OMB APPROVAL |
OMB Number: 3235-0582 Expires: March 31, 2012 Estimated average burden hours per response 9.6 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21701
The Destination Funds
(Exact name of registrant as specified in charter)
2001 North Main Street, Suite 270 Walnut Creek, California | 94596 |
(Address of principal executive offices) | (Zip code) |
Wade R. Bridge
Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246
(Name and address of agent for service)
Registrant's telephone number, including area code: 513-587-3406
Date of fiscal year end: August 31, 2009
Date of reporting period: July 1, 2009 - April 16, 2010
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the registrant cast its vote on the matter; |
(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the registrant cast its vote for or against management. |
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) The Destination Funds
By (Signature and Title)* | /s/ Michael A. Yoshikami |
Michael A. Yoshikami, President |
Date June 9, 2010
* Print the name and title of each signing officer under his or her signature.
EXHIBIT A
NAME OF FUND: DESTINATION SELECT EQUITY FUND (DSEQX) |
For shareholder meetings held from July 1, 2009 through April 16, 2010
VODAFONE GROUP PLC | ||||||||
Security | 92857W209 | Meeting Type | Annual | |||||
Ticker Symbol | VOD | Meeting Date | 28-Jul-2009 | |||||
ISIN | US92857W2098 | Agenda | 933112790 - Management | |||||
City | Holding Recon Date | 01-Jun-2009 | ||||||
Country | United States | Vote Deadline Date | 17-Jul-2009 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Receive Directors' Report | Management | For | For | ||||
02 | Election of Directors (Majority Voting) | Management | For | For | ||||
03 | Election of Directors (Majority Voting) | Management | For | For | ||||
04 | Election of Directors (Majority Voting) | Management | For | For | ||||
05 | Election of Directors (Majority Voting) | Management | For | For | ||||
06 | Election of Directors (Majority Voting) | Management | For | For | ||||
07 | Election of Directors (Majority Voting) | Management | For | For | ||||
08 | Election of Directors (Majority Voting) | Management | For | For | ||||
09 | Election of Directors (Majority Voting) | Management | For | For | ||||
10 | Election of Directors (Majority Voting) | Management | For | For | ||||
11 | Election of Directors (Majority Voting) | Management | For | For | ||||
12 | Election of Directors (Majority Voting) | Management | For | For | ||||
13 | Election of Directors (Majority Voting) | Management | For | For | ||||
14 | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
15 | Election of Directors (Majority Voting) | Management | For | For | ||||
16 | Miscellaneous Corporate Governance | Management | For | For | ||||
17 | Miscellaneous Corporate Governance | Management | For | For | ||||
18 | Ratify Appointment of Independent Auditors | Management | For | For | ||||
19 | Approve Remuneration of Directors and Auditors | Management | For | For | ||||
20 | Allot Securities | Management | For | For | ||||
21 | Authorize Co to Carry Out Rights Issues/Ltd Issuances w/o Preemptive Rights | Management | For | For | ||||
22 | Authorize Purchase of Assets | Management | For | For | ||||
23 | Approve Article Amendments | Management | Abstain | Against | ||||
24 | Miscellaneous Corporate Governance | Management | Abstain | Against | ||||
LEGG MASON, INC. | ||||||||
Security | 524901105 | Meeting Type | Annual | |||||
Ticker Symbol | LM | Meeting Date | 28-Jul-2009 | |||||
ISIN | US5249011058 | Agenda | 933116281 - Management | |||||
City | Holding Recon Date | 29-May-2009 | ||||||
Country | United States | Vote Deadline Date | 27-Jul-2009 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election of Directors | Management | ||||||
1 | ROBERT E. ANGELICA | Withheld | Against | |||||
2 | BARRY W. HUFF | Withheld | Against | |||||
3 | JOHN E. KOERNER III | Withheld | Against | |||||
4 | CHERYL GORDON KRONGARD | Withheld | Against | |||||
5 | SCOTT C. NUTTALL | Withheld | Against | |||||
02 | Amend Stock Compensation Plan | Management | Abstain | Against | ||||
03 | Ratify Appointment of Independent Auditors | Management | Abstain | Against | ||||
04 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Abstain | Against | ||||
05 | S/H Proposal - Election of Directors By Majority Vote | Shareholder | Abstain | Against | ||||
AUTOMATIC DATA PROCESSING, INC. | ||||||||
Security | 053015103 | Meeting Type | Annual | |||||
Ticker Symbol | ADP | Meeting Date | 10-Nov-2009 | |||||
ISIN | US0530151036 | Agenda | 933148288 - Management | |||||
City | Holding Recon Date | 11-Sep-2009 | ||||||
Country | United States | Vote Deadline Date | 09-Nov-2009 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election of Directors | Management | ||||||
1 | GREGORY D. BRENNEMAN | For | For | |||||
2 | LESLIE A. BRUN | For | For | |||||
3 | GARY C. BUTLER | For | For | |||||
4 | LEON G. COOPERMAN | For | For | |||||
5 | ERIC C. FAST | For | For | |||||
6 | LINDA R. GOODEN | For | For | |||||
7 | R. GLENN HUBBARD | For | For | |||||
8 | JOHN P. JONES | For | For | |||||
9 | CHARLES H. NOSKI | For | For | |||||
10 | SHARON T. ROWLANDS | For | For | |||||
11 | GREGORY L. SUMME | For | For | |||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||
MICROSOFT CORPORATION | ||||||||
Security | 594918104 | Meeting Type | Annual | |||||
Ticker Symbol | MSFT | Meeting Date | 19-Nov-2009 | |||||
ISIN | US5949181045 | Agenda | 933150310 - Management | |||||
City | Holding Recon Date | 04-Sep-2009 | ||||||
Country | United States | Vote Deadline Date | 18-Nov-2009 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election of Directors (Majority Voting) | Management | For | For | ||||
02 | Election of Directors (Majority Voting) | Management | For | For | ||||
03 | Election of Directors (Majority Voting) | Management | For | For | ||||
04 | Election of Directors (Majority Voting) | Management | For | For | ||||
05 | Election of Directors (Majority Voting) | Management | For | For | ||||
06 | Election of Directors (Majority Voting) | Management | For | For | ||||
07 | Election of Directors (Majority Voting) | Management | For | For | ||||
08 | Election of Directors (Majority Voting) | Management | For | For | ||||
09 | Election of Directors (Majority Voting) | Management | For | For | ||||
10 | Ratify Appointment of Independent Auditors | Management | For | For | ||||
11 | Approve Charter Amendment | Management | For | For | ||||
12 | Miscellaneous Compensation Plans | Management | For | For | ||||
13 | S/H Proposal - Health Issues | Shareholder | Against | For | ||||
14 | S/H Proposal - Report on Charitable Contributions | Shareholder | Against | For | ||||
CAMPBELL SOUP COMPANY | ||||||||
Security | 134429109 | Meeting Type | Annual | |||||
Ticker Symbol | CPB | Meeting Date | 19-Nov-2009 | |||||
ISIN | US1344291091 | Agenda | 933153152 - Management | |||||
City | Holding Recon Date | 21-Sep-2009 | ||||||
Country | United States | Vote Deadline Date | 18-Nov-2009 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Election of Directors | Management | ||||||
1 | EDMUND M. CARPENTER | For | For | |||||
2 | PAUL R. CHARRON | For | For | |||||
3 | DOUGLAS R. CONANT | For | For | |||||
4 | BENNETT DORRANCE | For | For | |||||
5 | HARVEY GOLUB | For | For | |||||
6 | LAWRENCE C. KARLSON | For | For | |||||
7 | RANDALL W. LARRIMORE | Withheld | Against | |||||
8 | MARY ALICE D. MALONE | For | For | |||||
9 | SARA MATHEW | For | For | |||||
10 | WILLIAM D. PEREZ | For | For | |||||
11 | CHARLES R. PERRIN | For | For | |||||
12 | A. BARRY RAND | For | For | |||||
13 | NICK SHREIBER | For | For | |||||
14 | ARCHBOLD D. VAN BEUREN | For | For | |||||
15 | LES C. VINNEY | For | For | |||||
16 | CHARLOTTE C. WEBER | For | For | |||||
2 | Ratify Appointment of Independent Auditors | Management | For | For | ||||
3 | Approve Stock Compensation Plan | Management | For | For | ||||
ACTIVISION BLIZZARD INC | ||||||||
Security | 00507V109 | Meeting Type | Special | |||||
Ticker Symbol | ATVI | Meeting Date | 17-Dec-2009 | |||||
ISIN | US00507V1098 | Agenda | 933168456 - Management | |||||
City | Holding Recon Date | 05-Nov-2009 | ||||||
Country | United States | Vote Deadline Date | 16-Dec-2009 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Approve Stock Compensation Plan | Management | For | For | ||||
BERKSHIRE HATHAWAY INC. | ||||||||
Security | 084670207 | Meeting Type | Special | |||||
Ticker Symbol | BRKB | Meeting Date | 20-Jan-2010 | |||||
ISIN | US0846702076 | Agenda | 933174699 - Management | |||||
City | Holding Recon Date | 30-Nov-2009 | ||||||
Country | United States | Vote Deadline Date | 19-Jan-2010 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Approve Stock Split | Management | Abstain | Against | ||||
02 | Approve Charter Amendment | Management | Abstain | Against | ||||
03 | Approve Par Value Change | Management | Abstain | Against | ||||
04 | Authorize Common Stock Increase | Management | Abstain | Against | ||||
05 | Stock Conversion | Management | Abstain | Against | ||||
MONSANTO COMPANY | ||||||||
Security | 61166W101 | Meeting Type | Annual | |||||
Ticker Symbol | MON | Meeting Date | 26-Jan-2010 | |||||
ISIN | US61166W1018 | Agenda | 933172900 - Management | |||||
City | Holding Recon Date | 27-Nov-2009 | ||||||
Country | United States | Vote Deadline Date | 25-Jan-2010 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||
03 | Approve Stock Compensation Plan | Management | For | For | ||||
COSTCO WHOLESALE CORPORATION | ||||||||
Security | 22160K105 | Meeting Type | Annual | |||||
Ticker Symbol | COST | Meeting Date | 28-Jan-2010 | |||||
ISIN | US22160K1051 | Agenda | 933175300 - Management | |||||
City | Holding Recon Date | 23-Nov-2009 | ||||||
Country | United States | Vote Deadline Date | 27-Jan-2010 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election of Directors | Management | ||||||
1 | B.S. CARSON, SR., M.D. | For | For | |||||
2 | WILLIAM H. GATES | For | For | |||||
3 | HAMILTON E. JAMES | Withheld | Against | |||||
4 | JILL S. RUCKELSHAUS | For | For | |||||
02 | Amend Stock Compensation Plan | Management | Against | Against | ||||
03 | Ratify Appointment of Independent Auditors | Management | For | For | ||||
THE WALT DISNEY COMPANY | ||||||||
Security | 254687106 | Meeting Type | Annual | |||||
Ticker Symbol | DIS | Meeting Date | 10-Mar-2010 | |||||
ISIN | US2546871060 | Agenda | 933183751 - Management | |||||
City | Holding Recon Date | 11-Jan-2010 | ||||||
Country | United States | Vote Deadline Date | 09-Mar-2010 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||
1G | Election of Directors (Majority Voting) | Management | Against | Against | ||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||
1L | Election of Directors (Majority Voting) | Management | For | For | ||||
1M | Election of Directors (Majority Voting) | Management | Against | Against | ||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||
03 | Amend Stock Compensation Plan | Management | For | For | ||||
04 | Approve Charter Amendment | Management | For | For | ||||
05 | Approve Charter Amendment | Management | For | For | ||||
06 | Approve Charter Amendment | Management | For | For | ||||
07 | Classify/Stagger Board of Directors | Management | For | For | ||||
08 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | For | Against | ||||
09 | S/H Proposal - Human Rights Related | Shareholder | Against | For | ||||
UNITED TECHNOLOGIES CORPORATION | ||||||||
Security | 913017109 | Meeting Type | Annual | |||||
Ticker Symbol | UTX | Meeting Date | 14-Apr-2010 | |||||
ISIN | US9130171096 | Agenda | 933195530 - Management | |||||
City | Holding Recon Date | 16-Feb-2010 | ||||||
Country | United States | Vote Deadline Date | 13-Apr-2010 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election of Directors | Management | ||||||
1 | LOUIS R. CHENEVERT | For | For | |||||
2 | JOHN V. FARACI | For | For | |||||
3 | JEAN-PIERRE GARNIER | For | For | |||||
4 | JAMIE S. GORELICK | For | For | |||||
5 | CARLOS M. GUTIERREZ | For | For | |||||
6 | EDWARD A. KANGAS | For | For | |||||
7 | CHARLES R. LEE | For | For | |||||
8 | RICHARD D. MCCORMICK | For | For | |||||
9 | HAROLD MCGRAW III | For | For | |||||
10 | RICHARD B. MYERS | For | For | |||||
11 | H. PATRICK SWYGERT | For | For | |||||
12 | ANDRE VILLENEUVE | For | For | |||||
13 | CHRISTINE TODD WHITMAN | For | For | |||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||
03 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | For | Against | ||||
MOODY'S CORPORATION | ||||||||
Security | 615369105 | Meeting Type | Annual | |||||
Ticker Symbol | MCO | Meeting Date | 20-Apr-2010 | |||||
ISIN | US6153691059 | Agenda | 933198865 - Management | |||||
City | Holding Recon Date | 01-Mar-2010 | ||||||
Country | United States | Vote Deadline Date | 19-Apr-2010 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
1B | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
1C | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
02 | Amend Stock Compensation Plan | Management | Abstain | Against | ||||
03 | Amend Stock Compensation Plan | Management | Abstain | Against | ||||
04 | Ratify Appointment of Independent Auditors | Management | Abstain | Against | ||||
05 | Miscellaneous Shareholder Proposal | Shareholder | Abstain | Against | ||||
U.S. BANCORP | ||||||||
Security | 902973304 | Meeting Type | Annual | |||||
Ticker Symbol | USB | Meeting Date | 20-Apr-2010 | |||||
ISIN | US9029733048 | Agenda | 933203159 - Management | |||||
City | Holding Recon Date | 22-Feb-2010 | ||||||
Country | United States | Vote Deadline Date | 19-Apr-2010 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||
1L | Election of Directors (Majority Voting) | Management | For | For | ||||
1M | Election of Directors (Majority Voting) | Management | For | For | ||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||
03 | Approve Stock Compensation Plan | Management | For | For | ||||
04 | Miscellaneous Compensation Plans | Management | For | For | ||||
THE COCA-COLA COMPANY | ||||||||
Security | 191216100 | Meeting Type | Annual | |||||
Ticker Symbol | KO | Meeting Date | 21-Apr-2010 | |||||
ISIN | US1912161007 | Agenda | 933196758 - Management | |||||
City | Holding Recon Date | 22-Feb-2010 | ||||||
Country | United States | Vote Deadline Date | 20-Apr-2010 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election of Directors (Majority Voting) | Management | Against | Against | ||||
02 | Election of Directors (Majority Voting) | Management | For | For | ||||
03 | Election of Directors (Majority Voting) | Management | For | For | ||||
04 | Election of Directors (Majority Voting) | Management | Against | Against | ||||
05 | Election of Directors (Majority Voting) | Management | For | For | ||||
06 | Election of Directors (Majority Voting) | Management | For | For | ||||
07 | Election of Directors (Majority Voting) | Management | For | For | ||||
08 | Election of Directors (Majority Voting) | Management | For | For | ||||
09 | Election of Directors (Majority Voting) | Management | For | For | ||||
10 | Election of Directors (Majority Voting) | Management | For | For | ||||
11 | Election of Directors (Majority Voting) | Management | For | For | ||||
12 | Election of Directors (Majority Voting) | Management | For | For | ||||
13 | Election of Directors (Majority Voting) | Management | For | For | ||||
14 | Election of Directors (Majority Voting) | Management | Against | Against | ||||
15 | Ratify Appointment of Independent Auditors | Management | For | For | ||||
16 | S/H Proposal - Report on Executive Compensation | Shareholder | For | Against | ||||
17 | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | ||||
18 | S/H Proposal - Executive Compensation | Shareholder | For | Against | ||||
19 | S/H Proposal - Environmental | Shareholder | Against | For | ||||
JOHNSON & JOHNSON | ||||||||
Security | 478160104 | Meeting Type | Annual | |||||
Ticker Symbol | JNJ | Meeting Date | 22-Apr-2010 | |||||
ISIN | US4781601046 | Agenda | 933205963 - Management | |||||
City | Holding Recon Date | 23-Feb-2010 | ||||||
Country | United States | Vote Deadline Date | 21-Apr-2010 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | Election of Directors (Majority Voting) | Management | Against | Against | ||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||
1C | Election of Directors (Majority Voting) | Management | Against | Against | ||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||
1E | Election of Directors (Majority Voting) | Management | Against | Against | ||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||
1G | Election of Directors (Majority Voting) | Management | Against | Against | ||||
1H | Election of Directors (Majority Voting) | Management | Against | Against | ||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||
03 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | For | Against | ||||
04 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | ||||
PFIZER INC. | ||||||||
Security | 717081103 | Meeting Type | Annual | |||||
Ticker Symbol | PFE | Meeting Date | 22-Apr-2010 | |||||
ISIN | US7170811035 | Agenda | 933210243 - Management | |||||
City | Holding Recon Date | 23-Feb-2010 | ||||||
Country | United States | Vote Deadline Date | 21-Apr-2010 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||
1L | Election of Directors (Majority Voting) | Management | For | For | ||||
1M | Election of Directors (Majority Voting) | Management | For | For | ||||
1N | Election of Directors (Majority Voting) | Management | For | For | ||||
1O | Election of Directors (Majority Voting) | Management | For | For | ||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||
03 | Approve Compensation Discussion and Analysis Report | Management | For | For | ||||
04 | Approve Charter Amendment | Management | For | For | ||||
05 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||
GRACO INC. | ||||||||
Security | 384109104 | Meeting Type | Annual | |||||
Ticker Symbol | GGG | Meeting Date | 23-Apr-2010 | |||||
ISIN | US3841091040 | Agenda | 933197205 - Management | |||||
City | Holding Recon Date | 22-Feb-2010 | ||||||
Country | United States | Vote Deadline Date | 22-Apr-2010 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election of Directors | Management | ||||||
1 | J. KEVIN GILLIGAN | Withheld | Against | |||||
2 | WILLIAM G. VAN DYKE | Withheld | Against | |||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||
03 | Approve Stock Compensation Plan | Management | For | For | ||||
04 | S/H Proposal - Election of Directors By Majority Vote | Shareholder | For | Against | ||||
ABBOTT LABORATORIES | ||||||||
Security | 002824100 | Meeting Type | Annual | |||||
Ticker Symbol | ABT | Meeting Date | 23-Apr-2010 | |||||
ISIN | US0028241000 | Agenda | 933205898 - Management | |||||
City | Holding Recon Date | 24-Feb-2010 | ||||||
Country | United States | Vote Deadline Date | 22-Apr-2010 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election of Directors | Management | ||||||
1 | R.J. ALPERN | For | For | |||||
2 | R.S. AUSTIN | For | For | |||||
3 | W.M. DALEY | For | For | |||||
4 | W.J. FARRELL | For | For | |||||
5 | H.L. FULLER | For | For | |||||
6 | W.A. OSBORN | For | For | |||||
7 | D.A.L. OWEN | For | For | |||||
8 | R.S. ROBERTS | For | For | |||||
9 | S.C. SCOTT III | For | For | |||||
10 | W.D. SMITHBURG | For | For | |||||
11 | G.F. TILTON | For | For | |||||
12 | M.D. WHITE | For | For | |||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||
03 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | For | Against | ||||
04 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | ||||
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||
Security | 459200101 | Meeting Type | Annual | |||||
Ticker Symbol | IBM | Meeting Date | 27-Apr-2010 | |||||
ISIN | US4592001014 | Agenda | 933199653 - Management | |||||
City | Holding Recon Date | 26-Feb-2010 | ||||||
Country | United States | Vote Deadline Date | 26-Apr-2010 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | Election of Directors (Majority Voting) | Management | Against | Against | ||||
1B | Election of Directors (Majority Voting) | Management | Against | Against | ||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||
1E | Election of Directors (Majority Voting) | Management | Against | Against | ||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||
1G | Election of Directors (Majority Voting) | Management | Against | Against | ||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||
1L | Election of Directors (Majority Voting) | Management | For | For | ||||
1M | Election of Directors (Majority Voting) | Management | For | For | ||||
1N | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||
03 | S/H Proposal - Limit Compensation | Shareholder | Against | For | ||||
04 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | ||||
05 | S/H Proposal - Proxy Process/Statement | Shareholder | For | Against | ||||
06 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | For | Against | ||||
STRYKER CORPORATION | ||||||||
Security | 863667101 | Meeting Type | Annual | |||||
Ticker Symbol | SYK | Meeting Date | 27-Apr-2010 | |||||
ISIN | US8636671013 | Agenda | 933206131 - Management | |||||
City | Holding Recon Date | 01-Mar-2010 | ||||||
Country | United States | Vote Deadline Date | 26-Apr-2010 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election of Directors | Management | ||||||
1 | HOWARD E. COX, JR. | For | For | |||||
2 | SRIKANT M. DATAR | For | For | |||||
3 | DONALD M. ENGELMAN | Withheld | Against | |||||
4 | LOUISE L. FRANCESCONI | Withheld | Against | |||||
5 | HOWARD L. LANCE | For | For | |||||
6 | STEPHEN P. MACMILLAN | For | For | |||||
7 | WILLIAM U. PARFET | Withheld | Against | |||||
8 | RONDA E. STRYKER | For | For | |||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||
GENERAL ELECTRIC COMPANY | ||||||||
Security | 369604103 | Meeting Type | Annual | |||||
Ticker Symbol | GE | Meeting Date | 28-Apr-2010 | |||||
ISIN | US3696041033 | Agenda | 933200090 - Management | |||||
City | Holding Recon Date | 01-Mar-2010 | ||||||
Country | United States | Vote Deadline Date | 27-Apr-2010 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
A1 | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
A2 | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
A3 | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
A4 | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
A5 | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
A6 | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
A7 | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
A8 | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
A9 | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
A10 | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
A11 | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
A12 | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
A13 | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
A14 | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
A15 | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
A16 | Election of Directors (Majority Voting) | Management | Abstain | Against | ||||
B1 | Ratify Appointment of Independent Auditors | Management | Abstain | Against | ||||
C1 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Abstain | Against | ||||
C2 | S/H Proposal - Proxy Process/Statement | Shareholder | Abstain | Against | ||||
C3 | S/H Proposal - Establish Independent Chairman | Shareholder | Abstain | Against | ||||
C4 | Miscellaneous Shareholder Proposal | Shareholder | Abstain | Against | ||||
C5 | S/H Proposal - Independence of Compensation Consultants | Shareholder | Abstain | Against | ||||
C6 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Abstain | Against | ||||
THE MCGRAW-HILL COMPANIES, INC. | ||||||||
Security | 580645109 | Meeting Type | Annual | |||||
Ticker Symbol | MHP | Meeting Date | 28-Apr-2010 | |||||
ISIN | US5806451093 | Agenda | 933218895 - Management | |||||
City | Holding Recon Date | 08-Mar-2010 | ||||||
Country | United States | Vote Deadline Date | 27-Apr-2010 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||
1D | Election of Directors (Majority Voting) | Management | Against | Against | ||||
2A | Declassify Board | Management | For | For | ||||
2B | Eliminate Supermajority Requirements | Management | For | For | ||||
3A | Eliminate Supermajority Requirements | Management | For | For | ||||
3B | Eliminate Supermajority Requirements | Management | For | For | ||||
3C | Eliminate Supermajority Requirements | Management | For | For | ||||
3D | Eliminate Supermajority Requirements | Management | For | For | ||||
04 | Miscellaneous Corporate Governance | Management | For | For | ||||
05 | Amend Stock Compensation Plan | Management | Against | Against | ||||
06 | Ratify Appointment of Independent Auditors | Management | For | For | ||||
07 | Miscellaneous Shareholder Proposal | Shareholder | For | Against | ||||
08 | Miscellaneous Shareholder Proposal | Shareholder | For | Against |