UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 12, 2007
Rockwood Holdings, Inc.
(Exact name of registrant as specified in its charter)
Delaware | 001-32609 | 52-2277366 |
(Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer
Identification Number) |
Not Applicable
(Former name or former
address, if changed since last report)
100 Overlook Center
Princeton, New Jersey 08540
(Address of registrant’s principal executive office)
(609) 514-0300
(Registrant’s telephone number)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
ITEM 1.01 ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT.
On November 12, 2007, Rockwood Holdings, Inc. (the “Company”) entered into an Underwriting Agreement (the “Underwriting Agreement”) with Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., KKR Capital Markets LLC and UBS Securities LLC, as representatives of the several underwriters named therein (collectively, the “Underwriters”), certain selling stockholders, comprising funds affiliated with Kohlberg Kravis Roberts & Co. L.P. and DLJ Merchant Banking Partners III, and certain management stockholders (the “Selling Stockholders”). Pursuant to the terms of the Underwriting Agreement, the Selling Stockholders agreed to sell, and the Underwriters agreed to purchase, subject to and upon terms and conditions set forth therein, an aggregate of 10,000,000 shares of the Company’s Common Stock as described in the Prospectus Supplement dated November 12, 2007 filed pursuant to the Company’s Registration Statement on Form S-3 (File No. 333-147139). The Underwriters have the option to purchase up to an additional 1,500,000 shares from the Selling Stockholders, for a period of 30 days following execution of the Underwriting Agreement.
A copy of the Underwriting Agreement is attached as an exhibit to this Current Report on Form 8-K.
Item 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
(d) Exhibits.
1.1 Underwriting Agreement, dated November 12, 2007, between Rockwood Holdings, Inc., the selling stockholders named therein and Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., KKR Capital Markets LLC and UBS Securities LLC, as representatives of the several Underwriters named therein.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Rockwood Holdings, Inc.
By: | /s/ Thomas J. Riordan | |
| Name: | Thomas J. Riordan |
| Title: | Senior Vice President, Law & Administration |
|
Dated: November 16, 2007 |
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