OTA Financial 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
AST SPACEMOBILE INC	CL A	00217D100	213	21,400	SH		DFND	2	213	0	0
ABERDEEN GLBL PREM PROP	COM SH BEN INT	00302L108	250	38,940	SH		DFND	2	250	0	0
ADARA ACQUISITION CORP-CL A	CL A	00653H102	312	31,634	SH		DFND	1 2	312	0	0
APOLLO SENIOR FLOATING RATE	COM	037636107	427	29,208	SH		DFND	2	427	0	0
ATHENA CONSUMER ACQUISITIO-A	CL A	04684M106	240	24,120	SH		DFND	1 2	240	0	0
AVANTOR INC	CNV SR	05352A209	27,397	264,637	SH		DFND	2	27,397	0	0
BENESSERE CAPITAL ACQUI-CL A	CL A	08179B103	1,118	109,169	SH		DFND	1 2	1,118	0	0
BETTER WORLD ACQUISITION COR	COM	08772B104	688	67,072	SH		DFND	1 2	688	0	0
BLACKROCK MUN INC TR SBI	SH BEN INT	09248F109	381	31,353	SH		DFND	2	381	0	0
BLACKROCK LIMITED	SHS	09249W101	228	15,954	SH		DFND	2	228	0	0
BLACKROCK ENHANCED GLOBAL DI	COM	092501105	270	23,938	SH		DFND	2	270	0	0
BLACKROCK ENHANCED INTERNATI	COM BENE INTER	092524107	372	64,805	SH		DFND	2	372	0	0
BLACKROCK FLOAT RT INCOME ST	COM	09255X100	300	23,114	SH		DFND	2	300	0	0
BLACKROCK MUNICIPAL 2030 TAR	COM SHS BEN IN	09257P105	266	11,269	SH		DFND	2	266	0	0
BLOCKCHAIN MOON ACQUISITION	COM	09370F109	233	23,672	SH		DFND	1 2	233	0	0
BREEZE HOLDINGS ACQUISITION	COM	106762107	353	34,206	SH		DFND	1 2	353	0	0
CHP MERGER CORP-CLASS A	CL A	12558Y106	858	84,300	SH		DFND	1 2	858	0	0
CARNIVAL PLC-ADR	ADR	14365C103	624	34,173	SH		DFND	2	624	0	0
CLASS ACCELERATION CORP-A	COM	18274B106	226	23,132	SH		DFND	1 2	226	0	0
CLOVER LEAF CAPITAL CORP -A	CL A	18915E105	311	30,892	SH		DFND	1 2	311	0	0
CONCORD ACQUISITION CORP -A	CL A	206071102	436	43,861	SH		DFND	1 2	436	0	0
CUSHING MLP & INFRASTRUCTURE	COM	231631300	548	15,742	SH		DFND	2	548	0	0
D AND Z MEDIA ACQUISITION-A	CL A	23305Q106	300	30,667	SH		DFND	1 2	300	0	0
DTRT HEALTH ACQ CORP-A	CL A	23344T103	358	35,714	SH		DFND	1 2	358	0	0
DATA KNIGHTS ACQUISITION C-A	COM	237699103	226	22,252	SH		DFND	1 2	226	0	0
DELWINDS INSURANCE - CLASS A	COM CLS A	24803C102	373	37,600	SH		DFND	1 2	373	0	0
E.MERGE TECHNOLOGY ACQUISI-A	CL A	26873Y104	229	23,214	SH		DFND	1 2	229	0	0
EAST RESOURCES ACQUISITION-A	CL A	274681105	302	30,522	SH		DFND	1 2	302	0	0
EATON VANCE ENHANCED EQ INCM	COM	278274105	453	24,633	SH		DFND	2	453	0	0
EATON VANCE FLOAT RT INC TR	COM	278279104	386	29,221	SH		DFND	2	386	0	0
EATON VANCE TAX-MANAGED DIVE	COM	27828N102	244	17,483	SH		DFND	2	244	0	0
EATON VANCE TAX MAN GLBL BR	COM	27829C105	284	27,899	SH		DFND	2	284	0	0
EDTECHX HOLDINGS II-CLASS A	CL A	28139A102	307	30,462	SH		DFND	1 2	307	0	0
1847 GOEDEKER INC	*W EXP 06/02/202	28252C117	299	484,444	SH		DFND	2	299	0	0
GIGINTERNATIONAL1 INC	COM	37518W106	328	32,925	SH		DFND	1 2	328	0	0
GIGCAPITAL5 INC	COMMON STOCK	37519U109	260	26,118	SH		DFND	1 2	260	0	0
GLADSTONE ACQUISITION CORP-A	COM	37653T108	223	22,244	SH		DFND	1 2	223	0	0
GLOBAL CONSUMER ACQUISITION	COM	37892B108	491	49,177	SH		DFND	1 2	491	0	0
GOLDMAN SACHS MLP & ENERGY R	COM	38148G206	722	59,769	SH		DFND	2	722	0	0
GOOD WORKS II ACQUISITION CO	COMMON STOCK	38216G104	222	22,608	SH		DFND	1 2	222	0	0
HEALTH ASSURANCE ACQUISIT-A	CL A	42226W109	322	32,752	SH		DFND	1 2	322	0	0
INTERNATIONAL MEDIA ACQ-A	COM	459867107	247	25,024	SH		DFND	1 2	247	0	0
ISHARES CORE U.S. AGGREGATE	US AGGBD ET	464287226	10,314	96,311	SH		DFND	2	10,314	0	0
ISHARES IBOXX HIGH YLD CORP	ETF	464288513	4,138	50,288	SH		DFND	2	4,138	0	0
ISHARES SILVER TRUST	ISHARES	46428Q109	693	30,309	SH		DFND	2	693	0	0
KKR INCOME OPPORTUNITIES	COM	48249T106	251	17,448	SH		DFND	2	251	0	0
KHOSLA VENTURES ACQUISITIO-A	CL A	482506102	278	28,554	SH		DFND	1 2	278	0	0
KAYNE ANDERSON ENERGY INFRAS	COM	486606106	2,684	291,207	SH		DFND	2	2,684	0	0
LIBERTY MEDIA COR-SIRIUSXM C	COM C SIRIUSXM	531229607	502	10,980	SH		DFND	2	502	0	0
LIBERTY TRIPADVISOR HDG-A	COM SER A	531465102	307	150,199	SH		DFND	2	307	0	0
LIGHTJUMP ACQUISITION CORP	COM	53228M106	261	26,318	SH		DFND	1 2	261	0	0
LONGVIEW ACQUISITION CORP -A	CL A	54319Q105	320	32,879	SH		DFND	1 2	320	0	0
MAQUIA CAPITAL ACQUISITION-A	COM	56564V101	503	49,730	SH		DFND	1 2	503	0	0
MEDTECH ACQUISITION CORP-A	CL A	58507N105	363	37,082	SH		DFND	1 2	363	0	0
MUDRICK CAPITAL ACQUISITIO-A	CL A	62477L107	438	43,769	SH		DFND	1 2	438	0	0
NB MLP & ENERGY INCOME	COM	64129H104	1,411	219,239	SH		DFND	2	1,411	0	0
NORTHERN STAR INVESTMENT C-A	CLASS A	66573W107	260	26,682	SH		DFND	1 2	260	0	0
NUVEEN DIV ADV MUNI	COM	67066V101	330	24,762	SH		DFND	2	330	0	0
OTR ACQUISITION CORP-CLASS A	CL A	67113Q105	467	45,806	SH		DFND	1 2	467	0	0
OCCIDENTAL PETROLEUM CORP	*W EXP 08/03/202	674599162	62,967	1,787,333	SH		DFND	2	62,967	0	0
OCEANTECH ACQUISITIONS- CL A	COM	675507107	483	48,005	SH		DFND	1 2	483	0	0
PIMCO MUNI INCOME FD II	COM	72200W106	431	37,507	SH		DFND	2	431	0	0
PINE ISLAND ACQUISITION-CL A	CL A	722615101	269	27,414	SH		DFND	1 2	269	0	0
PLAINS ALL AMER PIPELINE LP	UNIT LTD PARTN	726503105	2,027	188,402	SH		DFND	2	2,027	0	0
SPDR PORTFOLIO AGGREGATE BON	PORTFOLIO AGRGTE	78464A649	353	12,705	SH		DFND	2	353	0	0
SPDR BLOOMBERG SHORT TERM HI	BLOOMBERG SHT TE	78468R408	1,840	70,139	SH		DFND	2	1,840	0	0
SORRENTO THERAPEUTICS INC	CALL	83587F902	3,472	1,490,400	SH		DFND	2	3,472	0	0
SOUTH JERSEY INDUSTRIES	INC UNIT 04/01/2024	838518306	1,035	14,899	SH		DFND	2	1,035	0	0
SPIRIT AIRLINES INC	COM	848577102	864	39,544	SH		DFND	2	864	0	0
TAILWIND ACQUISITION CORP-A	CL A	87403Q102	437	44,173	SH		DFND	1 2	437	0	0
TASTEMAKER ACQUISITION COR-A	CL A	876545104	218	22,059	SH		DFND	1 2	218	0	0
THRYV HOLDINGS INC	CALL	886029906	663	23,600	SH		DFND	2	663	0	0
TORTOISE ENERGY INFRASTRUCT	COM	89147L886	838	24,260	SH		DFND	2	838	0	0
TORTOISE MIDSTREAM ENERGY	COM	89148B200	1,290	33,977	SH		DFND	2	1,290	0	0
TRADEUP ACQUISITION CORP	COM	89268A107	446	44,735	SH		DFND	1 2	446	0	0
TUSCAN HOLDINGS CORP II	COM	90070A103	332	29,507	SH		DFND	1 2	332	0	0
TWELVE SEAS INVTMNT CO II -A	CL A	90118T106	292	29,930	SH		DFND	1 2	292	0	0
VANGUARD S/T CORP BOND ETF	SHRT TRM CORP BD	92206C409	3,001	38,437	SH		DFND	2	3,001	0	0
VANGUARD INT-TERM CORPORATE	INT-TERM CORP	92206C870	1,714	19,930	SH		DFND	2	1,714	0	0
VENTOUX CCM ACQUISITION CORP	COM	92280L101	522	51,739	SH		DFND	1 2	522	0	0
VOYA GLBL EQTY DVD & PRM OPP	COM	92912T100	202	34,600	SH		DFND	2	202	0	0
WESTERN ASSET HIGH INC II	COM	95766J102	418	69,503	SH		DFND	2	418	0	0
ZANITE ACQUISITION CORP-CL A	CL A	98907K103	1,036	101,015	SH		DFND	1 2	1,036	0	0
ARIES I ACQUISITION CORP -A	SHS	G0542N107	397	39,516	SH		DFND	1 2	397	0	0
AUSTERLITZ ACQUISITION COR-A	CL A	G0633U101	390	39,934	SH		DFND	1 2	390	0	0
BLUE SAFARI GROUP ACQUISIT-A	SHS	G1195R106	602	59,963	SH		DFND	1 2	602	0	0
BRIDGETOWN HOLDINGS LTD-CL A	CL A	G1355U113	330	33,518	SH		DFND	1 2	330	0	0
EMERGING MARKETS HORIZON -A	SHS	G3033X105	205	20,844	SH		DFND	1 2	205	0	0
HPX CORP-A	CL A	G32219100	224	22,671	SH		DFND	1 2	224	0	0
EDOC ACQUISITION CORP-CL A	CL A	G4000A102	261	25,760	SH		DFND	1 2	261	0	0
AGRICO ACQUISITION CORP-A	SHS	G41089106	400	39,553	SH		DFND	1 2	400	0	0
MARLIN TECHNOLOGY CORP-A	SHS	G58411102	233	23,794	SH		DFND	1 2	233	0	0
MALACCA STRAITS ACQUISI-CL A	CL A	G5859B117	298	29,549	SH		DFND	1 2	298	0	0
MODEL PERFORMANCE ACQUISIT-A	SHS	G6246M105	698	69,009	SH		DFND	1 2	698	0	0
RIBBIT LEAP LTD - CLASS A	CL A	G7552B105	464	47,037	SH		DFND	1 2	464	0	0
PIONEER MERGER CORP -CLASS A	SHS	G7S24C103	401	40,943	SH		DFND	1 2	401	0	0
VENUS ACQUISITION CORP	SHS	G9420F102	756	74,549	SH		DFND	1 2	756	0	0