Exhibit I
to
Schedule 13D
Joint Filing Agreement
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13D dated January 21, 2022 in connection with their beneficial ownership of Eiger BioPharmaceuticals, Inc. Each of Columbia Seligman Technology and Information Fund, Seligman Tech Spectrum Offshore Fund, and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13D to which this Exhibit is attached and make any necessary amendments thereto.
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Ameriprise Financial, Inc. |
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By: | | /s/ Michael G. Clarke |
Name: Michael G. Clarke |
Title: Vice President, Co-Head of Global Operations |
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Columbia Management Investment Advisers, LLC |
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By: | | /s/ Michael G. Clarke |
Name: Michael G. Clarke |
Title: Vice President, Co-Head of Global Operations |
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Seligman Tech Spectrum Offshore Fund |
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By: | | /s/ David Litton |
Name: David Litton |
Title: Director |
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Columbia Seligman Technology and Information Fund |
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By: | | /s/ Michael G. Clarke |
Name: Michael G. Clarke |
Title: Chief Financial Officer and Principal Financial Officer |
Schedule A
DIRECTORS AND EXECUTIVE OFFICERS OF
SELIGMAN TECH SPECTRUM OFFSHORE FUND
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NAME AND POSITION | | PRINCIPAL OCCUPATION | | CITIZENSHIP |
Arthur Condron – Director | | Managing Director - Hedge Fund Marketing and Investor Relations | | United States |
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John Banks – Director | | Corporate Director | | Isle of Man |
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Grant Jackson – Director | | Director – Global Funds Management Ltd. | | Cayman Islands |
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David Litton – Director | | Managing Director of Devonshire Corporate Services | | Isle of Man |
DIRECTORS AND EXECUTIVE OFFICERS OF
COLUMBIA SELIGMAN TECHNOLOGY AND INFORMATION FUND
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NAME AND POSITION | | PRINCIPAL OCCUPATION |
George S. Batejan - Trustee | | Retired |
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Kathleen Blatz - Trustee | | Retired |
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Pamela G. Carlton - Trustee | | President of Springboard - Partners in Cross Cultural Leadership |
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Janet Langford Carrig - Trustee | | Retired |
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J. Kevin Connaughton - Trustee | | Member of FINRA National Adjudicatory Council |
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Olive M. Darragh - Trustee | | Managing Director of Darragh Inc. |
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Patricia M. Flynn - Trustee | | Trustee Professor of Economics and Management of Bentley University |
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Brian J. Gallagher - Trustee | | Retired |
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Douglas A. Hacker - Co-Chair and Trustee | | Independent business executive |
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Nancy T. Lukitsh - Trustee | | Retired |
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David M. Moffett - Trustee | | Retired |
Page 2
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Catherine James Paglia - Co-Chair and Trustee | | Director of Enterprise Asset Management, Inc |
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Minor M. Shaw - Trustee | | President of Micco LLC |
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Natalie A. Trunow - Trustee | | Chief Executive Officer of Millennial Portfolio Solutions LLC |
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Sandra Yeager - Trustee | | Retired |
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Daniel J. Beckman – President and Trustee | | Vice President – Head of North America Product of Columbia Management Investment Advisers, LLC |
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Michael G. Clarke - Chief Financial Officer and Principal Financial Officer (Principal Accounting Officer) | | Vice President, Head of North American Operations, and Co-Head of Global Operations of Columbia Management Investment Advisers, LLC |
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Joseph Beranek - Treasurer and Chief Accounting Officer | | Vice President – Mutual Fund Accounting and Financial Reporting of Columbia Management Investment Advisers, LLC |
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Marybeth Pilat - Treasurer and Chief Accounting Officer (Principal Accounting Officer) and Principal Financial Officer | | Vice President – Product Pricing and Administration of Columbia Management Investment Advisers, LLC |
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William F. Truscott—Senior Vice President | | Chief Executive Officer, Global Asset Management of Ameriprise Financial, Inc. and Chairman of the Board and President of Columbia Management Investment Advisers, LLC |
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Christopher O. Petersen - Senior Vice President and Assistant Secretary | | Senior Vice President and Assistant General Counsel of Ameriprise Financial, Inc. |
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Thomas P. McGuire - Senior Vice President and Chief Compliance Officer | | Vice President – Asset Management Compliance of Ameriprise Financial, Inc. and Chief Compliance Officer of Columbia Acorn/Wanger Funds |
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Ryan C. Larrenaga - Senior Vice President, Chief Legal Officer and Secretary | | Vice President and Chief Counsel of Ameriprise Financial, Inc., Chief Legal Officer of Columbia Acorn/Wanger Funds and officer of Columbia Funds and affiliated funds |
Page 3
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Michael E. DeFao - Vice President and Assistant Secretary | | Vice President and Chief Counsel of Ameriprise Financial, Inc. and Vice President, Chief Legal Officer and Assistant Secretary of Columbia Management Investment Advisers, LLC |
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Lyn Kephart-Strong - Vice President | | President of Columbia Management Investment Services Corp. and Vice President & Resolution Officer of Ameriprise Trust Company |
DIRECTORS AND EXECUTIVE OFFICERS OF
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
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NAME AND POSITION | | PRINCIPAL OCCUPATION |
Michael G. Clarke - Vice President, Head of North American Operations and Co-Head of Global Operations | | Vice President, Head of North American Operations and Co-Head of Global Operations of Columbia Management Investment Advisers, LLC |
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Scott E. Couto - Director, Executive Vice President and Head of North America | | Director, Executive Vice President and Head of North America of Columbia Management Investment Advisers, LLC |
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Michael E. DeFao - Vice President, Chief Legal Officer and Assistant Secretary | | Head of North American and Asia Pacific Legal and of global institutional asset management and distribution at Columbia Threadneedle Investments |
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Brian M. Engelking - Director, Vice President and Chief Financial Officer | | Global lead financial officer for Columbia Threadneedle Investments at Ameriprise Financial, Inc. |
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Lee A. Faria - Vice President and Chief Compliance Officer | | Vice President and Chief Compliance Officer of Columbia Management Investment Advisers, LLC |
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Stephen J. Harasimowicz - Senior Vice President and Global Head of Trading | | Senior Vice President and Global Head of Trading of Columbia Management Investment Advisers, LLC |
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William J. Landes, Ph. D. - Head of North America Institutional Sales and Global Head of Investment Solutions | | Head of North America Institutional Sales and Global Head of Investment Solutions of Columbia Management Investment Advisers, LLC |
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Melda Mergen - Managing Director and Global Head of Equities | | Managing Director and Global head of equities for Columbia Threadneedle Investments |
Page 4
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Gene R. Tannuzzo - Managing Director and Global Head of Fixed Income | | Managing Director and Global Head of Fixed Income of Columbia Management Investment Advisers, LLC |
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William F. Truscott - President and Chairman of the Board | | Chief Executive Officer—Global Asset Management of Ameriprise Financial, Inc. and Chairman of the Board and Chief Executive Officer of Columbia Management Investment Distributors |
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DIRECTORS AND EXECUTIVE OFFICERS OF AMERIPRISE FINANCIAL, INC. |
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NAME AND POSITION | | PRINCIPAL OCCUPATION |
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James M. Cracchiolo - Chairman and Chief Executive Officer | | Chairman and Chief Executive Officer of Ameriprise Financial, Inc. |
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Dianne Neal Blixt - Director | | Former Executive Vice President and Chief Financial Officer of Reynolds American Inc. |
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Amy DiGeso - Director | | Former Executive Vice President, Global Human Resources of The Esteé Lauder Companies Inc. |
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Lon R. Greenberg - Director | | Chairman Emeritus and Former Chairman and Chief Executive Officer of UGI Corporation |
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Robert F. Sharpe, Jr. - Director | | Former President of Commercial Foods and Chief Administrative Officer, ConAgra Foods, Inc. |
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Brian T. Shea - Director | | Former Vice Chairman and Chief Executive Officer of Investment Services, BNY Mellon |
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W. Edward Walter III - Director | | Global Chief Executive Officer and Director of Urban Land Institute |
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Christopher J. Williams - Director | | Chairman of Siebert Williams and Shank & Co., LLC |
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Walter S. Berman - Executive Vice President and Chief Financial Officer | | Executive Vice President and Chief Financial Officer of Ameriprise Financial, Inc. |
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John R. Hutt - Senior Vice President and Controller | | Senior Vice President and Controller of Ameriprise Financial, Inc. |
Page 5
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Colin Moore - Executive Vice President, Global Chief Investment Officer | | Executive Vice President, Global Chief Investment Officer of Ameriprise Financial, Inc. |
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Gerard P. Smyth - Executive Vice President and Chief Information Officer | | Executive Vice President and Chief Information Officer of Ameriprise Financial, Inc. |
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Joseph E. Sweeney - President, Advice & Wealth Management Products and Service Delivery | | President, Advice & Wealth Management Products and Service Delivery Ameriprise Financial, Inc. |
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William F. Truscott - Chief Executive Officer, Global Asset Management | | Chief Executive Officer, Global Asset Management of Ameriprise Financial, Inc. |
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Karen Wilson Thissen - Executive Vice President and General Counsel | | Executive Vice President and General Counsel of Ameriprise Financial, Inc. |
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John R. Woerner - President, Insurance & Annuities and Chief Strategy Officer | | President, Insurance & Annuities and Chief Strategy Officer of Ameriprise Financial, Inc. |
SCHEDULE B
TRANSACTIONS IN THE SHARES DURING THE PAST 60 DAYS
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FOR THE ACCOUNT OF | | SHARES OF COMMON PURCHASED/(SOLD) | | | PRICE PER SHARE (%U.S.) | | | DATE OF PURCHASE/SALE | |
Client 7 | | | (1200 | ) | | | 6.9586 | | | | 11/22/2021 | |
Client 1 | | | 3089 | | | | 6.1953 | | | | 12/02/2021 | |
Offshore Fund | | | 24906 | | | | 6.1953 | | | | 12/02/2021 | |
Client 1 | | | 3411 | | | | 6.0532 | | | | 12/03/2021 | |
Offshore Fund | | | 27494 | | | | 6.0532 | | | | 12/03/2021 | |
Client 3 | | | (2400 | ) | | | 5.5441 | | | | 12/16/2021 | |
Client 4 | | | 5922 | | | | 5.4632 | | | | 12/22/2021 | |
Client 4 | | | 1437 | | | | 5.465 | | | | 12/22/2021 | |
Client 4 | | | 1741 | | | | 5.4702 | | | | 12/22/2021 | |
Client 5 | | | 26879 | | | | 5.4632 | | | | 12/22/2021 | |
Client 5 | | | 6522 | | | | 5.465 | | | | 12/22/2021 | |
Client 5 | | | 7899 | | | | 5.4702 | | | | 12/22/2021 | |
Client 7 | | | 6964 | | | | 5.4632 | | | | 12/22/2021 | |
Client 7 | | | 1690 | | | | 5.465 | | | | 12/22/2021 | |
Client 7 | | | 2046 | | | | 5.4702 | | | | 12/22/2021 | |
Tech Fund | | | 142594 | | | | 5.4632 | | | | 12/22/2021 | |
Tech Fund | | | 34603 | | | | 5.465 | | | | 12/22/2021 | |
Tech Fund | | | 41903 | | | | 5.4702 | | | | 12/22/2021 | |
Client 6 | | | 2018 | | | | 5.4632 | | | | 12/22/2021 | |
Client 6 | | | 489 | | | | 5.465 | | | | 12/22/2021 | |
Client 6 | | | 593 | | | | 5.4702 | | | | 12/22/2021 | |
Client 1 | | | 1692 | | | | 5.4632 | | | | 12/22/2021 | |
Client 1 | | | 411 | | | | 5.465 | | | | 12/22/2021 | |
Client 1 | | | 497 | | | | 5.4702 | | | | 12/22/2021 | |
Client 8 | | | 480 | | | | 5.4265 | | | | 12/22/2021 | |
Client 2 | | | 5012 | | | | 5.4632 | | | | 12/22/2021 | |
Client 2 | | | 1215 | | | | 5.465 | | | | 12/22/2021 | |
Client 2 | | | 1473 | | | | 5.4702 | | | | 12/22/2021 | |
Offshore Fund | | | 11064 | | | | 5.4632 | | | | 12/22/2021 | |
Offshore Fund | | | 2685 | | | | 5.465 | | | | 12/22/2021 | |
Offshore Fund | | | 3251 | | | | 5.4702 | | | | 12/22/2021 | |
Client 3 | | | 8851 | | | | 5.4632 | | | | 12/22/2021 | |
Client 3 | | | 2148 | | | | 5.465 | | | | 12/22/2021 | |
Client 3 | | | 2601 | | | | 5.4702 | | | | 12/22/2021 | |
Client 4 | | | 783 | | | | 5.49 | | | | 12/23/2021 | |
Client 4 | | | 2920 | | | | 5.5127 | | | | 12/23/2021 | |
Client 4 | | | 697 | | | | 5.5146 | | | | 12/23/2021 | |
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Client 5 | | | 3594 | | | | 5.49 | | | | 12/23/2021 | |
Client 5 | | | 13407 | | | | 5.5127 | | | | 12/23/2021 | |
Client 5 | | | 3199 | | | | 5.5146 | | | | 12/23/2021 | |
Client 7 | | | 925 | | | | 5.49 | | | | 12/23/2021 | |
Client 7 | | | 3451 | | | | 5.5127 | | | | 12/23/2021 | |
Client 7 | | | 824 | | | | 5.5146 | | | | 12/23/2021 | |
Tech Fund | | | 19020 | | | | 5.49 | | | | 12/23/2021 | |
Tech Fund | | | 70950 | | | | 5.5127 | | | | 12/23/2021 | |
Tech Fund | | | 16930 | | | | 5.5146 | | | | 12/23/2021 | |
Client 6 | | | 267 | | | | 5.49 | | | | 12/23/2021 | |
Client 6 | | | 996 | | | | 5.5127 | | | | 12/23/2021 | |
Client 6 | | | 237 | | | | 5.5146 | | | | 12/23/2021 | |
Client 1 | | | 2687 | | | | 5.49 | | | | 12/23/2021 | |
Client 1 | | | 10022 | | | | 5.5127 | | | | 12/23/2021 | |
Client 1 | | | 2391 | | | | 5.5146 | | | | 12/23/2021 | |
Client 2 | | | 6727 | | | | 5.49 | | | | 12/23/2021 | |
Client 2 | | | 25087 | | | | 5.5127 | | | | 12/23/2021 | |
Client 2 | | | 5986 | | | | 5.5146 | | | | 12/23/2021 | |
Offshore Fund | | | 14822 | | | | 5.49 | | | | 12/23/2021 | |
Offshore Fund | | | 55287 | | | | 5.5127 | | | | 12/23/2021 | |
Offshore Fund | | | 13191 | | | | 5.5146 | | | | 12/23/2021 | |
Client 3 | | | 1175 | | | | 5.49 | | | | 12/23/2021 | |
Client 3 | | | 4380 | | | | 5.5127 | | | | 12/23/2021 | |
Client 3 | | | 1045 | | | | 5.5146 | | | | 12/23/2021 | |
Client 4 | | | 4615 | | | | 5.185 | | | | 12/27/2021 | |
Client 4 | | | 2043 | | | | 5.2072 | | | | 12/27/2021 | |
Client 4 | | | 1169 | | | | 5.2694 | | | | 12/27/2021 | |
Client 5 | �� | | 20884 | | | | 5.185 | | | | 12/27/2021 | |
Client 5 | | | 9245 | | | | 5.2072 | | | | 12/27/2021 | |
Client 5 | | | 5294 | | | | 5.2694 | | | | 12/27/2021 | |
Client 7 | | | 5376 | | | | 5.185 | | | | 12/27/2021 | |
Client 7 | | | 2380 | | | | 5.2072 | | | | 12/27/2021 | |
Client 7 | | | 1362 | | | | 5.2694 | | | | 12/27/2021 | |
Tech Fund | | | 110656 | | | | 5.185 | | | | 12/27/2021 | |
Tech Fund | | | 48984 | | | | 5.2072 | | | | 12/27/2021 | |
Tech Fund | | | 28047 | | | | 5.2694 | | | | 12/27/2021 | |
Client 6 | | | 1618 | | | | 5.185 | | | | 12/27/2021 | |
Client 6 | | | 716 | | | | 5.2072 | | | | 12/27/2021 | |
Client 6 | | | 410 | | | | 5.2694 | | | | 12/27/2021 | |
Client 3 | | | 6851 | | | | 5.185 | | | | 12/27/2021 | |
Client 3 | | | 3032 | | | | 5.2072 | | | | 12/27/2021 | |
Client 3 | | | 1736 | | | | 5.2694 | | | | 12/27/2021 | |
Client 4 | | | 786 | | | | 5.1901 | | | | 12/28/2021 | |
Client 4 | | | 397 | | | | 5.2167 | | | | 12/28/2021 | |
Client 4 | | | 382 | | | | 5.2928 | | | | 12/28/2021 | |
Page 3
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Client 4 | | | 308 | | | | 5.31 | | | | 12/28/2021 | |
Client 5 | | | 3558 | | | | 5.1901 | | | | 12/28/2021 | |
Client 5 | | | 1796 | | | | 5.2167 | | | | 12/28/2021 | |
Client 5 | | | 1731 | | | | 5.2928 | | | | 12/28/2021 | |
Client 5 | | | 1392 | | | | 5.31 | | | | 12/28/2021 | |
Client 7 | | | 916 | | | | 5.1901 | | | | 12/28/2021 | |
Client 7 | | | 462 | | | | 5.2167 | | | | 12/28/2021 | |
Client 7 | | | 446 | | | | 5.2928 | | | | 12/28/2021 | |
Client 7 | | | 358 | | | | 5.31 | | | | 12/28/2021 | |
Tech Fund | | | 18848 | | | | 5.1901 | | | | 12/28/2021 | |
Tech Fund | | | 9517 | | | | 5.2167 | | | | 12/28/2021 | |
Tech Fund | | | 9171 | | | | 5.2928 | | | | 12/28/2021 | |
Tech Fund | | | 7377 | | | | 5.31 | | | | 12/28/2021 | |
Client 6 | | | 275 | | | | 5.1901 | | | | 12/28/2021 | |
Client 6 | | | 139 | | | | 5.2167 | | | | 12/28/2021 | |
Client 6 | | | 134 | | | | 5.2928 | | | | 12/28/2021 | |
Client 6 | | | 108 | | | | 5.31 | | | | 12/28/2021 | |
Client 3 | | | 1167 | | | | 5.1901 | | | | 12/28/2021 | |
Client 3 | | | 589 | | | | 5.2167 | | | | 12/28/2021 | |
Client 3 | | | 568 | | | | 5.2928 | | | | 12/28/2021 | |
Client 3 | | | 457 | | | | 5.31 | | | | 12/28/2021 | |
Client 1 | | | 4805 | | | | 5.2367 | | | | 12/31/2021 | |
Client 1 | | | 3395 | | | | 5.2401 | | | | 12/31/2021 | |
Client 2 | | | 13712 | | | | 5.2367 | | | | 12/31/2021 | |
Client 2 | | | 9688 | | | | 5.2401 | | | | 12/31/2021 | |
Offshore Fund | | | 14883 | | | | 5.2367 | | | | 12/31/2021 | |
Offshore Fund | | | 10517 | | | | 5.2401 | | | | 12/31/2021 | |
Client 3 | | | 6200 | | | | 5.1676 | | | | 01/05/2022 | |
Client 7 | | | (2100 | ) | | | 4.3246 | | | | 01/18/2022 | |