The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AEGEAN MARINE PETE NETWORK I | NOTE 4.000%11/0 | Y0020QAA9 | 9,147 | 9,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
ALON USA ENERGY INC | NOTE 3.000% 9/1 | 020520AB8 | 25,576 | 22,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HLDGS IN | NOTE 1.875% 6/0 | 049164BJ4 | 23,501 | 21,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 40,704 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
BLACKSTONE MTG TR INC | NOTE 4.375% 5/0 | 09257WAB6 | 3,833 | 3,750,000 | PRN | SOLE | 0 | 0 | 0 | ||
BLUE APRON HLDGS INC | CL A | 09523Q101 | 934 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CAESARS ACQUISITION CO | CL A | 12768T103 | 27,911 | 1,465,136 | SH | SOLE | 1,465,136 | 0 | 0 | ||
CANADA GOOSE HOLDINGS INC | SHS SUB VTG | 135086106 | 1,323 | 67,000 | SH | SOLE | 67,000 | 0 | 0 | ||
CARDCONNECT CORP | COM | 14141X108 | 14,436 | 959,197 | SH | SOLE | 959,197 | 0 | 0 | ||
CARRIZO OIL & GAS INC | COM | 144577103 | 2,936 | 168,550 | SH | SOLE | 168,550 | 0 | 0 | ||
CF CORP | SHS CL A | G20307107 | 5,625 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 156,408 | 2,559,450 | SH | SOLE | 2,559,450 | 0 | 0 | ||
DOW CHEM CO | COM | 260543103 | 50,456 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
DYNEGY INC NEW DEL | COM | 26817R108 | 10,837 | 1,310,392 | SH | SOLE | 1,310,392 | 0 | 0 | ||
ELEVATE CREDIT INC | COM | 28621V101 | 20,322 | 2,565,947 | SH | SOLE | 2,565,947 | 0 | 0 | ||
ENOVA INTL INC | COM | 29357K103 | 26,403 | 1,777,977 | SH | SOLE | 1,777,977 | 0 | 0 | ||
ENSCO PLC | SHS CLASS A | G3157S106 | 16,512 | 3,200,000 | SH | SOLE | 3,200,000 | 0 | 0 | ||
GAIN CAP HLDGS INC | NOTE 4.125%12/0 | 36268WAB6 | 12,314 | 12,749,000 | PRN | SOLE | 0 | 0 | 0 | ||
GRANITE PT MTG TR INC | COM | 38741L107 | 5,470 | 289,100 | SH | SOLE | 289,100 | 0 | 0 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 37,343 | 2,250,914 | SH | SOLE | 2,250,914 | 0 | 0 | ||
HRG GROUP INC | COM | 40434J100 | 117,033 | 6,608,275 | SH | SOLE | 6,608,275 | 0 | 0 | ||
INFINERA CORPORATION | COM | 45667G103 | 26,675 | 2,500,000 | SH | SOLE | 2,500,000 | 0 | 0 | ||
INNOVIVA INC | COM | 45781M101 | 25,573 | 1,997,919 | SH | SOLE | 1,997,919 | 0 | 0 | ||
INPHI CORP | NOTE 1.125%12/0 | 45772FAB3 | 4,147 | 3,700,000 | PRN | SOLE | 0 | 0 | 0 | ||
INVESTORS BANCORP INC NEW | COM | 46146L101 | 53,440 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 14,902 | 119,100 | SH | SOLE | 119,100 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 96,555 | 771,700 | SH | Call | SOLE | 0 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 15,783 | 112,000 | SH | SOLE | 112,000 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 39,458 | 280,000 | SH | Put | SOLE | 280,000 | 0 | 0 | |
KATE SPADE & CO | COM | 485865109 | 18,490 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
KEARNY FINL CORP MD | COM | 48716P108 | 28,936 | 1,948,562 | SH | SOLE | 1,948,562 | 0 | 0 | ||
KNOWLES CORP | NOTE 3.250%11/0 | 49926DAB5 | 16,188 | 13,750,000 | PRN | SOLE | 0 | 0 | 0 | ||
KOSMOS ENERGY LTD | SHS | G5315B107 | 4,808 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 92,484 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | 531229409 | 24,264 | 578,000 | SH | SOLE | 578,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM C SIRIUSXM | 531229607 | 36,572 | 877,029 | SH | SOLE | 877,029 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM C BRAVES GRP | 531229888 | 1,303 | 54,342 | SH | SOLE | 54,342 | 0 | 0 | ||
LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 35,914 | 3,096,032 | SH | SOLE | 3,096,032 | 0 | 0 | ||
NEW GOLD INC CDA | COM | 644535106 | 4,956 | 1,558,500 | SH | SOLE | 1,558,500 | 0 | 0 | ||
NEWPARK RES INC | NOTE 4.000%10/0 | 651718AC2 | 7,786 | 7,718,000 | PRN | SOLE | 0 | 0 | 0 | ||
NII HLDGS INC | COM PAR | 62913F508 | 1,589 | 1,976,052 | SH | SOLE | 1,976,052 | 0 | 0 | ||
NOVAGOLD RES INC | COM NEW | 66987E206 | 11,945 | 2,619,564 | SH | SOLE | 2,619,564 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 24,649 | 225,204 | SH | SOLE | 225,204 | 0 | 0 | ||
PARK HOTELS RESORTS INC | COM | 700517105 | 33,707 | 1,250,258 | SH | SOLE | 1,250,258 | 0 | 0 | ||
PHOTRONICS INC | NOTE 3.250% 4/0 | 719405AK8 | 4,094 | 3,629,000 | PRN | SOLE | 0 | 0 | 0 | ||
PLAYA HOTELS & RESORTS NV | SHS | N70544106 | 5,975 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
RENEWABLE ENERGY GROUP INC | MTNF 2.750% 6/1 | 75972AAA1 | 767 | 693,000 | PRN | SOLE | 0 | 0 | 0 | ||
RENEWABLE ENERGY GROUP INC | NOTE 4.000% 6/1 | 75972AAC7 | 2,434 | 1,800,000 | PRN | SOLE | 0 | 0 | 0 | ||
REPLIGEN CORP | NOTE 2.125% 6/0 | 759916AA7 | 12,351 | 8,600,000 | PRN | SOLE | 0 | 0 | 0 | ||
REYNOLDS AMERICAN INC | COM | 761713106 | 6,504 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 4,049 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
SERITAGE GROWTH PPTYS | CL A | 81752R100 | 62,125 | 1,480,939 | SH | SOLE | 1,480,939 | 0 | 0 | ||
SMART & FINAL STORES INC | COM | 83190B101 | 6,555 | 720,283 | SH | SOLE | 720,283 | 0 | 0 | ||
SMART GLOBAL HLDGS INC | SHS | G8232Y101 | 1,741 | 107,530 | SH | SOLE | 107,530 | 0 | 0 | ||
SOLARCITY CORP | NOTE 2.750%11/0 | 83416TAA8 | 9,986 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 229,444 | 948,900 | SH | SOLE | 948,900 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 144,862 | 599,100 | SH | Put | SOLE | 599,100 | 0 | 0 | |
T MOBILE US INC | COM | 872590104 | 25,792 | 425,465 | SH | SOLE | 425,465 | 0 | 0 | ||
TFS FINL CORP | COM | 87240R107 | 27,674 | 1,788,868 | SH | SOLE | 1,788,868 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 427,539 | 4,257,932 | SH | SOLE | 4,257,932 | 0 | 0 | ||
TINTRI INC | COM | 88770Q105 | 6,180 | 850,000 | SH | SOLE | 850,000 | 0 | 0 | ||
TITAN MACHY INC | NOTE 3.750% 5/0 | 88830RAB7 | 3,112 | 3,200,000 | PRN | SOLE | 0 | 0 | 0 | ||
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 40,930 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 11,249 | 670,000 | SH | SOLE | 670,000 | 0 | 0 | ||
VWR CORP | COM | 91843L103 | 19,806 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
WARRIOR MET COAL INC | COM | 93627C101 | 5,225 | 304,996 | SH | SOLE | 304,996 | 0 | 0 | ||
WHOLE FOODS MKT INC | COM | 966837106 | 51,505 | 1,223,100 | SH | Call | SOLE | 0 | 0 | 0 | |
XACTLY CORP | COM | 98386L101 | 10,081 | 644,123 | SH | SOLE | 644,123 | 0 | 0 |