SECURITIES AND EXCHANGE COMMISSION | |
Washington, D.C. 20549 | |
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934 (Amendment No. 2)* | |
Dune Energy, Inc. | |
(Name of Issuer) | |
Common Stock, par value $0.001 per share | |
(Title of Class of Securities) | |
265338707 | |
(CUSIP Number) | |
December 31, 2013 | |
(Date of event which requires filing of this statement) | |
Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed: | |
¨ | Rule 13d-1(b) |
x | Rule 13d-1(c) |
¨ | Rule 13d-1(d) |
(Page 1 of 5 Pages) |
______________________________
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 265338707 | 13G/A | Page 2 of 5 Pages |
1 | NAMES OF REPORTING PERSONS Highbridge International LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a)¨ (b)¨ | ||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands, British West Indies | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 | ||||
6 | SHARED VOTING POWER 3,560,658 shares of Common Stock | |||||
7 | SOLE DISPOSITIVE POWER 0 | |||||
8 | SHARED DISPOSITIVE POWER 3,560,658 shares of Common Stock | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,560,658 shares of Common Stock | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ¨ | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.0% | |||||
12 | TYPE OF REPORTING PERSON OO | |||||
CUSIP No. 265338707 | 13G/A | Page 3 of 5 Pages |
1 | NAMES OF REPORTING PERSONS Highbridge Capital Management, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a)¨ (b)¨ | ||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION State of Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 | ||||
6 | SHARED VOTING POWER 3,682,358 shares of Common Stock | |||||
7 | SOLE DISPOSITIVE POWER 0 | |||||
8 | SHARED DISPOSITIVE POWER 3,682,358 shares of Common Stock | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,682,358 shares of Common Stock | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ¨ | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.2% | |||||
12 | TYPE OF REPORTING PERSON OO | |||||
CUSIP No. 265338707 | 13G/A | Page 4 of 5 Pages |
This Amendment No. 2 (this “Amendment”) amends the statement on Schedule 13G filed on January 9, 2012 (as amended, the “Schedule 13G”), with respect to the shares of Common Stock, par value $0.001 per share (the “Common Stock”), of Dune Energy, Inc., a Delaware corporation (the “Company”). Capitalized terms used herein and not otherwise defined have the meanings set forth in the Schedule 13G. This Amendment amends and restates Items 2(a), 2(b), 2(c), 4(a) and 4(b) in their entirety as set forth below.
Item 2(a). | NAME OF PERSON FILING: |
Item 2(b). | ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: |
Item 2(c). | CITIZENSHIP: |
This statement is filed by: | ||
(i) | Highbridge International LLC c/o Highbridge Capital Management, LLC 40 West 57th Street, 33rd Floor New York, New York 10019 Citizenship: Cayman Islands, British West Indies | |
(ii) | Highbridge Capital Management, LLC 40 West 57th Street, 33rd Floor New York, New York 10019 Citizenship: State of Delaware | |
The foregoing persons are hereinafter sometimes collectively referred to as the “Reporting Persons.” |
Item 4. | OWNERSHIP. |
(a) Amount beneficially owned:
As of December 31, 2013, (i) Highbridge International LLC may be deemed to beneficially own 3,560,658 shares of Common Stock and (ii) Highbridge Capital Management, LLC, as trading manager of Highbridge International LLC, and Highbridge Tactical Credit & Convertibles Master Fund, L.P. (collectively, the "Highbridge Funds"), may be deemed to be the beneficial owner of the 3,682,358 shares of Common Stock held by the Highbridge Funds.
(b) Percent of class:
The percentages used herein and in the rest of this Schedule 13G are calculated based upon71,476,811 shares of Common Stock issued and outstanding as of November 5, 2013, as disclosed in the Company’s prospectus filed pursuant to Rule 424(b)(3) on November 15, 2013.Therefore, as of December 31, 2013, based on the Company’s outstanding shares of Common Stock, (i) Highbridge International LLC may be deemed to beneficially own approximately 5.0% of the outstanding shares of Common Stock of the Company and (ii) Highbridge Capital Management, LLC may be deemed to beneficially own approximately 5.2% of the outstanding shares Common Stock of the Company.
The foregoing should not be construed in and of itself as an admission by any Reporting Person as to beneficial ownership of the shares of Common Stock held by the Funds.
CUSIP No. 265338707 | 13G/A | Page 5 of 5 Pages |
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
DATED: February 14, 2014
HIGHBRIDGE INTERNATIONAL LLC
By: Highbridge Capital Management, LLC its Trading Manager
By: /s/ John Oliva Name: John Oliva Title: Managing Director | HIGHBRIDGE CAPITAL MANAGEMENT, LLC
By:/s/ John Oliva Name: John Oliva Title: Managing Director |