The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AIR PRODS & CHEMS INC | COM | 009158106 | 118,072 | 618,307 | SH | SOLE | 618,307 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 24,776 | 334,268 | SH | SOLE | 334,268 | 0 | 0 | ||
AMAG PHARMACEUTICALS INC | NOTE 3.250% 6/0 | 00163UAD8 | 2,175 | 2,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
AMCI ACQUISITION CORP | UNIT 01/07/2019 | 00165R200 | 10,135 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | NOTE 4.750% 8/2 | 03762UAB1 | 10,290 | 10,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | NOTE 5.375%10/1 | 03762UAC9 | 9,813 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 126,597 | 1,620,340 | SH | SOLE | 1,620,340 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HLDGS IN | NOTE 1.875% 6/0 | 049164BJ4 | 42,825 | 40,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
AXA EQUITABLE HLDGS INC | COM | 054561105 | 48,094 | 2,388,000 | SH | SOLE | 2,388,000 | 0 | 0 | ||
BARRICK GOLD CORPORATION | COM | 067901108 | 1,563 | 114,000 | SH | SOLE | 114,000 | 0 | 0 | ||
BLACKSTONE MTG TR INC | NOTE 4.375% 5/0 | 09257WAB6 | 26,343 | 26,163,000 | PRN | SOLE | 0 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 44,804 | 939,100 | SH | Call | SOLE | 0 | 0 | 0 | |
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 152 | 106,164 | PRN | SOLE | 0 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 103,774 | 1,100,000 | SH | SOLE | 1,100,000 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 56,604 | 600,000 | SH | Put | SOLE | 600,000 | 0 | 0 | |
CHEGG INC | COM | 163092109 | 2,440 | 64,000 | SH | SOLE | 64,000 | 0 | 0 | ||
COLFAX CORP | UNIT 01/15/2022T | 194014205 | 5,325 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
COTY INC | COM CL A | 222070203 | 51,750 | 4,500,000 | SH | Put | SOLE | 4,500,000 | 0 | 0 | |
COTY INC | COM CL A | 222070203 | 51,750 | 4,500,000 | SH | SOLE | 4,500,000 | 0 | 0 | ||
CURO GROUP HLDGS CORP | COM | 23131L107 | 20,917 | 2,085,467 | SH | SOLE | 2,085,467 | 0 | 0 | ||
DELL TECHNOLOGIES INC | CL C | 24703L202 | 25,958 | 442,296 | SH | SOLE | 442,296 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 19,018 | 171,286 | SH | SOLE | 171,286 | 0 | 0 | ||
DOWDUPONT INC | COM | 26078J100 | 42,648 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
EAGLE MATERIALS INC | COM | 26969P108 | 8,470 | 100,480 | SH | SOLE | 100,480 | 0 | 0 | ||
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 79,260 | 2,471,462 | SH | SOLE | 2,471,462 | 0 | 0 | ||
ENCORE CAP GROUP INC | NOTE 3.000% 7/0 | 292554AF9 | 7,575 | 7,968,000 | PRN | SOLE | 0 | 0 | 0 | ||
ENERGY FUELS INC | COM NEW | 292671708 | 8,905 | 2,674,227 | SH | SOLE | 2,674,227 | 0 | 0 | ||
ENOVA INTL INC | COM | 29357K103 | 6,390 | 280,000 | SH | SOLE | 280,000 | 0 | 0 | ||
FORUM MERGER II CORP | *W EXP 09/30/202 | 34986F111 | 88 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
FOX CORP | CL B COM | 35137L204 | 49,897 | 1,390,662 | SH | SOLE | 1,390,662 | 0 | 0 | ||
FRONTDOOR INC | COM | 35905A109 | 4,932 | 143,300 | SH | SOLE | 143,300 | 0 | 0 | ||
GAIN CAP HLDGS INC | NOTE 5.000% 8/1 | 36268WAF7 | 8,502 | 8,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
GOLDCORP INC NEW | COM | 380956409 | 4,519 | 395,000 | SH | SOLE | 395,000 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO | COM CLASS A | 382788107 | 1,665 | 163,000 | SH | SOLE | 163,000 | 0 | 0 | ||
GRAF INDL CORP | *W EXP 12/31/202 | 384278115 | 39 | 118,361 | SH | SOLE | 118,361 | 0 | 0 | ||
GRANITE PT MTG TR INC | NOTE 6.375%10/0 | 38741LAC1 | 7,092 | 7,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | COM CL A | 36255F102 | 5,010 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 31,470 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | *W EXP 06/12/202 | 36255F110 | 246 | 166,666 | SH | SOLE | 166,666 | 0 | 0 | ||
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 11,344 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
INTELSAT S A | COM | L5140P101 | 3,702 | 236,400 | SH | SOLE | 236,400 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 3,567 | 23,300 | SH | SOLE | 23,300 | 0 | 0 | ||
ISHARES TR | PHLX SEMICND ETF | 464287523 | 5,686 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ISIS PHARMACEUTICALS INC DEL | NOTE 1.000%11/1 | 464337AJ3 | 10,004 | 7,400,000 | PRN | SOLE | 0 | 0 | 0 | ||
KEARNY FINL CORP MD | COM | 48716P108 | 13,457 | 1,045,629 | SH | SOLE | 1,045,629 | 0 | 0 | ||
LF CAP ACQUISITION CORP | CL A | 50200K108 | 1,445 | 143,800 | SH | SOLE | 143,800 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 27,084 | 1,118,700 | SH | SOLE | 1,118,700 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | 531229409 | 16,723 | 438,000 | SH | SOLE | 438,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM C SIRIUSXM | 531229607 | 25,316 | 662,029 | SH | SOLE | 662,029 | 0 | 0 | ||
LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 30,775 | 2,168,753 | SH | SOLE | 2,168,753 | 0 | 0 | ||
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 16,223 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
MONOCLE ACQUISITION CORP | *W EXP 12/06/202 | 609754114 | 72 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
NEWPARK RES INC | NOTE 4.000%12/0 | 651718AE8 | 20,853 | 17,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
NEXGEN ENERGY LTD | COM | 65340P106 | 12,991 | 8,038,000 | SH | SOLE | 8,038,000 | 0 | 0 | ||
NOMAD FOODS LTD | USD ORD SHS | G6564A105 | 2,045 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
NOVAGOLD RES INC | COM NEW | 66987E206 | 21,684 | 5,200,000 | SH | SOLE | 5,200,000 | 0 | 0 | ||
OPKO HEALTH INC | NOTE 4.500% 2/1 | 68375NAD5 | 6,681 | 7,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
PG&E CORP | COM | 69331C108 | 17,800 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
PLAYA HOTELS & RESORTS NV | SHS | N70544106 | 37,410 | 4,903,069 | SH | SOLE | 4,903,069 | 0 | 0 | ||
PLURALSIGHT INC | COM CL A | 72941B106 | 2,444 | 77,000 | SH | SOLE | 77,000 | 0 | 0 | ||
PRA GROUP INC | NOTE 3.500% 6/0 | 69354NAB2 | 21,480 | 24,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
REDWOOD TR INC | NOTE 4.750% 8/1 | 758075AC9 | 19,200 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
RINGCENTRAL INC | NOTE 3/1 | 76680RAD9 | 27,075 | 19,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 68,937 | 2,681,337 | SH | SOLE | 2,681,337 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 16,272 | 290,000 | SH | SOLE | 290,000 | 0 | 0 | ||
SERITAGE GROWTH PPTYS | CL A | 81752R100 | 98,566 | 2,217,958 | SH | SOLE | 2,217,958 | 0 | 0 | ||
SNAP ON INC | COM | 833034101 | 22,695 | 145,000 | SH | Put | SOLE | 145,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 500,300 | 1,771,100 | SH | Put | SOLE | 1,771,100 | 0 | 0 | |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 14,408 | 41,713 | SH | SOLE | 41,713 | 0 | 0 | ||
TEAM INC | NOTE 5.000% 8/0 | 878155AE0 | 7,069 | 6,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
TFS FINL CORP | COM | 87240R107 | 29,463 | 1,788,868 | SH | SOLE | 1,788,868 | 0 | 0 | ||
TRIDENT ACQUISITIONS CORP | *W EXP 05/09/202 | 89615T114 | 17 | 106,500 | SH | SOLE | 106,500 | 0 | 0 | ||
TRINITY MERGER CORP | *W EXP 05/11/202 | 89653L114 | 72 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
UR ENERGY INC | COM | 91688R108 | 824 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
URANIUM ENERGY CORP | COM | 916896103 | 1,120 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
VEECO INSTRS INC DEL | NOTE 2.700% 1/1 | 922417AD2 | 3,878 | 4,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 5,038 | 250,000 | SH | SOLE | 250,000 | 0 | 0 |