. Rediker | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MEADWESTVACO CORPORATION
MEETING DATE: APR 22, 2013 | TICKER: MWV SECURITY ID: 583334107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael E. Campbell | Management | For | For |
| 1.2 | Elect Director James G. Kasier | Management | For | For |
| 1.3 | Elect Director Richard B. Kelson | Management | For | For |
| 1.4 | Elect Director James M. Kilts | Management | For | For |
| 1.5 | Elect Director Susan J. Kropf | Management | For | For |
| 1.6 | Elect Director Douglas S. Luke | Management | For | For |
| 1.7 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.8 | Elect Director Gracia C. Martore | Management | For | For |
| 1.9 | Elect Director Timothy H. Powers | Management | For | For |
| 1.10 | Elect Director Jane L. Warner | Management | For | For |
| 1.11 | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MONSANTO COMPANY
MEETING DATE: JAN 31, 2013 | TICKER: MON SECURITY ID: 61166W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David L. Chicoine | Management | For | For |
| 1b | Elect Director Arthur H. Harper | Management | For | For |
| 1c | Elect Director Gwendolyn S. King | Management | For | For |
| 1d | Elect Director Jon R. Moeller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
| |
|---|
NEWMARKET CORPORATION
MEETING DATE: APR 25, 2013 | TICKER: NEU SECURITY ID: 651587107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis L. Cothran | Management | For | For |
| 1.2 | Elect Director Mark M. Gambill | Management | For | For |
| 1.3 | Elect Director Bruce C. Gottwald | Management | For | For |
| 1.4 | Elect Director Thomas E. Gottwald | Management | For | For |
| 1.5 | Elect Director Patrick D. Hanley | Management | For | For |
| 1.6 | Elect Director James E. Rogers | Management | For | For |
| 1.7 | Elect Director Charles B. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEWMONT MINING CORPORATION
MEETING DATE: APR 24, 2013 | TICKER: NEM SECURITY ID: 651639106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce R. Brook | Management | For | For |
| 1.2 | Elect Director J. Kofi Bucknor | Management | For | For |
| 1.3 | Elect Director Vincent A. Calarco | Management | For | For |
| 1.4 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.5 | Elect Director Noreen Doyle | Management | For | For |
| 1.6 | Elect Director Gary J. Goldberg | Management | For | For |
| 1.7 | Elect Director Veronica M. Hagen | Management | For | For |
| 1.8 | Elect Director Jane Nelson | Management | For | For |
| 1.9 | Elect Director Donald C. Roth | Management | For | For |
| 1.10 | Elect Director Simon R. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: APR 29, 2013 | TICKER: BTU SECURITY ID: 704549104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director Henry E. Lentz | Management | For | For |
| 1.6 | Elect Director Robert A. Malone | Management | For | For |
| 1.7 | Elect Director William C. Rusnack | Management | For | For |
| 1.8 | Elect Director John F. Turner | Management | For | For |
| 1.9 | Elect Director Sandra A. Van Trease | Management | For | For |
| 1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PPG INDUSTRIES, INC.
MEETING DATE: APR 18, 2013 | TICKER: PPG SECURITY ID: 693506107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James G. Berges | Management | For | For |
| 1.2 | Elect Director John V. Faraci | Management | For | For |
| 1.3 | Elect Director Victoria F. Haynes | Management | For | For |
| 1.4 | Elect Director Martin H. Richenhagen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
RELIANCE STEEL & ALUMINUM CO.
MEETING DATE: MAY 15, 2013 | TICKER: RS SECURITY ID: 759509102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sarah J. Anderson | Management | For | For |
| 1.2 | Elect Director John G. Figueroa | Management | For | For |
| 1.3 | Elect Director Thomas W. Gimbel | Management | For | For |
| 1.4 | Elect Director David H. Hannah | Management | For | For |
| 1.5 | Elect Director Douglas M. Hayes | Management | For | For |
| 1.6 | Elect Director Mark V. Kaminski | Management | For | For |
| 1.7 | Elect Director Gregg J. Mollins | Management | For | For |
| 1.8 | Elect Director Andrew G. Sharkey, III | Management | For | For |
| 1.9 | Elect Director Leslie A. Waite | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ROCK-TENN COMPANY
MEETING DATE: JAN 25, 2013 | TICKER: RKT SECURITY ID: 772739207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director G. Stephen Felker | Management | For | For |
| 1.2 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1.3 | Elect Director John W. Spiegel | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
ROCKWOOD HOLDINGS, INC.
MEETING DATE: MAY 21, 2013 | TICKER: ROC SECURITY ID: 774415103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Seifi Ghasemi | Management | For | For |
| 1.2 | Elect Director Sheldon R. Erikson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
ROYAL GOLD, INC.
MEETING DATE: NOV 14, 2012 | TICKER: RGLD SECURITY ID: 780287108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stanley Dempsey | Management | For | For |
| 2 | Elect Director Tony Jensen | Management | For | For |
| 3 | Elect Director Gordon J. Bogden | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SIGMA-ALDRICH CORPORATION
MEETING DATE: MAY 07, 2013 | TICKER: SIAL SECURITY ID: 826552101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rebecca M. Bergman | Management | For | For |
| 1b | Elect Director George M. Church | Management | For | For |
| 1c | Elect Director Michael L. Marberry | Management | For | For |
| 1d | Elect Director W. Lee McCollum | Management | For | For |
| 1e | Elect Director Avi M. Nash | Management | For | For |
| 1f | Elect Director Steven M. Paul | Management | For | For |
| 1g | Elect Director J. Pedro Reinhard | Management | For | For |
| 1h | Elect Director Rakesh Sachdev | Management | For | For |
| 1i | Elect Director D. Dean Spatz | Management | For | For |
| 1j | Elect Director Barrett A. Toan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SILGAN HOLDINGS INC.
MEETING DATE: JUN 03, 2013 | TICKER: SLGN SECURITY ID: 827048109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Philip Silver | Management | For | For |
| 1.2 | Elect Director William C. Jennings | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUNCOKE ENERGY, INC.
MEETING DATE: MAY 09, 2013 | TICKER: SXC SECURITY ID: 86722A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter B. Hamilton | Management | For | For |
| 1.2 | Elect Director Karen B. Peetz | Management | For | For |
| 1.3 | Elect Director John W. Rowe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
THE DOW CHEMICAL COMPANY
MEETING DATE: MAY 09, 2013 | TICKER: DOW SECURITY ID: 260543103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Arnold A. Allemang | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Jacqueline K. Barton | Management | For | For |
| 1d | Elect Director James A. Bell | Management | For | For |
| 1e | Elect Director Jeff M. Fettig | Management | For | For |
| 1f | Elect Director Andrew N. Liveris | Management | For | For |
| 1g | Elect Director Paul Polman | Management | For | For |
| 1h | Elect Director Dennis H. Reilley | Management | For | For |
| 1i | Elect Director James M. Ringler | Management | For | For |
| 1j | Elect Director Ruth G. Shaw | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Stock Retention | Shareholder | Against | Against |
| |
|---|
THE SHERWIN-WILLIAMS COMPANY
MEETING DATE: APR 17, 2013 | TICKER: SHW SECURITY ID: 824348106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director Christopher M. Connor | Management | For | For |
| 1.3 | Elect Director David F. Hodnik | Management | For | For |
| 1.4 | Elect Director Thomas G. Kadien | Management | For | For |
| 1.5 | Elect Director Richard J. Kramer | Management | For | For |
| 1.6 | Elect Director Susan J. Kropf | Management | For | For |
| 1.7 | Elect Director Richard K. Smucker | Management | For | For |
| 1.8 | Elect Director John M. Stropki | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TURQUOISE HILL RESOURCES LTD.
MEETING DATE: MAY 10, 2013 | TICKER:�� TRQ SECURITY ID: 900435108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jill Gardiner | Management | For | For |
| 1.2 | Elect Director R. Peter Gillin | Management | For | For |
| 1.3 | Elect Director Warren Goodman | Management | For | For |
| 1.4 | Elect Director Isabelle Hudon | Management | For | For |
| 1.5 | Elect Director Jean-Sebastien Jacques | Management | For | For |
| 1.6 | Elect Director David Klingner | Management | For | For |
| 1.7 | Elect Director Charles Lenegan | Management | For | For |
| 1.8 | Elect Director Daniel Larsen | Management | For | For |
| 1.9 | Elect Director Livia Mahler | Management | For | For |
| 1.10 | Elect Director Peter G. Meredith | Management | For | For |
| 1.11 | Elect Director Kay Priestly | Management | For | For |
| 1.12 | Elect Director Russel C. Robertson | Management | For | For |
| 1.13 | Elect Director Jeffery D. Tygesen | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
VULCAN MATERIALS COMPANY
MEETING DATE: MAY 10, 2013 | TICKER: VMC SECURITY ID: 929160109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas J. McGregor | Management | For | For |
| 1.2 | Elect Director Lee J. Styslinger, III | Management | For | For |
| 1.3 | Elect Director Vincent J. Trosino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
WALTER ENERGY, INC.
MEETING DATE: APR 25, 2013 | TICKER: WLT SECURITY ID: 93317Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director David R. Beatty | Management | For | For |
| 1.2 | Elect Director Mary R. Henderson | Management | For | For |
| 1.3 | Elect Director Jerry W. Kolb | Management | For | For |
| 1.4 | Elect Director Patrick A. Kriegshauser | Management | For | For |
| 1.5 | Elect Director Joseph B. Leonard | Management | For | For |
| 1.6 | Elect Director Graham Mascall | Management | For | For |
| 1.7 | Elect Director Bernard G. Rethore | Management | For | For |
| 1.8 | Elect Director Walter J. Scheller | Management | For | For |
| 1.9 | Elect Director Michael T. Tokarz | Management | For | For |
| 1.10 | Elect Director A.J. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Edward G. Scholtz | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Mark H. Lochtenberg | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Robert H. Stan | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Lawrence M. Clark, Jr. | Shareholder | For | Did Not Vote |
| 1.5 | Elect Director Julian A. Treger | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - David R. Beatty | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - Mary R. Henderson | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Patrick A. Kriegshauser | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee - Graham Mascall | Shareholder | For | Did Not Vote |
| 1.10 | Management Nominee - Walter J. Scheller | Shareholder | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 3 | Ratify Auditors | Management | None | Did Not Vote |
| |
|---|
WESTLAKE CHEMICAL CORPORATION
MEETING DATE: MAY 17, 2013 | TICKER: WLK SECURITY ID: 960413102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert T. Blakely | Management | For | For |
| 1.2 | Elect Director Albert Chao | Management | For | For |
| 1.3 | Elect Director Michael J. Graff | Management | For | For |
| 1.4 | Elect Director R. Bruce Northcutt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SPECIALIZED HIGH INCOME CENTRAL FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY TELECOM SERVICES CENTRAL FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 21, 2013 | TICKER: AMT SECURITY ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Ronald M. Dykes | Management | For | For |
| 1c | Elect Director Carolyn F. Katz | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director JoAnn A. Reed | Management | For | For |
| 1f | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1g | Elect Director David E. Sharbutt | Management | For | For |
| 1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1i | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Right to Call Special Meeting | Management | For | For |
| |
|---|
AT&T INC.
MEETING DATE: APR 26, 2013 | TICKER: T SECURITY ID: 00206R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Gilbert F. Amelio | Management | For | For |
| 1.3 | Elect Director Reuben V. Anderson | Management | For | For |
| 1.4 | Elect Director James H. Blanchard | Management | For | For |
| 1.5 | Elect Director Jaime Chico Pardo | Management | For | For |
| 1.6 | Elect Director Scott T. Ford | Management | For | For |
| 1.7 | Elect Director James P. Kelly | Management | For | For |
| 1.8 | Elect Director Jon C. Madonna | Management | For | For |
| 1.9 | Elect Director Michael B. McCallister | Management | For | For |
| 1.10 | Elect Director John B. McCoy | Management | For | For |
| 1.11 | Elect Director Joyce M. Roche | Management | For | For |
| 1.12 | Elect Director Matthew K. Rose | Management | For | For |
| 1.13 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Stock Purchase and Deferral Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Abstain |
| 7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ATLANTIC TELE-NETWORK, INC.
MEETING DATE: JUN 18, 2013 | TICKER: ATNI SECURITY ID: 049079205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin L. Budd | Management | For | For |
| 1.2 | Elect Director Michael T. Flynn | Management | For | For |
| 1.3 | Elect Director Liane J. Pelletier | Management | For | For |
| 1.4 | Elect Director Cornelius B. Prior, Jr. | Management | For | For |
| 1.5 | Elect Director Michael T. Prior | Management | For | For |
| 1.6 | Elect Director Charles J. Roesslein | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BOINGO WIRELESS, INC.
MEETING DATE: JUN 14, 2013 | TICKER: WIFI SECURITY ID: 09739C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Boesenberg | Management | For | For |
| 1.2 | Elect Director Terrell Jones | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BROADCOM CORPORATION
MEETING DATE: MAY 14, 2013 | TICKER: BRCM SECURITY ID: 111320107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director Maria M. Klawe | Management | For | For |
| 1.5 | Elect Director John E. Major | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director William T. Morrow | Management | For | For |
| 1.8 | Elect Director Henry Samueli | Management | For | For |
| 1.9 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CABLEVISION SYSTEMS CORPORATION
MEETING DATE: MAY 23, 2013 | TICKER: CVC SECURITY ID: 12686C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zachary W. Carter | Management | For | For |
| 1.2 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
| 1.3 | Elect Director John R. Ryan | Management | For | Withhold |
| 1.4 | Elect Director Vincent Tese | Management | For | Withhold |
| 1.5 | Elect Director Leonard Tow | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CENTURYLINK, INC.
MEETING DATE: MAY 22, 2013 | TICKER: CTL SECURITY ID: 156700106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Bruce Hanks | Management | For | For |
| 1.2 | Elect Director C. G. Melville, Jr. | Management | For | For |
| 1.3 | Elect Director Fred R. Nichols | Management | For | For |
| 1.4 | Elect Director William A. Owens | Management | For | For |
| 1.5 | Elect Director Harvey P. Perry | Management | For | For |
| 1.6 | Elect Director Glen F. Post, III | Management | For | For |
| 1.7 | Elect Director Laurie A. Siegel | Management | For | For |
| 1.8 | Elect Director Joseph R. Zimmel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4a | Share Retention Policy | Shareholder | Against | Against |
| 4b | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| 4c | Proxy Access | Shareholder | Against | Against |
| 4d | Provide for Confidential Voting | Shareholder | Against | Against |
| |
|---|
CHINA UNICOM (HONG KONG) LTD
MEETING DATE: DEC 21, 2012 | TICKER: 00762 SECURITY ID: 16945R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Transfer Agreement and Related Transactions | Management | For | For |
| |
|---|
CINCINNATI BELL INC.
MEETING DATE: MAY 03, 2013 | TICKER: CBB SECURITY ID: 171871106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Phillip R. Cox | Management | For | For |
| 1b | Elect Director Bruce L. Byrnes | Management | For | Against |
| 1c | Elect Director John F. Cassidy | Management | For | For |
| 1d | Elect Director Jakki L. Haussler | Management | For | For |
| 1e | Elect Director Craig F. Maier | Management | For | For |
| 1f | Elect Director Alan R. Schriber | Management | For | For |
| 1g | Elect Director Lynn A. Wentworth | Management | For | For |
| 1h | Elect Director John M. Zrno | Management | For | For |
| 1i | Elect Director Theodore H. Torbeck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COGENT COMMUNICATIONS GROUP, INC.
MEETING DATE: APR 18, 2013 | TICKER: CCOI SECURITY ID: 19239V302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dave Schaeffer | Management | For | For |
| 1.2 | Elect Director Steven D. Brooks | Management | For | For |
| 1.3 | Elect Director Erel N. Margalit | Management | For | For |
| 1.4 | Elect Director Timothy Weingarten | Management | For | For |
| 1.5 | Elect Director Richard T. Liebhaber | Management | For | For |
| 1.6 | Elect Director D. Blake Bath | Management | For | For |
| 1.7 | Elect Director Marc Montagner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 15, 2013 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Joseph J. Collins | Management | For | For |
| 1.4 | Elect Director J. Michael Cook | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.8 | Elect Director Brian L. Roberts | Management | For | For |
| 1.9 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.11 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| |
|---|
CONSOLIDATED COMMUNICATIONS HOLDINGS, INC.
MEETING DATE: MAY 07, 2013 | TICKER: CNSL SECURITY ID: 209034107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger H. Moore | Management | For | For |
| 1.2 | Elect Director Thomas A. Gerke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CROWN CASTLE INTERNATIONAL CORP.
MEETING DATE: MAY 23, 2013 | TICKER: CCI SECURITY ID: 228227104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
| 1b | Elect Director J. Landis Martin | Management | For | For |
| 1c | Elect Director W. Benjamin Moreland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FRONTIER COMMUNICATIONS CORPORATION
MEETING DATE: MAY 08, 2013 | TICKER: FTR SECURITY ID: 35906A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
| 1.2 | Elect Director Peter C.B. Bynoe | Management | For | For |
| 1.3 | Elect Director Jeri B. Finard | Management | For | For |
| 1.4 | Elect Director Edward Fraioli | Management | For | For |
| 1.5 | Elect Director James S. Kahan | Management | For | For |
| 1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1.7 | Elect Director Howard L. Schrott | Management | For | For |
| 1.8 | Elect Director Larraine D. Segil | Management | For | For |
| 1.9 | Elect Director Mark Shapiro | Management | For | For |
| 1.10 | Elect Director Myron A. Wick, III | Management | For | For |
| 1.11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
GENERAL COMMUNICATION, INC.
MEETING DATE: JUN 24, 2013 | TICKER: GNCMA SECURITY ID: 369385109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott M. Fisher | Management | For | For |
| 1.2 | Elect Director William P. Glasgow | Management | For | For |
| 1.3 | Elect Director James M. Schneider | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INCONTACT, INC.
MEETING DATE: JUN 12, 2013 | TICKER: SAAS SECURITY ID: 45336E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore Stern | Management | For | For |
| 1.2 | Elect Director Paul Jarman | Management | For | For |
| 1.3 | Elect Director Steve Barnett | Management | For | For |
| 1.4 | Elect Director Mark J. Emkjer | Management | For | For |
| 1.5 | Elect Director Blake O. Fisher, Jr. | Management | For | For |
| 1.6 | Elect Director Paul F. Koeppe | Management | For | For |
| 1.7 | Elect Director Hamid Akhavan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
IRIDIUM COMMUNICATIONS INC.
MEETING DATE: MAY 09, 2013 | TICKER: IRDM SECURITY ID: 46269C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Niehaus | Management | For | For |
| 1.2 | Elect Director J. Darrel Barros | Management | For | For |
| 1.3 | Elect Director Thomas C. Canfield | Management | For | For |
| 1.4 | Elect Director Peter M. Dawkins | Management | For | For |
| 1.5 | Elect Director Matthew J. Desch | Management | For | For |
| 1.6 | Elect Director Alvin B. Krongard | Management | For | For |
| 1.7 | Elect Director Eric T. Olson | Management | For | For |
| 1.8 | Elect Director Steven B. Pfeiffer | Management | For | For |
| 1.9 | Elect Director Parker W. Rush | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KONINKLIJKE KPN NV
MEETING DATE: APR 10, 2013 | TICKER: KPN SECURITY ID: N4297B146
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | For |
| 4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5 | Approve Dividends of EUR 0.12 Per Share | Management | For | For |
| 6 | Approve Discharge of Management Board | Management | For | Against |
| 7 | Approve Discharge of Supervisory Board | Management | For | Against |
| 8 | Opportunity to Make Recommendations | Management | None | None |
| 9 | Reelect M.E. van Lier Lels to Supervisory Board | Management | For | For |
| 10 | Reelect R.J. Routs to Supervisory Board | Management | For | For |
| 11 | Reelect D.J. Haank to Supervisory Board | Management | For | For |
| 12 | Elect C.J. Garcia Moreno Elizondo to Supervisory Board | Management | For | For |
| 13 | Elect O. von Hauske to Supervisory Board | Management | For | For |
| 14 | Composition of Supervisory Board in 2014 | Management | None | None |
| 15a | Receive Announcements on Capital Increase | Management | None | None |
| 15b | Grant Board Authority to Increase Authorized Capital and Issue Shares Within Framework of Rights Issue of up to EUR 3 Billion | Management | For | For |
| 16 | Announce Intention to Appoint J.F.E. Farwerck to Management Board | Management | None | None |
| 17 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Close Meeting | Management | None | None |
| |
|---|
LEAP WIRELESS INTERNATIONAL, INC.
MEETING DATE: JUN 06, 2013 | TICKER: LEAP SECURITY ID: 521863308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Harkey, Jr. | Management | For | Withhold |
| 1.2 | Elect Director S. Douglas Hutcheson | Management | For | For |
| 1.3 | Elect Director Ronald J. Kramer | Management | For | For |
| 1.4 | Elect Director Robert V. LaPenta | Management | For | For |
| 1.5 | Elect Director Mark A. Leavitt | Management | For | Withhold |
| 1.6 | Elect Director Mark H. Rachesky | Management | For | For |
| 1.7 | Elect Director Richard R. Roscitt | Management | For | For |
| 1.8 | Elect Director Robert E. Switz | Management | For | For |
| 1.9 | Elect Director Michael B. Targoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
LEVEL 3 COMMUNICATIONS, INC.
MEETING DATE: MAY 23, 2013 | TICKER: LVLT SECURITY ID: 52729N308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.2 | Elect Director Jeff K. Storey | Management | For | For |
| 1.3 | Elect Director General Kevin P. Chilton | Management | For | For |
| 1.4 | Elect Director Archie R. Clemins | Management | For | For |
| 1.5 | Elect Director Steven T. Clontz | Management | For | For |
| 1.6 | Elect Director Admiral James O. Ellis, Jr. | Management | For | For |
| 1.7 | Elect Director T. Michael Glenn | Management | For | For |
| 1.8 | Elect Director Richard R. Jaros | Management | For | Withhold |
| 1.9 | Elect Director Michael J. Mahoney | Management | For | Withhold |
| 1.10 | Elect Director Charles C. Miller, III | Management | For | For |
| 1.11 | Elect Director John T. Reed | Management | For | For |
| 1.12 | Elect Director Peter Seah Lim Huat | Management | For | Withhold |
| 1.13 | Elect Director Peter van Oppen | Management | For | For |
| 1.14 | Elect Director Albert C. Yates | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
LIBERTY GLOBAL, INC.
MEETING DATE: JUN 03, 2013 | TICKER: LBTYA SECURITY ID: 530555101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Merger Agreement | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
LUMOS NETWORKS CORP.
MEETING DATE: MAY 01, 2013 | TICKER: LMOS SECURITY ID: 550283105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy G. Biltz | Management | For | For |
| 1.2 | Elect Director Steven G. Felsher | Management | For | For |
| 1.3 | Elect Director Robert E. Guth | Management | For | For |
| 1.4 | Elect Director Michael Huber | Management | For | For |
| 1.5 | Elect Director James A. Hyde | Management | For | For |
| 1.6 | Elect Director Julia B. North | Management | For | For |
| 1.7 | Elect Director Michael K. Robinson | Management | For | For |
| 1.8 | Elect Director Jerry E. Vaughn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
METROPCS COMMUNICATIONS, INC.
MEETING DATE: APR 24, 2013 | TICKER: PCS SECURITY ID: 591708102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Yellow Card) |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Amend Certificate of Incorporation giving Deutsche Telekom the Right to Director Designations | Management | For | For |
| 5 | Provide Directors May Be Removed with or without Cause | Management | For | Against |
| 6 | Amend Certificate of Incorporation Granting Deutsche Telekom the same Approval Rights as set forth in the Stockholder's Agreement | Management | For | Against |
| 7 | Provide Right to Call Special Meeting | Management | For | For |
| 8 | Provide Right to Act by Written Consent | Management | For | Against |
| 9 | Provide that the Combined Company's Bylaws may be Amended upon the Affirmative Vote of the Holders of Shares having a Majority of the Combined Company's Voting Power | Management | For | For |
| 10 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 11 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 12 | Adjourn Meeting | Management | For | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Card) |
| 1 | Issue Shares in Connection with Acquisition | Management | Against | Did Not Vote |
| 2 | Approve Reverse Stock Split | Management | Against | Did Not Vote |
| 3 | Declassify the Board of Directors | Management | Against | Did Not Vote |
| 4 | Amend Certificate of Incorporation giving Deutsche Telekom the Right to Director Designations | Management | Against | Did Not Vote |
| 5 | Provide Directors May Be Removed with or without Cause | Management | Against | Did Not Vote |
| 6 | Amend Certificate of Incorporation Granting Deutsche Telekom the same Approval Rights as set forth in the Stockholder's Agreement | Management | Against | Did Not Vote |
| 7 | Provide Right to Call Special Meeting | Management | Against | Did Not Vote |
| 8 | Provide Right to Act by Written Consent | Management | Against | Did Not Vote |
| 9 | Provide that the Combined Company's Bylaws may be Amended upon the Affirmative Vote of the Holders of Shares having a Majority of the Combined Company's Voting Power | Management | Against | Did Not Vote |
| 10 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | Against | Did Not Vote |
| 11 | Advisory Vote on Golden Parachutes | Management | Against | Did Not Vote |
| 12 | Adjourn Meeting | Management | Against | Did Not Vote |
| |
|---|
MILLICOM INTERNATIONAL CELLULAR S.A.
MEETING DATE: MAY 28, 2013 | TICKER: MIC SECURITY ID: L6388F128
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting and Empower Chairman to Appoint Other Members of Bureau | Management | For | For |
| 2 | Receive and Approve Board's and Auditor's Reports | Management | For | For |
| 3 | Accept Consolidated and Standalone Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of USD 2.64 per Share | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Fix Number of Directors at 8 | Management | For | For |
| 7 | Reelect Mia Brunell Livfors as Director | Management | For | For |
| 8 | Reelect Allen Sangines-Krause as Director | Management | For | For |
| 9 | Reelect Paul Donovan as Director | Management | For | For |
| 10 | Reelect Omari Issa as Director | Management | For | For |
| 11 | Reelect Kim Ignatius as Director | Management | For | For |
| 12 | Elect Alejandro Santo Domingo as Director | Management | For | For |
| 13 | Elect Lorenzo Grabau as Director | Management | For | For |
| 14 | Elect Ariel Eckstein as Director | Management | For | For |
| 15 | Reelect Allen Sangines-Krause as Chairman of the Board | Management | For | For |
| 16 | Approve Remuneration of Directors | Management | For | For |
| 17 | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
| 18 | Approve Remuneration of Auditors | Management | For | For |
| 19 | Approve (i) Procedure on Appointment of Nomination Committee and (ii) Determination of Assignment of Nomination Committee | Management | For | For |
| 20 | Approve Set Up of Charity Trust | Management | For | For |
| 21 | Approve Share Repurchase Program | Management | For | For |
| 22 | Approve Guidelines for Remuneration to Senior Management | Management | For | For |
| |
|---|
MOBILE TELESYSTEMS OJSC
MEETING DATE: FEB 14, 2013 | TICKER: MTSS SECURITY ID: 607409109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Meeting Procedures | Management | For | For |
| 2 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
| 3.1 | Elect Anton Abugov as Director | Management | None | For |
| 3.2 | Elect Aleksey Buyanov as Director | Management | None | For |
| 3.3 | Elect Aleksandr Gorbunov as Director | Management | None | For |
| 3.4 | Elect Andrey Dubovskov as Director | Management | None | For |
| 3.5 | Elect Ron Sommer as Director | Management | None | For |
| 3.6 | Elect Michel Combes as Director | Management | None | For |
| 3.7 | Elect Stanley Miller as Director | Management | None | For |
| 3.8 | Elect Vsevolod Rozanov as Director | Management | None | For |
| 3.9 | Elect Thomas Holtrop as Director | Management | None | For |
| 4.1 | Approve Early Termination of Powers of Audit Commission | Management | For | For |
| 4.2.1 | Elect Irina Borysenkova as Member of Audit Commission | Management | For | For |
| 4.2.2 | Elect Maksim Mamonov as Member of Audit Commission | Management | For | For |
| 4.2.3 | Elect Aleksandr Obermeister as Member of Audit Commission | Management | For | For |
| 5 | Approve Company's Membership in Association National Payment Council | Management | For | For |
| |
|---|
MOBILE TELESYSTEMS OJSC
MEETING DATE: JUN 25, 2013 | TICKER: MTSS SECURITY ID: 607409109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Meeting Procedures | Management | For | For |
| 2 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 14.60 per Share | Management | For | For |
| 3.1 | Elect Anton Abugov as Director | Management | None | For |
| 3.2 | Elect Aleksandr Gorbunov as Director | Management | None | For |
| 3.3 | Elect Sergey Drozdov as Director | Management | None | For |
| 3.4 | Elect Andrey Dubovskov as Director | Management | None | For |
| 3.5 | Elect Ron Sommer as Director | Management | None | For |
| 3.6 | Elect Michel Combes as Director | Management | None | For |
| 3.7 | Elect Stanley Miller as Director | Management | None | For |
| 3.8 | Elect Vsevolod Rozanov as Director | Management | None | For |
| 3.9 | Elect Thomas Holtrop as Director | Management | None | For |
| 4.1 | Elect Irina Borisenkova as Member of Audit Commission | Management | For | For |
| 4.2 | Elect Maksim Mamonov as Member of Audit Commission | Management | For | For |
| 4.3 | Elect Yakub Paragulgov as Member of Audit Commission | Management | For | For |
| 5 | Ratify Deloitte and Touche CIS as Auditor | Management | For | For |
| 6 | Approve New Edition of Charter | Management | For | For |
| 7 | Approve New Edition of Regulations on General Meetings | Management | For | For |
| 8 | Approve New Edition of Regulations on Board of Directors | Management | For | For |
| 9 | Approve New Edition of Regulations on Management | Management | For | For |
| 10 | Approve New Edition of Regulations on General Director | Management | For | For |
| |
|---|
NII HOLDINGS, INC.
MEETING DATE: MAY 22, 2013 | TICKER: NIHD SECURITY ID: 62913F201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald Guthrie | Management | For | For |
| 1.2 | Elect Director Steven M. Shindler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
NTELOS HOLDINGS CORP.
MEETING DATE: MAY 02, 2013 | TICKER: NTLS SECURITY ID: 67020Q305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy G. Biltz | Management | For | For |
| 1.2 | Elect Director Rodney D. Dir | Management | For | For |
| 1.3 | Elect Director Stephen C. Duggan | Management | For | For |
| 1.4 | Elect Director Daniel J. Heneghan | Management | For | For |
| 1.5 | Elect Director Michael Huber | Management | For | For |
| 1.6 | Elect Director James A. Hyde | Management | For | For |
| 1.7 | Elect Director Alfheidur H. Saemundsson | Management | For | For |
| 1.8 | Elect Director Ellen O'Connor Vos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NTT DOCOMO INC.
MEETING DATE: JUN 18, 2013 | TICKER: 9437 SECURITY ID: J59399105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3000 | Management | For | For |
| 2 | Amend Articles To Change Company Name - Limit Rights of Odd-Lot Holders - Amend Business Lines | Management | For | Against |
| 3.1 | Elect Director Tokuhiro, Kiyoshi | Management | For | For |
| 3.2 | Elect Director Murakami, Teruyasu | Management | For | For |
| 3.3 | Elect Director Nakamura, Takashi | Management | For | For |
| 4.1 | Appoint Statutory Auditor Ota, Kenji | Management | For | For |
| 4.2 | Appoint Statutory Auditor Shiotsuka Naoto | Management | For | For |
| |
|---|
SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 09, 2013 | TICKER: SBAC SECURITY ID: 78388J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.2 | Elect Director Jack Langer | Management | For | For |
| 1.3 | Elect Director Jeffrey A. Stoops | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: JUN 25, 2013 | TICKER: S SECURITY ID: 852061100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
SYNCHRONOSS TECHNOLOGIES, INC.
MEETING DATE: MAY 13, 2013 | TICKER: SNCR SECURITY ID: 87157B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Hoffman | Management | For | For |
| 1.2 | Elect Director James M. McCormick | Management | For | For |
| 1.3 | Elect Director Donnie M. Moore | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
T-MOBILE US, INC.
MEETING DATE: JUN 04, 2013 | TICKER: TMUS SECURITY ID: 872590104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Michael Barnes | Management | For | For |
| 1.2 | Elect Director Srikant Datar | Management | For | For |
| 1.3 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.4 | Elect Director Timotheus Hottges | Management | For | For |
| 1.5 | Elect Director Raphael Kubler | Management | For | For |
| 1.6 | Elect Director Thorsten Langheim | Management | For | For |
| 1.7 | Elect Director John J. Legere | Management | For | For |
| 1.8 | Elect Director Rene Obermann | Management | For | For |
| 1.9 | Elect Director James N. Perry, Jr. | Management | For | For |
| 1.10 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TELECOM ITALIA SPA
MEETING DATE: APR 17, 2013 | TICKER: TIT SECURITY ID: T92778108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Appoint One Primary Internal Statutory Auditor and One Alternate | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| |
|---|
TELEPHONE AND DATA SYSTEMS, INC.
MEETING DATE: MAY 24, 2013 | TICKER: TDS SECURITY ID: 879433829
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Clarence A. Davis | Management | For | For |
| 1.2 | Elect Director George W. Off | Management | For | For |
| 1.3 | Elect Director Mitchell Saranow | Management | For | For |
| 1.4 | Elect Director Gary L. Sugarman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director Ryan J. Morris | Shareholder | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | Against | Did Not Vote |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | For | Did Not Vote |
| |
|---|
TIM PARTICIPACOES S.A.
MEETING DATE: APR 11, 2013 | TICKER: TIMP3 SECURITY ID: P91536469
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Elect Directors | Management | For | For |
| 5 | Elect Fiscal Council Members | Management | For | For |
| 6 | Approve Remuneration of Company's Management | Management | For | Against |
| |
|---|
TIM PARTICIPACOES S.A.
MEETING DATE: APR 11, 2013 | TICKER: TIMP3 SECURITY ID: P91536469
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Prolonging of Cooperation and Support Agreement between Telecom Italia S.p.A., and Tim Celular S.A. and Intelig Telecomunicacoes Ltda. | Management | For | For |
| 2 | Amend Internal Fiscal Council/Audit Committee Regulations. | Management | For | For |
| |
|---|
TIME WARNER CABLE INC.
MEETING DATE: MAY 16, 2013 | TICKER: TWC SECURITY ID: 88732J207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carole Black | Management | For | For |
| 1b | Elect Director Glenn A. Britt | Management | For | For |
| 1c | Elect Director Thomas H. Castro | Management | For | For |
| 1d | Elect Director David C. Chang | Management | For | For |
| 1e | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1f | Elect Director Peter R. Haje | Management | For | For |
| 1g | Elect Director Donna A. James | Management | For | For |
| 1h | Elect Director Don Logan | Management | For | For |
| 1i | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1j | Elect Director Wayne H. Pace | Management | For | For |
| 1k | Elect Director Edward D. Shirley | Management | For | For |
| 1l | Elect Director John E. Sununu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
| |
|---|
TW TELECOM INC.
MEETING DATE: JUN 07, 2013 | TICKER: TWTC SECURITY ID: 87311L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory J. Attorri | Management | For | For |
| 1.2 | Elect Director Spencer B. Hays | Management | For | For |
| 1.3 | Elect Director Larissa L. Herda | Management | For | For |
| 1.4 | Elect Director Kevin W. Mooney | Management | For | For |
| 1.5 | Elect Director Kirby G. Pickle | Management | For | For |
| 1.6 | Elect Director Roscoe C. Young, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UNITED STATES CELLULAR CORPORATION
MEETING DATE: MAY 14, 2013 | TICKER: USM SECURITY ID: 911684108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul-Henri Denuit | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 02, 2013 | TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Carrion | Management | For | For |
| 1.2 | Elect Director Melanie L. Healey | Management | For | For |
| 1.3 | Elect Director M. Frances Keeth | Management | For | For |
| 1.4 | Elect Director Robert W. Lane | Management | For | For |
| 1.5 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.6 | Elect Director Sandra O. Moose | Management | For | For |
| 1.7 | Elect Director Joseph Neubauer | Management | For | For |
| 1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.10 | Elect Director Hugh B. Price | Management | For | For |
| 1.11 | Elect Director Rodney E. Slater | Management | For | For |
| 1.12 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.13 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Commit to Wireless Network Neutrality | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 9 | Amend Articles/Bylaws/Charter- Call Special Meetings | Shareholder | Against | Against |
| 10 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JUL 24, 2012 | TICKER: VOD SECURITY ID: 92857W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Re-elect Andy Halford as Director | Management | For | For |
| 5 | Re-elect Stephen Pusey as Director | Management | For | For |
| 6 | Re-elect Renee James as Director | Management | For | For |
| 7 | Re-elect Alan Jebson as Director | Management | For | For |
| 8 | Re-elect Samuel Jonah as Director | Management | For | For |
| 9 | Re-elect Nick Land as Director | Management | For | For |
| 10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 11 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 12 | Re-elect Anthony Watson as Director | Management | For | For |
| 13 | Re-elect Philip Yea as Director | Management | For | For |
| 14 | Approve Final Dividend | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
VONAGE HOLDINGS CORP.
MEETING DATE: JUN 06, 2013 | TICKER: VG SECURITY ID: 92886T201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Krupka | Management | For | For |
| 1.2 | Elect Director David C. Nagel | Management | For | For |
| 1.3 | Elect Director Margaret M. Smyth | Management | For | For |
| 2 | Ratify Recent Election of one Class III Director | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| |
|---|
WINDSTREAM CORPORATION
MEETING DATE: MAY 08, 2013 | TICKER: WIN SECURITY ID: 97381W104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carol B. Armitage | Management | For | For |
| 1.2 | Elect Director Samuel E. Beall, III | Management | For | For |
| 1.3 | Elect Director Dennis E. Foster | Management | For | For |
| 1.4 | Elect Director Francis X. ('Skip') Frantz | Management | For | For |
| 1.5 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.6 | Elect Director Jeffrey T. Hinson | Management | For | For |
| 1.7 | Elect Director Judy K. Jones | Management | For | For |
| 1.8 | Elect Director William A. Montgomery | Management | For | For |
| 1.9 | Elect Director Alan L. Wells | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
VOTE SUMMARY REPORT
FIDELITY UTILITIES CENTRAL FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
AMEREN CORPORATION
MEETING DATE: APR 23, 2013 | TICKER: AEE SECURITY ID: 023608102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Brauer | Management | For | Withhold |
| 1.2 | Elect Director Catherine S. Brune | Management | For | For |
| 1.3 | Elect Director Ellen M. Fitzsimmons | Management | For | For |
| 1.4 | Elect Director Walter J. Galvin | Management | For | For |
| 1.5 | Elect Director Gayle P. W. Jackson | Management | For | For |
| 1.6 | Elect Director James C. Johnson | Management | For | For |
| 1.7 | Elect Director Steven H. Lipstein | Management | For | For |
| 1.8 | Elect Director Patrick T. Stokes | Management | For | For |
| 1.9 | Elect Director Thomas R. Voss | Management | For | For |
| 1.10 | Elect Director Stephen R. Wilson | Management | For | For |
| 1.11 | Elect Director Jack D. Woodard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Energy Efficiency and Renewable Energy Programs | Shareholder | Against | Abstain |
| |
|---|
AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 23, 2013 | TICKER: AEP SECURITY ID: 025537101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director David J. Anderson | Management | For | For |
| 1.3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 1.4 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.5 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.6 | Elect Director Sandra Beach Lin | Management | For | For |
| 1.7 | Elect Director Michael G. Morris | Management | For | For |
| 1.8 | Elect Director Richard C. Notebaert | Management | For | For |
| 1.9 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.10 | Elect Director Stephen S. Rasmussen | Management | For | For |
| 1.11 | Elect Director Oliver G. Richard, III | Management | For | For |
| 1.12 | Elect Director Richard L. Sandor | Management | For | For |
| 1.13 | Elect Director Sara Martinez Tucker | Management | For | For |
| 1.14 | Elect Director John F. Turner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
AMERICAN WATER WORKS COMPANY, INC.
MEETING DATE: MAY 13, 2013 | TICKER: AWK SECURITY ID: 030420103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen P. Adik | Management | For | For |
| 1b | Elect Director Martha Clark Goss | Management | For | For |
| 1c | Elect Director Julie A. Dobson | Management | For | For |
| 1d | Elect Director Paul J. Evanson | Management | For | For |
| 1e | Elect Director Richard R. Grigg | Management | For | For |
| 1f | Elect Director Julia L. Johnson | Management | For | For |
| 1g | Elect Director George MacKenzie | Management | For | For |
| 1h | Elect Director William J. Marrazzo | Management | For | For |
| 1i | Elect Director Jeffry E. Sterba | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CALPINE CORPORATION
MEETING DATE: MAY 10, 2013 | TICKER: CPN SECURITY ID: 131347304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Cassidy | Management | For | For |
| 1.2 | Elect Director Jack A. Fusco | Management | For | For |
| 1.3 | Elect Director Robert C. Hinckley | Management | For | For |
| 1.4 | Elect Director Michael W. Hofmann | Management | For | For |
| 1.5 | Elect Director David C. Merritt | Management | For | For |
| 1.6 | Elect Director W. Benjamin Moreland | Management | For | For |
| 1.7 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.8 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.9 | Elect Director J. Stuart Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CENTERPOINT ENERGY, INC.
MEETING DATE: APR 25, 2013 | TICKER: CNP SECURITY ID: 15189T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Milton Carroll | Management | For | For |
| 1b | Elect Director Michael P. Johnson | Management | For | For |
| 1c | Elect Director Janiece M. Longoria | Management | For | For |
| 1d | Elect Director David M. McClanahan | Management | For | For |
| 1e | Elect Director Susan O. Rheney | Management | For | For |
| 1f | Elect Director R. A. Walker | Management | For | For |
| 1g | Elect Director Peter S. Wareing | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHENIERE ENERGY, INC.
MEETING DATE: FEB 01, 2013 | TICKER: LNG SECURITY ID: 16411R208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Other Business | Management | For | Against |
| |
|---|
CHENIERE ENERGY, INC.
MEETING DATE: JUN 06, 2013 | TICKER: LNG SECURITY ID: 16411R208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vicky A. Bailey | Management | For | For |
| 1.2 | Elect Director David B. Kilpatrick | Management | For | For |
| 1.3 | Elect Director G. Andrea Botta | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COMPANHIA SANEAMENTO BASICO DO ESTADO DE SAO PAULO - SABESP
MEETING DATE: APR 22, 2013 | TICKER: SBSP3 SECURITY ID: 20441A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compliance with Government Regulation Regarding Remuneration of Executives, Directors, Fiscal Council Members, and Audit Committee Members | Management | For | For |
| 2 | Approve 1:3 Stock Split | Management | For | For |
| 3 | Amend Article 3 to Reflect Changes in Capital | Management | For | For |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors and Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Abstain |
| |
|---|
DUKE ENERGY CORPORATION
MEETING DATE: MAY 02, 2013 | TICKER: DUK SECURITY ID: 26441C204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Barnet, III | Management | For | For |
| 1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
| 1.3 | Elect Director Michael G. Browning | Management | For | For |
| 1.4 | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
| 1.5 | Elect Director Daniel R. DiMicco | Management | For | For |
| 1.6 | Elect Director John H. Forsgren | Management | For | For |
| 1.7 | Elect Director Ann Maynard Gray | Management | For | For |
| 1.8 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.9 | Elect Director John T. Herron | Management | For | For |
| 1.10 | Elect Director James B. Hyler, Jr. | Management | For | For |
| 1.11 | Elect Director E. Marie McKee | Management | For | For |
| 1.12 | Elect Director E. James Reinsch | Management | For | For |
| 1.13 | Elect Director James T. Rhodes | Management | For | For |
| 1.14 | Elect Director James E. Rogers | Management | For | For |
| 1.15 | Elect Director Carlos A. Saladrigas | Management | For | For |
| 1.16 | Elect Director Philip R. Sharp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
EDISON INTERNATIONAL
MEETING DATE: APR 25, 2013 | TICKER: EIX SECURITY ID: 281020107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jagjeet S. Bindra | Management | For | For |
| 1.2 | Elect Director Vanessa C.L. Chang | Management | For | For |
| 1.3 | Elect Director France A. Cordova | Management | For | For |
| 1.4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1.5 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.6 | Elect Director Luis G. Nogales | Management | For | For |
| 1.7 | Elect Director Ronald L. Olson | Management | For | For |
| 1.8 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 1.9 | Elect Director Thomas C. Sutton | Management | For | For |
| 1.10 | Elect Director Peter J. Taylor | Management | For | For |
| 1.11 | Elect Director Brett White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ENBRIDGE INC.
MEETING DATE: MAY 08, 2013 | TICKER: ENB SECURITY ID: 29250N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Arledge | Management | For | For |
| 1.2 | Elect Director James J. Blanchard | Management | For | For |
| 1.3 | Elect Director J. Lorne Braithwaite | Management | For | For |
| 1.4 | Elect Director J. Herb England | Management | For | For |
| 1.5 | Elect Director Charles W. Fischer | Management | For | For |
| 1.6 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1.7 | Elect Director David A. Leslie | Management | For | For |
| 1.8 | Elect Director Al Monaco | Management | For | For |
| 1.9 | Elect Director George K. Petty | Management | For | For |
| 1.10 | Elect Director Charles E. Shultz | Management | For | For |
| 1.11 | Elect Director Dan C. Tutcher | Management | For | For |
| 1.12 | Elect Director Catherine L. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: MAY 21, 2013 | TICKER: FE SECURITY ID: 337932107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Anthony J. Alexander | Management | For | For |
| 1.3 | Elect Director Michael J. Anderson | Management | For | For |
| 1.4 | Elect Director Carol A. Cartwright | Management | For | For |
| 1.5 | Elect Director William T. Cottle | Management | For | For |
| 1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.7 | Elect Director Julia L. Johnson | Management | For | For |
| 1.8 | Elect Director Ted J. Kleisner | Management | For | For |
| 1.9 | Elect Director Donald T. Misheff | Management | For | For |
| 1.10 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1.11 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.12 | Elect Director Catherine A. Rein | Management | For | For |
| 1.13 | Elect Director George M. Smart | Management | For | For |
| 1.14 | Elect Director Wes M. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Cease CEO Compensation Benchmarking Policy | Shareholder | Against | Against |
| 6 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
GENON ENERGY, INC.
MEETING DATE: NOV 09, 2012 | TICKER: GEN SECURITY ID: 37244E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ITC HOLDINGS CORP.
MEETING DATE: APR 16, 2013 | TICKER: ITC SECURITY ID: 465685105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Issue Shares in Connection with Acquisition | Management | For | For |
| 4 | Advisory Vote on Golden Parachutes | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| |
|---|
ITC HOLDINGS CORP.
MEETING DATE: MAY 15, 2013 | TICKER: ITC SECURITY ID: 465685105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher H. Franklin | Management | For | For |
| 1.2 | Elect Director Edward G. Jepsen | Management | For | For |
| 1.3 | Elect Director William J. Museler | Management | For | For |
| 1.4 | Elect Director Hazel R. O'Leary | Management | For | For |
| 1.5 | Elect Director Thomas G. Stephens | Management | For | For |
| 1.6 | Elect Director G. Bennett Stewart, III | Management | For | For |
| 1.7 | Elect Director Lee C. Stewart | Management | For | For |
| 1.8 | Elect Director J.C. Watts, Jr. | Management | For | For |
| 1.9 | Elect Director Joseph L. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
NATIONAL FUEL GAS COMPANY
MEETING DATE: MAR 07, 2013 | TICKER: NFG SECURITY ID: 636180101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Carroll | Management | For | For |
| 1.2 | Elect Director Craig G. Matthews | Management | For | For |
| 1.3 | Elect Director David F. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEXTERA ENERGY, INC.
MEETING DATE: MAY 23, 2013 | TICKER: NEE SECURITY ID: 65339F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director Robert M. Beall, II | Management | For | For |
| 1c | Elect Director James L. Camaren | Management | For | For |
| 1d | Elect Director Kenneth B. Dunn | Management | For | For |
| 1e | Elect Director Lewis Hay, III | Management | For | For |
| 1f | Elect Director Toni Jennings | Management | For | For |
| 1g | Elect Director James L. Robo | Management | For | For |
| 1h | Elect Director Rudy E. Schupp | Management | For | For |
| 1i | Elect Director John L. Skolds | Management | For | For |
| 1j | Elect Director William H. Swanson | Management | For | For |
| 1k | Elect Director Michael H. Thaman | Management | For | For |
| 1l | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Abstain |
| |
|---|
NISOURCE INC.
MEETING DATE: MAY 14, 2013 | TICKER: NI SECURITY ID: 65473P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Abdoo | Management | For | For |
| 1.2 | Elect Director Aristides S. Candris | Management | For | For |
| 1.3 | Elect Director Sigmund L. Cornelius | Management | For | For |
| 1.4 | Elect Director Michael E. Jesanis | Management | For | For |
| 1.5 | Elect Director Marty R. Kittrell | Management | For | For |
| 1.6 | Elect Director W. Lee Nutter | Management | For | For |
| 1.7 | Elect Director Deborah S. Parker | Management | For | For |
| 1.8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
| 1.9 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.10 | Elect Director Richard L. Thompson | Management | For | For |
| 1.11 | Elect Director Carolyn Y. Woo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
| |
|---|
NORTHEAST UTILITIES
MEETING DATE: OCT 31, 2012 | TICKER: NU SECURITY ID: 664397106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Booth | Management | For | For |
| 1.2 | Elect Director John S. Clarkeson | Management | For | For |
| 1.3 | Elect Director Cotton M. Cleveland | Management | For | For |
| 1.4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
| 1.5 | Elect Director James S. DiStasio | Management | For | For |
| 1.6 | Elect Director Francis A. Doyle | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Paul A. La Camera | Management | For | For |
| 1.9 | Elect Director Kenneth R. Leibler | Management | For | For |
| 1.10 | Elect Director Thomas J. May | Management | For | For |
| 1.11 | Elect Director Charles W. Shivery | Management | For | For |
| 1.12 | Elect Director William C. Van Faasen | Management | For | For |
| 1.13 | Elect Director Frederica M. Williams | Management | For | For |
| 1.14 | Elect Director Dennis R. Wraase | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NORTHEAST UTILITIES
MEETING DATE: MAY 01, 2013 | TICKER: NU SECURITY ID: 664397106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Booth | Management | For | For |
| 1.2 | Elect Director John S. Clarkeson | Management | For | For |
| 1.3 | Elect Director Cotton M. Cleveland | Management | For | For |
| 1.4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
| 1.5 | Elect Director James S. DiStasio | Management | For | For |
| 1.6 | Elect Director Francis A. Doyle | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Paul A. La Camera | Management | For | For |
| 1.9 | Elect Director Kenneth R. Leibler | Management | For | For |
| 1.10 | Elect Director Thomas J. May | Management | For | For |
| 1.11 | Elect Director Charles W. Shivery | Management | For | For |
| 1.12 | Elect Director William C. Van Faasen | Management | For | For |
| 1.13 | Elect Director Frederica M. Williams | Management | For | For |
| 1.14 | Elect Director Dennis R. Wraase | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NRG ENERGY, INC.
MEETING DATE: NOV 09, 2012 | TICKER: NRG SECURITY ID: 629377508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Fix Number of Directors at Sixteen | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
NRG ENERGY, INC.
MEETING DATE: APR 25, 2013 | TICKER: NRG SECURITY ID: 629377508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
| 1.2 | Elect Director David Crane | Management | For | For |
| 1.3 | Elect Director Kathleen A. McGinty | Management | For | For |
| 1.4 | Elect Director Evan J. Silverstein | Management | For | For |
| 1.5 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OGE ENERGY CORP.
MEETING DATE: MAY 16, 2013 | TICKER: OGE SECURITY ID: 670837103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Brandi | Management | For | For |
| 1.2 | Elect Director Wayne H. Brunetti | Management | For | For |
| 1.3 | Elect Director Luke R. Corbett | Management | For | For |
| 1.4 | Elect Director Peter B. Delaney | Management | For | For |
| 1.5 | Elect Director John D. Groendyke | Management | For | For |
| 1.6 | Elect Director Kirk Humphreys | Management | For | For |
| 1.7 | Elect Director Robert Kelley | Management | For | For |
| 1.8 | Elect Director Robert O. Lorenz | Management | For | For |
| 1.9 | Elect Director Judy R. McReynolds | Management | For | For |
| 1.10 | Elect Director Leroy C. Richie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Increase Authorized Common Stock | Management | For | For |
| 8 | Reincorporate in Another State [Delaware] | Shareholder | Against | Against |
| |
|---|
ONEOK, INC.
MEETING DATE: MAY 22, 2013 | TICKER: OKE SECURITY ID: 682680103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Day | Management | For | For |
| 1.2 | Elect Director Julie H. Edwards | Management | For | For |
| 1.3 | Elect Director William L. Ford | Management | For | For |
| 1.4 | Elect Director John W. Gibson | Management | For | For |
| 1.5 | Elect Director Bert H. Mackie | Management | For | For |
| 1.6 | Elect Director Steven J. Malcolm | Management | For | For |
| 1.7 | Elect Director Jim W. Mogg | Management | For | For |
| 1.8 | Elect Director Pattye L. Moore | Management | For | For |
| 1.9 | Elect Director Gary D. Parker | Management | For | For |
| 1.10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Methane Emissions | Shareholder | Against | Abstain |
| |
|---|
PG&E CORPORATION
MEETING DATE: MAY 06, 2013 | TICKER: PCG SECURITY ID: 69331C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Andrews | Management | For | For |
| 1.2 | Elect Director Lewis Chew | Management | For | For |
| 1.3 | Elect Director C. Lee Cox | Management | For | For |
| 1.4 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1.5 | Elect Director Fred J. Fowler | Management | For | For |
| 1.6 | Elect Director Maryellen C. Herringer | Management | For | For |
| 1.7 | Elect Director Roger H. Kimmel | Management | For | For |
| 1.8 | Elect Director Richard A. Meserve | Management | For | For |
| 1.9 | Elect Director Forrest E. Miller | Management | For | For |
| 1.10 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.11 | Elect Director Barbara L. Rambo | Management | For | For |
| 1.12 | Elect Director Barry Lawson Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PPL CORPORATION
MEETING DATE: MAY 15, 2013 | TICKER: PPL SECURITY ID: 69351T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
| 1.2 | Elect Director John W. Conway | Management | For | For |
| 1.3 | Elect Director Philip G. Cox | Management | For | For |
| 1.4 | Elect Director Steven G. Elliott | Management | For | For |
| 1.5 | Elect Director Louise K. Goeser | Management | For | For |
| 1.6 | Elect Director Stuart E. Graham | Management | For | For |
| 1.7 | Elect Director Stuart Heydt | Management | For | For |
| 1.8 | Elect Director Raja Rajamannar | Management | For | For |
| 1.9 | Elect Director Craig A. Rogerson | Management | For | For |
| 1.10 | Elect Director William H. Spence | Management | For | For |
| 1.11 | Elect Director Natica von Althann | Management | For | For |
| 1.12 | Elect Director Keith H. Williamson | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
QUESTAR CORPORATION
MEETING DATE: MAY 10, 2013 | TICKER: STR SECURITY ID: 748356102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Teresa Beck | Management | For | For |
| 1b | Elect Director R. D. Cash | Management | For | For |
| 1c | Elect Director Laurence M. Downes | Management | For | For |
| 1d | Elect Director Christopher A. Helms | Management | For | For |
| 1e | Elect Director Ronald W. Jibson | Management | For | For |
| 1f | Elect Director Keith O. Rattie | Management | For | For |
| 1g | Elect Director Harris H. Simmons | Management | For | For |
| 1h | Elect Director Bruce A. Williamson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SEMPRA ENERGY
MEETING DATE: MAY 09, 2013 | TICKER: SRE SECURITY ID: 816851109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
| 1.3 | Elect Director William D. Jones | Management | For | For |
| 1.4 | Elect Director William G. Ouchi | Management | For | For |
| 1.5 | Elect Director Debra L. Reed | Management | For | For |
| 1.6 | Elect Director William C. Rusnack | Management | For | For |
| 1.7 | Elect Director William P. Rutledge | Management | For | For |
| 1.8 | Elect Director Lynn Schenk | Management | For | For |
| 1.9 | Elect Director Jack T. Taylor | Management | For | For |
| 1.10 | Elect Director Luis M. Tellez | Management | For | For |
| 1.11 | Elect Director James C. Yardley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
SPECTRA ENERGY CORP
MEETING DATE: APR 30, 2013 | TICKER: SE SECURITY ID: 847560109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William T. Esrey | Management | For | For |
| 1b | Elect Director Gregory L. Ebel | Management | For | For |
| 1c | Elect Director Austin A. Adams | Management | For | For |
| 1d | Elect Director Joseph Alvarado | Management | For | For |
| 1e | Elect Director Pamela L. Carter | Management | For | For |
| 1f | Elect Director F. Anthony Comper | Management | For | For |
| 1g | Elect Director Peter B. Hamilton | Management | For | For |
| 1h | Elect Director Dennis R. Hendrix | Management | For | For |
| 1i | Elect Director Michael McShane | Management | For | For |
| 1j | Elect Director Michael G. Morris | Management | For | For |
| 1k | Elect Director Michael E.J. Phelps | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Report on Methane Emissions | Shareholder | Against | Abstain |
| |
|---|
THE AES CORPORATION
MEETING DATE: APR 18, 2013 | TICKER: AES SECURITY ID: 00130H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andres R. Gluski | Management | For | For |
| 1.2 | Elect Director Zhang Guo Bao | Management | For | Against |
| 1.3 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.4 | Elect Director Tarun Khanna | Management | For | For |
| 1.5 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Moises Naim | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I
Fidelity Advisor Series VII
Fidelity Advisor Series VIII
Fidelity Beacon Street Trust
Fidelity Capital Trust
Fidelity Central Investment Portfolios LLC
Fidelity Commonwealth Trust
Fidelity Concord Street Trust
Fidelity Congress Street Fund
Fidelity Contrafund
Fidelity Destiny Portfolios
Fidelity Devonshire Trust
Fidelity Exchange Fund
Fidelity Financial Trust | Fidelity Hanover Street Trust
Fidelity Hastings Street Trust
Fidelity Investment Trust
Fidelity Magellan Fund
Fidelity Mt. Vernon Street Trust
Fidelity Puritan Trust
Fidelity Securities Fund
Fidelity Select Portfolios
Fidelity Summer Street Trust
Fidelity Trend Fund
Variable Insurance Products Fund
Variable Insurance Products Fund II
Variable Insurance Products Fund III
Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after August 1, 2013.
WITNESS my hand on this 1st day of August 2013.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer
