Filed Pursuant to Rule 424(b)(3)
Registration No. 333-147568
PROSPECTUS SUPPLEMENT
DATEDFebruary 27, 2008
(To Prospectus dated January 11, 2008 filed on January 23, 2008)
LUCAS ENERGY, INC.
(Exact Name of Registrant as Specified in its Charter)
![[lucas424b3001.jpg]](https://capedge.com/proxy/424B3/0001140905-08-000032/lucas424b3001.jpg)
Nevada | 1311 | 98-0417780 |
(State of Incorporation) | (Primary Standard Industrial Code No.) | (IRS Employer Identification No.) |
3000 Richmond Avenue, Suite 400
Houston, TX 77040
(713) 528 - 1881
(Address and telephone number of principal executive offices)
As of February 4, 2008:
10,211,156 Shares of Common Stock Outstanding
This Prospectus Supplement, together with the Prospectus listed above, is required to be delivered by certain holders of the above-referenced shares or by their transferees, pledges, donees or their successors in connection with the offer and sale of the above-referenced shares.
This Prospectus Supplement supplements our prospectus dated January 11, 2008, as filed with the United States Security Exchange Commission on January 23, 2008, with the following changes:
1.
Updates the tables under the heading “Selling Stockholders” and related footnotes to reflect a reverse split of all Company securities of 4:1 on February 4, 2008.
The attached information modifies and supersedes, in part, the information in the prospectus. Any information that is modified or superseded in the prospectus shall not be deemed to constitute a part of the prospected except as modified or superseded by this Prospectus Supplement.
| | | | | | | Number of Registered Shares Beneficially Owned and Percent of Total Issued and Outstanding if All Shares Registered are Sold(1) |
| | | | | | | | | |
Selling Stockholder | Common Shares Beneficially Owned Prior to Offering(1) | # of Common Shares to be Registered and Offered Pursuant to this Prospectus | # of Shares | % of Class |
| | | | | | | | | |
Gretchen Lott | | 32,474 | | 32,474 | | | 32,474 | | 0.30% |
Dale Konrad | | 27,061 | | 27,061 | | | 27,061 | | 0.25% |
Ken Miller | | 27,061 | | 27,061 | | | 27,061 | | 0.25% |
Brian Fraser | | 13,531 | | 13,531 | | | 13,531 | | 0.13% |
Tim Murphy | | 10,825 | | 10,825 | | | 10,825 | | 0.10% |
Ty Dureakas | | 27,061 | | 27,061 | | | 27,061 | | 0.25% |
Robert Trabert | | 32,474 | | 32,474 | | | 32,474 | | 0.30% |
| | | | | | | | | |
Total | | 170,487 | | 170,487 | | | 170,487 | | 1.58% |
(1) All numbers reflect the post-reverse split of 4:1 on February 4, 2008
| | | | | | Number of Registered Warrant Shares Beneficially Owned and Percent of Total Issued and Outstanding if All Shares Registered are Sold(1) |
| | | | | | | | |
Selling Stockholder | |
Warrant Shares Beneficially Owned Prior to Offering(1) | |
# of Warrant Shares to be Registered and Offered Pursuant to this Prospectus | |
# of Shares | |
% of Class |
| | | | | | | | |
Westminster Securities Corporation 100 Wall Street, 7th Floor New York, New York 10005 | | 21,285 | | 21,285 | | 21,285 | | 0.20% |
Erik Warren 24 Adela Court Yorktown Heights, New York 10598 | | 5,000 | | 5,000 | | 5,000 | | 0.05% |
Todd Rowley 276 5th Avenue Brooklyn, New York 11215 | | 11,000 | | 11,000 | | 11,000 | | 0.10% |
Cody Corrubia 100 Wall Street, 7th Floor New York, New York 10005 | | 23,529 | | 23,529 | | 23,529 | | 0.22% |
Viewpoint Securities 322 8th Street, Suite 105 Del Mar, California 92014 | | 24,153 | | 24,153 | | 24,153 | | 0.22% |
Roger Levine 3954 Los Arabis Drive Lafayette, California 94549 | | 12,500 | | 12,500 | | 12,500 | | 0.12% |
Paul DiFrancesco 888 Prospect Street, Suite 210 La Jolla, California 92037 | | 82,331 | | 82,331 | | 82,331 | | 0.76% |
Yaman Sencan | | 7,609 | | 7,609 | | 7,609 | | 0.08% |
JMP Securities, LLC. 600 Montgomery Street, Suite 1100 San Francisco, CA 94111 Attn: Stephanie Shum | | 53,846 | | 53,846 | | 53,846 | | 0.50% |
Paul Brahe 3 Harbour Drive, Suite 204 Sausalito, California 94965 | | 6,250 | | 6,250 | | 6,250 | | 0.06% |
| | | | | | | | |
Total | | 247,503 | | 247,503 | | 247,503 | | 2.28% |
(1) All numbers reflect the post-reverse split of 4:1 on February 4, 2008
| | | | | | | | | | Number of Registered Shares Beneficially Owned and Per cent of Total Issued and Outstanding if All Shares Registered are Sold(2) |
Selling Stockholder | |
Common Shares Beneficially Owned Prior to Offering(1) | |
# of Common Shares to be Registered and Offered Pursuant to this Prospectus | |
Warrant Shares Beneficially Owned Prior to Offering | |
# of Warrant Shares to be Registered and Offered Pursuant to this Prospectus | |
# of Shares | |
% of Class |
| | | | | | | | | | | | |
Del Rey Management, LP 877 W. Main St., #600, Boise, ID 83702 | |
32,609 | |
5,901 | |
32,609 | |
5,901 | | 11,802 | | 0.109% |
Whalehaven Capital Fund Ltd. 160 Summit Ave. Montvale, NJ 07645 | |
130,435 | |
23,604 | |
130,435 | |
23,604 | | 47,208 | | 0.436% |
AGB Partners Retirement Trust 877 W. Main St., #600, Boise, ID 83702 | |
10,870 | |
1,967 | |
10,870 | |
1,967 | | 3,934 | | 0.036% |
Jeffrey Hook 1075 Elizabeth St., Lafayette, CA 94549 | |
16,305 | |
2,951 | |
16,305 | |
2,951 | | 5,902 | | 0.055% |
Crescent International Ltd. c/o Cantara SA 84 Av. Louis-Casai, CH-1216 Cointrin/Geneva, Switzerland | |
65,000 | |
11,763 | |
65,000 | |
11,763 | | 23,526 | | 0.217% |
Mark Baldus 8870 Raejean Ave, San Diego, CA 92123 | |
5,435 | |
984 | |
5,435 | |
984 | | 1,968 | | 0.018% |
Decision Capital Management, LLC 888 Prospect Street, Ste 210, La Jolla, Ca 92037 | |
108,696 | |
19,670 | |
108,696 | |
19,670 | | 39,340 | | 0.364% |
Vision Opportunity Master Fund, Ltd. 20 W. 55th St, 5th Floor, New York, NY 10019 | |
434,783 | |
78,678 | |
434,783 | |
78,678 | | 157,356 | | 1.455% |
David Brewster and Associates 4890 Riverbend Road, Boulder, CO 80301 | |
6,250 | |
1,131 | |
6,250 | |
1,131 | | 2.262 | | 0.021% |
Fidelity Investments, Trustee f/b/o David Brewster ROTH Account 679138649 4890 Riverbend Road, Boulder, CO 80301 | |
6,305 | |
1,141 | |
6,305 | |
1,141 | | 2,282 | | 0.021% |
Heidi Metsch 12 S. Bayard Lane, Mahwah, NJ 07430 | |
5,435 | |
984 | |
5,435 | |
984 | | 1,968 | | 0.018% |
Brad Hallock 1800 Alma Ave, #405, Walnut Creek, CA 94596 | |
5,435 | |
984 | |
5,435 | |
984 | | 1,968 | | 0.018% |
Richard Stenstadvold 6881 Waipouli Rd., Kapaa, HI 96746 | |
5,435 | |
984 | |
5,435 | |
984 | | 1,968 | | 0.018% |
Porter Partners, LP 300 Drake's Landing Rd., # 175, Greenbrae, CA 94901 | |
92,392 | |
16,719 | |
92,392 | |
16,719 | | 33,438 | | 0.309% |
EDJ Limited Correspondence to: 300 Drake's Landing Rd., # 175, Greenbrae, CA 94901 | |
16,305 | |
2,951 | |
16,305 | |
2,951 | | 5,902 | | 0.055% |
Guild for Structural Integration, Inc. 6881 Waipouli Rd., Kapaa, HI 96746 | |
5,435 | |
984 | |
5,435 | |
984 | | 1,968 | | 0.018% |
Julio C. Campos & Sandra D. Sande Family Trust Dtd 8/25/06 830 Crater Oak Drive, Calabasas, CA 91320 | |
5,435 | |
984 | |
5,435 | |
984 | | 1,968 | | 0.018% |
Coronado Capital Partners, LP 20555 N. Pima Road, # 100, Scottsdate, AZ 85255 | |
43,479 | |
7,868 | |
43,479 | |
7,868 | | 15,736 | | 0.145% |
SEI Private Trust | |
86,957 | |
15,736 | |
86,957 | |
15,736 | | 31,472 | | 0.291% |
John Marsala 215 E 68th Street, Apt 18T, New York, NY 10021 | | 5,435 | | 984 | | 5,435 | |
984 | | 1,968 | | 0.018% |
Stephen and Anne Oakley 1750 30th St. # 325, Boulder, CO 80301 | | 6,250 | | 1,134 | | 6,250 | |
1,134 | | 2,268 | | 0.021% |
Marie Baier Foundation 29350 Pacific Coast Hwy #2A, Malibu, CA 90265 | |
86,957 | |
15,736 | |
86,957 | |
15,736 | | 31,472 | | 0.291% |
Fred Hindler Revocable Trust 13900 Old Harbor Lane, Apt 103, Marina Del Rey, CA 90292 | |
5,435 | |
984 | |
5,435 | |
984 | | 1,968 | | 0.018% |
Natalie Merdinger 30 W. 63rd Street, Apt 24p, New York, NY 10023 | |
5,435 | |
984 | |
5,435 | |
984 | | 1,968 | | 0.018% |
Richard Cohen P.O. Box 655, North Hampton, NH 03862 | |
5,435 | |
984 | |
5,435 | |
984 | | 1,968 | | 0.018% |
Harbour Holdings Limited c/o Skylands Capital 1200 N. Mayfair Road, Suite 250 Milwaukee, WI 53226 | |
105,300 | |
19,055 | |
105,300 | |
19,055 | | 38,110 | | 0.352% |
Skylands Special Investment LLC c/o Skylands Capital 1200 N. Mayfair Road, Suite 250 Milwaukee, WI 53226 | |
46,750 | |
8,460 | |
46,750 | |
8,460 | | 16,920 | | 0.156% |
Skylands Quest, LLC c/o Skylands Capital 1200 N. Mayfair Road, Suite 250 Milwaukee, WI 53226 | |
15,400 | |
2,787 | |
15,400 | |
2,787 | | 5,574 | | 0.052% |
Skylands Special Investment II LLC c/o Skylands Capital 1200 N. Mayfair Road, Suite 250 Milwaukee, WI 53226 | |
7,550 | |
1,367 | |
7,550 | |
1,367 | | 2,734 | | 0.025% |
Bolton Family Trust 9/13/05 2260 Forest View Ave, Hillsborough, CA 94010 | |
18,750 | |
3,393 | |
18,750 | |
3,393 | | 6,786 | | 0.063% |
Whitebox Intermarket Partners, LP | | 175,000 | | 31,668 | | 175,000 | | 31,668 | | 63,336 | | 0.586% |
Investcorp Interlachen Multi-Strategy Master Fund Limited c/o Interlachen Capital Group, LP 800 Nicollet Mall, Suite 2500, Minneapolis, MN 55402 | |
218,750 | |
39,585 | |
218,750 | |
39,585 | | 79,170 | | 0.732% |
Harvey and Susan Ruderian 3215 Rambla Pacifico Malibu, CA 90265 | |
5,435 | |
984 | |
5,435 | |
984 | | 1,968 | | 0.018% |
John P.O'Shea c/o Westminster Securities 100 Wall Street, 7th Floor, New York, NY 10005 | |
10,870 | |
1,967 | |
10,870 | |
1,967 | | 3,934 | | 0.036% |
Maria Elena Pena 954 Valley, San Francisco, CA 94131 | |
5,435 | |
984 | |
5,435 | |
984 | | 1,968 | | 0.018% |
Lionhart Global Appreciation Master Fund SPC Limited Merrill Lynch, Pierce, Fenner and Smith, Inc 2 King Edwards Street, London, EC1A 1HQ | |
108,696 | |
19,670 | |
108,696 | |
19,670 | | 39,340 | | 0.364% |
Phoenix Capital Opportunity Fund, LP 1630 Ringling Blvd., Sarasota, FL 34236 | |
189,566 | |
34,304 | |
189,566 | |
34,304 | | 68,608 | | 0.634% |
Chestnut Ridge Partners, LP 50 Tice Blvd. , Woodcliff Lake, NJ 05677 | |
130,435 | |
23,604 | |
130,435 | |
23,604 | | 47,208 | | 0.436% |
Whalehaven Capital Fund Limited 160 Summit Ave. Montvale, NJ 07645 | |
65,218 | |
11,802 | |
65,218 | |
11,802 | | 23,604 | | 0.218% |
Litmus Capital Partners, LP 1325 Avenue of the Americas, 28th Fl., New York, NY 10019 | |
5,683 | |
1,029 | |
5,683 | |
1,029 | | 2,058 | | 0.019% |
Litmus Capital Partners (QP), LP 1325 Avenue of the Americas, 28th Floor, New York, NY 10019 | |
17,618 | |
3,188 | |
17,618 | |
3,188 | | 6,376 | | 0.059% |
Litmus Capital Fund, Limited c/o Litmus Capital Management 1325 Avenue of the Americas, 28th Fl., New York, NY 10019 | |
34,907 | |
6,317 | |
34,907 | |
6,317 | | 12,634 | | 0.117% |
Blackwell Partners, LLC c/o Litmus Capital Management 1325 Avenue of the Americas, 28th Fl., New York, NY 10019 | |
95,897 | |
17,354 | |
95,897 | |
17,354 | | 34,708 | | 0.321% |
Blackwell Partners, LLC c/o Litmus Capital Management 1325 Avenue of the Americas, 28th Fl., New York, NY 10019 | |
95,897 | |
17,354 | |
95,897 | |
17,354 | | 34,708 | | 0.321% |
Mark Deutsch 823 Jefferson Street, Woodmere, NY 11598 | |
5,435 | |
984 | |
5,435 | |
984 | | 1,968 | | 0.018% |
Alpha Capital Austault 150 Central Park South, Second Floor, New York, NY 10019 | |
65,218 | |
11,802 | |
65,218 | |
11,802 | | 23,604 | | 0.218% |
Antoine De Sejournet c/o Westminster Securities 100 Wall Street, 7th Floor, New York, NY 10005 | |
10,870 | |
1,967 | |
10,870 | |
1,967 | | 3,934 | | 0.036% |
Investcorp Interlachen Multi-Strategy Master Fund Limited c/o Interlachen Capital Group, LP 800 Nicollet Mall, Suite 2500, Minneapolis, MN 55402 | |
65,218 | |
11,802 | |
65,218 | |
11,802 | | 23,604 | | 0.218% |
JMP Securities, LLC. 600 Montgomery Street, Suite 1100 San Francisco, CA 94111 Attn: Stephanie Shum | |
55,218 | |
9,992 | |
55,218 | |
9,992 | | 19,984 | | 0.185% |
David & Pamela Fullerton 333 Ramona Ave. Piedmont, CA 94611 | |
6,250 | |
1,131 | |
6,250 | |
1,131 | | 2,262 | | 0.021% |
David & Pamela Fullerton 333 Ramona Ave. Piedmont, CA 94611 | |
3,750 | |
679 | |
3,750 | |
679 | | 1,358 | | 0.013% |
| | | | | | | | | | | | |
Total | | 2,763,059 | | 500,019 | | 2,763,059 | | 500,019 | | 1,000,038 | | 9.1% |
(1) All numbers reflect the post-reverse split of 4:1 on February 4, 2008