Roblox (RBLX) Form 4 Roblox / Han Kim ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Altos Ventures IV, L.P.

(Last) (First) (Middle)

C/O ROBLOX CORPORATION

970 PARK PLACE

(Street)

SAN MATEO CA 94403

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Roblox Corp [ RBLX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/17/2023

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock								111,112	I	See Footnotes(1)(2)(3)
Class A Common Stock	11/17/2023		J(4)		572,611	A	$0.00	3,560,116	I	See Footnotes(5)
Class A Common Stock	11/17/2023		J(4)		54,610	A	$0.00	379,843	I	See Footnotes(6)
Class A Common Stock								72	I	See Footnotes(7)
Class A Common Stock								100,000	I	See Footnotes(8)
Class A Common Stock								200,000	I	See Footnotes(9)
Class A Common Stock	11/17/2023		J(4)		572,611	A	$0.00	3,458,112	I	See Footnotes(10)
Class A Common Stock	11/17/2023		J(4)		54,611	A	$0.00	379,846	I	See Footnotes(11)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

Altos Ventures IV, L.P.

(Last) (First) (Middle)

C/O ROBLOX CORPORATION

970 PARK PLACE

(Street)

SAN MATEO CA 94403

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Altos Hybrid 4, L.P.

(Last) (First) (Middle)

C/O ROBLOX CORPORATION

970 PARK PLACE

(Street)

SAN MATEO CA 94403

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Nam Hodong

(Last) (First) (Middle)

C/O ROBLOX CORPORATION

970 PARK PLACE

(Street)

SAN MATEO CA 94403

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Kim Han

(Last) (First) (Middle)

C/O ROBLOX CORPORATION

970 PARK PLACE

(Street)

SAN MATEO CA 94403

(City) (State) (Zip)

Explanation of Responses:

1. These shares are held directly by Altos Hybrid 4, L.P.

2. These shares are held directly by Altos Hybrid 4, L.P. The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2 GP, LLC; the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4 GP, LLC; the general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC; the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC; the general partner of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners, LLC; and the general partner of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC (collectively, the General Partners).

3. The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee, a director of the Issuer, files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuniary interest therein, if any.

4. Represents shares of the Issuer's Class A Common Stock received in pro-rata in kind distributions Altos Ventures IV, L.P., Altos Ventures IV Liquidity Fund, L.P., Altos Ventures IV Reserve Fund, L.P., Altos Roblox SPV 1, LLC, Altos Roblox SPV 2, LLC, Altos Roblox SPV 2020, LLC and Altos Hybrid 2, LP to their respective partners.

5. These shares are held by the Nam-MacGill 2006 Family Trust for which Hodong Nam serves as trustee. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

6. These shares are directly by Nam-MacGill Investments, LLC - Sub Fund No. 1 for which Mr. Nam serves as Managing Member. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

7. These shares are held directly by a trust for the minor children of Mr. Nam, for which Mr. Nam serves as co-trustee.

8. These shares are held by the Shipshead Trust for which Hodong Nam serves as trustee. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

9. These shares are held directly by the Nam-MacGill 2020 Irrevocable Children's Trust for which Mr. Nam serves as co-trustee.

10. These shares are held directly by The Kim Living Trust for which Mr. Kim serves as trustee. Mr. Kim disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

11. These shares are held directly by Han Family Investments, LLC - Sub Fund No. 1 which Mr. Kim serves as Managing Member. Mr. Kim disclaims beneficial ownership of the shares except to the extent of pecuniary interest therein.

Remarks:

This Form 4 is the second of two Forms 4 filed by the Reporting Persons relating to the same events. The Form 4 has been split into two filings in order to include all Reporting Persons.

	/s/ Anthony P. Lee, managing director of Altos IV LR GP, LLC, general partner of Altos Ventures IV, L.P.	11/21/2023
	/s/Anthony P. Lee, managing director of Altos Hybrid 4 GP, LLC, general partner of Altos Hybrid 4, L.P.	11/21/2023
	/s/ Hodong Nam	11/21/2023
	/s/ Han Kim	11/21/2023
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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