| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALPHA HEALTHCARE ACQUISITION | UNIT 09/21/2027 | 020751202 | 207 | 19,529 | SH | | DFND | 2 | 207 | 0 | 0 |
| ALPHABET INC-CL C | CL C | 02079K107 | 27,469 | 15,680 | SH | | DFND | 2 | 27,469 | 0 | 0 |
| ANALOG DEVICES INC | COM | 032654105 | 2,335 | 15,808 | SH | | DFND | 2 | 2,335 | 0 | 0 |
| BLACKROCK CORP HI YLD | COM | 09255P107 | 204 | 17,874 | SH | | DFND | 2 | 204 | 0 | 0 |
| CIT GROUP INC | COM | 125581801 | 1,367 | 38,095 | SH | | DFND | 2 | 1,367 | 0 | 0 |
| CIIG MERGER CORP | UNIT 12/31/2026 | 12559C202 | 397 | 12,373 | SH | | DFND | 2 | 397 | 0 | 0 |
| CANOO INC | CL A | 13803R102 | 759 | 55,060 | SH | | DFND | 2 | 759 | 0 | 0 |
| CHURCHILL CAPITAL CORP II-A | CL A | 17143G106 | 1,218 | 117,700 | SH | | DFND | 2 | 1,218 | 0 | 0 |
| COHEN & STEERS MLP INCOME AN | SHS | 19249B106 | 1,074 | 463,270 | SH | | DFND | 2 | 1,074 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 | 2,037 | 50,961 | SH | | DFND | 2 | 2,037 | 0 | 0 |
| CUSHING MLP & INFRASTRUCTURE | COM | 231631300 | 658 | 30,888 | SH | | DFND | 2 | 658 | 0 | 0 |
| XTRACKERS USD HIGH YIELD COR | XTRACK USD HIGH | 233051432 | 796 | 15,906 | SH | | DFND | 2 | 796 | 0 | 0 |
| DANIMER SCIENTIFIC INC | CL A | 236272100 | 284 | 12,088 | SH | | DFND | 2 | 284 | 0 | 0 |
| DESKTOP METAL INC-A | CL A | 25058X105 | 631 | 36,740 | SH | | DFND | 2 | 631 | 0 | 0 |
| FIRST TR ENRGY INC & GRW | COM | 33738G104 | 872 | 81,510 | SH | | DFND | 2 | 872 | 0 | 0 |
| FIRST TRUST NEW OPPORTUNITIE | COM | 33739M100 | 511 | 119,786 | SH | | DFND | 2 | 511 | 0 | 0 |
| FOX CORP - CLASS A | COM | 35137L105 | 945 | 32,457 | SH | | DFND | 2 | 945 | 0 | 0 |
| GIGCAPITAL2 INC | COM | 375036100 | 2,414 | 220,500 | SH | | DFND | 2 | 2,414 | 0 | 0 |
| GIGCAPITAL3 INC | COM | 37519D107 | 1,334 | 101,217 | SH | | DFND | 2 | 1,334 | 0 | 0 |
| GOLDMAN SACHS MLP & ENERGY R | COM | 38148G206 | 1,339 | 175,846 | SH | | DFND | 2 | 1,339 | 0 | 0 |
| GORES HOLDINGS IV INC-CL A | CL A | 382865103 | 3,160 | 240,700 | SH | | DFND | 2 | 3,160 | 0 | 0 |
| ISHARES CORE U.S. AGGREGATE | CORE US AGGBD ET | 464287226 | 29,140 | 246,554 | SH | | DFND | 2 | 29,140 | 0 | 0 |
| ISHARES 1-5Y INV GRADE CORP | ISHS 1-5YR INVS | 464288646 | 658 | 11,942 | SH | | DFND | 2 | 658 | 0 | 0 |
| ISHARES US TREASURY BOND ETF | ETF | 46429B267 | 332 | 12,193 | SH | | DFND | 2 | 332 | 0 | 0 |
| ISHARES BROAD USD HIGH YIELD | BROAD USD HIGH | 46435U853 | 2,112 | 51,197 | SH | | DFND | 2 | 2,112 | 0 | 0 |
| LENNAR CORP CL B | CL B | 526057302 | 1,270 | 20,758 | SH | | DFND | 2 | 1,270 | 0 | 0 |
| LIBERTY BROADBAND-C | COM SER C | 530307305 | 10,725 | 67,725 | SH | | DFND | 2 | 10,725 | 0 | 0 |
| LIBERTY MEDIA COR-SIRIUSXM A | COM A SIRIUSXM | 531229409 | 3,197 | 74,039 | SH | | DFND | 2 | 3,197 | 0 | 0 |
| LIBERTY MEDIA COR-SIRIUSXM C | COM C SIRIUSXM | 531229607 | 2,019 | 46,419 | SH | | DFND | 2 | 2,019 | 0 | 0 |
| MP MATERIALS CORP | *W EXP 05/04/202 | 553368119 | 396 | 25,778 | SH | | DFND | 2 | 396 | 0 | 0 |
| MULTIPLAN CORP | *W EXP 02/13/202 | 62548M118 | 656 | 437,927 | SH | | DFND | 2 | 656 | 0 | 0 |
| NB MLP & ENERGY INCOME | COM | 64129H104 | 1,652 | 490,354 | SH | | DFND | 2 | 1,652 | 0 | 0 |
| NEW PROVIDENCE ACQUISITION C | UNIT 09/01/2024 | 64822P205 | 1,555 | 101,634 | SH | | DFND | 2 | 1,555 | 0 | 0 |
| OCCIDENTAL PETROLEUM CORP | *W EXP 08/03/202 | 674599162 | 816 | 119,951 | SH | | DFND | 2 | 816 | 0 | 0 |
| PERSHING SQUARE TONTINE -A | CL A | 71531R109 | 1,350 | 48,705 | SH | | DFND | 2 | 1,350 | 0 | 0 |
| PIMCO DYNAMIC INCOME FUND | SHS | 72201Y101 | 361 | 13,689 | SH | | DFND | 2 | 361 | 0 | 0 |
| PLAINS GP HOLDINGS LP-CL A | LTD PARTNR INT A | 72651A207 | 799 | 94,572 | SH | | DFND | 2 | 799 | 0 | 0 |
| RIOT BLOCKCHAIN INC | COM | 767292105 | 1,206 | 71,000 | SH | | DFND | 2 | 1,206 | 0 | 0 |
| ROMEO POWER INC | *W EXP 02/21/202 | 776153116 | 245 | 26,296 | SH | | DFND | 2 | 245 | 0 | 0 |
| RUSH STREET INTERACTIVE INC | COM | 782011100 | 412 | 19,040 | SH | | DFND | 2 | 412 | 0 | 0 |
| SPDR PORTFOLIO INTERMEDIATE | PORTFOLIO INTRMD | 78464A375 | 960 | 25,832 | SH | | DFND | 2 | 960 | 0 | 0 |
| SPDR PORT SHRT TRM CORP BND | PORTFOLIO SHORT | 78464A474 | 1,198 | 38,175 | SH | | DFND | 2 | 1,198 | 0 | 0 |
| SPDR BBG BARC ST HIGH YIELD | BLOOMBERG SRT TR | 78468R408 | 280 | 10,407 | SH | | DFND | 2 | 280 | 0 | 0 |
| SCHWAB US AGGREGATE BOND ETF | US AGGREGATE B | 808524839 | 11,893 | 212,279 | SH | | DFND | 2 | 11,893 | 0 | 0 |
| SPROTT PHYSICAL GOLD AND SIL | UNIT | 85208R101 | 6,500 | 335,929 | SH | | DFND | 2 | 6,500 | 0 | 0 |
| TCF FINANCIAL CORP | COM | 872307103 | 6,130 | 165,606 | SH | | DFND | 2 | 6,130 | 0 | 0 |
| TC ENERGY CORP | COM | 87807B107 | 1,306 | 32,097 | SH | | DFND | 2 | 1,306 | 0 | 0 |
| TORTOISE ENERGY INFRASTRUCT | COM | 89147L886 | 1,204 | 59,918 | SH | | DFND | 2 | 1,204 | 0 | 0 |
| TORTOISE MIDSTREAM ENERGY | COM | 89148B200 | 1,605 | 77,954 | SH | | DFND | 2 | 1,605 | 0 | 0 |
| TORTOISE PIPELINE & ENERGY | COM | 89148H207 | 638 | 37,584 | SH | | DFND | 2 | 638 | 0 | 0 |
| UNDER ARMOUR INC-CLASS C | CL C | 904311206 | 6,413 | 431,048 | SH | | DFND | 2 | 6,413 | 0 | 0 |
| UTZ BRANDS INC | *W EXP 08/28/202 | 918090119 | 240 | 22,872 | SH | | DFND | 2 | 240 | 0 | 0 |
| VELODYNE LIDAR INC | *W EXP 09/29/202 | 92259F119 | 1,220 | 141,298 | SH | | DFND | 2 | 1,220 | 0 | 0 |
| WESTERN ASSET HIGH INC II | COM | 95766J102 | 215 | 31,339 | SH | | DFND | 2 | 215 | 0 | 0 |
| XL FLEET CORP | CL A | 9837FR100 | 733 | 30,890 | SH | | DFND | 2 | 733 | 0 | 0 |
| D8 HOLDINGS CORP-A | CL A | G2614K110 | 722 | 71,100 | SH | | DFND | 2 | 722 | 0 | 0 |
| SOCIAL CAPITAL HEDOSOPHIA HO | UNIT 99/99/9999 | G8251K123 | 789 | 43,849 | SH | | DFND | 2 | 789 | 0 | 0 |
| SOCIAL CAPITAL HEDOSOPH VI-A | CL A | G8251L105 | 211 | 17,200 | SH | | DFND | 2 | 211 | 0 | 0 |
