The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AEGEAN MARINE PETE NETWORK I | NOTE 4.000%11/0 | Y0020QAA9 | 5,010 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 77,376 | 650,000 | SH | SOLE | 650,000 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 2,715 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
BARNES GROUP INC | NOTE 3.375% 3/1 | 067806AD1 | 18,340 | 13,494,000 | PRN | SOLE | 0 | 0 | 0 | ||
BARRICK GOLD CORP | COM | 067901108 | 17,830 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
BLACKHAWK NETWORK HLDGS INC | CL A | 09238E104 | 3,049 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
BOSTON PRIVATE FINL HLDGS IN | *W EXP 11/21/201 | 101119113 | 1,642 | 245,400 | SH | SOLE | 245,400 | 0 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 19,373 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
COMMONWEALTH REIT | COM SH BEN INT | 203233101 | 31,560 | 1,200,000 | SH | SOLE | 1,200,000 | 0 | 0 | ||
DENDREON CORP | NOTE 2.875% 1/1 | 24823QAC1 | 62,508 | 85,103,000 | PRN | SOLE | 0 | 0 | 0 | ||
DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 28,096 | 364,598 | SH | SOLE | 364,598 | 0 | 0 | ||
DOVER CORP | COM | 260003108 | 36,215 | 443,000 | SH | SOLE | 443,000 | 0 | 0 | ||
FOREST CITY ENTERPRISES INC | NOTE 4.250% 8/1 | 345550AP2 | 15,859 | 14,096,000 | PRN | SOLE | 0 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 3,236 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
GREENBRIER COS INC | NOTE 3.500% 4/0 | 393657AH4 | 17,907 | 12,657,000 | PRN | SOLE | 0 | 0 | 0 | ||
INVENSENSE INC | COM | 46123D205 | 1,851 | 78,200 | SH | SOLE | 78,200 | 0 | 0 | ||
LEVY ACQUISITION CORP | COM | 52748T104 | 794 | 81,900 | SH | SOLE | 81,900 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | CL A | 531229102 | 65,365 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 68,724 | 920,000 | SH | Put | SOLE | 920,000 | 0 | 0 | |
MENS WEARHOUSE INC | COM | 587118100 | 35,476 | 724,300 | SH | SOLE | 724,300 | 0 | 0 | ||
MGIC INVT CORP WIS | COM | 552848103 | 2,962 | 347,700 | SH | SOLE | 347,700 | 0 | 0 | ||
NATIONAL GEN HLDGS CORP | COM | 636220303 | 13,370 | 955,000 | SH | SOLE | 955,000 | 0 | 0 | ||
NEWPARK RES INC | NOTE 4.000%10/0 | 651718AC2 | 23,579 | 18,332,000 | PRN | SOLE | 0 | 0 | 0 | ||
PHOTRONICS INC | NOTE 3.250% 4/0 | 719405AH5 | 4,520 | 4,139,000 | PRN | SOLE | 0 | 0 | 0 | ||
QUICKSILVER RESOURCES INC | COM | 74837R104 | 13,150 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 11,055 | 189,000 | SH | SOLE | 189,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 233,960 | 4,000,000 | SH | Put | SOLE | 4,000,000 | 0 | 0 | |
SILVER EAGLE ACQUISITION COR | COM | 827694100 | 6,645 | 684,380 | SH | SOLE | 684,380 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 187,010 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,044,844 | 5,587,100 | SH | Put | SOLE | 5,587,100 | 0 | 0 | |
STILLWATER MNG CO | NOTE 1.750%10/1 | 86074QAL6 | 41,501 | 32,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
SUNPOWER CORP | DBCV 4.500% 3/1 | 867652AE9 | 25,684 | 16,989,000 | PRN | SOLE | 0 | 0 | 0 | ||
TFS FINL CORP | COM | 87240R107 | 62,150 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | ||
TITAN MACHY INC | NOTE 3.750% 5/0 | 88830RAB7 | 2,054 | 2,407,000 | PRN | SOLE | 0 | 0 | 0 | ||
TYCO INTERNATIONAL LTD | SHS | H89128104 | 56,180 | 1,325,000 | SH | SOLE | 1,325,000 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 99,618 | 1,215,000 | SH | SOLE | 1,215,000 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 231 | 4,851 | SH | SOLE | 4,851 | 0 | 0 | ||
VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 20,767 | 20,400,000 | PRN | SOLE | 0 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 47,122 | 218,300 | SH | SOLE | 218,300 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 75,551 | 350,000 | SH | Call | SOLE | 350,000 | 0 | 0 | |
VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | 32,844 | 892,268 | SH | SOLE | 892,268 | 0 | 0 | ||
YAHOO INC | COM | 984332106 | 100,520 | 2,800,000 | SH | SOLE | 2,800,000 | 0 | 0 |