Tableau Software Form 4 / Chris Stolte ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Stolte Chris

(Last)

(First)

(Middle)

1621 N 34TH ST.

(Street)

SEATTLE

98103

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Tableau Software Inc [ DATA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Co-Founder & Technical Advisor

3. Date of Earliest Transaction (Month/Day/Year)
11/09/2018

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	11/09/2018		C		285,000⁽¹⁾	A	$0	288,536	D
Class A Common Stock	11/09/2018		S		96,793⁽⁴⁾⁽⁵⁾	D	$112.48	191,743	D
Class A Common Stock	11/09/2018		S		20,414⁽⁴⁾⁽⁶⁾	D	$113.34	171,329	D
Class A Common Stock	11/09/2018		S		114,567⁽⁴⁾⁽⁷⁾	D	$114.63	56,762	D
Class A Common Stock	11/09/2018		S		43,326⁽⁴⁾⁽⁸⁾	D	$115.26	13,436	D
Class A Common Stock	11/09/2018		S		3,500⁽⁴⁾⁽⁹⁾	D	$116.4	9,936	D
Class A Common Stock	11/09/2018		S		6,400⁽⁴⁾	D	$118.08	3,536	D
Class A Common Stock	11/12/2018		C		74,435⁽¹⁾	A	$0	77,971	D
Class A Common Stock	11/12/2018		S		74,435⁽⁴⁾⁽¹⁰⁾	D	$111.2	3,536	D
Class A Common Stock	11/13/2018		C		20,565⁽¹⁾	A	$0	24,101	D
Class A Common Stock	11/13/2018		S		10,665⁽⁴⁾⁽¹¹⁾	D	$111.01	13,436	D
Class A Common Stock	11/13/2018		S		9,500⁽¹²⁾⁽⁴⁾	D	$112.13	3,936	D
Class A Common Stock	11/13/2018		S		400⁽⁴⁾	D	$112.88	3,536	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽²⁾	11/09/2018		C			285,000	⁽²⁾	⁽³⁾	Class A Common Stock	285,000	$0	1,615,625	D
Class B Common Stock	⁽²⁾	11/12/2018		C			74,435	⁽²⁾	⁽³⁾	Class A Common Stock	74,435	$0	1,541,190	D
Class B Common Stock	⁽²⁾	11/13/2018		C			20,565	⁽²⁾	⁽³⁾	Class A Common Stock	20,565	$0	1,520,625	D

Explanation of Responses:

1. Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.

2. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the issuer's amended and restated certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes.

3. Not applicable.

4. Shares were sold pursuant to a 10b5-1 Plan.

5. The shares were sold at prices ranging from $112.00 to $113.00. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

6. The shares were sold at prices ranging from $113.01 to $113.99. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

7. The shares were sold at prices ranging from $114.02 to $115.02. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

8. The shares were sold at prices ranging from $115.03 to $116.02. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

9. The shares were sold at prices ranging from $116.13 to $117.00. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

10. The shares were sold at prices ranging from $110.97 to $111.72. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

11. The shares were sold at prices ranging from $110.71 to $111.68. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

12. The shares were sold at prices ranging from $111.72 to $112.65. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

	Keenan Conder, Attorney-in-Fact	11/13/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Tableau Software Inactive Form 4Tableau Software / Chris Stolte ownership change