OTA Financial 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ALPHABET INC-CL C	CL C	02079K107	38,743	18,729	SH		DFND	2	38,743	0	0
ALTITUDE ACQUISITION CORP-A	CL A	02156Y103	2,166	216,000	SH		DFND	1 2	2,166	0	0
APOLLO GLOBAL MANAGEMENT INC	CL A	03768E105	2,701	57,467	SH		DFND	2	2,701	0	0
CBRE CLARION GL R/E INCOME F	COM	12504G100	348	44,641	SH		DFND	2	348	0	0
CF FINANCE ACQUISITION III	CL A	12529D108	241	24,100	SH		DFND	1 2	241	0	0
CIT GROUP INC	COM	125581801	1,216	23,615	SH		DFND	2	1,216	0	0
CANOO INC	*W EXP 12/21/202	13803R110	239	84,493	SH		DFND	2	239	0	0
COHEN & STEERS MLP INCOME AN	SHS	19249B106	923	288,542	SH		DFND	2	923	0	0
CUSHING MLP & INFRASTRUCTURE	COM	231631300	475	19,080	SH		DFND	2	475	0	0
DESKTOP METAL INC-A	CL A	25058X105	355	23,876	SH		DFND	2	355	0	0
DIGITAL MEDIA SOLUTIONS-A	*W EXP 07/15/202	25401G114	252	153,836	SH		DFND	2	252	0	0
DISCOVERY INC-C	COM SER C	25470F302	1,488	40,354	SH		DFND	2	1,488	0	0
ELECTRAMECCANICA VEHICLES CO	*W EXP 08/03/202	284849114	289	99,820	SH		DFND	2	289	0	0
EXPERIENCE INVESTMENT CORP-A	CL A	30217C109	440	42,793	SH		DFND	1 2	440	0	0
FALCON CAPITAL ACQUISITIO-A	CL A	30606L108	1,033	103,700	SH		DFND	1 2	1,033	0	0
FISKER INC	*W EXP 12/01/202	33813J114	399	46,722	SH		DFND	2	399	0	0
FOREST ROAD ACQUISITION-CL A	COM	34619R102	2,357	233,000	SH		DFND	1 2	2,357	0	0
FORUM MERGER III CORP - A	CL A	349885103	218	21,900	SH		DFND	2	218	0	0
FOX CORP - CLASS A	COM	35137L105	1,184	32,794	SH		DFND	2	1,184	0	0
GS ACQUISITION HOLDINGS-A	CL A	36258Q105	718	68,900	SH		DFND	2	718	0	0
GIGCAPITAL3 INC	COM	37519D107	200	18,800	SH		DFND	1 2	200	0	0
GOLDMAN SACHS MLP & ENERGY R	COM	38148G206	1,049	108,398	SH		DFND	2	1,049	0	0
INVITAE CORP	COM	46185L103	2,388	62,500	SH		DFND	2	2,388	0	0
ISHARES 5-10Y INV GRADE CORP	ISHS 5-10YR INVT	464288638	1,783	30,107	SH		DFND	2	1,783	0	0
ISHARES CORE MSCI EMERGING	CORE MSCI EMKT	46434G103	806	12,538	SH		DFND	2	806	0	0
ISHARES BROAD USD HIGH YIELD	BROAD USD HIGH	46435U853	1,434	34,820	SH		DFND	2	1,434	0	0
LIBERTY TRIPADVISOR HDG-A	COM SER A	531465102	432	67,796	SH		DFND	2	432	0	0
NB MLP & ENERGY INCOME	COM	64129H104	1,282	305,322	SH		DFND	2	1,282	0	0
NOBLE MIDSTREAM PARTNERS LP	COM UNIT REPST	65506L105	2,638	181,935	SH		DFND	2	2,638	0	0
OCCIDENTAL PETROLEUM CORP	*W EXP 08/03/202	674599162	5,444	457,154	SH		DFND	2	5,444	0	0
PETROLEO BRAS SA ADR	ADR NON VTG	71654V101	200	23,511	SH		DFND	2	200	0	0
PLAINS ALL AMER PIPELINE LP	UNIT LTD PARTN	726503105	3,630	398,958	SH		DFND	2	3,630	0	0
PORCH GROUP INC	*W EXP 12/23/202	733245112	226	36,841	SH		DFND	2	226	0	0
REVOLUTION ACCELERATION AC-A	CL A	76156P106	328	32,400	SH		DFND	1 2	328	0	0
RIOT BLOCKCHAIN INC	COM	767292105	10,915	204,900	SH		DFND	2	10,915	0	0
SPARTAN ACQUISIT CORP II- A	COM	846775104	246	23,600	SH		DFND	1 2	246	0	0
SPROTT PHYSICAL GOLD TRUST	UNIT	85207H104	9,945	741,662	SH		DFND	2	9,945	0	0
SPROTT PHYSICAL GOLD AND SIL	UNIT	85208R101	1,595	91,836	SH		DFND	2	1,595	0	0
STARBOARD VALUE ACQUISITI-A	CL A	85521J109	987	99,400	SH		DFND	2	987	0	0
TCF FINANCIAL CORP	COM	872307103	1,973	42,477	SH		DFND	2	1,973	0	0
TEKLA WORLD HEALTHCARE FUND	SHS	87911L108	442	29,386	SH		DFND	2	442	0	0
TORTOISE ENERGY INFRASTRUCT	COM	89147L886	903	36,972	SH		DFND	2	903	0	0
TORTOISE MIDSTREAM ENERGY	COM	89148B200	1,227	47,739	SH		DFND	2	1,227	0	0
TORTOISE PIPELINE & ENERGY	COM	89148H207	410	20,058	SH		DFND	2	410	0	0
UNDER ARMOUR INC-CLASS C	CL C	904311206	1,867	101,181	SH		DFND	2	1,867	0	0
VANGUARD TOTAL BOND MARKET	TOTAL BND MRKT	921937835	7,472	88,206	SH		DFND	2	7,472	0	0
AJAX I	COM	G0190X100	203	19,800	SH		DFND	2	203	0	0
BRIDGETOWN HOLDINGS LTD	CL A	G1355U113	330	30,421	SH		DFND	1 2	330	0	0
CITIC CAPITAL ACQUISITION CO	CL A	G21513109	1,189	118,900	SH		DFND	1 2	1,189	0	0
D8 HOLDINGS CORP	CL A	G2614K110	444	44,720	SH		DFND	2	444	0	0
CC NEUBERGER PRIN HLDGS	CL A	G3166T103	899	91,200	SH		DFND	2	899	0	0
FTAC OLYMPUS ACQUISITION COR	SHS	G37288100	475	45,000	SH		DFND	1 2	475	0	0
HORIZON ACQUISITION CORPORAT	CL A	G46044106	722	70,800	SH		DFND	1 2	722	0	0
NEXTGEN ACQUISITION CORP	CL A	G65305107	740	74,600	SH		DFND	1 2	740	0	0
QELL ACQUISITION C	CL A	G7307X105	1,008	99,100	SH		DFND	1 2	1,008	0	0
SOCIAL CAPITAL HEDOSOPHA HLD	CL A	G8251L105	890	83,161	SH		DFND	1 2	890	0	0
SUSTAINABLE OPPORTNTS ACQ CO	ORD SHS A	G8598Y109	381	38,400	SH		DFND	2	381	0	0
THUNDER BRDG ACQUISTION II L	SHS	G8857S116	588	56,500	SH		DFND	1 2	588	0	0
TORTOISE ACQUISITION CORP II	CL A	G89554102	767	70,100	SH		DFND	1 2	767	0	0
VG ACQUISITION CORP	CL A	G9446E105	862	84,800	SH		DFND	2	862	0	0