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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21720
Northern Lights Fund Trust
(Exact name of registrant as specified in charter)
225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246
(Address of principal executive offices) (Zip code)
Stephanie Shearer
Ultimus Fund Solutions, LLC
80 Arkay Drive
Hauppauge, New York 11788
(Name and address of agent for service)
Registrant's telephone number, including area code: (631) 490-2300
Date of fiscal year end: March 31, April 30, June 30, July 31, September 31, November 30 and December 31
Date of reporting period: July 1, 2022 - June 30, 2023
ITEM 1. PROXY VOTING RECORD:
Registrant: NORTHERN LIGHTS FUND TRUST - Altegris/AACA OPPORTUNISTIC REAL ESTATE FUND | Item 1, Exhibit 2 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | AIRBNB INC | ABNB | 009066101 | ANNUAL; 06/01/2023 | 1.1 | Election of Class III Director to serve until the 2026 Annual Meeting: Nathan Blecharczyk | MGMT | Y | FOR | FOR |
2 | AIRBNB INC | ABNB | 009066101 | ANNUAL; 06/01/2023 | 1.2 | Election of Class III Director to serve until the 2026 Annual Meeting: Alfred Lin | MGMT | Y | FOR | FOR |
3 | AIRBNB INC | ABNB | 009066101 | ANNUAL; 06/01/2023 | 2 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | MGMT | Y | FOR | FOR |
4 | AIRBNB INC | ABNB | 009066101 | ANNUAL; 06/01/2023 | 3 | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers. | MGMT | Y | FOR | FOR |
5 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/16/2023 | 1A | Election of Director: Joel S. Marcus | MGMT | Y | FOR | FOR |
6 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/16/2023 | 1B | Election of Director: Steven R. Hash | MGMT | Y | FOR | FOR |
7 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/16/2023 | 1C | Election of Director: James P. Cain | MGMT | Y | FOR | FOR |
8 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/16/2023 | 1D | Election of Director: Cynthia L. Feldmann | MGMT | Y | FOR | FOR |
9 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/16/2023 | 1E | Election of Director: Maria C. Freire | MGMT | Y | FOR | FOR |
10 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/16/2023 | 1F | Election of Director: Richard H. Klein | MGMT | Y | FOR | FOR |
11 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/16/2023 | 1G | Election of Director: Michael A. Woronoff | MGMT | Y | FOR | FOR |
12 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/16/2023 | 2 | To cast a non-binding, advisory vote on a resolution to approve the compensation of the Company's named executive officers, as more particularly described in the accompanying Proxy Statement. | MGMT | Y | FOR | FOR |
13 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/16/2023 | 3 | To cast a non-binding, advisory vote on the frequency of future non-binding advisory stockholder votes on the compensation of the Company's named executive officers, as more particularly described in the accompanying Proxy Statement. | MGMT | Y | 1 YEAR | FOR |
14 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/16/2023 | 4 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2023, as more particularly described in the accompanying Proxy Statement. | MGMT | Y | FOR | FOR |
15 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 05/09/2023 | 1A | Election of Trustee: Matthew J. Hart | MGMT | Y | FOR | FOR |
16 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 05/09/2023 | 1B | Election of Trustee: David P. Singelyn | MGMT | Y | FOR | FOR |
17 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 05/09/2023 | 1C | Election of Trustee: Douglas N. Benham | MGMT | Y | FOR | FOR |
18 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 05/09/2023 | 1D | Election of Trustee: Jack Corrigan | MGMT | Y | FOR | FOR |
19 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 05/09/2023 | 1E | Election of Trustee: David Goldberg | MGMT | Y | FOR | FOR |
20 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 05/09/2023 | 1F | Election of Trustee: Tamara H. Gustavson | MGMT | Y | FOR | FOR |
21 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 05/09/2023 | 1G | Election of Trustee: Michelle C. Kerrick | MGMT | Y | FOR | FOR |
22 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 05/09/2023 | 1H | Election of Trustee: James H. Kropp | MGMT | Y | FOR | FOR |
23 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 05/09/2023 | 1I | Election of Trustee: Lynn C. Swann | MGMT | Y | FOR | FOR |
24 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 05/09/2023 | 1J | Election of Trustee: Winifred M. Webb | MGMT | Y | FOR | FOR |
25 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 05/09/2023 | 1K | Election of Trustee: Jay Willoughby | MGMT | Y | FOR | FOR |
26 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 05/09/2023 | 1L | Election of Trustee: Matthew R. Zaist | MGMT | Y | FOR | FOR |
27 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 05/09/2023 | 2 | Ratification of the Appointment of Ernst & Young LLP as American Homes 4 Rent's Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2023. | MGMT | Y | FOR | FOR |
28 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 05/09/2023 | 3 | Advisory Vote to Approve American Homes 4 Rent's Named Executive Officer Compensation. | MGMT | Y | FOR | FOR |
29 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 05/24/2023 | 1A | Election of Director: Thomas A. Bartlett | MGMT | Y | FOR | FOR |
30 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 05/24/2023 | 1B | Election of Director: Kelly C. Chambliss | MGMT | Y | FOR | FOR |
31 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 05/24/2023 | 1C | Election of Director: Teresa H. Clarke | MGMT | Y | FOR | FOR |
32 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 05/24/2023 | 1D | Election of Director: Raymond P. Dolan | MGMT | Y | FOR | FOR |
33 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 05/24/2023 | 1E | Election of Director: Kenneth R. Frank | MGMT | Y | FOR | FOR |
34 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 05/24/2023 | 1F | Election of Director: Robert D. Hormats | MGMT | Y | FOR | FOR |
35 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 05/24/2023 | 1G | Election of Director: Grace D. Lieblein | MGMT | Y | FOR | FOR |
36 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 05/24/2023 | 1H | Election of Director: Craig Macnab | MGMT | Y | FOR | FOR |
37 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 05/24/2023 | 1I | Election of Director: JoAnn A. Reed | MGMT | Y | FOR | FOR |
38 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 05/24/2023 | 1J | Election of Director: Pamela D. A. Reeve | MGMT | Y | FOR | FOR |
39 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 05/24/2023 | 1K | Election of Director: Bruce L. Tanner | MGMT | Y | FOR | FOR |
40 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 05/24/2023 | 1L | Election of Director: Samme L. Thompson | MGMT | Y | FOR | FOR |
41 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 05/24/2023 | 2 | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2023. | MGMT | Y | FOR | FOR |
42 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 05/24/2023 | 3 | To approve, on an advisory basis, the Company's executive compensation. | MGMT | Y | FOR | FOR |
43 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 05/24/2023 | 4 | To vote, on an advisory basis, on the frequency with which the Company will hold a stockholder advisory vote on executive compensation. | MGMT | Y | 1 YEAR | FOR |
44 | AMERICOLD REALTY TRUST | COLD | 03064D108 | ANNUAL; 05/16/2023 | 1A | Election of Director to hold office until the Annual Meeting to be held in 2024: George F. Chappelle, Jr. | MGMT | Y | FOR | FOR |
45 | AMERICOLD REALTY TRUST | COLD | 03064D108 | ANNUAL; 05/16/2023 | 1B | Election of Director to hold office until the Annual Meeting to be held in 2024: George J. Alburger, Jr. | MGMT | Y | FOR | FOR |
46 | AMERICOLD REALTY TRUST | COLD | 03064D108 | ANNUAL; 05/16/2023 | 1C | Election of Director to hold office until the Annual Meeting to be held in 2024: Kelly H. Barrett | MGMT | Y | FOR | FOR |
47 | AMERICOLD REALTY TRUST | COLD | 03064D108 | ANNUAL; 05/16/2023 | 1D | Election of Director to hold office until the Annual Meeting to be held in 2024: Robert L. Bass | MGMT | Y | FOR | FOR |
48 | AMERICOLD REALTY TRUST | COLD | 03064D108 | ANNUAL; 05/16/2023 | 1E | Election of Director to hold office until the Annual Meeting to be held in 2024: Antonio F. Fernandez | MGMT | Y | FOR | FOR |
49 | AMERICOLD REALTY TRUST | COLD | 03064D108 | ANNUAL; 05/16/2023 | 1F | Election of Director to hold office until the Annual Meeting to be held in 2024: Pamela K. Kohn | MGMT | Y | FOR | FOR |
50 | AMERICOLD REALTY TRUST | COLD | 03064D108 | ANNUAL; 05/16/2023 | 1G | Election of Director to hold office until the Annual Meeting to be held in 2024: David J. Neithercut | MGMT | Y | FOR | FOR |
51 | AMERICOLD REALTY TRUST | COLD | 03064D108 | ANNUAL; 05/16/2023 | 1H | Election of Director to hold office until the Annual Meeting to be held in 2024: Mark R. Patterson | MGMT | Y | FOR | FOR |
52 | AMERICOLD REALTY TRUST | COLD | 03064D108 | ANNUAL; 05/16/2023 | 1I | Election of Director to hold office until the Annual Meeting to be held in 2024: Andrew P. Power | MGMT | Y | FOR | FOR |
53 | AMERICOLD REALTY TRUST | COLD | 03064D108 | ANNUAL; 05/16/2023 | 2 | Advisory Vote on Compensation of Named Executive Officers (Say-On-Pay). | MGMT | Y | FOR | FOR |
54 | AMERICOLD REALTY TRUST | COLD | 03064D108 | ANNUAL; 05/16/2023 | 3 | Ratification of Ernst & Young LLP as our Independent Accounting Firm for 2023. | MGMT | Y | FOR | FOR |
55 | CADIZ, INC. | CDZI | 127537207 | ANNUAL; 06/21/2023 | 1A | ELECTION OF DIRECTOR: Stephen E. Courter | MGMT | Y | FOR | FOR |
56 | CADIZ, INC. | CDZI | 127537207 | ANNUAL; 06/21/2023 | 1B | ELECTION OF DIRECTOR: Maria Dreyfus | MGMT | Y | FOR | FOR |
57 | CADIZ, INC. | CDZI | 127537207 | ANNUAL; 06/21/2023 | 1C | ELECTION OF DIRECTOR: Maria Echaveste | MGMT | Y | FOR | FOR |
58 | CADIZ, INC. | CDZI | 127537207 | ANNUAL; 06/21/2023 | 1D | ELECTION OF DIRECTOR: Winston Hickox | MGMT | Y | FOR | FOR |
59 | CADIZ, INC. | CDZI | 127537207 | ANNUAL; 06/21/2023 | 1E | ELECTION OF DIRECTOR: Susan Kennedy | MGMT | Y | FOR | FOR |
60 | CADIZ, INC. | CDZI | 127537207 | ANNUAL; 06/21/2023 | 1F | ELECTION OF DIRECTOR: Kenneth T. Lombard | MGMT | Y | FOR | FOR |
61 | CADIZ, INC. | CDZI | 127537207 | ANNUAL; 06/21/2023 | 1G | ELECTION OF DIRECTOR: Richard Polanco | MGMT | Y | FOR | FOR |
62 | CADIZ, INC. | CDZI | 127537207 | ANNUAL; 06/21/2023 | 1H | ELECTION OF DIRECTOR: Scott S. Slater | MGMT | Y | FOR | FOR |
63 | CADIZ, INC. | CDZI | 127537207 | ANNUAL; 06/21/2023 | 1I | ELECTION OF DIRECTOR: Carolyn Webb de Macías | MGMT | Y | FOR | FOR |
64 | CADIZ, INC. | CDZI | 127537207 | ANNUAL; 06/21/2023 | 2 | The adoption of an amendment to our Certificate of Incorporation to increase the number of authorized shares of common stock. | MGMT | Y | FOR | FOR |
65 | CADIZ, INC. | CDZI | 127537207 | ANNUAL; 06/21/2023 | 3 | Ratification of the selection by the Audit Committee of our Board of Directors of PricewaterhouseCoopers LLP as the Company's independent certified public accountants for fiscal year 2023. | MGMT | Y | FOR | FOR |
66 | CADIZ, INC. | CDZI | 127537207 | ANNUAL; 06/21/2023 | 4 | Advisory vote on executive compensation as disclosed in the proxy materials. | MGMT | Y | FOR | FOR |
67 | CADIZ, INC. | CDZI | 127537207 | ANNUAL; 06/21/2023 | 5 | Advisory vote on the frequency of executive compensation advisory votes. | MGMT | Y | 1 YEAR | FOR |
68 | CAESARS ENTERTAINMENT | CZR | 12769G100 | ANNUAL; 06/13/2023 | 1 | Vote Board of Directors: Gary L. Carano, Bonnie S. Biumi, Jan Jones Blackhurst, Frank J. Fahrenkopf, Don R. Kornstein, Courtney R. Mather, Michael E. Pegram, Thomas R. Reeg, David P. Tomick | MGMT | Y | FOR ALL | FOR |
69 | CAESARS ENTERTAINMENT | CZR | 12769G100 | ANNUAL; 06/13/2023 | 2 | COMPANY PROPOSAL: ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | Y | FOR | FOR |
70 | CAESARS ENTERTAINMENT | CZR | 12769G100 | ANNUAL; 06/13/2023 | 3 | COMPANY PROPOSAL: RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2023. | MGMT | Y | FOR | FOR |
71 | CAESARS ENTERTAINMENT | CZR | 12769G100 | ANNUAL; 06/13/2023 | 4 | COMPANY PROPOSAL: APPROVE AND ADOPT AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO LIMIT THE LIABILITY OF CERTAIN OFFICERS AND THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION TO REFLECT SUCH AMENDMENT. | MGMT | Y | FOR | FOR |
72 | CAESARS ENTERTAINMENT | CZR | 12769G100 | ANNUAL; 06/13/2023 | 5 | SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL REGARDING COMPANY POLITICAL DISCLOSURES. | SHAREHOLD | Y | AGAINST | FOR |
73 | CAESARS ENTERTAINMENT | CZR | 12769G100 | ANNUAL; 06/13/2023 | 6 | SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL REGARDING BOARD MATRIX. | SHAREHOLD | Y | AGAINST | FOR |
74 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 05/17/2023 | 1A | Election of Director: P. Robert Bartolo | MGMT | Y | FOR | FOR |
75 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 05/17/2023 | 1B | Election of Director: Jay A. Brown | MGMT | Y | FOR | FOR |
76 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 05/17/2023 | 1C | Election of Director: Cindy Christy | MGMT | Y | FOR | FOR |
77 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 05/17/2023 | 1D | Election of Director: Ari Q. Fitzgerald | MGMT | Y | FOR | FOR |
78 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 05/17/2023 | 1E | Election of Director: Andrea J. Goldsmith | MGMT | Y | FOR | FOR |
79 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 05/17/2023 | 1F | Election of Director: Tammy K. Jones | MGMT | Y | FOR | FOR |
80 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 05/17/2023 | 1G | Election of Director: Anthony J. Melone | MGMT | Y | FOR | FOR |
81 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 05/17/2023 | 1H | Election of Director: W. Benjamin Moreland | MGMT | Y | FOR | FOR |
82 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 05/17/2023 | 1I | Election of Director: Kevin A. Stephens | MGMT | Y | FOR | FOR |
83 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 05/17/2023 | 1J | Election of Director: Matthew Thorton, III | MGMT | Y | FOR | FOR |
84 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 05/17/2023 | 2 | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2023. | MGMT | Y | FOR | FOR |
85 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 05/17/2023 | 3 | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. | MGMT | Y | FOR | FOR |
86 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 05/17/2023 | 4 | The amendment to the Company's Restated Certificate of Incorporation, as amended, regarding officer exculpation. | MGMT | Y | FOR | FOR |
87 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 05/11/2023 | 1.1 | Election of Director to serve until the 2024 annual meeting: James Keith Brown | MGMT | Y | FOR | FOR |
88 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 05/11/2023 | 1.2 | Election of Director to serve until the 2024 annual meeting: Nancy A. Curtin | MGMT | Y | FOR | FOR |
89 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 05/11/2023 | 1.3 | Election of Director to serve until the 2024 annual meeting: Jeannie H. Diefenderfer | MGMT | Y | FOR | FOR |
90 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 05/11/2023 | 1.4 | Election of Director to serve until the 2024 annual meeting: Jon A. Fosheim | MGMT | Y | FOR | FOR |
91 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 05/11/2023 | 1.5 | Election of Director to serve until the 2024 annual meeting: Marc C. Ganzi | MGMT | Y | FOR | FOR |
92 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 05/11/2023 | 1.6 | Election of Director to serve until the 2024 annual meeting: Gregory J. McCray | MGMT | Y | FOR | FOR |
93 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 05/11/2023 | 1.7 | Election of Director to serve until the 2024 annual meeting: Sháka Rasheed | MGMT | Y | FOR | FOR |
94 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 05/11/2023 | 1.8 | Election of Director to serve until the 2024 annual meeting: Dale Anne Reiss | MGMT | Y | FOR | FOR |
95 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 05/11/2023 | 1.9 | Election of Director to serve until the 2024 annual meeting: David M. Tolley | MGMT | Y | FOR | FOR |
96 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 05/11/2023 | 2 | To approve, on a non-binding, advisory basis, named executive officer compensation. | MGMT | Y | FOR | FOR |
97 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 05/11/2023 | 3 | To recommend, on a non-binding, advisory basis, the frequency of the advisory vote on named executive officer compensation. | MGMT | Y | 1 YEAR | FOR |
98 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 05/11/2023 | 4 | To consider and vote upon an amendment to our articles of amendment and restatement, as amended and supplemented, to decrease the number of authorized shares of common stock. | MGMT | Y | FOR | FOR |
99 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 05/11/2023 | 5 | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2023. | MGMT | Y | FOR | FOR |
100 | DIGITAL REALTY TRUST, INC. | DLR | 253868103 | ANNUAL; 06/08/2023 | 1A | Election of Director: Alexis Black Bjorlin | MGMT | Y | FOR | FOR |
101 | DIGITAL REALTY TRUST, INC. | DLR | 253868103 | ANNUAL; 06/08/2023 | 1B | Election of Director: VeraLinn Jamieson | MGMT | Y | FOR | FOR |
102 | DIGITAL REALTY TRUST, INC. | DLR | 253868103 | ANNUAL; 06/08/2023 | 1C | Election of Director: Kevin J. Kennedy | MGMT | Y | FOR | FOR |
103 | DIGITAL REALTY TRUST, INC. | DLR | 253868103 | ANNUAL; 06/08/2023 | 1D | Election of Director: William G. LaPerch | MGMT | Y | FOR | FOR |
104 | DIGITAL REALTY TRUST, INC. | DLR | 253868103 | ANNUAL; 06/08/2023 | 1E | Election of Director: Jean F. H. P. Mandeville | MGMT | Y | FOR | FOR |
105 | DIGITAL REALTY TRUST, INC. | DLR | 253868103 | ANNUAL; 06/08/2023 | 1F | Election of Director: Afshin Mohebbi | MGMT | Y | FOR | FOR |
106 | DIGITAL REALTY TRUST, INC. | DLR | 253868103 | ANNUAL; 06/08/2023 | 1G | Election of Director: Mark R. Patterson | MGMT | Y | FOR | FOR |
107 | DIGITAL REALTY TRUST, INC. | DLR | 253868103 | ANNUAL; 06/08/2023 | 1H | Election of Director: Mary Hogan Preusse | MGMT | Y | FOR | FOR |
108 | DIGITAL REALTY TRUST, INC. | DLR | 253868103 | ANNUAL; 06/08/2023 | 1I | Election of Director: Andrew P. Power | MGMT | Y | FOR | FOR |
109 | DIGITAL REALTY TRUST, INC. | DLR | 253868103 | ANNUAL; 06/08/2023 | 2 | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | MGMT | Y | FOR | FOR |
110 | DIGITAL REALTY TRUST, INC. | DLR | 253868103 | ANNUAL; 06/08/2023 | 3 | To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers, as more fully described in the accompanying Proxy Statement (Say-on-Pay). | MGMT | Y | FOR | FOR |
111 | DIGITAL REALTY TRUST, INC. | DLR | 253868103 | ANNUAL; 06/08/2023 | 4 | To approve, on a non-binding, advisory basis, the frequency of holding future advisory votes on the compensation of our named executive officers (every one, two or three years). | MGMT | Y | 1 YEAR | FOR |
112 | DIGITAL REALTY TRUST, INC. | DLR | 253868103 | ANNUAL; 06/08/2023 | 5 | A stockholder proposal regarding reporting on concealment clauses. | SHAREHOLD | Y | AGAINST | FOR |
113 | DIGITAL REALTY TRUST, INC. | DLR | 253868103 | ANNUAL; 06/08/2023 | 6 | A stockholder proposal regarding inclusion in the workplace. | SHAREHOLD | Y | AGAINST | FOR |
114 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 05/25/2023 | 1A | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Nanci Caldwell | MGMT | Y | FOR | FOR |
115 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 05/25/2023 | 1B | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Adaire Fox-Martin | MGMT | Y | FOR | FOR |
116 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 05/25/2023 | 1C | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Ron Guerrier | MGMT | Y | FOR | FOR |
117 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 05/25/2023 | 1D | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Gary Hromadko | MGMT | Y | FOR | FOR |
118 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 05/25/2023 | 1E | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Charles Meyers | MGMT | Y | FOR | FOR |
119 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 05/25/2023 | 1F | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Thomas Olinger | MGMT | Y | FOR | FOR |
120 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 05/25/2023 | 1G | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Christopher Paisley | MGMT | Y | FOR | FOR |
121 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 05/25/2023 | 1H | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Jeetu Patel | MGMT | Y | FOR | FOR |
122 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 05/25/2023 | 1I | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Sandra Rivera | MGMT | Y | FOR | FOR |
123 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 05/25/2023 | 1J | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Fidelma Russo | MGMT | Y | FOR | FOR |
124 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 05/25/2023 | 1K | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Peter Van Camp | MGMT | Y | FOR | FOR |
125 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 05/25/2023 | 2 | Approval, by a non-binding advisory vote, of the compensation of our named executive officers. | MGMT | Y | FOR | FOR |
126 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 05/25/2023 | 3 | Approval, by a non-binding advisory vote, of the frequency with which our stockholders will vote on the compensation of our named executive officers | MGMT | Y | 1 YEAR | FOR |
127 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 05/25/2023 | 4 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023 | MGMT | Y | FOR | FOR |
128 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 05/25/2023 | 5 | A stockholder proposal related to shareholder ratification of termination pay | SHAREHOLD | Y | AGAINST | FOR |
129 | EQUITY LIFESTYLE PROPERTIES, INC | ELS | 29472R108 | ANNUAL; 04/25/2023 | 1 | Director Nominees: Andrew Berkenfield, Derrick Burks, Phillip Calian, David Contis, Constance Freedman, Thomas Heneghan, Marguertie Nader, Scott Peppet, Sheli Rosenberg, Samuel Zell | MGMT | Y | FOR ALL | FOR |
130 | EQUITY LIFESTYLE PROPERTIES, INC | ELS | 29472R108 | ANNUAL; 04/25/2023 | 2 | Ratification of the selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for 2023. | MGMT | Y | FOR | FOR |
131 | EQUITY LIFESTYLE PROPERTIES, INC | ELS | 29472R108 | ANNUAL; 04/25/2023 | 3 | Approval on a non-binding, advisory basis of our executive compensation as disclosed in the Proxy Statement. | MGMT | Y | FOR | FOR |
132 | EQUITY LIFESTYLE PROPERTIES, INC | ELS | 29472R108 | ANNUAL; 04/25/2023 | 4 | A non-binding, advisory vote on the frequency of stockholder votes to approve executive compensation. | MGMT | Y | 1 YEAR | FOR |
133 | EXTRA SPACE STORAGE INC. | EXR | 30225T102 | ANNUAL; 05/24/2023 | 1A | Election of Director: Kenneth M. Woolley | MGMT | Y | FOR | FOR |
134 | EXTRA SPACE STORAGE INC. | EXR | 30225T102 | ANNUAL; 05/24/2023 | 1B | Election of Director: Joseph D. Margolis | MGMT | Y | FOR | FOR |
135 | EXTRA SPACE STORAGE INC. | EXR | 30225T102 | ANNUAL; 05/24/2023 | 1C | Election of Director: Roger B. Porter | MGMT | Y | FOR | FOR |
136 | EXTRA SPACE STORAGE INC. | EXR | 30225T102 | ANNUAL; 05/24/2023 | 1D | Election of Director: Jennifer Blouin | MGMT | Y | FOR | FOR |
137 | EXTRA SPACE STORAGE INC. | EXR | 30225T102 | ANNUAL; 05/24/2023 | 1E | Election of Director: Joseph J. Bonner | MGMT | Y | FOR | FOR |
138 | EXTRA SPACE STORAGE INC. | EXR | 30225T102 | ANNUAL; 05/24/2023 | 1F | Election of Director: Gary L. Crittenden | MGMT | Y | FOR | FOR |
139 | EXTRA SPACE STORAGE INC. | EXR | 30225T102 | ANNUAL; 05/24/2023 | 1G | Election of Director: Spencer F. Kirk | MGMT | Y | FOR | FOR |
140 | EXTRA SPACE STORAGE INC. | EXR | 30225T102 | ANNUAL; 05/24/2023 | 1H | Election of Director: Diane Olmstead | MGMT | Y | FOR | FOR |
141 | EXTRA SPACE STORAGE INC. | EXR | 30225T102 | ANNUAL; 05/24/2023 | 1I | Election of Director: Jefferson S. Shreve | MGMT | Y | FOR | FOR |
142 | EXTRA SPACE STORAGE INC. | EXR | 30225T102 | ANNUAL; 05/24/2023 | 1J | Election of Director: Julia Vander Ploeg | MGMT | Y | FOR | FOR |
143 | EXTRA SPACE STORAGE INC. | EXR | 30225T102 | ANNUAL; 05/24/2023 | 2 | Ratification of the appointment of Ernst & Young LLP as the Company's Independent Registered Public accounting Firm. | MGMT | Y | FOR | FOR |
144 | EXTRA SPACE STORAGE INC. | EXR | 30225T102 | ANNUAL; 05/24/2023 | 3 | Advisory vote on the compensation of the Company's named executive officers. | MGMT | Y | FOR | FOR |
145 | EXTRA SPACE STORAGE INC. | EXR | 30225T102 | SPECIAL; 07/18/2023 | 1 | To approve the issuance of shares of common stock Extra Space Storage Inc. ("Extra Space") in connection with the merger of Eros Merger Sub, LLC, a newlycreated wholly owned subsidiary of Extra Space, with and into Life Storage, Inc. ("Life Storage") with Life Storage continuing as the surviving entity, pursuant to which each outstanding share of Life Storage common stock will be converted into the right to receive 0.895 of a newly issued share of Extra Space common stock. | MGMT | Y | FOR | FOR |
146 | EXTRA SPACE STORAGE INC. | EXR | 30225T102 | SPECIAL; 07/18/2023 | 2 | To approve one or more adjournments of the Extra Space special Meeting to another date, time or place, if necessary or appropriate, to solicit additional proxies in favor of the Extra Space common stock issuance proposal. | MGMT | Y | FOR | FOR |
147 | FTAI AVIATION LTD. | FTAI | G3730V105 | ANNUAL; 05/25/2023 | 1 | Director Nominees: Joseph P. Adams, Jr., Judith A. Hannaway, Martin Tuchman | MGMT | Y | FOR ALL | FOR |
148 | FTAI AVIATION LTD. | FTAI | G3730V105 | ANNUAL; 05/25/2023 | 2 | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for FTAI Aviation Ltd. for fiscal year ending December 31, 2023. | MGMT | Y | FOR | FOR |
149 | FTAI INFRASTRUCTURE | FIP | 35953C106 | ANNUAL; 05/25/2023 | 1 | Election of Director: James L. Hamilton | MGMT | Y | FOR | FOR |
150 | FTAI INFRASTRUCTURE | FIP | 35953C106 | ANNUAL; 05/25/2023 | 2 | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for the Company for fiscal year 2023. | MGMT | Y | FOR | FOR |
151 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/27/2023 | 1A | Election of Director: Scott M. Brinker | MGMT | Y | FOR | FOR |
152 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/27/2023 | 1B | Election of Director: Brian G. Cartwright | MGMT | Y | FOR | FOR |
153 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/27/2023 | 1C | Election of Director: James B. Connor | MGMT | Y | FOR | FOR |
154 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/27/2023 | 1D | Election of Director: Christine N. Garvey | MGMT | Y | FOR | FOR |
155 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/27/2023 | 1E | Election of Director: R. Kent Griffin, Jr. | MGMT | Y | FOR | FOR |
156 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/27/2023 | 1F | Election of Director: David B. Henry | MGMT | Y | FOR | FOR |
157 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/27/2023 | 1G | Election of Director: Sara G. Lewis | MGMT | Y | FOR | FOR |
158 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/27/2023 | 1H | Election of Director: Katherine M. Sandstrom | MGMT | Y | FOR | FOR |
159 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/27/2023 | 2 | Approval of 2022 executive compensation on an advisory basis. | MGMT | Y | FOR | FOR |
160 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/27/2023 | 3 | Approval, on an advisory basis, of the frequency of future advisory votes on executive compensation. | MGMT | Y | 1 YEAR | FOR |
161 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/27/2023 | 4 | Approval of the Healthpeak Properties, Inc. 2023 Performance Incentive Plan. | MGMT | Y | FOR | FOR |
162 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/27/2023 | 5 | Ratification of the appointment of Deloitte & Touche LLP as Healthpeak Properties, Inc.'s independent registered public accounting firm for the year ending December 31, 2023. | MGMT | Y | FOR | FOR |
163 | INVITATION HOMES INC. | INVH | 46187W107 | ANNUAL; 05/17/2023 | 1 | Vote Board of Directors: Michael D. Fascitelli, Dallas B. Tanner, Jana Cohen Barbe, Richard D. Bronson, Jeffrey E. Kelter, Joseph D. Margolis, John B. Rhea, Janice L. Sears, F.A. Sevilla-Sacasa, Keith D. Taylor | MGMT | Y | FOR ALL | FOR |
164 | INVITATION HOMES INC. | INVH | 46187W107 | ANNUAL; 05/17/2023 | 2 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2023. | MGMT | Y | FOR | FOR |
165 | INVITATION HOMES INC. | INVH | 46187W107 | ANNUAL; 05/17/2023 | 3 | To approve, in a non-binding advisory vote, the compensation paid to our named executive officers. | MGMT | Y | FOR | FOR |
166 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/02/2023 | 1A | Election of Director: Barry Diller | MGMT | Y | FOR | FOR |
167 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/02/2023 | 1B | Election of Director: Alexis M. Herman | MGMT | Y | FOR | FOR |
168 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/02/2023 | 1C | Election of Director: William J. Hornbuckle | MGMT | Y | FOR | FOR |
169 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/02/2023 | 1D | Election of Director: Mary Chris Jammet | MGMT | Y | FOR | FOR |
170 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/02/2023 | 1E | Election of Director: Joey Levin | MGMT | Y | FOR | FOR |
171 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/02/2023 | 1F | Election of Director: Rose McKinney-James | MGMT | Y | FOR | FOR |
172 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/02/2023 | 1G | Election of Director: Keith A. Meister | MGMT | Y | FOR | FOR |
173 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/02/2023 | 1H | Election of Director: Paul Salem | MGMT | Y | FOR | FOR |
174 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/02/2023 | 1I | Election of Director: Jan G. Swartz | MGMT | Y | FOR | FOR |
175 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/02/2023 | 1J | Election of Director: Daniel J. Taylor | MGMT | Y | FOR | FOR |
176 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/02/2023 | 1K | Election of Director: Ben Winston | MGMT | Y | FOR | FOR |
177 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/02/2023 | 2 | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | MGMT | Y | FOR | FOR |
178 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/02/2023 | 3 | To approve, on an advisory basis, the compensation of the named executive officers. | MGMT | Y | FOR | FOR |
179 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/02/2023 | 4 | To approve, on an advisory basis, the frequency with which the Company conducts advisory votes on executive compensation | MGMT | Y | 1 YEAR | FOR |
180 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 05/22/2023 | 1A | Election of Trustee: Tamara D. Fischer | MGMT | Y | FOR | FOR |
181 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 04/11/2022 | 1B | Election of Trustee: Arlen D. Nordhagen | MGMT | Y | FOR | FOR |
182 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 05/22/2023 | 1C | Election of Trustee: George L. Chapman | MGMT | Y | FOR | FOR |
183 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 05/22/2023 | 1D | Election of Trustee: Paul W. Hylbert, Jr. | MGMT | Y | FOR | FOR |
184 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 05/22/2023 | 1E | Election of Trustee: Chad L. Meisinger | MGMT | Y | FOR | FOR |
185 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 05/22/2023 | 1F | Election of Trustee: Steven G. Osgood | MGMT | Y | FOR | FOR |
186 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 05/22/2023 | 1G | Election of Trustee: Dominic M. Palazzo | MGMT | Y | FOR | FOR |
187 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 05/22/2023 | 1H | Election of Trustee: Rebecca L. Steinfort | MGMT | Y | FOR | FOR |
188 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 05/22/2023 | 1I | Election of Trustee: Mark Van Mourick | MGMT | Y | FOR | FOR |
189 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 05/22/2023 | 1J | Election of Trustee: Charles F. Wu | MGMT | Y | FOR | FOR |
190 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 05/22/2023 | 2 | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | MGMT | Y | FOR | FOR |
191 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 05/22/2023 | 3 | Shareholder advisory vote (non-binding) on the executive compensation of the Company's Named Executive Officers as more fully described in the Proxy Statement. | MGMT | Y | FOR | FOR |
192 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 05/04/2023 | 1A | Election of Director: Hamid R. Moghadam | MGMT | Y | FOR | FOR |
193 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 05/04/2023 | 1B | Election of Director: Christina G. Bita | MGMT | Y | FOR | FOR |
194 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 05/04/2023 | 1C | Election of Director: James B. Connor | MGMT | Y | FOR | FOR |
195 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 05/04/2023 | 1D | Election of Director: George L. Fotides | MGMT | Y | FOR | FOR |
196 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 05/04/2023 | 1E | Election of Director: Lydia H. Kennard | MGMT | Y | FOR | FOR |
197 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 05/04/2023 | 1F | Election of Director: Irving F. Lyons III | MGMT | Y | FOR | FOR |
198 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 05/04/2023 | 1G | Election of Director: Avid Modjtabai | MGMT | Y | FOR | FOR |
199 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 05/04/2023 | 1H | Election of Director: David P. O'Connor | MGMT | Y | FOR | FOR |
200 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 05/04/2023 | 1I | Election of Director: Olivier Piani | MGMT | Y | FOR | FOR |
201 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 05/04/2023 | 1J | Election of Director: Jeffery L. Skelton | MGMT | Y | FOR | FOR |
202 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 05/04/2023 | 1K | Election of Director: Carl B. Webb | MGMT | Y | FOR | FOR |
203 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 05/04/2023 | 2 | Advisory Vote to Approve the Company's Executive Compensation for 2022. | MGMT | Y | FOR | FOR |
204 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 05/04/2023 | 3 | Advisory Vote on the Frequency of Future Advisory Votes on the Company's Executive Compensation. | MGMT | Y | 1 YEAR | FOR |
205 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 05/04/2023 | 4 | Ratification of the Appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm for the Year 2023. | MGMT | Y | FOR | FOR |
206 | REXFORD INDUSTRIAL REALTY INC | REXR | 76169C100 | ANNUAL; 06/05/2023 | 1.1 | Election of Director: Robert L. Antin | MGMT | Y | FOR | FOR |
207 | REXFORD INDUSTRIAL REALTY INC | REXR | 76169C100 | ANNUAL; 06/05/2023 | 1.2 | Election of Director: Michael S. Frankel | MGMT | Y | FOR | FOR |
208 | REXFORD INDUSTRIAL REALTY INC | REXR | 76169C100 | ANNUAL; 06/05/2023 | 1.3 | Election of Director: Diana J. Ingram | MGMT | Y | FOR | FOR |
209 | REXFORD INDUSTRIAL REALTY INC | REXR | 76169C100 | ANNUAL; 06/05/2023 | 1.4 | Election of Director: Angela L. Kleiman | MGMT | Y | FOR | FOR |
210 | REXFORD INDUSTRIAL REALTY INC | REXR | 76169C100 | ANNUAL; 06/05/2023 | 1.5 | Election of Director: Debra L. Morris | MGMT | Y | FOR | FOR |
211 | REXFORD INDUSTRIAL REALTY INC | REXR | 76169C100 | ANNUAL; 06/05/2023 | 1.6 | Election of Director: Tyler H. Rose | MGMT | Y | FOR | FOR |
212 | REXFORD INDUSTRIAL REALTY INC | REXR | 76169C100 | ANNUAL; 06/05/2023 | 1.7 | Election of Director: Howard Schwimmer | MGMT | Y | FOR | FOR |
213 | REXFORD INDUSTRIAL REALTY INC | REXR | 76169C100 | ANNUAL; 06/05/2023 | 1.8 | Election of Director: Richard S. Ziman | MGMT | Y | FOR | FOR |
214 | REXFORD INDUSTRIAL REALTY INC | REXR | 76169C100 | ANNUAL; 06/05/2023 | 2 | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | MGMT | Y | FOR | FOR |
215 | REXFORD INDUSTRIAL REALTY INC | REXR | 76169C100 | ANNUAL; 06/05/2023 | 3 | The advisory resolution to approve the Company's named executive officer compensation for the fiscal year ended December 31, 2022, as described in the Rexford Industrial Realty, Inc. Proxy Statement | MGMT | Y | FOR | FOR |
216 | SBA COMMUNICATIONS CORPORATION | SBAC | 78388J-106 | ANNUAL; 05/25/2023 | 1.1 | Election of Director for a three-year term expiring at the 2026 Annual Meeting: Steven E. Bernstein | MGMT | Y | FOR | FOR |
217 | SBA COMMUNICATIONS CORPORATION | SBAC | 78388J-106 | ANNUAL; 05/25/2023 | 1.2 | Election of Director for a three-year term expiring at the 2026 Annual Meeting: Laurie Bowen | MGMT | Y | FOR | FOR |
218 | SBA COMMUNICATIONS CORPORATION | SBAC | 78388J-106 | ANNUAL; 05/25/2023 | 1.3 | Election of Director for a three-year term expiring at the 2026 Annual Meeting: Amy E. Wilson | MGMT | Y | FOR | FOR |
219 | SBA COMMUNICATIONS CORPORATION | SBAC | 78388J-106 | ANNUAL; 05/25/2023 | 2 | Ratification of the appointment of Ernst & Young LLP as SBA's independent registered public accounting firm for the 2023 fiscal year. | MGMT | Y | FOR | FOR |
220 | SBA COMMUNICATIONS CORPORATION | SBAC | 78388J-106 | ANNUAL; 05/25/2023 | 3 | Approval, on an advisory basis, of the compensation of SBA's named executive officers. | MGMT | Y | FOR | FOR |
221 | SBA COMMUNICATIONS CORPORATION | SBAC | 78388J-106 | ANNUAL; 05/25/2023 | 4 | Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of SBA's named executive officers. | MGMT | Y | 1 YEAR | FOR |
222 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 05/16/2023 | 1A | Election of Director to serve until 2024 Annual Meeting: Gary A. Shiffman | MGMT | Y | FOR | FOR |
223 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 05/16/2023 | 1B | Election of Director to serve until 2024 Annual Meeting: Tonya Allen | MGMT | Y | FOR | FOR |
224 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 05/16/2023 | 1C | Election of Director to serve until 2024 Annual Meeting: Meghan G. Baivier | MGMT | Y | FOR | FOR |
225 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 05/16/2023 | 1D | Election of Director to serve until 2024 Annual Meeting: Stephanie W. Bergeron | MGMT | Y | FOR | FOR |
226 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 05/16/2023 | 1E | Election of Director to serve until 2024 Annual Meeting: Stephanie W. Bergeron | MGMT | Y | FOR | FOR |
227 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 05/16/2023 | 1F | Election of Director to serve until 2024 Annual Meeting: Jeff T. Blau | MGMT | Y | FOR | FOR |
228 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 05/16/2023 | 1G | Election of Director to serve until 2024 Annual Meeting: Ronald A. Klein | MGMT | Y | FOR | FOR |
229 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 05/16/2023 | 1H | Election of Director to serve until 2024 Annual Meeting: Clunet R. Lewis | MGMT | Y | FOR | FOR |
230 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 05/16/2023 | 1I | Election of Director to serve until 2024 Annual Meeting: Arthur A. Weiss | MGMT | Y | FOR | FOR |
231 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 05/16/2023 | 2 | To approve, by non-binding vote, executive compensation | MGMT | Y | FOR | FOR |
232 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 05/16/2023 | 3 | To approve, by a non-binding advisory vote, frequency of shareholder votes on executive compensation. | MGMT | Y | 1 YEAR | FOR |
233 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 05/16/2023 | 4 | To ratify the selection of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | MGMT | Y | FOR | FOR |
234 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 05/16/2023 | 5 | To approve the articles of Amendment to the Company's Charter to increase authorized shares of common stock. | MGMT | Y | FOR | FOR |
235 | TERRENO REALTY CORPORATION | TRNO | 88146M101 | ANNUAL; 05/02/2023 | 1A | Election of Director: W. Blake Baird | MGMT | Y | FOR | FOR |
236 | TERRENO REALTY CORPORATION | TRNO | 88146M101 | ANNUAL; 05/02/2023 | 1B | Election of Director: Michael A. Coke | MGMT | Y | FOR | FOR |
237 | TERRENO REALTY CORPORATION | TRNO | 88146M101 | ANNUAL; 05/02/2023 | 1C | Election of Director: Linda Assante | MGMT | Y | FOR | FOR |
238 | TERRENO REALTY CORPORATION | TRNO | 88146M101 | ANNUAL; 05/02/2023 | 1D | Election of Director: Gary N. Boston | MGMT | Y | FOR | FOR |
239 | TERRENO REALTY CORPORATION | TRNO | 88146M101 | ANNUAL; 05/02/2023 | 1E | Election of Director: LeRoy E. Carlson | MGMT | Y | FOR | FOR |
240 | TERRENO REALTY CORPORATION | TRNO | 88146M101 | ANNUAL; 05/02/2023 | 1F | Election of Director: Irene H. Oh | MGMT | Y | FOR | FOR |
241 | TERRENO REALTY CORPORATION | TRNO | 88146M101 | ANNUAL; 05/02/2023 | 1G | Election of Director: Douglas M. Pasquale | MGMT | Y | FOR | FOR |
242 | TERRENO REALTY CORPORATION | TRNO | 88146M101 | ANNUAL; 05/02/2023 | 1H | Election of Director: Dennis Polk | MGMT | Y | FOR | FOR |
243 | TERRENO REALTY CORPORATION | TRNO | 88146M101 | ANNUAL; 05/02/2023 | 2 | Adoption of a resolution to approve, on a non-binding basis, the compensation of certain executives, as more fully described in the proxy statement. | MGMT | Y | FOR | FOR |
244 | TERRENO REALTY CORPORATION | TRNO | 88146M101 | ANNUAL; 05/02/2023 | 3 | Determination on a non-binding, advisory basis, of the frequency of future non-binding, advisory votes on executive compensation | MGMT | Y | 1 YEAR | FOR |
245 | TERRENO REALTY CORPORATION | TRNO | 88146M101 | ANNUAL; 05/02/2023 | 4 | Ratification of the appointment of Ernst & Young LLP as our independent registered certified public accounting firm for the 2023 fiscal year. | MGMT | Y | FOR | FOR |
246 | VICI PROPERTIES INC | VICI | 925652109 | ANNUAL; 04/27/2023 | 1A | Election of Director: James R. Abrahamson | MGMT | Y | FOR | FOR |
247 | VICI PROPERTIES INC | VICI | 925652109 | ANNUAL; 04/27/2023 | 1B | Election of Director: Diana F. Cantor | MGMT | Y | FOR | FOR |
248 | VICI PROPERTIES INC | VICI | 925652109 | ANNUAL; 04/27/2023 | 1C | Election of Director: Monica H. Douglas | MGMT | Y | FOR | FOR |
249 | VICI PROPERTIES INC | VICI | 925652109 | ANNUAL; 04/27/2023 | 1D | Election of Director: Elizabeth I. Holland | MGMT | Y | FOR | FOR |
250 | VICI PROPERTIES INC | VICI | 925652109 | ANNUAL; 04/27/2023 | 1E | Election of Director: Craig Macnab | MGMT | Y | FOR | FOR |
251 | VICI PROPERTIES INC | VICI | 925652109 | ANNUAL; 04/27/2023 | 1F | Election of Director: Edward B. Pitoniak | MGMT | Y | FOR | FOR |
252 | VICI PROPERTIES INC | VICI | 925652109 | ANNUAL; 04/27/2023 | 1G | Election of Director: Michael D. Rumbolz | MGMT | Y | FOR | FOR |
253 | VICI PROPERTIES INC | VICI | 925652109 | ANNUAL; 04/27/2023 | 2 | To ratify the appointment of Deloitt e & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | MGMT | Y | FOR | FOR |
254 | VICI PROPERTIES INC | VICI | 925652109 | ANNUAL; 04/27/2023 | 3 | To approve (on a non-binding, advisory basis) the compensation of our named executive officers | MGMT | Y | FOR | FOR |
255 | WEWORK INC. | WE | 96209A104 | ANNUAL; 06/12/2023 | 1A | Election of Director: Sandeep Mathrani | MGMT | Y | FOR | FOR |
256 | WEWORK INC. | WE | 96209A104 | ANNUAL; 06/12/2023 | 1B | Election of Director: Alex Clavel | MGMT | Y | FOR | FOR |
257 | WEWORK INC. | WE | 96209A104 | ANNUAL; 06/12/2023 | 1C | Election of Director: Bruce Dunlevie | MGMT | Y | FOR | FOR |
258 | WEWORK INC. | WE | 96209A104 | ANNUAL; 06/12/2023 | 1D | Election of Director: Daniel Hurwitz | MGMT | Y | FOR | FOR |
259 | WEWORK INC. | WE | 96209A104 | ANNUAL; 06/12/2023 | 1E | Election of Director: Véronique Laury | MGMT | Y | FOR | FOR |
260 | WEWORK INC. | WE | 96209A104 | ANNUAL; 06/12/2023 | 1F | Election of Director: Vikas Parekh | MGMT | Y | FOR | FOR |
261 | WEWORK INC. | WE | 96209A104 | ANNUAL; 06/12/2023 | 1G | Election of Director: Deven Parekh | MGMT | Y | FOR | FOR |
262 | WEWORK INC. | WE | 96209A104 | ANNUAL; 06/12/2023 | 1H | Election of Director: Vivek Ranadivé | MGMT | Y | FOR | FOR |
263 | WEWORK INC. | WE | 96209A104 | ANNUAL; 06/12/2023 | 1I | Election of Director: David Tolley | MGMT | Y | FOR | FOR |
264 | WEWORK INC. | WE | 96209A104 | ANNUAL; 06/12/2023 | 2 | Advisory vote to approve 2022 named executive officer compensation | MGMT | Y | FOR | FOR |
265 | WEWORK INC. | WE | 96209A104 | ANNUAL; 06/12/2023 | 3 | Ratification of appointment of Ernst & Young LLP as independent registered accounting firm for fiscal year ending December 31, 2023 | MGMT | Y | FOR | FOR |
266 | WEWORK INC. | WE | 96209A104 | ANNUAL; 06/12/2023 | 4 | Amendment to the Company's Second Amended and Restated Certificate of Incorporation to effect a reverse stock split of the Company's issued and outstanding Class A common stock and Class C common stock using a ratio in the range of 1-for-10 and 1-for-40 to be determined in the discretion of the Board | MGMT | Y | FOR | FOR |
267 | WEWORK INC. | WE | 96209A104 | SPECIAL; 04/24/2023 | 1 | To adopt an amendment to WeWork Inc.'s Second Amended and Restated Certificate of Incorporation to increase the total number of shares of Class A Common Stock that WeWork Inc. will have authority to issue from 1,500,000,000 shares to 4,874,958,334 shares. | MGMT | Y | FOR | FOR |
268 | WEWORK INC. | WE | 96209A104 | SPECIAL; 04/24/2023 | 2 | To approve, for purposes of the rules of the New York Stock Exchange, the potential issuance of more than 19.99% of the outstanding shares, including more than one percent of the outstanding shares to a Related Party, of Class A Common Stock and Class C Common Stock in the Transactions. | MGMT | Y | FOR | FOR |
269 | WEWORK INC. | WE | 96209A104 | SPECIAL; 04/24/2023 | 3 | To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies if there are insufficient votes to approve Proposal No. 1 and/or Proposal No. 2 at the time of the Special Meeting. | MGMT | Y | FOR | FOR |
270 | WYNN RESORTS | WYNN | 983134107 | ANNUAL; 05/04/2023 | 1 | Vote Board of Directors: Richard J. Bryne, Patricia Mulroy, Philip G. Satre | MGMT | Y | FOR ALL | FOR |
271 | WYNN RESORTS | WYNN | 983134107 | ANNUAL; 05/04/2023 | 2 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | MGMT | Y | FOR | FOR |
272 | WYNN RESORTS | WYNN | 983134107 | ANNUAL; 05/04/2023 | 3 | To approve, on a non-binding advisory basis, the compensation of our named executive officers as described in the proxy statement | MGMT | Y | FOR | FOR |
273 | WYNN RESORTS | WYNN | 983134107 | ANNUAL; 05/04/2023 | 4 | To approve, on a non-binding advisory basis, the frequency of future advisory votes to approve the compensation of our named executive officers. | MGMT | Y | 1 YEAR | FOR |
Registrant: NORTHERN LIGHTS FUND TRUST - Altegris/Crabel Muli-Strategy Fund | Item 1, Exhibit 3 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: December 30, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | N/A there were no proxies voted for this fund |
Registrant: NORTHERN LIGHTS FUND TRUST - Altegris Futures Evolution Strategy Fund | Item 1, Exhibit 4 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | N/A there were no proxies voted for this fund |
Registrant: NORTHERN LIGHTS FUND TRUST - Athena Behavioral Tactical Fund | Item 1, Exhibit 8 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no Proxies voted during the reporting period. |
Registrant: NORTHERN LIGHTS FUND TRUST - Beech Hill Total Return Fund | Item 1, Exhibit 9 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | DARDEN RESTAURANTS, INC. | DRI | 237194 | 7/27/2022 | Election of Director: Margaret Shân Atkins | Y | For | For | ||
2 | DARDEN RESTAURANTS, INC. | DRI | 237195 | 7/27/2022 | Election of Director: Ricardo Cardenas | Y | For | For | ||
3 | DARDEN RESTAURANTS, INC. | DRI | 237196 | 7/27/2022 | Election of Director: Juliana L. Chugg | Y | For | For | ||
4 | DARDEN RESTAURANTS, INC. | DRI | 237197 | 7/27/2022 | Election of Director: James P. Fogarty | Y | For | For | ||
5 | DARDEN RESTAURANTS, INC. | DRI | 237198 | 7/27/2022 | Election of Director: Cynthia T. Jamison | Y | For | For | ||
6 | DARDEN RESTAURANTS, INC. | DRI | 237199 | 7/27/2022 | Election of Director: Eugene I. Lee, Jr. | Y | For | For | ||
7 | DARDEN RESTAURANTS, INC. | DRI | 237200 | 7/27/2022 | Election of Director: Nana Mensah | Y | For | For | ||
8 | DARDEN RESTAURANTS, INC. | DRI | 237201 | 7/27/2022 | Election of Director: William S. Simon | Y | For | For | ||
9 | DARDEN RESTAURANTS, INC. | DRI | 237202 | 7/27/2022 | Election of Director: Charles M. Sonsteby | Y | For | For | ||
10 | DARDEN RESTAURANTS, INC. | DRI | 237203 | 7/27/2022 | Election of Director: Timothy J. Wilmott | Y | For | For | ||
11 | DARDEN RESTAURANTS, INC. | DRI | 237204 | 7/27/2022 | To obtain advisory approval of the Company's executive compensation. | Y | For | For | ||
12 | DARDEN RESTAURANTS, INC. | DRI | 237205 | 7/27/2022 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending May 28, 2023. | Y | For | For | ||
13 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/10/2022 | 1a | ELECTION OF DIRECTOR: B. Marc Allen | Y | For | For | |
14 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/10/2022 | 1b | ELECTION OF DIRECTOR: Angela F. Braly | Y | For | For | |
15 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/10/2022 | 1c | ELECTION OF DIRECTOR: Amy L. Chang | Y | For | For | |
16 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/10/2022 | 1d | ELECTION OF DIRECTOR: Joseph Jimenez | Y | For | For | |
17 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/10/2022 | 1e | ELECTION OF DIRECTOR: Christopher Kempczinski | Y | For | For | |
18 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/10/2022 | 1f | ELECTION OF DIRECTOR: Debra L. Lee | Y | For | For | |
19 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/10/2022 | 1g | ELECTION OF DIRECTOR: Terry J. Lundgren | Y | For | For | |
20 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/10/2022 | 1h | ELECTION OF DIRECTOR: Christine M. McCarthy | Y | For | For | |
21 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/10/2022 | 1i | ELECTION OF DIRECTOR: Jon R. Moeller | Y | For | For | |
22 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/10/2022 | 1j | ELECTION OF DIRECTOR: Rajesh Subramaniam | Y | For | For | |
23 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/10/2022 | 1k | ELECTION OF DIRECTOR: Patricia A. Woertz | Y | For | For | |
24 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/10/2022 | 2 | Ratify Appointment of the Independent Registered Public Accounting Firm | Y | For | For | |
25 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/10/2022 | 3 | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote) | Y | For | For | |
26 | MICROSOFT CORPORATION | MSFT | 594918 | 12/13/2022 | 1a | Election of Director: Reid G. Hoffman | Y | For | For | |
27 | MICROSOFT CORPORATION | MSFT | 594918 | 12/13/2022 | 1b | Election of Director: Hugh F. Johnston | Y | For | For | |
28 | MICROSOFT CORPORATION | MSFT | 594918 | 12/13/2022 | 1c | Election of Director: Teri L. List | Y | For | For | |
29 | MICROSOFT CORPORATION | MSFT | 594918 | 12/13/2022 | 1d | Election of Director: Satya Nadella | Y | For | For | |
30 | MICROSOFT CORPORATION | MSFT | 594918 | 12/13/2022 | 1e | Election of Director: Sandra E. Peterson | Y | For | For | |
31 | MICROSOFT CORPORATION | MSFT | 594918 | 12/13/2022 | 1f | Election of Director: Penny S. Pritzke | Y | For | For | |
32 | MICROSOFT CORPORATION | MSFT | 594918 | 12/13/2022 | 1g | Election of Director: Carlos A. Rodriguez | Y | For | For | |
33 | MICROSOFT CORPORATION | MSFT | 594918 | 12/13/2022 | 1h | Election of Director: Charles W. Scharf | Y | For | For | |
34 | MICROSOFT CORPORATION | MSFT | 594918 | 12/13/2022 | 1i | Election of Director: John W. Stanton | Y | For | For | |
35 | MICROSOFT CORPORATION | MSFT | 594918 | 12/13/2022 | 1j | Election of Director: John W. Thompson | Y | For | For | |
36 | MICROSOFT CORPORATION | MSFT | 594918 | 12/13/2022 | 1k | Election of Director: Emma N. Walmsley | Y | For | For | |
37 | MICROSOFT CORPORATION | MSFT | 594918 | 12/13/2022 | 1l | Election of Director: Padmasree Warrior | Y | For | For | |
38 | MICROSOFT CORPORATION | MSFT | 594918 | 12/13/2022 | 2 | Advisory vote to approve named executive officer compensation | Y | For | For | |
39 | MICROSOFT CORPORATION | MSFT | 594918 | 12/13/2022 | 3 | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | Y | For | For | |
40 | MICROSOFT CORPORATION | MSFT | 594918 | 12/13/2022 | 4 | Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion | Y | Against | Against | |
41 | MICROSOFT CORPORATION | MSFT | 594918 | 12/13/2022 | 5 | Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records | Y | Against | Against | |
42 | MICROSOFT CORPORATION | MSFT | 594918 | 12/13/2022 | 6 | Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change | Y | Against | Against | |
43 | MICROSOFT CORPORATION | MSFT | 594918 | 12/13/2022 | 7 | Shareholder Proposal - Report on Government Use of Microsoft Technology | Y | Against | Against | |
44 | MICROSOFT CORPORATION | MSFT | 594918 | 12/13/2022 | 8 | Shareholder Proposal - Report on Development of Products for Military | Y | Against | Against | |
45 | MICROSOFT CORPORATION | MSFT | 594918 | 12/13/2022 | 9 | Shareholder Proposal - Report on Tax Transparency | Y | Against | Against | |
46 | VISA INC. | V | 92826C | 1/23/2023 | 1a | Election of Director: Lloyd A. Carney | Y | For | For | |
47 | VISA INC. | V | 92826C | 1/23/2023 | 1b | Election of Director: Kermit R. Crawford | Y | For | For | |
48 | VISA INC. | V | 92826C | 1/23/2023 | 1c | Election of Director: Francisco Javier Fernández-Carbaja | Y | For | For | |
49 | VISA INC. | V | 92826C | 1/23/2023 | 1d | Election of Director: Alfred F. Kelly, Jr | Y | For | For | |
50 | VISA INC. | V | 92826C | 1/23/2023 | 1e | Election of Director: Ramon Laguarta | Y | For | For | |
51 | VISA INC. | V | 92826C | 1/23/2023 | 1f | Election of Director: Teri L. List | Y | For | For | |
52 | VISA INC. | V | 92826C | 1/23/2023 | 1g | Election of Director: John F. Lundgren | Y | For | For | |
53 | VISA INC. | V | 92826C | 1/23/2023 | 1h | Election of Director: Denise M. Morrison | Y | For | For | |
54 | VISA INC. | V | 92826C | 1/23/2023 | 1i | Election of Director: Linda J. Rendle | Y | For | For | |
55 | VISA INC. | V | 92826C | 1/23/2023 | 1j | Election of Director: Maynard G. Webb, Jr. | Y | For | For | |
56 | VISA INC. | V | 92826C | 1/23/2023 | 2 | To approve, on an advisory basis, the compensation paid to our named executive officers. | Y | For | For | |
57 | VISA INC. | V | 92826C | 1/23/2023 | 3 | To hold an advisory vote on the frequency of future advisory votes to approve executive compensation | Y | For | For | |
58 | VISA INC. | V | 92826C | 1/23/2023 | 4 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2023 | Y | For | For | |
59 | VISA INC. | V | 92826C | 1/23/2023 | 5 | To vote on a stockholder proposal requesting an independent board chair policy | Y | Against | Against | |
60 | APPLE INC | APPL | 37833 | 3/10/2023 | 1a | Election of Director: James Bell | Y | For | For | |
61 | APPLE INC | APPL | 37833 | 3/10/2023 | 1b | Election of Director: Tim Cook | Y | For | For | |
62 | APPLE INC | APPL | 37833 | 3/10/2023 | 1c | Election of Director: Al Gore | Y | For | For | |
63 | APPLE INC | APPL | 37833 | 3/10/2023 | 1d | Election of Director: Alex Gorsky | Y | For | For | |
64 | APPLE INC | APPL | 37833 | 3/10/2023 | 1e | Election of Director: Andrea Jung | Y | For | For | |
65 | APPLE INC | APPL | 37833 | 3/10/2023 | 1f | Election of Director: Art Levinson | Y | For | For | |
66 | APPLE INC | APPL | 37833 | 3/10/2023 | 1g | Election of Director: Monica Lozano | Y | For | For | |
67 | APPLE INC | APPL | 37833 | 3/10/2023 | 1h | Election of Director: Ron Sugar | Y | For | For | |
68 | APPLE INC | APPL | 37833 | 3/10/2023 | 1i | Election of Director: Sue Wagner | Y | For | For | |
69 | APPLE INC | APPL | 37833 | 3/10/2023 | 2 | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2023 | Y | For | For | |
70 | APPLE INC | APPL | 37833 | 3/10/2023 | 3 | Advisory vote to approve executive compensation | Y | For | For | |
71 | APPLE INC | APPL | 37833 | 3/10/2023 | 4 | Advisory vote on the frequency of advisory votes on executive compensation | Y | For | For | |
72 | APPLE INC | APPL | 37833 | 3/10/2023 | 5 | A shareholder proposal entitled "Civil Rights and Non-Discrimination Audit Proposal | Y | Against | Against | |
73 | APPLE INC | APPL | 37833 | 3/10/2023 | 6 | A shareholder proposal entitled "Communist China Audit | Y | Against | Against | |
74 | APPLE INC | APPL | 37833 | 3/10/2023 | 7 | A shareholder proposal on Board policy for communication with shareholder proponents | Y | Against | Against | |
75 | APPLE INC | APPL | 37833 | 3/10/2023 | 8 | A shareholder proposal entitled "Racial and Gender Pay Gaps | Y | Against | Against | |
76 | APPLE INC | APPL | 37833 | 3/10/2023 | 9 | A shareholder proposal entitled "Shareholder Proxy Access Amendments | Y | Against | Against | |
77 | QUALCOM INC | QCOM | 747525 | 3/7/2023 | 1a | Election of Director to hold office until the next annual meeting of stockholders: Sylvia Acevedo | Y | For | For | |
78 | QUALCOM INC | QCOM | 747525 | 3/7/2023 | 1b | Election of Director to hold office until the next annual meeting of stockholders: Cristiano R. Amon | Y | For | For | |
79 | QUALCOM INC | QCOM | 747525 | 3/7/2023 | 1c | Election of Director to hold office until the next annual meeting of stockholders: Mark Fields | Y | For | For | |
80 | QUALCOM INC | QCOM | 747525 | 3/7/2023 | 1d | Election of Director to hold office until the next annual meeting of stockholders: Jeffrey W. Henderson | Y | For | For | |
81 | QUALCOM INC | QCOM | 747525 | 3/7/2023 | 1e | Election of Director to hold office until the next annual meeting of stockholders: Gregory N. Johnson | Y | For | For | |
82 | QUALCOM INC | QCOM | 747525 | 3/7/2023 | 1f | Election of Director to hold office until the next annual meeting of stockholders: Ann M. Livermore | Y | For | For | |
83 | QUALCOM INC | QCOM | 747525 | 3/7/2023 | 1g | Election of Director to hold office until the next annual meeting of stockholders: Mark D. McLaughlin | Y | For | For | |
84 | QUALCOM INC | QCOM | 747525 | 3/7/2023 | 1h | Election of Director to hold office until the next annual meeting of stockholders: Jamie S. Miller | Y | For | For | |
85 | QUALCOM INC | QCOM | 747525 | 3/7/2023 | 1i | Election of Director to hold office until the next annual meeting of stockholders: Irene B. Rosenfeld | Y | For | For | |
86 | QUALCOM INC | QCOM | 747525 | 3/7/2023 | 1j | Election of Director to hold office until the next annual meeting of stockholders: Kornelis (Neil) Smit | Y | For | For | |
87 | QUALCOM INC | QCOM | 747525 | 3/7/2023 | 1k | Election of Director to hold office until the next annual meeting of stockholders: Jean-Pascal Tricoire | Y | For | For | |
88 | QUALCOM INC | QCOM | 747525 | 3/7/2023 | 1l | Election of Director to hold office until the next annual meeting of stockholders: Anthony J. Vinciquerra | Y | For | For | |
89 | QUALCOM INC | QCOM | 747525 | 3/7/2023 | 2 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 24, 2023. | Y | For | For | |
90 | QUALCOM INC | QCOM | 747525 | 3/7/2023 | 3 | Approval of the QUALCOMM Incorporated 2023 Long-Term Incentive Plan. | Y | For | For | |
91 | QUALCOM INC | QCOM | 747525 | 3/7/2023 | 4 | Approval, on an advisory basis, of the compensation of our named executive officers. | Y | For | For | |
92 | APPLIED MATERIALS, INC. | AMAT | 38222 | 3/8/2023 | 1a | Election of Director: Rani Borkar | Y | For | For | |
93 | APPLIED MATERIALS, INC. | AMAT | 38222 | 3/8/2023 | 1b | Election of Director: Rani Borkar | Y | For | For | |
94 | APPLIED MATERIALS, INC. | AMAT | 38222 | 3/8/2023 | 1c | Election of Director: Xun (Eric) Chen | Y | For | For | |
95 | APPLIED MATERIALS, INC. | AMAT | 38222 | 3/8/2023 | 1d | Election of Director: Aart J. de Geus | Y | For | For | |
96 | APPLIED MATERIALS, INC. | AMAT | 38222 | 3/8/2023 | 1e | Election of Director: Gary E. Dickerson | Y | For | For | |
97 | APPLIED MATERIALS, INC. | AMAT | 38222 | 3/8/2023 | 1f | Election of Director: Thomas J. Iannotti | Y | For | For | |
98 | APPLIED MATERIALS, INC. | AMAT | 38222 | 3/8/2023 | 1g | Election of Director: Alexander A. Karsner | Y | For | For | |
99 | APPLIED MATERIALS, INC. | AMAT | 38222 | 3/8/2023 | 1h | Election of Director: Kevin P. March | Y | For | For | |
100 | APPLIED MATERIALS, INC. | AMAT | 38222 | 3/8/2023 | 1i | Election of Director: Yvonne McGill | Y | For | For | |
101 | APPLIED MATERIALS, INC. | AMAT | 38222 | 3/8/2023 | 1j | Election of Director: Scott A. McGregor | Y | For | For | |
102 | APPLIED MATERIALS, INC. | AMAT | 38222 | 3/8/2023 | 2 | Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2022. | Y | For | For | |
103 | APPLIED MATERIALS, INC. | AMAT | 38222 | 3/8/2023 | 3 | Approval, on an advisory basis, of the frequency of holding an advisory vote on executive compensation. | Y | For | For | |
104 | APPLIED MATERIALS, INC. | AMAT | 38222 | 3/8/2023 | 4 | Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2023. | Y | For | For | |
105 | APPLIED MATERIALS, INC. | AMAT | 38222 | 3/8/2023 | 5 | hareholder proposal to amend the appropriate company governing documents to give the owners of a combined 10% of our outstanding common stock the power to call a special shareholder meeting | Y | Against | Against | |
106 | APPLIED MATERIALS, INC. | AMAT | 38222 | 3/8/2023 | 6 | Shareholder proposal to improve the executive compensation program and policy to include the CEO pay ratio factor. | Y | Against | Against | |
107 | STARBUCKS | SBUX | 855244 | 3/23/2023 | 1a | Election of Director: Richard E. Allison, Jr. | Y | For | For | |
108 | STARBUCKS | SBUX | 855244 | 3/23/2023 | 1b | Election of Director: Andrew Campion | Y | For | For | |
109 | STARBUCKS | SBUX | 855244 | 3/23/2023 | 1c | Election of Director: Beth Ford | Y | For | For | |
110 | STARBUCKS | SBUX | 855244 | 3/23/2023 | 1d | Election of Director: Mellody Hobson | Y | For | For | |
111 | STARBUCKS | SBUX | 855244 | 3/23/2023 | 1e | Election of Director: Jørgen Vig Knudstorp | Y | For | For | |
112 | STARBUCKS | SBUX | 855244 | 3/23/2023 | 1f | Election of Director: Satya Nadella | Y | For | For | |
113 | STARBUCKS | SBUX | 855244 | 3/23/2023 | 1g | Election of Director: Laxman Narasimhan | Y | For | For | |
114 | STARBUCKS | SBUX | 855244 | 3/23/2023 | 1h | Election of Director: Howard Schultz | Y | For | For | |
115 | STARBUCKS | SBUX | 855244 | 3/23/2023 | 2 | Approval, on a nonbinding basis, of the compensation paid to our named executive officers | Y | For | For | |
116 | STARBUCKS | SBUX | 855244 | 3/23/2023 | 3 | Approval, on a nonbinding basis, of the frequency of future advisory votes on executive compensation | Y | For | For | |
117 | STARBUCKS | SBUX | 855244 | 3/23/2023 | 4 | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2023 | Y | For | For | |
118 | STARBUCKS | SBUX | 855244 | 3/23/2023 | 5 | Report on Plant-Based Milk Pricing | Y | For | For | |
119 | STARBUCKS | SBUX | 855244 | 3/23/2023 | 6 | CEO Succession Planning Policy Amendment | Y | Against | Against | |
120 | STARBUCKS | SBUX | 855244 | 3/23/2023 | 7 | Annual Reports on Company Operations in China | Y | Against | Against | |
121 | STARBUCKS | SBUX | 855244 | 3/23/2023 | 8 | Assessment of Worker Rights Commitments | Y | Against | Against | |
122 | STARBUCKS | SBUX | 855244 | 3/23/2023 | 9 | Creation of Board Committee on Corporate Sustainability | Y | Against | Against | |
123 | WALT DISNEY COMPANY | DIS | 254687 | 4/2/2023 | 1a | Election of Director: Mary T. Barra | Y | For | For | |
124 | WALT DISNEY COMPANY | DIS | 254687 | 4/2/2023 | 1b | Election of Director: Safra A. Cat | Y | For | For | |
125 | WALT DISNEY COMPANY | DIS | 254687 | 4/2/2023 | 1c | Election of Director: Amy L. Chang | Y | For | For | |
126 | WALT DISNEY COMPANY | DIS | 254687 | 4/2/2023 | 1d | Election of Director: Francis A. deSouza | Y | For | For | |
127 | WALT DISNEY COMPANY | DIS | 254687 | 4/2/2023 | 1e | Election of Director: Carolyn N. Everson | Y | For | For | |
128 | WALT DISNEY COMPANY | DIS | 254687 | 4/2/2023 | 1f | Election of Director: Michael B.G. Froman | Y | For | For | |
129 | WALT DISNEY COMPANY | DIS | 254687 | 4/2/2023 | 1g | Election of Director: Robert A. Iger | Y | For | For | |
130 | WALT DISNEY COMPANY | DIS | 254687 | 4/2/2023 | 1h | Election of Director: Maria Elena Lagomasino | Y | For | For | |
131 | WALT DISNEY COMPANY | DIS | 254687 | 4/2/2023 | 1i | Election of Director: Calvin R. McDonald | Y | For | For | |
132 | WALT DISNEY COMPANY | DIS | 254687 | 4/2/2023 | 1j | Election of Director: Mark G. Parker | Y | For | For | |
133 | WALT DISNEY COMPANY | DIS | 254687 | 4/2/2023 | 1k | Election of Director: Derica W. Rice | Y | For | For | |
134 | WALT DISNEY COMPANY | DIS | 254687 | 4/2/2023 | 2 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal 2023. | Y | For | For | |
135 | WALT DISNEY COMPANY | DIS | 254687 | 4/2/2023 | 3 | Consideration of an advisory vote to approve executive compensation. | Y | For | For | |
136 | WALT DISNEY COMPANY | DIS | 254687 | 4/2/2023 | 4 | Consideration of an advisory vote on the frequency of advisory votes on executive compensation. | Y | For | For | |
137 | WALT DISNEY COMPANY | DIS | 254687 | 4/2/2023 | 5 | Shareholder proposal, if properly presented at the meeting, requesting a report on operations related to China. | Y | Against | Against | |
138 | WALT DISNEY COMPANY | DIS | 254687 | 4/2/2023 | 6 | Shareholder proposal, if properly presented at the meeting, requesting charitable contributions disclosure. | Y | Against | Against | |
139 | WALT DISNEY COMPANY | DIS | 254687 | 4/2/2023 | 7 | Shareholder proposal, if properly presented at the meeting, requesting a political expenditures report. | Y | Against | Against | |
140 | BROADCOM INC | AVGO | 11135F | 4/3/2023 | 1a | Election of Director: Diane M. Bryant | Y | For | For | |
141 | BROADCOM INC | AVGO | 11135F | 4/3/2023 | 1b | Election of Director: Gayla J. Delly | Y | For | For | |
142 | BROADCOM INC | AVGO | 11135F | 4/3/2023 | 1c | Election of Director: Raul J. Fernandez | Y | For | For | |
143 | BROADCOM INC | AVGO | 11135F | 4/3/2023 | 1d | Election of Director: Eddy W. Hartenstein | Y | For | For | |
144 | BROADCOM INC | AVGO | 11135F | 4/3/2023 | 1e | Election of Director: Check Kian Low | Y | For | For | |
145 | BROADCOM INC | AVGO | 11135F | 4/3/2023 | 1f | Election of Director: Justine F. Page | Y | For | For | |
146 | BROADCOM INC | AVGO | 11135F | 4/3/2023 | 1g | Election of Director: Henry Samueli | Y | For | For | |
147 | BROADCOM INC | AVGO | 11135F | 4/3/2023 | 1h | Election of Director: Hock E. Tan | Y | For | For | |
148 | BROADCOM INC | AVGO | 11135F | 4/3/2023 | 1i | Election of Director: Harry L. You | Y | For | For | |
149 | BROADCOM INC | AVGO | 11135F | 4/3/2023 | 2 | Ratification of the appointment of Pricewaterhouse Coopers LLP as the independent registered public accounting firm of Broadcom for the fiscal year ending October 29, 2023. | Y | For | For | |
150 | BROADCOM INC | AVGO | 11135F | 4/3/2023 | 3 | Approve an amendment and restatement of the 2012 Stock Incentive Plan | Y | For | For | |
151 | BROADCOM INC | AVGO | 11135F | 4/3/2023 | 4 | Advisory vote to approve the named executive officer compensation | Y | For | For | |
152 | BROADCOM INC | AVGO | 11135F | 4/3/2023 | 5 | Advisory vote on the frequency of the advisory vote on named executive officer compensation | Y | For | For | |
153 | Coca Cola INC | CO | 191216 | 4/25/2023 | 1a | Election of Director: Herb Allen | Y | For | For | |
154 | Coca Cola INC | CO | 191216 | 4/25/2023 | 1b | Election of Director: Marc Bolland | Y | For | For | |
155 | Coca Cola INC | CO | 191216 | 4/25/2023 | 1c | Election of Director: Ana Botín | Y | For | For | |
156 | Coca Cola INC | CO | 191216 | 4/25/2023 | 1d | Election of Director: Christopher C. Davis | Y | For | For | |
157 | Coca Cola INC | CO | 191216 | 4/25/2023 | 1e | Election of Director: Barry Diller | Y | For | For | |
158 | Coca Cola INC | CO | 191216 | 4/25/2023 | 1f | Election of Director: Carolyn Everson | Y | For | For | |
159 | Coca Cola INC | CO | 191216 | 4/25/2023 | 1g | Election of Director: Helene D. Gayle | Y | For | For | |
160 | Coca Cola INC | CO | 191216 | 4/25/2023 | 1h | Election of Director: Alexis M. Herman | Y | For | For | |
161 | Coca Cola INC | CO | 191216 | 4/25/2023 | 1i | Election of Director: Maria Elena Lagomasino | Y | For | For | |
162 | Coca Cola INC | CO | 191216 | 4/25/2023 | 1j | Election of Director: Amity Millhiser | Y | For | For | |
163 | Coca Cola INC | CO | 191216 | 4/25/2023 | 1k | Election of Director: James Quincey | Y | For | For | |
164 | Coca Cola INC | CO | 191216 | 4/25/2023 | 1l | Election of Director: Caroline J. Tsay | Y | For | For | |
165 | Coca Cola INC | CO | 191216 | 4/25/2023 | 1m | Election of Director: David B. Weinberg | Y | For | For | |
166 | Coca Cola INC | CO | 191216 | 4/25/2023 | 2 | Advisory vote to approve executive compensation | Y | For | For | |
167 | Coca Cola INC | CO | 191216 | 4/25/2023 | 3 | Advisory vote on the frequency of future advisory votes to approve executive compensation | Y | For | For | |
168 | Coca Cola INC | CO | 191216 | 4/25/2023 | 4 | Ratify the appointment of Ernst & Young LLP as independent Auditors of the Company to serve for the 2023 fiscal year | Y | For | For | |
169 | Coca Cola INC | CO | 191216 | 4/25/2023 | 5 | Shareowner proposal requesting an audit of the Company's impact on nonwhite stakeholders | Y | Against | Against | |
170 | Coca Cola INC | CO | 191216 | 4/25/2023 | 6 | Shareowner proposal requesting a global transparency report | Y | Against | Against | |
171 | Coca Cola INC | CO | 191216 | 4/25/2023 | 7 | Shareowner proposal regarding political expenditures values alignment | Y | Against | Against | |
172 | Coca Cola INC | CO | 191216 | 4/25/2023 | 8 | Shareowner proposal requesting an independent Board chair policy | Y | Against | Against | |
173 | Coca Cola INC | CO | 191216 | 4/25/2023 | 9 | Shareowner proposal requesting a report on risks from state policies restricting reproductive rights | Y | Against | Against | |
174 | HUMANA INC | HUM | 444859 | 4/20/2023 | 1a | Election of Director: Raquel C. Bono, M.D. | Y | For | For | |
175 | HUMANA INC | HUM | 444859 | 4/20/2023 | 1b | Election of Director: Bruce D. Broussard | Y | For | For | |
176 | HUMANA INC | HUM | 444859 | 4/20/2023 | 1c | Election of Director: Frank A. D'Amelio | Y | For | For | |
177 | HUMANA INC | HUM | 444859 | 4/20/2023 | 1d | Election of Director: David T. Feinberg, M.D. | Y | For | For | |
178 | HUMANA INC | HUM | 444859 | 4/20/2023 | 1e | Election of Director: Wayne A. I. Frederick, M.D. | Y | For | For | |
179 | HUMANA INC | HUM | 444859 | 4/20/2023 | 1f | Election of Director: John W. Garratt | Y | For | For | |
180 | HUMANA INC | HUM | 444859 | 4/20/2023 | 1g | Election of Director: Kurt J. Hilzinger | Y | For | For | |
181 | HUMANA INC | HUM | 444859 | 4/20/2023 | 1h | Election of Director: Karen W. Katz | Y | For | For | |
182 | HUMANA INC | HUM | 444859 | 4/20/2023 | 1i | Election of Director: Marcy S. Klevorn | Y | For | For | |
183 | HUMANA INC | HUM | 444859 | 4/20/2023 | 1j | Election of Director: William J. McDonald | Y | For | For | |
184 | HUMANA INC | HUM | 444859 | 4/20/2023 | 1k | Election of Director: Jorge S. Mesquita | Y | For | For | |
185 | HUMANA INC | HUM | 444859 | 4/20/2023 | 1l | Election of Director: Brad D. Smit | Y | For | For | |
186 | HUMANA INC | HUM | 444859 | 4/20/2023 | 2 | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Y | For | For | |
187 | HUMANA INC | HUM | 444859 | 4/20/2023 | 3 | Non-binding advisory vote for the approval of the compensation of the named executive officers as disclosed in the 2023 proxy statement | Y | For | For | |
188 | HUMANA INC | HUM | 444859 | 4/20/2023 | 4 | Non-binding advisory vote for the approval of the frequency with which future stockholder votes on the compensation of the named executive officers will be held | Y | For | For | |
189 | VICI | VICI | 925652 | 4/26/2023 | 1a | Election of Director: James R. Abrahamson | Y | For | For | |
190 | VICI | VICI | 925652 | 4/26/2023 | 1b | Election of Director: Diana F. Cantor | Y | For | For | |
191 | VICI | VICI | 925652 | 4/26/2023 | 1c | Election of Director: Monica H. Douglas | Y | For | For | |
192 | VICI | VICI | 925652 | 4/26/2023 | 1d | Election of Director: Elizabeth I. Holland | Y | For | For | |
193 | VICI | VICI | 925652 | 4/26/2023 | 1e | Election of Director: Craig Macnab | Y | For | For | |
194 | VICI | VICI | 925652 | 4/26/2023 | 1f | Election of Director: Edward B. Pitoniak | Y | For | For | |
195 | VICI | VICI | 925652 | 4/26/2023 | 1g | Election of Director: Michael D. Rumbolz | Y | For | For | |
196 | VICI | VICI | 925652 | 4/26/2023 | 2 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Y | For | For | |
197 | VICI | VICI | 925652 | 4/26/2023 | 3 | To approve (on a non-binding, advisory basis) the compensation of our named executive officers. | Y | For | For | |
198 | JOHNSON & JOHNSON | JJ | 478160 | 4/26/2023 | 1a | Election of Director: Darius Adamczyk | Y | For | For | |
199 | JOHNSON & JOHNSON | JJ | 478160 | 4/26/2023 | 1b | Election of Director: Mary C. Beckerle | Y | For | For | |
200 | JOHNSON & JOHNSON | JJ | 478160 | 4/26/2023 | 1c | Election of Director: D. Scott Davis | Y | For | For | |
201 | JOHNSON & JOHNSON | JJ | 478160 | 4/26/2023 | 1d | Election of Director: Jennifer A. Doudna | Y | For | For | |
202 | JOHNSON & JOHNSON | JJ | 478160 | 4/26/2023 | 1e | Election of Director: Joaquin Duato | Y | For | For | |
203 | JOHNSON & JOHNSON | JJ | 478160 | 4/26/2023 | 1f | Election of Director: Marillyn A. Hewson | Y | For | For | |
204 | JOHNSON & JOHNSON | JJ | 478160 | 4/26/2023 | 1g | Election of Director: Paula A. Johnson | Y | For | For | |
205 | JOHNSON & JOHNSON | JJ | 478160 | 4/26/2023 | 1h | Election of Director: Hubert Joly | Y | For | For | |
206 | JOHNSON & JOHNSON | JJ | 478160 | 4/26/2023 | 1i | Election of Director: Mark B. McClellan | Y | For | For | |
207 | JOHNSON & JOHNSON | JJ | 478160 | 4/26/2023 | 1j | Election of Director: Anne M. Mulcahy | Y | For | For | |
208 | JOHNSON & JOHNSON | JJ | 478160 | 4/26/2023 | 1k | Election of Director: Mark A. Weinberger | Y | For | For | |
209 | JOHNSON & JOHNSON | JJ | 478160 | 4/26/2023 | 1l | Election of Director: Nadja Y. West | Y | For | For | |
210 | JOHNSON & JOHNSON | JJ | 478160 | 4/26/2023 | 2 | Advisory Vote to Approve Named Executive Officer Compensation | Y | For | For | |
211 | JOHNSON & JOHNSON | JJ | 478160 | 4/26/2023 | 3 | Advisory Vote on the Frequency of Voting to Approve Named Executive Officer Compensation | Y | For | For | |
212 | JOHNSON & JOHNSON | JJ | 478160 | 4/26/2023 | 4 | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Y | For | For | |
213 | JOHNSON & JOHNSON | JJ | 478160 | 4/26/2023 | 5 | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw) | ||||
214 | JOHNSON & JOHNSON | JJ | 478160 | 4/26/2023 | 6 | Vaccine Pricing Report | Y | Against | Against | |
215 | JOHNSON & JOHNSON | JJ | 478160 | 4/26/2023 | 7 | Executive Compensation Adjustment Policy | Y | Against | Against | |
216 | JOHNSON & JOHNSON | JJ | 478160 | 4/26/2023 | 8 | Impact of Extended Patent Exclusivities on Product Access | Y | Against | Against | |
217 | CORNING INCORPORATED | GLW | 219350 | 4/23/2023 | 1a | Election of Director: Donald W. Blair | Y | For | For | |
218 | CORNING INCORPORATED | GLW | 219350 | 4/23/2023 | 1b | Election of Director: Leslie A. Brun | Y | For | For | |
219 | CORNING INCORPORATED | GLW | 219350 | 4/23/2023 | 1c | Election of Director: Stephanie A. Burns | Y | For | For | |
220 | CORNING INCORPORATED | GLW | 219350 | 4/23/2023 | 1d | Election of Director: Richard T. Clark | Y | For | For | |
221 | CORNING INCORPORATED | GLW | 219350 | 4/23/2023 | 1e | Election of Director: Pamela J. Craig | Y | For | For | |
222 | CORNING INCORPORATED | GLW | 219350 | 4/23/2023 | 1f | Election of Director: Robert F. Cummings, Jr. | Y | For | For | |
223 | CORNING INCORPORATED | GLW | 219350 | 4/23/2023 | 1g | Election of Director: Roger W. Ferguson, Jr. | Y | For | For | |
224 | CORNING INCORPORATED | GLW | 219350 | 4/23/2023 | 1h | Election of Director: Deborah A. Henretta | Y | For | For | |
225 | CORNING INCORPORATED | GLW | 219350 | 4/23/2023 | 1i | Election of Director: Daniel P. Huttenlocher | Y | For | For | |
226 | CORNING INCORPORATED | GLW | 219350 | 4/23/2023 | 1j | Election of Director: Kurt M. Landgraf | Y | For | For | |
227 | CORNING INCORPORATED | GLW | 219350 | 4/23/2023 | 1k | Election of Director: Kevin J. Martin | Y | For | For | |
228 | CORNING INCORPORATED | GLW | 219350 | 4/23/2023 | 1l | Election of Director: Deborah D. Rieman | Y | For | For | |
229 | CORNING INCORPORATED | GLW | 219350 | 4/23/2023 | 1m | Election of Director: Hansel E. Tookes II | Y | For | For | |
230 | CORNING INCORPORATED | GLW | 219350 | 4/23/2023 | 1n | Election of Director: Wendell P. Weeks | Y | For | For | |
231 | CORNING INCORPORATED | GLW | 219350 | 4/23/2023 | 1o | Election of Director: Mark S. Wrighton | Y | For | For | |
232 | CORNING INCORPORATED | GLW | 219350 | 4/23/2023 | 2 | Advisory approval of our executive compensation (Say on Pay). | Y | For | For | |
233 | CORNING INCORPORATED | GLW | 219350 | 4/23/2023 | 3 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Y | For | For | |
234 | CORNING INCORPORATED | GLW | 219350 | 4/23/2023 | 4 | Advisory vote on the frequency with which we hold advisory votes on our executive compensation | Y | For | 1 Year | |
235 | UPS | UPS | 911312 | 5/4/2023 | 1a | Election of Director to serve until 2024 annual meeting: Carol B. Tomé | Y | For | For | |
236 | UPS | UPS | 911312 | 5/4/2023 | 1b | Election of Director to serve until 2024 annual meeting: Rodney C. Adkins | Y | For | For | |
237 | UPS | UPS | 911312 | 5/4/2023 | 1c | Election of Director to serve until 2024 annual meeting: Eva C. Boratto | Y | For | For | |
238 | UPS | UPS | 911312 | 5/4/2023 | 1d | Election of Director to serve until 2024 annual meeting: Michael J. Burns | Y | For | For | |
239 | UPS | UPS | 911312 | 5/4/2023 | 1e | Election of Director to serve until 2024 annual meeting: Wayne M. Hewett | Y | For | For | |
240 | UPS | UPS | 911312 | 5/4/2023 | 1f | Election of Director to serve until 2024 annual meeting: Angela Hwang | Y | For | For | |
241 | UPS | UPS | 911312 | 5/4/2023 | 1g | Election of Director to serve until 2024 annual meeting: Kate E. Johnson | Y | For | For | |
242 | UPS | UPS | 911312 | 5/4/2023 | 1h | Election of Director to serve until 2024 annual meeting: William R. Johnson | Y | For | For | |
243 | UPS | UPS | 911312 | 5/4/2023 | 1i | Election of Director to serve until 2024 annual meeting: Franck J. Moison | Y | For | For | |
244 | UPS | UPS | 911312 | 5/4/2023 | 1j | Election of Director to serve until 2024 annual meeting: Christiana Smith Shi | Y | For | For | |
245 | UPS | UPS | 911312 | 5/4/2023 | 1k | Election of Director to serve until 2024 annual meeting: Russell Stokes | Y | For | For | |
246 | UPS | UPS | 911312 | 5/4/2023 | 1l | Election of Director to serve until 2024 annual meeting: Kevin Warsh | Y | For | For | |
247 | UPS | UPS | 911312 | 5/4/2023 | 2 | To approve on an advisory basis named executive officer compensation. | Y | For | For | |
248 | UPS | UPS | 911312 | 5/4/2023 | 3 | To approve on an advisory basis the frequency of future advisory votes on named executive officer compensation. | Y | For | 1 Year | |
249 | UPS | UPS | 911312 | 5/4/2023 | 4 | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2023. | Y | Against | Against | |
250 | UPS | UPS | 911312 | 5/4/2023 | 5 | To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. | Y | Against | Against | |
251 | UPS | UPS | 911312 | 5/4/2023 | 6 | To adopt independently verified science-based greenhouse gas emissions reduction targets. | Y | Against | Against | |
252 | UPS | UPS | 911312 | 5/4/2023 | 7 | To prepare a report on integrating GHG emissions reductions targets into executive compensation. | Y | Against | Against | |
253 | UPS | UPS | 911312 | 5/4/2023 | 8 | To prepare a report on addressing the impact of UPS's climate change strategy on relevant stakeholders consistent with the "Just Transition" guidelines. | Y | Against | Against | |
254 | UPS | UPS | 911312 | 5/4/2023 | 9 | To prepare a report on risks or costs caused by state policies restricting reproductive rights. | Y | Against | Against | |
255 | UPS | UPS | 911312 | 5/4/2023 | 10 | To prepare a report on the impact of UPS's DE&I policies on civil rights, non-discrimination and returns to merit, and the company's business. | Y | Against | Against | |
256 | UPS | UPS | 911312 | 5/4/2023 | 11 | To prepare an annual report on the effectiveness of UPS's diversity, equity and inclusion efforts. | Y | Against | Against | |
257 | EATON | ETN | G29183 | 4/25/2023 | 1a | Election of Director: Craig Arnold | Y | For | For | |
258 | EATON | ETN | G29183 | 4/25/2023 | 1b | Election of Director: Olivier Leonetti | Y | For | For | |
259 | EATON | ETN | G29183 | 4/25/2023 | 1c | Election of Director: Silvio Napoli | Y | For | For | |
260 | EATON | ETN | G29183 | 4/25/2023 | 1d | Election of Director: Gregory R. Page | Y | For | For | |
261 | EATON | ETN | G29183 | 4/25/2023 | 1e | Election of Director: Sandra Pianalto | Y | For | For | |
262 | EATON | ETN | G29183 | 4/25/2023 | 1f | Election of Director: Robert V. Pragada | Y | For | For | |
263 | EATON | ETN | G29183 | 4/25/2023 | 1g | Election of Director: Lori J. Ryerkerk | Y | For | For | |
264 | EATON | ETN | G29183 | 4/25/2023 | 1h | Election of Director: Gerald B. Smith | Y | For | For | |
265 | EATON | ETN | G29183 | 4/25/2023 | 1i | Election of Director: Dorothy C. Thompson | Y | For | For | |
266 | EATON | ETN | G29183 | 4/25/2023 | 1j | Election of Director: Darryl L. Wilson | Y | For | For | |
267 | EATON | ETN | G29183 | 4/25/2023 | 2 | Approving the appointment of Ernst & Young as independent auditor for 2023 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | 1 year | For | For | |
268 | EATON | ETN | G29183 | 4/25/2023 | 3 | Approving, on an advisory basis, the Company's executive compensation. | Y | For | For | |
269 | EATON | ETN | G29183 | 4/25/2023 | 4 | Approving, on an advisory basis, the frequency of executive compensation votes. | Y | For | For | |
270 | EATON | ETN | G29183 | 4/25/2023 | 5 | Approving a proposal to grant the Board authority to issue shares. | Y | For | For | |
271 | EATON | ETN | G29183 | 4/25/2023 | 6 | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Y | For | For | |
272 | EATON | ETN | G29183 | 4/25/2023 | 7 | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Y | For | For | |
273 | ABBVIE INC. | ABBV | 00287Y | 5/4/2023 | 1a | Election of Class II Director: Robert J. Alpern | Y | For | For | |
274 | ABBVIE INC. | ABBV | 00287Y | 5/4/2023 | 1b | Election of Class II Director: Melody B. Meyer | Y | For | For | |
275 | ABBVIE INC. | ABBV | 00287Y | 5/4/2023 | 1c | Election of Class II Director: Frederick H. Waddell | Y | For | For | |
276 | ABBVIE INC. | ABBV | 00287Y | 5/4/2023 | 2 | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2023 | Y | For | For | |
277 | ABBVIE INC. | ABBV | 00287Y | 5/4/2023 | 3 | Say on Pay - An advisory vote on the approval of executive compensation | Y | For | For | |
278 | ABBVIE INC. | ABBV | 00287Y | 5/4/2023 | 4 | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Y | For | For | |
279 | ABBVIE INC. | ABBV | 00287Y | 5/4/2023 | 5 | Stockholder Proposal - to Implement Simple Majority Vote | Y | Against | Against | |
280 | ABBVIE INC. | ABBV | 00287Y | 5/4/2023 | 6 | Stockholder Proposal - to Issue an Annual Report on Political Spending | Y | Against | Against | |
281 | ABBVIE INC. | ABBV | 00287Y | 5/4/2023 | 7 | Stockholder Proposal - to Issue an Annual Report on Lobbying | Y | Against | Against | |
282 | ABBVIE INC. | ABBV | 00287Y | 5/4/2023 | 8 | Stockholder Proposal - to Issue a Report on Patent Process | Y | Against | Against | |
283 | THE KRAFT HEINZ COMPANY | KHX | 500754 | 5/3/2023 | 1a | Election of Director: Gregory E. Abel | Y | For | For | |
284 | THE KRAFT HEINZ COMPANY | KHX | 500754 | 5/3/2023 | 1b | Election of Director: Humberto P. Alfonso | Y | For | For | |
285 | THE KRAFT HEINZ COMPANY | KHX | 500754 | 5/3/2023 | 1c | Election of Director: John T. Cahill | Y | For | For | |
286 | THE KRAFT HEINZ COMPANY | KHX | 500754 | 5/3/2023 | 1d | Election of Director: Lori Dickerson Fouché | Y | For | For | |
287 | THE KRAFT HEINZ COMPANY | KHX | 500754 | 5/3/2023 | 1e | Election of Director: Diane Gherson | Y | For | For | |
288 | THE KRAFT HEINZ COMPANY | KHX | 500754 | 5/3/2023 | 1f | Election of Director: Timothy Kenesey | Y | For | For | |
289 | THE KRAFT HEINZ COMPANY | KHX | 500754 | 5/3/2023 | 1g | Election of Director: Alicia Knapp | Y | For | For | |
290 | THE KRAFT HEINZ COMPANY | KHX | 500754 | 5/3/2023 | 1h | Election of Director: Elio Leoni Sceti | Y | For | For | |
291 | THE KRAFT HEINZ COMPANY | KHX | 500754 | 5/3/2023 | 1i | Election of Director: Susan Mulder | Y | For | For | |
292 | THE KRAFT HEINZ COMPANY | KHX | 500754 | 5/3/2023 | 1j | Election of Director: James Park | Y | For | For | |
293 | THE KRAFT HEINZ COMPANY | KHX | 500754 | 5/3/2023 | 1k | Election of Director: Miguel Patricio | Y | For | For | |
294 | THE KRAFT HEINZ COMPANY | KHX | 500754 | 5/3/2023 | 1l | Election of Director: John C. Pope | Y | For | For | |
295 | THE KRAFT HEINZ COMPANY | KHX | 500754 | 5/3/2023 | 2 | Advisory vote to approve executive compensation. | Y | For | For | |
296 | THE KRAFT HEINZ COMPANY | KHX | 500754 | 5/3/2023 | 3 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent auditors for 2023. | Y | For | For | |
297 | THE KRAFT HEINZ COMPANY | KHX | 500754 | 5/3/2023 | 4 | Stockholder Proposal - Simple majority vote, if properly presented. | Y | Against | Against | |
298 | THE KRAFT HEINZ COMPANY | KHX | 500754 | 5/3/2023 | 5 | Stockholder Proposal - Report on water risk, if properly presented. | Y | Against | Against | |
299 | THE KRAFT HEINZ COMPANY | KHX | 500754 | 5/3/2023 | 6 | Stockholder Proposal - Civil rights audit, if properly presented. | Y | Against | Against | |
300 | CUMMINS INC. | CMI | 231021 | 5/8/2023 | 1 | Election of Director: N. Thomas Linebarger | Y | For | For | |
301 | CUMMINS INC. | CMI | 231021 | 5/8/2023 | 2 | Election of Director: Jennifer W. Rumsey | Y | For | For | |
302 | CUMMINS INC. | CMI | 231021 | 5/8/2023 | 3 | Election of Director: Gary L. Belske | Y | For | For | |
303 | CUMMINS INC. | CMI | 231021 | 5/8/2023 | 4 | Election of Director: Robert J. Bernhard | Y | For | For | |
304 | CUMMINS INC. | CMI | 231021 | 5/8/2023 | 5 | Election of Director: Bruno V. Di Leo Allen | Y | For | For | |
305 | CUMMINS INC. | CMI | 231021 | 5/8/2023 | 6 | Election of Director: Stephen B. Dobbs | Y | For | For | |
306 | CUMMINS INC. | CMI | 231021 | 5/8/2023 | 7 | Election of Director: Carla A. Harris | Y | For | For | |
307 | CUMMINS INC. | CMI | 231021 | 5/8/2023 | 8 | Election of Director: Thomas J. Lynch | Y | For | For | |
308 | CUMMINS INC. | CMI | 231021 | 5/8/2023 | 9 | Election of Director: William I. Miller | Y | For | For | |
309 | CUMMINS INC. | CMI | 231021 | 5/8/2023 | 10 | Election of Director: Georgia R. Nelson | Y | For | For | |
310 | CUMMINS INC. | CMI | 231021 | 5/8/2023 | 11 | Election of Director: Kimberly A. Nelson | Y | For | For | |
311 | CUMMINS INC. | CMI | 231021 | 5/8/2023 | 12 | Election of Director: Karen H. Quintos | Y | For | For | |
312 | CUMMINS INC. | CMI | 231021 | 5/8/2023 | 13 | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement | Y | For | For | |
313 | CUMMINS INC. | CMI | 231021 | 5/8/2023 | 14 | Advisory vote on the frequency of future advisory votes on executive compensation. | Y | For | For | |
314 | CUMMINS INC. | CMI | 231021 | 5/8/2023 | 15 | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2023 | Y | For | For | |
315 | CUMMINS INC. | CMI | 231021 | 5/8/2023 | 16 | Approval of the Cummins Inc. Employee Stock Purchase Plan, as amended. | Y | For | For | |
316 | CUMMINS INC. | CMI | 231021 | 5/8/2023 | 17 | The shareholder proposal regarding an independent chairman of the board | Y | Against | Against | |
317 | CUMMINS INC. | CMI | 231021 | 5/8/2023 | 18 | The shareholder proposal regarding linking executive compensation to achieving 1.5°C emissions reductions | Y | Against | Against | |
318 | FIRST SOLAR, INC | FSLR | 336433 | 5/9/2023 | 1a | Election of Director: Michael J. Ahearn | Y | For | For | |
319 | FIRST SOLAR, INC | FSLR | 336433 | 5/9/2023 | 1b | Election of Director: Richard D. Chapman | Y | For | For | |
320 | FIRST SOLAR, INC | FSLR | 336433 | 5/9/2023 | 1c | Election of Director: Anita Marangoly George | Y | For | For | |
321 | FIRST SOLAR, INC | FSLR | 336433 | 5/9/2023 | 1d | Election of Director: George A. Hambro | Y | For | For | |
322 | FIRST SOLAR, INC | FSLR | 336433 | 5/9/2023 | 1e | Election of Director: Molly E. Joseph | Y | For | For | |
323 | FIRST SOLAR, INC | FSLR | 336433 | 5/9/2023 | 1f | Election of Director: Craig Kennedy | Y | For | For | |
324 | FIRST SOLAR, INC | FSLR | 336433 | 5/9/2023 | 1g | Election of Director: Lisa A. Kro | Y | For | For | |
325 | FIRST SOLAR, INC | FSLR | 336433 | 5/9/2023 | 1h | Election of Director: William J. Post | Y | For | For | |
326 | FIRST SOLAR, INC | FSLR | 336433 | 5/9/2023 | 1i | Election of Director: Paul H. Stebbins | Y | For | For | |
327 | FIRST SOLAR, INC | FSLR | 336433 | 5/9/2023 | 1j | Election of Director: Michael T. Sweeney | Y | For | For | |
328 | FIRST SOLAR, INC | FSLR | 336433 | 5/9/2023 | 1k | Election of Director: Mark R. Widmar | Y | For | For | |
329 | FIRST SOLAR, INC | FSLR | 336433 | 5/9/2023 | 1l | Election of Director: Norman L. Wright | Y | For | For | |
330 | FIRST SOLAR, INC | FSLR | 336433 | 5/9/2023 | 2 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2023 | Y | For | For | |
331 | FIRST SOLAR, INC | FSLR | 336433 | 5/9/2023 | 3 | Advisory vote to approve the compensation of our named executive officers | Y | For | For | |
332 | FIRST SOLAR, INC | FSLR | 336433 | 5/9/2023 | 4 | Advisory vote on the frequency of shareholder votes on executive compensation | 1 Year | For | For | |
333 | PFIZER INC. | PFE | 717081 | 4/27/2023 | 1a | Election of Director: Ronald E. Blaylock | Y | For | For | |
334 | PFIZER INC. | PFE | 717081 | 4/27/2023 | 1b | Election of Director: Albert Bourla | Y | For | For | |
335 | PFIZER INC. | PFE | 717081 | 4/27/2023 | 1c | Election of Director: Susan Desmond-Hellmann | Y | For | For | |
336 | PFIZER INC. | PFE | 717081 | 4/27/2023 | 1d | Election of Director: Joseph J. Echevarria | Y | For | For | |
337 | PFIZER INC. | PFE | 717081 | 4/27/2023 | 1e | Election of Director: Scott Gottlieb | Y | For | For | |
338 | PFIZER INC. | PFE | 717081 | 4/27/2023 | 1f | Election of Director: Helen H. Hobbs | Y | For | For | |
339 | PFIZER INC. | PFE | 717081 | 4/27/2023 | 1g | Election of Director: Susan Hockfield | Y | For | For | |
340 | PFIZER INC. | PFE | 717081 | 4/27/2023 | 1h | Election of Director: Dan R. Littman | Y | For | For | |
341 | PFIZER INC. | PFE | 717081 | 4/27/2023 | 1i | Election of Director: Shantanu Narayen | Y | For | For | |
342 | PFIZER INC. | PFE | 717081 | 4/27/2023 | 1j | Election of Director: Suzanne Nora Johnson | Y | For | For | |
343 | PFIZER INC. | PFE | 717081 | 4/27/2023 | 1k | Election of Director: James Quincey | Y | For | For | |
344 | PFIZER INC. | PFE | 717081 | 4/27/2023 | 1l | Election of Director: James C. Smith | Y | For | For | |
345 | PFIZER INC. | PFE | 717081 | 4/27/2023 | 1 | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2023 | Y | For | For | |
346 | PFIZER INC. | PFE | 717081 | 4/27/2023 | 2 | 2023 advisory approval of executive compensation | Y | For | For | |
347 | PFIZER INC. | PFE | 717081 | 4/27/2023 | 3 | Advisory vote on frequency of future advisory votes to approve executive compensation | Y | For | For | |
348 | PFIZER INC. | PFE | 717081 | 4/27/2023 | 4 | Shareholder proposal regarding ratification of termination pay | 1 Year | For | For | |
349 | PFIZER INC. | PFE | 717081 | 4/27/2023 | 5 | Shareholder proposal regarding independent board chairman policy | Y | Against | Against | |
350 | PFIZER INC. | PFE | 717081 | 4/27/2023 | 6 | Shareholder proposal regarding transfer of intellectual property to potential COVID-19 manufacturers feasibility report | Y | Against | Against | |
351 | PFIZER INC. | PFE | 717081 | 4/27/2023 | 7 | Shareholder proposal regarding impact of extended patent exclusivities on product access report | Y | Against | Against | |
352 | PFIZER INC. | PFE | 717081 | 4/27/2023 | 8 | Shareholder proposal regarding political contributions congruency report | Y | Against | Against | |
353 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 1a | Election of Director: Linda B. Bammann | Y | For | For | |
354 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 1b | Election of Director: Stephen B. Burke | Y | For | For | |
355 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 1c | Election of Director: Todd A. Combs | Y | For | For | |
356 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 1d | Election of Director: James S. Crown | Y | For | For | |
357 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 1e | Election of Director: Alicia Boler Davis | Y | For | For | |
358 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 1f | Election of Director: James Dimon | Y | For | For | |
359 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 1g | Election of Director: Timothy P. Flynn | Y | For | For | |
360 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 1h | Election of Director: Alex Gorsky | Y | For | For | |
361 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 1i | Election of Director: Mellody Hobson | Y | For | For | |
362 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 1j | Election of Director: Michael A. Neal | Y | For | For | |
363 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 1k | Election of Director: Phebe N. Novakovic | Y | For | For | |
364 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 1l | Election of Director: Virginia M. Rometty | Y | For | For | |
365 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 2 | Advisory resolution to approve executive compensation | Y | For | For | |
366 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 3 | Advisory vote on frequency of advisory resolution to approve executive compensation | Y | For | For | |
367 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 4 | Ratification of independent registered public accounting firm | Y | For | For | |
368 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 5 | Independent board chairman | Y | For | For | |
369 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 6 | Fossil fuel phase out | Y | Against | Against | |
370 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 7 | Amending public responsibility committee charter to include mandate to oversee animal welfare impact and risk | Y | Against | Against | |
371 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 8 | Special shareholder meeting improvement | Y | Against | Against | |
372 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 9 | Report on climate transition planning | Y | Against | Against | |
373 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 10 | Report on ensuring respect for civil liberties | Y | Against | Against | |
374 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 11 | Report analyzing the congruence of the company's political and electioneering expenditures | Y | Against | Against | |
375 | JP Morgan Chase & Co. | JPM | 46625H | 5/15/2023 | 12 | Absolute GHG reduction goals | Y | Against | Against | |
376 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 1a | Election of Director: Gerard J. Arpey | Y | For | For | |
377 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 1b | Election of Director: Ari Bousbib | Y | For | For | |
378 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 1c | Election of Director: Jeffery H. Boyd | Y | For | For | |
379 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 1d | Election of Director: Gregory D. Brenneman | Y | For | For | |
380 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 1e | Election of Director: J. Frank Brown | Y | For | For | |
381 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 1f | Election of Director: Albert P. Carey | Y | For | For | |
382 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 1g | Election of Director: Edward P. Decker | Y | For | For | |
383 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 1h | Election of Director: Linda R. Gooden | Y | For | For | |
384 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 1i | Election of Director: Wayne M. Hewett | Y | For | For | |
385 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 1j | Election of Director: Manuel Kadre | Y | For | For | |
386 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 1k | Election of Director: Stephanie C. Linnartz | Y | For | For | |
387 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 1l | Election of Director: Paula Santilli | Y | For | For | |
388 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 1m | Election of Director: Caryn Seidman-Becker | Y | For | For | |
389 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 2 | Ratification of the Appointment of KPMG LLP | Y | For | For | |
390 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 3 | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Y | For | For | |
391 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 4 | Advisory Vote on the Frequency of Future Say-on-Pay Votes | Y | For | For | |
392 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 5 | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Y | Against | Against | |
393 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 6 | Shareholder Proposal Regarding Independent Board Chair | Y | Against | Against | |
394 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 7 | Shareholder Proposal Regarding Political Contributions Congruency Analysis | Y | Against | Against | |
395 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 8 | Shareholder Proposal Regarding Rescission of Racial Equity Audit Proposal Vote | Y | Against | Against | |
396 | THE HOME DEPOT, INC. | HD | 437076 | 5/17/2023 | 9 | Shareholder Proposal Regarding Senior Management Commitment to Avoid Political Speech | Y | Against | Against | |
397 | MERCK | MRK | 58933Y | 5/23/2023 | 1a | Election of Director: Douglas M. Baker, Jr. | Y | For | For | |
398 | MERCK | MRK | 58933Y | 5/23/2023 | 1b | Election of Director: Mary Ellen Coe | Y | For | For | |
399 | MERCK | MRK | 58933Y | 5/23/2023 | 1c | Election of Director: Pamela J. Craig | Y | For | For | |
400 | MERCK | MRK | 58933Y | 5/23/2023 | 1d | Election of Director: Robert M. Davis | Y | For | For | |
401 | MERCK | MRK | 58933Y | 5/23/2023 | 1e | Election of Director: Thomas H. Glocer | Y | For | For | |
402 | MERCK | MRK | 58933Y | 5/23/2023 | 1f | Election of Director: Risa J. Lavizzo-Mourey, M.D. | Y | For | For | |
403 | MERCK | MRK | 58933Y | 5/23/2023 | 1g | Election of Director: Stephen L. Mayo, Ph.D. | Y | For | For | |
404 | MERCK | MRK | 58933Y | 5/23/2023 | 1h | Election of Director: Paul B. Rothman, M.D | Y | For | For | |
405 | MERCK | MRK | 58933Y | 5/23/2023 | 1i | Election of Director: Patricia F. Russo | Y | For | For | |
406 | MERCK | MRK | 58933Y | 5/23/2023 | 1j | Election of Director: Christine E. Seidman, M.D. | Y | For | For | |
407 | MERCK | MRK | 58933Y | 5/23/2023 | 1k | Election of Director: Inge G. Thulin | Y | For | For | |
408 | MERCK | MRK | 58933Y | 5/23/2023 | 1l | Election of Director: Kathy J. Warden | Y | For | For | |
409 | MERCK | MRK | 58933Y | 5/23/2023 | 1m | Election of Director: Peter C. Wendell | Y | For | For | |
410 | MERCK | MRK | 58933Y | 5/23/2023 | 2 | Non-binding advisory vote to approve the compensation of our named executive officers | Y | For | For | |
411 | MERCK | MRK | 58933Y | 5/23/2023 | 3 | Non-binding advisory vote to approve the frequency of future votes to approve the compensation of our named executive officers | Y | For | For | |
412 | MERCK | MRK | 58933Y | 5/23/2023 | 4 | Ratification of the appointment of the Company's independent registered public accounting firm for 2023 | Y | Against | Against | |
413 | MERCK | MRK | 58933Y | 5/23/2023 | 5 | Shareholder proposal regarding business operations in China | Y | Against | Against | |
414 | MERCK | MRK | 58933Y | 5/23/2023 | 6 | Shareholder proposal regarding access to COVID-19 products | Y | Against | Against | |
415 | MERCK | MRK | 58933Y | 5/23/2023 | 7 | Shareholder proposal regarding indirect political spending | Y | Against | Against | |
416 | MERCK | MRK | 58933Y | 5/23/2023 | 8 | Shareholder proposal regarding patents and access | Y | Against | Against | |
417 | MERCK | MRK | 58933Y | 5/23/2023 | 9 | Shareholder proposal regarding a congruency report of partnerships with globalist organizations. | Y | Against | Against | |
418 | MERCK | MRK | 58933Y | 5/23/2023 | 10 | Shareholder proposal regarding an independent board chairman | Y | For | For | |
419 | UBER, INC. | UBER | 90353T | 5/7/2023 | 1a | Election of Director: Ronald Sugar | Y | For | For | |
420 | UBER, INC. | UBER | 90353T | 5/7/2023 | 1b | Election of Director: Revathi Advaithi | Y | For | For | |
421 | UBER, INC. | UBER | 90353T | 5/7/2023 | 1c | Election of Director: Ursula Burns | Y | For | For | |
422 | UBER, INC. | UBER | 90353T | 5/7/2023 | 1d | Election of Director: Robert Eckert | Y | For | For | |
423 | UBER, INC. | UBER | 90353T | 5/7/2023 | 1e | Election of Director: Amanda Ginsberg | Y | For | For | |
424 | UBER, INC. | UBER | 90353T | 5/7/2023 | 1f | Election of Director: Dara Khosrowshahi | Y | For | For | |
425 | UBER, INC. | UBER | 90353T | 5/7/2023 | 1g | Election of Director: Wan Ling Martello | Y | For | For | |
426 | UBER, INC. | UBER | 90353T | 5/7/2023 | 1h | Election of Director: John Thain | Y | For | For | |
427 | UBER, INC. | UBER | 90353T | 5/7/2023 | 1i | Election of Director: David Trujillo | Y | For | For | |
428 | UBER, INC. | UBER | 90353T | 5/7/2023 | 1j | Election of Director: Alexander Wynaendts | Y | For | For | |
429 | UBER, INC. | UBER | 90353T | 5/7/2023 | 2 | Advisory vote to approve 2022 named executive officer compensation. | Y | For | For | |
430 | UBER, INC. | UBER | 90353T | 5/7/2023 | 3 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023 | Y | For | For | |
431 | UBER, INC. | UBER | 90353T | 5/7/2023 | 4 | Stockholder proposal to prepare an independent third-party audit on Driver health and safety. | Y | Against | Against | |
432 | AMERICAN TOWER CORPORATION | AMT | 03027X | 5/23/2023 | 1a | Election of Director: Thomas A. Bartlett | Y | For | For | |
433 | AMERICAN TOWER CORPORATION | AMT | 03027X | 5/23/2023 | 1b | Election of Director: Kelly C. Chambliss | Y | For | For | |
434 | AMERICAN TOWER CORPORATION | AMT | 03027X | 5/23/2023 | 1c | Election of Director: Teresa H. Clarke | Y | For | For | |
435 | AMERICAN TOWER CORPORATION | AMT | 03027X | 5/23/2023 | 1d | Election of Director: Raymond P. Dolan | Y | For | For | |
436 | AMERICAN TOWER CORPORATION | AMT | 03027X | 5/23/2023 | 1e | Election of Director: Kenneth R. Frank | Y | For | For | |
437 | AMERICAN TOWER CORPORATION | AMT | 03027X | 5/23/2023 | 1f | Election of Director: Robert D. Hormats | Y | For | For | |
438 | AMERICAN TOWER CORPORATION | AMT | 03027X | 5/23/2023 | 1g | Election of Director: Grace D. Lieblein | Y | For | For | |
439 | AMERICAN TOWER CORPORATION | AMT | 03027X | 5/23/2023 | 1h | Election of Director: Craig Macnab | Y | For | For | |
440 | AMERICAN TOWER CORPORATION | AMT | 03027X | 5/23/2023 | 1i | Election of Director: JoAnn A. Reed | Y | For | For | |
441 | AMERICAN TOWER CORPORATION | AMT | 03027X | 5/23/2023 | 1j | Election of Director: Pamela D. A. Reeve | Y | For | For | |
442 | AMERICAN TOWER CORPORATION | AMT | 03027X | 5/23/2023 | 1k | Election of Director: Bruce L. Tanner | Y | For | For | |
443 | AMERICAN TOWER CORPORATION | AMT | 03027X | 5/23/2023 | 1l | Election of Director: Samme L. Thompson | Y | For | For | |
444 | AMERICAN TOWER CORPORATION | AMT | 03027X | 5/23/2023 | 2 | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2023 | Y | For | For | |
445 | AMERICAN TOWER CORPORATION | AMT | 03027X | 5/23/2023 | 3 | To approve, on an advisory basis, the Company's executive compensation | Y | For | For | |
446 | AMERICAN TOWER CORPORATION | AMT | 03027X | 5/23/2023 | 4 | To vote, on an advisory basis, on the frequency with which the Company will hold a stockholder advisory vote on executive compensation. | 1 Year | For | For | |
447 | MCDONALDS | MCD | 580135 | 5/24/2023 | 1a | Election of Director to serve until the 2024 Annual Meeting: Anthony Capuano | Y | For | For | |
448 | MCDONALDS | MCD | 580135 | 5/24/2023 | 1b | Election of Director to serve until the 2024 Annual Meeting: Kareem Daniel | Y | For | For | |
449 | MCDONALDS | MCD | 580135 | 5/24/2023 | 1c | Election of Director to serve until the 2024 Annual Meeting: Lloyd Dean | Y | For | For | |
450 | MCDONALDS | MCD | 580135 | 5/24/2023 | 1d | Election of Director to serve until the 2024 Annual Meeting: Catherine Engelbert | Y | For | For | |
451 | MCDONALDS | MCD | 580135 | 5/24/2023 | 1e | Election of Director to serve until the 2024 Annual Meeting: Margaret Georgiadis | Y | For | For | |
452 | MCDONALDS | MCD | 580135 | 5/24/2023 | 1f | Election of Director to serve until the 2024 Annual Meeting: Enrique Hernandez, Jr. | Y | For | For | |
453 | MCDONALDS | MCD | 580135 | 5/24/2023 | 1g | Election of Director to serve until the 2024 Annual Meeting: Christopher Kempczinski | Y | For | For | |
454 | MCDONALDS | MCD | 580135 | 5/24/2023 | 1h | Election of Director to serve until the 2024 Annual Meeting: Richard Lenny | Y | For | For | |
455 | MCDONALDS | MCD | 580135 | 5/24/2023 | 1i | Election of Director to serve until the 2024 Annual Meeting: John Mulligan | Y | For | For | |
456 | MCDONALDS | MCD | 580135 | 5/24/2023 | 1j | Election of Director to serve until the 2024 Annual Meeting: Jennifer Taubert | Y | For | For | |
457 | MCDONALDS | MCD | 580135 | 5/24/2023 | 1k | Election of Director to serve until the 2024 Annual Meeting: Paul Walsh | Y | For | For | |
458 | MCDONALDS | MCD | 580135 | 5/24/2023 | 1l | Election of Director to serve until the 2024 Annual Meeting: Amy Weaver | Y | For | For | |
459 | MCDONALDS | MCD | 580135 | 5/24/2023 | 1m | Election of Director to serve until the 2024 Annual Meeting: Miles White | Y | For | For | |
460 | MCDONALDS | MCD | 580135 | 5/24/2023 | 2 | Advisory vote to approve executive compensation. | Y | For | For | |
461 | MCDONALDS | MCD | 580135 | 5/24/2023 | 3 | Advisory vote on the frequency of future advisory votes on executive compensation. | Y | For | For | |
462 | MCDONALDS | MCD | 580135 | 5/24/2023 | 4 | Advisory vote to ratify the appointment of Ernst & Young LLP as independent auditor for 2023. | Y | For | For | |
463 | MCDONALDS | MCD | 580135 | 5/24/2023 | 5 | Advisory Vote on Adoption of Antibiotics Policy (1 of 2). | Y | Against | Against | |
464 | MCDONALDS | MCD | 580135 | 5/24/2023 | 6 | Advisory Vote on Adoption of Antibiotics Policy (2 of 2). | Y | Against | Against | |
465 | MCDONALDS | MCD | 580135 | 5/24/2023 | 7 | Advisory Vote on Annual Report on "Communist China." | Y | Against | Against | |
466 | MCDONALDS | MCD | 580135 | 5/24/2023 | 8 | Advisory Vote on Civil Rights & Returns to Merit Audit. | Y | Against | Against | |
467 | MCDONALDS | MCD | 580135 | 5/24/2023 | 9 | Advisory Vote on Annual Report on Lobbying Activities. | Y | Against | Against | |
468 | MCDONALDS | MCD | 580135 | 5/24/2023 | 10 | Advisory Vote on Annual Report on Global Political Influence. | Y | Against | Against | |
469 | MCDONALDS | MCD | 580135 | 5/24/2023 | 11 | Advisory Vote on Poultry Welfare Disclosure. | Y | Against | Against | |
470 | PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 5/23/2023 | 1a | Election of Director: Rodney C. Adkins | Y | For | For | |
471 | PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 5/23/2023 | 1b | Election of Director: Jonathan Christodoro | Y | For | For | |
472 | PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 5/23/2023 | 1c | Election of Director: John J. Donahoe | Y | For | For | |
473 | PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 5/23/2023 | 1d | Election of Director: David W. Dorman | Y | For | For | |
474 | PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 5/23/2023 | 1e | Election of Director: Belinda J. Johnson | Y | For | For | |
475 | PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 5/23/2023 | 1f | Election of Director: Enrique Lores | Y | For | For | |
476 | PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 5/23/2023 | 1g | Election of Director: Gail J. McGovern | Y | For | For | |
477 | PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 5/23/2023 | 1h | Election of Director: Deborah M. Messemer | Y | For | For | |
478 | PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 5/23/2023 | 1i | Election of Director: David M. Moffett | Y | For | For | |
479 | PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 5/23/2023 | 1j | Election of Director: Ann M. Sarnoff | Y | For | For | |
480 | PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 5/23/2023 | 1k | Election of Director: Daniel H. Schulman | Y | For | For | |
481 | PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 5/23/2023 | 1l | Election of Director: Frank D. Yeary | Y | For | For | |
482 | PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 5/23/2023 | 2 | Advisory Vote to Approve Named Executive Officer Compensation | Y | For | For | |
483 | PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 5/23/2023 | 3 | Approval of the PayPal Holdings, Inc. 2015 Equity Incentive Award Plan, as Amended and Restated | Y | For | For | |
484 | PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 5/23/2023 | 4 | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2023 | Y | For | For | |
485 | PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 5/23/2023 | 5 | Stockholder Proposal - Provision of Services in Conflict Zones. | Y | Against | Against | |
486 | PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 5/23/2023 | 6 | Stockholder Proposal - Reproductive Rights and Data Privacy | Y | Against | Against | |
487 | PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 5/23/2023 | 7 | Stockholder Proposal - PayPal Transparency Reports | Y | Against | Against | |
488 | PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 5/23/2023 | 8 | Stockholder Proposal - Report on Ensuring Respect for Civil Liberties | Y | Against | Against | |
489 | PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 5/23/2023 | 9 | Stockholder Proposal - Adopt Majority Vote Standard for Director Elections | Y | Against | Against | |
490 | AMAZON | AMZN | 23135 | 5/23/2023 | 1a | Election of Director: Jeffrey P. Bezos | Y | For | For | |
491 | AMAZON | AMZN | 23135 | 5/23/2023 | 1b | Election of Director: Andrew R. Jassy | Y | For | For | |
492 | AMAZON | AMZN | 23135 | 5/23/2023 | 1c | Election of Director: Keith B. Alexander | Y | For | For | |
493 | AMAZON | AMZN | 23135 | 5/23/2023 | 1d | Election of Director: Edith W. Cooper | Y | For | For | |
494 | AMAZON | AMZN | 23135 | 5/23/2023 | 1e | Election of Director: Jamie S. Gorelick | Y | For | For | |
495 | AMAZON | AMZN | 23135 | 5/23/2023 | 1f | Election of Director: Daniel P. Huttenlocher | Y | For | For | |
496 | AMAZON | AMZN | 23135 | 5/23/2023 | 1g | Election of Director: Judith A. McGrath | Y | For | For | |
497 | AMAZON | AMZN | 23135 | 5/23/2023 | 1h | Election of Director: Indra K. Nooyi | Y | For | For | |
498 | AMAZON | AMZN | 23135 | 5/23/2023 | 1i | Election of Director: Jonathan J. Rubinstein | Y | For | For | |
499 | AMAZON | AMZN | 23135 | 5/23/2023 | 1j | Election of Director: Patricia Q. Stonesifer | Y | For | For | |
500 | AMAZON | AMZN | 23135 | 5/23/2023 | 1k | Election of Director: Wendell P. Weeks | Y | For | For | |
501 | AMAZON | AMZN | 23135 | 5/23/2023 | 2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Y | For | For | |
502 | AMAZON | AMZN | 23135 | 5/23/2023 | 3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Y | For | For | |
503 | AMAZON | AMZN | 23135 | 5/23/2023 | 4 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | 1 Year | For | For | |
504 | AMAZON | AMZN | 23135 | 5/23/2023 | 5 | REAPPROVAL OF OUR 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW | Y | For | For | |
505 | AMAZON | AMZN | 23135 | 5/23/2023 | 6 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTION | Y | Against | Against | |
506 | AMAZON | AMZN | 23135 | 5/23/2023 | 7 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Y | Against | Against | |
507 | AMAZON | AMZN | 23135 | 5/23/2023 | 8 | SHAREHOLDER PROPOSAL REQUESTING REPORTING ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS | Y | Against | Against | |
508 | AMAZON | AMZN | 23135 | 5/23/2023 | 9 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONTENT REMOVAL REQUESTS | Y | Against | Against | |
509 | AMAZON | AMZN | 23135 | 5/23/2023 | 10 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS | Y | Against | Against | |
510 | AMAZON | AMZN | 23135 | 5/23/2023 | 11 | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | Y | Against | Against | |
511 | AMAZON | AMZN | 23135 | 5/23/2023 | 12 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON CLIMATE LOBBYING | Y | Against | Against | |
512 | AMAZON | AMZN | 23135 | 5/23/2023 | 13 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Y | Against | Against | |
513 | AMAZON | AMZN | 23135 | 5/23/2023 | 14 | SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION PROGRAMS | Y | Against | Against | |
514 | AMAZON | AMZN | 23135 | 5/23/2023 | 15 | SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN FUTURE AMENDMENTS | Y | Against | Against | |
515 | AMAZON | AMZN | 23135 | 5/23/2023 | 16 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Y | Against | Against | |
516 | AMAZON | AMZN | 23135 | 5/23/2023 | 17 | SHAREHOLDER PROPOSAL REQUESTING A NEW POLICY REGARDING OUR EXECUTIVE COMPENSATION PROCESS | Y | Against | Against | |
517 | AMAZON | AMZN | 23135 | 5/23/2023 | 18 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON ANIMAL WELFARE STANDARDS | Y | Against | Against | |
518 | AMAZON | AMZN | 23135 | 5/23/2023 | 19 | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL BOARD COMMITTEE | Y | Against | Against | |
519 | AMAZON | AMZN | 23135 | 5/23/2023 | 20 | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | Y | Against | Against | |
520 | AMAZON | AMZN | 23135 | 5/23/2023 | 21 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Y | Against | Against | |
521 | AMAZON | AMZN | 23135 | 5/23/2023 | 22 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Y | Against | Against | |
522 | AMAZON | AMZN | 23135 | 5/23/2023 | 23 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Y | Against | Against | |
523 | CHART INDUSTRIES, INC. | GTLS | 16115Q | 5/24/2023 | 1a | Election of Director: Jillian C. Evanko | Y | For | For | |
524 | CHART INDUSTRIES, INC. | GTLS | 16115Q | 5/24/2023 | 1b | Election of Director: Andrew R. Cichocki | Y | For | For | |
525 | CHART INDUSTRIES, INC. | GTLS | 16115Q | 5/24/2023 | 1c | Election of Director: Paula M. Harris | Y | For | For | |
526 | CHART INDUSTRIES, INC. | GTLS | 16115Q | 5/24/2023 | 1d | Election of Director: Linda A. Harty | Y | For | For | |
527 | CHART INDUSTRIES, INC. | GTLS | 16115Q | 5/24/2023 | 1e | Election of Director: Paul E. Mahoney | Y | For | For | |
528 | CHART INDUSTRIES, INC. | GTLS | 16115Q | 5/24/2023 | 1f | Election of Director: Singleton B. McAllister | Y | For | For | |
529 | CHART INDUSTRIES, INC. | GTLS | 16115Q | 5/24/2023 | 1g | Election of Director: Michael L. Molinini | Y | For | For | |
530 | CHART INDUSTRIES, INC. | GTLS | 16115Q | 5/24/2023 | 1h | Election of Director: David M. Sagehorn | Y | For | For | |
531 | CHART INDUSTRIES, INC. | GTLS | 16115Q | 5/24/2023 | 1i | Election of Director: Spencer S. Stiles | Y | For | For | |
532 | CHART INDUSTRIES, INC. | GTLS | 16115Q | 5/24/2023 | 1j | Election of Director: Roger A. Strauch | Y | For | For | |
533 | CHART INDUSTRIES, INC. | GTLS | 16115Q | 5/24/2023 | 2 | To ratify the selection of Deloitte & Touche LLP, an independent registered public accounting firm, to examine the financial statements of the Company for the year ending December 31, 2023. | Y | For | For | |
534 | CHART INDUSTRIES, INC. | GTLS | 16115Q | 5/24/2023 | 3 | To approve, on an advisory basis, the Company's executive compensation | Y | For | For | |
535 | CHART INDUSTRIES, INC. | GTLS | 16115Q | 5/24/2023 | 4 | To approve, on an advisory basis, the frequency of future advisory votes on the Company's executive compensation | 1 Year | For | For | |
536 | NETFLIX, INC. | NFLX | 64110L | 5/31/2023 | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Mathias Döpfner | Y | For | For | ||
537 | NETFLIX, INC. | NFLX | 64110L | 5/31/2023 | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Reed Hastings | Y | For | For | ||
538 | NETFLIX, INC. | NFLX | 64110L | 5/31/2023 | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Jay Hoag | Y | For | For | ||
539 | NETFLIX, INC. | NFLX | 64110L | 5/31/2023 | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Ted Sarandos | Y | For | For | ||
540 | NETFLIX, INC. | NFLX | 64110L | 5/31/2023 | Ratification of appointment of independent registered public accounting firm. | Y | For | For | ||
541 | NETFLIX, INC. | NFLX | 64110L | 5/31/2023 | Advisory approval of named executive officer compensation. | Y | For | For | ||
542 | NETFLIX, INC. | NFLX | 64110L | 5/31/2023 | Advisory vote on the frequency of future advisory votes on executive compensation. | Y | For | For | ||
543 | NETFLIX, INC. | NFLX | 64110L | 5/31/2023 | Stockholder proposal entitled, "Proposal 5 - Reform the Current Impossible Special Shareholder Meeting Requirements," if properly presented at the meeting. | Y | Against | Against | ||
544 | NETFLIX, INC. | NFLX | 64110L | 5/31/2023 | Stockholder proposal entitled, "Netflix-Exclusive Board of Directors," if properly presented at the meeting. | Y | Against | Against | ||
545 | NETFLIX, INC. | NFLX | 64110L | 5/31/2023 | Stockholder proposal requesting a report on the Company's 401(K) Plan, if properly presented at the meeting. | Y | Against | Against | ||
546 | NETFLIX, INC. | NFLX | 64110L | 5/31/2023 | Stockholder proposal entitled, "Policy on Freedom of Association," if properly presented at the meeting. | Y | Against | Against | ||
547 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 1a | Election of Director: Larry Page | Y | For | For | |
548 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 1b | Election of Director: Sergey Brin | Y | For | For | |
549 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 1c | Election of Director: Sundar Pichai | Y | For | For | |
550 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 1d | Election of Director: John L. Hennessy | Y | For | For | |
551 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 1e | Election of Director: Frances H. Arnold | Y | For | For | |
552 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 1f | Election of Director: R. Martin "Marty" Chávez | Y | For | For | |
553 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 1g | Election of Director: L. John Doerr | Y | For | For | |
554 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 1h | Election of Director: Roger W. Ferguson Jr. | Y | For | For | |
555 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 1i | Election of Director: Ann Mather | Y | For | For | |
556 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 1j | Election of Director: K. Ram Shriram | Y | For | For | |
557 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 1k | Election of Director: Robin L. Washington | Y | For | For | |
558 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 2 | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 | Y | For | For | |
559 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 3 | Approval of amendment and restatement of Alphabet's Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock | Y | For | For | |
560 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 4 | Advisory vote to approve compensation awarded to named executive officers | Y | For | For | |
561 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 5 | Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers | 3 Years | For | For | |
562 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 6 | Stockholder proposal regarding a lobbying report | Y | Against | Against | |
563 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 7 | Stockholder proposal regarding a congruency report | Y | Against | Against | |
564 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 8 | Stockholder proposal regarding a climate lobbying report | Y | Against | Against | |
565 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 9 | Stockholder proposal regarding a report on reproductive rights and data privacy | Y | Against | Against | |
566 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 10 | Stockholder proposal regarding a human rights assessment of data center siting | Y | Against | Against | |
567 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 11 | Stockholder proposal regarding a human rights assessment of targeted ad policies and practices | Y | Against | Against | |
568 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 12 | Stockholder proposal regarding algorithm disclosures | Y | Against | Against | |
569 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 13 | Stockholder proposal regarding a report on alignment of YouTube policies with legislation | Y | Against | Against | |
570 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 14 | Stockholder proposal regarding a content governance report | Y | Against | Against | |
571 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 15 | Stockholder proposal regarding a performance review of the Audit and Compliance Committee | Y | Against | Against | |
572 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 16 | Stockholder proposal regarding bylaws amendment | Y | Against | Against | |
573 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 17 | Stockholder proposal regarding "executives to retain significant stock" | Y | Against | Against | |
574 | ALPHABET INC. | GOOG | 02079K | 6/1/2023 | 18 | Stockholder proposal regarding equal shareholder voting | Y | Against | Against | |
575 | META | META | 30303M | 5/30/2023 | 1.1 | Election of Director: Peggy Alford | Y | For | For | |
576 | META | META | 30303M | 5/30/2023 | 1.2 | Election of Director: Marc L. Andreessen | Y | For | For | |
577 | META | META | 30303M | 5/30/2023 | 1.3 | Election of Director: Andrew W. Houston | Y | For | For | |
578 | META | META | 30303M | 5/30/2023 | 1.4 | Election of Director: Nancy Killefer | Y | For | For | |
579 | META | META | 30303M | 5/30/2023 | 1.5 | Election of Director: Robert M. Kimmitt | Y | For | For | |
580 | META | META | 30303M | 5/30/2023 | 1.6 | Election of Director: Sheryl K. Sandberg | Y | For | For | |
581 | META | META | 30303M | 5/30/2023 | 1.7 | Election of Director: Tracey T. Travis | Y | For | For | |
582 | META | META | 30303M | 5/30/2023 | 1.8 | Election of Director: Tony Xu | Y | For | For | |
583 | META | META | 30303M | 5/30/2023 | 1.9 | Election of Director: Mark Zuckerberg | Y | For | For | |
584 | META | META | 30303M | 5/30/2023 | 2 | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. More Details | Y | For | For | |
585 | META | META | 30303M | 5/30/2023 | 3 | A shareholder proposal regarding government takedown requests. More Details | Y | Against | Against | |
586 | META | META | 30303M | 5/30/2023 | 4 | A shareholder proposal regarding dual class capital structure. More Details | Y | Against | Against | |
587 | META | META | 30303M | 5/30/2023 | 5 | A shareholder proposal regarding human rights impact assessment of targeted advertising. More Details | Y | Against | Against | |
588 | META | META | 30303M | 5/30/2023 | 6 | A shareholder proposal regarding report on lobbying disclosures. More Details | Y | Against | Against | |
589 | META | META | 30303M | 5/30/2023 | 7 | A shareholder proposal regarding report on allegations of political entanglement and content management biases in India. More Details | Y | Against | Against | |
590 | META | META | 30303M | 5/30/2023 | 8 | A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. More Details | Y | Against | Against | |
591 | META | META | 30303M | 5/30/2023 | 9 | A shareholder proposal regarding report on reproductive rights and data privacy. More Details | Y | Against | Against | |
592 | META | META | 30303M | 5/30/2023 | 10 | A shareholder proposal regarding report on enforcement of Community Standards and user content. More Details | Y | Against | Against | |
593 | META | META | 30303M | 5/30/2023 | 11 | A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. More Details | Y | Against | Against | |
594 | META | META | 30303M | 5/30/2023 | 12 | A shareholder proposal regarding report on pay calibration to externalized costs. More Details | Y | Against | Against | |
595 | META | META | 30303M | 5/30/2023 | 13 | A shareholder proposal regarding performance review of the audit & risk oversight committee. More Details | Y | Against | Against | |
596 | EXPEDIA GROUP, INC. | EXPE | 30212P | 5/30/2023 | 1a | Election of Director: Samuel Altman (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) | Y | For | For | |
597 | EXPEDIA GROUP, INC. | EXPE | 30212P | 5/30/2023 | 1b | Election of Director: Beverly Anderson | Y | For | For | |
598 | EXPEDIA GROUP, INC. | EXPE | 30212P | 5/30/2023 | 1c | Election of Director: M. Moina Banerjee | Y | For | For | |
599 | EXPEDIA GROUP, INC. | EXPE | 30212P | 5/30/2023 | 1d | Election of Director: Chelsea Clinton | Y | For | For | |
600 | EXPEDIA GROUP, INC. | EXPE | 30212P | 5/30/2023 | 1e | Election of Director: Barry Diller | Y | For | For | |
601 | EXPEDIA GROUP, INC. | EXPE | 30212P | 5/30/2023 | 1f | Election of Director: Henrique Dubugras (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) | Y | For | For | |
602 | EXPEDIA GROUP, INC. | EXPE | 30212P | 5/30/2023 | 1g | Election of Director: Craig Jacobson | Y | For | For | |
603 | EXPEDIA GROUP, INC. | EXPE | 30212P | 5/30/2023 | 1h | Election of Director: Peter Kern | Y | For | For | |
604 | EXPEDIA GROUP, INC. | EXPE | 30212P | 5/30/2023 | 1i | Election of Director: Dara Khosrowshahi | Y | For | For | |
605 | EXPEDIA GROUP, INC. | EXPE | 30212P | 5/30/2023 | 1j | Election of Director: Patricia Menendez Cambo (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) | Y | For | For | |
606 | EXPEDIA GROUP, INC. | EXPE | 30212P | 5/30/2023 | 1k | Election of Director: Alex von Furstenberg | Y | For | For | |
607 | EXPEDIA GROUP, INC. | EXPE | 30212P | 5/30/2023 | 1l | Election of Director: Julie Whalen | Y | For | For | |
608 | EXPEDIA GROUP, INC. | EXPE | 30212P | 5/30/2023 | 2 | Approval, on an advisory basis, of the compensation of Expedia Group's named executive officers. | Y | For | For | |
609 | EXPEDIA GROUP, INC. | EXPE | 30212P | 5/30/2023 | 3 | Advisory vote on the frequency of future advisory votes on the compensation of Expedia Group's named executive officers. | 1 year | For | For | |
610 | EXPEDIA GROUP, INC. | EXPE | 30212P | 5/30/2023 | 4 | Approval of the Sixth Amended and Restated Expedia Group, Inc. 2005 Stock and Annual Incentive Plan, including an amendment to increase the number of shares authorized for issuance thereunder by 6,000,000. | Y | For | For | |
611 | EXPEDIA GROUP, INC. | EXPE | 30212P | 5/30/2023 | 5 | Approval of the Expedia Group, Inc. 2013 Employee Stock Purchase Plan, as amended and restated, and the Expedia Group, Inc. 2013 International Stock Purchase Plan, as amended and restated, including an amendment to increase the number of shares authorized for issuance thereunder by 1,000,000. | Y | For | For | |
612 | EXPEDIA GROUP, INC. | EXPE | 30212P | 5/30/2023 | 6 | Ratification of appointment of Ernst & Young LLP as Expedia Group's independent registered public accounting firm for the year ending December 31, 2023. | Y | For | For | |
613 | ILLUMINA, INC | ILMN | 452327 | 5/24/2023 | 1a | Illumina Nominee: Frances Arnold, Ph.D. | Y | For | For | |
614 | ILLUMINA, INC | ILMN | 452327 | 5/24/2023 | 1b | Illumina Nominee: Francis A. deSouza | Y | For | For | |
615 | ILLUMINA, INC | ILMN | 452327 | 5/24/2023 | 1c | Illumina Nominee: Caroline D. Dorsa | Y | For | For | |
616 | ILLUMINA, INC | ILMN | 452327 | 5/24/2023 | 1d | Illumina Nominee: Robert S. Epstein, M.D. | Y | For | For | |
617 | ILLUMINA, INC | ILMN | 452327 | 5/24/2023 | 1e | Illumina Nominee: Scott Gottlieb, M.D. | Y | For | For | |
618 | ILLUMINA, INC | ILMN | 452327 | 5/24/2023 | 1f | Illumina Nominee: Gary S. Guthart, Ph.D. | Y | For | For | |
619 | ILLUMINA, INC | ILMN | 452327 | 5/24/2023 | 1g | Illumina Nominee: Philip W. Schiller | Y | For | For | |
620 | ILLUMINA, INC | ILMN | 452327 | 5/24/2023 | 1h | Illumina Nominee: Susan E. Siegel | Y | For | For | |
621 | ILLUMINA, INC | ILMN | 452327 | 5/24/2023 | 1i | Illumina Nominee: John W. Thompson | Y | For | For | |
622 | ILLUMINA, INC | ILMN | 452327 | 5/24/2023 | 1j | Icahn Group Nominee OPPOSED by the Company: Vincent J. Intrieri | Y | For | For | |
623 | ILLUMINA, INC | ILMN | 452327 | 5/24/2023 | 1k | Icahn Group Nominee OPPOSED by the Company: Jesse A. Lynn | Y | For | For | |
624 | ILLUMINA, INC | ILMN | 452327 | 5/24/2023 | 1l | Icahn Group Nominee OPPOSED by the Company: Andrew J. Teno | Y | For | For | |
625 | ILLUMINA, INC | ILMN | 452327 | 5/24/2023 | 2 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023 | Y | For | For | |
626 | ILLUMINA, INC | ILMN | 452327 | 5/24/2023 | 3 | To approve, on an advisory basis, the compensation provided to our named executive officers as disclosed in the Proxy Statement. | Y | Withhold | Withhold | |
627 | ILLUMINA, INC | ILMN | 452327 | 5/24/2023 | 4 | To approve, on an advisory basis, the frequency of holding an advisory vote to approve compensation provided to our "named executive officers". | Y | Withhold | Withhold | |
628 | ILLUMINA, INC | ILMN | 452327 | 5/24/2023 | 5 | To approve certain amendments to the Illumina, Inc. 2015 Stock and Incentive Plan | Y | Withhold | Withhold | |
629 | EXACT SCIENCES CORPORATION | EXAS | 30063P | 6/7/2023 | 1a | Election of Class II Director to serve for three-year term: D. Scott Coward | Y | For | For | |
630 | EXACT SCIENCES CORPORATION | EXAS | 30063P | 6/7/2023 | 1b | Election of Class II Director to serve for three-year term: James Doyle | Y | For | For | |
631 | EXACT SCIENCES CORPORATION | EXAS | 30063P | 6/7/2023 | 1c | Election of Class II Director to serve for three-year term: Freda Lewis-Hall | Y | For | For | |
632 | EXACT SCIENCES CORPORATION | EXAS | 30063P | 6/7/2023 | 1d | Election of Class II Director to serve for three-year term: Kathleen Sebelius | Y | For | For | |
633 | EXACT SCIENCES CORPORATION | EXAS | 30063P | 6/7/2023 | 2 | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | Y | For | For | |
634 | EXACT SCIENCES CORPORATION | EXAS | 30063P | 6/7/2023 | 3 | To approve, on an advisory basis, the compensation of our named executive officers. | Y | For | For | |
635 | EXACT SCIENCES CORPORATION | EXAS | 30063P | 6/7/2023 | 4 | To approve, on an advisory basis, the frequency of future advisory votes on executive compensation. | 1 Year | For | For | |
636 | EXACT SCIENCES CORPORATION | EXAS | 30063P | 6/7/2023 | 5 | To approve an Amendment to our Sixth Amended and Restated Certificate of Incorporation to declassify our Board of Directors | Y | For | For | |
637 | EXACT SCIENCES CORPORATION | EXAS | 30063P | 6/7/2023 | 6 | To approve Amendment No. 2 to the Exact Sciences Corporation 2019 Omnibus Long-Term Incentive Plan | Y | For | For | |
638 | TJX, Inc. | TJX | 872540 | 6/5/2023 | 1a | Election of Director: José B. Alvarez | Y | For | For | |
639 | TJX, Inc. | TJX | 872540 | 6/5/2023 | 1b | Election of Director: Alan M. Bennett | Y | For | For | |
640 | TJX, Inc. | TJX | 872540 | 6/5/2023 | 1c | Election of Director: Rosemary T. Berkery | Y | For | For | |
641 | TJX, Inc. | TJX | 872540 | 6/5/2023 | 1d | Election of Director: David T. Ching | Y | For | For | |
642 | TJX, Inc. | TJX | 872540 | 6/5/2023 | 1e | Election of Director: C. Kim Goodwin | Y | For | For | |
643 | TJX, Inc. | TJX | 872540 | 6/5/2023 | 1f | Election of Director: Ernie Herrman | Y | For | For | |
644 | TJX, Inc. | TJX | 872540 | 6/5/2023 | 1g | Election of Director: Amy B. Lane | Y | For | For | |
645 | TJX, Inc. | TJX | 872540 | 6/5/2023 | 1h | Election of Director: Carol Meyrowitz | Y | For | For | |
646 | TJX, Inc. | TJX | 872540 | 6/5/2023 | 1i | Election of Director: Jackwyn L. Nemerov | Y | For | For | |
647 | TJX, Inc. | TJX | 872540 | 6/5/2023 | 2 | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2024. | Y | For | For | |
648 | TJX, Inc. | TJX | 872540 | 6/5/2023 | 3 | Advisory approval of TJX's executive compensation (the say-on-pay vote). | Y | For | For | |
649 | TJX, Inc. | TJX | 872540 | 6/5/2023 | 4 | Advisory approval of the frequency of TJX's say-on-pay votes | 1 Year | For | For | |
650 | TJX, Inc. | TJX | 872540 | 6/5/2023 | 5 | Shareholder proposal for a report on effectiveness of social compliance efforts in TJX's supply chain. | Y | Against | Against | |
651 | TJX, Inc. | TJX | 872540 | 6/5/2023 | 6 | Shareholder proposal for a report on risk to TJX from supplier misclassification of supplier's employees. | Y | Against | Against | |
652 | TJX, Inc. | TJX | 872540 | 6/5/2023 | 7 | Shareholder proposal to adopt a paid sick leave policy for all Associates. | Y | Against | Against | |
653 | SALESFORCE, INC | CRM | 79466L | 6/7/2023 | 1a | Election of Director: Marc Benioff | Y | For | For | |
654 | SALESFORCE, INC | CRM | 79466L | 6/7/2023 | 1b | Election of Director: Laura Alber | Y | For | For | |
655 | SALESFORCE, INC | CRM | 79466L | 6/7/2023 | 1c | Election of Director: Craig Conway | Y | For | For | |
656 | SALESFORCE, INC | CRM | 79466L | 6/7/2023 | 1d | Election of Director: Arnold Donald | Y | For | For | |
657 | SALESFORCE, INC | CRM | 79466L | 6/7/2023 | 1e | Election of Director: Parker Harris | Y | For | For | |
658 | SALESFORCE, INC | CRM | 79466L | 6/7/2023 | 1f | Election of Director: Neelie Kroes | Y | For | For | |
659 | SALESFORCE, INC | CRM | 79466L | 6/7/2023 | 1g | Election of Director: Sachin Mehra | Y | For | For | |
660 | SALESFORCE, INC | CRM | 79466L | 6/7/2023 | 1h | Election of Director: Mason Morfit | Y | For | For | |
661 | SALESFORCE, INC | CRM | 79466L | 6/7/2023 | 1i | Election of Director: Oscar Munoz | Y | For | For | |
662 | SALESFORCE, INC | CRM | 79466L | 6/7/2023 | 1j | Election of Director: John V. Roos | Y | For | For | |
663 | SALESFORCE, INC | CRM | 79466L | 6/7/2023 | 1k | Election of Director: Robin Washington | Y | For | For | |
664 | SALESFORCE, INC | CRM | 79466L | 6/7/2023 | 1l | Election of Director: Maynard Webb | Y | For | For | |
665 | SALESFORCE, INC | CRM | 79466L | 6/7/2023 | 1m | Election of Director: Susan Wojcicki | Y | For | For | |
666 | SALESFORCE, INC | CRM | 79466L | 6/7/2023 | 2 | Amendment and restatement of our 2013 Equity Incentive Plan to increase the number of shares reserved for issuance | Y | For | For | |
667 | SALESFORCE, INC | CRM | 79466L | 6/7/2023 | 3 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2024. | Y | For | For | |
668 | SALESFORCE, INC | CRM | 79466L | 6/7/2023 | 4 | An advisory vote to approve the fiscal 2023 compensation of our named executive officers. | Y | For | For | |
669 | SALESFORCE, INC | CRM | 79466L | 6/7/2023 | 5 | An advisory vote on the frequency of holding future advisory votes to approve executive compensation. | 1 year | For | For | |
670 | SALESFORCE, INC | CRM | 79466L | 6/7/2023 | 6 | A stockholder proposal requesting a policy to require the Chair of the Board be an independent member of the Board and not a former CEO of the Company, if properly presented at the meeting. | Y | Against | Against | |
671 | SALESFORCE, INC | CRM | 79466L | 6/7/2023 | 7 | A stockholder proposal requesting a policy to forbid all Company directors from sitting on any other boards, if properly presented at the meeting. | Y | Against | Against | |
672 | DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/7/2023 | 1a | Election of Director: Alexis Black Bjorlin | Y | For | For | |
673 | DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/7/2023 | 1b | Election of Director: VeraLinn Jamieson | Y | For | For | |
674 | DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/7/2023 | 1c | Election of Director: Kevin J. Kennedy | Y | For | For | |
675 | DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/7/2023 | 1d | Election of Director: William G. LaPerch | Y | For | For | |
676 | DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/7/2023 | 1e | Election of Director: Jean F.H.P. Mandeville | Y | For | For | |
677 | DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/7/2023 | 1f | Election of Director: Afshin Mohebbi | Y | For | For | |
678 | DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/7/2023 | 1g | Election of Director: Mark R. Patterson | Y | For | For | |
679 | DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/7/2023 | 1h | Election of Director: Mary Hogan Preusse | Y | For | For | |
680 | DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/7/2023 | 1i | Election of Director: Andrew P. Power | Y | For | For | |
681 | DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/7/2023 | 2 | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | Y | For | For | |
682 | DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/7/2023 | 3 | To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers, as more fully described in the accompanying Proxy Statement (Say-on-Pay). | Y | For | For | |
683 | DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/7/2023 | 4 | To approve, on a non-binding, advisory basis, the frequency of holding future advisory votes on the compensation of our named executive officers (every one, two or three years). | 1 year | For | For | |
684 | DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/7/2023 | 5 | A stockholder proposal regarding reporting on concealment clauses. | Y | Against | Against | |
685 | DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/7/2023 | 6 | A stockholder proposal regarding inclusion in the workplace. | Y | Against | Against |
Registrant: NORTHERN LIGHTS FUND TRUST - Biondo Focus Fund | Item 1, Exhibit 10 | ||||
Investment Company Act file number: 811-21720 | |||||
Reporting Period: July 1, 2022 through June 30, 2023 | |||||
Investment Company Report - Biondo Focus Fund Operating Account | |||||
BED BATH & BEYOND INC. | |||||
Security | 075896100 | Meeting Type | Annual | ||
Ticker Symbol | BBBY | Meeting Date | 14-Jul-2022 | ||
ISIN | US0758961009 | Agenda | 935665096 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1a. | Election of Director to serve until the Annual Meeting in 2023: Harriet Edelman | Management | For | For | |
1b. | Election of Director to serve until the Annual Meeting in 2023: Mark J. Tritton | Management | For | For | |
1c. | Election of Director to serve until the Annual Meeting in 2023: Marjorie Bowen | Management | For | For | |
1d. | Election of Director to serve until the Annual Meeting in 2023: Sue E. Gove | Management | For | For | |
1e. | Election of Director to serve until the Annual Meeting in 2023: Jeffrey A. Kirwan | Management | For | For | |
1f. | Election of Director to serve until the Annual Meeting in 2023: Shelly Lombard | Management | For | For | |
1g. | Election of Director to serve until the Annual Meeting in 2023: Benjamin Rosenzweig | Management | For | For | |
1h. | Election of Director to serve until the Annual Meeting in 2023: Joshua E. Schechter | Management | For | For | |
1i. | Election of Director to serve until the Annual Meeting in 2023: Minesh Shah | Management | For | For | |
1j. | Election of Director to serve until the Annual Meeting in 2023: Andrea M. Weiss | Management | For | For | |
1k. | Election of Director to serve until the Annual Meeting in 2023: Ann Yerger | Management | For | For | |
2. | To ratify the appointment of KPMG LLP as independent auditors for the 2022 fiscal year. | Management | For | For | |
3. | To approve, by non-binding vote, the 2021 compensation paid to the Company's Named Executive Officers (commonly known as a "say-on-pay" proposal). | Management | For | For | |
ABIOMED, INC. | |||||
Security | 003654100 | Meeting Type | Annual | ||
Ticker Symbol | ABMD | Meeting Date | 10-Aug-2022 | ||
ISIN | US0036541003 | Agenda | 935680670 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1. | DIRECTOR | Management | |||
1 | Michael R. Minogue | For | For | ||
2 | Martin P. Sutter | For | For | ||
3 | Paula A. Johnson | For | For | ||
2. | Approval, by non-binding advisory vote, of the compensation of our named executive officers. | Management | For | For | |
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2023. | Management | For | For | |
ATLASSIAN CORPORATION PLC | |||||
Security | G06242104 | Meeting Type | Special | ||
Ticker Symbol | TEAM | Meeting Date | 22-Aug-2022 | ||
ISIN | GB00BZ09BD16 | Agenda | 935687600 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1. | Court Scheme Proposal: To approve the scheme of arrangement as set forth in the section titled "Scheme of Arrangement" in the proxy statement of Atlassian Corporation Plc dated July 11, 2022 | Management | For | For | |
ATLASSIAN CORPORATION PLC | |||||
Security | G06242111 | Meeting Type | Special | ||
Ticker Symbol | Meeting Date | 22-Aug-2022 | |||
ISIN | Agenda | 935687612 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1. | Scheme Special Resolution: THAT for the purpose of giving effect to the scheme of arrangement dated July 11, 2022 between Atlassian Corporation Plc (the "Company") and the Scheme Shareholders (as defined in the said scheme included in the proxy statement of the Company dated July 11, 2022 (the "Proxy Statement")), a print of which has been produced to this meeting and for the purposes of identification signed by the chair hereof, in its original form or as amended in accordance with ...(due to space limits, see proxy material for full proposal). | Management | For | For | |
SVB FINANCIAL GROUP | |||||
Security | 78486Q101 | Meeting Type | Annual | ||
Ticker Symbol | SIVBQ | Meeting Date | 18-Apr-2023 | ||
ISIN | US78486Q1013 | Agenda | 935774566 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1. | DIRECTOR | Management | |||
1 | Greg Becker | Withheld | Against | ||
2 | Eric Benhamou | Withheld | Against | ||
3 | Elizabeth "Busy" Burr | Withheld | Against | ||
4 | Richard Daniels | Withheld | Against | ||
5 | Alison Davis | Withheld | Against | ||
6 | Joel Friedman | Withheld | Against | ||
7 | Thomas King | Withheld | Against | ||
8 | Jeffrey Maggioncalda | Withheld | Against | ||
9 | Beverly Kay Matthews | Withheld | Against | ||
10 | Mary Miller | Withheld | Against | ||
11 | Kate Mitchell | Withheld | Against | ||
12 | Garen Staglin | Withheld | Against | ||
2. | To approve our Second Amended and Restated Certificate of Incorporation to update the exculpation provision to align with Delaware law. | Management | Against | Against | |
3. | To approve, on an advisory basis, our executive compensation ("Say on Pay"). | Management | Against | Against | |
4. | To approve, on an advisory basis, the frequency of future Say on Pay votes. | Management | 1 Year | For | |
5. | To approve our Amended and Restated 2006 Equity Incentive Plan to increase the number of shares reserved for issuance thereunder. | Management | Against | Against | |
6. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2023. | Management | Against | Against | |
7. | Shareholder proposal requesting that the Board of Directors oversee a racial equity audit. | Shareholder | Against | For | |
ADOBE INC. | |||||
Security | 00724F101 | Meeting Type | Annual | ||
Ticker Symbol | ADBE | Meeting Date | 20-Apr-2023 | ||
ISIN | US00724F1012 | Agenda | 935770126 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1a. | Election of Director to serve for a one-year term: Amy Banse | Management | For | For | |
1b. | Election of Director to serve for a one-year term: Brett Biggs | Management | For | For | |
1c. | Election of Director to serve for a one-year term: Melanie Boulden | Management | For | For | |
1d. | Election of Director to serve for a one-year term: Frank Calderoni | Management | For | For | |
1e. | Election of Director to serve for a one-year term: Laura Desmond | Management | For | For | |
1f. | Election of Director to serve for a one-year term: Shantanu Narayen | Management | For | For | |
1g. | Election of Director to serve for a one-year term: Spencer Neumann | Management | For | For | |
1h. | Election of Director to serve for a one-year term: Kathleen Oberg | Management | For | For | |
1i. | Election of Director to serve for a one-year term: Dheeraj Pandey | Management | For | For | |
1j. | Election of Director to serve for a one-year term: David Ricks | Management | For | For | |
1k. | Election of Director to serve for a one-year term: Daniel Rosensweig | Management | For | For | |
1l. | Election of Director to serve for a one-year term: John Warnock | Management | For | For | |
2. | Approve the 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 12,000,000 shares. | Management | For | For | |
3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 1, 2023. | Management | For | For | |
4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |
5. | Approve, on an advisory basis, the frequency of the advisory vote on executive compensation. | Management | 1 Year | For | |
6. | Stockholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records. | Shareholder | Against | For | |
INTUITIVE SURGICAL, INC. | |||||
Security | 46120E602 | Meeting Type | Annual | ||
Ticker Symbol | ISRG | Meeting Date | 27-Apr-2023 | ||
ISIN | US46120E6023 | Agenda | 935779744 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | For | |
1b. | Election of Director: Joseph C. Beery | Management | For | For | |
1c. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | |
1d. | Election of Director: Amal M. Johnson | Management | For | For | |
1e. | Election of Director: Don R. Kania, Ph.D. | Management | For | For | |
1f. | Election of Director: Amy L. Ladd, M.D. | Management | For | For | |
1g. | Election of Director: Keith R. Leonard, Jr. | Management | For | For | |
1h. | Election of Director: Alan J. Levy, Ph.D. | Management | For | For | |
1i. | Election of Director: Jami Dover Nachtsheim | Management | For | For | |
1j. | Election of Director: Monica P. Reed, M.D. | Management | For | For | |
1k. | Election of Director: Mark J. Rubash | Management | For | For | |
2. | To approve, by advisory vote, the compensation of the Company's Named Executive Officers | Management | For | For | |
3. | To approve, by advisory vote, the frequency of the advisory vote on the compensation of the Company's Named Executive Officers. | Management | 1 Year | For | |
4. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | |
5. | The stockholder proposal regarding pay equity disclosure. | Shareholder | Against | For | |
MODERNA, INC. | |||||
Security | 60770K107 | Meeting Type | Annual | ||
Ticker Symbol | MRNA | Meeting Date | 03-May-2023 | ||
ISIN | US60770K1079 | Agenda | 935788096 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1. | DIRECTOR | Management | |||
1 | Stephen Berenson | For | For | ||
2 | Sandra Horning, M.D. | For | For | ||
3 | Paul Sagan | For | For | ||
2. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | For | For | |
3. | To ratify the appointment of Ernst & Young LLP as our registered independent public accounting firm for the year ending December 31, 2023. | Management | For | For | |
4. | To vote on a shareholder proposal requesting a report on transferring intellectual property. | Shareholder | Against | For | |
EDWARDS LIFESCIENCES CORPORATION | |||||
Security | 28176E108 | Meeting Type | Annual | ||
Ticker Symbol | EW | Meeting Date | 11-May-2023 | ||
ISIN | US28176E1082 | Agenda | 935792261 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1.1 | Election of Director: Kieran T. Gallahue | Management | For | For | |
1.2 | Election of Director: Leslie S. Heisz | Management | For | For | |
1.3 | Election of Director: Paul A. LaViolette | Management | For | For | |
1.4 | Election of Director: Steven R. Loranger | Management | For | For | |
1.5 | Election of Director: Martha H. Marsh | Management | For | For | |
1.6 | Election of Director: Michael A. Mussallem | Management | For | For | |
1.7 | Election of Director: Ramona Sequeira | Management | For | For | |
1.8 | Election of Director: Nicholas J. Valeriani | Management | For | For | |
1.9 | Election of Director: Bernard J. Zovighian | Management | For | For | |
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |
3. | Advisory Vote to Approve Frequency of Future Advisory Votes on Named Executive Officer Compensation | Management | 1 Year | For | |
4. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | |
5. | Approval of Amendment of the Certificate of Incorporation to Provide for Exculpation of Officers | Management | For | For | |
6. | Stockholder Proposal regarding Independent Board Chairman Policy | Shareholder | Against | For | |
IDEXX LABORATORIES, INC. | |||||
Security | 45168D104 | Meeting Type | Annual | ||
Ticker Symbol | IDXX | Meeting Date | 17-May-2023 | ||
ISIN | US45168D1046 | Agenda | 935793996 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1a. | Election of Director (Proposal One): Daniel M. Junius | Management | For | For | |
1b. | Election of Director (Proposal One): Lawrence D. Kingsley | Management | For | For | |
1c. | Election of Director (Proposal One): Sophie V. Vandebroek, PhD | Management | For | For | |
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year (Proposal Two). | Management | For | For | |
3. | Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company's executive compensation (Proposal Three). | Management | For | For | |
4. | Advisory Vote on the Frequency of Advisory Votes on Executive Compensation. To recommend, by nonbinding advisory vote, the frequency of future advisory votes on the Company's executive compensation (Proposal Four). | Management | 1 Year | For | |
AMAZON.COM, INC. | |||||
Security | 023135106 | Meeting Type | Annual | ||
Ticker Symbol | AMZN | Meeting Date | 24-May-2023 | ||
ISIN | US0231351067 | Agenda | 935825452 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | |
1b. | Election of Director: Andrew R. Jassy | Management | For | For | |
1c. | Election of Director: Keith B. Alexander | Management | For | For | |
1d. | Election of Director: Edith W. Cooper | Management | For | For | |
1e. | Election of Director: Jamie S. Gorelick | Management | For | For | |
1f. | Election of Director: Daniel P. Huttenlocher | Management | For | For | |
1g. | Election of Director: Judith A. McGrath | Management | For | For | |
1h. | Election of Director: Indra K. Nooyi | Management | For | For | |
1i. | Election of Director: Jonathan J. Rubinstein | Management | For | For | |
1j. | Election of Director: Patricia Q. Stonesifer | Management | For | For | |
1k. | Election of Director: Wendell P. Weeks | Management | For | For | |
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | |
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |
5. | REAPPROVAL OF OUR 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW | Management | For | For | |
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS | Shareholder | Against | For | |
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Shareholder | Against | For | |
8. | SHAREHOLDER PROPOSAL REQUESTING REPORTING ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS | Shareholder | Against | For | |
9. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONTENT REMOVAL REQUESTS | Shareholder | Against | For | |
10. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS | Shareholder | Against | For | |
11. | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | Shareholder | Against | For | |
12. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON CLIMATE LOBBYING | Shareholder | Against | For | |
13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Shareholder | Against | For | |
14. | SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION PROGRAMS | Shareholder | Against | For | |
15. | SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN FUTURE AMENDMENTS | Shareholder | Against | For | |
16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Shareholder | Against | For | |
17. | SHAREHOLDER PROPOSAL REQUESTING A NEW POLICY REGARDING OUR EXECUTIVE COMPENSATION PROCESS | Shareholder | Against | For | |
18. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON ANIMAL WELFARE STANDARDS | Shareholder | Against | For | |
19. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL BOARD COMMITTEE | Shareholder | Against | For | |
20. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | Shareholder | Against | For | |
21. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Shareholder | Against | For | |
22. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Shareholder | Against | For | |
23. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Against | For | |
ILLUMINA, INC. | |||||
Security | 452327109 | Meeting Type | Contested-Annual | ||
Ticker Symbol | ILMN | Meeting Date | 25-May-2023 | ||
ISIN | US4523271090 | Agenda | 935842977 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1A. | Illumina Nominee: Frances Arnold, Ph.D. | Management | |||
1B. | Illumina Nominee: Francis A. deSouza | Management | |||
1C. | Illumina Nominee: Caroline D. Dorsa | Management | |||
1D. | Illumina Nominee: Robert S. Epstein, M.D. | Management | |||
1E. | Illumina Nominee: Scott Gottlieb, M.D. | Management | |||
1F. | Illumina Nominee: Gary S. Guthart, Ph.D. | Management | |||
1G. | Illumina Nominee: Philip W. Schiller | Management | |||
1H. | Illumina Nominee: Susan E. Siegel | Management | |||
1I. | Illumina Nominee: John W. Thompson | Management | |||
1J. | Icahn Group Nominee OPPOSED by the Company: Vincent J. Intrieri | Management | |||
1K. | Icahn Group Nominee OPPOSED by the Company: Jesse A. Lynn | Management | |||
1L. | Icahn Group Nominee OPPOSED by the Company: Andrew J. Teno | Management | |||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | |||
3. | To approve, on an advisory basis, the compensation provided to our named executive officers as disclosed in the Proxy Statement. | Management | |||
4. | To approve, on an advisory basis, the frequency of holding an advisory vote to approve compensation provided to our "named executive officers". | Management | |||
5. | To approve certain amendments to the Illumina, Inc. 2015 Stock and Incentive Plan | Management | |||
ILLUMINA, INC. | |||||
Security | 452327109 | Meeting Type | Contested-Annual | ||
Ticker Symbol | ILMN | Meeting Date | 25-May-2023 | ||
ISIN | US4523271090 | Agenda | 935854516 - Opposition | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1a. | ICAHN NOMINEE: Vincent J. Intrieri | Management | For | For | |
1b. | ICAHN NOMINEE: Jesse A. Lynn | Management | For | For | |
1c. | ICAHN NOMINEE: Andrew J. Teno | Management | For | For | |
1d. | ACCEPTABLE COMPANY NOMINEE: Frances Arnold | Management | Withheld | ||
1e. | ACCEPTABLE COMPANY NOMINEE: Caroline D. Dorsa | Management | Withheld | ||
1f. | ACCEPTABLE COMPANY NOMINEE: Scott Gottlieb | Management | Withheld | ||
1g. | ACCEPTABLE COMPANY NOMINEE: Gary S. Guthart | Management | Withheld | ||
1h. | ACCEPTABLE COMPANY NOMINEE: Philip W. Schiller | Management | Withheld | ||
1i. | ACCEPTABLE COMPANY NOMINEE: Susan E. Siegel | Management | Withheld | ||
1j. | OPPOSED COMPANY NOMINEE: Francis A. deSouza | Management | Withheld | * | |
1k. | OPPOSED COMPANY NOMINEE: Robert S. Epstein | Management | Withheld | * | |
1l. | OPPOSED COMPANY NOMINEE: John W. Thompson | Management | Withheld | * | |
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS ILLUMINA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2023. | Management | For | For | |
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE "NAMED EXECUTIVE OFFICERS" AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT. | Management | Against | For | |
4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING AN ADVISORY VOTE TO APPROVE THE COMPENSATION PROVIDED TO THE COMPANY'S "NAMED EXECUTIVE OFFICERS". | Management | 1 Year | For | |
5. | To approve certain amendments to the Illumina, Inc. 2015 Stock and Incentive Plan. | Management | Abstain | ||
SERVICENOW, INC. | |||||
Security | 81762P102 | Meeting Type | Annual | ||
Ticker Symbol | NOW | Meeting Date | 01-Jun-2023 | ||
ISIN | US81762P1021 | Agenda | 935821062 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Susan L. Bostrom | Management | For | For | |
1b. | Election of Director: Teresa Briggs | Management | For | For | |
1c. | Election of Director: Jonathan C. Chadwick | Management | For | For | |
1d. | Election of Director: Paul E. Chamberlain | Management | For | For | |
1e. | Election of Director: Lawrence J. Jackson, Jr. | Management | For | For | |
1f. | Election of Director: Frederic B. Luddy | Management | For | For | |
1g. | Election of Director: William R. McDermott | Management | For | For | |
1h. | Election of Director: Jeffrey A. Miller | Management | For | For | |
1i. | Election of Director: Joseph "Larry" Quinlan | Management | For | For | |
1j. | Election of Director: Anita M. Sands | Management | For | For | |
2. | To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). | Management | For | For | |
3. | To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2023. | Management | For | For | |
4. | To approve the Amended and Restated 2021 Equity Incentive Plan to increase the number of shares reserved for issuance. | Management | For | For | |
5. | To elect Deborah Black as a director. | Management | For | For | |
ALPHABET INC. | |||||
Security | 02079K305 | Meeting Type | Annual | ||
Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2023 | ||
ISIN | US02079K3059 | Agenda | 935830946 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Larry Page | Management | For | For | |
1b. | Election of Director: Sergey Brin | Management | For | For | |
1c. | Election of Director: Sundar Pichai | Management | For | For | |
1d. | Election of Director: John L. Hennessy | Management | For | For | |
1e. | Election of Director: Frances H. Arnold | Management | For | For | |
1f. | Election of Director: R. Martin "Marty" Chávez | Management | For | For | |
1g. | Election of Director: L. John Doerr | Management | For | For | |
1h. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | |
1i. | Election of Director: Ann Mather | Management | For | For | |
1j. | Election of Director: K. Ram Shriram | Management | For | For | |
1k. | Election of Director: Robin L. Washington | Management | For | For | |
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | For | For | |
3. | Approval of amendment and restatement of Alphabet's Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock | Management | For | For | |
4. | Advisory vote to approve compensation awarded to named executive officers | Management | For | For | |
5. | Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers | Management | 3 Years | For | |
6. | Stockholder proposal regarding a lobbying report | Shareholder | Against | For | |
7. | Stockholder proposal regarding a congruency report | Shareholder | Against | For | |
8. | Stockholder proposal regarding a climate lobbying report | Shareholder | Against | For | |
9. | Stockholder proposal regarding a report on reproductive rights and data privacy | Shareholder | Against | For | |
10. | Stockholder proposal regarding a human rights assessment of data center siting | Shareholder | Against | For | |
11. | Stockholder proposal regarding a human rights assessment of targeted ad policies and practices | Shareholder | Against | For | |
12. | Stockholder proposal regarding algorithm disclosures | Shareholder | Against | For | |
13. | Stockholder proposal regarding a report on alignment of YouTube policies with legislation | Shareholder | Against | For | |
14. | Stockholder proposal regarding a content governance report | Shareholder | Against | For | |
15. | Stockholder proposal regarding a performance review of the Audit and Compliance Committee | Shareholder | Against | For | |
16. | Stockholder proposal regarding bylaws amendment | Shareholder | Against | For | |
17. | Stockholder proposal regarding "executives to retain significant stock" | Shareholder | Against | For | |
18. | Stockholder proposal regarding equal shareholder voting | Shareholder | Against | For | |
EXACT SCIENCES CORPORATION | |||||
Security | 30063P105 | Meeting Type | Annual | ||
Ticker Symbol | EXAS | Meeting Date | 08-Jun-2023 | ||
ISIN | US30063P1057 | Agenda | 935836176 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1a. | Election of Class II Director to serve for three-year term: D. Scott Coward | Management | For | For | |
1b. | Election of Class II Director to serve for three-year term: James Doyle | Management | For | For | |
1c. | Election of Class II Director to serve for three-year term: Freda Lewis-Hall | Management | For | For | |
1d. | Election of Class II Director to serve for three-year term: Kathleen Sebelius | Management | For | For | |
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | Management | For | For | |
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |
4. | To approve, on an advisory basis, the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | |
5. | To approve an Amendment to our Sixth Amended and Restated Certificate of Incorporation to declassify our Board of Directors. | Management | For | For | |
6. | To approve Amendment No. 2 to the Exact Sciences Corporation 2019 Omnibus Long-Term Incentive Plan. | Management | For | For | |
SHOCKWAVE MEDICAL, INC. | |||||
Security | 82489T104 | Meeting Type | Annual | ||
Ticker Symbol | SWAV | Meeting Date | 13-Jun-2023 | ||
ISIN | US82489T1043 | Agenda | 935838017 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1. | DIRECTOR | Management | |||
1 | C. Raymond Larkin, Jr. | For | For | ||
2 | Laura Francis | For | For | ||
3 | Maria Sainz | For | For | ||
2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | |
3. | To approve, on an advisory basis, the compensation of the named executive officers. | Management | For | For | |
BLOCK, INC. | |||||
Security | 852234103 | Meeting Type | Annual | ||
Ticker Symbol | SQ | Meeting Date | 13-Jun-2023 | ||
ISIN | US8522341036 | Agenda | 935856560 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1. | DIRECTOR | Management | |||
1 | ROELOF BOTHA | For | For | ||
2 | AMY BROOKS | For | For | ||
3 | SHAWN CARTER | For | For | ||
4 | JAMES MCKELVEY | For | For | ||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2023. | Management | For | For | |
4. | STOCKHOLDER PROPOSAL REGARDING OUR DIVERSITY AND INCLUSION DISCLOSURE SUBMITTED BY ONE OF OUR STOCKHOLDERS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | |
NVIDIA CORPORATION | |||||
Security | 67066G104 | Meeting Type | Annual | ||
Ticker Symbol | NVDA | Meeting Date | 22-Jun-2023 | ||
ISIN | US67066G1040 | Agenda | 935863224 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Robert K. Burgess | Management | For | For | |
1b. | Election of Director: Tench Coxe | Management | For | For | |
1c. | Election of Director: John O. Dabiri | Management | For | For | |
1d. | Election of Director: Persis S. Drell | Management | For | For | |
1e. | Election of Director: Jen-Hsun Huang | Management | For | For | |
1f. | Election of Director: Dawn Hudson | Management | For | For | |
1g. | Election of Director: Harvey C. Jones | Management | For | For | |
1h. | Election of Director: Michael G. McCaffery | Management | For | For | |
1i. | Election of Director: Stephen C. Neal | Management | For | For | |
1j. | Election of Director: Mark L. Perry | Management | For | For | |
1k. | Election of Director: A. Brooke Seawell | Management | For | For | |
1l. | Election of Director: Aarti Shah | Management | For | For | |
1m. | Election of Director: Mark A. Stevens | Management | For | For | |
2. | Advisory approval of our executive compensation. | Management | For | For | |
3. | Advisory approval of the frequency of holding an advisory vote on our executive compensation. | Management | 1 Year | For | |
4. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2024. | Management | For | For | |
MASTERCARD INCORPORATED | |||||
Security | 57636Q104 | Meeting Type | Annual | ||
Ticker Symbol | MA | Meeting Date | 27-Jun-2023 | ||
ISIN | US57636Q1040 | Agenda | 935858437 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1a. | ELECTION OF DIRECTOR: Merit E. Janow | Management | For | For | |
1b. | ELECTION OF DIRECTOR: Candido Bracher | Management | For | For | |
1c. | ELECTION OF DIRECTOR: Richard K. Davis | Management | For | For | |
1d. | ELECTION OF DIRECTOR: Julius Genachowski | Management | For | For | |
1e. | ELECTION OF DIRECTOR: Choon Phong Goh | Management | For | For | |
1f. | ELECTION OF DIRECTOR: Oki Matsumoto | Management | For | For | |
1g. | ELECTION OF DIRECTOR: Michael Miebach | Management | For | For | |
1h. | ELECTION OF DIRECTOR: Youngme Moon | Management | For | For | |
1i. | ELECTION OF DIRECTOR: Rima Qureshi | Management | For | For | |
1j. | ELECTION OF DIRECTOR: Gabrielle Sulzberger | Management | For | For | |
1k. | ELECTION OF DIRECTOR: Harit Talwar | Management | For | For | |
1l. | ELECTION OF DIRECTOR: Lance Uggla | Management | For | For | |
2. | Advisory approval of Mastercard's executive compensation. | Management | For | For | |
3. | Advisory approval of the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | |
4. | Approval of Mastercard Incorporated Employee Stock Purchase Plan. | Management | For | For | |
5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. | Management | For | For | |
6. | Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. | Shareholder | Against | For | |
7. | Consideration of a stockholder proposal requesting a report on Mastercard's stance on new Merchant Category Code. | Shareholder | Against | For | |
8. | Consideration of a stockholder proposal requesting lobbying disclosure. | Shareholder | Against | For | |
9. | Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. | Shareholder | Against | For | |
10. | Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. | Shareholder | Against | For | |
SHOPIFY INC. | |||||
Security | 82509L107 | Meeting Type | Annual | ||
Ticker Symbol | SHOP | Meeting Date | 27-Jun-2023 | ||
ISIN | CA82509L1076 | Agenda | 935878453 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1A | Election of Director: Tobias Lütke | Management | For | For | |
1B | Election of Director: Robert Ashe | Management | For | For | |
1C | Election of Director: Gail Goodman | Management | For | For | |
1D | Election of Director: Colleen Johnston | Management | For | For | |
1E | Election of Director: Jeremy Levine | Management | For | For | |
1F | Election of Director: Toby Shannan | Management | For | For | |
1G | Election of Director: Fidji Simo | Management | For | For | |
1H | Election of Director: Bret Taylor | Management | For | For | |
2 | Auditor Proposal Resolution approving the re- appointment of PricewaterhouseCoopers LLP as auditors of Shopify Inc. and authorizing the Board of Directors to fix their remuneration. | Management | For | For | |
3 | Advisory Vote on Executive Compensation Proposal Non-binding advisory resolution that the shareholders accept Shopify Inc.'s approach to executive compensation as disclosed in the Management Information Circular for the Meeting. | Management | For | For | |
Investment Company Report - Biondo Focus Fund Collateral Account | |||||
APPLE INC. | |||||
Security | 037833100 | Meeting Type | Annual | ||
Ticker Symbol | AAPL | Meeting Date | 10-Mar-2023 | ||
ISIN | US0378331005 | Agenda | 935757700 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1a | Election of Director: James Bell | Management | For | For | |
1b | Election of Director: Tim Cook | Management | For | For | |
1c | Election of Director: Al Gore | Management | For | For | |
1d | Election of Director: Alex Gorsky | Management | For | For | |
1e | Election of Director: Andrea Jung | Management | For | For | |
1f | Election of Director: Art Levinson | Management | For | For | |
1g | Election of Director: Monica Lozano | Management | For | For | |
1h | Election of Director: Ron Sugar | Management | For | For | |
1i | Election of Director: Sue Wagner | Management | For | For | |
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2023 | Management | For | For | |
3. | Advisory vote to approve executive compensation | Management | For | For | |
4. | Advisory vote on the frequency of advisory votes on executive compensation | Management | 1 Year | For | |
5. | A shareholder proposal entitled "Civil Rights and Non- Discrimination Audit Proposal" | Shareholder | Against | For | |
6. | A shareholder proposal entitled "Communist China Audit" | Shareholder | Against | For | |
7. | A shareholder proposal on Board policy for communication with shareholder proponents | Shareholder | Against | For | |
8. | A shareholder proposal entitled "Racial and Gender Pay Gaps" | Shareholder | Against | For | |
9. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Against | For | |
INTUITIVE SURGICAL, INC. | |||||
Security | 46120E602 | Meeting Type | Annual | ||
Ticker Symbol | ISRG | Meeting Date | 27-Apr-2023 | ||
ISIN | US46120E6023 | Agenda | 935779744 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | For | |
1b. | Election of Director: Joseph C. Beery | Management | For | For | |
1c. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | |
1d. | Election of Director: Amal M. Johnson | Management | For | For | |
1e. | Election of Director: Don R. Kania, Ph.D. | Management | For | For | |
1f. | Election of Director: Amy L. Ladd, M.D. | Management | For | For | |
1g. | Election of Director: Keith R. Leonard, Jr. | Management | For | For | |
1h. | Election of Director: Alan J. Levy, Ph.D. | Management | For | For | |
1i. | Election of Director: Jami Dover Nachtsheim | Management | For | For | |
1j. | Election of Director: Monica P. Reed, M.D. | Management | For | For | |
1k. | Election of Director: Mark J. Rubash | Management | For | For | |
2. | To approve, by advisory vote, the compensation of the Company's Named Executive Officers | Management | For | For | |
3. | To approve, by advisory vote, the frequency of the advisory vote on the compensation of the Company's Named Executive Officers. | Management | 1 Year | For | |
4. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | |
5. | The stockholder proposal regarding pay equity disclosure. | Shareholder | Against | For | |
ILLUMINA, INC. | |||||
Security | 452327109 | Meeting Type | Contested-Annual | ||
Ticker Symbol | ILMN | Meeting Date | 25-May-2023 | ||
ISIN | US4523271090 | Agenda | 935842977 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1A. | Illumina Nominee: Frances Arnold, Ph.D. | Management | |||
1B. | Illumina Nominee: Francis A. deSouza | Management | |||
1C. | Illumina Nominee: Caroline D. Dorsa | Management | |||
1D. | Illumina Nominee: Robert S. Epstein, M.D. | Management | |||
1E. | Illumina Nominee: Scott Gottlieb, M.D. | Management | |||
1F. | Illumina Nominee: Gary S. Guthart, Ph.D. | Management | |||
1G. | Illumina Nominee: Philip W. Schiller | Management | |||
1H. | Illumina Nominee: Susan E. Siegel | Management | |||
1I. | Illumina Nominee: John W. Thompson | Management | |||
1J. | Icahn Group Nominee OPPOSED by the Company: Vincent J. Intrieri | Management | |||
1K. | Icahn Group Nominee OPPOSED by the Company: Jesse A. Lynn | Management | |||
1L. | Icahn Group Nominee OPPOSED by the Company: Andrew J. Teno | Management | |||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | |||
3. | To approve, on an advisory basis, the compensation provided to our named executive officers as disclosed in the Proxy Statement. | Management | |||
4. | To approve, on an advisory basis, the frequency of holding an advisory vote to approve compensation provided to our "named executive officers". | Management | |||
5. | To approve certain amendments to the Illumina, Inc. 2015 Stock and Incentive Plan | Management | |||
ILLUMINA, INC. | |||||
Security | 452327109 | Meeting Type | Contested-Annual | ||
Ticker Symbol | ILMN | Meeting Date | 25-May-2023 | ||
ISIN | US4523271090 | Agenda | 935854516 - Opposition | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1a. | ICAHN NOMINEE: Vincent J. Intrieri | Management | For | For | |
1b. | ICAHN NOMINEE: Jesse A. Lynn | Management | For | For | |
1c. | ICAHN NOMINEE: Andrew J. Teno | Management | For | For | |
1d. | ACCEPTABLE COMPANY NOMINEE: Frances Arnold | Management | Withheld | ||
1e. | ACCEPTABLE COMPANY NOMINEE: Caroline D. Dorsa | Management | Withheld | ||
1f. | ACCEPTABLE COMPANY NOMINEE: Scott Gottlieb | Management | Withheld | ||
1g. | ACCEPTABLE COMPANY NOMINEE: Gary S. Guthart | Management | Withheld | ||
1h. | ACCEPTABLE COMPANY NOMINEE: Philip W. Schiller | Management | Withheld | ||
1i. | ACCEPTABLE COMPANY NOMINEE: Susan E. Siegel | Management | Withheld | ||
1j. | OPPOSED COMPANY NOMINEE: Francis A. deSouza | Management | Withheld | * | |
1k. | OPPOSED COMPANY NOMINEE: Robert S. Epstein | Management | Withheld | * | |
1l. | OPPOSED COMPANY NOMINEE: John W. Thompson | Management | Withheld | * | |
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS ILLUMINA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2023. | Management | For | For | |
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE "NAMED EXECUTIVE OFFICERS" AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT. | Management | Against | For | |
4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING AN ADVISORY VOTE TO APPROVE THE COMPENSATION PROVIDED TO THE COMPANY'S "NAMED EXECUTIVE OFFICERS". | Management | 1 Year | For | |
5. | To approve certain amendments to the Illumina, Inc. 2015 Stock and Incentive Plan. | Management | Abstain | ||
MASTERCARD INCORPORATED | |||||
Security | 57636Q104 | Meeting Type | Annual | ||
Ticker Symbol | MA | Meeting Date | 27-Jun-2023 | ||
ISIN | US57636Q1040 | Agenda | 935858437 - Management | ||
Item | Proposal | Proposed by | Vote | For/Against Management | |
1a. | ELECTION OF DIRECTOR: Merit E. Janow | Management | For | For | |
1b. | ELECTION OF DIRECTOR: Candido Bracher | Management | For | For | |
1c. | ELECTION OF DIRECTOR: Richard K. Davis | Management | For | For | |
1d. | ELECTION OF DIRECTOR: Julius Genachowski | Management | For | For | |
1e. | ELECTION OF DIRECTOR: Choon Phong Goh | Management | For | For | |
1f. | ELECTION OF DIRECTOR: Oki Matsumoto | Management | For | For | |
1g. | ELECTION OF DIRECTOR: Michael Miebach | Management | For | For | |
1h. | ELECTION OF DIRECTOR: Youngme Moon | Management | For | For | |
1i. | ELECTION OF DIRECTOR: Rima Qureshi | Management | For | For | |
1j. | ELECTION OF DIRECTOR: Gabrielle Sulzberger | Management | For | For | |
1k. | ELECTION OF DIRECTOR: Harit Talwar | Management | For | For | |
1l. | ELECTION OF DIRECTOR: Lance Uggla | Management | For | For | |
2. | Advisory approval of Mastercard's executive compensation. | Management | For | For | |
3. | Advisory approval of the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | |
4. | Approval of Mastercard Incorporated Employee Stock Purchase Plan. | Management | For | For | |
5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. | Management | For | For | |
6. | Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. | Shareholder | Against | For | |
7. | Consideration of a stockholder proposal requesting a report on Mastercard's stance on new Merchant Category Code. | Shareholder | Against | For | |
8. | Consideration of a stockholder proposal requesting lobbying disclosure. | Shareholder | Against | For | |
9. | Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. | Shareholder | Against | For | |
10. | Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. | Shareholder | Against | For |
Registrant: NORTHERN LIGHTS FUND TRUST - BTS Managed Income Fund | Item 1, Exhibit 11 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no Proxies voted during the reporting period. |
Registrant: NORTHERN LIGHTS FUND TRUST - BTS Tactical Fixed Income Fund | Item 1, Exhibit 12 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no Proxies voted during the reporting period. |
Registrant: NORTHERN LIGHTS FUND TRUST - CHANGING PARAMETERS FUND | Item 1, Exhibit 13 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no Proxies voted during the reporting period. |
Registrant: NORTHERN LIGHTS FUND TRUST - CMG Mauldin Core Fund | Item 1, Exhibit 14 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no Proxies voted during the reporting period. |
Registrant: NORTHERN LIGHTS FUND TRUST - CMG Tactical All Asset Strategy Fund | Item 1, Exhibit 15 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no Proxies voted during the reporting period. |
Registrant: NORTHERN LIGHTS FUND TRUST - CMG Tactical Bond Fund | Item 1, Exhibit 16 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no Proxies voted during the reporting period. |
Registrant: NORTHERN LIGHTS FUND TRUST - Deer Park Total Return Credit Fund | Item 1, Exhibit 17 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no Proxies voted during the reporting period. |
Registrant: NORTHERN LIGHTS FUND TRUST - Grant Park Multi-Alternative Strategies Fund | Item 1, Exhibit 24 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no Proxies voted during the reporting period. |
Registrant: NORTHERN LIGHTS FUND TRUST - Ladenburg Aggressive Growth Fund | Item 1, Exhibit 25 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | SPDR/BLACKSTONE/GSO SENIOR LOAN ETF | SRLN | 78467V | 9/15/2022 | To elect five (5) nominees to the Board of each Trust (the "Proposal") To transact any other business as may properly come before the Meeting. Vote Board of Directors: Election of Director: Clare S. Richer Election of Director: Sandra G. Sponem Election of Director: Kristi L. Rowsell Election of Director: Gunjan Chauhan Election of Director: Carolyn M. Clancy | MGMT | For | For | For |
Registrant: NORTHERN LIGHTS FUND TRUST - Ladenburg Growth & Income Fund | Item 1, Exhibit 26 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | SPDR/BLACKSTONE/GSO SENIOR LOAN ETF | SRLN | 78467V | 9/15/2022 | To elect five (5) nominees to the Board of each Trust (the "Proposal") To transact any other business as may properly come before the Meeting. Vote Board of Directors: Election of Director: Clare S. Richer Election of Director: Sandra G. Sponem Election of Director: Kristi L. Rowsell Election of Director: Gunjan Chauhan Election of Director: Carolyn M. Clancy | MGMT | For | For | For | |
1 | SPDR Doubleline Total Ret/Tactical ETF | TOTL | 78467V | 9/15/2022 | To elect five (5) nominees to the Board of each Trust (the "Proposal") To transact any other business as may properly come before the Meeting. Vote Board of Directors: Election of Director: Clare S. Richer Election of Director: Sandra G. Sponem Election of Director: Kristi L. Rowsell Election of Director: Gunjan Chauhan Election of Director: Carolyn M. Clancy | MGMT | For | For | For |
Registrant: NORTHERN LIGHTS FUND TRUST - Ladenburg Growth Fund | Item 1, Exhibit 27 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1 , 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | SPDR/BLACKSTONE/GSO SENIOR LOAN ETF | SRLN | 78467V | 9/15/2022 | To elect five (5) nominees to the Board of each Trust (the "Proposal") To transact any other business as may properly come before the Meeting. Vote Board of Directors: Election of Director: Clare S. Richer Election of Director: Sandra G. Sponem Election of Director: Kristi L. Rowsell Election of Director: Gunjan Chauhan Election of Director: Carolyn M. Clancy | MGMT | For | For | For |
Registrant: NORTHERN LIGHTS FUND TRUST - Ladenburg Income & Growth Fund | Item 1, Exhibit 28 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | SPDR/BLACKSTONE/GSO SENIOR LOAN ETF | SRLN | 78467V | 9/15/2022 | To elect five (5) nominees to the Board of each Trust (the "Proposal") To transact any other business as may properly come before the Meeting. Vote Board of Directors: Election of Director: Clare S. Richer Election of Director: Sandra G. Sponem Election of Director: Kristi L. Rowsell Election of Director: Gunjan Chauhan Election of Director: Carolyn M. Clancy | MGMT | For | For | For | |
1 | SPDR Doubleline Total Ret/Tactical ETF | TOTL | 78467V | 9/15/2022 | To elect five (5) nominees to the Board of each Trust (the "Proposal") To transact any other business as may properly come before the Meeting. Vote Board of Directors: Election of Director: Clare S. Richer Election of Director: Sandra G. Sponem Election of Director: Kristi L. Rowsell Election of Director: Gunjan Chauhan Election of Director: Carolyn M. Clancy | MGMT | For | For | For |
Registrant: NORTHERN LIGHTS FUND TRUST - Ladenburg Income Fund | Item 1, Exhibit 29 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | SPDR/BLACKSTONE/GSO SENIOR LOAN ETF | SRLN | 78467V | 9/15/2022 | To elect five (5) nominees to the Board of each Trust (the "Proposal") To transact any other business as may properly come before the Meeting. Vote Board of Directors: Election of Director: Clare S. Richer Election of Director: Sandra G. Sponem Election of Director: Kristi L. Rowsell Election of Director: Gunjan Chauhan Election of Director: Carolyn M. Clancy | MGMT | For | For | For | |
1 | SPDR Doubleline Total Ret/Tactical ETF | TOTL | 78467V | 9/15/2022 | To elect five (5) nominees to the Board of each Trust (the "Proposal") To transact any other business as may properly come before the Meeting. Vote Board of Directors: Election of Director: Clare S. Richer Election of Director: Sandra G. Sponem Election of Director: Kristi L. Rowsell Election of Director: Gunjan Chauhan Election of Director: Carolyn M. Clancy | MGMT | For | For | For |
Registrant: NORTHERN LIGHTS FUND TRUST - Probabilities Fund | Item 1, Exhibit 53 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no Proxies voted during the reporting period. |
Registrant: NORTHERN LIGHTS FUND TRUST - PSI Strategic Growth Fund | Item 1, Exhibit 54 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no Proxies voted during the reporting period. |
Registrant: NORTHERN LIGHTS FUND TRUST - TOEWS AGILITY SHARES DYNAMIC TACTICAL INCOME ETF | Item 1, Exhibit 62 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no Proxies voted during the reporting period. |
Registrant: NORTHERN LIGHTS FUND TRUST - TOEWS AGILITY SHARES MANAGED RISK EQUITY ETF | Item 1, Exhibit 63 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no Proxies voted during the reporting period. |
Registrant: NORTHERN LIGHTS FUND TRUST - Toews Hedged Oceana Fund fka Toews Tactical Oceana Fund | Item 1, Exhibit 64 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no Proxies voted during the reporting period. |
Registrant: NORTHERN LIGHTS FUND TRUST - Toews Hedged U.S. Fund fka Toews Tactical Monument Fund | Item 1, Exhibit 65 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no Proxies voted during the reporting period. |
Registrant: NORTHERN LIGHTS FUND TRUST - TOEWS HEDGED U.S. OPPORTUNITY FUND FKA TOEWS TACTICAL OPPORTUNITY FUND | Item 1, Exhibit 66 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no Proxies voted during the reporting period. |
Registrant: NORTHERN LIGHTS FUND TRUST -TOEWS TACTICAL DEFENSIVE ALPHA FUND | Item 1, Exhibit 67 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 7/19/2022 | 935670706 | DIRECTOR: Jennifer M. Daniels | Management | Yes | For | For |
2 | CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 7/19/2022 | 935670706 | DIRECTOR: Jeremy S.G. Fowden | Management | Yes | For | For |
3 | CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 7/19/2022 | 935670706 | DIRECTOR: Jose M. Madero Garza | Management | Yes | For | For |
4 | CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 7/19/2022 | 935670706 | DIRECTOR: Daniel J. McCarthy | Management | Yes | For | For |
5 | CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 7/19/2022 | 935670706 | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending February 28, 2023. | Management | Yes | For | For |
6 | CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 7/19/2022 | 935670706 | To approve, by an advisory vote, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Management | Yes | For | For |
7 | MCKESSON CORPORATION | MCK | 58155Q103 | 7/22/2022 | 935672027 | Election of Director for a one-year term: Richard H. Carmona, M.D. | Management | Yes | For | For |
8 | MCKESSON CORPORATION | MCK | 58155Q103 | 7/22/2022 | 935672027 | Election of Director for a one-year term: Dominic J. Caruso | Management | Yes | For | For |
9 | MCKESSON CORPORATION | MCK | 58155Q103 | 7/22/2022 | 935672027 | Election of Director for a one-year term: W. Roy Dunbar | Management | Yes | For | For |
10 | MCKESSON CORPORATION | MCK | 58155Q103 | 7/22/2022 | 935672027 | Election of Director for a one-year term: James H. Hinton | Management | Yes | For | For |
11 | MCKESSON CORPORATION | MCK | 58155Q103 | 7/22/2022 | 935672027 | Election of Director for a one-year term: Donald R. Knauss | Management | Yes | For | For |
12 | MCKESSON CORPORATION | MCK | 58155Q103 | 7/22/2022 | 935672027 | Election of Director for a one-year term: Bradley E. Lerman | Management | Yes | For | For |
13 | MCKESSON CORPORATION | MCK | 58155Q103 | 7/22/2022 | 935672027 | Election of Director for a one-year term: Linda P. Mantia | Management | Yes | For | For |
14 | MCKESSON CORPORATION | MCK | 58155Q103 | 7/22/2022 | 935672027 | Election of Director for a one-year term: Maria Martinez | Management | Yes | For | For |
15 | MCKESSON CORPORATION | MCK | 58155Q103 | 7/22/2022 | 935672027 | Election of Director for a one-year term: Susan R. Salka | Management | Yes | For | For |
16 | MCKESSON CORPORATION | MCK | 58155Q103 | 7/22/2022 | 935672027 | Election of Director for a one-year term: Brian S. Tyler | Management | Yes | For | For |
17 | MCKESSON CORPORATION | MCK | 58155Q103 | 7/22/2022 | 935672027 | Election of Director for a one-year term: Kathleen Wilson-Thompson | Management | Yes | For | For |
18 | MCKESSON CORPORATION | MCK | 58155Q103 | 7/22/2022 | 935672027 | Ratification of Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2023. | Management | Yes | For | For |
19 | MCKESSON CORPORATION | MCK | 58155Q103 | 7/22/2022 | 935672027 | Advisory vote on executive compensation. | Management | Yes | For | For |
20 | MCKESSON CORPORATION | MCK | 58155Q103 | 7/22/2022 | 935672027 | Approval of our 2022 Stock Plan. | Management | Yes | For | For |
21 | MCKESSON CORPORATION | MCK | 58155Q103 | 7/22/2022 | 935672027 | Approval of Amendment to our 2000 Employee Stock Purchase Plan. | Management | Yes | For | For |
22 | MCKESSON CORPORATION | MCK | 58155Q103 | 7/22/2022 | 935672027 | Shareholder Proposal on Special Shareholder Meeting Improvement. | Shareholder | Yes | Against | For |
23 | MCKESSON CORPORATION | MCK | 58155Q103 | 7/22/2022 | 935672027 | Shareholder Proposal on Transparency in Rule 10b5-1 Trading Policy. | Shareholder | Yes | Against | For |
24 | CONAGRA BRANDS, INC. | CAG | 205887102 | 9/21/2022 | 935696736 | Election of Director: Anil Arora | Management | Yes | For | For |
25 | CONAGRA BRANDS, INC. | CAG | 205887102 | 9/21/2022 | 935696736 | Election of Director: Thomas K. Brown | Management | Yes | For | For |
26 | CONAGRA BRANDS, INC. | CAG | 205887102 | 9/21/2022 | 935696736 | Election of Director: Emanuel Chirico | Management | Yes | For | For |
27 | CONAGRA BRANDS, INC. | CAG | 205887102 | 9/21/2022 | 935696736 | Election of Director: Sean M. Connolly | Management | Yes | For | For |
28 | CONAGRA BRANDS, INC. | CAG | 205887102 | 9/21/2022 | 935696736 | Election of Director: George Dowdie | Management | Yes | For | For |
29 | CONAGRA BRANDS, INC. | CAG | 205887102 | 9/21/2022 | 935696736 | Election of Director: Fran Horowitz | Management | Yes | For | For |
30 | CONAGRA BRANDS, INC. | CAG | 205887102 | 9/21/2022 | 935696736 | Election of Director: Richard H. Lenny | Management | Yes | For | For |
31 | CONAGRA BRANDS, INC. | CAG | 205887102 | 9/21/2022 | 935696736 | Election of Director: Melissa Lora | Management | Yes | For | For |
32 | CONAGRA BRANDS, INC. | CAG | 205887102 | 9/21/2022 | 935696736 | Election of Director: Ruth Ann Marshall | Management | Yes | For | For |
33 | CONAGRA BRANDS, INC. | CAG | 205887102 | 9/21/2022 | 935696736 | Election of Director: Denise A. Paulonis | Management | Yes | For | For |
34 | CONAGRA BRANDS, INC. | CAG | 205887102 | 9/21/2022 | 935696736 | Ratification of the appointment of KPMG LLP as our independent auditor for fiscal 2023 | Management | Yes | For | For |
35 | CONAGRA BRANDS, INC. | CAG | 205887102 | 9/21/2022 | 935696736 | Advisory approval of our named executive officer compensation | Management | Yes | For | For |
36 | CONAGRA BRANDS, INC. | CAG | 205887102 | 9/21/2022 | 935696736 | A Board resolution to amend the Certificate of Incorporation to allow shareholders to act by written consent | Management | Yes | For | For |
37 | CONAGRA BRANDS, INC. | CAG | 205887102 | 9/21/2022 | 935696736 | A shareholder proposal regarding the office of the Chair and the office of the Chief Executive Officer | Shareholder | Yes | Against | For |
38 | GENERAL MILLS, INC. | GIS | 370334104 | 9/27/2022 | 935697877 | Election of Director: R. Kerry Clark | Management | Yes | For | For |
39 | GENERAL MILLS, INC. | GIS | 370334104 | 9/27/2022 | 935697877 | Election of Director: David M. Cordani | Management | Yes | For | For |
40 | GENERAL MILLS, INC. | GIS | 370334104 | 9/27/2022 | 935697877 | Election of Director: C. Kim Goodwin | Management | Yes | For | For |
41 | GENERAL MILLS, INC. | GIS | 370334104 | 9/27/2022 | 935697877 | Election of Director: Jeffrey L. Harmening | Management | Yes | For | For |
42 | GENERAL MILLS, INC. | GIS | 370334104 | 9/27/2022 | 935697877 | Election of Director: Maria G. Henry | Management | Yes | For | For |
43 | GENERAL MILLS, INC. | GIS | 370334104 | 9/27/2022 | 935697877 | Election of Director: Jo Ann Jenkins | Management | Yes | For | For |
44 | GENERAL MILLS, INC. | GIS | 370334104 | 9/27/2022 | 935697877 | Election of Director: Elizabeth C. Lempres | Management | Yes | For | For |
45 | GENERAL MILLS, INC. | GIS | 370334104 | 9/27/2022 | 935697877 | Election of Director: Diane L. Neal | Management | Yes | For | For |
46 | GENERAL MILLS, INC. | GIS | 370334104 | 9/27/2022 | 935697877 | Election of Director: Steve Odland | Management | Yes | For | For |
47 | GENERAL MILLS, INC. | GIS | 370334104 | 9/27/2022 | 935697877 | Election of Director: Maria A. Sastre | Management | Yes | For | For |
48 | GENERAL MILLS, INC. | GIS | 370334104 | 9/27/2022 | 935697877 | Election of Director: Eric D. Sprunk | Management | Yes | For | For |
49 | GENERAL MILLS, INC. | GIS | 370334104 | 9/27/2022 | 935697877 | Election of Director: Jorge A. Uribe | Management | Yes | For | For |
50 | GENERAL MILLS, INC. | GIS | 370334104 | 9/27/2022 | 935697877 | Approval of the 2022 Stock Compensation Plan. | Management | Yes | For | For |
51 | GENERAL MILLS, INC. | GIS | 370334104 | 9/27/2022 | 935697877 | Advisory Vote on Executive Compensation. | Management | Yes | For | For |
52 | GENERAL MILLS, INC. | GIS | 370334104 | 9/27/2022 | 935697877 | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | Yes | For | For |
53 | GENERAL MILLS, INC. | GIS | 370334104 | 9/27/2022 | 935697877 | Shareholder Proposal - Independent Board Chairman. | Shareholder | Yes | Against | For |
54 | GENERAL MILLS, INC. | GIS | 370334104 | 9/27/2022 | 935697877 | Shareholder Proposal Regarding a Plastic Packaging Report. | Shareholder | Yes | Against | For |
55 | AMCOR PLC | AMCR | G0250X107 | 11/9/2022 | 935712629 | Election of Director: Graeme Liebelt | Management | Yes | For | For |
56 | AMCOR PLC | AMCR | G0250X107 | 11/9/2022 | 935712629 | Election of Director: Dr. Armin Meyer | Management | Yes | For | For |
57 | AMCOR PLC | AMCR | G0250X107 | 11/9/2022 | 935712629 | Election of Director: Ron Delia | Management | Yes | For | For |
58 | AMCOR PLC | AMCR | G0250X107 | 11/9/2022 | 935712629 | Election of Director: Achal Agarwal | Management | Yes | For | For |
59 | AMCOR PLC | AMCR | G0250X107 | 11/9/2022 | 935712629 | Election of Director: Andrea Bertone | Management | Yes | For | For |
60 | AMCOR PLC | AMCR | G0250X107 | 11/9/2022 | 935712629 | Election of Director: Susan Carter | Management | Yes | For | For |
61 | AMCOR PLC | AMCR | G0250X107 | 11/9/2022 | 935712629 | Election of Director: Karen Guerra | Management | Yes | For | For |
62 | AMCOR PLC | AMCR | G0250X107 | 11/9/2022 | 935712629 | Election of Director: Nicholas (Tom) Long | Management | Yes | For | For |
63 | AMCOR PLC | AMCR | G0250X107 | 11/9/2022 | 935712629 | Election of Director: Arun Nayar | Management | Yes | For | For |
64 | AMCOR PLC | AMCR | G0250X107 | 11/9/2022 | 935712629 | Election of Director: David Szczupak | Management | Yes | For | For |
65 | AMCOR PLC | AMCR | G0250X107 | 11/9/2022 | 935712629 | To ratify the appointment of PricewaterhouseCoopers AG as our independent registered public accounting firm for fiscal year 2023. | Management | Yes | For | For |
66 | AMCOR PLC | AMCR | G0250X107 | 11/9/2022 | 935712629 | To cast a non-binding, advisory vote on the Company's executive compensation ("Say-on-Pay Vote"). | Management | Yes | For | For |
67 | CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 11/9/2022 | 935714990 | To approve and adopt the Amended and Restated Charter, which will effectuate the Reclassification described in the Proxy Statement. | Management | Yes | For | For |
68 | CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 11/9/2022 | 935714990 | To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Reclassification Proposal at the time of the Special Meeting. | Management | Yes | For | For |
69 | JACK HENRY & ASSOCIATES, INC. | JKHY | 426281101 | 11/15/2022 | 935719863 | Election of Director: D. Foss | Management | Yes | For | For |
70 | JACK HENRY & ASSOCIATES, INC. | JKHY | 426281101 | 11/15/2022 | 935719863 | Election of Director: M. Flanigan | Management | Yes | For | For |
71 | JACK HENRY & ASSOCIATES, INC. | JKHY | 426281101 | 11/15/2022 | 935719863 | Election of Director: T. Wilson | Management | Yes | For | For |
72 | JACK HENRY & ASSOCIATES, INC. | JKHY | 426281101 | 11/15/2022 | 935719863 | Election of Director: J. Fiegel | Management | Yes | For | For |
73 | JACK HENRY & ASSOCIATES, INC. | JKHY | 426281101 | 11/15/2022 | 935719863 | Election of Director: T. Wimsett | Management | Yes | For | For |
74 | JACK HENRY & ASSOCIATES, INC. | JKHY | 426281101 | 11/15/2022 | 935719863 | Election of Director: L. Kelly | Management | Yes | For | For |
75 | JACK HENRY & ASSOCIATES, INC. | JKHY | 426281101 | 11/15/2022 | 935719863 | Election of Director: S. Miyashiro | Management | Yes | For | For |
76 | JACK HENRY & ASSOCIATES, INC. | JKHY | 426281101 | 11/15/2022 | 935719863 | Election of Director: W. Brown | Management | Yes | For | For |
77 | JACK HENRY & ASSOCIATES, INC. | JKHY | 426281101 | 11/15/2022 | 935719863 | Election of Director: C. Campbell | Management | Yes | For | For |
78 | JACK HENRY & ASSOCIATES, INC. | JKHY | 426281101 | 11/15/2022 | 935719863 | To approve, on an advisory basis, the compensation of our named executive officers. | Management | Yes | For | For |
79 | JACK HENRY & ASSOCIATES, INC. | JKHY | 426281101 | 11/15/2022 | 935719863 | To ratify the selection of the Company's independent registered public accounting firm. | Management | Yes | For | For |
80 | CAMPBELL SOUP COMPANY | CPB | 134429109 | 11/30/2022 | 935719130 | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Fabiola R. Arredondo | Management | Yes | For | For |
81 | CAMPBELL SOUP COMPANY | CPB | 134429109 | 11/30/2022 | 935719130 | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Howard M. Averill | Management | Yes | For | For |
82 | CAMPBELL SOUP COMPANY | CPB | 134429109 | 11/30/2022 | 935719130 | Election of Director for a one-year term expiring at the 2023 Annual Meeting: John P. (JP) Bilbrey | Management | Yes | For | For |
83 | CAMPBELL SOUP COMPANY | CPB | 134429109 | 11/30/2022 | 935719130 | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Mark A. Clouse | Management | Yes | For | For |
84 | CAMPBELL SOUP COMPANY | CPB | 134429109 | 11/30/2022 | 935719130 | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Bennett Dorrance, Jr. | Management | Yes | For | For |
85 | CAMPBELL SOUP COMPANY | CPB | 134429109 | 11/30/2022 | 935719130 | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Maria Teresa (Tessa) Hilado | Management | Yes | For | For |
86 | CAMPBELL SOUP COMPANY | CPB | 134429109 | 11/30/2022 | 935719130 | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Grant H. Hill | Management | Yes | For | For |
87 | CAMPBELL SOUP COMPANY | CPB | 134429109 | 11/30/2022 | 935719130 | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Sarah Hofstetter | Management | Yes | For | For |
88 | CAMPBELL SOUP COMPANY | CPB | 134429109 | 11/30/2022 | 935719130 | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Marc B. Lautenbach | Management | Yes | For | For |
89 | CAMPBELL SOUP COMPANY | CPB | 134429109 | 11/30/2022 | 935719130 | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Mary Alice D. Malone | Management | Yes | For | For |
90 | CAMPBELL SOUP COMPANY | CPB | 134429109 | 11/30/2022 | 935719130 | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Keith R. McLoughlin | Management | Yes | For | For |
91 | CAMPBELL SOUP COMPANY | CPB | 134429109 | 11/30/2022 | 935719130 | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Kurt T. Schmidt | Management | Yes | For | For |
92 | CAMPBELL SOUP COMPANY | CPB | 134429109 | 11/30/2022 | 935719130 | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Archbold D. van Beuren | Management | Yes | For | For |
93 | CAMPBELL SOUP COMPANY | CPB | 134429109 | 11/30/2022 | 935719130 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal 2023. | Management | Yes | For | For |
94 | CAMPBELL SOUP COMPANY | CPB | 134429109 | 11/30/2022 | 935719130 | To vote on an advisory resolution to approve the fiscal 2022 compensation of our named executive officers, commonly referred to as a "say on pay" vote. | Management | Yes | For | For |
95 | CAMPBELL SOUP COMPANY | CPB | 134429109 | 11/30/2022 | 935719130 | To approve the Campbell Soup Company 2022 Long-Term Incentive Plan. | Management | Yes | For | For |
96 | CAMPBELL SOUP COMPANY | CPB | 134429109 | 11/30/2022 | 935719130 | To vote on a shareholder proposal regarding a report on certain supply chain practices. | Shareholder | Yes | Against | For |
97 | CAMPBELL SOUP COMPANY | CPB | 134429109 | 11/30/2022 | 935719130 | To vote on a shareholder proposal regarding a report on how the company's 401(k) retirement fund investments contribute to climate change. | Shareholder | Yes | Against | For |
98 | MEDTRONIC PLC | MDT | G5960L103 | 12/8/2022 | 935723610 | Election of Director to hold office until the 2023 Annual General Meeting: Richard H. Anderson | Management | Yes | For | For |
99 | MEDTRONIC PLC | MDT | G5960L103 | 12/8/2022 | 935723610 | Election of Director to hold office until the 2023 Annual General Meeting: Craig Arnold | Management | Yes | For | For |
100 | MEDTRONIC PLC | MDT | G5960L103 | 12/8/2022 | 935723610 | Election of Director to hold office until the 2023 Annual General Meeting: Scott C. Donnelly | Management | Yes | For | For |
101 | MEDTRONIC PLC | MDT | G5960L103 | 12/8/2022 | 935723610 | Election of Director to hold office until the 2023 Annual General Meeting: Lidia L. Fonseca | Management | Yes | For | For |
102 | MEDTRONIC PLC | MDT | G5960L103 | 12/8/2022 | 935723610 | Election of Director to hold office until the 2023 Annual General Meeting: Andrea J. Goldsmith, Ph.D. | Management | Yes | For | For |
103 | MEDTRONIC PLC | MDT | G5960L103 | 12/8/2022 | 935723610 | Election of Director to hold office until the 2023 Annual General Meeting: Randall J. Hogan, III | Management | Yes | For | For |
104 | MEDTRONIC PLC | MDT | G5960L103 | 12/8/2022 | 935723610 | Election of Director to hold office until the 2023 Annual General Meeting: Kevin E. Lofton | Management | Yes | For | For |
105 | MEDTRONIC PLC | MDT | G5960L103 | 12/8/2022 | 935723610 | Election of Director to hold office until the 2023 Annual General Meeting: Geoffrey S. Martha | Management | Yes | For | For |
106 | MEDTRONIC PLC | MDT | G5960L103 | 12/8/2022 | 935723610 | Election of Director to hold office until the 2023 Annual General Meeting: Elizabeth G. Nabel, M.D. | Management | Yes | For | For |
107 | MEDTRONIC PLC | MDT | G5960L103 | 12/8/2022 | 935723610 | Election of Director to hold office until the 2023 Annual General Meeting: Denise M. O'Leary | Management | Yes | For | For |
108 | MEDTRONIC PLC | MDT | G5960L103 | 12/8/2022 | 935723610 | Election of Director to hold office until the 2023 Annual General Meeting: Kendall J. Powell | Management | Yes | For | For |
109 | MEDTRONIC PLC | MDT | G5960L103 | 12/8/2022 | 935723610 | Ratifying, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2023 and authorizing, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | Yes | For | For |
110 | MEDTRONIC PLC | MDT | G5960L103 | 12/8/2022 | 935723610 | Approving, on an advisory basis, the Company's executive compensation. | Management | Yes | For | For |
111 | MEDTRONIC PLC | MDT | G5960L103 | 12/8/2022 | 935723610 | Renewing the Board of Directors' authority to issue shares under Irish law. | Management | Yes | For | For |
112 | MEDTRONIC PLC | MDT | G5960L103 | 12/8/2022 | 935723610 | Renewing the Board of Directors' authority to opt out of pre-emption rights under Irish law. | Management | Yes | For | For |
113 | MEDTRONIC PLC | MDT | G5960L103 | 12/8/2022 | 935723610 | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | Yes | For | For |
114 | HOLOGIC, INC. | HOLX | 436440101 | 3/9/2023 | 935758132 | Election of Director: Stephen P. MacMillan | Management | Yes | For | For |
115 | HOLOGIC, INC. | HOLX | 436440101 | 3/9/2023 | 935758132 | Election of Director: Sally W. Crawford | Management | Yes | For | For |
116 | HOLOGIC, INC. | HOLX | 436440101 | 3/9/2023 | 935758132 | Election of Director: Charles J. Dockendorff | Management | Yes | For | For |
117 | HOLOGIC, INC. | HOLX | 436440101 | 3/9/2023 | 935758132 | Election of Director: Scott T. Garrett | Management | Yes | For | For |
118 | HOLOGIC, INC. | HOLX | 436440101 | 3/9/2023 | 935758132 | Election of Director: Ludwig N. Hantson | Management | Yes | For | For |
119 | HOLOGIC, INC. | HOLX | 436440101 | 3/9/2023 | 935758132 | Election of Director: Namal Nawana | Management | Yes | For | For |
120 | HOLOGIC, INC. | HOLX | 436440101 | 3/9/2023 | 935758132 | Election of Director: Christiana Stamoulis | Management | Yes | For | For |
121 | HOLOGIC, INC. | HOLX | 436440101 | 3/9/2023 | 935758132 | Election of Director: Stacey D. Stewart | Management | Yes | For | For |
122 | HOLOGIC, INC. | HOLX | 436440101 | 3/9/2023 | 935758132 | Election of Director: Amy M. Wendell | Management | Yes | For | For |
123 | HOLOGIC, INC. | HOLX | 436440101 | 3/9/2023 | 935758132 | A non-binding advisory resolution to approve executive compensation. | Management | Yes | For | For |
124 | HOLOGIC, INC. | HOLX | 436440101 | 3/9/2023 | 935758132 | A non-binding advisory vote on the frequency of future advisory votes to approve executive compensation. | Management | Yes | 1 | For |
125 | HOLOGIC, INC. | HOLX | 436440101 | 3/9/2023 | 935758132 | Approval of the Hologic, Inc. Amended and Restated 2008 Equity Incentive Plan. | Management | Yes | For | For |
126 | HOLOGIC, INC. | HOLX | 436440101 | 3/9/2023 | 935758132 | Approval of the Hologic, Inc. Amended and Restated 2012 Employee Stock Purchase Plan. | Management | Yes | For | For |
127 | HOLOGIC, INC. | HOLX | 436440101 | 3/9/2023 | 935758132 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2023. | Management | Yes | For | For |
128 | AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 3/9/2023 | 935761242 | Election of Director: Ornella Barra | Management | Yes | For | For |
129 | AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 3/9/2023 | 935761242 | Election of Director: Steven H. Collis | Management | Yes | For | For |
130 | AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 3/9/2023 | 935761242 | Election of Director: D. Mark Durcan | Management | Yes | For | For |
131 | AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 3/9/2023 | 935761242 | Election of Director: Richard W. Gochnauer | Management | Yes | For | For |
132 | AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 3/9/2023 | 935761242 | Election of Director: Lon R. Greenberg | Management | Yes | For | For |
133 | AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 3/9/2023 | 935761242 | Election of Director: Kathleen W. Hyle | Management | Yes | For | For |
134 | AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 3/9/2023 | 935761242 | Election of Director: Lorence H. Kim, M.D. | Management | Yes | For | For |
135 | AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 3/9/2023 | 935761242 | Election of Director: Henry W. McGee | Management | Yes | For | For |
136 | AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 3/9/2023 | 935761242 | Election of Director: Redonda G. Miller, M.D. | Management | Yes | For | For |
137 | AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 3/9/2023 | 935761242 | Election of Director: Dennis M. Nally | Management | Yes | For | For |
138 | AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 3/9/2023 | 935761242 | Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2023. | Management | Yes | For | For |
139 | AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 3/9/2023 | 935761242 | Advisory vote to approve the compensation of the Company's named executive officers. | Management | Yes | For | For |
140 | AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 3/9/2023 | 935761242 | Advisory vote on the frequency of a shareholder vote on the compensation of the Company's named executive officers. | Management | Yes | 1 | For |
141 | AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 3/9/2023 | 935761242 | Shareholder proposal regarding shareholder ratification of termination pay. | Shareholder | Yes | Against | For |
143 | AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 5/10/2023 | 935793782 | Election of Director: Jeffrey N. Edwards | Management | Yes | For | For |
144 | AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 5/10/2023 | 935793782 | Election of Director: Martha Clark Goss | Management | Yes | For | For |
145 | AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 5/10/2023 | 935793782 | Election of Director: M. Susan Hardwick | Management | Yes | For | For |
146 | AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 5/10/2023 | 935793782 | Election of Director: Kimberly J. Harris | Management | Yes | For | For |
147 | AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 5/10/2023 | 935793782 | Election of Director: Laurie P. Havanec | Management | Yes | For | For |
148 | AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 5/10/2023 | 935793782 | Election of Director: Julia L. Johnson | Management | Yes | For | For |
149 | AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 5/10/2023 | 935793782 | Election of Director: Patricia L. Kampling | Management | Yes | For | For |
150 | AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 5/10/2023 | 935793782 | Election of Director: Karl F. Kurz | Management | Yes | For | For |
151 | AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 5/10/2023 | 935793782 | Election of Director: Michael L. Marberry | Management | Yes | For | For |
152 | AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 5/10/2023 | 935793782 | Election of Director: James G. Stavridis | Management | Yes | For | For |
153 | AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 5/10/2023 | 935793782 | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | Yes | For | For |
154 | AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 5/10/2023 | 935793782 | Approval, on an advisory basis, of the frequency (i.e., every year, every two years or every three years) of the approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | Yes | 1 | For |
155 | AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 5/10/2023 | 935793782 | Ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. | Management | Yes | For | For |
156 | AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 5/10/2023 | 935793782 | Shareholder proposal on Racial Equity Audit as described in the proxy statement. | Shareholder | Yes | Against | For |
157 | ELEVANCE HEALTH, INC. | ELV | 036752103 | 5/10/2023 | 935797502 | Election of Director: Gail K. Boudreaux | Management | Yes | For | For |
158 | ELEVANCE HEALTH, INC. | ELV | 036752103 | 5/10/2023 | 935797502 | Election of Director: R. Kerry Clark | Management | Yes | For | For |
159 | ELEVANCE HEALTH, INC. | ELV | 036752103 | 5/10/2023 | 935797502 | Election of Director: Robert L. Dixon, Jr. | Management | Yes | For | For |
160 | ELEVANCE HEALTH, INC. | ELV | 036752103 | 5/10/2023 | 935797502 | Election of Director: Deanna D. Strable | Management | Yes | For | For |
161 | ELEVANCE HEALTH, INC. | ELV | 036752103 | 5/10/2023 | 935797502 | Advisory vote to approve the compensation of our named executive officers. | Management | Yes | For | For |
162 | ELEVANCE HEALTH, INC. | ELV | 036752103 | 5/10/2023 | 935797502 | Advisory vote on the frequency of the advisory vote to approve the compensation of our named executive officers. | Management | Yes | 1 | For |
163 | ELEVANCE HEALTH, INC. | ELV | 036752103 | 5/10/2023 | 935797502 | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2023. | Management | Yes | For | For |
164 | ELEVANCE HEALTH, INC. | ELV | 036752103 | 5/10/2023 | 935797502 | Shareholder proposal to allow shareholders owning 10% or more of our common stock to call a special meeting of shareholders. | Shareholder | Yes | Against | For |
165 | ELEVANCE HEALTH, INC. | ELV | 036752103 | 5/10/2023 | 935797502 | Shareholder proposal requesting annual reporting from third parties seeking financial support. | Shareholder | Yes | Against | For |
166 | CONSOLIDATED EDISON, INC. | ED | 209115104 | 5/15/2023 | 935797235 | Election of Director: Timothy P. Cawley | Management | Yes | For | For |
167 | CONSOLIDATED EDISON, INC. | ED | 209115104 | 5/15/2023 | 935797235 | Election of Director: Ellen V. Futter | Management | Yes | For | For |
168 | CONSOLIDATED EDISON, INC. | ED | 209115104 | 5/15/2023 | 935797235 | Election of Director: John F. Killian | Management | Yes | For | For |
169 | CONSOLIDATED EDISON, INC. | ED | 209115104 | 5/15/2023 | 935797235 | Election of Director: Karol V. Mason | Management | Yes | For | For |
170 | CONSOLIDATED EDISON, INC. | ED | 209115104 | 5/15/2023 | 935797235 | Election of Director: Dwight A. McBride | Management | Yes | For | For |
171 | CONSOLIDATED EDISON, INC. | ED | 209115104 | 5/15/2023 | 935797235 | Election of Director: William J. Mulrow | Management | Yes | For | For |
172 | CONSOLIDATED EDISON, INC. | ED | 209115104 | 5/15/2023 | 935797235 | Election of Director: Armando J. Olivera | Management | Yes | For | For |
173 | CONSOLIDATED EDISON, INC. | ED | 209115104 | 5/15/2023 | 935797235 | Election of Director: Michael W. Ranger | Management | Yes | For | For |
174 | CONSOLIDATED EDISON, INC. | ED | 209115104 | 5/15/2023 | 935797235 | Election of Director: Linda S. Sanford | Management | Yes | For | For |
175 | CONSOLIDATED EDISON, INC. | ED | 209115104 | 5/15/2023 | 935797235 | Election of Director: Deirdre Stanley | Management | Yes | For | For |
176 | CONSOLIDATED EDISON, INC. | ED | 209115104 | 5/15/2023 | 935797235 | Election of Director: L. Frederick Sutherland | Management | Yes | For | For |
177 | CONSOLIDATED EDISON, INC. | ED | 209115104 | 5/15/2023 | 935797235 | Ratification of appointment of independent accountants. | Management | Yes | For | For |
178 | CONSOLIDATED EDISON, INC. | ED | 209115104 | 5/15/2023 | 935797235 | Advisory vote to approve named executive officer compensation. | Management | Yes | For | For |
179 | CONSOLIDATED EDISON, INC. | ED | 209115104 | 5/15/2023 | 935797235 | Advisory vote on frequency of future advisory votes on named executive officer compensation. | Management | Yes | 1 | For |
180 | CONSOLIDATED EDISON, INC. | ED | 209115104 | 5/15/2023 | 935797235 | Approval of the company's 2023 long term incentive plan. | Management | Yes | For | For |
181 | THE HERSHEY COMPANY | HSY | 427866108 | 5/16/2023 | 935793871 | DIRECTOR: Pamela M. Arway | Management | Yes | For | For |
182 | THE HERSHEY COMPANY | HSY | 427866108 | 5/16/2023 | 935793871 | DIRECTOR: Michele G. Buck | Management | Yes | For | For |
183 | THE HERSHEY COMPANY | HSY | 427866108 | 5/16/2023 | 935793871 | DIRECTOR: Victor L. Crawford | Management | Yes | For | For |
184 | THE HERSHEY COMPANY | HSY | 427866108 | 5/16/2023 | 935793871 | DIRECTOR: Robert M. Dutkowsky | Management | Yes | For | For |
185 | THE HERSHEY COMPANY | HSY | 427866108 | 5/16/2023 | 935793871 | DIRECTOR: Mary Kay Haben | Management | Yes | For | For |
186 | THE HERSHEY COMPANY | HSY | 427866108 | 5/16/2023 | 935793871 | DIRECTOR: James C. Katzman | Management | Yes | For | For |
187 | THE HERSHEY COMPANY | HSY | 427866108 | 5/16/2023 | 935793871 | DIRECTOR: M. Diane Koken | Management | Yes | For | For |
188 | THE HERSHEY COMPANY | HSY | 427866108 | 5/16/2023 | 935793871 | DIRECTOR: Huong Maria T. Kraus | Management | Yes | For | For |
189 | THE HERSHEY COMPANY | HSY | 427866108 | 5/16/2023 | 935793871 | DIRECTOR: Robert M. Malcolm | Management | Yes | For | For |
190 | THE HERSHEY COMPANY | HSY | 427866108 | 5/16/2023 | 935793871 | DIRECTOR: Anthony J. Palmer | Management | Yes | For | For |
191 | THE HERSHEY COMPANY | HSY | 427866108 | 5/16/2023 | 935793871 | DIRECTOR: Juan R. Perez | Management | Yes | For | For |
192 | THE HERSHEY COMPANY | HSY | 427866108 | 5/16/2023 | 935793871 | Ratify the appointment of Ernst & Young LLP as independent auditors for 2023. | Management | Yes | For | For |
193 | THE HERSHEY COMPANY | HSY | 427866108 | 5/16/2023 | 935793871 | Approve named executive officer compensation on a non-binding advisory basis. | Management | Yes | For | For |
194 | THE HERSHEY COMPANY | HSY | 427866108 | 5/16/2023 | 935793871 | The frequency of future advisory votes on named executive officer compensation. | Management | Yes | 1 | For |
195 | THE HERSHEY COMPANY | HSY | 427866108 | 5/16/2023 | 935793871 | Stockholder Proposal titled "Public Report on Living Wage & Income." | Shareholder | Yes | Against | For |
196 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Election of Director: Linda B. Bammann | Management | Yes | For | For |
197 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Election of Director: Stephen B. Burke | Management | Yes | For | For |
198 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Election of Director: Todd A. Combs | Management | Yes | For | For |
199 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Election of Director: James S. Crown | Management | Yes | For | For |
200 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Election of Director: Alicia Boler Davis | Management | Yes | For | For |
201 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Election of Director: James Dimon | Management | Yes | For | For |
202 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Election of Director: Timothy P. Flynn | Management | Yes | For | For |
203 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Election of Director: Alex Gorsky | Management | Yes | For | For |
204 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Election of Director: Mellody Hobson | Management | Yes | Against | Against |
205 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Election of Director: Michael A. Neal | Management | Yes | For | For |
206 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Election of Director: Phebe N. Novakovic | Management | Yes | For | For |
207 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Election of Director: Virginia M. Rometty | Management | Yes | For | For |
208 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Advisory resolution to approve executive compensation | Management | Yes | For | For |
209 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Advisory vote on frequency of advisory resolution to approve executive compensation | Management | Yes | 1 | For |
210 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Ratification of independent registered public accounting firm | Management | Yes | For | For |
211 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Independent board chairman | Shareholder | Yes | Against | For |
212 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Fossil fuel phase out | Shareholder | Yes | Against | For |
213 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Amending public responsibility committee charter to include mandate to oversee animal welfare impact and risk | Shareholder | Yes | Against | For |
214 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Special shareholder meeting improvement | Shareholder | Yes | Against | For |
215 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Report on climate transition planning | Shareholder | Yes | Against | For |
216 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Report on ensuring respect for civil liberties | Shareholder | Yes | Against | For |
217 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Report analyzing the congruence of the company's political and electioneering expenditures | Shareholder | Yes | Against | For |
218 | JPMORGAN CHASE & CO. | JPM | 46625H100 | 5/16/2023 | 935797223 | Absolute GHG reduction goals | Shareholder | Yes | Against | For |
219 | THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 5/17/2023 | 935812239 | Election of Director: Larry D. De Shon | Management | Yes | For | For |
220 | THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 5/17/2023 | 935812239 | Election of Director: Carlos Dominguez | Management | Yes | For | For |
221 | THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 5/17/2023 | 935812239 | Election of Director: Trevor Fetter | Management | Yes | For | For |
222 | THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 5/17/2023 | 935812239 | Election of Director: Donna James | Management | Yes | For | For |
223 | THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 5/17/2023 | 935812239 | Election of Director: Kathryn A. Mikells | Management | Yes | For | For |
224 | THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 5/17/2023 | 935812239 | Election of Director: Edmund Reese | Management | Yes | For | For |
225 | THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 5/17/2023 | 935812239 | Election of Director: Teresa W. Roseborough | Management | Yes | For | For |
226 | THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 5/17/2023 | 935812239 | Election of Director: Virginia P. Ruesterholz | Management | Yes | For | For |
227 | THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 5/17/2023 | 935812239 | Election of Director: Christopher J. Swift | Management | Yes | For | For |
228 | THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 5/17/2023 | 935812239 | Election of Director: Matthew E. Winter | Management | Yes | For | For |
229 | THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 5/17/2023 | 935812239 | Election of Director: Greig Woodring | Management | Yes | For | For |
230 | THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 5/17/2023 | 935812239 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023 | Management | Yes | For | For |
231 | THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 5/17/2023 | 935812239 | Management proposal to approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the Company's proxy statement | Management | Yes | For | For |
232 | THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 5/17/2023 | 935812239 | Shareholder proposal that the Company's Board adopt and disclose a policy for the time bound phase out of underwriting risks associated with new fossil fuel exploration and development projects | Shareholder | Yes | Against | For |
233 | AT&T INC. | T | 00206R102 | 5/18/2023 | 935803937 | Election of Director: Scott T. Ford | Management | Yes | For | For |
234 | AT&T INC. | T | 00206R102 | 5/18/2023 | 935803937 | Election of Director: Glenn H. Hutchins | Management | Yes | For | For |
235 | AT&T INC. | T | 00206R102 | 5/18/2023 | 935803937 | Election of Director: William E. Kennard | Management | Yes | For | For |
236 | AT&T INC. | T | 00206R102 | 5/18/2023 | 935803937 | Election of Director: Stephen J. Luczo | Management | Yes | For | For |
237 | AT&T INC. | T | 00206R102 | 5/18/2023 | 935803937 | Election of Director: Michael B. McCallister | Management | Yes | For | For |
238 | AT&T INC. | T | 00206R102 | 5/18/2023 | 935803937 | Election of Director: Beth E. Mooney | Management | Yes | For | For |
239 | AT&T INC. | T | 00206R102 | 5/18/2023 | 935803937 | Election of Director: Matthew K. Rose | Management | Yes | For | For |
240 | AT&T INC. | T | 00206R102 | 5/18/2023 | 935803937 | Election of Director: John T. Stankey | Management | Yes | For | For |
241 | AT&T INC. | T | 00206R102 | 5/18/2023 | 935803937 | Election of Director: Cynthia B. Taylor | Management | Yes | For | For |
242 | AT&T INC. | T | 00206R102 | 5/18/2023 | 935803937 | Election of Director: Luis A. Ubiñas | Management | Yes | For | For |
243 | AT&T INC. | T | 00206R102 | 5/18/2023 | 935803937 | Ratification of the appointment of independent auditors. | Management | Yes | For | For |
244 | AT&T INC. | T | 00206R102 | 5/18/2023 | 935803937 | Advisory approval of executive compensation. | Management | Yes | For | For |
245 | AT&T INC. | T | 00206R102 | 5/18/2023 | 935803937 | Advisory approval of frequency of vote on executive compensation. | Management | Yes | 1 | For |
246 | AT&T INC. | T | 00206R102 | 5/18/2023 | 935803937 | Independent board chairman. | Shareholder | Yes | Against | For |
247 | AT&T INC. | T | 00206R102 | 5/18/2023 | 935803937 | Racial equity audit. | Shareholder | Yes | Against | For |
248 | CVS HEALTH CORPORATION | CVS | 126650100 | 5/18/2023 | 935806375 | Election of Director: Fernando Aguirre | Management | Yes | For | For |
249 | CVS HEALTH CORPORATION | CVS | 126650100 | 5/18/2023 | 935806375 | Election of Director: Jeffrey R. Balser, M.D., Ph.D. | Management | Yes | For | For |
250 | CVS HEALTH CORPORATION | CVS | 126650100 | 5/18/2023 | 935806375 | Election of Director: C. David Brown II | Management | Yes | For | For |
251 | CVS HEALTH CORPORATION | CVS | 126650100 | 5/18/2023 | 935806375 | Election of Director: Alecia A. DeCoudreaux | Management | Yes | For | For |
252 | CVS HEALTH CORPORATION | CVS | 126650100 | 5/18/2023 | 935806375 | Election of Director: Nancy-Ann M. DeParle | Management | Yes | For | For |
253 | CVS HEALTH CORPORATION | CVS | 126650100 | 5/18/2023 | 935806375 | Election of Director: Roger N. Farah | Management | Yes | For | For |
254 | CVS HEALTH CORPORATION | CVS | 126650100 | 5/18/2023 | 935806375 | Election of Director: Anne M. Finucane | Management | Yes | For | For |
255 | CVS HEALTH CORPORATION | CVS | 126650100 | 5/18/2023 | 935806375 | Election of Director: Edward J. Ludwig | Management | Yes | For | For |
256 | CVS HEALTH CORPORATION | CVS | 126650100 | 5/18/2023 | 935806375 | Election of Director: Karen S. Lynch | Management | Yes | For | For |
257 | CVS HEALTH CORPORATION | CVS | 126650100 | 5/18/2023 | 935806375 | Election of Director: Jean-Pierre Millon | Management | Yes | For | For |
258 | CVS HEALTH CORPORATION | CVS | 126650100 | 5/18/2023 | 935806375 | Election of Director: Mary L. Schapiro | Management | Yes | For | For |
259 | CVS HEALTH CORPORATION | CVS | 126650100 | 5/18/2023 | 935806375 | Ratification of the Appointment of Our Independent Registered Public Accounting Firm for 2023 | Management | Yes | For | For |
260 | CVS HEALTH CORPORATION | CVS | 126650100 | 5/18/2023 | 935806375 | Say on Pay, a Proposal to Approve, on an Advisory Basis, the Company's Executive Compensation | Management | Yes | For | For |
261 | CVS HEALTH CORPORATION | CVS | 126650100 | 5/18/2023 | 935806375 | Proposal to Recommend, on an Advisory Basis, the Frequency of Advisory Votes on Executive Compensation Votes | Management | Yes | 1 | For |
262 | CVS HEALTH CORPORATION | CVS | 126650100 | 5/18/2023 | 935806375 | Stockholder Proposal Requesting Paid Sick Leave for All Employees | Shareholder | Yes | Against | For |
263 | CVS HEALTH CORPORATION | CVS | 126650100 | 5/18/2023 | 935806375 | Stockholder Proposal for Reducing our Ownership Threshold to Request a Special Stockholder Meeting | Shareholder | Yes | Against | For |
264 | CVS HEALTH CORPORATION | CVS | 126650100 | 5/18/2023 | 935806375 | Stockholder Proposal Regarding "Fair Elections" and Requiring Stockholder Approval of Certain Types of By-law Amendments | Shareholder | Yes | Against | For |
265 | CVS HEALTH CORPORATION | CVS | 126650100 | 5/18/2023 | 935806375 | Stockholder Proposal Requesting a Report on a "Worker Rights Assessment" | Shareholder | Yes | Against | For |
266 | CVS HEALTH CORPORATION | CVS | 126650100 | 5/18/2023 | 935806375 | Stockholder Proposal to Prevent Company Directors from Simultaneously Sitting on the Boards of Directors of Any Other Company | Shareholder | Yes | Against | For |
267 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 5/18/2023 | 935801541 | Election of Director: Anthony K. Anderson | Management | Yes | For | For |
268 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 5/18/2023 | 935801541 | Election of Director: John Q. Doyle | Management | Yes | For | For |
269 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 5/18/2023 | 935801541 | Election of Director: Hafize Gaye Erkan | Management | Yes | For | For |
270 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 5/18/2023 | 935801541 | Election of Director: Oscar Fanjul | Management | Yes | For | For |
271 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 5/18/2023 | 935801541 | Election of Director: H. Edward Hanway | Management | Yes | For | For |
272 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 5/18/2023 | 935801541 | Election of Director: Judith Hartmann | Management | Yes | For | For |
273 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 5/18/2023 | 935801541 | Election of Director: Deborah C. Hopkins | Management | Yes | For | For |
274 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 5/18/2023 | 935801541 | Election of Director: Tamara Ingram | Management | Yes | For | For |
275 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 5/18/2023 | 935801541 | Election of Director: Jane H. Lute | Management | Yes | For | For |
276 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 5/18/2023 | 935801541 | Election of Director: Steven A. Mills | Management | Yes | For | For |
277 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 5/18/2023 | 935801541 | Election of Director: Bruce P. Nolop | Management | Yes | For | For |
278 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 5/18/2023 | 935801541 | Election of Director: Morton O. Schapiro | Management | Yes | For | For |
279 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 5/18/2023 | 935801541 | Election of Director: Lloyd M. Yates | Management | Yes | For | For |
280 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 5/18/2023 | 935801541 | Election of Director: Ray G. Young | Management | Yes | For | For |
281 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 5/18/2023 | 935801541 | Advisory (Nonbinding) Vote to Approve Named Executive Officer Compensation | Management | Yes | For | For |
282 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 5/18/2023 | 935801541 | Advisory (Nonbinding) Vote on the Frequency of Future Votes on Named Executive Officer Compensation | Management | Yes | 1 | For |
283 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 5/18/2023 | 935801541 | Ratification of Selection of Independent Registered Public Accounting Firm | Management | Yes | For | For |
284 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 5/19/2023 | 935812621 | Election of Director for terms expiring in 2024: Hon. Sharon Y. Bowen | Management | Yes | For | For |
285 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 5/19/2023 | 935812621 | Election of Director for terms expiring in 2024: Shantella E. Cooper | Management | Yes | For | For |
286 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 5/19/2023 | 935812621 | Election of Director for terms expiring in 2024: Duriya M. Farooqui | Management | Yes | For | For |
287 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 5/19/2023 | 935812621 | Election of Director for terms expiring in 2024: The Rt. Hon. the Lord Hague of Richmond | Management | Yes | For | For |
288 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 5/19/2023 | 935812621 | Election of Director for terms expiring in 2024: Mark F. Mulhern | Management | Yes | For | For |
289 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 5/19/2023 | 935812621 | Election of Director for terms expiring in 2024: Thomas E. Noonan | Management | Yes | For | For |
290 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 5/19/2023 | 935812621 | Election of Director for terms expiring in 2024: Caroline L. Silver | Management | Yes | For | For |
291 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 5/19/2023 | 935812621 | Election of Director for terms expiring in 2024: Jeffrey C. Sprecher | Management | Yes | For | For |
292 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 5/19/2023 | 935812621 | Election of Director for terms expiring in 2024: Judith A. Sprieser | Management | Yes | For | For |
293 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 5/19/2023 | 935812621 | Election of Director for terms expiring in 2024: Martha A. Tirinnanzi | Management | Yes | For | For |
294 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 5/19/2023 | 935812621 | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Management | Yes | For | For |
295 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 5/19/2023 | 935812621 | To approve, by non-binding vote, the advisory resolution to approve the frequency of future advisory votes on executive compensation. | Management | Yes | 1 | For |
296 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 5/19/2023 | 935812621 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | Yes | For | For |
297 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 5/19/2023 | 935812621 | A stockholder proposal regarding special stockholder meeting improvement, if properly presented at the Annual Meeting. | Shareholder | Yes | Against | For |
298 | AMGEN INC. | AMGN | 031162100 | 5/19/2023 | 935805739 | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Wanda M. Austin | Management | Yes | For | For |
299 | AMGEN INC. | AMGN | 031162100 | 5/19/2023 | 935805739 | Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Robert A. Bradway | Management | Yes | For | For |
300 | AMGEN INC. | AMGN | 031162100 | 5/19/2023 | 935805739 | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Michael V. Drake | Management | Yes | For | For |
301 | AMGEN INC. | AMGN | 031162100 | 5/19/2023 | 935805739 | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Brian J. Druker | Management | Yes | For | For |
302 | AMGEN INC. | AMGN | 031162100 | 5/19/2023 | 935805739 | Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Robert A. Eckert | Management | Yes | For | For |
303 | AMGEN INC. | AMGN | 031162100 | 5/19/2023 | 935805739 | Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Greg C. Garland | Management | Yes | For | For |
304 | AMGEN INC. | AMGN | 031162100 | 5/19/2023 | 935805739 | Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Charles M. Holley, Jr. | Management | Yes | For | For |
305 | AMGEN INC. | AMGN | 031162100 | 5/19/2023 | 935805739 | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. S. Omar Ishrak | Management | Yes | For | For |
306 | AMGEN INC. | AMGN | 031162100 | 5/19/2023 | 935805739 | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Tyler Jacks | Management | Yes | For | For |
307 | AMGEN INC. | AMGN | 031162100 | 5/19/2023 | 935805739 | Election of Director for a term of office expiring at the 2024 annual meeting: Ms. Ellen J. Kullman | Management | Yes | For | For |
308 | AMGEN INC. | AMGN | 031162100 | 5/19/2023 | 935805739 | Election of Director for a term of office expiring at the 2024 annual meeting: Ms. Amy E. Miles | Management | Yes | For | For |
309 | AMGEN INC. | AMGN | 031162100 | 5/19/2023 | 935805739 | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Ronald D. Sugar | Management | Yes | For | For |
310 | AMGEN INC. | AMGN | 031162100 | 5/19/2023 | 935805739 | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. R. Sanders Williams | Management | Yes | For | For |
311 | AMGEN INC. | AMGN | 031162100 | 5/19/2023 | 935805739 | Advisory vote on the frequency of future stockholder advisory votes to approve executive compensation. | Management | Yes | 1 | For |
312 | AMGEN INC. | AMGN | 031162100 | 5/19/2023 | 935805739 | Advisory vote to approve our executive compensation. | Management | Yes | For | For |
313 | AMGEN INC. | AMGN | 031162100 | 5/19/2023 | 935805739 | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2023. | Management | Yes | For | For |
314 | ALLIANT ENERGY CORPORATION | LNT | 018802108 | 5/23/2023 | 935814942 | Election of Director for term ending in 2024: Stephanie L. Cox | Management | Yes | For | For |
315 | ALLIANT ENERGY CORPORATION | LNT | 018802108 | 5/23/2023 | 935814942 | Election of Director for term ending in 2026: Patrick E. Allen | Management | Yes | For | For |
316 | ALLIANT ENERGY CORPORATION | LNT | 018802108 | 5/23/2023 | 935814942 | Election of Director for term ending in 2026: Michael D. Garcia | Management | Yes | For | For |
317 | ALLIANT ENERGY CORPORATION | LNT | 018802108 | 5/23/2023 | 935814942 | Election of Director for term ending in 2026: Susan D. Whiting | Management | Yes | For | For |
318 | ALLIANT ENERGY CORPORATION | LNT | 018802108 | 5/23/2023 | 935814942 | Advisory vote to approve the compensation of our named executive officers. | Management | Yes | For | For |
319 | ALLIANT ENERGY CORPORATION | LNT | 018802108 | 5/23/2023 | 935814942 | Advisory vote on the frequency of advisory vote to approve the compensation of our named executive officers. | Management | Yes | 1 | For |
320 | ALLIANT ENERGY CORPORATION | LNT | 018802108 | 5/23/2023 | 935814942 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2023. | Management | Yes | For | For |
Registrant: NORTHERN LIGHTS FUND TRUST -TOEWS TACTICAL INCOME FUND | Item 1, Exhibit 68 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no proxy votes to report during the reporting period |
Registrant: NORTHERN LIGHTS FUND TRUST -TOEWS UNCONSTRAINED INCOME FUND | Item 1, Exhibit 69 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no proxy votes to report during the reporting period |
SIGNATURES
See General Instruction F
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Northern Lights Fund Trust
By (Signature and Title)* /s/ Kevin Wolf
Kevin Wolf, President
Date: August 2, 2023
* Print the name and title of each signing officer under his or her signature.