Statera Biopharma (STAB) Form 3 CLEVELAND BIOLABS / RANDY S. SALUCK ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

SALUCK RANDY S.

(Last) (First) (Middle)

C/O CLEVELAND BIOLABS, INC.

73 HIGH STREET

(Street)

BUFFALO NY 14203

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/21/2016

3. Issuer Name and Ticker or Trading Symbol
CLEVELAND BIOLABS INC [ CBLI ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	(1)	04/22/2025	Common Stock	16,000	3.2	D
Stock Option (right to buy)	(1)	06/11/2024	Common Stock	1,750	9.8	D
Stock Option (right to buy)	(1)	04/19/2023	Common Stock	750	36.4	D
Stock Option (right to buy)	(1)	06/14/2023	Common Stock	1,750	31.6	D
Common Stock Warrants (right to buy)	(1)	10/24/2017	Common Stock	1,250	60	I	Held by Mortar Rock, L.P.(2)

Explanation of Responses:

1. The holder of this security may exercise it at any time.

2. Mr. Saluck is a managing member of Mortar Rock Capital Management, LLC, which manages Mortar Rock, L.P.

	/s/ C. Neil Lyons, Attorney-in-fact for Randy Saluck	07/28/2016
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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