UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Amendment No. 1
FORM 10-QSB
x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended June 30, 2006
Commission file number 000-51968
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(Name of small business issuer in its charter) |
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Delaware | 26 Broadway, New York NY 10004 | 98-0493819 |
(State or other jurisdiction of incorporation or organization) | (Address of principal executive offices) (zip code) | (IRS Employer Identification No.) |
Issuer's telephone number: (212) 977-0900
Check whether the issuer (1) filed all reports to be filed by Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x Noo
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act) Yes o No x
APPLICABLE ONLY TO CORPORATE ISSUERS
As of August 14, 2006 the registrant had 47,625,968 shares of Common Stock outstanding.
Transitional Small Business Disclosure Format (Check one): Yes o No x
EXPLANATORY NOTE
This Quarterly Report on Form 10-QSB/A is being filed as Amendment No. 1 to the Quarterly Report on Form 10-QSB of MMC Energy, Inc. for the quarterly period ended June 30, 2006, which was filed with the Securities and Exchange Commission (the "SEC") on August 15, 2006 (the "Original Form 10-QSB"). This Amendment No. 1 is being filed solely for the purpose of refiling Exhibit 10.9 to the Original Form 10-QSB.
Except as described above, no other changes have been made to the Original Form 10-QSB. This Amendment No. 1 does not otherwise attempt to update the information set forth in the Original Form 10-QSB.
PART II
OTHER INFORMATION
ITEM 6. EXHIBITS
(a) Exhibits.
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| 10.9 | Scheduling and Asset Optimization Services Agreement, dated June 7, 2006, between the Company and PPM Energy, Inc. *** |
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| 31.1 | Certification pursuant to Rules 13a - 14(a) and 15d - 14(a) under the Securities Exchange Act of 1934, as amended |
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| 31.2 | Certification pursuant Rules 13a - 14(a) and 15d - 14(a) under the Securities Exchange Act of 1934, as amended |
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| 32.1 | Certification pursuant to 18 U.S. C. Section 1350 |
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| 32.2 | Certification pursuant to 18 U.S. C. Section 1350 |
SIGNATURES
In accordance with Section 13 or 15(d) of the Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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| MMC ENERGY, INC. |
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| BY: | /S/ Karl W. Miller |
| Karl W. Miller |
| CHIEF EXECUTIVE OFFICER |
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| BY: | /S/ Denis Gagnon |
| Denis Gagnon |
| CHIEF FINANCIAL OFFICER and PRINCIPAL ACCOUNTING OFFICER |
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DATE: April 4, 2007 | |