Aquantia Form 4 AQUANTIA / Anders Swahn ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Swahn Anders

(Last) (First) (Middle)

C/O AQUANTIA CORP.

91 EAST TASMAN DRIVE STE 100

(Street)

SAN JOSE CA 95134

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AQUANTIA CORP [ AQ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
06/27/2019

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock								9,775	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock option (right to buy)	$1.1	06/27/2019		J(1)			2,500	(2)	04/21/2020	Common Stock	2,500	$1.1	35,500	D
Stock option (right to buy)	$2.3	06/27/2019		J(1)			2,500	(2)	06/20/2022	Common Stock	2,500	$2.3	33,000	D
Stock option (right to buy)	$2.3	06/27/2019		J(1)			2,500	(2)	06/20/2022	Common Stock	2,500	$2.3	30,500	D
Stock option (right to buy)	$2.6	06/27/2019		J(1)			2,500	(2)	03/27/2023	Common Stock	2,500	$2.6	28,000	D
Stock option (right to buy)	$2	06/27/2019		J(1)			2,500	(2)	04/18/2024	Common Stock	2,500	$2	25,500	D
Stock option (right to buy)	$2.6	06/27/2019		J(1)			2,500	(2)	06/17/2025	Common Stock	2,500	$2.6	23,000	D
Stock option (right to buy)	$4.4	06/27/2019		J(1)			4,000	(3)	11/13/2025	Common Stock	4,000	$4.4	19,000	D

Explanation of Responses:

1. Shares are transferred as a part of a divorce settlement agreement.

2. Shares subject to the option are fully vested and immediately exercisable.

3. 3000 shares are vested and immediately exercisable. The remaining shares will vest on November 13, 2019.

Remarks:

	/s/ Bonnie Tomei by Power of Attorney	06/28/2019
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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