UNITED STATES
SECURITES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21840
DCA TOTAL RETURN FUND
(Formerly known as Dividend Capital Realty Income Allocation Fund)
(Exact name of registrant as specified in charter)
518 17th Street, Suite 1200, Denver, Colorado 80202
(Address of principal executive offices) (Zip code)
Jeffrey Taylor
DCA Total Return Fund
518 17th Street, Suite 1200
Denver, Colorado 80202
(Name of address of agent for service)
Registrant’s telephone number, including area code: (303) 228-2200
Date of fiscal year end: December 31
Date of reporting period: July 1, 2009 to June 30, 2010
Item 1 – Proxy Voting Record.
DCA Total Return Fund
Proxy Voting Record for Period 01-Jul-2009 To 30-Jun-2010
| | | | | | |
MARVELL TECHNOLOGY GROUP LTD. |
| | | |
Security | | G5876H105 | | Meeting Type | | Annual |
Ticker Symbol | | MRVL | | Meeting Date | | 10-Jul-2009 |
ISIN | | BMG5876H1051 | | Agenda | | 933101519 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: DR. SEHAT SUTARDJA | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: DR. PANTAS SUTARDJA | | Management | | For | | For |
| | | | |
02 | | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS OUR AUDITORS AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AND TO AUTHORIZE THE AUDIT COMMITTEE, ACTING ON BEHALF OF THE BOARD OF DIRECTORS, TO FIX THE REMUNERATION OF THE AUDITORS AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, IN BOTH CASES FOR THE FISCAL YEAR ENDING JANUARY 30, 2010 | | Management | | For | | For |
| | | | | | |
DELL INC. | | | | | | |
| | | |
Security | | 24702R101 | | Meeting Type | | Annual |
Ticker Symbol | | DELL | | Meeting Date | | 17-Jul-2009 |
ISIN | | US24702R1014 | | Agenda | | 933103892 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 JAMES W. BREYER | | | | For | | For |
| | | | |
| | 2 DONALD J. CARTY | | | | For | | For |
| | | | |
| | 3 MICHAEL S. DELL | | | | For | | For |
| | | | |
| | 4 WILLIAM H. GRAY, III | | | | For | | For |
| | | | |
| | 5 SALLIE L. KRAWCHECK | | | | For | | For |
| | | | |
| | 6 JUDY C. LEWENT | | | | For | | For |
| | | | |
| | 7 THOMAS W. LUCE, III | | | | For | | For |
| | | | |
| | 8 KLAUS S. LUFT | | | | For | | For |
| | | | |
| | 9 ALEX J. MANDL | | | | For | | For |
| | | | |
| | 10 SAM NUNN | | | | For | | For |
| | | | |
02 | | RATIFICATION OF INDEPENDENT AUDITOR | | Management | | For | | For |
| | | | |
SH1 | | REIMBURSEMENT OF PROXY EXPENSES | | Shareholder | | Against | | For |
| | | | |
SH2 | | ADOPT SIMPLE MAJORITY VOTE | | Shareholder | | Against | | For |
| | | | | | |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. |
| | | |
Security | | M22465104 | | Meeting Type | | Annual |
Ticker Symbol | | CHKP | | Meeting Date | | 29-Jul-2009 |
ISIN | | IL0010824113 | | Agenda | | 933117497 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 GIL SHWED | | | | For | | For |
| | | | |
| | 2 MARIUS NACHT | | | | For | | For |
| | | | |
| | 3 JERRY UNGERMAN | | | | For | | For |
| | | | |
| | 4 DAN PROPPER | | | | For | | For |
| | | | |
| | 5 DAVID RUBNER | | | | For | | For |
| | | | |
| | 6 TAL SHAVIT | | | | For | | For |
| | | | |
2A | | REELECTION OF OUTSIDE DIRECTOR: YOAV CHELOUCHE | | Management | | For | | For |
| | | | |
2B | | REELECTION OF OUTSIDE DIRECTOR: GUY GECHT | | Management | | For | | For |
| | | | |
03 | | TO AUTHORIZE THE CHAIRMAN OF THE BOARD OF DIRECTORS TO CONTINUE SERVING AS CHAIRMAN OF THE BOARD OF DIRECTORS AND THE CHIEF EXECUTIVE OFFICER FOR UP TO THREE YEARS FOLLOWING THE MEETING | | Management | | For | | For |
| | | | |
04 | | TO RATIFY THE APPOINTMENT AND COMPENSATION OF CHECK POINT’S INDEPENDENT PUBLIC ACCOUNTANTS | | Management | | For | | For |
| | | | |
05 | | TO APPROVE COMPENSATION TO CHECK POINT’S CHIEF EXECUTIVE OFFICER WHO IS ALSO THE CHAIRMAN OF THE BOARD OF DIRECTORS | | Management | | For | | For |
| | | | |
5A | | I AM A “CONTROLLING SHAREHOLDER” | | Management | | Against | | Abstain |
| | | | |
5B | | I HAVE A “PERSONAL INTEREST” IN ITEM 5 | | Management | | Against | | Abstain |
| | | | | | |
NIKE, INC. |
| | | |
Security | | 654106103 | | Meeting Type | | Annual |
Ticker Symbol | | NKE | | Meeting Date | | 21-Sep-2009 |
ISIN | | US6541061031 | | Agenda | | 933126941 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 JILL K. CONWAY | | | | For | | For |
| | | | |
| | 2 ALAN B. GRAF, JR. | | | | For | | For |
| | | | |
| | 3 JOHN C. LECHLEITER | | | | For | | For |
| | | | |
02 | | TO APPROVE AN AMENDMENT TO THE NIKE, INC. EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For |
| | | | |
03 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | | | |
ORACLE CORPORATION |
| | | |
Security | | 68389X105 | | Meeting Type | | Annual |
Ticker Symbol | | ORCL | | Meeting Date | | 07-Oct-2009 |
ISIN | | US68389X1054 | | Agenda | | 933133528 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 JEFFREY S. BERG | | | | For | | For |
| | | | |
| | 2 H. RAYMOND BINGHAM | | | | For | | For |
| | | | |
| | 3 MICHAEL J. BOSKIN | | | | For | | For |
| | | | |
| | 4 SAFRA A. CATZ | | | | For | | For |
| | | | |
| | 5 BRUCE R. CHIZEN | | | | For | | For |
| | | | |
| | 6 GEORGE H. CONRADES | | | | For | | For |
| | | | |
| | 7 LAWRENCE J. ELLISON | | | | For | | For |
| | | | |
| | 8 HECTOR GARCIA-MOLINA | | | | For | | For |
| | | | |
| | 9 JEFFREY O. HENLEY | | | | For | | For |
| | | | |
| | 10 DONALD L. LUCAS | | | | For | | For |
| | | | |
| | 11 CHARLES E. PHILLIPS, JR | | | | For | | For |
| | | | |
| | 12 NAOMI O. SELIGMAN | | | | For | | For |
| | | | |
02 | | PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF THE FISCAL YEAR 2010 EXECUTIVE BONUS PLAN. | | Management | | For | | For |
| | | | |
03 | | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2010. | | Management | | For | | For |
| | | | |
04 | | STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER MEETINGS. | | Shareholder | | Against | | For |
| | | | |
05 | | STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Shareholder | | Against | | For |
| | | | |
06 | | STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION POLICY. | | Shareholder | | Against | | For |
| | | | | | |
NOBLE CORPORATION |
| | | |
Security | | H5833N103 | | Meeting Type | | Special |
Ticker Symbol | | NE | | Meeting Date | | 29-Oct-2009 |
ISIN | | CH0033347318 | | Agenda | | 933155714 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 GORDON T. HALL | | | | For | | For |
| | | | |
| | 2 JON A. MARSHALL | | | | For | | For |
| | | | |
2 | | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE NOBLE CORPORATION 1991 STOCK OPTION AND RESTRICTED STOCK PLAN EFFECTIVE AS OF OCTOBER 29, 2009 | | Management | | For | | For |
| | | | | | |
PERFECT WORLD CO LTD |
| | | |
Security | | 71372U104 | | Meeting Type | | Annual |
Ticker Symbol | | PWRD | | Meeting Date | | 14-Nov-2009 |
ISIN | | US71372U1043 | | Agenda | | 933161868 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
O1 | | AMENDMENT OF SECTION 3.1 (A) OF THE AMENDED AND RESTATED SHARE INCENTIVE PLAN OF THE COMPANY BY REPLACING IT WITH THE FOLLOWING PARAGRAPH, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | | Management | | For | | None |
| | | | |
O2 | | AMENDMENT OF SECTION 5.2 (A) (II) AND (III) OF THE AMENDED AND RESTATED SHARE INCENTIVE PLAN OF THE COMPANY. | | Management | | For | | None |
| | | | |
O3 | | RATIFICATION OF THE APPOINTMENT OF MR. HAN ZHANG AS AN INDEPENDENT DIRECTOR OF THE COMPANY. | | Management | | For | | None |
| | | | |
O4 | | RATIFICATION OF THE APPOINTMENT OF MR. DANIEL DONG YANG AS AN INDEPENDENT DIRECTOR OF THE COMPANY. | | Management | | For | | None |
| | | | |
O5 | | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT AUDITOR PRICEWATERHOUSECOOPERS FOR THE FISCAL YEAR 2008. | | Management | | For | | None |
| | | | |
O6 | | APPOINTMENT OF THE INDEPENDENT AUDITOR PRICEWATERHOUSECOOPERS FOR THE FISCAL YEAR 2009. | | Management | | For | | None |
| | | | |
S7 | | AMENDMENT OF ARTICLE 1 OF THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION BY ADDING THE FOLLOWING DEFINITION: “DESIGNATED STOCK EXCHANGE” MEANS THE NASDAQ STOCK MARKET. | | Management | | For | | None |
| | | | |
S8 | | AMENDMENT OF ARTICLE 111 OF THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY. | | Management | | For | | None |
| | | | |
O9 | | INCLUSION OF FINANCIAL STATEMENTS OF FISCAL YEAR 2008 IN THE COMPANY’S 2008 ANNUAL REPORT. | | Management | | For | | None |
| | | | |
O10 | | TO AUTHORIZE EACH OF DIRECTORS TO TAKE ANY & EVERY ACTION THAT MIGHT BE NECESSARY TO EFFECT FOREGOING RESOLUTIONS 1 TO 9. | | Management | | For | | None |
| | | | | | |
SASOL LTD |
| | | |
Security | | 803866102 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 27-Nov-2009 |
ISIN | | ZAE000006896 | | Agenda | | 702132945 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1. | | Receive the annual financial statements for the YE 30 JUN 2009 | | Management | | For | | For |
| | | | |
2.1 | | Re-elect B.P. Connellan as a Director | | Management | | For | | For |
| | | | |
2.2 | | Re-elect H.G. Dijkgraaf as a Director | | Management | | For | | For |
| | | | |
2.3 | | Re-elect V.N. Fakude as a Director | | Management | | For | | For |
| | | | |
2.4 | | Re-elect I.N. Mkhize as a Director | | Management | | For | | For |
| | | | |
2.5 | | Re-elect T.A. Wixley as a Director | | Management | | For | | For |
| | | | |
3.1 | | Re-elect C. Beggs as a Director in terms of Article 75 H | | Management | | For | | For |
| | | | |
3.2 | | Re-elect M.J.N. Njeke as a Director in terms of Article 75 H | | Management | | For | | For |
| | | | |
4. | | Re-appoint KPMG Inc as the Auditors | | Management | | For | | For |
| | | | |
5.S.1 | | Authorize the Directors to approve a general repurchase of the Company’s ordinary shares | | Management | | For | | For |
| | | | |
6.O.1 | | Approve to revise the annual emoluments payable by the Company or its subsidiaries to Non Executive Directors | | Management | | For | | For |
| | | | | | |
MINDRAY MEDICAL INT’L LTD. |
| | | |
Security | | 602675100 | | Meeting Type | | Annual |
Ticker Symbol | | MR | | Meeting Date | | 15-Dec-2009 |
ISIN | | US6026751007 | | Agenda | | 933168949 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | RE-ELECTION OF MR. XU HANG AS A DIRECTOR OF THE COMPANY. | | Management | | For | | For |
| | | | |
02 | | RE-ELECTION OF MR. CHEN QINGTAI AS A DIRECTOR OF THE COMPANY. | | Management | | For | | For |
| | | | |
03 | | RE-ELECTION OF MR. RONALD EDE AS A DIRECTOR OF THE COMPANY. | | Management | | For | | For |
| | | | |
04 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. | | Management | | For | | For |
| | | | |
05 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. | | Management | | For | | For |
| | | | |
06 | | INCREASE BY 6,000,000 THE MAXIMUM NUMBER OF ORDINARY SHARES THAT MAY BE DELIVERED PURSUANT TO AWARDS GRANTED UNDER THE COMPANY’S 2006 AMENDED AND RESTATED EMPLOYEE SHARE INCENTIVE PLAN SUCH THAT THE NEW SHARE LIMIT SHALL BE 21,000,000. | | Management | | For | | For |
| | | | | | |
ENSCO INTERNATIONAL INCORPORATED |
| | | |
Security | | 26874Q100 | | Meeting Type | | Special |
Ticker Symbol | | ESV | | Meeting Date | | 22-Dec-2009 |
ISIN | | US26874Q1004 | | Agenda | | 933169193 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | APPROVAL OF THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER AND REORGANIZATION, ENTERED INTO AS OF NOVEMBER 9, 2009, BY AND BETWEEN ENSCO INTERNATIONAL INCORPORATED, A DELAWARE CORPORATION, AND ENSCO NEWCASTLE LLC, A DELAWARE LIMITED LIABILITY COMPANY. | | Management | | For | | For |
| | | | |
02 | | APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ADOPTION OF THE AGREEMENT AND PLAN OF MERGER AND REORGANIZATION. | | Management | | For | | For |
| | | | | | |
WAL-MART DE MEXICO SAB DE CV, MEXICO |
| | | |
Security | | P98180105 | | Meeting Type | | ExtraOrdinary General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 22-Dec-2009 |
ISIN | | MXP810081010 | | Agenda | | 702173458 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
I. | | Receive the report from the Board of Directors concerning the acquisition of Wal-Mart Central America | | Management | | Abstain | | Against |
| | | | |
II. | | Approve the proposal regarding the merging of the Company, in its position as Absorbing Company, with WM Maya S. DE R.L DE C.V, as the Absorbed Company, prior approval of the financial statements that will be form the basis of the merger and the respective merger agreement | | Management | | Abstain | | Against |
| | | | |
III. | | Amend the Corporate Bylaws that reflect the increase in capital and the issuance of the new shares that represent the mentioned increase as a consequence of the proposed merger | | Management | | Abstain | | Against |
| | | | |
IV. | | Approve the designation of the person or people who, in representing the general meeting, will have to perform its resolutions and file the minutes of the meeting | | Management | | For | | For |
| | | | | | |
VALE S.A. |
| | | |
Security | | 91912E105 | | Meeting Type | | Special |
Ticker Symbol | | VALE | | Meeting Date | | 22-Jan-2010 |
ISIN | | US91912E1055 | | Agenda | | 933181202 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | TO RATIFY THE APPOINTMENT OF AN ALTERNATE MEMBER OF THE BOARD OF DIRECTORS, DULY NOMINATED DURING THE BOARD OF DIRECTORS MEETINGS HELD ON SEPTEMBER 17, 2009 IN ACCORDANCE WITH SECTION 10 OF ARTICLE 11 OF VALE’S BY-LAWS | | Management | | For | | For |
| | | | |
02 | | THE APPROVAL FOR THE PROTOCOLS AND JUSTIFICATIONS OF THE CONSOLIDATIONS OF SOCIEDADE DE MINERACAO ESTRELA DE APOLO S.A. (“ESTRELA DE APOLO”) AND OF MINERACAO VALE CORUMBA S.A. (“VALE CORUMBA”) INTO VALE, PURSUANT TO ARTICLES 224 AND 225 OF THE BRAZILIAN CORPORATE LAW | | Management | | For | | For |
| | | | |
03 | | TO RATIFY THE APPOINTMENT OF DOMINGUES E PINHO CONTADORES, THE EXPERTS HIRED TO APPRAISE THE VALUES OF BOTH ESTRELA DE APOLO AND VALE CORUMBA | | Management | | For | | For |
| | | | |
04 | | TO DECIDE ON THE APPRAISAL REPORTS, PREPARED BY THE EXPERT APPRAISERS | | Management | | For | | For |
| | | | |
05 | | THE APPROVAL FOR THE CONSOLIDATION OF BOTH ESTRELA DE APOLO AND VALE CORUMBA INTO VALE, WITHOUT A CAPITAL INCREASE OR THE ISSUANCE OF NEW VALE SHARES | | Management | | For | | For |
| | | | | | |
JACOBS ENGINEERING GROUP INC. |
| | | |
Security | | 469814107 | | Meeting Type | | Annual |
Ticker Symbol | | JEC | | Meeting Date | | 28-Jan-2010 |
ISIN | | US4698141078 | | Agenda | | 933175982 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: ROBERT C. DAVIDSON, JR. | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: EDWARD V. FRITZKY | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: BENJAMIN F. MONTOYA | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: PETER J. ROBERTSON | | Management | | For | | For |
| | | | |
02 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | | | |
APPLE INC. |
| | | |
Security | | 037833100 | | Meeting Type | | Annual |
Ticker Symbol | | AAPL | | Meeting Date | | 25-Feb-2010 |
ISIN | | US0378331005 | | Agenda | | 933180680 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 WILLIAM V. CAMPBELL | | | | For | | For |
| | | | |
| | 2 MILLARD S. DREXLER | | | | For | | For |
| | | | |
| | 3 ALBERT A. GORE, JR. | | | | For | | For |
| | | | |
| | 4 STEVEN P. JOBS | | | | For | | For |
| | | | |
| | 5 ANDREA JUNG | | | | For | | For |
| | | | |
| | 6 A.D. LEVINSON, PH.D. | | | | For | | For |
| | | | |
| | 7 JEROME B. YORK | | | | For | | For |
| | | | |
02 | | TO APPROVE AMENDMENTS TO THE APPLE INC. 2003 EMPLOYEE STOCK PLAN. | | Management | | For | | For |
| | | | |
03 | | TO APPROVE AMENDMENTS TO THE APPLE INC. 1997 DIRECTOR STOCK OPTION PLAN. | | Management | | For | | For |
| | | | |
04 | | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
05 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. THE BOARD OF DIRECTORS RECOMMENDS A VOTE “AGAINST” PROPOSALS 6 AND 7. | | Management | | For | | For |
| | | | |
06 | | TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED “SUSTAINABILITY REPORT,” IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
| | | | |
07 | | TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED “AMEND CORPORATE BYLAWS ESTABLISHING A BOARD COMMITTEE ON SUSTAINABILITY,” IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
| | | | | | |
PARAMETRIC TECHNOLOGY CORPORATION |
| | | |
Security | | 699173209 | | Meeting Type | | Annual |
Ticker Symbol | | PMTC | | Meeting Date | | 03-Mar-2010 |
ISIN | | US6991732099 | | Agenda | | 933183612 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 PAUL A. LACY | | | | For | | For |
| | | | |
| | 2 MICHAEL E. PORTER | | | | For | | For |
| | | | |
| | 3 ROBERT P. SCHECHTER | | | | For | | For |
| | | | |
02 | | APPROVE THE PERFORMANCE GOALS UNDER THE 2009 EXECUTIVE CASH INCENTIVE PERFORMANCE PLAN. | | Management | | For | | For |
| | | | |
03 | | RE-APPROVE THE PERFORMANCE GOALS UNDER THE 2000 EQUITY INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
04 | | CONFIRM THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PTC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | | Management | | For | | For |
| | | | | | |
WAL-MART DE MEXICO SAB DE CV, MEXICO |
| | | |
Security | | P98180105 | | Meeting Type | | Ordinary General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 11-Mar-2010 |
ISIN | | MXP810081010 | | Agenda | | 702239888 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
I | | Receive the report from the Board of Directors | | Management | | For | | For |
| | | | |
II | | Receive the report from the General Director | | Management | | For | | For |
| | | | |
III | | Receive the report from the Audit and Corporate Practices Committees | | Management | | For | | For |
| | | | |
IV | | Approve the financial information to 31 DEC 2009 | | Management | | For | | For |
| | | | |
V | | Receive the report regarding the situation of the fund for the repurchase of shares | | Management | | For | | For |
| | | | |
VI | | Approve the plan to cancel repurchased shares of the Company that are currently held in treasury | | Management | | For | | For |
| | | | |
VII | | Approve the plan for the allocation of results for the period running from 01 JAN to 31 DEC 2009 | | Management | | For | | For |
| | | | |
VIII | | Approve the plan for the payment of a dividend of MXN 0.70 per share | | Management | | For | | For |
| | | | |
IX | | Amend Article 5 of the Corporate ByLaws | | Management | | For | | For |
| | | | |
X | | Approve the report regarding the fulfillment of fiscal obligations | | Management | | For | | For |
| | | | |
XI | | Approve the report regarding the Employee Stock Plan | | Management | | For | | For |
| | | | |
XII | | Approve the report from the Wal-Mart De Mexico Foundation | | Management | | For | | For |
| | | | |
XIII | | Approve the report regarding the acquisition and integration of Wal Mart Central America | | Management | | For | | For |
| | | | |
XIV | | Ratify the acts of the Board of Directors during 2009 | | Management | | For | | For |
| | | | |
XV | | Appointment of the Members of the Board of Directors | | Management | | Abstain | | Against |
| | | | |
XVI | | Appointment of the Chairpersons of the Audit and Corporate Practices | | Management | | For | | For |
| | | | |
XVII | | Approve the resolutions contained in the minutes of the general meeting held | | Management | | For | | For |
| | | | | | |
FRANKLIN RESOURCES, INC. |
| | | |
Security | | 354613101 | | Meeting Type | | Annual |
Ticker Symbol | | BEN | | Meeting Date | | 16-Mar-2010 |
ISIN | | US3546131018 | | Agenda | | 933184931 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: SAMUEL H. ARMACOST | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: CHARLES CROCKER | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: ROBERT D. JOFFE | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: CHARLES B. JOHNSON | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: GREGORY E. JOHNSON | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR. | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: THOMAS H. KEAN | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: CHUTTA RATNATHICAM | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: PETER M. SACERDOTE | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: LAURA STEIN | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: ANNE M. TATLOCK | | Management | | For | | For |
| | | | |
02 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | |
03 | | TO SUBMIT FOR STOCKHOLDER APPROVAL FOR PURPOSES OF COMPLYING WITH REQUIREMENTS OF SECTION 162(M) OF INTERNAL REVENUE CODE. | | Management | | For | | For |
| | | | | | |
NHN CORP, SONGNAM |
| | | |
Security | | Y6347M103 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 19-Mar-2010 |
ISIN | | KR7035420009 | | Agenda | | 702271280 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | Approve the 11th financial statement and the proposed disposition of retained earning | | Management | | For | | For |
| | | | |
2 | | Election of Hyunsoon Do as a External Director | | Management | | For | | For |
| | | | |
3 | | Election of Hyunsoon Do as a Member of Audit Committee | | Management | | For | | For |
| | | | |
4 | | Approve the remuneration limit for the Directors | | Management | | For | | For |
| | | | | | |
AUTONOMY CORPORATION PLC, CAMBRIDGE |
| | | |
Security | | G0669T101 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 24-Mar-2010 |
ISIN | | GB0055007982 | | Agenda | | 702273878 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1. | | Receive and adopt the accounts of the Company for the FYE 31 DEC 2009 together with the Directors’ report, the Directors’ remuneration report and the Auditors’ report on those accounts and the auditable part of the remuneration report | | Management | | For | | For |
| | | | |
2. | | Approve the Directors’ remuneration report included in the annual report and accounts for the YE 31 DEC 2009 | | Management | | For | | For |
| | | | |
3. | | Approve the appointment of Robert Webb as a Director, such appointment having occurred after the conclusion of the last AGM of the Company | | Management | | For | | For |
| | | | |
4. | | Re-elect Sushovan Hussain as a Director of the Company | | Management | | For | | For |
| | | | |
5. | | Re-elect Michael Lynch as a Director of the Company | | Management | | For | | For |
| | | | |
6. | | Re-elect John McMonigall as a Director of the Company | | Management | | For | | For |
| | | | |
7. | | Re-elect Richard Perle as a Director of the Company | | Management | | For | | For |
| | | | |
8. | | Re-elect Barry Ariko as a Director of the Company | | Management | | For | | For |
| | | | |
9. | | Re-appoint Deloitte LLP as the Auditors of the Company in accordance with Section 489 of the Companies Act 2006 to hold office until the conclusion of the next general meeting at which the accounts of the Company are laid | | Management | | For | | For |
| | | | |
10. | | Authorize the Directors of the Company to determine the Auditors’ remuneration for the ensuing year | | Management | | For | | For |
| | | | |
11. | | Authorize the Directors of the Company, in accordance with Section 551 of the Companies Act 2006 [the “Act”], to allot equity securities [within the meaning of Section 560 of the Act]: [a] up to an aggregate nominal amount of GBP 267,640.32; and [b] up to an aggregate nominal amount of GBP 267,640.32 in connection with a rights issue [as specified in the Listing Rules issued by the Financial Services Authority pursuant to Part VI of the Financial Services and Markets Act 2000], to holders of equity securities, in proportion to their respective entitlements to such equity securities, but subject to such exclusions or other arrangements as the directors may deem necessary or expedient in relation to treasury shares, fractional entitlements, record dates, legal or practical problems in or under the laws of any territory or the requirements of any regulatory body or Stock Exchange; [Authority expires at the conclusion of the Company s AGM in 2011]; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry | | Management | | For | | For |
| | | | |
S.12 | | Authorize the Directors, subject to the passing of Resolution 11 above of the notice of meeting of which this resolution forms part, pursuant to Section 570 of the Companies Act 2006 [the “Act”] to allot equity securities [within the meaning of Section 560 of the Act]: [a] pursuant to the authority conferred by Resolution 11[a] of the notice of meeting of which this resolution forms part, as if Section 561 of the Act did not apply to any such allotment, provided that this power shall be limited to: [i] the allotment of equity securities in connection with any rights issue or other issue or offer by way of rights [including, without limitation, under an open offer or similar arrangement] to holders of equity securities, in proportion to their respective entitlements to such equity securities, but subject to such exclusions or other arrangements as the directors may deem necessary or expedient in relation to treasury shares, fractional entitlements, record dates, legal or practical problems in or under the laws of any territory or the requirements of any regulatory body or Stock Exchange; and [ii] the allotment of equity securities [otherwise than pursuant to this resolution above] up to an aggregate nominal value of GBP 40,146.05; and [b] pursuant to the authority conferred by Resolution 11[b] of the notice of meeting of which this resolution forms part, as if Section 561 of the Act did not apply to any such allotment, provided that this power shall be limited to the allotment of equity securities in connection with a rights issue [as defined in the Listing Rules issued by the Financial Services Authority pursuant to Part VI of the Financial Services and Markets Act 2000] to holders of equity securities, in proportion to their respective entitlements to such equity securities, but subject to such exclusions or other arrangements as the directors may deem necessary or expedient in relation to treasury shares, fractional entitlements, record dates, legal or practical problems in or under the laws of any territory or the requirements of any regulatory body or Stock Exchange; [Authority expires at the conclusion of the AGM of the Company s AGM in 2011]; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry | | Management | | For | | For |
| | | | |
S.13 | | Authorize the Company, for the purposes of Section 701 of the Companies Act 2006 to make one or more market purchases [within the meaning of Section 693[4] of that Act] on the London Stock Exchange of ordinary shares of 1/3 pence each in the capital of the Company provided that: [a] the maximum aggregate number of ordinary shares to be purchased is 24,087,628 [representing approximately 10% of the Company’s issued ordinary share capital]; [b] the minimum price which may be paid for such shares is 1/3 pence per share; [c] the maximum price which may be paid for an ordinary share shall not be more than 5% above the average of the middle market quotations for an ordinary share as derived from the London Stock Exchange Daily Official List for the five business days immediately preceding the date on which the ordinary share is purchased; and [Authority expires at the conclusion of the Company s AGM in 2011]; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry | | Management | | For | | For |
| | | | |
S.14 | | Approve, that the Company may hold general meetings of shareholders [other than AGM’s] at not less than 14 clear days’ notice, [Authority expires the earlier of the conclusion of the AGM of the Company to be held in 2011 or 15 months after the passing of this resolution] | | Management | | For | | For |
| | | | |
S.15 | | Adopt the Articles of Association of the Company in substitution for, and to the exclusion of, the existing Articles of Association, as specified | | Management | | For | | For |
| | | | | | |
NOVO-NORDISK A/S (VORMALS NOVO INDUSTRI A/S) |
| | | |
Security | | K7314N152 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 24-Mar-2010 |
ISIN | | DK0060102614 | | Agenda | | 702275581 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1. | | Approve the Board of Director’s oral report on the Company’s activities in the-past FY | | Non-Voting | | N/A | | N/A |
| | | | |
2. | | Approve the presentation and adopt the audited annual report 2009 | | Management | | Abstain | | Against |
| | | | |
3. | | Approve the remuneration of the Board of Directors for 2009 and 2010 | | Management | | Abstain | | Against |
| | | | |
4. | | Approve to distribute the profit according to the adopted annual report 2009 | | Management | | Abstain | | Against |
| | | | |
5.a | | Election of Sten Scheibye as a Member to the Board of Director | | Management | | Abstain | | Against |
| | | | |
5.b | | Election of Goran A Ando as a Member to the Board of Director | | Management | | Abstain | | Against |
| | | | |
5.c | | Election of Henrik Gurtler as a Member to the Board of Director | | Management | | Abstain | | Against |
| | | | |
5.d | | Election of Pamela J Kirby as a Member to the Board of Director | | Management | | Abstain | | Against |
| | | | |
5.e | | Election of Kurt Anker Nielsen as a Member to the Board of Director | | Management | | Abstain | | Against |
| | | | |
5.f | | Election of Hannu Ryopponen as a Member to the Board of Director | | Management | | Abstain | | Against |
| | | | |
5.g | | Election of Jorgen Wedel as a Member to the Board of Director | | Management | | Abstain | | Against |
| | | | |
6. | | Re-election of PricewaterhouseCoopers as the Auditors | | Management | | Abstain | | Against |
| | | | |
7.1A1 | | Approve the amendments due to the new Danish Companies Act: Mandatory amendments | | Management | | Abstain | | Against |
| | | | |
7.1A2 | | Approve the amendments due to the new Danish Companies Act: Consequential editorial amendments | | Management | | Abstain | | Against |
| | | | |
7.1B1 | | Amend the Articles 5.1, 5.10 and existing Article 17.2 [new Article 18.2] [Adoption reference to central securities depository] | | Management | | Abstain | | Against |
| | | | |
7.1B2 | | Amend the Articles 8.2, 11.2 and 11.4 [direct election by the AGM of the Chairman and vice Chairman of the Board of Directors] | | Management | | Abstain | | Against |
| | | | |
7.1B3 | | Amend the Existing Articles 13.1 [new Article 14.1] [change in the rule of signature] | | Management | | Abstain | | Against |
| | | | |
7.1B4 | | Amend new Article 13 [English as corporate language] | | Management | | Abstain | | Against |
| | | | |
7.1B5 | | Amend Article 16.2 [New Article 17.2] [reference to applicable law re annual report] | | Management | | Abstain | | Against |
| | | | |
7.1B6 | | Amend Article 17.2 [New Article 18.2] [deletion of sentence on lapse of the right to dividends] | | Management | | Abstain | | Against |
| | | | |
7.2 | | Approve the reduction of the Company’s B share capital from DKK 512,512,800 to DKK 492,512,800 by cancellation of 20,000,000 B shares of DKK 1 each from the Company’s own holdings of B shares at a nominal value of DKK 20,000,000, equal to slightly more than 3.2% of the total share capital after implementation of the share capital reduction, the Company’s share capital will amount to DKK 600,000,000, divided into A share capital of DKK 107,487,200 and B share capital of DKK 492,512,800 | | Management | | Abstain | | Against |
| | | | |
7.3 | | Authorize the Board of Directors, to allow the Company to acquire own shares of up to 10% of the share capital and at the price quoted at the time of the purchase with a deviation of up to 10% [Authority expires at the conclusion of next AGM] | | Management | | Abstain | | Against |
| | | | |
7.4 | | Amend the Incentive Guidelines | | Management | | Abstain | | Against |
| | | | |
8. | | Authorize the Chairman of the meeting | | Management | | Abstain | | Against |
| | | | | | |
PETROFAC LTD, ST HELIER |
| | | |
Security | | G7052T101 | | Meeting Type | | ExtraOrdinary General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 29-Mar-2010 |
ISIN | | GB00B0H2K534 | | Agenda | | 702278044 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
S.1 | | Approve the share split, alteration to the Articles of Association and sanction the purchase of B shares | | Management | | For | | For |
| | | | | | |
T. ROWE PRICE GROUP, INC. |
| | | |
Security | | 74144T108 | | Meeting Type | | Annual |
Ticker Symbol | | TROW | | Meeting Date | | 14-Apr-2010 |
ISIN | | US74144T1088 | | Agenda | | 933196481 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: EDWARD C. BERNARD | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: JAMES T. BRADY | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: DONALD B. HEBB, JR. | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: JAMES A.C. KENNEDY | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: BRIAN C. ROGERS | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: DR. ALFRED SOMMER | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: DWIGHT S. TAYLOR | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
| | | | | | |
UNITED TECHNOLOGIES CORPORATION |
| | | |
Security | | 913017109 | | Meeting Type | | Annual |
Ticker Symbol | | UTX | | Meeting Date | | 14-Apr-2010 |
ISIN | | US9130171096 | | Agenda | | 933195530 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 LOUIS R. CHENEVERT | | | | For | | For |
| | | | |
| | 2 JOHN V. FARACI | | | | For | | For |
| | | | |
| | 3 JEAN-PIERRE GARNIER | | | | For | | For |
| | | | |
| | 4 JAMIE S. GORELICK | | | | For | | For |
| | | | |
| | 5 CARLOS M. GUTIERREZ | | | | For | | For |
| | | | |
| | 6 EDWARD A. KANGAS | | | | For | | For |
| | | | |
| | 7 CHARLES R. LEE | | | | For | | For |
| | | | |
| | 8 RICHARD D. MCCORMICK | | | | For | | For |
| | | | |
| | 9 HAROLD MCGRAW III | | | | For | | For |
| | | | |
| | 10 RICHARD B. MYERS | | | | For | | For |
| | | | |
| | 11 H. PATRICK SWYGERT | | | | For | | For |
| | | | |
| | 12 ANDRE VILLENEUVE | | | | For | | For |
| | | | |
| | 13 CHRISTINE TODD WHITMAN | | | | For | | For |
| | | | |
02 | | APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. | | Management | | For | | For |
| | | | |
03 | | SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Shareholder | | Against | | For |
| | | | | | |
PUMA AG RUDOLF DASSLER SPORT, HERZOGENAURACH |
| | | |
Security | | D62318148 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 20-Apr-2010 |
ISIN | | DE0006969603 | | Agenda | | 702278323 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1. | | Presentation of the adopted financial statements of PUMA AG Rudolf Dassler Spo-rt and the approved consolidated financial statements, the management reports-for PUMA AG Rudolf Dassler Sport and the PUMA Group as well as the report of t-he Supervisory Board for the FY 2009 and the report of the Management Board re-garding information as to takeovers | | Non-Voting | | N/A | | N/A |
| | | | |
2. | | Appropriation of the balance sheet profit: the balance sheet profit of EUR 50,000,000 from the FY 2009 shall be appropriated as follows: a) payment of a dividend of EUR 1.80 per no-par value share entitled to a dividend for 15,082,264 shares: EUR 27,148,435.20; b) profit carried forward: EUR 22,851,564.80; appropriation of the balance sheet profit takes into consideration the treasury shares held directly or indirectly by the Company, that are not entitled to a dividend pursuant to Section 71b German Stock Corporation Act; the number of treasury shares might change until the day of the General meeting, if further shares are acquired or sold by the Company; in this case the proposal regarding the appropriation of the balance sheet profit to the general meeting will be amended accordingly without changing the suggested dividend payment of EUR 1.80 per no-par value share entitled to a dividend; the dividend will be paid as of 21 APR 2010 | | Management | | For | | For |
| | | | |
3. | | Approval of the acts of the Management Board | | Management | | For | | For |
| | | | |
4. | | Approval of the acts of the Supervisory Board | | Management | | For | | For |
| | | | |
5. | | Appointment of PricewaterhouseCoopers Aktiengesellschaft as the Auditors for FY 2010 | | Management | | For | | For |
| | | | |
6. | | Authorization to acquire and appropriate treasury shares under revocation of the existing authorization | | Management | | For | | For |
| | | | |
7. | | Resolution regarding the approval of the Profit and Loss Transfer Agreement between the PUMA AG Rudolf Dassler Sport and the PUMA Sprint GmbH | | Management | | For | | For |
| | | | |
8. | | Resolution regarding the approval of the Profit and Loss Transfer Agreement between the PUMA AG Rudolf Dassler Sport and the PUMA Vertrieb GmbH | | Management | | For | | For |
| | | | |
9. | | Resolution regarding the amendment of the Articles of Association of the Company | | Management | | For | | For |
| | | | | | |
INTUITIVE SURGICAL, INC. |
| | | |
Security | | 46120E602 | | Meeting Type | | Annual |
Ticker Symbol | | ISRG | | Meeting Date | | 21-Apr-2010 |
ISIN | | US46120E6023 | | Agenda | | 933194475 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 ALAN J. LEVY | | | | For | | For |
| | | | |
| | 2 ERIC H. HALVORSON | | | | For | | For |
| | | | |
| | 3 AMAL M. JOHNSON | | | | For | | For |
| | | | |
02 | | TO APPROVE THE COMPANY’S 2010 INCENTIVE AWARD PLAN. | | Management | | For | | For |
| | | | | | |
THE COCA-COLA COMPANY |
| | | |
Security | | 191216100 | | Meeting Type | | Annual |
Ticker Symbol | | KO | | Meeting Date | | 21-Apr-2010 |
ISIN | | US1912161007 | | Agenda | | 933196758 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | ELECTION OF DIRECTOR: HERBERT A. ALLEN | | Management | | For | | For |
| | | | |
02 | | ELECTION OF DIRECTOR: RONALD W. ALLEN | | Management | | For | | For |
| | | | |
03 | | ELECTION OF DIRECTOR: CATHLEEN P. BLACK | | Management | | For | | For |
| | | | |
04 | | ELECTION OF DIRECTOR: BARRY DILLER | | Management | | For | | For |
| | | | |
05 | | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | | Management | | For | | For |
| | | | |
06 | | ELECTION OF DIRECTOR: MUHTAR KENT | | Management | | For | | For |
| | | | |
07 | | ELECTION OF DIRECTOR: DONALD R. KEOUGH | | Management | | For | | For |
| | | | |
08 | | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | | Management | | For | | For |
| | | | |
09 | | ELECTION OF DIRECTOR: DONALD F. MCHENRY | | Management | | For | | For |
| | | | |
10 | | ELECTION OF DIRECTOR: SAM NUNN | | Management | | For | | For |
| | | | |
11 | | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | | Management | | For | | For |
| | | | |
12 | | ELECTION OF DIRECTOR: PETER V. UEBERROTH | | Management | | For | | For |
| | | | |
13 | | ELECTION OF DIRECTOR: JACOB WALLENBERG | | Management | | Against | | Against |
| | | | |
14 | | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | | Management | | For | | For |
| | | | |
15 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | | Management | | For | | For |
| | | | |
16 | | SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Shareholder | | Against | | For |
| | | | |
17 | | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR | | Shareholder | | Against | | For |
| | | | |
18 | | SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK | | Shareholder | | Against | | For |
| | | | |
19 | | SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A | | Shareholder | | Against | | For |
| | | | | | |
ANGLO AMERN PLC |
| | | |
Security | | G03764134 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 22-Apr-2010 |
ISIN | | GB00B1XZS820 | | Agenda | | 702293882 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | Receive the financial statements of the Company and the group and the reports of the Directors and Auditors for the YE 31 DEC 2009 | | Management | | For | | For |
| | | | |
2 | | Election of Sir Philip Hampton as a Director of the Company | | Management | | For | | For |
| | | | |
3 | | Election of Ray O’Rourke as a Director of the Company | | Management | | For | | For |
| | | | |
4 | | Election of Sir John Parker as a Director of the Company | | Management | | For | | For |
| | | | |
5 | | Election of Jack Thompson as a Director of the Company | | Management | | For | | For |
| | | | |
6 | | Re-election of Cynthia Carroll as a Director of the Company | | Management | | For | | For |
| | | | |
7 | | Re-election of Nicky Oppenheimer as a Director of the Company | | Management | | For | | For |
| | | | |
8 | | Re-appointment of Deloitte LLP as the Auditors of the Company for the ensuing year | | Management | | For | | For |
| | | | |
9 | | Authorize the Directors to determine the remuneration of the Auditors | | Management | | For | | For |
| | | | |
10 | | Approve the Director’s remuneration report for the YE 31 DEC 2009 set out in the annual report | | Management | | For | | For |
| | | | |
11 | | Approve that the authority conferred on the Directors by Article 9.2 of the Company’s new Articles as defined in Resolution 14 to be adopted at the conclusion of this AGM pursuant to Resolution 14 be renewed upon the new Articles becoming effective for the period ending at the end of the AGM in 2011 or on 30 JUN 2011, whichever is the earlier and for such period the Section 551 amount shall be USD 72.3 million; such authority shall be in substitution for all previous authorities pursuant to section 551 of the Companies Act 2006 | | Management | | For | | For |
| | | | |
S.12 | | Approve, subject to the passing of Resolution 11 above, to renew the power conferred on the Directors by Article 9.3 of the Company’s New Articles to be adopted at the conclusion of the AGM pursuant to Resolution 14 upon the New Articles becoming effective for the period referred to in such resolution and for such period the Section 561 amount shall be USD 36.1 million; such authority shall be in substitution for all previous powers pursuant to Section 561 of the Companies Act 2006 | | Management | | For | | For |
| | | | |
S.13 | | Authorize the Company, pursuant to Section 701 of the Companies Act 2006, to make market purchases with in the meaning of Section 693 of the Companies Act 2006 of ordinary shares of 54 86/91 US cents each in the capital of the Company provided that, the maximum number of ordinary shares of 54 86/31 US cents each in the capital of the Company to be acquired is 197.3 million, at a minimum price which may be paid for an ordinary share is 54 86/91 US cents and the maximum price which may be paid for an ordinary share is an amount equal to the higher of 105% of the average of the middle market quotation for an ordinary share, as derived from the London Stock Exchange Daily Official List, CONTD | | Management | | For | | For |
| | | | |
- | | CONTD for the 5 business days immediately preceding the day on which such-ordinary share is contracted to be purchased and the highest current bid as-stipulated by Article 5(1) of the Buy-back and stabilization regulations-2003; Authority expires at the conclusion of the AGM of the Company in 2011-except in relation to the purchase of ordinary shares the contract for which-was concluded before the expiry of such authority and which might be executed-wholly or partly after such expiry unless such authority is renewed prior to-such time | | | | | | |
| | | | |
S.14 | | Amend the Articles of Association of the Company by deleting all the provisions of the Company’s Memorandum of Association by virtue of Section 28 of the Companies Act 2006, are to be treated as provisions of the Company’s Articles of Association; and adopt the Articles of Association of the Company to the meeting and initialed by the Chairman of the meeting for the purpose of identification the ‘New Articles’ in substitution for, and to the exclusion of the existing Articles of Association | | Management | | For | | For |
| | | | |
S.15 | | Approve that a general meeting other than the AGM may be called on not less than 14 clear days’ notice | | Management | | For | | For |
| | | | | | |
BUCYRUS INTERNATIONAL, INC. |
| | | |
Security | | 118759109 | | Meeting Type | | Annual |
Ticker Symbol | | BUCY | | Meeting Date | | 22-Apr-2010 |
ISIN | | US1187591094 | | Agenda | | 933198752 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 DEEPAK K. KAPUR | | | | For | | For |
| | | | |
| | 2 THEODORE C. ROGERS | | | | For | | For |
| | | | |
| | 3 ROBERT C. SCHARP | | | | For | | For |
| | | | |
02 | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
| | | | | | |
PETROLEO BRASILEIRO S.A. - PETROBRAS |
| | | |
Security | | 71654V408 | | Meeting Type | | Annual |
Ticker Symbol | | PBR | | Meeting Date | | 22-Apr-2010 |
ISIN | | US71654V4086 | | Agenda | | 933245284 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
O1 | | MANAGEMENT REPORT, FINANCIAL STATEMENTS AND AUDIT COMMITTEE’S OPINION FOR THE FISCAL YEAR 2009 | | Management | | For | | For |
| | | | |
O2 | | CAPITAL EXPENDITURE BUDGET FOR THE FISCAL YEAR 2010 | | Management | | For | | For |
| | | | |
O3 | | DISTRIBUTION OF RESULTS FOR THE FISCAL YEAR 2009 | | Management | | For | | For |
| | | | |
O4 | | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS | | Management | | For | | For |
| | | | |
O5 | | ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS | | Management | | For | | For |
| | | | |
O6 | | ELECTION OF MEMBERS OF THE AUDIT BOARD AND THEIR RESPECTIVE SUBSTITUTES | | Management | | For | | For |
| | | | |
O7 | | ESTABLISHMENT OF THE COMPENSATION OF MANAGEMENT AND EFFECTIVE MEMBERS OF THE AUDIT COMMITTEE, AS WELL AS THEIR PARTICIPATION IN THE PROFITS PURSUANT TO ARTICLES 41 AND 56 OF THE BYLAWS. | | Management | | For | | For |
| | | | |
E1 | | INCREASE IN THE CAPITAL STOCK THROUGH THE INCORPORATION OF PART OF THE REVENUE RESERVES AND PROFIT RESERVES. | | Management | | For | | For |
| | | | |
E2 | | THE WAIVER OF THE PREFERENCE RIGHT AT THE QUATTOR PARTICIPACOES S.A. EQUITY ISSUANCE, AS A RESULT OF THE ACQUISITION OF THE STAKES HELD BY UNIAO DE INDUSTRIAS PETROQUIMICAS S.A. | | Management | | For | | For |
| | | | | | |
ABB LTD |
| | | |
Security | | H0010V101 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 26-Apr-2010 |
ISIN | | CH0012221716 | | Agenda | | 702340085 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1. | | Receive the annual report and consolidated financial statements, annual financial statements and the Auditors’ reports | | Management | | For | | For |
| | | | |
2.1 | | Approve the annual report, the consolidated financial statements, and the annual financial statements for 2009 | | Management | | For | | For |
| | | | |
2.2 | | Approve to accept the remuneration report as per the specified pages of the annual report | | Management | | For | | For |
| | | | |
3. | | Grant discharge to the Members of the Board of Directors and the persons entrusted with Management for fiscal 2009 | | Management | | For | | For |
| | | | |
4. | | Approve to release CHF 340,000,000 of the legal reserves and allocate those released reserves to other reserves and to carry forward the available earnings in the amount of CHF 3,893,861,784 | | Management | | For | | For |
| | | | |
5. | | Approve to reduce the share capital of CHF 3,587,160,187.38 by CHF 34,919,500.00 to CHF 3,552,240,687.38 by way of cancellation of the 22,675,000 shares with a nominal value of CHF 1.54 each which were bought back by the Company under the share buyback program announced in February 2008; to confirm as a result of the report of the Auditors, that the claims of the creditors are fully covered notwithstanding the capital reduction; amend Article 4 Para.1 of the Articles of Incorporation according to the specified wording as per the date of the entry of the capital reduction in the commercial register | | Management | | For | | For |
| | | | |
6. | | Approve to reduce the share capital of CHF 3,552,240,687.38 by CHF 1,176,391,396.47 to CHF 2,375,849,290.91 by way of reducing the nominal value of the registered shares from CHF 1.54 by CHF 0.51 to CHF 1.03 and to use the nominal value reduction amount for repayment to the shareholders; to confirm as a result of the report of the auditors, that the claims of the creditors are fully covered notwithstanding the capital reduction; and amend Article 4 Para.1 of the Articles of Incorporation according to the specified wording as per the date of the entry of the capital reduction in the commercial register and amend Article 4bis Paras. 1 and 4, and Article 4ter Para. 1 of the Articles of Incorporation, correspondingly reflecting the reduced nominal value of the registered shares from CHF 1.54 by CHF 0.51 to CHF 1.03, as per the date of the entry of the capital reduction in the commercial register | | Management | | For | | For |
| | | | |
7. | | Approve, to the extent that the general meeting approves the Board of Directors’ proposal set forth in Item 6, to amend Article 13 para.1 of the Articles of Incorporation as specified | | Management | | For | | For |
| | | | |
8.1 | | Approve, to replace the current Article 6 of the Articles of Incorporation concerning the form of the shares with the specified new Article 6 | | Management | | For | | For |
| | | | |
8.2 | | Approve, to delete Section 6 of the Articles of Incorporation consisting of Article 32 “In-Kind Contributions” and Article 33 “Acquisitions of Property” | | Management | | For | | For |
| | | | |
9.1 | | Re-elect Roger Agnelli, Brazilian to the Board of Directors for a further period of one year, until the AGM 2011 | | Management | | For | | For |
| | | | |
9.2 | | Re-elect Louis R. Hughes, American to the Board of Directors for a further period of one year, until the AGM 2011 | | Management | | For | | For |
| | | | |
9.3 | | Re-elect Hans Ulrich Marki, Swiss to the Board of Directors for a further period of one year, until the AGM 2011 | | Management | | For | | For |
| | | | |
9.4 | | Re-elect Michel de Rosen, French to the Board of Directors for a further period of one year, until the AGM 2011 | | Management | | For | | For |
| | | | |
9.5 | | Re-elect Michael Treschow, Swedish to the Board of Directors for a further period of one year, until the AGM 2011 | | Management | | For | | For |
| | | | |
9.6 | | Re-elect Bernd W. Voss, German to the Board of Directors for a further period of one year, until the AGM 2011 | | Management | | For | | For |
| | | | |
9.7 | | Re-elect Jacob Wallenberg, Swedish to the Board of Directors for a further period of one year, until the AGM 2011 | | Management | | Against | | Against |
| | | | |
9.8 | | Re-elect Hubertus von Grunberg, German to the Board of Directors for a further period of one year, until the AGM 2011 | | Management | | For | | For |
| | | | |
10. | | Election of Ernst & Young AG as the Auditors for fiscal 2010 | | Management | | For | | For |
| | | | | | |
NEXEN INC |
| | | |
Security | | 65334H102 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 27-Apr-2010 |
ISIN | | CA65334H1029 | | Agenda | | 702311654 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1.1 | | Election of W.B. Berry as a Director | | Management | | For | | For |
| | | | |
1.2 | | Election of R.G. Bertram as a Director | | Management | | For | | For |
| | | | |
1.3 | | Election of D.G. Flanagan as a Director | | Management | | For | | For |
| | | | |
1.4 | | Election of S.B. Jackson as a Director | | Management | | For | | For |
| | | | |
1.5 | | Election of K.J. Jenkins as a Director | | Management | | For | | For |
| | | | |
1.6 | | Election of A.A. McLellan as a Director | | Management | | For | | For |
| | | | |
1.7 | | Election of E.P. Newell as a Director | | Management | | For | | For |
| | | | |
1.8 | | Election of T.C. O’Neill as a Director | | Management | | For | | For |
| | | | |
1.9 | | Election of M.F. Romanow as a Director | | Management | | For | | For |
| | | | |
1.10 | | Election of F.M. Saville as a Director | | Management | | For | | For |
| | | | |
1.11 | | Election of J.M. Willson as a Director | | Management | | For | | For |
| | | | |
1.12 | | Election of V.J. Zaleschuk as a Director | | Management | �� | For | | For |
| | | | |
2 | | Appoint Deloitte & Touche LLP as the Independent Auditors for 2010 | | Management | | For | | For |
| | | | | | |
NOBLE ENERGY, INC. |
| | | |
Security | | 655044105 | | Meeting Type | | Annual |
Ticker Symbol | | NBL | | Meeting Date | | 27-Apr-2010 |
ISIN | | US6550441058 | | Agenda | | 933216827 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JEFFREY L. BERENSON | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: MICHAEL A. CAWLEY | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: EDWARD F. COX | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: CHARLES D. DAVIDSON | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: THOMAS J. EDELMAN | | Management | | Against | | Against |
| | | | |
1F | | ELECTION OF DIRECTOR: ERIC P. GRUBMAN | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: KIRBY L. HEDRICK | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: SCOTT D. URBAN | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF | | Management | | For | | For |
| | | | |
02 | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT AUDITOR. | | Management | | For | | For |
| | | | | | |
BARRICK GOLD CORPORATION |
| | | |
Security | | 067901108 | | Meeting Type | | Annual |
Ticker Symbol | | ABX | | Meeting Date | | 28-Apr-2010 |
ISIN | | CA0679011084 | | Agenda | | 933213908 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 H.L. BECK | | | | For | | For |
| | | | |
| | 2 C.W.D. BIRCHALL | | | | For | | For |
| | | | |
| | 3 D.J. CARTY | | | | For | | For |
| | | | |
| | 4 G. CISNEROS | | | | For | | For |
| | | | |
| | 5 M.A. COHEN | | | | For | | For |
| | | | |
| | 6 P.A. CROSSGROVE | | | | For | | For |
| | | | |
| | 7 R.M. FRANKLIN | | | | For | | For |
| | | | |
| | 8 J.B. HARVEY | | | | For | | For |
| | | | |
| | 9 B. MULRONEY | | | | For | | For |
| | | | |
| | 10 A. MUNK | | | | For | | For |
| | | | |
| | 11 P. MUNK | | | | For | | For |
| | | | |
| | 12 A.W. REGENT | | | | For | | For |
| | | | |
| | 13 N.P. ROTHSCHILD | | | | For | | For |
| | | | |
| | 14 S.J. SHAPIRO | | | | For | | For |
| | | | |
02 | | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | | Management | | For | | For |
| | | | |
03 | | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION APPROACH. | | Management | | For | | For |
| | | | | | |
BEIERSDORF AG, HAMBURG |
| | | |
Security | | D08792109 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 29-Apr-2010 |
ISIN | | DE0005200000 | | Agenda | | 702293060 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1. | | Presentation of the financial statements and annual report for the 2009 FY with the report of the Supervisory Board, the group financial statements, the group annual report, and the reports pursuant to Sections 289(4) and 315(4) of the German Commercial Code | | Non-Voting | | N/A | | N/A |
| | | | |
2. | | Resolution on the appropriation of the distributable profit of EUR 190,517 ,406.18 as follows: Payment of a dividend of EUR 0.70 per no-par share E UR 31,744,117.38 shall be allocated to the revenue reserves Ex-dividend and payable date: 30 APR 2010 | | Management | | For | | For |
| | | | |
3. | | Ratification of the acts of the Board of Managing Directors | | Management | | For | | For |
| | | | |
4. | | Ratification of the acts of the Supervisory Board | | Management | | For | | For |
| | | | |
5. | | Appointment of Auditors for the 2010 FY: Ernst + Young GmbH, Stuttgart | | Management | | For | | For |
| | | | |
6. | | Authorization to acquire own shares the company shall be authorized to acquire own shares of up to 10% of its share capital, at prices not deviating more than 20% from the market price of the shares, on or before 28 APR 2015 the Board of Managing Directors shall be authorized, to dispose of the shares in a manner other than through the stock exchange or by way of an offer to all shareholders if the shares are so ld at a price not materially below their market price, to use the shares in connection with mergers and acquisitions and for the satisfaction of conversion and/or option rights, and to retire the shares | | Management | | For | | For |
| | | | |
7. | | Resolution on the revocation of the existing authorized capital I, the creation of a new authorized capital I, and the corresponding amendment to the Articles of Association the existing authorization to increase the share capital by up to EUR 45,00 0,000 shall be revoked the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 42,000,000 through the issue of new bearer no-par shares against contributions in cash, on or before 28 APR 2015 [authorized capital I] Shareholders shall be granted subscription rights except for residual amounts, and for the granting of such rights to holders of conversion or option rights | | Management | | For | | For |
| | | | |
8. | | Resolution on the revocation of the existing authorized capital II, the creation of a new authorized capital II, and the corresponding amendment to the Articles of Association the existing authorization to increase the share capital by up to EUR 21,000,000 shall be revoked the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 25,000,000 through the issue of new bearer no-par shares against contributions in cash, on or before 28 APR 2015 [authorized capital II] Shareholders shall be granted subscription rights except for residual amounts, for the granting of such rights to holders of conversion or option rights, and for a capital increase of up to 10 % of the share capital if the shares are issued at a price not materially below their market price | | Management | | For | | For |
| | | | |
9. | | Resolution on the revocation of the existing authorized capital III, the creation of a new authorized capital III, and the corresponding amendment to the Articles of Association the existing authorization to increase the share capital by up to EUR 21,000,000 shall be revoked the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 25,000,000 through the issue of new bearer no-par shares against contributions in cash and/or kind, on or before 28 2015 [authorized capital II]).Shareholders shall be granted subscription rights except for residual amounts, for the granting of such rights to holders of conversion or option rights, and for the issue of shares against contributions in kind | | Management | | For | | For |
| | | | |
10. | | Resolution on the authorization to issue convertible and/or warrant bonds, the creation of contingent capital, and the corresponding amendment to the Articles of Association the existing authorization approved by the shareholders meeting of 18 MAY 2005, to issue bonds and to create a corresponding contingent capital of up to EUR 46,875,000 shall be revoked the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to issue bearer and/ or registered bonds of up to EUR 1, 000,000,000, having a term of up to 20 years and conferring conversion and/or option rights for shares of the company, on or before 28 APR 2015.Shareholders shall be granted subscription rights except for the issue of bonds conferring conversion and/or option rights for shares of the company of up to 10% of the share capital at a price not materially below their theoretical market value, for residual amounts, and for the granting of such rights to holders of conversion or option rights the Company s share capita l shall be increased accordingly by up to EUR 42,000,000 through the issue of up to 42,000,000 new no-par shares, insofar as conversion and/ or option rights are exercised | | Management | | For | | For |
| | | | |
11. | | Amendments to the Articles of association in accordance with the Law on the Implementation of the Shareholder Rights Directive (ARUG)- Section 17(2), in respect of the shareholders meeting being convened at least thirty days prior to the meeting- Section 18(1), in respect of shareholders being entitled to participate in and vote at the shareholders meeting if they register with the company by the sixth day prior to the meeting - Section 18(2), in respect of shareholders being obliged to provide evidence of their share holding as per the statutory record date- Section 18(4), in respect of the Board of Managing Directors being authorized to permit shareholders to absentee vote at a shareholders. meeting- Section 20(2), in respect of proxy-voting instructions also being transmitted electronically | | Management | | For | | For |
| | | | |
12. | | Approval of the remuneration system for the Board of Managing Directors for the FY 2010 | | Management | | For | | For |
| | | | | | |
EBAY INC. |
| | | |
Security | | 278642103 | | Meeting Type | | Annual |
Ticker Symbol | | EBAY | | Meeting Date | | 29-Apr-2010 |
ISIN | | US2786421030 | | Agenda | | 933215180 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: DAVID M. MOFFETT | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, III | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: THOMAS J. TIERNEY | | Management | | For | | For |
| | | | |
02 | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR EBAY INCENTIVE PLAN, INCLUDING TO SATISFY THE REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | | Management | | For | | For |
| | | | |
03 | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR 2008 EQUITY INCENTIVE AWARD PLAN, INCLUDING AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 20 MILLION SHARES. | | Management | | For | | For |
| | | | |
04 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
| | | | | | |
TECHNIP (EX-TECHNIP-COFLEXIP), PARIS |
| | | |
Security | | F90676101 | | Meeting Type | | MIX |
Ticker Symbol | | N/A | | Meeting Date | | 29-Apr-2010 |
ISIN | | FR0000131708 | | Agenda | | 702317416 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
O.1 | | Approve the annual accounts for the YE 31 DEC 2009 | | Management | | For | | For |
| | | | |
O.2 | | Approve the allocation of the result for the YE 31 DEC 2009 | | Management | | For | | For |
| | | | |
O.3 | | Approve the consolidated accounts for the YE 31 DEC 2009 | | Management | | For | | For |
| | | | |
O.4 | | Approve t he Special Auditors’ report on the regulated agreements specified in Articles L. 225-35 et sequence of the Code du Commerce Commercial Code | | Management | | For | | For |
| | | | |
O.5 | | Approve the Directors’ fees | | Management | | For | | For |
| | | | |
O.6 | | Appointment of Ernst & Young Et Autres as an Auditor | | Management | | For | | For |
| | | | |
O.7 | | Appointment of PricewaterhouseCoopers Audit as an Auditor | | Management | | For | | For |
| | | | |
O.8 | | Appointment of Auditex as an Assistant Auditor | | Management | | For | | For |
| | | | |
O.9 | | Appointment of Yves Nicolas as an Assistant Auditor | | Management | | For | | For |
| | | | |
O.10 | | Ratify the head office transfer | | Management | | For | | For |
| | | | |
O.11 | | Authorize the Board of Directors to buy Company shares | | Management | | For | | For |
| | | | |
E.12 | | Authorize the Board of Directors to reduce capital stock by canceling shares bought pack previously | | Management | | For | | For |
| | | | |
E.13 | | Authorize the Board of Directors to allocate performance shares firstly, to paid members of Technip staff and secondly, to paid Members of staff and Executive Directors of Companies affiliated to the Company as specified in Article L. 225-197-2 of the Code du Commerce | | Management | | For | | For |
| | | | |
E.14 | | Authorize the Board of Directors to allocate performance shares to the Chairman of the Board of Directors and/or the Chief Executive Officer of Technip, the Company’s Executive Director | | Management | | For | | For |
| | | | |
E.15 | | Authorize the Board of Directors to allocate share purchase subscription options firstly, to paid members of Technip staff and secondly, to paid Members of staff and Executive Directors of Companies affiliated to the Company as specified in Article L. 225-180 of the Code du Commerce | | Management | | For | | For |
| | | | |
E.16 | | Authorize the Board of Directors to allocate share purchase subscription options to the Chairman of the Board of Directors and/or the Chief Executive Officer of Technip, the Company’s Executive Director | | Management | | For | | For |
| | | | |
E.17 | | Authorize the Board of Directors to increase capital stock for Members of a Company savings plan | | Management | | For | | For |
| | | | |
EO.18 | | Powers for formalities | | Management | | For | | For |
| | | | | | |
NOBLE CORPORATION |
| | | |
Security | | H5833N103 | | Meeting Type | | Annual |
Ticker Symbol | | NE | | Meeting Date | | 30-Apr-2010 |
ISIN | | CH0033347318 | | Agenda | | 933205292 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 MICHAEL A. CAWLEY | | | | For | | For |
| | | | |
| | 2 GORDON T. HALL | | | | For | | For |
| | | | |
| | 3 JACK E. LITTLE | | | | For | | For |
| | | | |
2 | | APPROVAL OF THE EXTENSION OF BOARD AUTHORITY TO ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 29, 2012. | | Management | | For | | For |
| | | | |
3 | | APPROVAL OF THE PAYMENT OF A REGULAR DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF THE SHARES IN AN AMOUNT EQUAL TO SWISS FRANCS 0.52 PER SHARE. | | Management | | For | | For |
| | | | |
4 | | APPROVAL OF THE PAYMENT OF A SPECIAL DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF THE SHARES IN AN AMOUNT EQUAL TO SWISS FRANCS 0.56 PER SHARE. | | Management | | For | | For |
| | | | |
5 | | APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010 AND THE ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM. | | Management | | For | | For |
| | | | |
6 | | APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2009 AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR EXTENDED FISCAL YEAR 2009. | | Management | | For | | For |
| | | | |
7 | | APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY FOR EXTENDED FISCAL YEAR 2009. | | Management | | For | | For |
| | | | | | |
APACHE CORPORATION |
| | | |
Security | | 037411105 | | Meeting Type | | Annual |
Ticker Symbol | | APA | | Meeting Date | | 06-May-2010 |
ISIN | | US0374111054 | | Agenda | | 933215065 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | ELECTION OF DIRECTOR: EUGENE C. FIEDOREK | | Management | | For | | For |
| | | | |
02 | | ELECTION OF DIRECTOR: PATRICIA ALBJERG GRAHAM | | Management | | For | | For |
| | | | |
03 | | ELECTION OF DIRECTOR: F.H. MERELLI | | Management | | For | | For |
| | | | |
04 | | RATIFICATION OF ERNST & YOUNG AS APACHE’S INDEPENDENT AUDITORS. | | Management | | For | | For |
| | | | | | |
AVON PRODUCTS, INC. |
| | | |
Security | | 054303102 | | Meeting Type | | Annual |
Ticker Symbol | | AVP | | Meeting Date | | 06-May-2010 |
ISIN | | US0543031027 | | Agenda | | 933212083 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 W. DON CORNWELL | | | | For | | For |
| | | | |
| | 2 V. ANN HAILEY | | | | For | | For |
| | | | |
| | 3 FRED HASSAN | | | | For | | For |
| | | | |
| | 4 ANDREA JUNG | | | | For | | For |
| | | | |
| | 5 MARIA ELENA LAGOMASINO | | | | For | | For |
| | | | |
| | 6 ANN S. MOORE | | | | For | | For |
| | | | |
| | 7 PAUL S. PRESSLER | | | | For | | For |
| | | | |
| | 8 GARY M. RODKIN | | | | For | | For |
| | | | |
| | 9 PAULA STERN | | | | For | | For |
| | | | |
| | 10 LAWRENCE A. WEINBACH | | | | For | | For |
| | | | |
2 | | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | |
3 | | APPROVAL OF 2010 STOCK INCENTIVE PLAN. | | Management | | For | | For |
| | | | | | |
SCHRODERS PLC, LONDON |
| | | |
Security | | G7860B102 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 06-May-2010 |
ISIN | | GB0002405495 | | Agenda | | 702301514 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | Receive the Directors report and the accounts of the Company for the YE 31 DEC 2009 | | Management | | For | | For |
| | | | |
2 | | Approve the remuneration report for the YE 31 DEC 2009 | | Management | | For | | For |
| | | | |
3 | | Election of Robin Buchanan, who retires in accordance with Article 79, as a Director of the Company | | Management | | For | | For |
| | | | |
4 | | Re-election of Michael Miles, who retires in accordance with Article 80, as a Director of the Company | | Management | | For | | For |
| | | | |
5 | | Re-election of Merlyn Lowther, who retires in accordance with Article 80, as a Director of the Company | | Management | | For | | For |
| | | | |
6 | | Re-election of Bruno Schroder, who retires having served more than 9 years, as a Director of the Company | | Management | | For | | For |
| | | | |
7 | | Re-appointment of PricewaterhouseCoopers LLP as Auditors of the Company to hold office from the conclusion of this meeting until the conclusion of the next general meeting at which accounts are laid before the Company in accordance with Section 489 of the Companies Act 2006 | | Management | | For | | For |
| | | | |
8 | | Authorize the Directors to fix the remuneration of PricewaterhouseCoopers LLP as Auditors of the Company | | Management | | For | | For |
| | | | |
9 | | Authorize the Directors to allot equity securities up to and aggregate nominal amount of GBP 5,000,000; Authority shall expire on 30 MAY 2011 or at the conclusion of the next AGM of the Company after the passing of this resolution whichever is earlier and the Directors may allot equity securities in pursuance of such an offer or agreement as if the authority conferred hereby had not expired, for the purposes of this authority the expression equity securities shall mean equity securities as specified in Section 560 of the Companies Act 2006 CONTD... | | Management | | For | | For |
| | | | |
- | | CONTD...but shall not in any circumstances include ordinary shares as-specified in the Company’s Articles of Association , or any right to-subscribe for , or to convert any security into, ordinary shares | | | | | | |
| | | | |
10 | | Approve the Schroders 2010 Long Term Incentive Plan and authorize the Directors of the Company to do all such acts and things necessary or expedient to carry the same into effect | | Management | | For | | For |
| | | | |
S.11 | | Authorize the Company, for the purposes of Section 701 of the Companies Act 2006. to make one or more market purchases within the meaning of Section 693(4) of the Companies Act 2006 of non-voting ordinary shares of GBP 1 each shares , subject to the following conditions: such authority be limited to a maximum number of 14,400,000 Shares; in the case of purchases made otherwise than by tender offer, the maximum price, exclusive of expenses, at which Shares may be purchases is the higher of 5% above the average of the middle market quotations for the Shares as derived from the London Stock Exchange Daily Official List for the five business days preceding the date on which the tender offer is announced; the minimum price at which shares may be purchased is GBP 1 per share, exclusive of expenses CONTD... | | Management | | For | | For |
| | | | |
- | | CONTD...and Authority expires at the conclusion of the next AGM of the Compan-y ; and the Company may before such expiry enter into a contract to purchase-Shares which would or might be completed or executed wholly or partly after-its expiry and may make a purchase of Shares in pursuance of any such-contract | | | | | | |
| | | | |
S.12 | | Approve the general meeting other than an AGM may be called on not less that 14 clear days’ notice | | Management | | For | | For |
| | | | |
S.13 | | Amend the Articles of Association of the Company by deleting all the provisions from the Company’s Memorandum of Association which, by virtue of Section 28 of the Companies Act 2006, are to be treated as provisions of the Company’s Articles of Association; and that the regulations initialed by the Chairman be adopted as the Articles of Association of the Company in substitution for, and to the exclusion of, the existing Articles of Association | | Management | | For | | For |
| | | | | | |
STANDARD CHARTERED PLC |
| | | |
Security | | G84228157 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 07-May-2010 |
ISIN | | GB0004082847 | | Agenda | | 702319547 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1. | | Receive the report and accounts | | Management | | For | | For |
| | | | |
2. | | Declare the final dividend | | Management | | For | | For |
| | | | |
3. | | Approve the Directors’ remuneration report | | Management | | For | | For |
| | | | |
4. | | Re-elect Mr. J.F.T. Dundas as Non-Executive Director | | Management | | For | | For |
| | | | |
5. | | Re-elect Miss V.F. Gooding CBE as Non-Executive Director | | Management | | For | | For |
| | | | |
6. | | Re-elect Mr. R.H.P. Markham as Non-Executive Director | | Management | | For | | For |
| | | | |
7. | | Re-elect Mr. J.W. Peace as Chairman | | Management | | For | | For |
| | | | |
8. | | Re-elect Mr. P.A. Sands as an Executive Director | | Management | | For | | For |
| | | | |
9. | | Re-elect Mr. P.D. Skinner as Non-Executive Director | | Management | | For | | For |
| | | | |
10. | | Re-elect Mr. O.H.J. Stocken, as Non-Executive Director | | Management | | For | | For |
| | | | |
11. | | Election of Mr. J.S. Bindra, who was appointed as an Executive Director by the Board since the last AGM of the Company | | Management | | For | | For |
| | | | |
12. | | Election of Mr. R. Delbridge, who was appointed as an Non- Executive Director by the Board since the last AGM of the Company | | Management | | For | | For |
| | | | |
13. | | Election of Dr. Han Seung-soo KBE, who was appointed as an Non-Executive Director by the Board since the last AGM of the Company | | Management | | For | | For |
| | | | |
14. | | Election of Mr. S.J. Lowth, who was appointed as an Non- Executive Director by the Board since the last AGM of the Company | | Management | | For | | For |
| | | | |
15. | | Election of Mr. A.M.G. Rees, who was appointed as an Executive Director by the Board since the last AGM of the Company | | Management | | For | | For |
| | | | |
16. | | Re-appoint the Auditor | | Management | | For | | For |
| | | | |
17. | | Authorize the Board to set the Auditor’s fees | | Management | | For | | For |
| | | | |
18. | | Authorize the Company and its subsidiaries to make political donations | | Management | | For | | For |
| | | | |
19. | | Authorize the Board to allot shares | | Management | | For | | For |
| | | | |
20. | | Approve to extend the authority to allot shares | | Management | | For | | For |
| | | | |
21. | | Authorize the Board to allot shares in connection with the Indian listing | | Management | | For | | For |
| | | | |
S.22 | | Approve to disapply pre-emption rights | | Management | | For | | For |
| | | | |
S.23 | | Approve to disapply pre-emption rights in connection with the Indian listing | | Management | | For | | For |
| | | | |
S.24 | | Authorize the Company to buy back its Ordinary Shares | | Management | | For | | For |
| | | | |
S.25 | | Authorize the Company to buy back its Preference Shares | | Management | | For | | For |
| | | | |
S.26 | | Adopt the new Articles of Association | | Management | | For | | For |
| | | | |
S.27 | | Authorize the Company to call a general meeting other than an AGM on not less than 14 clear days’ notice | | Management | | For | | For |
| | | | |
28. | | Amend the Standard Chartered 2006 Restricted Share Scheme | | Management | | For | | For |
| | | | |
29. | | Approve the waiver in respect of the reporting and annual review requirements in respect of ongoing banking transactions with associates of Temasek that the Company has not been able to identify | | Management | | For | | For |
| | | | |
30. | | Approve the waiver in respect of the requirement to enter into fixed-term written agreements with Temasek and its associates in respect of ongoing banking transactions | | Management | | For | | For |
| | | | |
31. | | Approve future ongoing banking transactions with Temasek and its associates, including the waiver in respect of the requirement to set an annual cap | | Management | | For | | For |
| | | | | | |
THE GOLDMAN SACHS GROUP, INC. |
| | | |
Security | | 38141G104 | | Meeting Type | | Annual |
Ticker Symbol | | GS | | Meeting Date | | 07-May-2010 |
ISIN | | US38141G1040 | | Agenda | | 933232338 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: JOHN H. BRYAN | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: GARY D. COHN | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: CLAES DAHLBACK | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: STEPHEN FRIEDMAN | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: JAMES A. JOHNSON | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: LOIS D. JULIBER | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: JAMES J. SCHIRO | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2010 FISCAL YEAR | | Management | | For | | For |
| | | | |
03 | | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION MATTERS | | Management | | For | | For |
| | | | |
04 | | APPROVAL OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING | | Management | | For | | For |
| | | | |
05 | | APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PERMIT HOLDERS OF 25% OF OUR OUTSTANDING SHARES OF COMMON STOCK TO CALL SPECIAL MEETINGS | | Management | | For | | For |
| | | | |
06 | | SHAREHOLDER PROPOSAL A REPORT ON CUMULATIVE VOTING | | Shareholder | | Against | | For |
| | | | |
07 | | SHAREHOLDER PROPOSAL REGARDING COLLATERAL IN OVER-THE-COUNTER DERIVATIVES TRADING | | Shareholder | | Against | | For |
| | | | |
08 | | SHAREHOLDER PROPOSAL REGARDING SEPARATE CHAIR & CEO | | Shareholder | | Against | | For |
| | | | |
09 | | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | | Shareholder | | Against | | For |
| | | | |
10 | | SHAREHOLDER PROPOSAL REGARDING A REPORT ON GLOBAL WARMING SCIENCE | | Shareholder | | Against | | For |
| | | | |
11 | | SHAREHOLDER PROPOSAL REGARDING A REPORT ON PAY DISPARITY | | Shareholder | | Against | | For |
| | | | |
12 | | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND LONG-TERM PERFORMANCE | | Shareholder | | Against | | For |
| | | | | | |
SUBSEA 7 INC. |
| | | |
Security | | G8549P108 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 10-May-2010 |
ISIN | | KYG8549P1081 | | Agenda | | 702315993 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | Approve the Company’s financial statements for the FYE 31 DEC 2009 | | Management | | No Action | | None |
| | | | |
2 | | Re-appoint PricewaterhouseCoopers as the Company’s Auditors for FY 2010 | | Management | | No Action | | None |
| | | | |
3 | | Authorize the Board of Directors to fix the remuneration of the Company’s Auditors for 2009 | | Management | | No Action | | None |
| | | | |
4 | | Re-elect Mel Fitzgerald as a Director of the Company | | Management | | No Action | | None |
| | | | |
5 | | Re-elect Allen L. Stevens as a Director of the Company | | Management | | No Action | | None |
| | | | |
6 | | Authorize the Board of Directors to fix the remuneration of the Company’s Directors | | Management | | No Action | | None |
| | | | |
7 | | Approve and ratify the actions of the Board of the Directors and the Officers of the Company | | Management | | No Action | | None |
| | | | | | |
3M COMPANY |
| | | |
Security | | 88579Y101 | | Meeting Type | | Annual |
Ticker Symbol | | MMM | | Meeting Date | | 11-May-2010 |
ISIN | | US88579Y1010 | | Agenda | | 933208565 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: LINDA G. ALVARADO | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: VANCE D. COFFMAN | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: W. JAMES FARRELL | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: HERBERT L. HENKEL | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: EDWARD M. LIDDY | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: ROBERT S. MORRISON | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: AULANA L. PETERS | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: ROBERT J. ULRICH | | Management | | For | | For |
| | | | |
02 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | |
03 | | TO APPROVE THE AMENDED 2008 LONG-TERM INCENTIVE PLAN AND TO APPROVE THE EXPANDED PERFORMANCE CRITERIA AVAILABLE UNDER THE 2008 LONG-TERM INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
04 | | STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. | | Shareholder | | Against | | For |
| | | | | | |
HOSPIRA, INC. |
| | | |
Security | | 441060100 | | Meeting Type | | Annual |
Ticker Symbol | | HSP | | Meeting Date | | 11-May-2010 |
ISIN | | US4410601003 | | Agenda | | 933216485 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: CONNIE R. CURRAN | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: HEINO VON PRONDZYNSKI | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: MARK F. WHEELER | | Management | | For | | For |
| | | | |
02 | | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR 2010. | | Management | | For | | For |
| | | | | | |
YARA INTERNATIONAL ASA, OSLO |
| | | |
Security | | R9900C106 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 11-May-2010 |
ISIN | | NO0010208051 | | Agenda | | 702358082 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | Election of the Chairperson of the meeting and of a person to co- sign the minutes | | Management | | For | | For |
| | | | |
2 | | Approve the annual accounts and the annual report for 2009 for Yara International Asa and the Group, hereunder payment of dividends | | Management | | For | | For |
| | | | |
3 | | Approve the guidelines for the remuneration of the members of the Executive Management | | Management | | For | | For |
| | | | |
4 | | Approve to determination of remuneration to the Auditor | | Management | | For | | For |
| | | | |
5 | | Election of members of the Board | | Management | | For | | For |
| | | | |
6 | | Approve to determine the remuneration to the members of the Board, members of the Compensation Committee and the Auditor Committee | | Management | | For | | For |
| | | | |
7 | | Re-elect for a period of 2 years of Eva Lystad a Chairperson and Bjorg Ven, Thorunn Kathrine Bakke and Olaug Svarva as the Members of the Nomination Committee and determination of the | | Management | | For | | For |
| | | | |
8 | | Amend the Articles of Association regarding documents to the general meeting | | Management | | For | | For |
| | | | |
9 | | Approve the power of attorney from the general meeting to the Board for acquisition of own shares | | Management | | For | | For |
| | | | | | |
ALEXION PHARMACEUTICALS, INC. |
| | | |
Security | | 015351109 | | Meeting Type | | Annual |
Ticker Symbol | | ALXN | | Meeting Date | | 12-May-2010 |
ISIN | | US0153511094 | | Agenda | | 933255879 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 LEONARD BELL | | | | For | | For |
| | | | |
| | 2 MAX LINK | | | | For | | For |
| | | | |
| | 3 WILLIAM R. KELLER | | | | For | | For |
| | | | |
| | 4 JOSEPH A. MADRI | | | | For | | For |
| | | | |
| | 5 LARRY L. MATHIS | | | | For | | For |
| | | | |
| | 6 R. DOUGLAS NORBY | | | | For | | For |
| | | | |
| | 7 ALVIN S. PARVEN | | | | For | | For |
| | | | |
| | 8 ANDREAS RUMMELT | | | | For | | For |
| | | | |
02 | | APPROVAL OF THE AMENDMENT TO 2004 INCENTIVE PLAN, AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT, INCLUDING TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE BY 3 MILLION SHARES (SUBJECT TO ADJUSTMENT IN THE EVENT OF STOCK SPLITS AND OTHER SIMILAR EVENTS). | | Management | | For | | For |
| | | | |
03 | | RATIFICATION OF APPOINTMENT BY THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | | | |
CAMERON INTERNATIONAL CORPORATION |
| | | |
Security | | 13342B105 | | Meeting Type | | Annual |
Ticker Symbol | | CAM | | Meeting Date | | 12-May-2010 |
ISIN | | US13342B1052 | | Agenda | | 933217401 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: MICHAEL E. PATRICK | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: JON ERIK REINHARDSEN | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: BRUCE W. WILKINSON | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010. | | Management | | For | | For |
| | | | | | |
ILLUMINA, INC. |
| | | |
Security | | 452327109 | | Meeting Type | | Annual |
Ticker Symbol | | ILMN | | Meeting Date | | 12-May-2010 |
ISIN | | US4523271090 | | Agenda | | 933213338 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 PAUL C. GRINT, M.D. | | | | For | | For |
| | | | |
| | 2 DAVID R. WALT, PH.D. | | | | For | | For |
| | | | |
02 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING JANUARY 2, 2011. | | Management | | For | | For |
| | | | | | |
NATIONAL OILWELL VARCO, INC. |
| | | |
Security | | 637071101 | | Meeting Type | | Annual |
Ticker Symbol | | NOV | | Meeting Date | | 12-May-2010 |
ISIN | | US6370711011 | | Agenda | | 933226688 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: BEN A. GUILL | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: ROGER L. JARVIS | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: ERIC L. MATTSON | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF INDEPENDENT AUDITORS | | Management | | For | | For |
| | | | | | |
TENCENT HLDGS LTD |
| | | |
Security | | G87572148 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 12-May-2010 |
ISIN | | KYG875721485 | | Agenda | | 702319624 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | Receive the audited financial statements and the reports of the Directors and Auditors for the YE 31 DEC 2009 | | Management | | For | | For |
| | | | |
2 | | Declare a final dividend | | Management | | For | | For |
| | | | |
3.1.a | | Re-elect Mr. Zhang Zhidong as a Director | | Management | | For | | For |
| | | | |
3.1.b | | Re-elect Mr. Charles St Leger Searle as a Director | | Management | | For | | For |
| | | | |
3.2 | | Authorize the Board of Directors to fix the Directors’ remuneration | | Management | | For | | For |
| | | | |
4 | | Re-appointment of Auditors and authorize the Board of Directors to fix their remuneration | | Management | | For | | For |
| | | | |
5 | | Authorize the director, subject to paragraph (c), a general mandate be and is hereby unconditionally granted to the Directors of the Company to exercise during the Relevant Period all the powers of the Company to allot, issue and dispose of shares in the Company and to make or grant offers, agreements, options or warrants which would or might require the exercise of such powers; b) the mandate in paragraph (a) shall authorize the Directors of the Company during the Relevant Period to make or grant offers, agreements and options which would or might require the exercise of such powers after the end of the Relevant Period; c) the aggregate nominal value of share capital allotted or agreed conditionally or unconditionally to be allotted whether pursuant to an option or otherwise by the Directors of the Company pursuant to the mandate in paragraph (a), CONTD.. | | Management | | For | | For |
| | | | |
| | ..CONTD otherwise than pursuant to i) a rights issue, or ii) any option-scheme or similar arrangement for the time being adopted for the grant or-issue to the officers and/or employees of the Company and/or any of its-subsidiaries of shares or rights to acquire shares of the Company or iii) any-scrip dividend or similar arrangement pursuant to the articles of association-of the Company from time to time, shall not exceed 20% of the aggregate-nominal amount of the share capital of the Company in issue at the date of-this Resolution and the said mandate shall be limited accordingly; and-Authority expires the earlier of the conclusion of the next AGM or the-expiration of the period within which the next AGM is to be held by law | | | | | | |
| | | | |
6 | | Authorize the Directors, a general mandate unconditionally granted to the Directors of the Company to exercise during the Relevant Period all the powers of the Company to purchase or otherwise acquire shares in the capital of the Company in accordance with all applicable laws and the requirements of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited, provided that the aggregate nominal amount of shares so purchased or otherwise acquired shall not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of this Resolution; and Authority expires the earlier of the conclusion of the next AGM or the expiration of the period within which the next AGM is to be held by law | | Management | | For | | For |
| | | | |
7 | | Approve the conditional upon the passing of Resolutions 5 and 6 set out in the Notice convening this Meeting, the aggregate nominal amount of the shares which are purchased or otherwise acquired by the Company pursuant to Resolution 6 shall be added to the aggregate nominal amount of the shares which may be issued pursuant to Resolution 5 | | Management | | For | | For |
| | | | | | |
THE SWATCH GROUP AG, NEUENBURG |
| | | |
Security | | H83949133 | | Meeting Type | | Ordinary General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 12-May-2010 |
ISIN | | CH0012255144 | | Agenda | | 702369314 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | Approve the 2009 annual report (annual report, financial statements and consolidated financial statements) | | Management | | No Action | | None |
| | | | |
2 | | Grant discharge to the Board of Directors for the FY 2009 | | Management | | No Action | | None |
| | | | |
3 | | Approve the appropriates 2009 profit of CHF 466,318,860.25 resulting from the balance sheet (net income as of 31 DEC 2009 of CHF 432,821,927.52 plus balance brought forward from the previous year of CHF 33,496,932.73) as specified | | Management | | No Action | | None |
| | | | |
4.1 | | Election of Esther Grether to the Board of Directors for 3 year period | | Management | | No Action | | None |
| | | | |
4.2 | | Election of Dr.H.C. Nayla Hayek to the Board of Directors for 3 year period | | Management | | No Action | | None |
| | | | |
4.3 | | Election of Dr. Peter Gross to the Board OF Directors for 3 year period | | Management | | No Action | | None |
| | | | |
4.4 | | Election of Dr. H.C. Nicolas G. Hayek to the Board of Directors for 3 year period | | Management | | No Action | | None |
| | | | |
4.5 | | Election of Prof. Dr.H.C. Claude Nicollier to the Board of Directors for 3 year period | | Management | | No Action | | None |
| | | | |
4.6 | | Election of Johann Niklaus Schneider-Ammann to the Board of Directors for 3 year period | | Management | | No Action | | None |
| | | | |
4.7 | | Election of Ernst Tanner to the Board of Directors for 3 year period | | Management | | No Action | | None |
| | | | |
4.8 | | Election of Georges Nicolas Hayek as a new Member to the Board of Directors for 3 year period | | Management | | No Action | | None |
| | | | |
4.9 | | Election of DR. Jean-Pierre Roth as a new Member to the Board of Directors for 3 year period | | Management | | No Action | | None |
| | | | |
5 | | Appointment of PricewaterhouseCoopers Ltd as the Statutory Auditors for another period of one year | | Management | | No Action | | None |
| | | | |
6 | | Approve the adaptation of Article 8 Paragraph 4 of the Statutes as specified | | Management | | No Action | | None |
| | | | | | |
AMEC PLC |
| | | |
Security | | G02604117 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 13-May-2010 |
ISIN | | GB0000282623 | | Agenda | | 702324738 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | Receive the accounts and the reports of the Directors and the Auditors for the YE 31 DEC 2009 | | Management | | For | | For |
| | | | |
2 | | Declare a final dividend | | Management | | For | | For |
| | | | |
3 | | Approve the Directors remuneration report | | Management | | For | | For |
| | | | |
4 | | Approve the remuneration policy set out in the Director’s remuneration report | | Management | | For | | For |
| | | | |
5 | | Reelection of Mr J M Green Armytage as a Director | | Management | | For | | For |
| | | | |
6 | | Reelection of Mr S Y Brikho as a Director | | Management | | For | | For |
| | | | |
7 | | Appointment of Ernst and Young LLP as the Auditors | | Management | | For | | For |
| | | | |
8 | | Authorize the Directors to fix the remuneration of the Auditors | | Management | | For | | For |
| | | | |
S.9 | | Amend the Articles of Association as referred to in the notice of meeting | | Management | | For | | For |
| | | | |
10 | | Authorize the Directors to allot shares or to grant rights to subscribe for or to convert any security into shares | | Management | | For | | For |
| | | | |
S.11 | | Approve the disapplication of Section 561(1) of the Companies Act 2006 | | Management | | For | | For |
| | | | |
S.12 | | Authorize the Company to make purchases of its own shares | | Management | | For | | For |
| | | | |
S.13 | | Approve the notice of general meetings | | Management | | For | | For |
| | | | | | |
GOOGLE INC. |
| | | |
Security | | 38259P508 | | Meeting Type | | Annual |
Ticker Symbol | | GOOG | | Meeting Date | | 13-May-2010 |
ISIN | | US38259P5089 | | Agenda | | 933216738 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 ERIC SCHMIDT | | | | For | | For |
| | | | |
| | 2 SERGEY BRIN | | | | For | | For |
| | | | |
| | 3 LARRY PAGE | | | | For | | For |
| | | | |
| | 4 L. JOHN DOERR | | | | For | | For |
| | | | |
| | 5 JOHN L. HENNESSY | | | | For | | For |
| | | | |
| | 6 ANN MATHER | | | | For | | For |
| | | | |
| | 7 PAUL S. OTELLINI | | | | For | | For |
| | | | |
| | 8 K. RAM SHRIRAM | | | | For | | For |
| | | | |
| | 9 SHIRLEY M. TILGHMAN | | | | For | | For |
| | | | |
02 | | THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
| | | | |
03 | | THE APPROVAL OF AN AMENDMENT TO GOOGLE’S 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE PLAN BY 6,500,000. | | Management | | For | | For |
| | | | |
04 | | A STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
| | | | |
05 | | A STOCKHOLDER PROPOSAL REGARDING ONLINE ADVERTISING, PRIVACY, AND SENSITIVE INFORMATION, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
| | | | |
06 | | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF HUMAN RIGHTS PRINCIPLES WITH RESPECT TO BUSINESS IN CHINA, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
| | | | | | |
PETROFAC LTD, ST HELIER |
| | | |
Security | | G7052T101 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 13-May-2010 |
ISIN | | GB00B0H2K534 | | Agenda | | 702372842 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | Receive the audited annual financial statements of the Company and the reports of the Company the “Directors” and the Auditors for the YE 31 DEC 2009 | | Management | | For | | For |
| | | | |
2 | | Declare a final dividend of USD 0.251 per share recommended by the Directors in respect of the YE 31 DEC 2009 | | Management | | For | | For |
| | | | |
3 | | Approve the Directors remuneration REPORT for the YE 31 DEC 2009 prepared by the Remuneration Committee and approved by the Board of Directors of the Company the “Board” | | Management | | For | | For |
| | | | |
4 | | Appointment of Thomas Thune Andersen as a Non-Executive Director pursuant to Article 28 and 31 of the Articles of Association of the Company the “Articles” | | Management | | For | | For |
| | | | |
5 | | Appointment of Stefano Cao as a Non-Executive Director pursuant to Article 28 and 31 of the Articles | | Management | | For | | For |
| | | | |
6 | | Re-appoint Rijnhard Van Tets as a Non-Executive Director, who retires by rotation pursuant to Article 33 of the Articles | | Management | | For | | For |
| | | | |
7 | | Re-appoint Ernst & Young LLP as the Auditors of the Company, to hold office until the conclusion of the AGM of the Company to be held in 2011 | | Management | | For | | For |
| | | | |
8 | | Authorize the Directors to fix the remuneration of the Auditors | | Management | | For | | For |
| | | | |
9 | | Approve that the general authroity conferred on the Directors by Article 2.2 of the Articles to allot ordinary shares be and is hereby restricted to an aggregate nominal amount of USD 2,304,198 comprising ordinary shares of USD 0.02 each, together with any shares required to satisfy awards under any Employee Shares scheme as defined in the Articles ; Authority expires the earlier of the conclusion of the AGM of the Company to be held in 2011 or 12 AUG 2011 | | Management | | For | | For |
| | | | |
S.10 | | Authorize the Directors, in accordance with Article 2.16 of the Article to allot, without rights of pre-emption applying, up to a nominal amount of USD 345,630 comprising ordinary shares of USD 0.02 each, to which Article 2.8 of the Articles would otherwise apply as they in their absolute discretion see fit in any number of tranches; Authority expires the earlier of the conclusion of the AGM of the Company to be held in 2011 or 12 AUG 2011 ; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry | | Management | | For | | For |
| | | | |
S.11 | | Authorize the Company to make purchases on a Stock Exchange within the meaning of Article 57 4 of the Companies Act Jersey Law 1991 of ordinary shares in the capital of the Company, provided that a the maximum number of ordinary shares hereby authorized to be purchased is 34,562,965 ordinary shares of USD 0.02 each; b the minimum price exclusive of any expenses which may be paid for any such share is USD 0.02 per share; c the maximum price exclusive of any expenses which may be paid for any such share is the higher of: i an amount equal to 105% of the average of the middle market quotations for an ordinary shares taken from the London Stock Exchange Daily Official List for the five business days immediately preceding the date on which such share is contracted to be purchased CONTD | | Management | | For | | For |
| | | | |
CONTD | | CONTD and ii an amount equal to the higher of the price of the last-independent trade of an ordinary shares and the highest current independent-bid for an ordinary shares as derived from the London Stock Exchange Trading-System “SETS” ; and Authority expires the earlier of the conclusion of the-AGM of the Company to be held in 2011 or 12 AUG 2011 ; and the Directors may-allot ordinary shares after the expiry of this authority in pursuance of such-an offer or agreement made prior to such expiry | | | | | | |
| | | | |
S.12 | | Approve, subject to the passing of Resolution 13 below and prior to the AGM of the Company to held in 2011, a general meeting of the Company, other than an AGM, may be called on not less than 14 clear days’ notice | | Management | | For | | For |
| | | | |
S.13 | | Amend, with effect from the passing of this resolution, the Articles 17, 19.1, 20.2, 21.2, 2.3, 14.1, 14.2, 15.1, 15.3, 20.1, 22, 24, 26 and 92.2 vi of the Association | | Management | | For | | For |
| | | | |
14 | | Amend the rules of the Performance Share Plan the “PSP” , as shown in the draft rules of the PSP as specified and authorize the Remuneration Committee of the Board to do all acts and things as may be necessary or expedient to carry such amendments into effect | | Management | | For | | For |
| | | | | | |
WARNER CHILCOTT PUBLIC LIMITED COMPANY |
| | | |
Security | | G94368100 | | Meeting Type | | Annual |
Ticker Symbol | | WCRX | | Meeting Date | | 13-May-2010 |
ISIN | | IE00B446CM77 | | Agenda | | 933242151 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JOHN P. CONNAUGHTON | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: STEPHEN P. MURRAY | | Management | | For | | For |
| | | | |
02 | | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, A REGISTERED PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THE AUDITORS’ REMUNERATION. | | Management | | For | | For |
| | | | | | |
ARM HLDGS PLC |
| | | |
Security | | G0483X122 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 14-May-2010 |
ISIN | | GB0000595859 | | Agenda | | 702365897 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | Receive the annual report and accounts for the YE 31 DEC 2009 | | Management | | For | | For |
| | | | |
2 | | Declare a final dividend | | Management | | For | | For |
| | | | |
3 | | Approve the Directors remuneration report | | Management | | For | | For |
| | | | |
4 | | Re-elect Kathleen O’Donovan as a Director | | Management | | For | | For |
| | | | |
5 | | Re-elect Young Sohn as a Director | | Management | | For | | For |
| | | | |
6 | | Re-elect Warren East as a Director | | Management | | For | | For |
| | | | |
7 | | Re-appoint PricewaterhouseCoopers LLP as the Auditors of the Company | | Management | | For | | For |
| | | | |
8 | | Authorize the Directors to fix the remuneration of the Auditors | | Management | | For | | For |
| | | | |
9 | | Authorize the Directors to allot share capital | | Management | | For | | For |
| | | | |
S.10 | | Approve to disapply pre-emption rights | | Management | | For | | For |
| | | | |
S.11 | | Authorize the Company to make market purchases of its own shares | | Management | | For | | For |
| | | | |
S.12 | | Authorize the Company to hold general meetings on 14 days notice | | Management | | For | | For |
| | | | |
S.13 | | Adopt new Articles of Association | | Management | | For | | For |
| | | | | | |
AIXTRON AG, AACHEN |
| | | |
Security | | D0198L143 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 18-May-2010 |
ISIN | | DE000A0WMPJ6 | | Agenda | | 702327431 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1. | | Presentation of the financial statements and annual report for the 2009 FY wit-h the report of the Supervisory Board, the group financial statements, the gro-up annual report, and the reports pursuant to Sections 289(4), 289(5) and 315(-4) of the German Commercial Code | | Non-Voting | | N/A | | N/A |
| | | | |
2. | | Resolution on the appropriation of the distributable profit of EUR 42,461,136.30 as follows: Payment of a dividend of EUR 0.15 per no-par share entitled to dividend EUR 27,361,059.75 shall be carried forward Ex-dividend and payable date: 19 MAY 2010 | | Management | | For | | For |
| | | | |
3. | | Ratification of the acts of the Board of Managing Director’s | | Management | | For | | For |
| | | | |
4. | | Ratification of the acts of the Supervisory Board | | Management | | For | | For |
| | | | |
5. | | Resolution on the approval of the remuneration system for the Board of Managing Director’s | | Management | | For | | For |
| | | | |
6. | | Appointment of auditors for the 2010 FY Deloitte + Touche GmbH, Dusseldorf | | Management | | For | | For |
| | | | |
7. | | Authorization to acquire own shares The company shall be authorized to acquire own shares of up to 10 pct. of its share capital, at a price not differing more than 10 pct. from the market price of the shares, on or before 17 MAY 2015. The Board of MDs shall be authorized to use the shares within the scope of the company’s stock option plans 2002 and 2007, to dispose of the shares in a manner other than the stock exchange or an offer to all shareholders if the shares are sold at a price not materially below their market price, to use the shares for satisfying conversion or option rights, or in connection with mergers and acquisitions, and to retire the shares | | Management | | For | | For |
| | | | |
8. | | Resolution on the creation of an authorized capital I and the corresponding amendment to the articles of association The Board of Managing Director’s shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 40,266,870 through the issue of new registered no-par shares against payment in cash and/or kind, on or before 17 MAY 2015, shareholders shall be granted subscription rights except for residual amounts and for the issue of shares against payment in kind; resolution on the creation of an authorized capital I and the corresponding amendment to the Articles of Association amendment to Section 4(2.1) of the Articles of Association | | Management | | For | | For |
| | | | |
9. | | Resolution on the creation of an authorized capital II and the corresponding amendment to the articles of association The Board of MDs shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 10,066,717 through the issue of new registered no-par shares against payment in cash, on or before 17 MAY 2015 shareholders shall be granted subscription rights except for residual amounts, for the granting of such rights to holders of option or conversion rights, and for the issue of shares at a price not materially below their market price; on the creation of an authorized capital II and the corresponding amendment to the Articles of Association amendment to Section 4(2.2) of the Articles of Association | | Management | | For | | For |
| | | | |
10. | | Resolution on the authorization to issue convertible and/or war- rant bonds, the creation of contingent capital, and the corresponding amendment to the articles of association a) the Board of Managing Director’s shall be authorized, with the consent of the Supervisory Board, to issue bonds of up to EUR 1,200,000,000 conferring conversion and/or option rights for shares of the company, on or before 17 May 2015, Shareholders shall be granted subscription rights except for the issue of bonds conferring conversion and/or option rights for shares of the Company of up to 10% of the share capital at a price not materially below their theoretical market value, for residual amounts, and for the granting of such rights to holders of conversion or option rights b) the existing authorization given by the shareholders’ meetings of 22 MAY 2007 and 14 MAY 2008 to issue bonds and create a corresponding contingent capital I 2007 shall be revoked; c) the Company’s share capital shall be increased by up to EUR 40,266,870 through the issue of up to 40,266,870 new registered no-par shares, insofar as conversion and/or option rights are exercised [contingent capital 2010]; d) amendment to Section 4(2.4) of the Articles of Association | | Management | | For | | For |
| | | | |
11. | | Amendments to the Articles of Association in accordance with the Law on the Implementation of the shareholder rights directive (ARUG) a) Section 19, in respect of the shareholders’ meeting being convened at least 30 days prior to the meeting b) Section 20(2), in respect of shareholders seeking to attend the shareholders’ meeting being required to register with the Company at least 6 days prior to the meeting c) Section 20(4), in respect of the Board of Managing Director’s being authorized to permit shareholders to participate in the shareholders’ meeting by the use of electronic means of communication Section 21(4), in respect of the Chairman of the shareholders’ meeting being authorized to permit the audiovisual transmission of the shareholders’ meeting Section 23(2), in respect of proxy-voting instructions being issued in written form Section 23(3), in respect of the Board of Managing Director’s being authorized to permit shareholders to absentee vote at the shareholders’ meeting | | Management | | For | | For |
| | | | |
12. | | Approval of the transformation of the company into a European company (Societas Europaea) The Company shall be transformed into a European company by the name of AIXTRON SE the first Supervisory Board of AIXTRON SE shall comprise the following Members: Kim Schindelhauer - Holger Juergensen - Ruediger von Rosen Joachim Simmross - Karl-Hermann Kuklies - Wolfgang Blaettchen, Auditors for the first FY of AIXTRON SE shall be: Deloitte + Touche GmbH, Dusseldorf | | Management | | For | | For |
| | | | | | |
GOLDCORP INC NEW |
| | | |
Security | | 380956409 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 19-May-2010 |
ISIN | | CA3809564097 | | Agenda | | 702369693 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
A.1 | | Election of Ian W. Telfer as a Director of the Company for the ensuing year | | Management | | For | | For |
| | | | |
A.2 | | Election of Douglas M. Holtby as a Director of the Company for the ensuing year | | Management | | For | | For |
| | | | |
A.3 | | Election of Charles A. Jeannes as a Director of the Company for the ensuing year | | Management | | For | | For |
| | | | |
A.4 | | Election of John P. Bell as a Director of the Company for the ensuing year | | Management | | For | | For |
| | | | |
A.5 | | Election of Lawrence I. Bell as a Director of the Company for the ensuing year | | Management | | For | | For |
| | | | |
A.6 | | Election of Beverley A. Briscoe as a Director of the Company for the ensuing year | | Management | | For | | For |
| | | | |
A.7 | | Election of Peter J. Dey as a Director of the Company for the ensuing year | | Management | | For | | For |
| | | | |
A.8 | | Election of P. Randy Reifel as a Director of the Company for the ensuing year | | Management | | For | | For |
| | | | |
A.9 | | Election of A. Dan Rovig as a Director of the Company for the ensuing year | | Management | | For | | For |
| | | | |
A.10 | | Election of Kenneth F. Williamson as a Director of the Company for the ensuing year | | Management | | For | | For |
| | | | |
B | | Appointment of Deloitte & Touche LLP, Chartered Accountants, as the Auditors of the Company for the ensuing year and authorize the Directors to fix their remuneration | | Management | | For | | For |
| | | | |
C | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Approve that the Board create and adopt, by 01 SEP 2010, a Corporate Policy on the right to free, prior, and informed consent (FPIC) for its operations impacting indigenous communities and all communities dependent on natural resources for survival | | Shareholder | | Against | | For |
| | | | | | |
HALLIBURTON COMPANY |
| | | |
Security | | 406216101 | | Meeting Type | | Annual |
Ticker Symbol | | HAL | | Meeting Date | | 19-May-2010 |
ISIN | | US4062161017 | | Agenda | | 933223668 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: A.M. BENNETT | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: J.R. BOYD | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: M. CARROLL | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: N.K. DICCIANI | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: S.M. GILLIS | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: J.T. HACKETT | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: D.J. LESAR | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: R.A. MALONE | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: J.L. MARTIN | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: D.L. REED | | Management | | For | | For |
| | | | |
02 | | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. | | Management | | For | | For |
| | | | |
03 | | PROPOSAL ON HUMAN RIGHTS POLICY. | | Shareholder | | Against | | For |
| | | | |
04 | | PROPOSAL ON POLITICAL CONTRIBUTIONS. | | Shareholder | | Against | | For |
| | | | |
05 | | PROPOSAL ON EXECUTIVE COMPENSATION POLICIES. | | Shareholder | | Against | | For |
| | | | |
06 | | PROPOSAL ON SPECIAL SHAREOWNER MEETINGS. | | Shareholder | | Against | | For |
| | | | | | |
ALCON, INC. |
| | | |
Security | | H01301102 | | Meeting Type | | Annual |
Ticker Symbol | | ACL | | Meeting Date | | 20-May-2010 |
ISIN | | CH0013826497 | | Agenda | | 933270441 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | APPROVAL OF THE 2009 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC. AND THE 2009 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND SUBSIDIARIES | | Management | | For | | For |
| | | | |
02 | | APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR 2009 | | Management | | For | | For |
| | | | |
03 | | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2009 | | Management | | Against | | Against |
| | | | |
04 | | ELECTION OF KPMG AG, ZUG, AUDITORS | | Management | | For | | For |
| | | | |
05 | | ELECTION OF OBT AG, ZURICH, AS SPECIAL AUDITORS | | Management | | For | | For |
| | | | |
06 | | AMENDMENTS TO THE ARTICLES OF ASSOCIATION | | Management | | For | | For |
| | | | |
7A | | ELECTION OF DIRECTOR: WERNER BAUER | | Management | | Against | | Against |
| | | | |
7B | | ELECTION OF DIRECTOR: FRANCISCO CASTANER | | Management | | Against | | Against |
| | | | |
7C | | ELECTION OF DIRECTOR: LODEWIJK J.R. DE VINK | | Management | | For | | For |
| | | | | | |
SOFTWARE AG, DARMSTADT |
| | | |
Security | | D7045M133 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 21-May-2010 |
ISIN | | DE0003304002 | | Agenda | | 702361091 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1. | | Presentation of the financial statements and annual report for the 2009 financ-ial year with the report of the Supervisory Board, the group financial stateme-nts and annual report, and the report pursuant to Sections 289(4) and 315(4) o-f the German Commercial Code | | Non-Voting | | N/A | | N/A |
| | | | |
2. | | Resolution on the appropriation of the distributable profit of EUR 321,719,436.62 as follows: Payment of a dividend of EUR 1.15 per share EUR 104,352 shall be allocated to the revenue reserves EUR 289,060,413.12 shall be carried forward Ex-dividend date: 24 MAY 2010 Payable date: 25 MAY 2010 | | Management | | For | | For |
| | | | |
3. | | Ratification of the acts of the Board of Managing Directors - during the 2009 financial year - Holger Friedrich, during 2008 | | Management | | For | | For |
| | | | |
4. | | Ratification of the acts of the Supervisory Board | | Management | | For | | For |
| | | | |
5. | | Amendments to the articles of association a) Section 2 shall be amended so that the object of the company reflects the integration of IDS Scheer AG into the Company b) Section 4(2) shall be amended in respect of the Company transmitting information to share holders by electronic means c) Sections 9 to 11 and 13 shall be amended to reflect that the increase of the Supervisory Board from six to twelve members, in connection with the acquisition of IDS Scheer AG d) Section 16 shall be amended to reflect the announcement of the shareholders meeting within the statutory period Section 17 shall be amended in respect of participation in shareholders meetings being contingent upon registration with the Company at least six days in advance and with provision of proof of shareholding as per the 21st day prior to the meeting, online participation and absentee voting being permitted Section 18 shall be revised in respect of the Supervisory Board members representing the shareholders electing the shareholder meeting chairman in the event the Supervisory Board chairman and his deputy are detained Section 19 shall be amended in respect of meeting resolutions requiring a simple majority | | Management | | For | | For |
| | | | |
6.1 | | Elections to the Supervisory Board: Andreas Bereczky | | Management | | For | | For |
| | | | |
6.2 | | Elections to the Supervisory Board: Willi Berchtold | | Management | | For | | For |
| | | | |
6.3 | | Elections to the Supervisory Board: Heinz Otto Geidt | | Management | | For | | For |
| | | | |
6.4 | | Elections to the Supervisory Board: Hermann Requardt | | Management | | For | | For |
| | | | |
6.5 | | Elections to the Supervisory Board: Anke Schaeferkordt | | Management | | For | | For |
| | | | |
6.6 | | Elections to the Supervisory Board: Alf Henryk Wulf | | Management | | For | | For |
| | | | |
7. | | Appointment of auditors for the 2010 financial year: BDO Deutsche Warentreuhand, Frankfurt | | Management | | For | | For |
| | | | |
8. | | Approval of the new compensation system for the Board of Managing Directors, as detailed in the Corporate Governance report within the 2009 annual report | | Management | | For | | For |
| | | | |
9. | | Resolution on the authorization to issue convertible and/or warrant bonds, the creation of contingent capital, and the corresponding amendments to the articles of association The Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to issue bonds of up to EUR 500,000,000, conferring an option or conversion right for shares of the company, on or before 20 MAY 2015 Shareholders subscription rights shall be excluded for residual amounts, for the granting of such rights to other bondholders, and for the issue of bonds at a price not materially below their theoretical market value The share capital shall be increased accordingly by up to EUR 18,000,000 through the issue of up to 6,000,000 bearer shares, insofar as conversion or option rights are exercised | | Management | | For | | For |
| | | | |
10. | | Resolution on the creation of contingent capital in preparation for the merger with IDS Scheer AG, and the corresponding amendments to the articles of association The share capital shall be increased by up to EUR 750,000 through the issue of up to 250,000 bearer shares, insofar as conversion or option rights conferred by bonds issued by IDS Scheer AG are exercised, for which the company is obligated to grant equivalent rights pursuant to the merger agreement | | Management | | For | | For |
| | | | |
11. | | Authorization to acquire own shares The company shall be authorized to acquire own shares of up to 10% of its share capital, at prices not deviating more than 10% from their market price, on or before 20 MAY 2015 The Board of Managing Directors shall be authorized to dispose of the shares in a manner other than the stock exchange or a rights offering if the shares are sold at a price not materially below their market price, to use the shares for acquisition purposes, within the scope of the stock option plan or for the fulfilment of conversion or option rights, and to retire the shares | | Management | | For | | For |
| | | | |
12. | | Resolution on the remuneration for the Supervisory Board Each member shall receive a fixed annual remuneration of EUR 40,000, plus EUR 2,000 per percentage point of the company’s annual growth in excess of 5%, plus EUR 200 per percentage point by which the company’s share performance exceeds that of the TecDAX 30 index The chairman shall receive twice, and the deputy chairman one and a half times, the fixed amount | | Management | | For | | For |
| | | | | | |
AMAZON.COM, INC. |
| | | |
Security | | 023135106 | | Meeting Type | | Annual |
Ticker Symbol | | AMZN | | Meeting Date | | 25-May-2010 |
ISIN | | US0231351067 | | Agenda | | 933242480 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: TOM A. ALBERG | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: JOHN SEELY BROWN | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: WILLIAM B. GORDON | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: ALAIN MONIE | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: THOMAS O. RYDER | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | | Management | | For | | For |
| | | | |
03 | | SHAREHOLDER PROPOSAL CALLING FOR THE COMPANY TO MAKE CERTAIN DISCLOSURES REGARDING CORPORATE POLITICAL CONTRIBUTIONS | | Shareholder | | Against | | For |
| | | | | | |
COGNIZANT TECHNOLOGY SOLUTIONS CORP. |
| | | |
Security | | 192446102 | | Meeting Type | | Annual |
Ticker Symbol | | CTSH | | Meeting Date | | 01-Jun-2010 |
ISIN | | US1924461023 | | Agenda | | 933250867 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JOHN E. KLEIN | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: LAKSHMI NARAYANAN | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: MAUREEN BREAKIRON-EVANS | | Management | | For | | For |
| | | | |
02 | | TO AMEND AND RESTATE THE COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION 2004 EMPLOYEE STOCK PURCHASE PLAN TO, AMONG OTHER THINGS, INCREASE THE NUMBER OF SHARES OF CLASS A COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER FROM 6,000,000 SHARES TO 9,000,000 SHARES. | | Management | | For | | For |
| | | | |
03 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
| | | | | | |
PRICELINE.COM INCORPORATED |
| | | |
Security | | 741503403 | | Meeting Type | | Annual |
Ticker Symbol | | PCLN | | Meeting Date | | 02-Jun-2010 |
ISIN | | US7415034039 | | Agenda | | 933266911 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 JEFFERY H. BOYD | | | | For | | For |
| | | | |
| | 2 RALPH M. BAHNA | | | | For | | For |
| | | | |
| | 3 HOWARD W. BARKER, JR. | | | | For | | For |
| | | | |
| | 4 JAN L. DOCTER | | | | For | | For |
| | | | |
| | 5 JEFFREY E. EPSTEIN | | | | For | | For |
| | | | |
| | 6 JAMES M. GUYETTE | | | | For | | For |
| | | | |
| | 7 NANCY B. PERETSMAN | | | | For | | For |
| | | | |
| | 8 CRAIG W. RYDIN | | | | For | | For |
| | | | |
2 | | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
| | | | |
3 | | TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL CONCERNING SPECIAL STOCKHOLDER MEETINGS. | | Shareholder | | Against | | For |
| | | | | | |
TGS NOPEC GEOPHYSICAL CO |
| | | |
Security | | R9138B102 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 03-Jun-2010 |
ISIN | | NO0003078800 | | Agenda | | 702411339 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | Election of a Chairman for the meeting and a person to sign the minutes together with the Chairman | | Management | | No Action | | None |
| | | | |
2 | | Approve the notice and the agenda for the general meeting | | Management | | No Action | | None |
| | | | |
3 | | Approve the annual accounts and annual report 2009 and the Boards proposal on dividend | | Management | | No Action | | None |
| | | | |
4 | | Approve the Auditors fee | | Management | | No Action | | None |
| | | | |
5.A | | Election of Hank Hamilton as a Chairman of the Board of Directors | | Management | | No Action | | None |
| | | | |
5.B | | Election of Dr. Colette Lewiner as a Director | | Management | | No Action | | None |
| | | | |
5.C | | Election of Elisabeth Harstad as a Director | | Management | | No Action | | None |
| | | | |
5.D | | Election of Mark Leonard as a Director | | Management | | No Action | | None |
| | | | |
5.E | | Election of Bengt Lie Hansen as a Director | | Management | | No Action | | None |
| | | | |
6 | | Approve the Directors’ fee | | Management | | No Action | | None |
| | | | |
7 | | Approve the compensation to the members of the Nomination Committee | | Management | | No Action | | None |
| | | | |
8 | | Approve the renewal of authority to acquire the Company’s own shares | | Management | | No Action | | None |
| | | | |
9 | | Approve the resolution to reduce the capital by cancellation of treasury shares | | Management | | No Action | | None |
| | | | |
10 | | Approve the advisory vote on the guidelines on compensation to the Executive Managers | | Management | | No Action | | None |
| | | | |
11 | | Approve the Stock Option Plan 2010 and the issuance of free-standing warrants | | Management | | No Action | | None |
| | | | |
12 | | Approve the renewal of authority to increase the share capital | | Management | | No Action | | None |
| | | | |
13 | | Amend the Articles Section 7 | | Management | | No Action | | None |
| | | | |
14 | | Approve to delete the Articles Section 8 | | Management | | No Action | | None |
| | | | | | |
DEVON ENERGY CORPORATION |
| | | |
Security | | 25179M103 | | Meeting Type | | Annual |
Ticker Symbol | | DVN | | Meeting Date | | 09-Jun-2010 |
ISIN | | US25179M1036 | | Agenda | | 933260185 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 JOHN RICHELS | | | | For | | For |
| | | | |
02 | | RATIFY THE APPOINTMENT OF THE COMPANY’S INDEPENDENT AUDITORS FOR 2010. | | Management | | For | | For |
| | | | |
03 | | ADOPT SIMPLE MAJORITY VOTE. | | Shareholder | | Against | | For |
| | | | | | |
MERCADOLIBRE, INC. |
| | | |
Security | | 58733R102 | | Meeting Type | | Annual |
Ticker Symbol | | MELI | | Meeting Date | | 10-Jun-2010 |
ISIN | | US58733R1023 | | Agenda | | 933264107 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 MARCOS GALPERIN | | | | For | | For |
| | | | |
| | 2 EMILIANO CALEMZUK | | | | For | | For |
| | | | |
| | 3 VERONICA ALLENDE SERRA | | | | Withheld | | Against |
| | | | |
2 | | TO RATIFY THE APPOINTMENT OF DELOITTE & CO. S.R.L. AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
| | | | | | |
INFOSYS TECHNOLOGIES LIMITED |
| | | |
Security | | 456788108 | | Meeting Type | | Annual |
Ticker Symbol | | INFY | | Meeting Date | | 12-Jun-2010 |
ISIN | | US4567881085 | | Agenda | | 933286468 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
O1 | | TO RECEIVE, CONSIDER AND ADOPT THE BALANCE SHEET AS AT MARCH 31, 2010, THE PROFIT AND LOSS ACCOUNT FOR THE YEAR ENDED ON THAT DATE & THE REPORT OF THE DIRECTORS AND AUDITORS THEREON. | | Management | | For | | None |
| | | | |
O2 | | TO DECLARE A FINAL DIVIDEND FOR THE FINANCIAL YEAR ENDED MARCH 31, 2010. | | Management | | For | | None |
| | | | |
O3 | | TO APPOINT A DIRECTOR IN PLACE OF N.R. NARAYANA MURTHY, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS RE-APPOINTMENT. | | Management | | For | | None |
| | | | |
O4 | | TO APPOINT A DIRECTOR IN PLACE OF PROF. MARTI G. SUBRAHMANYAM, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS RE-APPOINTMENT. | | Management | | For | | None |
| | | | |
O5 | | TO APPOINT A DIRECTOR IN PLACE OF S. GOPALAKRISHNAN, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS RE-APPOINTMENT. | | Management | | For | | None |
| | | | |
O6 | | TO APPOINT A DIRECTOR IN PLACE OF S.D. SHIBULAL, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS RE- APPOINTMENT. | | Management | | For | | None |
| | | | |
O7 | | TO APPOINT A DIRECTOR IN PLACE OF T.V. MOHANDAS PAI, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS RE-APPOINTMENT. | | Management | | For | | None |
| | | | |
O8 | | TO APPOINT AUDITORS TO HOLD OFFICE FROM THE CONCLUSION OF THIS ANNUAL GENERAL MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO FIX THEIR REMUNERATION. | | Management | | For | | None |
| | | | |
S9 | | TO APPOINT T.V. MOHANDAS PAI AS WHOLE-TIME DIRECTOR, LIABLE TO RETIRE BY ROTATION. | | Management | | For | | None |
| | | | |
S10 | | TO APPOINT SRINATH BATNI AS WHOLE-TIME DIRECTOR, LIABLE TO RETIRE BY ROTATION. | | Management | | For | | None |
| | | | | | |
GUESS?, INC. |
| | | |
Security | | 401617105 | | Meeting Type | | Annual |
Ticker Symbol | | GES | | Meeting Date | | 24-Jun-2010 |
ISIN | | US4016171054 | | Agenda | | 933286204 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 JUDITH BLUMENTHAL | | | | For | | For |
| | | | |
| | 2 ANTHONY CHIDONI | | | | For | | For |
| | | | |
| | 3 PAUL MARCIANO | | | | For | | For |
| | | | |
02 | | TO RE-APPROVE THE COMPANY’S ANNUAL INCENTIVE BONUS PLAN SO THAT PERFORMANCE-BASED CASH COMPENSATION PAID THEREUNDER WILL CONTINUE TO BE DEDUCTIBLE BY THE COMPANY FOR FEDERAL INCOME TAX PURPOSES. | | Management | | For | | For |
| | | | |
03 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 29, 2011. | | Management | | For | | For |
| | | | | | |
YAHOO JAPAN CORPORATION |
| | | |
Security | | J95402103 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | N/A | | Meeting Date | | 24-Jun-2010 |
ISIN | | JP3933800009 | | Agenda | | 702493292 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1.1 | | Appoint a Director | | Management | | For | | For |
| | | | |
1.2 | | Appoint a Director | | Management | | For | | For |
| | | | |
1.3 | | Appoint a Director | | Management | | For | | For |
| | | | |
1.4 | | Appoint a Director | | Management | | For | | For |
| | | | |
1.5 | | Appoint a Director | | Management | | For | | For |
| | | | | | |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. |
| | | |
Security | | M22465104 | | Meeting Type | | Annual |
Ticker Symbol | | CHKP | | Meeting Date | | 29-Jun-2010 |
ISIN | | IL0010824113 | | Agenda | | 933289147 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 GIL SHWED | | | | For | | For |
| | | | |
| | 2 MARIUS NACHT | | | | For | | For |
| | | | |
| | 3 JERRY UNGERMAN | | | | For | | For |
| | | | |
| | 4 DAN PROPPER | | | | For | | For |
| | | | |
| | 5 DAVID RUBNER | | | | For | | For |
| | | | |
| | 6 DR. TAL SHAVIT | | | | For | | For |
| | | | |
02 | | TO RATIFY THE APPOINTMENT AND COMPENSATION OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS CHECK POINT’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
| | | | |
03 | | TO APPROVE COMPENSATION TO CHECK POINT’S CHIEF EXECUTIVE OFFICER WHO IS ALSO THE CHAIRMAN OF THE BOARD OF DIRECTORS. | | Management | | For | | For |
| | | | |
4A | | I HAVE A “PERSONAL INTEREST” IN ITEM 3. | | Management | | Abstain | | Abstain |
| | | | | | |
Vtech Holdings Ltd |
| | | |
Security | | G9400S108 | | Meeting Type | | Annual |
Ticker Symbol | | N/A | | Meeting Date | | 7-Aug-09 |
ISIN | | BMG9400S1089 | | Agenda | | 525798 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | Accept Financial Statements and Statutory Reports | | Management | | For | | For |
| | | | |
2 | | Approve Final Dividend of $0.41 Per Share | | Management | | For | | For |
| | | | |
3a | | Reelect Allan Wong Chi Yun as Director | | Management | | For | | For |
| | | | |
3b | | Reelect Denis Morgie Ho Pak Cho as Director | | Management | | For | | For |
| | | | |
3c | | Reelect Andy Leung Hon Kwong as Director | | Management | | For | | For |
| | | | |
3d | | Fix Directors’ Remuneration as Totalling $140,000 and Such That Each Director is Entitled to $20,000 Per Annum for the Year Ending March 31, 2010 Pro Rata to Their Length of Service During the Year | | Management | | For | | For |
| | | | |
4 | | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | | Management | | For | | For |
| | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | For | | For |
| | | | |
6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | For | | For |
| | | | |
7 | | Authorize Reissuance of Repurchased Shares | | Management | | For | | For |
| | | | | | |
Zijin Mining Group Co Ltd (formerly FUJIAN ZIJIN MINING INDU) |
| | | |
Security | | Y9892H107 | | Meeting Type | | Special |
Ticker Symbol | | N/A | | Meeting Date | | 5-Nov-09 |
ISIN | | CNE100000502 | | Agenda | | 535428 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | Approve Issuance of Medium-Term Notes and Short-Term Notes with a Total Aggregate Principal Amount Not Exceeding RMB 7.5 Billion within the Validity Period of the Mandate | | Management | | For | | For |
| | | | |
2 | | Amend Articles of Association | | Management | | For | | For |
| | | | |
3a | | Elect Chen Jinghe as Director | | Management | | For | | For |
| | | | |
3b | | Elect Luo Yingnan as Director | | Management | | For | | For |
| | | | |
3c | | Elect Liu Xiaochu as Director | | Management | | For | | For |
| | | | |
3d | | Elect Lan Fusheng as Director | | Management | | For | | For |
| | | | |
3e | | Elect Huang Xiaodong as Director | | Management | | For | | For |
| | | | |
3f | | Elect Zou Laichang as Director | | Management | | For | | For |
| | | | |
3g | | Elect Peng Jiaqing as Director | | Management | | For | | For |
| | | | |
3h | | Elect Su Congfu as Director | | Management | | For | | For |
| | | | |
3i | | Elect Chen Yuchuan as Director | | Management | | For | | For |
| | | | |
3j | | Elect Lin Yongjing as Director | | Management | | For | | For |
| | | | |
3k | | Elect Wang Xiaojun as Director | | Management | | For | | For |
| | | | |
4a | | Elect Lin Shuiqing as Supervisor | | Management | | For | | For |
| | | | |
4b | | Elect Xu Qiang as Supervisor | | Management | | For | | For |
| | | | |
4c | | Elect Lin Xinxi as Supervisor | | Management | | For | | For |
| | | | |
5 | | Authorize Board to Fix the Remuneration of Directors and Supervisors | | Management | | For | | For |
| | | | |
6 | | Approve Participation in the Bid of 50 Percent Shares Transfer of Zijin Copper | | Management | | For | | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
DCA Total Return Fund
| | |
By: | | /S/ JEFFREY TAYLOR |
| | Jeffrey Taylor |
| | President |
| | (Principal Executive Officer) |
Date: August 27, 2010