The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADARA ACQUISITION CORP-CL A | CL A | 00653H102 | 796 | 80,490 | SH | DFND | 1 2 | 796 | 0 | 0 | |
AMERICA MOVIL S A DE C V | ADR | 02364W204 | 489 | 24,252 | SH | DFND | 2 | 489 | 0 | 0 | |
ANZU SPECIAL ACQUISITION -A | CL A | 03737A101 | 222 | 22,673 | SH | DFND | 1 2 | 222 | 0 | 0 | |
ARES DYNAMIC CREDIT ALLOCATI | COM | 04014F102 | 451 | 36,989 | SH | DFND | 2 | 451 | 0 | 0 | |
BANNER ACQUISITION CORP | COM | 06654K101 | 572 | 57,934 | SH | DFND | 1 2 | 572 | 0 | 0 | |
BANNIX ACQUISITION CORP | COM | 066644105 | 204 | 20,637 | SH | DFND | 1 2 | 204 | 0 | 0 | |
BARINGS GL SH DUR HI YLD | COM | 06760L100 | 218 | 16,774 | SH | DFND | 2 | 218 | 0 | 0 | |
BENESSERE CAPITAL ACQUI-CL A | CL A | 08179B103 | 880 | 85,201 | SH | DFND | 1 2 | 880 | 0 | 0 | |
BLACK MOUNTAIN ACQUISITION-A | COM | 09216A108 | 251 | 25,276 | SH | DFND | 1 2 | 251 | 0 | 0 | |
BLACKROCK MUN INC TR SBI | SH BEN INT | 09248F109 | 1,115 | 103,981 | SH | DFND | 2 | 1,115 | 0 | 0 | |
BLACKROCK LIMITED | SHS | 09249W101 | 221 | 17,522 | SH | DFND | 2 | 221 | 0 | 0 | |
BLACKROCK ENHANCED EQTY DVD | COM | 09251A104 | 207 | 23,454 | SH | DFND | 2 | 207 | 0 | 0 | |
BLACKROCK MUNICIPAL 2030 TAR | COM SHS BEN IN | 09257P105 | 402 | 18,163 | SH | DFND | 2 | 402 | 0 | 0 | |
BLACKROCK MULTI-SECTOR INCOM | COM | 09258A107 | 248 | 17,457 | SH | DFND | 2 | 248 | 0 | 0 | |
BREEZE HOLDINGS ACQUISITION | COM | 106762107 | 493 | 48,044 | SH | DFND | 1 2 | 493 | 0 | 0 | |
CLASS ACCELERATION CORP-A | COM | 18274B106 | 269 | 27,429 | SH | DFND | 1 2 | 269 | 0 | 0 | |
CLEANTECH ACQUISITION CORP | COM | 18453L107 | 295 | 29,340 | SH | DFND | 1 2 | 295 | 0 | 0 | |
CLEARBRIDGE MLP & MIDSTREAM | COM | 184692200 | 635 | 22,122 | SH | DFND | 2 | 635 | 0 | 0 | |
CLEARBRIDGE ENERGY MIDSTREAM | COM | 18469P209 | 504 | 21,379 | SH | DFND | 2 | 504 | 0 | 0 | |
CLOVER LEAF CAPITAL CORP -A | CL A | 18915E105 | 362 | 35,758 | SH | DFND | 1 2 | 362 | 0 | 0 | |
CRUCIBLE ACQUISITION CORP-A | CL A | 22877P108 | 212 | 21,587 | SH | DFND | 1 2 | 212 | 0 | 0 | |
D AND Z MEDIA ACQUISITION-A | CL A | 23305Q106 | 323 | 32,982 | SH | DFND | 1 2 | 323 | 0 | 0 | |
DATA KNIGHTS ACQUISITION C-A | COM | 237699103 | 500 | 48,820 | SH | DFND | 1 2 | 500 | 0 | 0 | |
DELWINDS INSURANCE - CLASS A | COM CLS A | 24803C102 | 509 | 50,810 | SH | DFND | 1 2 | 509 | 0 | 0 | |
DUKE REALTY CORP | COM | 264411505 | 1,466 | 26,693 | SH | DFND | 2 | 1,466 | 0 | 0 | |
EG ACQUISITION CORP-A | CL A | 26846A100 | 350 | 35,966 | SH | DFND | 1 2 | 350 | 0 | 0 | |
EATON VANCE ENH EQT INC II | COM | 278277108 | 248 | 15,353 | SH | DFND | 2 | 248 | 0 | 0 | |
EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 | 359 | 46,662 | SH | DFND | 2 | 359 | 0 | 0 | |
1847 GOEDEKER INC | *W EXP 06/02/202 | 28252C117 | 204 | 785,115 | SH | DFND | 2 | 204 | 0 | 0 | |
FIRST RESERVE SUSTAINABLE-A | COM | 336169107 | 373 | 38,239 | SH | DFND | 1 2 | 373 | 0 | 0 | |
GO ACQUISITION CORP-CLASS A | COM | 362019101 | 445 | 44,667 | SH | DFND | 1 2 | 445 | 0 | 0 | |
GIGINTERNATIONAL1 INC | COM | 37518W106 | 296 | 29,435 | SH | DFND | 1 2 | 296 | 0 | 0 | |
GLADSTONE ACQUISITION CORP-A | COM | 37653T108 | 277 | 27,524 | SH | DFND | 1 2 | 277 | 0 | 0 | |
GLOBAL CONSUMER ACQUISITION | COM | 37892B108 | 622 | 61,796 | SH | DFND | 1 2 | 622 | 0 | 0 | |
GOAL ACQUISITIONS CORP | COM | 38021H107 | 207 | 21,192 | SH | DFND | 1 2 | 207 | 0 | 0 | |
GOLDMAN SACHS MLP & ENERGY R | COM | 38148G206 | 404 | 36,311 | SH | DFND | 2 | 404 | 0 | 0 | |
HEALTH ASSURANCE ACQUISIT-A | CL A | 42226W109 | 336 | 34,065 | SH | DFND | 1 2 | 336 | 0 | 0 | |
KKR INCOME OPPORTUNITIES | COM | 48249T106 | 452 | 38,858 | SH | DFND | 2 | 452 | 0 | 0 | |
KAYNE ANDERSON NEXTGEN ENERG | COM | 48661E108 | 249 | 33,233 | SH | DFND | 2 | 249 | 0 | 0 | |
LIBERTY BROADBAND-C | COM SER C | 530307305 | 2,961 | 25,610 | SH | DFND | 2 | 2,961 | 0 | 0 | |
LIBERTY MEDIA COR-SIRIUSXM A | COM A SIRIUSXM | 531229409 | 445 | 12,353 | SH | DFND | 2 | 445 | 0 | 0 | |
LIBERTY MEDIA COR-SIRIUSXM C | COM C SIRIUSXM | 531229607 | 1,398 | 38,793 | SH | DFND | 2 | 1,398 | 0 | 0 | |
LONGVIEW ACQUISITION CORP -A | CL A | 54319Q105 | 270 | 27,719 | SH | DFND | 1 2 | 270 | 0 | 0 | |
MDH ACQUISITION CORP -CL A | CL A | 55283P106 | 296 | 30,142 | SH | DFND | 1 2 | 296 | 0 | 0 | |
MANA CAPITAL ACQUISITION COR | COMMON STOCK | 56168P104 | 330 | 33,294 | SH | DFND | 1 2 | 330 | 0 | 0 | |
MAQUIA CAPITAL ACQUISITION-A | COM | 56564V101 | 284 | 27,878 | SH | DFND | 1 2 | 284 | 0 | 0 | |
MEDTECH ACQUISITION CORP-A | CL A | 58507N105 | 320 | 32,579 | SH | DFND | 1 2 | 320 | 0 | 0 | |
MOUNTAIN CREST ACQUISITION | COM | 62404B107 | 254 | 25,834 | SH | DFND | 1 2 | 254 | 0 | 0 | |
MUDRICK CAPITAL ACQUISITIO-A | CL A | 62477L107 | 251 | 24,990 | SH | DFND | 1 | 251 | 0 | 0 | |
NB MLP & ENERGY INCOME | COM | 64129H104 | 773 | 128,840 | SH | DFND | 2 | 773 | 0 | 0 | |
NORTHERN STAR INVESTMENT C-A | CLASS A | 66573W107 | 226 | 23,069 | SH | DFND | 1 2 | 226 | 0 | 0 | |
NUVEEN CA AMT-FR MUNI INC FD | COM | 670651108 | 337 | 26,198 | SH | DFND | 2 | 337 | 0 | 0 | |
NUVEEN NY AMT-FR MUNI INC FD | COM | 670656107 | 281 | 25,511 | SH | DFND | 2 | 281 | 0 | 0 | |
NUVEEN AMT-FR QLTY MUNI INC | COM | 670657105 | 538 | 45,844 | SH | DFND | 2 | 538 | 0 | 0 | |
NUVEEN EQTY PREM INCM FD | COM | 6706ER101 | 231 | 18,741 | SH | DFND | 2 | 231 | 0 | 0 | |
NUVEEN FLOAT RATE INC FD | COM | 67072T108 | 391 | 46,930 | SH | DFND | 2 | 391 | 0 | 0 | |
OCCIDENTAL PETROLEUM CORP | *W EXP 08/03/202 | 674599162 | 129,032 | 3,490,200 | SH | DFND | 2 | 129,032 | 0 | 0 | |
OCEANTECH ACQUISITIONS- CL A | COM | 675507107 | 428 | 42,532 | SH | DFND | 1 2 | 428 | 0 | 0 | |
PERSHING SQUARE TONTINE -A | CL A | 71531R109 | 2,472 | 123,800 | SH | DFND | 1 2 | 2,472 | 0 | 0 | |
PONO CAPITAL CORP-A | COM | 732450101 | 266 | 26,358 | SH | DFND | 1 2 | 266 | 0 | 0 | |
PROGRESS ACQUISITION CORP-A | CL A | 74327P105 | 232 | 23,485 | SH | DFND | 1 2 | 232 | 0 | 0 | |
SPDR PORTFOLIO AGGREGATE BON | PORTFOLIO AGRGTE | 78464A649 | 992 | 37,648 | SH | DFND | 2 | 992 | 0 | 0 | |
SPDR BLOOMBERG SHORT TERM HI | BLOOMBERG SHT TE | 78468R408 | 964 | 40,002 | SH | DFND | 2 | 964 | 0 | 0 | |
SCHWAB US AGGREGATE BOND ETF | US AGGREGATE B | 808524839 | 8,708 | 181,930 | SH | DFND | 2 | 8,708 | 0 | 0 | |
SENIOR CONNECT ACQUISITION-A | CL A | 81723H108 | 276 | 28,039 | SH | DFND | 1 2 | 276 | 0 | 0 | |
SORRENTO THERAPEUTICS INC | CALL | 83587F902 | 2,675 | 1,331,000 | SH | DFND | 2 | 2,675 | 0 | 0 | |
SOUTH JERSEY INDUSTRIES | UNIT 04/01/2024 | 838518306 | 5,193 | 76,495 | SH | DFND | 2 | 5,193 | 0 | 0 | |
SPORTSMAP TECH ACQUISITION C | COM | 84921J108 | 261 | 26,253 | SH | DFND | 1 2 | 261 | 0 | 0 | |
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 4,084 | 288,053 | SH | DFND | 2 | 4,084 | 0 | 0 | |
SPROTT PHYSICAL SILVER TRUST | UNIT | 85207K107 | 10,139 | 1,469,516 | SH | DFND | 2 | 10,139 | 0 | 0 | |
SPROTT PHYSICAL GOLD AND SIL | UNIT | 85208R101 | 636 | 37,820 | SH | DFND | 2 | 636 | 0 | 0 | |
TG VENTURE ACQUISITION CORP | COM | 87251T109 | 247 | 24,976 | SH | DFND | 1 2 | 247 | 0 | 0 | |
TASTEMAKER ACQUISITION COR-A | CL A | 876545104 | 282 | 28,488 | SH | DFND | 1 2 | 282 | 0 | 0 | |
TORTOISE MIDSTREAM ENERGY | COM | 89148B200 | 554 | 17,222 | SH | DFND | 2 | 554 | 0 | 0 | |
TRADEUP ACQUISITION CORP | COM | 89268A107 | 503 | 50,374 | SH | DFND | 1 2 | 503 | 0 | 0 | |
TWELVE SEAS INVTMNT CO II -A | CL A | 90118T106 | 250 | 25,605 | SH | DFND | 1 2 | 250 | 0 | 0 | |
UNDER ARMOUR INC-CLASS C | CL C | 904311206 | 298 | 39,409 | SH | DFND | 2 | 298 | 0 | 0 | |
VANGUARD TOTAL BOND MARKET | TOTAL BND MRKT | 921937835 | 6,934 | 92,136 | SH | DFND | 2 | 6,934 | 0 | 0 | |
ALLSPRING INCOME OPPORTUNITI | INC OPPTY FD | 94987B105 | 446 | 68,766 | SH | DFND | 2 | 446 | 0 | 0 | |
WILLIAMS ROWLAND ACQUISITION | COM | 96951B102 | 214 | 21,442 | SH | DFND | 1 2 | 214 | 0 | 0 | |
YAMANA GOLD INC | COM | 98462Y100 | 225 | 48,415 | SH | DFND | 2 | 225 | 0 | 0 | |
AUSTERLITZ ACQUISITION COR-A | CL A | G0633D109 | 717 | 73,632 | SH | DFND | 1 2 | 717 | 0 | 0 | |
AUSTERLITZ ACQUISITION COR-A | CL A | G0633U101 | 877 | 90,032 | SH | DFND | 1 2 | 877 | 0 | 0 | |
BLUE SAFARI GROUP ACQUISIT-A | SHS | G1195R106 | 351 | 34,760 | SH | DFND | 1 2 | 351 | 0 | 0 | |
8I ACQUISITION 2 CORP | ORDINARY SHARES | G2956R103 | 275 | 27,869 | SH | DFND | 1 2 | 275 | 0 | 0 | |
EMERGING MARKETS HORIZON -A | SHS | G3033X105 | 547 | 55,218 | SH | DFND | 1 2 | 547 | 0 | 0 | |
FAR PEAK ACQUISITION CORP-A | CL A | G3312L103 | 1,427 | 145,319 | SH | DFND | 1 2 | 1,427 | 0 | 0 | |
GLOBAL SYNERGY ACQUISITION-A | SHS | G3934J106 | 210 | 21,162 | SH | DFND | 1 2 | 210 | 0 | 0 | |
GREENCITY ACQUISITION CORP | COM | G4086B107 | 268 | 25,598 | SH | DFND | 1 2 | 268 | 0 | 0 | |
MODEL PERFORMANCE ACQUISIT-A | SHS | G6246M105 | 229 | 22,562 | SH | DFND | 1 2 | 229 | 0 | 0 | |
PIONEER MERGER CORP -CLASS A | SHS | G7S24C103 | 351 | 35,642 | SH | DFND | 1 2 | 351 | 0 | 0 | |
VENUS ACQUISITION CORP | SHS | G9420F102 | 692 | 67,753 | SH | DFND | 1 2 | 692 | 0 | 0 | |
VPC IMPACT ACQUISITION HOL-A | ORD | G9460L126 | 296 | 30,282 | SH | DFND | 1 2 | 296 | 0 | 0 |