OMB APPROVAL | |
| OMB Number: | 3235-0582 |
| Expires: | April 30, 2009 |
| Estimated average burden hours per response | 14.4 |
| Investment Company Act file number | 811-21726 |
5100 Poplar Avenue Suite 805 Memphis TN | 38137 |
| (Address of principal executive offices) | (Zip code) |
| Registrant’s telephone number, including area code: | 877 244.6235 |
| Date of fiscal year end: | 04/28/2006 |
| Date of reporting period: | 07/01/2005 to 06/30/2006 |
| SEC 2451 (4-03) | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
| (a). | The name of the issuer of the portfolio security; |
| (b). | The exchange ticker symbol of the portfolio security; |
| (c). | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
| (d). | The shareholder meeting date; |
| (e). | A brief identification of the matter voted on; |
| (f). | Whether the matter was proposed by the issuer or by a security holder; |
| (g). | Whether the Registrant cast its vote on the matter; |
| (h). | How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
| (i). | Whether the Registrant cast its vote for or against management. |
| (Registrant) | Pope Family of Funds |
| By (Signature and Title)* | /s/ Stephen L. Parr |
| Date | July 20, 2006 |
| Pope Family of Funds | ||||||||
| exhibit A | ||||||||
(a) | (b) | (c) | (d) | (e) | (f) | (g) | (h) | (i) |
Issuer | Ticker | Cusip | Meeting Date | Description of Vote | Issuer v. SH | Voted? | Vote Cast | For/Against Mgmt |
| CNOOC, LTD | CEO | 126132109 | 12/31/2005 | Re-Elect Mr. Fu Chengyu As Executive Director | Issuer | Yes | FOR | FOR |
| Re-Elect Mr. Wu Guangqi As Executive Director | Issuer | Yes | FOR | FOR | ||||
| Re-Elect Mr. Tse Hau Yin, Aloysisus as Independent Non-Executive Director | Issuer | Yes | FOR | FOR | ||||
| Authorize the Board to Determine the Remuneration of the Directors, Subject to A Limit of HK$ 20,000,000 | Issuer | Yes | AGAINST | AGAINST | ||||
| Approve Amendment to Article 89 (A) of the Articles of Association of the Company | Issuer | Yes | FOR | FOR | ||||
| COMTECH GROUP, INC | COGO | 205821200 | 12/15/2005 | Ratification of the Appointment of Deloitte Touche Tohmatsu As Independent Auditors | Issuer | Yes | FOR | FOR |
| ELONG, INC. | LONG | 290138205 | 12/14/2005 | Ratify the Selection of KPMG as the Company's Independent Public Accountants for Fiscal Year Ending Dec. 31, 2005 | Issuer | Yes | FOR | FOR |
| Director's nominees: Justin Tang, Martin Pompadur, David Goldhill, Thomas Gurnee, Xiaojian Zhong, Barney Harford, Michael Doyle Dermot Halpin, Cameron Jones, Arthur Hoffman, Vilhelm Kjellberg | Issuer | Yes | FOR | FOR | ||||
| NINETOWNS DIGITAL WORLD TRD HLDG LTD | NINE | 654407105 | 12/2/2005 | Authorize the B.O.D. of the company to appoint, without further ratification, D&T Tohmatsu as the Company's independent auditor for fiscal year ending Dec. 31, 2005 and to fix the remuneration of D&T Tohmatsu for such services | Issuer | Yes | FOR | FOR |
| Adopt the Audited Statement of Accounts & Report of the Auditors for Fiscal Year 12/31/04 | Issuer | Yes | FOR | FOR | ||||
| Approve Board's Compensation for Fiscal Year Ended 12/31/04 and Delegate Authority to the Compensation Committee of the Board to Fix the Remuneration of the Board for Fiscal Year Ending 12/31/05. | Issuer | Yes | FOR | FOR | ||||
| Approve and Adopt Amendments to the 2004 Share Option Plan | Issuer | Yes | AGAINST | AGAINST | ||||
| Approve and Adopt the 2006 Share Incentive Plan | Issuer | Yes | AGAINST | AGAINST | ||||
| CNOOC LTD | CEO | 126132109 | 12/31/2005 | Approve the Supplemental Agreement in Relation to Certain Amendments to the Existing Non-Compete Undertaking | Issuer | Yes | FOR | FOR |
| Approve the Revised Cap for the "Technical Services" Category of Continuing Connected Transactions | Issuer | Yes | FOR | FOR | ||||
| Approve the Non-Exempt Continuing Connected Transactions | Issuer | Yes | FOR | FOR | ||||
| Approve the Proposed Caps for Each Category of the Non-Exempt Continued Connected Transactions | Issuer | Yes | FOR | FOR | ||||
| Approve Termination of the Existing Share Option Scheme of the Company and Adoption of the New Share Option Scheme | Issuer | Yes | FOR | FOR | ||||
| SINOPEC SHANGHAI PETROCHEMICAL CO. LTD | SHI | 82935M109 | 1/24/2006 | Approval to be given to the company to issue, in one or multiple tranches, short-term commercial papers with a maximum aggregate principal amount of rmb 2 billion or any such maximum amount as approved by the people's bank of china pursuant to the administrative measures on short-term commercial papers, all as more fully described in the proxy statement. | Issuer | Yes | FOR | FOR |
| An unconditional general mandate to be given to the board of any 2 or more directors of the company to determine the terms and conditions and any relevant matters in relation to the issue of the short-term commercial papers in view of the financing needs o the company and the market conditions, all as more fully described in the proxy statement. | Issuer | Yes | FOR | FOR | ||||
| GUANSHEN RAILWAY COMPANY LTD | GSH | 40065W107 | 1/20/2006 | S1 - special resolution to approve the A Share issue | Issuer | Yes | AGAINST | AGAINST |
| Ordinary resolution: to authorize the board to handle all matters in connection with the A Share issue | Issuer | Yes | AGAINST | AGAINST | ||||
| GUANSHEN RAILWAY COMPANY LTD | GSH | 40065W107 | 1/20/2006 | H1 - special resolution to approve the A Share issue | Issuer | Yes | FOR | FOR |
| THE9 LTD | NCTY | 88337K104 | 12/8/2005 | Resolution as set out in Paragraph 1 of the Notice of Annual General Meeting | Issuer | No | NA | NA |
| CHINA SOUTHERN AIRLINES COMPANY | ZNH | 169409109 | 12/16/2005 | The retirement of Liu Ming QI as a director of the company be and is hereby unconditionally approved | Issuer | Yes | FOR | FOR |
| The retirement of Wu Rong Nan as a director of the company be and is hereby unconditionally approved | Issuer | Yes | FOR | FOR | ||||
| The resignation of Simon To as an independent non-executive director of the company, because he has held the office of independent for the maximum period of 6 years as allowed under the company' articles of association be and is hereby unconditionally approved. | Issuer | Yes | FOR | FOR | ||||
| The original article 120 of the articles of association be replaced by the following provision: "Article 120: The company shall have a Board of Directors. The directors shall consist of twelve (12) directors. The directors shall have one (1) chairman, two (2) vice-chairmen." and that the directors be and is hereby authorized to make changes to the regulations." | Issuer | Yes | FOR | FOR | ||||
| CHINA SOUTHERN AIRLINES COMPANY | ZNH | 169409109 | 12/16/2005 | That the entering into of the aircraft acquisition agreement dated 8, August, 2005 between the Boeing company, a Company incorporated in the State of Delaware of the United States as vendor and Xiamen Airlines Company, Ltd. As purchaser and the acquisition of three Boeing B787 aircraft, upon the terms and subject to the conditions therein, be and are hereby approved | Issuer | Yes | FOR | FOR |
| That the entering into of the aircraft acquisition agreement dated 30, August, 2005 between the Boeing company, a Company incorporated in the State of Delaware of the United States as vendor and the Company as purchaser and the acquisition of ten Boeing B787 aircraft, upon the terms and subject to the conditions therein, be and are hereby approved | Issuer | Yes | FOR | FOR | ||||
| That the entering into of the aircraft acquisition agreement dated 6, September, 2005 between Airbus SNC, a Company incorporated in the Toulouse as vendor and the Company as purchaser and the acquisition of ten Airbus A330 aircraft, upon the terms and subject to the conditions therein, be and are hereby approved | Issuer | Yes | FOR | FOR | ||||
| The removal of Peng an Fa as a director of the company be and is hereby approved | Issuer | Yes | FOR | FOR | ||||
| The retirement of Zhou Yong Jin as director of the company, be and is hereby approved. | Issuer | Yes | FOR | FOR | ||||
| HUANENG POWER INTERNATIONAL, INC | HNP | 443304100 | 1/18/2006 | Proposal regarding change of supervisor - to appoint Mr. Guo Junming as supervisor | Issuer | Yes | FOR | FOR |
| To approve that (i) an approval to be given to the Company to issue within the PRC asset-backed debt financing products of a principal amount up to RMB15 billion (in either one or multiple tranches) within 15 months from the date on which shareholders' approval is obtained; (ii) an unconditional general mandate to be given to the Company's board of directors or any two or more directors to determine the terms and conditions and other relevant matters in relation to the respective tranches of the issue of asset-backed debt financing products in accordance with the need of the Company and the market conditions, including but not limited to the final principal amount of the asset-backed debt financing products to be issued and the term thereof within the prescribed scope as set out in (i) above, the execution of all necessary legal documents, and the conduct of appropriate information .disclosures. | Issuer | Yes | FOR | FOR | ||||
| To approve that (i) an approval to be given to the Company to issue within the PRC short-term debentures of a principal amount up to RMB5 billion (in either one or multiple tranches) within 12 months from the date on which shareholders' approval is obtained; (ii) an unconditional general mandate to be given to the Company's board of directors or any two or more directors to determine the terms and conditions and other relevant matters in relation to the respective tranches of the issue of short-term debentures in accordance with the need of the Company and the market conditions, including but not limited to the final principal amount of the short-term debentures to be issued and the term thereof within the prescribed scope as set out in (i) above, the execution of all necessary legal documents, and the conduct of appropriate information disclosures. | Issuer | Yes | FOR | FOR | ||||
| BRILLIANCE CHINA AUTOMOTIVE HLDGS, LTD | CBA | 10949Q105 | 2/10/2006 | 1A To confirm and approve the entering into of the framework agreements dated 16 December 2005 (the “Framework Agreements”) in respect of the continuing connected transactions (the “Continuing Connected Transactions”) to be entered into between the Company and its subsidiaries and connected persons of the Company and to approve the entering into of the Continuing Connected Transactions pursuant to the Framework Agreements; | Issuer | Yes | FOR | FOR |
| 1B Subject to the passing of the resolution numbered 1 (a), to approve the proposed annual caps of the Continuing Connected Transactions; and | Issuer | Yes | FOR | FOR | ||||
| 1C Subject to the passing of the resolutions numbered 1 (a) and (b), to authorize the directors of the Company to take such actions and to enter into such documents as are necessary to give effect to the Continuing Connected Transactions. | Issuer | Yes | FOR | FOR | ||||
| 2A To confirm and approve the guarantee agreement dated 16 December 2005 between Shenyang XingYuanDong Automobile Component Co., Ltd. and Shenyang Brilliance JinBei Automobile Co., Ltd. in relation to the provision of cross guarantee for banking facilities of the other party up to RMB350 million for a period of one year from 1 January 2006 to 31 December 2006 and to authorize the directors of the Company to take such actions as are necessary to give effect to the cross guarantee; and | Issuer | Yes | AGAINST | AGAINST | ||||
| 2B To confirm and approve the guarantee agreement dated 16 December 2005 between Shenyang XingYuanDong Automobile Component Co., Ltd. and Shenyang JinBei Automotive Company Limited in relation to the provision of cross guarantee for banking facilities of the other party up to RMB385 million for a period of one year from 1 January 2006 to 31 December 2006 and to authorize the directors of the Company to take such actions as are necessary to give effect to the cross guarantee. | Issuer | Yes | FOR | FOR | ||||
| 3 To re-elect Mr. Qi Yumin as a director of the Company and to authorize the board of directors of the Company to fix the remuneration of Mr. Qi Yumin. | Issuer | Yes | AGAINST | AGAINST | ||||
| GUANSHEN RAILWAY COMPANY LTD | GSH | 40065W107 | 3/3/2006 | To approve, confirm and ratify the New Services Agreements and to authorize the directors of the Company to do all such acts and things to give effect to the terms of the New Services Agreements. | Issuer | Yes | FOR | FOR |
| To approve the proposal regarding the sharing of undistributed retained profits between the existing and the new shareholders of the Company. | Issuer | Yes | AGAINST | AGAINST | ||||
| TOM ONLINE INC. | TOMO | 889728200 | 5/12/2006 | To receive and consider the audited financial statements and the reports of the directors and auditors for the year ended 12/31/05 | Issuer | Yes | FOR | FOR |
| To reappoint Pricewaterhousecoopers as auditors and authorize the Board of Directors to fix their remuneration | Issuer | Yes | FOR | FOR | ||||
| To grant a general mandate to the directors to allot, issue and deal with additional shares not exceeding 20% of the aggregate nominal amount of the issued share capital of the company at the date of passing of the resolution | Issuer | Yes | FOR | FOR | ||||
| To grant a general mandate to the directors to repurchase shares not exceeding 10% of the aggregate nominal amount of the issued share capital of the company at the date of passing this resolution. | Issuer | Yes | FOR | FOR | ||||
| To extend the general mandate granted to the directors to allot issue and deal with additional shares by the amount representing the aggregate nominal amount of the share capital of the company repurchased by the company. | Issuer | Yes | FOR | FOR | ||||
| To approve the refreshment of 10% limit on the grant of options under the share option scheme of the company. | Issuer | Yes | FOR | FOR | ||||
| Director's nominees: Mr. Frank John Sixt, Ms. T. Mei Kuen, Tommei, Mr. Wang Lei Lei, Mr. Jay Kenneth Chang, Mr. P. Andre Schloss, Ms. Feng Jue, Elaine, Mr. Fan Tai, Mr. Wu Yun, Mr. Kwong Che Keun, Mr. Ma Wei Hua, Dr. Lo Ka Shui, M. Sock Fun, Angela | Issuer | Yes | FOR | FOR | ||||
| ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 22276109 | 5/10/2006 | To consider and approve the Report of the Directors of the Company for the year ended December 31, 2005 | ||||
| To consider and approve the Report of the Supervisory Committee of the Company for the year ended December 31, 2005 | Issuer | Yes | FOR | FOR | ||||
| To consider and approve the report of the international auditors and the audited financial statements of the Group and the Company for the year ended December 31, 2005 | Issuer | Yes | FOR | FOR | ||||
| To consider and approve the proposed profit distribution plan and the final dividend distribution plan of the Company for the year ended December 31, 2005 and to authorize the Board of Directors of the Company to distribute such dividend to its shareholders | Issuer | Yes | FOR | FOR | ||||
| To consider and determine the remuneration of the Directors and Supervisors of the Company for the year ending December 31, 2006 | Issuer | Yes | FOR | FOR | ||||
| To consider and approve the appointment of PricewaterhouseCoopers, Hong Kong Certified Public Accountants, and PricewaterhouseCoopers Zhong Tian CPAs Limited Company (Chinese Character) as the Company's international and PRC auditors, respectively, to hold office until the conclusion of the following annual general meeting, and to authorize the audit committee of the Board of Directors of the Company to determine their remuneration | Issuer | Yes | FOR | FOR | ||||
| To consider and approve proposals (if any) put forward at such meeting by any shareholder(s) holding 5 per cent or more of the shares carrying the right to propose resolutions at such meeting | Issuer | Yes | FOR | FOR | ||||
| S8 Approve by way of of special resolution that the company be authorized to issue the proposed short-term bonds and matters incidental to such authorization. | Issuer | Yes | FOR | FOR | ||||
| S9 Approve all relevant resolutions and authorizations of the proposed issue of A Shares passed at the 2004 Annual Meeting | Issuer | Yes | FOR | FOR | ||||
| S10 Approve by way of special resolution the proposed amendments to the Articles of Association of the Company | Issuer | Yes | FOR | FOR | ||||
| S11 Approve the resolution referred to as Special Resolution Numbered 11 set out in the Notice of Annual General Meeting | Issuer | Yes | FOR | FOR | ||||
| PETROCHINA COMPANY LTD | PTR | 71646E100 | 5/26/2006 | To consider and approve the report of the Board of Directors of the company for the year 2005 | Issuer | Yes | FOR | FOR |
| To consider and approve the report of the Supervisory Committee of the company for the year 2005 | Issuer | Yes | FOR | FOR | ||||
| To consider and approve the audited financial statements of the company for the year 2005 | Issuer | Yes | FOR | FOR | ||||
| To consider and approve the declaration and payment of the final dividend for the year ended 12/31/05 | Issuer | Yes | FOR | FOR | ||||
| Approve the authorization of the Board of Directors to determine the distribution of interim dividend for the year 2006 | Issuer | Yes | FOR | FOR | ||||
| Appointment of Pricewaterhousecoopers, as the international auditors of the company and Pricewaterhousecoopers Zhong Tian CPAs company limited as the domestic auditors of the company, for the year 2006 and to fix their remuneration | Issuer | Yes | FOR | FOR | ||||
| To consider and approve the re-election of Mr. Franco Bernabe as an independent non-executive director of the company | Issuer | Yes | FOR | FOR | ||||
| Authorize the Board of Directors to issue allot and deal with additional domestic shares and overseas listed foreign shares. | Issuer | Yes | FOR | FOR | ||||
| To consider and approve other matters if any | Issuer | Yes | FOR | FOR | ||||
| CNOOC LIMITED | CEO | 126132109 | 5/24/2006 | To receive and consider the audited accounts for the year ended 12/31/05 together with the reports of the directors and the auditors thereon. | Issuer | Yes | FOR | FOR |
| To declare a final dividend for the year ended 12/31/05. | Issuer | Yes | FOR | FOR | ||||
| To authorize the Board of Directors to fixed the remuneration of each of the directors. | Issuer | Yes | FOR | FOR | ||||
| To re-appoint the company's auditors and to authorize the Board of Directors to fixed their remuneration. | Issuer | Yes | FOR | FOR | ||||
| To grant a general mandate to the directors to repurchase shares in the capital of the company. | Issuer | Yes | FOR | FOR | ||||
| To grant a general mandate to the directors to allot, issue and deal with additional shares in the capital of the company | Issuer | Yes | FOR | FOR | ||||
| To extend the general mandate granted to the directors to allot, issue and deal with shares by the number of shares repurchased | Issuer | Yes | FOR | FOR | ||||
| Directors' nominees: Mr. Zhou Shouwei; Mr. Evert Henkes; Mr. Cao Xinghe; Mr. Wu Zhenfang; Mr. Yan Hua; Prof. Lawrence J. Lau; Dr. Edgar W. K. Cheng | Issuer | Yes | FOR | FOR | ||||
| CHINA UNICOM LIMITED | CHU | 16945R104 | 5/12/2006 | To receive and consider the financial statements and the reports of the directors and of the auditors for the year ended 12/31/05. | Issuer | Yes | FOR | FOR |
| To declare a final dividend for the year ended 12/31/05. | Issuer | Yes | FOR | FOR | ||||
| To authorize the directors to fix remuneration of the directors for the year ending 12/31/06. | Issuer | Yes | FOR | FOR | ||||
| To reappoint Pricewaterhousecoopers as auditors, and to authorize the directors to fix their remuneration for the year ending 12/31/06. | Issuer | Yes | FOR | FOR | ||||
| To grant a general mandate to the directors to repurchase shares in the company not exceeding 10% of the aggregate nominal amount of the existing issued share capital. | Issuer | Yes | FOR | FOR | ||||
| To grant a general mandate to the directors to issue, allot and deal with additional shares in the company not exceeding 20% of the existing issued shared capital. | Issuer | Yes | AGAINST | AGAINST | ||||
| To extend the general mandate granted to the directors to issue, allot and deal with shares by the number of shares repurchased. | Issuer | Yes | FOR | FOR | ||||
| Directors' nominees: Mr. Chang Xiaobing, Mr. Tong Jilu, Ms. Li Jianguo, Mr. Yan Xiaowei, Mr. Li Zhengmao,Mr. Li Gang, Mr. Zhang Junan, Mr. L Jianguo, Mr. C. Wing Lam, Mr. Won Wai Ming | Issuer | Yes | FOR | FOR | ||||
| CHINA TELECOM CORPORATION | CHA | 169426103 | 5/23/2006 | Approve the consolidated fin. Statements, the report of the Board, the supervisory committee and international auditors | Issuer | Yes | FOR | FOR |
| Approve the profit distribution proposal and the declaration and payment of a final dividend for the year ended 12/31/05 | Issuer | Yes | FOR | FOR | ||||
| Reappointment of KPMG and KPMG Huazhen as the international and domestic auditors of the company and fix their remuneration | Issuer | Yes | FOR | FOR | ||||
| Approve Mr. Wei Leping's resignation from the position as an executive director of the company | Issuer | Yes | FOR | FOR | ||||
| Approve the company's issue of short-term commercial paper before end of October 2006 | Issuer | Yes | FOR | FOR | ||||
| Authorize the Board to: (a) determine the specific terms, conditions and other matters of the issue; (b) do all such acts which are necessary and incidental to the issue; (c ) take all such steps which are necessary for executing the issue. | Issuer | Yes | FOR | FOR | ||||
| Authorize the Board of Directors to issue, allot and deal with additional shares in the company. | Issuer | Yes | AGAINST | AGAINST | ||||
| Authorize the B.O.D. to increase the registered capital and amend the articles of association of the company. | Issuer | Yes | AGAINST | AGAINST | ||||
| CHINA MOBILE (HONG KONG) LIMITED | CHL | 16941M109 | 5/18/2006 | Receive and consider the audited financial statements and the reports of the directors and auditors for the year ended 12/31/05. | Issuer | Yes | FOR | FOR |
| Declare a final dividend for the year ended 12/31/05. | Issuer | Yes | FOR | FOR | ||||
| To re-appoint Messrs. KPMG as auditors and to authorize the directors to fix their remuneration. | Issuer | Yes | FOR | FOR | ||||
| Give a general mandate to the directors to repurchase shares in the company not exceeding 10% of the aggregate nominal amount of the existing issued share capital. | Issuer | Yes | FOR | FOR | ||||
| Give a general mandate to the directors to issue, allot and deal with additional shares in the company not exceeding 20% of the aggregate nominal amount of the existing issue share capital. | Issuer | Yes | AGAINST | AGAINST | ||||
| Extend the general mandate granted to the Directors to issue allot and deal with shares by the number of shares repurchased. | Issuer | Yes | FOR | FOR | ||||
| To approve the change of name of the company. | Issuer | Yes | FOR | FOR | ||||
| Directors' nominees: Lu Xiangdong, Xue Taohai, Sha Yuejia, Liu Aili, Xin Fanfei, Xu Long, Lo Ka Shui, Moses Cheng Mo Chi | Issuer | Yes | FOR | FOR | ||||
| SOHU.COM INC. | SOHU | 83408W103 | 6/9/2006 | Approval of the amendment to Shohu's 2000 Stock Incentive Plan. | Issuer | Yes | ABSTAIN | ABSTAIN |
| Appointment of Pricewaterhousecoopers Zhon Tian CPAs Ltd Company as Independent Auditors | Issuer | Yes | FOR | FOR | ||||
| Directors' nominees: Dr. Edward B. Robers, Ms. Mary Ma | Issuer | Yes | FOR | FOR | ||||
| CHINA PETROLEUM & CHEMICAL CORPORATION | SNP | 16941R108 | 5/24/2006 | To consider and approve the report of the 2nd Session of the Board of Directors of Sinopec Corp. (including the report of the Board of Directors of Sinopec Corp. for the year 2005). | Issuer | Yes | FOR | FOR |
| To consider and approve the report of the 2nd Session of the Supervisory Committee of Sinopec Corp. (including the report of the Supervisory Committee of Sinopec Corp. for the year 2005). | Issuer | Yes | FOR | FOR | ||||
| To consider and approve the audited accounts and audited consolidated accounts of Sinopec Corp. for the year ended 31 December 2005 | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| To consider and approve Plan for Profit Appropriation and the Final Dividend of Sinopec Corp. for the year ended 31 December 2005. | Issuer | Yes | FOR | FOR | ||||
| To appoint the PRC and international auditors, respectively, of Sinopec Corp. for the year 2006 and to authorize the Board of Directors to determine their remuneration. | Issuer | Yes | FOR | FOR | ||||
| To elect the third session of supervisors of Sinopec corp. - Wang Zuoran | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| To elect the third session of supervisors of Sinopec corp. - Zhang Youcai | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| To elect the third session of supervisors of Sinopec corp. - Kang Xianzhang | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| To elect the third session of supervisors of Sinopec corp. - Zou Huiping | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| To elect the third session of supervisors of Sinopec corp. - Li Yonggui | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| To consider and approve the Service Contracts between Sinopec Corp. and Directors of the Third Session of the Board Directors and Supervisors of the Third Session of the Supervisory Committee (including emoluments provisions). Details of the Service Contracts are available in the circular to the H shareholders and also available at the website of the Shanghai Stock Exchange (http://www.sse.com.cn). | Issuer | Yes | AGAINST | AGAINST | ||||
| To consider and approve resolutions regarding continuing connected transactions for 2007 to 2009: Approve major continuing connected transactions, amendments of agreements, non-major continuing connected transactions and caps for major continuing connected transactions and authorize the Board of Directors of Sinopec Corp. to, at its discretion, take any other action or issue any other documents necessary to implement the major continuing connected transactions and supplemental agreements for connected transactions; Details of the continuing connected transactions are contained in the circular to the H shareholders and are also available at the website of the Shanghai Stock Exchange (http://www.sse.com.cn). | Issuer | Yes | FOR | FOR | ||||
| To consider and approve resolutions regarding the proposed issuance of commercial paper: The issue as commercial paper based on prevailing market terms and comparable commercial papers issued in the PRC. The maximum amount of the commercial paper shall not exceed 10% of the latest audited amount of the net assets at the time of the issue. The effective period of the approval shall commence from the date on which the resolution is approved at 2005 AGM by shareholders and end on the completion of the 2006 AGM. The Chairman shall be authorized to determine matters relevant to the issue of the commercial paper based on the needs of Sinopec Corp. and market conditions; | Issuer | Yes | FOR | FOR | ||||
| To approve the proposed amendments to the Articles of Association and its schedules of Sinopec Corp. and to authorize the Secretary to the Board of Directors to, on behalf of Sinopec Corp., deal with all applications, filings, registrations and recording relevant to the proposed amendments to the Articles of Association and its schedules. | Issuer | Yes | FOR | FOR | ||||
| Director's Nominees: Chen Tonghai, Zhou Yuan, Wang Tianpu, Zhang Jianhua, Wang Zhigang, Dai Houliang, Fan Yifei, Yao Zhongmin, Shi Wanpeng, Liu Zhongli, Li Deshui | Issuer | Yes | FOR | FOR | ||||
| ACTIONS SEMICONDUCTORS CO. LTD. | ACTS | 00507E107 | 5/26/2006 | Creation of a classified Board of Directors and Appointment of the Directors | Issuer | Yes | FOR | FOR |
| SINOPEC SHANGHAI PETROCHEMICAL | SHI | 82935M109 | 6/15/2006 | To consider and approve the 2005 Report of the Directors of the Company | Issuer | Yes | FOR | FOR |
| To consider and approve the 2005 Report of the Supervisory Committee of the Company | Issuer | Yes | FOR | FOR | ||||
| To consider and approve the 2005 Audited Statement of Accounts and the 2006 Budget of the Company | Issuer | Yes | FOR | FOR | ||||
| To consider and approve the 2005 Profit Appropriation Plan of the Company | Issuer | Yes | FOR | FOR | ||||
| To consider and approve the re-appointment of KPMG Huazhen as the Company’s domestic auditors for the year 2006 and KPMG as the Company’s international auditors for the year 2006, and to authorize the Directors to fix their remuneration; | Issuer | Yes | FOR | FOR | ||||
| To approve the resignation of the following people as members of the fifth session of the BOD of the company: Wu Haljun and Gao Jinping. Election of directors to vote cumulatively please see attached. | Issuer | Yes | FOR | FOR | ||||
| To consider and, if thought fit, pass the Amendments to the Company’s Articles of Associations and its appendices as special resolution | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| CHINA LIFE INSURANCE COMPANY LTD | LFC | 16939P106 | 6/16/2006 | To review and approve the report of the BOD of the company for year 2005. | Issuer | Yes | FOR | FOR |
| To review and approve the report of the supervisory committee of the company for year 2005. | Issuer | Yes | FOR | FOR | ||||
| To review and approve the audited financial statements and the auditors' report for the year ended 12/31/2005 | Issuer | Yes | FOR | FOR | ||||
| To review and approve the recommendation for a final divided. | Issuer | Yes | FOR | FOR | ||||
| To authorize the BOD to determine the remuneration of the directors and supervisors | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| To re-appoint Pricewaterhousecoopers, certified public accountants as the PRC auditors and international auditors, and to authorize the BOD to determine their remuneration. | Issuer | Yes | FOR | FOR | ||||
| To amend the articles of association of the company | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| To give a general mandate to the BOD to issue, allot and deal with additional domestic shares and overseas listed foreign shares of the company not exceeding 20% of each of the aggregate nominal of the domestic shares. | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| Director's Nominees: Yang Chao, Wuy Yan, Shi Guoqing, Long Yongtu, Chau Tak Hay, Sun Shuyi, Cai Rang, Ma Yongwei, Wan Feng, Zhuang Zuojin, Xia Zhihua, Wu Weimin, Tian Hui | Issuer | Yes | FOR | FOR | ||||
| NAM TAI ELECTRONICS | NTE | 629865205 | 6/9/2006 | Approval of the appointment of deloitte touche tohmatsu as independent public accountants of the company for the year ending 12/31/06. | Issuer | Yes | FOR | FOR |
| Approval of the adoption of a new stock option plan of the company covering options to purchase up to 2 million common shares of the company. | Issuer | Yes | AGAINST | AGAINST | ||||
| Director's Nominees: Charles Chu, Peter Kellogg, Ming Kown Koo, William Lo, Stephen Seung, Mark Waslen | Issuer | Yes | FOR | FOR | ||||
| QIAO XING UNIVERSAL TELEPHONE | G7303A109 | 6/8/2006 | Ratify and approve the securities purchase agreement dated as of April 27, 2006 and all transactions contemplated thereby including the issuance of $40,000,000 of senior convertible notes and the issuance of common stock purchase warrants to investors and our placement agent. | Issuer | Yes | ABSTAIN | ABSTAIN | |
| YANZHOU COAL MINING COMPANY LTD | YZC | 984846105 | 6/28/2006 | Consider and approve the working report of the BOD of the company for the year ended 12/31/05. | Issuer | Yes | FOR | FOR |
| Consider and approve the working report of the supervisory committee of the company for the year ended 12/31/05. | Issuer | Yes | FOR | FOR | ||||
| Consider and approve the audited financial statements of the company as at and for the year ended 12/31/05. | Issuer | Yes | FOR | FOR | ||||
| Consider and approve the proposed profit distribution plan and cash dividend and special cash dividend distribution plans, and to authorize the Board to distribute such dividends. | Issuer | Yes | FOR | FOR | ||||
| Determine the remuneration of the directors and supervisors of the company for the year ending 12/31/06. | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| Approve the appointment of Deloitte Touch eTohmatsu and Deloitte Touche Tohmatsu CPAs Ltd. As the company's international and domestic auditors for the year 2006 and to fix the remuneration. | Issuer | Yes | FOR | FOR | ||||
| Consider and approve the amendments to the articles of association of the company proposed by the Board. | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| Approve the amendments to the rules of procedure for the shareholders' meeting of Yanzhou coal mining company ltd. | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| Approve the proposed amendments to the rules of procedure for the directors of Yanazhou coal mining company ltd. | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| Approve the proposed amendments to the rules of procedure for the supervisory committee of yanzhou coal mining company limited. | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| Approve (a) the Board is mandate to issue, allot and deal with additional H shares, (b) "H shares" means the overseas listed foreign invested shares, and ( c ) the directors resolving to issue shares pursuant to subparagraph (a) of this resolution. | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| LINKTONE LTD | LTON | 535925101 | 6/29/2006 | Elect the following Class II Director until the 2009 Annual General Meeting of Shareholders: Elain La Roche | Issuer | Yes | FOR | FOR |
| Elect the following Class II Director until the 2009 Annual General Meeting of Shareholders: Thomas Hubbs | Issuer | Yes | FOR | FOR | ||||
| Elect the following Class II Director until the 2009 Annual General Meeting of Shareholders: Michael Guangxin Li | Issuer | Yes | FOR | FOR | ||||
| Ratify the appointment of PWC Zhong Tian CPAs Ltd company as independent auditors of Linktone Ltd. For the fiscal year ending 12/31/06. | Issuer | Yes | FOR | FOR | ||||
| CHINA SOUTHERN AIRLINES COMPANY LTD | ZNH | 169409109 | 6/15/2006 | Report of the directors of the company for the year 2005 | Issuer | Yes | FOR | FOR |
| Report of the supervisory committee of the company for the year 2005 | Issuer | Yes | FOR | FOR | ||||
| Audited consolidated financial statements of the company for the year 2005 | Issuer | Yes | FOR | FOR | ||||
| Profit distribution proposal for the year 2005 | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| Appoint KPMG a the international auditors of the company for the year 2006 and KPMG Huazhen as the PRC auditors of the company for the year 2006 and authorize the board to determine their remuneration. | Issuer | Yes | FOR | FOR | ||||
| Appoint Mr. Tan Wan Geng as director of the company and authorize the Board to determine his remuneration. | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| Appoint Mr. Chen Zhen You as a director of the company and authorize the Board to determine his remuneration. | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| Approve resignation of Zhou Yong Qian as a director of the company. | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| CHINA EASTERN AIRLINES CORPORATION | CEA | 16937R104 | 6/28/2006 | Approve the report of the BOD of the company for the year 2005. | Issuer | Yes | FOR | FOR |
| To approve the report of the supervisory committee of the company for the year 2005. | Issuer | Yes | FOR | FOR | ||||
| To approve the audited financial statements and auditors reports for the year 2005. | Issuer | Yes | FOR | FOR | ||||
| To approve the appointment of PWC Zhong Tian CPAs limited company as the company's PRC domestic auditors for the financial year ending 12/31/06 and the re-appointment of PWC, CPAs, as the company's international auditors, all as more fully described in the proxy statement | Issuer | Yes | FOR | FOR | ||||
| HUANENG POWER INTERNATIONAL, INC. | HNP | 443304100 | 6/13/2006 | Consider and approve the working report from the BODs of the company for year 2005. | Issuer | Yes | FOR | FOR |
| Consider and approve the working report from the supervisory committee of the company for the year 2005. | Issuer | Yes | FOR | FOR | ||||
| Consider and approve the audited financial statements of the company for year 2005. | Issuer | Yes | FOR | FOR | ||||
| Consider and approve the profit distribution plan of the company for the year 2005. | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| Consider and approve the proposal regarding the appointment of the company's auditor for year 2006. | Issuer | Yes | FOR | FOR | ||||
| Consider and approve the proposal regarding the cash deposit placed with china huaneng financial corporation ltd. | Issuer | Yes | ABSTAIN | ABSTAIN | ||||
| Consider and approve the proposed amendments to the articles of association and its appendices. | Issuer | Yes | FOR | FOR | ||||
| GUANGSHEN RAILWAY COMPANY LTD | GSH | 40065W107 | 6/27/2006 | Approve the termination of the engagement of Mr. Li Kelie as an executive director | Issuer | Yes | FOR | FOR |
| Approve the appointment of Mr. Yang Yiping as an executive director | Issuer | Yes | FOR | FOR | ||||
| Approve the termination of the engagement of Mr. Hu Lingling as a non-executive director | Issuer | Yes | FOR | FOR | ||||
| Approve the appointment of Mr. Cao Jianguo as a non-executive director | Issuer | Yes | FOR | FOR | ||||
| Approve the termination of the engagement of Mr. Tang Dinghong as a supervisor | Issuer | Yes | FOR | FOR | ||||
| Approve the termination of the engagement of Mr. Chen Ruixing as a supervisor | Issuer | Yes | FOR | FOR | ||||
| Approve the termination of the engagement of Mr. Chen Yongbao as a supervisor | Issuer | Yes | FOR | FOR | ||||
| Approve the appointment of Ms. Li Jin as a supervisor | Issuer | Yes | FOR | FOR | ||||
| SINA CORPORATION | SINA | G81477104 | 6/23/2006 | Proposal to ratify the appointment of PWC Zhong Tian CPAs Ltd. Company as the independent auditors of the company. | Issuer | Yes | FOR | FOR |
| Director's nominees: Yongi Duan, Yan Wang, Xiaotao Chen, Charles Chao, Hurst Lin | Issuer | Yes | FOR | FOR | ||||
| TELESTONE TECHNOLOGIES CORP | TST | 87953J102 | 7/10/2006 | Director's nominees: Han Daqing, Luo Zhngbin, Zhu Lian, Xu Yunxiao, Zhao Peng, Zhang Xingang, Chen Xuefeng | Issuer | Yes | WITHHOLD | AGAINST |
| SUN NEW MEDIA | SNMD | 86681W104 | 6/29/2006 | Approve the reincorporation of the company in the state of delaware, related changes in the rights of shareholders and indemnity agreement to be entered into by the company and its directors | Issuer | Yes | FOR | FOR |
| Director's Nominees: Bruno Wu, Yu Bing, Herbert Koiber, Kay Koplovitz, John Zongyang, Yang Qi, William Adamopolos, Mark Newburg | Issuer | Yes | FOR | FOR |
