Exhibit 1.01
VeriFone Systems, Inc.
Conflict Minerals Report
This Conflict Minerals Report of VeriFone Systems, Inc. for the calendar year ended December 31, 2015 is presented in compliance with Rule 13p-1 under the Securities Exchange Act of 1934.
Introduction and Company Overview
VeriFone Systems, Inc. (“Verifone”, “we” or “us”) is a global leader in secure electronic payment solutions at the point of sale. We design, manufacture and sell electronic point of sale terminals and pin pads, and related accessories and peripheral equipment (collectively the “Products”). We also sell complementary solutions and services that enable secure electronic payment transactions and value-added services at the point of sale. The manufacture of our point of sale terminals and pin pads, and related accessories and peripheral equipment, is outsourced to third party contract manufacturers.
Pursuant to the U.S. Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, (the “Dodd-Frank Act”), certain public companies, including us, are required to provide disclosures about the use of specified conflict minerals originating from the Democratic Republic of the Congo (the “DRC”) or any of the nine adjoining countries, (together with the DRC, the “Covered Countries”). The term “conflict minerals” is defined as: (A) columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives, which are limited to tantalum, tin, and tungsten; or (B) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo or an adjoining country. For purposes of this Specialized Disclosure Report on Form SD and the accompanying Conflict Minerals Report, we refer to tin, tantalum, tungsten and gold as the “3TG”.
In August 2012, the Securities and Exchange Commission (“SEC”) issued Rule 13p-1 of the Securities Exchange Act of 1934, as amended (“Rule 13p-1”), to implement the reporting and disclosure requirements related to conflict minerals imposed by the Dodd-Frank Act. Under Rule 13p-1, we, like other U.S. public companies, are first required to determine whether our manufactured products contain any of the 3TG and whether, for each product, such minerals are necessary to: (i) the functionality of the manufactured product and (ii) the production process of the manufactured product. If so, we are further required to conduct a reasonable country of origin inquiry (“RCOI”) into the origin of 3TG used in our products and determine whether the 3TG may have originated from any of the Covered Countries, or are from recycled or scrap sources. If we are unable to determine based on our RCOI that the 3TG are not from a Covered Country or are from recycled or scrap sources, then we must additionally exercise due diligence to determine the source and chain of custody of the 3TG.
For calendar year 2015, we determined that conflict minerals are necessary to the functionality or production of our Products and, accordingly, conducted a reasonable country of origin inquiry (“RCOI”) as described in this Conflict Minerals Report.
Due diligence over conflict minerals source and chain of custody
Verifone’s due diligence framework tracks in all material respects the recommendations set forth in “Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas” developed by the Organization for Economic Cooperation and Development (“OECD”).
The OECD guidance is an internationally recognized due diligence framework designed to help companies develop a system to avoid contributing to conflict through their mineral or metal purchasing decisions and practices. It includes a five-step framework that can be used to create a responsible supply chain, including (1) establishing a management system, (2) identifying and assessing risks in the supply chain, (3) designing and implementing a strategy to respond to identified risks, (4) supporting the development and implementation of independent third-party audits of smelters/refiners’ sourcing, and (5) publicly reporting on supply chain practices and due diligence.
We use this framework to conduct due diligence if we are unable to determine that the 3TG in the materials supplied for our Products are conflict-free based on information gathered from our suppliers and verified using shared industry information. We formalized this framework into a written program document and continue to incorporate the guidance into our existing business processes and procedures. Our goal is to maintain a program that meaningfully and effectively supports our conflict minerals objectives.
Our due diligence framework consists of the five components as identified in the OECD guidance and described below:
| 1. | Internal management system for Conflict Minerals. |
The following Conflict Minerals Statement sets forth our basic philosophy and objectives with respect to conflict minerals in our supply chain:
Verifone is committed to being a responsible corporate citizen in its sourcing and procurement activities. We believe that if each company does its part, enormous strides can be made in responsible sourcing. We support government and industry initiatives for responsible sourcing. We seek to avoid the use of conflict minerals purchased from sources that finance or benefit armed groups who commit human rights abuses in the Democratic Republic of the Congo and adjoining countries, and avoid contributing to conflict in our sourcing and procurement practices. We expect our suppliers to provide required information to support our due diligence efforts and to support our goals for conflict-free sourcing. We intend to source from socially responsible suppliers.
These objectives are supported through management of our conflict minerals program by a cross-functional conflict minerals committee. The committee is comprised of subject matter experts from key departments, including supply
chain, procurement, quality control, engineering and legal. The committee meets weekly to monitor program status and maintain open lines of communication with executive management and other stakeholders. Corporate oversight of the program is provided by the Chief Operations Officer, General Counsel, Vice President of Strategy and Operations, and the Chief Procurement Officer. The committee provides quarterly updates and presents an annual program briefing to the executive sponsors.
The committee has primary responsibility for designing and maintaining Verifone’s system of controls and transparency over the supply chain. Key elements of the program include, but are not limited to:
| • | Supplier Engagement and Communication: We incorporate conflict mineral provisions in our supplier agreements and supplier qualification process, including consideration of conflict free status. Suppliers included in our annual conflict minerals assessment are sent a formal letter that communicates our program objectives and expectations, including cooperation in providing relevant data. Targeted communications are sent to suppliers during data collection and due diligence efforts. We continue to evaluate ways to improve supplier engagement and will include information on training and other relevant resources in the next year. |
| • | Smelter/Refiner Identification: Verifone’s ability to conclusively determine the country of origin and chain of custody of the 3TG in our supply chain is limited. Our supply chain is global, multi-tiered and highly complex. Verifone is many tiers removed in the supply chain from the smelters, refineries and mines of origin for minerals contained or used in our Products. Therefore, we must rely on our direct suppliers to identify the upstream smelters/refiners of the 3TG in the supply chain. We use the standard Conflict Minerals Reporting Template (CMRT) developed and updated by the Conflict-Free Sourcing Initiative (CFSI) to survey our direct suppliers. The CMRT facilitates the collection of information through the supply chain, including mineral country of origin and identification of smelters and refiners. |
In order to facilitate our data collection and supplier communication, we engaged a third party service provider with expertise in conflict minerals management to collect, maintain, monitor and categorize CMRT responses and supplier communications in a computerized database. This enable us to better track and analyze our supply chain data and conduct our conflict minerals assessment. We also use these reports to better engage with our suppliers on information related to our supply chain.
| • | Due Diligence: We participate in industry-wide efforts to determine the status and obtain information on the smelters/refiners identified by our suppliers. This includes the Conflict-Free Smelters Program (CSFP) and other industry efforts recognized and cross-referenced by the CFSI, including the London Bullion Metal Association (LBMA) and Responsible Jewelry Council (RJC). |
We use this collective and shared information, such as the audited and certified conflict-free smelters and refineries under the CFSP and RCOI data developed by CFSI. Given our position in the supply chain, use of shared data is the most effective way to validate the source of 3TG in our supply chain.
| • | Grievance Mechanism: Verifone maintains a compliance hotline allowing interested persons to voice concerns regarding business practices, ethics or suspected or potential violations of our policies or laws. The hotline is published on our webpage and available internally to all employees. We also include contact information and dedicated email address in our supplier communications should they have questions concerning our conflict minerals program. |
Our conflict minerals committee monitors the effectiveness of our internal management system and will continue to assess processes and procedures to support the objectives set out in our Conflict Minerals Statement.
| 2. | Identifying and assessing risk in our supply chain. |
For 2015, we identified the direct suppliers of parts/components used in the manufacture of our products that may contain one or more of the 3TG. The identified direct suppliers were added to the third party database and included in our 2015 conflict minerals assessment. Verifone issued a letter to each supplier along with the most recent version of the CMRT. The letter communicated the importance of our program, as well as, our expectation that suppliers will cooperate in the data collection, complete the CMRT and identify the smelters/refiners in the supply chain.
To facilitate response rates, our service provider sent a series of outreach communications and reminders. Suppliers that did not respond after three communication attempts were automatically added to a monthly progress report. The conflict minerals committee reviewed the progress report and sent additional email reminders. If no response, the committee notified the relevant Verifone sourcing and supply team to directly contact suppliers and request a completed CMRT. By leveraging the experience of our third party service provider and the analytics available through the computerized database, we were able to engage more frequently with our suppliers and to provide more targeted follow up communications.
Through these efforts, we exceeded our initial goal of receiving CMRT responses covering 85% if the parts and components included in our assessment and ultimately received CMRT responses covering 89% of the parts and components included in our assessment. Using the CMRT information, we then compiled a comprehensive list of the smelters and refiners reported by our direct suppliers. We used the Smelter Reference List maintained and updated by CFSI to validate the information and identified 287 recognized smelters/refiners. We then evaluated all 287 of the recognized smelters/refiners against the Reasonable Country of Origin Inquiry (RCOI) data maintained by CFSI. The list provides country of origin information for smelters/refiners and, according to CFSI, is the most detailed information currently available on source of 3TG.
We designed our processes to evaluate our supply chain using a risk-based approach. We use the CMRT information to guide our assessments and further due diligence efforts. For example, if a Covered Country is referenced in the
CMRT or RCOI data, we review the CFSP list and other independent third party audit programs (e.g., LBMA). The CFSP uses independent third-party audits to identify smelters/refiners that have conflict minerals due diligence processes in place. We also review the smelters/refiner’s conflict minerals policy if published and available. Results of our risk assessment are maintained electronically.
Our conflict minerals committee continually assess the status of our conflict minerals program, including the identification of risks. The executive sponsors receive quarterly updates and attend an annual briefing on the results of our risk assessment and due diligence efforts.
| 3. | Responding to risks in our supply chain. |
To monitor and respond to risks in our supply chain, we utilize the standard CMRT tool to collect relevant information and rely on information provided through validation programs such as the CFSP and LBMA to determine the status of smelters and refineries.
Given our position in the supply chain, our ability to directly impact smelters/refiners upstream in our supply chain is limited. As such, our risk mitigation efforts are focused on our direct suppliers and participation in third party audit programs as detailed below. For example, we work with our service provider to identify and directly engage non-responsive suppliers. Members of our conflict minerals committee conduct initial outreach and will engage senior leaders in sourcing and procurement to work directly with non-responsive suppliers. As we continue to improve our conflict minerals program, we are focused on improving supplier engagement by including training and other resources in our communications and adding conflict minerals checkpoint in the periodic assessments of our direct suppliers. We will continue to provide updates to our executive sponsors and have implemented a written risk management plan in the event we identify an unacceptable risk in our supply chain.
| 4. | Independent third-party audits of smelters/refiners’ sourcing. |
Verifone does not have direct relationships or contact with the upstream smelters or refineries in our supply chain. Due to our position in the supply chain and the diversity of the parts and components used in our products, we are not in a position to conduct on-site spot checks or audits of the smelters and refiners in our supply chain. Like similarly situated companies, we rely on external audit programs, such as the Conflict Free Smelter Program (“CFSP”) to demonstrate RCOI and to validate smelter procurement and due diligence processes.
In support of the third party audit programs, we continue to improve communication with our direct suppliers, including flowing information upstream about the CFSP, available training resources and other information relevant to conflict minerals due diligence. The goal of these communications is to encourage our suppliers to support the CFSP and other industry efforts. We continue to support the CFSP through our membership in CFSI and participation in the smelter engagement and due diligence working groups.
| 5. | Public Reporting. |
Verifone files with the SEC a Form SD and this Conflict Minerals Report to describe to the public our due diligence efforts. This Conflict Minerals Report is also available on our website under our Investor Relations section at http://ir.verifone.com/. We continue to evaluate ways to improve our communication with customers and the interested public.
Results of due diligence
As of the date of this Conflict Minerals Report, we received CMRT responses covering 89% of the parts and components included in our assessment. The responses from our suppliers included 287 smelters and refiners recognized on the Smelter Reference List maintained and updated by CFSI. We reviewed the 287 of the recognized smelters/refiners against the Reasonable Country of Origin Inquiry (RCOI) data maintained by CFSI. The list provides country of origin information for smelters/refiners and, according to CFSI, is the most detailed information currently available on source of 3TG.
We further assessed whether the supplier has indicated that any of the 3TGs may have been sourced from the Covered Countries and utilized the information available through CFSI’s Conflict Free Smelter Program (CFSP) to conduct further diligence. The CFSP was developed by the Electronic Industry Citizenship Coalition (the “EICC”) and the Global E-Sustainability Initiative (“GeSI”) and provides an independent, third-party audit that determines which smelters and refiners can be validated as “conflict-free,” in line with current global standards. The CFSP list includes the status of smelters/refiners, including those that are compliant with CFSP assessment protocols and those that are active and committed to undergo CFSP audit or are participating a one of the cross-recognized programs (e.g., LBMA).
Of the 287 total CFSI recognized smelters/refiners identified by our suppliers, we found the following:
| • | Approximately 75% were identified under the CFSP protocol as compliant or “conflict-free”; and |
| • | Approximately 18% were identified under the CFSP protocol as a known smelter or refiner and indicated as: (1) re-audit in process, (2) active and or otherwise have signed the CFSP’s agreements to exchange information and/or be audited under the CFSP, or (3) having agreed to complete a CFSP validation by the TI-CMC within two years of membership. |
We will continue to monitor the status of these smelters and refiners through our third party provider and the shared RCOI and CFSP information provided to use through CFSI membership. Based on our assessment, we do not have sufficient information to enable us to determine the origin and/or conflict-free status. We have provided, as Appendix A hereto a list of the 287 smelters/refiners identified by our suppliers consisting of recognized smelters that have an ID number assigned by CFSI.
As discussed above, we plan to continue to participate in industry efforts by enhancing our supplier communications program (including encouraging our suppliers to work with their smelters to become certified as conflict free) and sharing information to facilitate and support our conflict minerals policy objectives.
Appendix A - Smelter List
| Mineral | Smelter ID | Smelter Name | Location |
| Gold | CID000015 | Advanced Chemical Company | UNITED STATES |
| Gold | CID000189 | Cendres + Métaux SA | SWITZERLAND |
| Gold | CID000328 | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | CID000359 | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF |
| Gold | CID001147 | Metalor Technologies (Suzhou) Ltd. | CHINA |
| Gold | CID001236 | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
| Gold | CID001555 | Samduck Precious Metals | KOREA, REPUBLIC OF |
| Gold | CID001955 | Torecom | KOREA, REPUBLIC OF |
| Gold | CID002355 | Faggi Enrico S.p.A. | ITALY |
| Gold | CID002459 | Geib Refining Corporation | UNITED STATES |
| Gold | CID002511 | KGHM Polska MiedŸ Spó³ka Akcyjna | POLAND |
| Gold | CID002605 | Korea Zinc Co. Ltd. | KOREA, REPUBLIC OF |
| Gold | CID002777 | SAXONIA Edelmetalle GmbH | GERMANY |
| Gold | CID002778 | WIELAND Edelmetalle GmbH | GERMANY |
| Gold | CID000019 | Aida Chemical Industries Co., Ltd. | JAPAN |
| Gold | CID000035 | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY |
| Gold | CID000041 | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
| Gold | CID000058 | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL |
| Gold | CID000077 | Argor-Heraeus SA | SWITZERLAND |
| Gold | CID000082 | Asahi Pretec Corporation | JAPAN |
| Gold | CID000090 | Asaka Riken Co., Ltd. | JAPAN |
| Gold | CID000113 | Aurubis AG | GERMANY |
| Gold | CID000128 | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES |
| Gold | CID000157 | Boliden AB | SWEDEN |
| Gold | CID000176 | C. Hafner GmbH + Co. KG | GERMANY |
| Gold | CID000185 | CCR Refinery - Glencore Canada Corporation | CANADA |
| Gold | CID000233 | Chimet S.p.A. | ITALY |
| Gold | CID000362 | DODUCO GmbH | GERMANY |
| Gold | CID000401 | Dowa | JAPAN |
| Gold | CID000425 | Eco-System Recycling Co., Ltd. | JAPAN |
| Gold | CID000493 | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION |
| Gold | CID000694 | Heimerle + Meule GmbH | GERMANY |
| Gold | CID000707 | Heraeus Ltd. Hong Kong | CHINA |
| Gold | CID000711 | Heraeus Precious Metals GmbH & Co. KG | GERMANY |
| Gold | CID000801 | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CHINA |
| Gold | CID000807 | Ishifuku Metal Industry Co., Ltd. | JAPAN |
| Gold | CID000814 | Istanbul Gold Refinery | TURKEY |
| Gold | CID000823 | Japan Mint | JAPAN |
| Gold | CID000855 | Jiangxi Copper Company Limited | CHINA |
| Gold | CID000920 | Asahi Refining USA Inc. | UNITED STATES |
| Gold | CID000924 | Asahi Refining Canada Limited | CANADA |
| Gold | CID000927 | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION |
| Gold | CID000929 | JSC Uralelectromed | RUSSIAN FEDERATION |
| Gold | CID000937 | JX Nippon Mining & Metals Co., Ltd. | JAPAN |
| Gold | CID000969 | Kennecott Utah Copper LLC | UNITED STATES |
| Gold | CID000981 | Kojima Chemicals Co., Ltd. | JAPAN |
| Gold | CID001078 | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF |
| Gold | CID001113 | Materion | UNITED STATES |
| Gold | CID001119 | Matsuda Sangyo Co., Ltd. | JAPAN |
| Gold | CID001149 | Metalor Technologies (Hong Kong) Ltd. | CHINA |
| Gold | CID001152 | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE |
| Gold | CID001153 | Metalor Technologies SA | SWITZERLAND |
| Gold | CID001157 | Metalor USA Refining Corporation | UNITED STATES |
| Gold | CID001161 | METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V | MEXICO |
| Gold | CID001188 | Mitsubishi Materials Corporation | JAPAN |
| Gold | CID001193 | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| Gold | CID001204 | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION |
| Gold | CID001220 | Nadir Metal Rafineri San. Ve Tic. A.ª. | TURKEY |
| Gold | CID001259 | Nihon Material Co., Ltd. | JAPAN |
| Gold | CID001322 | Elemetal Refining, LLC | UNITED STATES |
| Gold | CID001325 | Ohura Precious Metal Industry Co., Ltd. | JAPAN |
| Gold | CID001326 | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION |
| Gold | CID001352 | PAMP SA | SWITZERLAND |
| Gold | CID001386 | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION |
| Gold | CID001397 | PT Aneka Tambang (Persero) Tbk | INDONESIA |
| Gold | CID001498 | PX Précinox SA | SWITZERLAND |
| Gold | CID001512 | Rand Refinery (Pty) Ltd. | SOUTH AFRICA |
| Gold | CID001534 | Royal Canadian Mint | CANADA |
| Gold | CID001573 | Schone Edelmetaal B.V. | NETHERLANDS |
| Gold | CID001585 | SEMPSA Joyería Platería SA | SPAIN |
| Gold | CID001622 | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA |
| Gold | CID001736 | Sichuan Tianze Precious Metals Co., Ltd. | CHINA |
| Gold | CID001756 | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION |
| Gold | CID001761 | Solar Applied Materials Technology Corp. | TAIWAN |
| Gold | CID001798 | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| Gold | CID001875 | Tanaka Kikinzoku Kogyo K.K. | JAPAN |
| Gold | CID001916 | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA |
| Gold | CID001938 | Tokuriki Honten Co., Ltd. | JAPAN |
| Gold | CID001977 | Umicore Brasil Ltda. | BRAZIL |
| Gold | CID001980 | Umicore SA Business Unit Precious Metals Refining | BELGIUM |
| Gold | CID001993 | United Precious Metal Refining, Inc. | UNITED STATES |
| Gold | CID002003 | Valcambi SA | SWITZERLAND |
| Gold | CID002030 | Western Australian Mint trading as The Perth Mint | AUSTRALIA |
| Gold | CID002100 | YAMAMOTO PRECIOUS METAL CO., LTD. | JAPAN |
| Gold | CID002129 | Yokohama Metal Co., Ltd. | JAPAN |
| Gold | CID002224 | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA |
| Gold | CID002243 | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA |
| Gold | CID002314 | Umicore Precious Metals Thailand | THAILAND |
| Gold | CID002509 | MMTC-PAMP India Pvt., Ltd. | INDIA |
| Gold | CID002510 | Republic Metals Corporation | UNITED STATES |
| Gold | CID002516 | Singway Technology Co., Ltd. | TAIWAN |
| Gold | CID002561 | Emirates Gold DMCC | UNITED ARAB EMIRATES |
| Gold | CID002580 | T.C.A S.p.A | ITALY |
| Gold | CID002779 | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA |
| Gold | CID000180 | Caridad | MEXICO |
| Gold | CID000264 | Chugai Mining | JAPAN |
| Gold | CID000343 | Daye Non-Ferrous Metals Mining Ltd. | CHINA |
| Gold | CID000651 | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA |
| Gold | CID000767 | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| Gold | CID000778 | Hwasung CJ Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | CID000956 | Kazakhmys Smelting LLC | KAZAKHSTAN |
| Gold | CID001562 | SAMWON METALS Corp. | KOREA, REPUBLIC OF |
| Gold | CID001619 | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA |
| Gold | CID002282 | Morris and Watson | NEW ZEALAND |
| Gold | CID002761 | SAAMP | FRANCE |
| Gold | CID000103 | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY |
| Gold | CID000197 | Yunnan Copper Industry Co., Ltd. | CHINA |
| Gold | CID000522 | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA |
| Gold | CID000671 | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA |
| Gold | CID001029 | Kyrgyzaltyn JSC | KYRGYZSTAN |
| Gold | CID001032 | L' azurde Company For Jewelry | SAUDI ARABIA |
| Gold | CID001056 | Lingbao Gold Company Limited | CHINA |
| Gold | CID001058 | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA |
| Gold | CID001093 | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA |
| Gold | CID001362 | Penglai Penggang Gold Industry Co., Ltd. | CHINA |
| Gold | CID001546 | Sabin Metal Corp. | UNITED STATES |
| Gold | CID001754 | So Accurate Group, Inc. | UNITED STATES |
| Gold | CID001909 | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA |
| Gold | CID001947 | Tongling Nonferrous Metals Group Co., Ltd. | CHINA |
| Gold | CID002312 | Guangdong Jinding Gold Limited | CHINA |
| Gold | CID002515 | Fidelity Printers and Refiners Ltd. | ZIMBABWE |
| Gold | CID002560 | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES |
| Gold | CID002563 | Kaloti Precious Metals | UNITED ARAB EMIRATES |
| Gold | CID002567 | Sudan Gold Refinery | SUDAN |
| Tantalum | CID000211 | Changsha South Tantalum Niobium Co., Ltd. | CHINA |
| Tantalum | CID000291 | Conghua Tantalum and Niobium Smeltry | CHINA |
| Tantalum | CID000410 | Duoluoshan | CHINA |
| Tantalum | CID000456 | Exotech Inc. | UNITED STATES |
| Tantalum | CID000460 | F&X Electro-Materials Ltd. | CHINA |
| Tantalum | CID000616 | Guangdong Zhiyuan New Material Co., Ltd. | CHINA |
| Tantalum | CID000731 | Hi-Temp Specialty Metals, Inc. | UNITED STATES |
| Tantalum | CID000914 | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA |
| Tantalum | CID000917 | Jiujiang Tanbre Co., Ltd. | CHINA |
| Tantalum | CID000973 | King-Tan Tantalum Industry Ltd. | CHINA |
| Tantalum | CID001076 | LSM Brasil S.A. | BRAZIL |
| Tantalum | CID001163 | Metallurgical Products India Pvt., Ltd. | INDIA |
| Tantalum | CID001175 | Mineração Taboca S.A. | BRAZIL |
| Tantalum | CID001192 | Mitsui Mining & Smelting | JAPAN |
| Tantalum | CID001200 | Molycorp Silmet A.S. | ESTONIA |
| Tantalum | CID001277 | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA |
| Tantalum | CID001508 | QuantumClean | UNITED STATES |
| Tantalum | CID001522 | RFH Tantalum Smeltry Co., Ltd. | CHINA |
| Tantalum | CID001769 | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION |
| Tantalum | CID001869 | Taki Chemicals | JAPAN |
| Tantalum | CID001891 | Telex Metals | UNITED STATES |
| Tantalum | CID001969 | Ulba Metallurgical Plant JSC | KAZAKHSTAN |
| Tantalum | CID002232 | Zhuzhou Cemented Carbide | CHINA |
| Tantalum | CID002307 | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA |
| Tantalum | CID002492 | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA |
| Tantalum | CID002504 | D Block Metals, LLC | UNITED STATES |
| Tantalum | CID002505 | FIR Metals & Resource Ltd. | CHINA |
| Tantalum | CID002506 | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | CID002508 | XinXing HaoRong Electronic Material Co., Ltd. | CHINA |
| Tantalum | CID002512 | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | CID002539 | KEMET Blue Metals | MEXICO |
| Tantalum | CID002540 | Plansee SE Liezen | AUSTRIA |
| Tantalum | CID002544 | H.C. Starck Co., Ltd. | THAILAND |
| Tantalum | CID002545 | H.C. Starck GmbH Goslar | GERMANY |
| Tantalum | CID002546 | H.C. Starck GmbH Laufenburg | GERMANY |
| Tantalum | CID002547 | H.C. Starck Hermsdorf GmbH | GERMANY |
| Tantalum | CID002548 | H.C. Starck Inc. | UNITED STATES |
| Tantalum | CID002549 | H.C. Starck Ltd. | JAPAN |
| Tantalum | CID002550 | H.C. Starck Smelting GmbH & Co.KG | GERMANY |
| Tantalum | CID002556 | Plansee SE Reutte | AUSTRIA |
| Tantalum | CID002557 | Global Advanced Metals Boyertown | UNITED STATES |
| Tantalum | CID002558 | Global Advanced Metals Aizu | JAPAN |
| Tantalum | CID002568 | Kemet Blue Powder | UNITED STATES |
| Tantalum | CID002571 | Tranzact, Inc. | UNITED STATES |
| Tantalum | CID002707 | Resind Indústria e Comércio Ltda. | BRAZIL |
| Tin | CID000228 | Chenzhou Yunxiang Mining and Metallurgy Company Limited | CHINA |
| Tin | CID000942 | Gejiu Kai Meng Industry and Trade LLC | CHINA |
| Tin | CID001448 | PT Karimun Mining | INDONESIA |
| Tin | CID001908 | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA |
| Tin | CID002158 | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA |
| Tin | CID002507 | Phoenix Metal Ltd. | RWANDA |
| Tin | CID002572 | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM |
| Tin | CID002573 | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM |
| Tin | CID002574 | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM |
| Tin | CID002592 | CV Dua Sekawan | INDONESIA |
| Tin | CID002703 | An Vinh Joint Stock Mineral Processing Company | VIET NAM |
| Tin | CID002825 | An Thai Minerals Company Limited | VIET NAM |
| Tin | CID000244 | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA |
| Tin | CID000292 | Alpha | UNITED STATES |
| Tin | CID000295 | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL |
| Tin | CID000306 | CV Gita Pesona | INDONESIA |
| Tin | CID000307 | PT JusTindo | INDONESIA |
| Tin | CID000309 | PT Aries Kencana Sejahtera | INDONESIA |
| Tin | CID000313 | CV Serumpun Sebalai | INDONESIA |
| Tin | CID000315 | CV United Smelting | INDONESIA |
| Tin | CID000402 | Dowa | JAPAN |
| Tin | CID000438 | EM Vinto | BOLIVIA |
| Tin | CID000468 | Fenix Metals | POLAND |
| Tin | CID000538 | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA |
| Tin | CID001070 | China Tin Group Co., Ltd. | CHINA |
| Tin | CID001105 | Malaysia Smelting Corporation (MSC) | MALAYSIA |
| Tin | CID001142 | Metallic Resources, Inc. | UNITED STATES |
| Tin | CID001173 | Mineração Taboca S.A. | BRAZIL |
| Tin | CID001182 | Minsur | PERU |
| Tin | CID001191 | Mitsubishi Materials Corporation | JAPAN |
| Tin | CID001314 | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND |
| Tin | CID001337 | Operaciones Metalurgical S.A. | BOLIVIA |
| Tin | CID001399 | PT Artha Cipta Langgeng | INDONESIA |
| Tin | CID001402 | PT Babel Inti Perkasa | INDONESIA |
| Tin | CID001419 | PT Bangka Tin Industry | INDONESIA |
| Tin | CID001421 | PT Belitung Industri Sejahtera | INDONESIA |
| Tin | CID001424 | PT BilliTin Makmur Lestari | INDONESIA |
| Tin | CID001428 | PT Bukit Timah | INDONESIA |
| Tin | CID001434 | PT DS Jaya Abadi | INDONESIA |
| Tin | CID001438 | PT Eunindo Usaha Mandiri | INDONESIA |
| Tin | CID001453 | PT Mitra Stania Prima | INDONESIA |
| Tin | CID001457 | PT Panca Mega Persada | INDONESIA |
| Tin | CID001458 | PT Prima Timah Utama | INDONESIA |
| Tin | CID001460 | PT Refined Bangka Tin | INDONESIA |
| Tin | CID001463 | PT Sariwiguna Binasentosa | INDONESIA |
| Tin | CID001468 | PT Stanindo Inti Perkasa | INDONESIA |
| Tin | CID001471 | PT Sumber Jaya Indah | INDONESIA |
| Tin | CID001477 | PT Timah (Persero) Tbk Kundur | INDONESIA |
| Tin | CID001482 | PT Timah (Persero) Tbk Mentok | INDONESIA |
| Tin | CID001490 | PT Tinindo Inter Nusa | INDONESIA |
| Tin | CID001493 | PT Tommy Utama | INDONESIA |
| Tin | CID001539 | Rui Da Hung | TAIWAN |
| Tin | CID001758 | Soft Metais Ltda. | BRAZIL |
| Tin | CID001898 | Thaisarco | THAILAND |
| Tin | CID002015 | VQB Mineral and Trading Group JSC | VIET NAM |
| Tin | CID002036 | White Solder Metalurgia e Mineração Ltda. | BRAZIL |
| Tin | CID002180 | Yunnan Tin Group (Holding) Company Limited | CHINA |
| Tin | CID002455 | CV Venus Inti Perkasa | INDONESIA |
| Tin | CID002468 | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL |
| Tin | CID002479 | PT Wahana Perkit Jaya | INDONESIA |
| Tin | CID002500 | Melt Metais e Ligas S/A | BRAZIL |
| Tin | CID002503 | PT ATD Makmur Mandiri Jaya | INDONESIA |
| Tin | CID002517 | O.M. Manufacturing Philippines, Inc. | PHILIPPINES |
| Tin | CID002530 | Pt Inti Stania Prima | INDONESIA |
| Tin | CID002570 | CV Ayi Jaya | INDONESIA |
| Tin | CID002696 | PT Cipta Persada Mulia | INDONESIA |
| Tin | CID002706 | Resind Indústria e Comércio Ltda. | BRAZIL |
| Tin | CID002773 | Metallo-Chimique N.V. | BELGIUM |
| Tin | CID002774 | Elmet S.L.U. (Metallo Group) | SPAIN |
| Tin | CID002776 | PT Bangka Prima Tin | INDONESIA |
| Tin | CID002816 | PT Sukses Inti Makmur | INDONESIA |
| Tin | CID000448 | Estanho de Rondônia S.A. | BRAZIL |
| Tin | CID000555 | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA |
| Tin | CID001063 | Linwu Xianggui Ore Smelting Co., Ltd. | CHINA |
| Tin | CID000278 | CNMC (Guangxi) PGMA Co., Ltd. | CHINA |
| Tin | CID000760 | Huichang Jinshunda Tin Co., Ltd. | CHINA |
| Tin | CID001231 | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA |
| Tin | CID002478 | PT Tirus Putra Mandiri | INDONESIA |
| Tungsten | CID000966 | Kennametal Fallon | UNITED STATES |
| Tungsten | CID002316 | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
| Tungsten | CID002317 | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA |
| Tungsten | CID002318 | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA |
| Tungsten | CID002551 | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA |
| Tungsten | CID000004 | A.L.M.T. TUNGSTEN Corp. | JAPAN |
| Tungsten | CID000105 | Kennametal Huntsville | UNITED STATES |
| Tungsten | CID000218 | Guangdong Xianglu Tungsten Co., Ltd. | CHINA |
| Tungsten | CID000258 | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA |
| Tungsten | CID000499 | Fujian Jinxin Tungsten Co., Ltd. | CHINA |
| Tungsten | CID000568 | Global Tungsten & Powders Corp. | UNITED STATES |
| Tungsten | CID000766 | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| Tungsten | CID000769 | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA |
| Tungsten | CID000825 | Japan New Metals Co., Ltd. | JAPAN |
| Tungsten | CID000875 | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA |
| Tungsten | CID001889 | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM |
| Tungsten | CID002011 | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM |
| Tungsten | CID002044 | Wolfram Bergbau und Hütten AG | AUSTRIA |
| Tungsten | CID002082 | Xiamen Tungsten Co., Ltd. | CHINA |
| Tungsten | CID002095 | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA |
| Tungsten | CID002315 | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA |
| Tungsten | CID002319 | Malipo Haiyu Tungsten Co., Ltd. | CHINA |
| Tungsten | CID002320 | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA |
| Tungsten | CID002321 | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
| Tungsten | CID002494 | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA |
| Tungsten | CID002502 | Asia Tungsten Products Vietnam Ltd. | VIET NAM |
| Tungsten | CID002513 | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA |
| Tungsten | CID002535 | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA |
| Tungsten | CID002536 | Ganzhou Yatai Tungsten Co., Ltd. | CHINA |
| Tungsten | CID002541 | H.C. Starck GmbH | GERMANY |
| Tungsten | CID002542 | H.C. Starck Smelting GmbH & Co.KG | GERMANY |
| Tungsten | CID002543 | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM |
| Tungsten | CID002579 | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA |
| Tungsten | CID002589 | Niagara Refining LLC | UNITED STATES |
| Tungsten | CID002649 | Hydrometallurg, JSC | RUSSIAN FEDERATION |
| Tungsten | CID002313 | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA |
| Tungsten | CID002531 | Ganxian Shirui New Material Co., Ltd. | CHINA |
| Tungsten | CID000345 | Dayu Weiliang Tungsten Co., Ltd. | CHINA |
| Tungsten | CID000868 | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA |
| Tungsten | CID002518 | Dayu Jincheng Tungsten Industry Co., Ltd. | CHINA |
| Tungsten | CID002532 | Pobedit, JSC | RUSSIAN FEDERATION |