UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File Number 811-21726
360 Funds
(Exact name of registrant as specified in charter)
| 4300 SHAWNEE MISSION PARKWAY, SUITE 100 FAIRWAY, KANSAS | 66205 |
| (Address of principal executive offices) | (Zip code) |
M3SIXTY ADMINISTRATION, LLC
4300 SHAWNEE MISSION PARKWAY, SUITE 100
FAIRWAY, KANSAS 66205
(Name and address of agent for service)
Registrant's telephone number, including area code: 816.787.0723
Date of fiscal year end: 06/30/2018
Date of reporting period: 07/01/2017 to 06/30/2018
| ITEM 1. | PROXY VOTING RECORD: |
The filing for IMS Dividend Growth Fund, a series of the 360 Funds, is attached.
IMS Capital Value Fund
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ADVANCED MICRO DEVICES, INC. Agenda Number: 934745639
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Security: 007903107
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: AMD
ISIN: US0079031078
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John E. Caldwell Mgmt For For
1b. Election of Director: Nora M. Denzel Mgmt For For
1c. Election of Director: Mark Durcan Mgmt For For
1d. Election of Director: Joseph A. Householder Mgmt For For
1e. Election of Director: Michael J. Inglis Mgmt For For
1f. Election of Director: John W. Marren Mgmt For For
1g. Election of Director: Lisa T. Su Mgmt For For
1h. Election of Director: Abhi Y. Talwalkar Mgmt For For
1i. Election of Director: Ahmed Yahia Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
3. Approve an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation to
increase the number of authorized shares of
common stock from 1.5 billion shares to
2.25 billion shares.
4. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
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AMAZON.COM, INC. Agenda Number: 934793224
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Security: 023135106
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: AMZN
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Tom A. Alberg Mgmt For For
1c. Election of Director: Jamie S. Gorelick Mgmt For For
1d. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1e. Election of Director: Judith A. McGrath Mgmt For For
1f. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1g. Election of Director: Thomas O. Ryder Mgmt For For
1h. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1i. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING DIVERSE Shr Abstain Against
BOARD CANDIDATES
5. SHAREHOLDER PROPOSAL REGARDING A POLICY TO Shr Against For
REQUIRE AN INDEPENDENT BOARD CHAIR
6. SHAREHOLDER PROPOSAL REGARDING Shr Against For
VOTE-COUNTING PRACTICES FOR SHAREHOLDER
PROPOSALS
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APACHE CORPORATION Agenda Number: 934764223
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Security: 037411105
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: APA
ISIN: US0374111054
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Annell R. Bay Mgmt For For
2. Election of Director: John J. Christmann IV Mgmt For For
3. Election of Director: Chansoo Joung Mgmt For For
4. Election of Director: Rene R. Joyce Mgmt For For
5. Election of Director: George D. Lawrence Mgmt For For
6. Election of Director: John E. Lowe Mgmt For For
7. Election of Director: William C. Montgomery Mgmt For For
8. Election of Director: Amy H. Nelson Mgmt For For
9. Election of Director: Daniel W. Rabun Mgmt For For
10. Election of Director: Peter A. Ragauss Mgmt For For
11. Ratification of Ernst & Young LLP as Mgmt For For
Apache's Independent Auditors
12. Advisory Vote to Approve Compensation of Mgmt For For
Apache's Named Executive Officers
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APPLE INC. Agenda Number: 934716068
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Security: 037833100
Meeting Type: Annual
Meeting Date: 13-Feb-2018
Ticker: AAPL
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2018
3. Advisory vote to approve executive Mgmt For For
compensation
4. Approval of the amended and restated Apple Mgmt For For
Inc. Non-Employee Director Stock Plan
5. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
6. A shareholder proposal entitled "Human Shr Against For
Rights Committee"
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ARCONIC INC Agenda Number: 934690226
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Security: 03965L100
Meeting Type: Special
Meeting Date: 30-Nov-2017
Ticker: ARNC
ISIN: US03965L1008
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO APPROVE THE MERGER OF ARCONIC Mgmt For For
INC. ("ARCONIC") WITH A NEWLY FORMED DIRECT
WHOLLY OWNED SUBSIDIARY OF ARCONIC
INCORPORATED IN DELAWARE ("ARCONIC
DELAWARE") IN ORDER TO EFFECT THE CHANGE OF
ARCONIC'S JURISDICTION OF INCORPORATION
FROM PENNSYLVANIA TO DELAWARE (THE
"REINCORPORATION").
2. A PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
BASIS, THAT THE CERTIFICATE OF
INCORPORATION OF ARCONIC DELAWARE FOLLOWING
THE REINCORPORATION (THE "DELAWARE
CERTIFICATE") WILL NOT CONTAIN ANY
SUPERMAJORITY VOTING REQUIREMENTS.
3. A PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
BASIS, THAT THE BOARD OF DIRECTORS OF
ARCONIC DELAWARE FOLLOWING THE
REINCORPORATION WILL BE ELECTED ON AN
ANNUAL BASIS PURSUANT TO THE DELAWARE
CERTIFICATE.
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ARCONIC INC Agenda Number: 934767421
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Security: 03965L100
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: ARNC
ISIN: US03965L1008
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: James F. Albaugh Mgmt For For
1b. Election of Director: Amy E. Alving Mgmt For For
1c. Election of Director: Christopher L. Ayers Mgmt For For
1d. Election of Director: Charles Blankenship Mgmt For For
1e. Election of Director: Arthur D. Collins, Mgmt For For
Jr.
1f. Election of Director: Elmer L. Doty Mgmt For For
1g. Election of Director: Rajiv L. Gupta Mgmt For For
1h. Election of Director: David P. Hess Mgmt For For
1i. Election of Director: Sean O. Mahoney Mgmt For For
1j. Election of Director: David J. Miller Mgmt For For
1k. Election of Director: E. Stanley O'Neal Mgmt For For
1l. Election of Director: John C. Plant Mgmt For For
1m. Election of Director: Ulrich R. Schmidt Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2018.
3. To approve, on an advisory basis, executive Mgmt For For
compensation.
4. To approve the 2013 Arconic Stock Incentive Mgmt For For
Plan, as amended and restated.
5. To vote on a shareholder proposal regarding Shr For Against
shareholding threshold to call special
shareowner meeting, if properly presented
at the meeting.
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AUTOZONE, INC. Agenda Number: 934696634
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Security: 053332102
Meeting Type: Annual
Meeting Date: 20-Dec-2017
Ticker: AZO
ISIN: US0533321024
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS H. BROOKS Mgmt For For
1B. ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt For For
1C. ELECTION OF DIRECTOR: EARL G. GRAVES, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: ENDERSON GUIMARAES Mgmt For For
1E. ELECTION OF DIRECTOR: J. R. HYDE, III Mgmt For For
1F. ELECTION OF DIRECTOR: D. BRYAN JORDAN Mgmt For For
1G. ELECTION OF DIRECTOR: W. ANDREW MCKENNA Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE R. MRKONIC, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: LUIS P. NIETO Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM C. RHODES, Mgmt For For
III
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2018 FISCAL YEAR.
3. APPROVAL OF ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
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BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 934747354
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Security: 110122108
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: BMY
ISIN: US1101221083
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. J. Arduini Mgmt For For
1B. Election of Director: J. Baselga, M.D., Mgmt For For
Ph.D.
1C. Election of Director: R. J. Bertolini Mgmt For For
1D. Election of Director: G. Caforio, M.D. Mgmt For For
1E. Election of Director: M. W. Emmens Mgmt For For
1F. Election of Director: M. Grobstein Mgmt For For
1G. Election of Director: A. J. Lacy Mgmt For For
1H. Election of Director: D. C. Paliwal Mgmt For For
1I. Election of Director: T. R. Samuels Mgmt For For
1J. Election of Director: G. L. Storch Mgmt For For
1K. Election of Director: V. L. Sato, Ph.D. Mgmt For For
1L. Election of Director: K. H. Vousden, Ph.D. Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our Named Executive Officers
3. Ratification of the appointment of an Mgmt For For
independent registered public accounting
firm
4. Shareholder Proposal on Annual Report Shr Against For
Disclosing How Risks Related to Public
Concern Over Drug Pricing Strategies are
Incorporated into Incentive Compensation
Plans
5. Shareholder Proposal to Lower the Share Shr For Against
Ownership Threshold to Call Special
Shareholder Meetings
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BROOKDALE SENIOR LIVING INC. Agenda Number: 934666984
--------------------------------------------------------------------------------------------------------------------------
Security: 112463104
Meeting Type: Annual
Meeting Date: 25-Sep-2017
Ticker: BKD
ISIN: US1124631045
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRANK M. BUMSTEAD Mgmt For For
1B ELECTION OF DIRECTOR: DANIEL A. DECKER Mgmt For For
1C ELECTION OF DIRECTOR: T. ANDREW SMITH Mgmt For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE 2017 FISCAL
YEAR.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION.
5 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
BROOKDALE SENIOR LIVING INC. 2014 OMNIBUS
INCENTIVE PLAN.
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CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 934744396
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Security: 14040H105
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: COF
ISIN: US14040H1059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Aparna Chennapragada Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Lewis Hay, III Mgmt For For
1E. Election of Director: Benjamin P. Mgmt For For
Jenkins,III
1F. Election of Director: Peter Thomas Killalea Mgmt For For
1G. Election of Director: Pierre E. Leroy Mgmt For For
1H. Election of Director: Peter E. Raskind Mgmt For For
1I. Election of Director: Mayo A. Shattuck III Mgmt For For
1J. Election of Director: Bradford H. Warner Mgmt For For
1K. Election of Director: Catherine G. West Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as independent auditors of Capital One
for 2018.
3. Advisory approval of Capital One's 2017 Mgmt Against Against
Named Executive Officer compensation.
4. Ratification of 25% ownership threshold for Mgmt Against Against
stockholders to request a special meeting
of stockholders.
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CELGENE CORPORATION Agenda Number: 934805637
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 13-Jun-2018
Ticker: CELG
ISIN: US1510201049
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark J. Alles Mgmt For For
R W Barker, D.Phil, OBE Mgmt For For
Hans E. Bishop Mgmt For For
Michael W. Bonney Mgmt For For
Michael D. Casey Mgmt For For
Carrie S. Cox Mgmt For For
Michael A. Friedman, MD Mgmt For For
Julia A. Haller, M.D. Mgmt For For
P. A. Hemingway Hall Mgmt For For
James J. Loughlin Mgmt For For
Ernest Mario, Ph.D. Mgmt For For
John H. Weiland Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation of the Company's named
executive officers.
4. Advisory vote on stockholder proposal to Shr Against For
request the Company's Board of Directors to
amend the Company's proxy access by-law
provision to eliminate the limit on the
number of stockholders that can aggregate
their shares to achieve the holding
requirement for nomination of directors,
described in more detail in the proxy
statement.
5. Advisory vote on stockholder proposal to Shr Against For
request the Company's Board of Directors to
adopt a policy and amend the Company's
governing documents to require that the
Chairman of the Board be an independent
member, described in more detail in the
proxy statement.
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COLUMBIA BANKING SYSTEM,INC. Agenda Number: 934787435
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Security: 197236102
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: COLB
ISIN: US1972361026
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David A. Dietzler Mgmt For For
1b. Election of Director: Craig D. Eerkes Mgmt For For
1c. Election of Director: Ford Elsaesser Mgmt For For
1d. Election of Director: Mark A. Finkelstein Mgmt For For
1e. Election of Director: John P. Folsom Mgmt For For
1f. Election of Director: Eric Forrest Mgmt For For
1g. Election of Director: Thomas M. Hulbert Mgmt For For
1h. Election of Director: Michelle M. Lantow Mgmt For For
1i. Election of Director: Randal Lund Mgmt For For
1j. Election of Director: S. Mae Fujita Numata Mgmt For For
1k. Election of Director: Hadley S. Robbins Mgmt For For
1l. Election of Director: Elizabeth W. Seaton Mgmt For For
1m. Election of Director: Janine Terrano Mgmt For For
1n. Election of Director: William T. Mgmt For For
Weyerhaeuser
2. To approve the 2018 Equity Incentive Plan. Mgmt For For
3. To vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
Columbia's named executive officers.
4. To vote on an advisory (non-binding) Mgmt For For
resolution to appoint Deloitte & Touche LLP
as our independent registered public
accounting firm for fiscal year ending
December 31, 2018.
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DISH NETWORK CORPORATION Agenda Number: 934751264
--------------------------------------------------------------------------------------------------------------------------
Security: 25470M109
Meeting Type: Annual
Meeting Date: 07-May-2018
Ticker: DISH
ISIN: US25470M1099
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George R. Brokaw Mgmt For For
James DeFranco Mgmt For For
Cantey M. Ergen Mgmt For For
Charles W. Ergen Mgmt For For
Charles M. Lillis Mgmt For For
Afshin Mohebbi Mgmt For For
David K. Moskowitz Mgmt For For
Tom A. Ortolf Mgmt For For
Carl E. Vogel Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
3. To amend and restate our Employee Stock Mgmt For For
Purchase Plan.
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DOLLAR TREE, INC. Agenda Number: 934806653
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Security: 256746108
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: DLTR
ISIN: US2567461080
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Arnold S. Barron Mgmt For For
1b. Election of Director: Gregory M. Bridgeford Mgmt For For
1c. Election of Director: Mary Anne Citrino Mgmt For For
1d. Election of Director: Conrad M. Hall Mgmt For For
1e. Election of Director: Lemuel E. Lewis Mgmt For For
1f. Election of Director: Jeffrey G. Naylor Mgmt For For
1g. Election of Director: Gary M. Philbin Mgmt For For
1h. Election of Director: Bob Sasser Mgmt For For
1i. Election of Director: Thomas A. Saunders Mgmt For For
III
1j. Election of Director: Stephanie P. Stahl Mgmt For For
1k. Election of Director: Thomas E. Whiddon Mgmt For For
1l. Election of Director: Carl P. Zeithaml Mgmt For For
2. To Approve, on an Advisory Basis, the Mgmt For For
Compensation of the Company's Named
Executive Officers
3. To Ratify the Selection of KPMG LLP as the Mgmt For For
Company's Independent Registered Public
Accounting Firm
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DOMINO'S PIZZA, INC. Agenda Number: 934742215
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Security: 25754A201
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: DPZ
ISIN: US25754A2015
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Brandon Mgmt For For
C. Andrew Ballard Mgmt For For
Andrew B. Balson Mgmt For For
Diana F. Cantor Mgmt For For
J. Patrick Doyle Mgmt For For
Richard L. Federico Mgmt For For
James A. Goldman Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accountants
for the Company for the 2018 fiscal year.
3. Advisory vote to approve the compensation Mgmt Against Against
of the named executive officers of the
Company.
4. Shareholder proposal to adopt deforestation Shr Against For
and related human rights issues policy and
implementation plan.
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EDWARDS LIFESCIENCES CORPORATION Agenda Number: 934766594
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: EW
ISIN: US28176E1082
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: Michael A. Mussallem Mgmt For For
1b. ELECTION OF DIRECTOR: Kieran T. Gallahue Mgmt For For
1c. ELECTION OF DIRECTOR: Leslie S. Heisz Mgmt For For
1d. ELECTION OF DIRECTOR: William J. Link, Mgmt For For
Ph.D.
1e. ELECTION OF DIRECTOR: Steven R. Loranger Mgmt For For
1f. ELECTION OF DIRECTOR: Martha H. Marsh Mgmt For For
1g. ELECTION OF DIRECTOR: Wesley W. von Schack Mgmt For For
1h. ELECTION OF DIRECTOR: Nicholas J. Valeriani Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
4. ADVISORY VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
REGARDING ACTION BY WRITTEN CONSENT
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FIRST REPUBLIC BANK Agenda Number: 934753458
--------------------------------------------------------------------------------------------------------------------------
Security: 33616C100
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: FRC
ISIN: US33616C1009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: James H. Herbert, II Mgmt For For
1b. Election of Director: Katherine Mgmt For For
August-deWilde
1c. Election of Director: Thomas J. Barrack, Mgmt For For
Jr.
1d. Election of Director: Frank J. Fahrenkopf, Mgmt For For
Jr.
1e. Election of Director: L. Martin Gibbs Mgmt For For
1f. Election of Director: Boris Groysberg Mgmt For For
1g. Election of Director: Sandra R. Hernandez Mgmt For For
1h. Election of Director: Pamela J. Joyner Mgmt For For
1i. Election of Director: Reynold Levy Mgmt For For
1j. Election of Director: Duncan L. Niederauer Mgmt For For
1k. Election of Director: George G.C. Parker Mgmt For For
1l. Election of Director: Cheryl Spielman Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
independent auditor of First Republic Bank
for the fiscal year ended December 31,
2018.
3. To approve, by advisory (non-binding) vote, Mgmt For For
the compensation of our executive officers
(a "say on pay" vote).
4. A shareholder proposal requesting that Shr Against For
First Republic Bank prepare a diversity
report to include specific additional
disclosure relating to EEOC-defined metrics
and details on related policies and
programs.
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GENERAL ELECTRIC COMPANY Agenda Number: 934737707
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: GE
ISIN: US3696041033
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 Election of Director: Sebastien M. Bazin Mgmt For For
A2 Election of Director: W. Geoffrey Beattie Mgmt For For
A3 Election of Director: John J. Brennan Mgmt For For
A4 Election of Director: H. Lawrence Culp, Jr. Mgmt For For
A5 Election of Director: Francisco D'Souza Mgmt For For
A6 Election of Director: John L. Flannery Mgmt For For
A7 Election of Director: Edward P. Garden Mgmt For For
A8 Election of Director: Thomas W. Horton Mgmt For For
A9 Election of Director: Risa Lavizzo-Mourey Mgmt For For
A10 Election of Director: James J. Mulva Mgmt For For
A11 Election of Director: Leslie F. Seidman Mgmt For For
A12 Election of Director: James S. Tisch Mgmt For For
B1 Advisory Approval of Our Named Executives' Mgmt For For
Compensation
B2 Approval of the GE International Employee Mgmt For For
Stock Purchase Plan
B3 Ratification of KPMG as Independent Auditor Mgmt For For
for 2018
C1 Require the Chairman of the Board to be Shr Against For
Independent
C2 Adopt Cumulative Voting for Director Shr Against For
Elections
C3 Deduct Impact of Stock Buybacks from Shr Against For
Executive Pay
C4 Issue Report on Political Lobbying and Shr Against For
Contributions
C5 Issue Report on Stock Buybacks Shr Against For
C6 Permit Shareholder Action by Written Shr For Against
Consent
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 934752925
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John F. Cogan, Ph.D. Mgmt For For
1b. Election of Director: Jacqueline K. Barton, Mgmt For For
Ph.D.
1c. Election of Director: Kelly A. Kramer Mgmt For For
1d. Election of Director: Kevin E. Lofton Mgmt For For
1e. Election of Director: John C. Martin, Ph.D. Mgmt For For
1f. Election of Director: John F. Milligan, Mgmt For For
Ph.D.
1g. Election of Director: Richard J. Whitley, Mgmt For For
M.D.
1h. Election of Director: Gayle E. Wilson Mgmt For For
1i. Election of Director: Per Wold-Olsen Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2018.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairman of the Board of Directors
be an independent director.
5. To vote on a stockholder proposal, if Shr For Against
properly presented at the meeting,
requesting that the Board take steps to
permit stockholder action by written
consent.
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HELMERICH & PAYNE, INC. Agenda Number: 934721487
--------------------------------------------------------------------------------------------------------------------------
Security: 423452101
Meeting Type: Annual
Meeting Date: 06-Mar-2018
Ticker: HP
ISIN: US4234521015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin G. Cramton Mgmt For For
1B. Election of Director: Randy A. Foutch Mgmt For For
1C. Election of Director: Hans Helmerich Mgmt For For
1D. Election of Director: John W. Lindsay Mgmt For For
1E. Election of Director: Paula Marshall Mgmt For For
1F. Election of Director: Jose R. Mas Mgmt For For
1G. Election of Director: Thomas A. Petrie Mgmt For For
1H. Election of Director: Donald F. Robillard, Mgmt For For
Jr.
1I. Election of Director: Edward B. Rust, Jr. Mgmt For For
1J. Election of Director: John D. Zeglis Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
auditors for 2018.
3. Advisory vote on executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IDEXX LABORATORIES, INC. Agenda Number: 934755870
--------------------------------------------------------------------------------------------------------------------------
Security: 45168D104
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: IDXX
ISIN: US45168D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bruce L. Claflin Mgmt For For
1b. Election of Director: Daniel M. Junius Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm. To
ratify the selection of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current fiscal year.
3. Approval of the Adoption of the IDEXX Mgmt For For
Laboratories, Inc. 2018 Incentive Plan. To
approve the Company's 2018 Stock Incentive
Plan.
4. Advisory Vote on Executive Compensation. To Mgmt For For
approve a nonbinding advisory resolution on
the Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 934738886
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a Term of One Mgmt For For
Year: K.I. Chenault
1b. Election of Director for a Term of One Mgmt For For
Year: M.L. Eskew
1c. Election of Director for a Term of One Mgmt For For
Year: D.N. Farr
1d. Election of Director for a Term of One Mgmt For For
Year: A. Gorsky
1e. Election of Director for a Term of One Mgmt For For
Year: S.A. Jackson
1f. Election of Director for a Term of One Mgmt For For
Year: A.N. Liveris
1g. Election of Director for a Term of One Mgmt For For
Year: H.S. Olayan
1h. Election of Director for a Term of One Mgmt For For
Year: J.W. Owens
1i. Election of Director for a Term of One Mgmt For For
Year: V.M. Rometty
1j. Election of Director for a Term of One Mgmt For For
Year: J.R. Swedish
1k. Election of Director for a Term of One Mgmt For For
Year: S. Taurel
1l. Election of Director for a Term of One Mgmt For For
Year: P.R. Voser
1m. Election of Director for a Term of One Mgmt For For
Year: F.H. Waddell
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote on Executive Compensation Mgmt For For
4. Stockholder Proposal on Lobbying Disclosure Shr Against For
5. Stockholder Proposal on Shareholder Ability Shr For Against
to Call a Special Shareholder Meeting
6. Stockholder Proposal to Have an Independent Shr Against For
Board Chairman
--------------------------------------------------------------------------------------------------------------------------
INVIVO THERAPEUTICS HOLDINGS CORP. Agenda Number: 934818583
--------------------------------------------------------------------------------------------------------------------------
Security: 46186M407
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: NVIV
ISIN: US46186M4078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. Ann Merrifield Mgmt For For
Richard Roberts Mgmt For For
2. Approval of Amendment. To approve an Mgmt Against Against
amendment to the corporation's Articles of
Incorporation to increase the number of
authorized shares of our common stock from
4,000,000 to 25,000,000 shares.
3. Approval of Issuance and Sale. To approve Mgmt For For
the issuance and sale by us to Lincoln Park
Capital Fund, LLC, or Lincoln Park
(including our prior issuances and sales of
our shares of common stock to Lincoln Park
since January 2018), of up to 1,200,000
shares of our common stock pursuant to the
Marketplace Rules of the Nasdaq Stock
Market.
4. Ratification of Auditors. To ratify the Mgmt For For
selection by the Audit Committee of RSM US
LLP as the corporation's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 934764538
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lydia I. Beebe Mgmt For For
1b. Election of Director: Lu M. Cordova Mgmt For For
1c. Election of Director: Robert J. Druten Mgmt For For
1d. Election of Director: Terrence P. Dunn Mgmt For For
1e. Election of Director: Antonio O. Garza, Jr. Mgmt For For
1f. Election of Director: David Garza-Santos Mgmt For For
1g. Election of Director: Janet H. Kennedy Mgmt For For
1h. Election of Director: Mitchell J. Krebs Mgmt For For
1i. Election of Director: Henry J. Maier Mgmt For For
1j. Election of Director: Thomas A. McDonnell Mgmt For For
1k. Election of Director: Patrick J. Mgmt For For
Ottensmeyer
1l. Election of Director: Rodney E. Slater Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2018.
3. Advisory (non-binding) vote approving the Mgmt For For
2017 compensation of our named executive
officers.
4. Approval of a stockholder proposal to allow Shr For Against
stockholder action by written consent.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 934797284
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Richard N. Mgmt For For
Barton
1b. Election of Class I Director: Rodolphe Mgmt For For
Belmer
1c. Election of Class I Director: Bradford L. Mgmt For For
Smith
1d. Election of Class I Director: Anne M. Mgmt For For
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2018.
3. Advisory approval of the Company's Mgmt Against Against
executive officer compensation.
4. Stockholder proposal to allow holders of an Shr For Against
aggregate of 15% of outstanding common
stock to call special shareholder meeting,
if properly presented at the meeting.
5. Stockholder proposal regarding proxy access Shr For Against
bylaw for director nominees by
stockholders, if properly presented at the
meeting.
6. Stockholder proposal regarding clawback Shr For Against
policy, if properly presented at the
meeting.
7. Stockholder proposal regarding shareholder Shr For Against
right to act by written consent, if
properly presented at the meeting.
8. Stockholder proposal regarding simple Shr For Against
majority vote, if properly presented at the
meeting.
9. Stockholder proposal to amend Sections 2.8 Shr For Against
and 3.3 of the bylaws to provide for the
election of directors in uncontested
elections by a majority vote of shares
voted, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC. Agenda Number: 934800524
--------------------------------------------------------------------------------------------------------------------------
Security: 649445103
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: NYCB
ISIN: US6494451031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Maureen E. Clancy Mgmt For For
1.2 Election of Director: Hanif "Wally" Dahya Mgmt For For
1.3 Election of Director: Joseph R. Ficalora Mgmt For For
1.4 Election of Director: James J. O'Donovan Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the independent public accounting
firm of New York Community Bancorp, Inc.
for the fiscal year ending December 31,
2018.
3. An advisory vote to approve compensation of Mgmt Against Against
our executive officers disclosed in the
accompanying Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
PATTERSON COMPANIES, INC. Agenda Number: 934665223
--------------------------------------------------------------------------------------------------------------------------
Security: 703395103
Meeting Type: Annual
Meeting Date: 18-Sep-2017
Ticker: PDCO
ISIN: US7033951036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. BUCK Mgmt For For
1B. ELECTION OF DIRECTOR: ALEX N. BLANCO Mgmt For For
1C. ELECTION OF DIRECTOR: JODY H. FERAGEN Mgmt For For
1D. ELECTION OF DIRECTOR: SARENA S. LIN Mgmt For For
1E. ELECTION OF DIRECTOR: ELLEN A. RUDNICK Mgmt For For
1F. ELECTION OF DIRECTOR: NEIL A. SCHRIMSHER Mgmt For For
1G. ELECTION OF DIRECTOR: LES C. VINNEY Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES W. WILTZ Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
4. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
APRIL 28, 2018.
--------------------------------------------------------------------------------------------------------------------------
PAYCHEX, INC. Agenda Number: 934675969
--------------------------------------------------------------------------------------------------------------------------
Security: 704326107
Meeting Type: Annual
Meeting Date: 11-Oct-2017
Ticker: PAYX
ISIN: US7043261079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: B. THOMAS GOLISANO Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS F. BONADIO Mgmt For For
1C. ELECTION OF DIRECTOR: JOSEPH G. DOODY Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN Mgmt For For
1E. ELECTION OF DIRECTOR: PHILLIP HORSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: GRANT M. INMAN Mgmt For For
1G. ELECTION OF DIRECTOR: MARTIN MUCCI Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH M. VELLI Mgmt For For
1J. ELECTION OF DIRECTOR: KARA WILSON Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
4. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 934777787
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: Wences Casares Mgmt For For
1c. Election of Director: Jonathan Christodoro Mgmt For For
1d. Election of Director: John J. Donahoe Mgmt For For
1e. Election of Director: David W. Dorman Mgmt For For
1f. Election of Director: Belinda J. Johnson Mgmt For For
1g. Election of Director: Gail J. McGovern Mgmt For For
1h. Election of Director: David M. Moffett Mgmt For For
1i. Election of Director: Ann M. Sarnoff Mgmt For For
1j. Election of Director: Daniel H. Schulman Mgmt For For
1k. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
3. Approval of the PayPal Holdings, Inc. Mgmt For For
Amended and Restated 2015 Equity Incentive
Award Plan.
4. Approval of the PayPal Holdings, Inc. Mgmt For For
Amended and Restated Employee Stock
Purchase Plan.
5. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2018.
6. Stockholder proposal regarding stockholder Shr Against For
proxy access enhancement.
7. Stockholder proposal regarding political Shr Against For
transparency.
8. Stockholder proposal regarding human and Shr Against For
indigenous peoples' rights.
--------------------------------------------------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL Agenda Number: 934762142
--------------------------------------------------------------------------------------------------------------------------
Security: 817565104
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: SCI
ISIN: US8175651046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anthony L. Coelho Mgmt For For
Jakki L. Haussler Mgmt For For
Sara Martinez Tucker Mgmt For For
Marcus A. Watts Mgmt For For
Edward E. Williams Mgmt For For
2. To approve the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year ending December 31,
2018.
3. To approve, by advisory vote, named Mgmt For For
executive officer compensation.
4. To approve the declassification of the Mgmt For For
Board of Directors.
5. To approve the elimination of certain Mgmt For For
supermajority vote requirements in our
restated articles of incorporation and
bylaws.
6. To approve the reduction of the Mgmt For For
supermajority vote requirement to approve
business combinations with interested
shareholders.
7. To approve the shareholder proposal to Shr Against For
require independent board chairman.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 934732428
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrea J. Ayers Mgmt For For
1B. Election of Director: George W. Buckley Mgmt For For
1C. Election of Director: Patrick D. Campbell Mgmt For For
1D. Election of Director: Carlos M. Cardoso Mgmt For For
1E. Election of Director: Robert B. Coutts Mgmt For For
1F. Election of Director: Debra A. Crew Mgmt For For
1G. Election of Director: Michael D. Hankin Mgmt For For
1H. Election of Director: James M. Loree Mgmt For For
1I. Election of Director: Marianne M. Parrs Mgmt For For
1J. Election of Director: Robert L. Ryan Mgmt For For
1K. Election of Director: James H. Scholefield Mgmt For For
2. Approve 2018 Omnibus Award Plan. Mgmt For For
3. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
4. Approve the selection of Ernst & Young LLP Mgmt For For
as the Company's independent auditors for
the Company's 2018 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 934721956
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 21-Mar-2018
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Howard Schultz Mgmt For For
1B. Election of Director: Rosalind G. Brewer Mgmt For For
1C. Election of Director: Mary N. Dillon Mgmt For For
1D. Election of Director: Mellody Hobson Mgmt For For
1E. Election of Director: Kevin R. Johnson Mgmt For For
1F. Election of Director: Jorgen Vig Knudstorp Mgmt For For
1G. Election of Director: Satya Nadella Mgmt For For
1H. Election of Director: Joshua Cooper Ramo Mgmt For For
1I. Election of Director: Clara Shih Mgmt For For
1J. Election of Director: Javier G. Teruel Mgmt For For
1K. Election of Director: Myron E. Ullman, III Mgmt For For
1L. Election of Director: Craig E. Weatherup Mgmt For For
2. Advisory resolution to approve our Mgmt For For
executive compensation.
3. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal 2018.
4. Proxy Access Bylaw Amendments. Shr Against For
5. Report on Sustainable Packaging. Shr Against For
6. "Proposal Withdrawn". Shr Abstain
7. Diversity Report. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 934778119
--------------------------------------------------------------------------------------------------------------------------
Security: 858912108
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: SRCL
ISIN: US8589121081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert S. Murley Mgmt For For
1b. Election of Director: Charles A. Alutto Mgmt For For
1c. Election of Director: Brian P. Anderson Mgmt For For
1d. Election of Director: Lynn D. Bleil Mgmt For For
1e. Election of Director: Thomas D. Brown Mgmt For For
1f. Election of Director: Thomas F. Chen Mgmt For For
1g. Election of Director: Mark C. Miller Mgmt For For
1h. Election of Director: John Patience Mgmt For For
1i. Election of Director: Mike S. Zafirovski Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2018
4. Stockholder proposal entitled Special Shr For Against
Shareholder Meeting Improvement
5. Stockholder proposal on the vesting of Shr Against For
equity awards upon a change in control
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 934750084
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd C. Blankfein Mgmt For For
1b. Election of Director: M. Michele Burns Mgmt For For
1c. Election of Director: Mark A. Flaherty Mgmt For For
1d. Election of Director: William W. George Mgmt For For
1e. Election of Director: James A. Johnson Mgmt For For
1f. Election of Director: Ellen J. Kullman Mgmt For For
1g. Election of Director: Lakshmi N. Mittal Mgmt For For
1h. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1i. Election of Director: Peter Oppenheimer Mgmt For For
1j. Election of Director: David A. Viniar Mgmt For For
1k. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation (Say on Pay)
3. Approval of The Goldman Sachs Amended and Mgmt For For
Restated Stock Incentive Plan (2018)
4. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm for 2018
5. Shareholder Proposal Requesting Report on Shr Against For
Lobbying
6. Shareholder Proposal Regarding Amendments Shr Against For
to Stockholder Proxy Access
--------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. Agenda Number: 934692333
--------------------------------------------------------------------------------------------------------------------------
Security: 405217100
Meeting Type: Annual
Meeting Date: 16-Nov-2017
Ticker: HAIN
ISIN: US4052171000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: IRWIN D. SIMON Mgmt For For
1B. ELECTION OF DIRECTOR: CELESTE A. CLARK Mgmt For For
1C. ELECTION OF DIRECTOR: ANDREW R. HEYER Mgmt For For
1D. ELECTION OF DIRECTOR: R. DEAN HOLLIS Mgmt For For
1E. ELECTION OF DIRECTOR: SHERVIN J. KORANGY Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER MELTZER Mgmt For For
1G. ELECTION OF DIRECTOR: ADRIANNE SHAPIRA Mgmt For For
1H. ELECTION OF DIRECTOR: JACK L. SINCLAIR Mgmt For For
1I. ELECTION OF DIRECTOR: GLENN W. WELLING Mgmt For For
1J. ELECTION OF DIRECTOR: DAWN M. ZIER Mgmt For For
1K. ELECTION OF DIRECTOR: LAWRENCE S. ZILAVY Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE AMENDED AND Mgmt Against Against
RESTATED BY-LAWS OF THE HAIN CELESTIAL
GROUP, INC. TO IMPLEMENT ADVANCE NOTICE
PROCEDURES FOR STOCKHOLDER PROPOSALS.
3. TO APPROVE AN AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED BY-LAWS OF THE HAIN CELESTIAL
GROUP, INC. TO IMPLEMENT PROXY ACCESS.
4. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION FOR THE
FISCAL YEAR ENDED JUNE 30, 2017.
5. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF HOLDING FUTURE ADVISORY VOTES
ON NAMED EXECUTIVE OFFICER COMPENSATION.
6. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP TO ACT AS REGISTERED INDEPENDENT
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING JUNE 30, 2018.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 934760136
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gerard J. Arpey Mgmt For For
1b. Election of Director: Ari Bousbib Mgmt For For
1c. Election of Director: Jeffery H. Boyd Mgmt For For
1d. Election of Director: Gregory D. Brenneman Mgmt For For
1e. Election of Director: J. Frank Brown Mgmt For For
1f. Election of Director: Albert P. Carey Mgmt For For
1g. Election of Director: Armando Codina Mgmt For For
1h. Election of Director: Helena B. Foulkes Mgmt For For
1i. Election of Director: Linda R. Gooden Mgmt For For
1j. Election of Director: Wayne M. Hewett Mgmt For For
1k. Election of Director: Stephanie C. Linnartz Mgmt For For
1l. Election of Director: Craig A. Menear Mgmt For For
1m. Election of Director: Mark Vadon Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding Semi-Annual Shr Against For
Report on Political Contributions
5. Shareholder Proposal Regarding EEO-1 Shr For Against
Disclosure
6. Shareholder Proposal to Reduce the Shr For Against
Threshold to Call Special Shareholder
Meetings to 10% of Outstanding Shares
7. Shareholder Proposal Regarding Amendment of Shr For Against
Compensation Clawback Policy
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934720598
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 08-Mar-2018
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Susan E. Arnold Mgmt For For
1B. Election of director: Mary T. Barra Mgmt For For
1C. Election of director: Safra A. Catz Mgmt For For
1D. Election of director: John S. Chen Mgmt For For
1E. Election of director: Francis A. deSouza Mgmt For For
1F. Election of director: Robert A. Iger Mgmt For For
1G. Election of director: Maria Elena Mgmt For For
Lagomasino
1H. Election of director: Fred H. Langhammer Mgmt For For
1I. Election of director: Aylwin B. Lewis Mgmt For For
1J. Election of director: Mark G. Parker Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for 2018.
3. To approve material terms of performance Mgmt For For
goals under the Amended and Restated 2002
Executive Performance Plan.
4. To approve the advisory resolution on Mgmt Against Against
executive compensation.
5. To approve the shareholder proposal Shr Against For
requesting an annual report disclosing
information regarding the Company's
lobbying policies and activities.
6. To approve the shareholder proposal Shr Against For
requesting the Board to amend the Company's
bylaws relating to proxy access to increase
the number of permitted nominees, remove
the limit on aggregating shares to meet the
shareholding requirement, and remove the
limitation on renomination of persons based
on votes in a prior election.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 934744031
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Richard L. Carrion Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: M. Frances Keeth Mgmt For For
1f. Election of Director: Lowell C. McAdam Mgmt For For
1g. Election of Director: Clarence Otis, Jr. Mgmt For For
1h. Election of Director: Rodney E. Slater Mgmt For For
1i. Election of Director: Kathryn A. Tesija Mgmt For For
1j. Election of Director: Gregory D. Wasson Mgmt For For
1k. Election of Director: Gregory G. Weaver Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote to Approve Executive Shr For For
Compensation
4. Special Shareowner Meetings Shr For Against
5. Lobbying Activities Report Shr Against For
6. Independent Chair Shr Against For
7. Report on Cyber Security and Data Privacy Shr Against For
8. Executive Compensation Clawback Policy Shr Against For
9. Nonqualified Savings Plan Earnings Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VISTRA ENERGY CORP Agenda Number: 934725788
--------------------------------------------------------------------------------------------------------------------------
Security: 92840M102
Meeting Type: Special
Meeting Date: 02-Mar-2018
Ticker: VST
ISIN: US92840M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adopt the Agreement and Plan of Merger, Mgmt For For
dated as of October 29, 2017 (the "Merger
Agreement"), by and between Vistra Energy
Corp., a Delaware corporation ("Vistra
Energy"), and Dynegy Inc., a Delaware
corporation ("Dynegy"), as it may be
amended from time to time, pursuant to
which, among other things, Dynegy will
merge with and into Vistra Energy (the
"Merger"), with Vistra Energy continuing as
the surviving corporation (the "Merger
Proposal").
2. Approve the issuance of shares of Vistra Mgmt For For
Energy common stock to Dynegy stockholders
in connection with the Merger, as
contemplated by the Merger Agreement (the
"Stock Issuance Proposal").
3. Approve the adjournment of the Vistra Mgmt For For
Energy special meeting, if necessary or
appropriate, for the purpose of soliciting
additional votes for the approval of the
Merger Proposal and the Stock Issuance
Proposal.
--------------------------------------------------------------------------------------------------------------------------
VISTRA ENERGY CORP Agenda Number: 934774200
--------------------------------------------------------------------------------------------------------------------------
Security: 92840M102
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: VST
ISIN: US92840M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hilary E. Ackermann* Mgmt For For
Brian K. Ferraioli* Mgmt For For
Jeff D. Hunter* Mgmt For For
Brian K. Ferraioli# Mgmt For For
Jeff D. Hunter# Mgmt For For
3. Approve, on an advisory basis, named Mgmt For For
executive officer compensation.
4. Approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on named
executive officer compensation.
5. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 934793072
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Stephen J. Mgmt For For
Easterbrook
1b. Election of Director: Timothy P. Flynn Mgmt For For
1c. Election of Director: Sarah J. Friar Mgmt For For
1d. Election of Director: Carla A. Harris Mgmt For For
1e. Election of Director: Thomas W. Horton Mgmt For For
1f. Election of Director: Marissa A. Mayer Mgmt For For
1g. Election of Director: C. Douglas McMillon Mgmt For For
1h. Election of Director: Gregory B. Penner Mgmt For For
1i. Election of Director: Steven S Reinemund Mgmt For For
1j. Election of Director: S. Robson Walton Mgmt For For
1k. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants
4. Request to Adopt an Independent Chair Shr Against For
Policy
5. Request for Report on Racial or Ethnic Pay Shr For Against
Gaps
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934740350
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John D. Baker II Mgmt For For
1b. Election of Director: Celeste A. Clark Mgmt For For
1c. Election of Director: Theodore F. Craver, Mgmt For For
Jr.
1d. Election of Director: Elizabeth A. Duke Mgmt For For
1e. Election of Director: Donald M. James Mgmt For For
1f. Election of Director: Maria R. Morris Mgmt For For
1g. Election of Director: Karen B. Peetz Mgmt For For
1h. Election of Director: Juan A. Pujadas Mgmt For For
1i. Election of Director: James H. Quigley Mgmt For For
1j. Election of Director: Ronald L. Sargent Mgmt For For
1k. Election of Director: Timothy J. Sloan Mgmt For For
1l. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for 2018.
4. Shareholder Proposal - Special Shareowner Shr For Against
Meetings.
5. Shareholder Proposal - Reform Executive Shr Against For
Compensation Policy with Social
Responsibility.
6. Shareholder Proposal - Report on Incentive Shr Against For
Compensation and Risks of Material Losses.
--------------------------------------------------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION Agenda Number: 934678434
--------------------------------------------------------------------------------------------------------------------------
Security: 958102105
Meeting Type: Annual
Meeting Date: 02-Nov-2017
Ticker: WDC
ISIN: US9581021055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARTIN I. COLE Mgmt For For
1B. ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt For For
1C. ELECTION OF DIRECTOR: HENRY T. DENERO Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL D. LAMBERT Mgmt For For
1E. ELECTION OF DIRECTOR: LEN J. LAUER Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL Mgmt For For
1G. ELECTION OF DIRECTOR: STEPHEN D. MILLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: PAULA A. PRICE Mgmt For For
2. TO APPROVE ON AN ADVISORY BASIS THE NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION DISCLOSED IN
THE PROXY STATEMENT.
3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2004 PERFORMANCE INCENTIVE PLAN THAT
WOULD, AMONG OTHER THINGS, RENAME THE PLAN
AS THE "2017 PERFORMANCE INCENTIVE PLAN"
AND INCREASE BY FOURTEEN MILLION
(14,000,000) THE NUMBER OF SHARES OF OUR
COMMON STOCK AVAILABLE FOR ISSUANCE UNDER
THE PLAN.
5. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 29, 2018.
--------------------------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda Number: 934771735
--------------------------------------------------------------------------------------------------------------------------
Security: 988498101
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: YUM
ISIN: US9884981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Paget L. Alves Mgmt For For
1b. Election of Director: Michael J. Cavanagh Mgmt For For
1c. Election of Director: Christopher M. Connor Mgmt For For
1d. Election of Director: Brian C. Cornell Mgmt For For
1e. Election of Director: Greg Creed Mgmt For For
1f. Election of Director: Tanya L. Domier Mgmt For For
1g. Election of Director: Mirian M. Mgmt For For
Graddick-Weir
1h. Election of Director: Thomas C. Nelson Mgmt For For
1i. Election of Director: P. Justin Skala Mgmt For For
1j. Election of Director: Elane B. Stock Mgmt For For
1k. Election of Director: Robert D. Walter Mgmt For For
2. Ratification of Independent Auditors. Mgmt For For
3. Advisory Vote on Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 934756341
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: ZTS
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sanjay Khosla Mgmt For For
1.2 Election of Director: Willie M. Reed Mgmt For For
1.3 Election of Director: Linda Rhodes Mgmt For For
1.4 Election of Director: William C. Steere, Mgmt For For
Jr.
2. Advisory vote to approve our executive Mgmt For For
compensation (Say on Pay)
3. Ratification of appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2018.
IMS Dividend Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 934739840
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. Alpern Mgmt For For
R.S. Austin Mgmt For For
S.E. Blount Mgmt For For
E.M. Liddy Mgmt For For
N. McKinstry Mgmt For For
P.N. Novakovic Mgmt For For
W.A. Osborn Mgmt For For
S.C. Scott III Mgmt For For
D.J. Starks Mgmt For For
J.G. Stratton Mgmt For For
G.F. Tilton Mgmt For For
M.D. White Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Auditors
3. Say on Pay - An Advisory Vote to Approve Mgmt For For
Executive Compensation
4. Shareholder Proposal - Independent Board Shr Against For
Chairman
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 934746768
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 04-May-2018
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Richard A. Gonzalez Mgmt For For
Rebecca B. Roberts Mgmt For For
Glenn F. Tilton Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2018
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation
4. Say When on Pay - An advisory vote on the Mgmt 1 Year For
frequency of the advisory vote to approve
executive compensation
5. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation for the annual election of
directors
6. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting
7. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying
8. Stockholder Proposal - to Separate Chair Shr Against For
and CEO
9. Stockholder Proposal - to Issue an Annual Shr Against For
Compensation Committee Report on Drug
Pricing
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 934763473
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John T. Casteen III Mgmt For For
1b. Election of Director: Dinyar S. Devitre Mgmt For For
1c. Election of Director: Thomas F. Farrell II Mgmt For For
1d. Election of Director: Debra J. Kelly-Ennis Mgmt For For
1e. Election of Director: W. Leo Kiely III Mgmt For For
1f. Election of Director: Kathryn B. McQuade Mgmt For For
1g. Election of Director: George Munoz Mgmt For For
1h. Election of Director: Mark E. Newman Mgmt For For
1i. Election of Director: Nabil Y. Sakkab Mgmt For For
1j. Election of Director: Virginia E. Shanks Mgmt For For
1k. Election of Director: Howard A. Willard III Mgmt For For
2. Ratification of the Selection of Mgmt For For
Independent Registered Public Accounting
Firm
3. Non-Binding Advisory Vote to Approve the Mgmt For For
Compensation of Altria's Named Executive
Officers
4. Shareholder Proposal - Reducing and Shr Against For
Disclosing Nicotine Levels in Cigarette
Brands
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934716068
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 13-Feb-2018
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2018
3. Advisory vote to approve executive Mgmt For For
compensation
4. Approval of the amended and restated Apple Mgmt For For
Inc. Non-Employee Director Stock Plan
5. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
6. A shareholder proposal entitled "Human Shr Against For
Rights Committee"
--------------------------------------------------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED Agenda Number: 934758092
--------------------------------------------------------------------------------------------------------------------------
Security: G0692U109
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: AXS
ISIN: BMG0692U1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael A. Butt Mgmt For For
Charles A. Davis Mgmt For For
2. To approve, by non-binding vote, the Mgmt For For
compensation paid to our named executive
officers.
3. To appoint Deloitte Ltd., Hamilton, Mgmt For For
Bermuda, to act as the independent
registered public accounting firm of AXIS
Capital Holdings Limited for the fiscal
year ending December 31, 2018 and to
authorize the Board, acting through the
Audit Committee, to set the fees for the
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934737163
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J. P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell, III Mgmt For For
1L. Election of Director: Michael D. White Mgmt For For
1M. Election of Director: Thomas D. Woods Mgmt For For
1N. Election of Director: R. David Yost Mgmt For For
1O. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For
Advisory, Non-binding "Say on Pay"
Resolution)
3. Ratifying the Appointment of Our Mgmt For For
Independent Registered Public Accounting
Firm for 2018
4. Stockholder Proposal - Independent Board Shr Against For
Chairman
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 934785493
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mathis Cabiallavetta Mgmt For For
1b. Election of Director: Pamela Daley Mgmt For For
1c. Election of Director: William S. Demchak Mgmt For For
1d. Election of Director: Jessica P. Einhorn Mgmt For For
1e. Election of Director: Laurence D. Fink Mgmt For For
1f. Election of Director: William E. Ford Mgmt For For
1g. Election of Director: Fabrizio Freda Mgmt For For
1h. Election of Director: Murry S. Gerber Mgmt For For
1i. Election of Director: Margaret L. Johnson Mgmt For For
1j. Election of Director: Robert S. Kapito Mgmt For For
1k. Election of Director: Sir Deryck Maughan Mgmt For For
1l. Election of Director: Cheryl D. Mills Mgmt For For
1m. Election of Director: Gordon M. Nixon Mgmt For For
1n. Election of Director: Charles H. Robbins Mgmt For For
1o. Election of Director: Ivan G. Seidenberg Mgmt For For
1p. Election of Director: Marco Antonio Slim Mgmt For For
Domit
1q. Election of Director: Susan L. Wagner Mgmt For For
1r. Election of Director: Mark Wilson Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt Against Against
of the compensation for named executive
officers.
3. Approval of an Amendment to the BlackRock, Mgmt For For
Inc. Second Amended and Restated 1999 Stock
Award and Incentive Plan.
4. Ratification of the appointment of Deloitte Mgmt For For
LLP as BlackRock's independent registered
public accounting firm for the fiscal year
2018.
5. Shareholder Proposal - Production of an Shr Against For
Annual Report on Certain Trade Association
and Lobbying Expenditures.
--------------------------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. Agenda Number: 934680871
--------------------------------------------------------------------------------------------------------------------------
Security: 14149Y108
Meeting Type: Annual
Meeting Date: 08-Nov-2017
Ticker: CAH
ISIN: US14149Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID J. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: COLLEEN F. ARNOLD Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1D. ELECTION OF DIRECTOR: CARRIE S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1F. ELECTION OF DIRECTOR: BRUCE L. DOWNEY Mgmt For For
1G. ELECTION OF DIRECTOR: PATRICIA A. HEMINGWAY Mgmt For For
HALL
1H. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1I. ELECTION OF DIRECTOR: GREGORY B. KENNY Mgmt For For
1J. ELECTION OF DIRECTOR: NANCY KILLEFER Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID P. KING Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR
THE FISCAL YEAR ENDING JUNE 30, 2018.
3. PROPOSAL TO APPROVE, ON A NON-BINDING Mgmt For For
ADVISORY BASIS, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
4. PROPOSAL TO VOTE, ON A NON-BINDING ADVISORY Mgmt 1 Year For
BASIS, ON THE FREQUENCY OF FUTURE ADVISORY
VOTES TO APPROVE EXECUTIVE COMPENSATION.
5. SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO URGE THE BOARD OF DIRECTORS
TO ADOPT A POLICY THAT THE CHAIRMAN OF THE
BOARD BE AN INDEPENDENT DIRECTOR.
6. SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO REQUEST THAT THE BOARD OF
DIRECTORS ADOPT A BYLAW PROVISION
RESTRICTING MANAGEMENT'S ACCESS TO VOTE
TALLIES PRIOR TO THE ANNUAL MEETING WITH
RESPECT TO CERTAIN EXECUTIVE PAY MATTERS.
--------------------------------------------------------------------------------------------------------------------------
CDK GLOBAL, INC. Agenda Number: 934683473
--------------------------------------------------------------------------------------------------------------------------
Security: 12508E101
Meeting Type: Annual
Meeting Date: 15-Nov-2017
Ticker: CDK
ISIN: US12508E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LESLIE A. BRUN Mgmt For For
WILLIE A. DEESE Mgmt For For
AMY J. HILLMAN Mgmt For For
BRIAN P. MACDONALD Mgmt For For
EILEEN J. MARTINSON Mgmt For For
STEPHEN A. MILES Mgmt For For
ROBERT E. RADWAY Mgmt For For
S.F. SCHUCKENBROCK Mgmt For For
FRANK S. SOWINSKI Mgmt For For
ROBERT M. TARKOFF Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING JUNE
30, 2018.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 934757622
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Equity Director: Terrence A. Mgmt For For
Duffy
1b. Election of Equity Director: Timothy S. Mgmt For For
Bitsberger
1c. Election of Equity Director: Charles P. Mgmt For For
Carey
1d. Election of Equity Director: Dennis H. Mgmt For For
Chookaszian
1e. Election of Equity Director: Ana Dutra Mgmt For For
1f. Election of Equity Director: Martin J. Mgmt For For
Gepsman
1g. Election of Equity Director: Larry G. Mgmt For For
Gerdes
1h. Election of Equity Director: Daniel R. Mgmt For For
Glickman
1i. Election of Equity Director: Deborah J. Mgmt For For
Lucas
1j. Election of Equity Director: Alex J. Mgmt For For
Pollock
1k. Election of Equity Director: Terry L. Mgmt For For
Savage
1l. Election of Equity Director: William R. Mgmt For For
Shepard
1m. Election of Equity Director: Howard J. Mgmt For For
Siegel
1n. Election of Equity Director: Dennis A. Mgmt For For
Suskind
2. Ratification of the appointment of Ernst & Mgmt For For
Young as our independent registered public
accounting firm for 2018.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934798577
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary T. Barra Mgmt For For
1b. Election of Director: Linda R. Gooden Mgmt For For
1c. Election of Director: Joseph Jimenez Mgmt For For
1d. Election of Director: Jane L. Mendillo Mgmt For For
1e. Election of Director: Michael G. Mullen Mgmt For For
1f. Election of Director: James J. Mulva Mgmt For For
1g. Election of Director: Patricia F. Russo Mgmt For For
1h. Election of Director: Thomas M. Schoewe Mgmt For For
1i. Election of Director: Theodore M. Solso Mgmt For For
1j. Election of Director: Carol M. Stephenson Mgmt For For
1k. Election of Director: Devin N. Wenig Mgmt For For
2. Approval of, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as GM's Independent Registered
Public Accounting Firm for 2018
4. Shareholder Proposal Regarding Independent Shr Against For
Board Chairman
5. Shareholder Proposal Regarding Shareholder Shr For Against
Right to Act by Written Consent
6. Shareholder Proposal Regarding Report on Shr Against For
Greenhouse Gas Emissions and CAFE Standards
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934737620
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary C. Beckerle Mgmt For For
1b. Election of Director: D. Scott Davis Mgmt For For
1c. Election of Director: Ian E. L. Davis Mgmt For For
1d. Election of Director: Jennifer A. Doudna Mgmt For For
1e. Election of Director: Alex Gorsky Mgmt For For
1f. Election of Director: Mark B. McClellan Mgmt For For
1g. Election of Director: Anne M. Mulcahy Mgmt For For
1h. Election of Director: William D. Perez Mgmt For For
1i. Election of Director: Charles Prince Mgmt For For
1j. Election of Director: A. Eugene Washington Mgmt For For
1k. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2018
4. Shareholder Proposal - Accounting for Shr For Against
Litigation and Compliance in Executive
Compensation Performance Measures
5. Shareholder Proposal - Amendment to Shr For Against
Shareholder Ability to Call Special
Shareholder Meeting
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 934744221
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel F. Akerson Mgmt For For
1b. Election of Director: Nolan D. Archibald Mgmt For For
1c. Election of Director: David B. Burritt Mgmt For For
1d. Election of Director: Bruce A. Carlson Mgmt For For
1e. Election of Director: James O. Ellis, Jr. Mgmt For For
1f. Election of Director: Thomas J. Falk Mgmt For For
1g. Election of Director: Ilene S. Gordon Mgmt For For
1h. Election of Director: Marillyn A. Hewson Mgmt For For
1i. Election of Director: Jeh C. Johnson Mgmt For For
1j. Election of Director: Joseph W. Ralston Mgmt For For
1k. Election of Director: James D. Taiclet, Jr. Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors for 2018
3. Management Proposal to Approve the Lockheed Mgmt For For
Martin Corporation Amended and Restated
Directors Equity Plan
4. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay)
5. Stockholder Proposal to Adopt Stockholder Shr For Against
Action By Written Consent
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 934739270
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 17-Apr-2018
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brent D. Baird Mgmt For For
C. Angela Bontempo Mgmt For For
Robert T. Brady Mgmt For For
T.J. Cunningham III Mgmt For For
Gary N. Geisel Mgmt For For
Richard S. Gold Mgmt For For
Richard A. Grossi Mgmt For For
John D. Hawke, Jr. Mgmt For For
Rene F. Jones Mgmt For For
Richard H. Ledgett, Jr. Mgmt For For
Newton P.S. Merrill Mgmt For For
Melinda R. Rich Mgmt For For
Robert E. Sadler, Jr. Mgmt For For
Denis J. Salamone Mgmt For For
John R. Scannell Mgmt For For
David S. Scharfstein Mgmt For For
Herbert L. Washington Mgmt For For
2. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934689514
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 29-Nov-2017
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B. ELECTION OF DIRECTOR: REID G. HOFFMAN Mgmt For For
1C. ELECTION OF DIRECTOR: HUGH F. JOHNSTON Mgmt For For
1D. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For
1E. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1G. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1H. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For
1I. ELECTION OF DIRECTOR: PENNY S. PRITZKER Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1K. ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1N. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION
4. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2018
5. APPROVAL OF MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE EXECUTIVE
INCENTIVE PLAN
6. APPROVAL OF THE MICROSOFT CORPORATION 2017 Mgmt For For
STOCK PLAN
--------------------------------------------------------------------------------------------------------------------------
OUTFRONT MEDIA INC. Agenda Number: 934799997
--------------------------------------------------------------------------------------------------------------------------
Security: 69007J106
Meeting Type: Annual
Meeting Date: 11-Jun-2018
Ticker: OUT
ISIN: US69007J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Manuel A. Diaz Mgmt For For
Peter Mathes Mgmt For For
Susan M. Tolson Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as
OUTFRONT Media Inc.'s independent
registered public accounting firm for
fiscal year 2018.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of OUTFRONT Media
Inc.'s named executive officers.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 934683841
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 25-Oct-2017
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LEE C. BANKS Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT G. BOHN Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA S. HARTY Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. KOHLHEPP Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN A. LOBO Mgmt For For
1F. ELECTION OF DIRECTOR: KLAUS-PETER MULLER Mgmt For For
1G. ELECTION OF DIRECTOR: CANDY M. OBOURN Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH SCAMINACE Mgmt For For
1I. ELECTION OF DIRECTOR: WOLFGANG R. SCHMITT Mgmt For For
1J. ELECTION OF DIRECTOR: AKE SVENSSON Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES R. VERRIER Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES L. WAINSCOTT Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS L. WILLIAMS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2018.
3. APPROVAL OF, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4. ADVISE, ON A NON-BINDING BASIS, ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY SHAREHOLDER
VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS WILL OCCUR EVERY.
--------------------------------------------------------------------------------------------------------------------------
PBF ENERGY INC. Agenda Number: 934791383
--------------------------------------------------------------------------------------------------------------------------
Security: 69318G106
Meeting Type: Annual
Meeting Date: 31-May-2018
Ticker: PBF
ISIN: US69318G1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas J. Nimbley Mgmt For For
1B. Election of Director: Spencer Abraham Mgmt For For
1C. Election of Director: Wayne A. Budd Mgmt For For
1D. Election of Director: S. Eugene Edwards Mgmt For For
1E. Election of Director: William E. Hantke Mgmt For For
1F. Election of Director: Edward F. Kosnik Mgmt For For
1G. Election of Director: Robert J. Lavinia Mgmt For For
1H. Election of Director: Kimberly S. Lubel Mgmt For For
1I. Election of Director: George E. Ogden Mgmt For For
2. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
independent auditor for the year ended
December 31, 2018.
3. To approve the Amended and Restated PBF Mgmt Against Against
Energy Inc. 2017 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 934750919
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Harold Brown Mgmt For For
1B. Election of Director: Andre Calantzopoulos Mgmt For For
1C. Election of Director: Louis C. Camilleri Mgmt For For
1D. Election of Director: Massimo Ferragamo Mgmt For For
1E. Election of Director: Werner Geissler Mgmt For For
1F. Election of Director: Lisa A. Hook Mgmt For For
1G. Election of Director: Jennifer Li Mgmt For For
1H. Election of Director: Jun Makihara Mgmt For For
1I. Election of Director: Sergio Marchionne Mgmt For For
1J. Election of Director: Kalpana Morparia Mgmt For For
1K. Election of Director: Lucio A. Noto Mgmt For For
1L. Election of Director: Frederik Paulsen Mgmt For For
1M. Election of Director: Robert B. Polet Mgmt For For
1N. Election of Director: Stephen M. Wolf Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation
3. Ratification of the Selection of Mgmt For For
Independent Auditors
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 934719331
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 23-Mar-2018
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Samih Elhage Mgmt For *
Raul J. Fernandez Mgmt For *
Michael S. Geltzeiler Mgmt For *
Stephen J. Girsky Mgmt For *
David G. Golden Mgmt For *
Veronica M. Hagen Mgmt For *
Julie A. Hill Mgmt For *
John H. Kispert Mgmt For *
Gregorio Reyes Mgmt For *
Thomas S. Volpe Mgmt For *
Harry L. You Mgmt For *
2 To approve Broadcom's proposal to amend Mgmt For *
Qualcomm's Bylaws to undo any amendment to
the Bylaws adopted without stockholder
approval up to and including the date of
the Annual Meeting that changes the Bylaws
in any way from the version that was
publicly filed with the Securities and
Exchange Commission on July 15, 2016.
3 To ratify the selection of Mgmt For *
PricewaterhouseCoopers LLP as Qualcomm's
independent public accountants for the
fiscal year ending September 30, 2018
4 To approve, on a advisory basis, Mgmt For *
compensation paid to Qualcomm's named
executive officers.
5 To approve an amendment to Qualcomm's 2001 Mgmt For *
Employee Stock Purchase Plan.
6 To approve an amendment to Qualcomm's Mgmt For *
Restated Certificate of Incorporation, as
amended (the "Certificate of
Incorporation") to eliminate certain
supermajority provisions relating to
removal of directors
7 To approve an amendment to the Certificate Mgmt For *
of Incorporation to eliminate certain
Supermajority provisions relating to
amendments and obsolete provisions.
8 To approve an amendment to the certificate Mgmt For *
of incorporation to eliminate provisions
requiring a supermajority vote for certain
transactions with interested stockholders.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 934746085
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marco Alvera Mgmt For For
1b. Election of Director: William D. Green Mgmt For For
1c. Election of Director: Charles E. Haldeman, Mgmt For For
Jr.
1d. Election of Director: Stephanie C. Hill Mgmt For For
1e. Election of Director: Rebecca Jacoby Mgmt For For
1f. Election of Director: Monique F. Leroux Mgmt For For
1g. Election of Director: Maria R. Morris Mgmt For For
1h. Election of Director: Douglas L. Peterson Mgmt For For
1i. Election of Director: Sir Michael Rake Mgmt For For
1j. Election of Director: Edward B. Rust, Jr. Mgmt For For
1k. Election of Director: Kurt L. Schmoke Mgmt For For
1l. Election of Director: Richard E. Thornburgh Mgmt For For
2. Vote to approve, on an advisory basis, the Mgmt For For
executive compensation program for the
Company's named executive officers.
3. Vote to ratify the appointment of Ernst & Mgmt For For
Young LLP as our independent Registered
Public Accounting Firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
SABRE CORPORATION Agenda Number: 934762976
--------------------------------------------------------------------------------------------------------------------------
Security: 78573M104
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: SABR
ISIN: US78573M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Herve Couturier Mgmt For For
1B Election of Director: Lawrence W. Kellner Mgmt For For
1C Election of Director: Judy Odom Mgmt For For
1D Election of Director: Karl Peterson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent auditors for the
fiscal year ending December 31, 2018.
3. To amend our Amended and Restated Mgmt For For
Certificate of Incorporation to increase
the maximum size of the Board of Directors
to 13 directors.
4. To amend our Certificate of Incorporation Mgmt For For
to declassify the Board of Directors.
5. To approve, on an advisory and non-binding Mgmt For For
basis, our named executive officers' 2017
compensation.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 934776949
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David W. Biegler Mgmt For For
1b. Election of Director: J. Veronica Biggins Mgmt For For
1c. Election of Director: Douglas H. Brooks Mgmt For For
1d. Election of Director: William H. Cunningham Mgmt For For
1e. Election of Director: John G. Denison Mgmt For For
1f. Election of Director: Thomas W. Gilligan Mgmt For For
1g. Election of Director: Gary C. Kelly Mgmt For For
1h. Election of Director: Grace D. Lieblein Mgmt For For
1i. Election of Director: Nancy B. Loeffler Mgmt For For
1j. Election of Director: John T. Montford Mgmt For For
1k. Election of Director: Ron Ricks Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of selection of Ernst & Young Mgmt For For
LLP as Company's independent auditors for
fiscal year ending December 31, 2018.
4. Advisory vote on shareholder proposal to Shr Against For
require an independent board chairman.
5. Advisory vote on shareholder proposal to Shr For Against
permit shareholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 934769273
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: K. Burnes Mgmt For For
1b. Election of Director: P. de Saint-Aignan Mgmt For For
1c. Election of Director: L. Dugle Mgmt For For
1d. Election of Director: A. Fawcett Mgmt For For
1e. Election of Director: W. Freda Mgmt For For
1f. Election of Director: L. Hill Mgmt For For
1g. Election of Director: J. Hooley Mgmt For For
1h. Election of Director: S. Mathew Mgmt For For
1i. Election of Director: W. Meaney Mgmt For For
1j. Election of Director: S. O'Sullivan Mgmt For For
1k. Election of Director: R. Sergel Mgmt For For
1l. Election of Director: G. Summe Mgmt For For
2. To approve an advisory proposal on Mgmt For For
executive compensation.
3. To amend the Articles of Organization to Mgmt For For
implement a majority voting standard for
specified corporate actions.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as State Street's independent
registered public accounting firm for the
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
THE KRAFT HEINZ COMPANY Agenda Number: 934734561
--------------------------------------------------------------------------------------------------------------------------
Security: 500754106
Meeting Type: Annual
Meeting Date: 23-Apr-2018
Ticker: KHC
ISIN: US5007541064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory E. Abel Mgmt For For
1B. Election of Director: Alexandre Behring Mgmt For For
1C. Election of Director: John T. Cahill Mgmt For For
1D. Election of Director: Tracy Britt Cool Mgmt For For
1E. Election of Director: Feroz Dewan Mgmt For For
1F. Election of Director: Jeanne P. Jackson Mgmt For For
1G. Election of Director: Jorge Paulo Lemann Mgmt For For
1H. Election of Director: John C. Pope Mgmt For For
1I. Election of Director: Marcel Herrmann Mgmt For For
Telles
1J. Election of Director: Alexandre Van Damme Mgmt For For
1K. Election of Director: George Zoghbi Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR 2018.
4. SHAREHOLDER PROPOSAL: RESOLUTION RELATED TO Shr Against For
PACKAGING.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 934805752
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Zein Abdalla Mgmt For For
1b. Election of Director: Alan M. Bennett Mgmt For For
1c. Election of Director: David T. Ching Mgmt For For
1d. Election of Director: Ernie Herrman Mgmt For For
1e. Election of Director: Michael F. Hines Mgmt For For
1f. Election of Director: Amy B. Lane Mgmt For For
1g. Election of Director: Carol Meyrowitz Mgmt For For
1h. Election of Director: Jackwyn L. Nemerov Mgmt For For
1i. Election of Director: John F. O'Brien Mgmt For For
1j. Election of Director: Willow B. Shire Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2019
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on- pay vote)
4. Shareholder proposal for a report on Shr For Against
compensation disparities based on race,
gender, or ethnicity
5. Shareholder proposal for amending TJX's Shr For Against
clawback policy
6. Shareholder proposal for a supply chain Shr Against For
policy on prison labor
--------------------------------------------------------------------------------------------------------------------------
TWENTY-FIRST CENTURY FOX, INC. Agenda Number: 934681847
--------------------------------------------------------------------------------------------------------------------------
Security: 90130A200
Meeting Type: Annual
Meeting Date: 15-Nov-2017
Ticker: FOX
ISIN: US90130A2006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: K. RUPERT MURDOCH AC Mgmt For For
1B. ELECTION OF DIRECTOR: LACHLAN K. MURDOCH Mgmt For For
1C. ELECTION OF DIRECTOR: DELPHINE ARNAULT Mgmt Against Against
1D. ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt Against Against
1E. ELECTION OF DIRECTOR: CHASE CAREY Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID F. DEVOE Mgmt For For
1G. ELECTION OF DIRECTOR: VIET DINH Mgmt For For
1H. ELECTION OF DIRECTOR: SIR RODERICK I. Mgmt For For
EDDINGTON
1I. ELECTION OF DIRECTOR: JAMES R. MURDOCH Mgmt For For
1J. ELECTION OF DIRECTOR: JACQUES NASSER AC Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT S. SILBERMAN Mgmt For For
1L. ELECTION OF DIRECTOR: TIDJANE THIAM Mgmt For For
1M. ELECTION OF DIRECTOR: JEFFREY W. UBBEN Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2018.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5. STOCKHOLDER PROPOSAL REGARDING ELIMINATION Shr For Against
OF THE COMPANY'S DUAL CLASS CAPITAL
STRUCTURE.
--------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 934731680
--------------------------------------------------------------------------------------------------------------------------
Security: 963320106
Meeting Type: Annual
Meeting Date: 17-Apr-2018
Ticker: WHR
ISIN: US9633201069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: MARC R. BITZER Mgmt For For
1C. ELECTION OF DIRECTOR: GREG CREED Mgmt For For
1D. Election of director: Gary T. DiCamillo Mgmt For For
1E. Election of director: Diane M. Dietz Mgmt For For
1F. Election of director: Gerri T. Elliott Mgmt For For
1G. Election of director: Jeff M. Fettig Mgmt For For
1H. Election of director: Michael F. Johnston Mgmt For For
1I. Election of director: John D. Liu Mgmt For For
1J. Election of director: James M. Loree Mgmt For For
1K. Election of director: Harish Manwani Mgmt For For
1L. Election of director: William D. Perez Mgmt For For
1M. Election of director: Larry O. Spencer Mgmt For For
1N. Election of director: Michael D. White Mgmt For For
2. Advisory vote to approve Whirlpool's Mgmt For For
executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Whirlpool's independent
registered public accounting firm for 2018.
4. Approval of the Whirlpool Corporation 2018 Mgmt For For
Omnibus Stock and Incentive Plan.
IMS Strategic Income Fund
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 934740273
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 07-May-2018
Ticker: AFL
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel P. Amos Mgmt For For
1b. Election of Director: W. Paul Bowers Mgmt For For
1c. Election of Director: Toshihiko Fukuzawa Mgmt For For
1d. Election of Director: Douglas W. Johnson Mgmt For For
1e. Election of Director: Robert B. Johnson Mgmt For For
1f. Election of Director: Thomas J. Kenny Mgmt For For
1g. Election of Director: Karole F. Lloyd Mgmt For For
1h. Election of Director: Joseph L. Moskowitz Mgmt For For
1i. Election of Director: Barbara K. Rimer, Mgmt For For
DrPH
1j. Election of Director: Katherine T. Rohrer Mgmt For For
1k. Election of Director: Melvin T. Stith Mgmt For For
2. To consider the following non-binding Mgmt For For
advisory proposal: "Resolved, on an
advisory basis, the shareholders of Aflac
Incorporated approve the compensation of
the named executives, as disclosed pursuant
to the compensation disclosure rules of the
Securities and Exchange Commission,
including the Compensation Discussion and
Analysis and accompanying tables and
narrative of the Notice of 2018 Annual
Meeting of Shareholders and Proxy
Statement"
3. To consider and act upon the ratification Mgmt For For
of the appointment of KPMG LLP as
independent registered public accounting
firm of the Company for the year ending
December 31, 2018
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 934678547
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 07-Nov-2017
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM A. ACKMAN Mgmt For *
VERONICA M. HAGEN Mgmt For *
V. PAUL UNRUH Mgmt For *
MGT NOM: PETER BISSON Mgmt For *
MGT NOM: R.T. CLARK Mgmt For *
MGT NOM: L.R. GOODEN Mgmt For *
MGT NOM: M.P. GREGOIRE Mgmt For *
MGT NOM: W.J. READY Mgmt For *
MGT NOM: C.A. RODRIGUEZ Mgmt For *
MGT NOM: S.S. WIJNBERG Mgmt For *
02 TO APPROVE THE REPEAL OF EACH PROVISION OF Mgmt For *
OR AMENDMENT TO THE BY-LAWS OF THE COMPANY,
AS AMENDED AND RESTATED AS OF AUGUST 2,
2016 (THE "BY-LAWS"), ADOPTED WITHOUT THE
APPROVAL OF STOCKHOLDERS AFTER AUGUST 2,
2016 (THE DATE OF THE LAST PUBLICLY
AVAILABLE BY-LAWS) AND UP TO AND INCLUDING
THE DATE OF THE 2017 ANNUAL MEETING.
03 TO APPROVE THE RATIFICATION OF THE Mgmt For *
APPOINTMENT OF DELOITTE AS THE COMPANY'S
INDEPENDENT REGISTERED ACCOUNTING FIRM.
04 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year *
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPANY'S EXECUTIVE OFFICER COMPENSATION.
05 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For *
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT FOR THE 2017
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC. Agenda Number: 934759791
--------------------------------------------------------------------------------------------------------------------------
Security: 229899109
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: CFR
ISIN: US2298991090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carlos Alvarez Mgmt For For
1B. Election of Director: Chris M. Avery Mgmt For For
1C. Election of Director: Samuel G. Dawson Mgmt For For
1D. Election of Director: Crawford H. Edwards Mgmt For For
1E. Election of Director: Patrick B. Frost Mgmt For For
1F. Election of Director: Phillip D. Green Mgmt For For
1G. Election of Director: David J. Haemisegger Mgmt For For
1H. Election of Director: Jarvis V. Mgmt For For
Hollingsworth
1I. Election of Director: Karen E. Jennings Mgmt For For
1J. Election of Director: Richard M. Kleberg Mgmt For For
III
1K. Election of Director: Charles W. Matthews Mgmt For For
1L. Election of Director: Ida Clement Steen Mgmt For For
1M. Election of Director: Graham Weston Mgmt For For
1N. Election of Director: Horace Wilkins, Jr. Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP to act as independent auditors of
Cullen/Frost Bankers, Inc. for the fiscal
year that began January 1, 2018.
3. Proposal to adopt the advisory Mgmt For For
(non-binding) resolution approving
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 934711638
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 06-Feb-2018
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. F. GOLDEN Mgmt For For
C. KENDLE Mgmt For For
J. S. TURLEY Mgmt For For
G. A. FLACH Mgmt For For
2. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
EMERSON ELECTRIC CO. EXECUTIVE
COMPENSATION.
4. APPROVAL OF AN AMENDMENT TO EMERSON'S Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
PROVIDE SHAREHOLDERS THE RIGHT TO AMEND THE
BYLAWS.
5. RATIFICATION, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPANY'S FORUM SELECTION BYLAW.
6. APPROVAL OF THE SHAREHOLDER PROPOSAL Shr Against For
REGARDING ADOPTION OF AN INDEPENDENT BOARD
CHAIR POLICY AS DESCRIBED IN THE PROXY
STATEMENT.
7. APPROVAL OF THE SHAREHOLDER PROPOSAL Shr Against For
REQUESTING ISSUANCE OF A POLITICAL
CONTRIBUTIONS REPORT AS DESCRIBED IN THE
PROXY STATEMENT.
8. APPROVAL OF THE SHAREHOLDER PROPOSAL Shr Against For
REQUESTING ISSUANCE OF A LOBBYING REPORT AS
DESCRIBED IN THE PROXY STATEMENT.
9. APPROVAL OF THE SHAREHOLDER PROPOSAL ON Shr Against For
GREENHOUSE GAS EMISSIONS AS DESCRIBED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 934737707
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 Election of Director: Sebastien M. Bazin Mgmt For For
A2 Election of Director: W. Geoffrey Beattie Mgmt For For
A3 Election of Director: John J. Brennan Mgmt For For
A4 Election of Director: H. Lawrence Culp, Jr. Mgmt For For
A5 Election of Director: Francisco D'Souza Mgmt For For
A6 Election of Director: John L. Flannery Mgmt For For
A7 Election of Director: Edward P. Garden Mgmt For For
A8 Election of Director: Thomas W. Horton Mgmt For For
A9 Election of Director: Risa Lavizzo-Mourey Mgmt For For
A10 Election of Director: James J. Mulva Mgmt For For
A11 Election of Director: Leslie F. Seidman Mgmt For For
A12 Election of Director: James S. Tisch Mgmt For For
B1 Advisory Approval of Our Named Executives' Mgmt For For
Compensation
B2 Approval of the GE International Employee Mgmt For For
Stock Purchase Plan
B3 Ratification of KPMG as Independent Auditor Mgmt For For
for 2018
C1 Require the Chairman of the Board to be Shr Against For
Independent
C2 Adopt Cumulative Voting for Director Shr Against For
Elections
C3 Deduct Impact of Stock Buybacks from Shr Against For
Executive Pay
C4 Issue Report on Political Lobbying and Shr Against For
Contributions
C5 Issue Report on Stock Buybacks Shr Against For
C6 Permit Shareholder Action by Written Shr For Against
Consent
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 934752925
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John F. Cogan, Ph.D. Mgmt For For
1b. Election of Director: Jacqueline K. Barton, Mgmt For For
Ph.D.
1c. Election of Director: Kelly A. Kramer Mgmt For For
1d. Election of Director: Kevin E. Lofton Mgmt For For
1e. Election of Director: John C. Martin, Ph.D. Mgmt For For
1f. Election of Director: John F. Milligan, Mgmt For For
Ph.D.
1g. Election of Director: Richard J. Whitley, Mgmt For For
M.D.
1h. Election of Director: Gayle E. Wilson Mgmt For For
1i. Election of Director: Per Wold-Olsen Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2018.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairman of the Board of Directors
be an independent director.
5. To vote on a stockholder proposal, if Shr For Against
properly presented at the meeting,
requesting that the Board take steps to
permit stockholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
HANESBRANDS INC. Agenda Number: 934736197
--------------------------------------------------------------------------------------------------------------------------
Security: 410345102
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: HBI
ISIN: US4103451021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerald W. Evans, Jr. Mgmt For For
1B. Election of Director: Bobby J. Griffin Mgmt For For
1C. Election of Director: James C. Johnson Mgmt For For
1D. Election of Director: Jessica T. Mathews Mgmt For For
1E. Election of Director: Franck J. Moison Mgmt For For
1F. Election of Director: Robert F. Moran Mgmt For For
1G. Election of Director: Ronald L. Nelson Mgmt For For
1H. Election of Director: Richard A. Noll Mgmt For For
1I. Election of Director: David V. Singer Mgmt For For
1J. Election of Director: Ann E. Ziegler Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Hanesbrands'
independent registered public accounting
firm for Hanesbrands' 2018 fiscal year
3. To approve, on an advisory basis, executive Mgmt For For
compensation as described in the proxy
statement for the Annual Meeting
--------------------------------------------------------------------------------------------------------------------------
HCP, INC. Agenda Number: 934739775
--------------------------------------------------------------------------------------------------------------------------
Security: 40414L109
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: HCP
ISIN: US40414L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Brian G. Cartwright Mgmt For For
1b. Election of Director: Christine N. Garvey Mgmt For For
1c. Election of Director: David B. Henry Mgmt For For
1d. Election of Director: Thomas M. Herzog Mgmt For For
1e. Election of Director: Peter L. Rhein Mgmt For For
1f. Election of Director: Joseph P. Sullivan Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as HCP's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 934769196
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 07-May-2018
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David J. Bronczek Mgmt For For
1b. Election of Director: William J. Burns Mgmt For For
1c. Election of Director: Christopher M. Connor Mgmt For For
1d. Election of Director: Ahmet C. Dorduncu Mgmt For For
1e. Election of Director: Ilene S. Gordon Mgmt For For
1f. Election of Director: Jacqueline C. Hinman Mgmt For For
1g. Election of Director: Jay L. Johnson Mgmt For For
1h. Election of Director: Clinton A. Lewis, Jr. Mgmt For For
1i. Election of Director: Kathryn D. Sullivan Mgmt Against Against
1j. Election of Director: Mark S. Sutton Mgmt For For
1k. Election of Director: J. Steven Whisler Mgmt For For
1l. Election of Director: Ray G. Young Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
the Company's Independent Registered Public
Accounting Firm for 2018
3. A Non-Binding Resolution to Approve the Mgmt For For
Compensation of the Company's Named
Executive Officers, as Disclosed Under the
Heading "Compensation Discussion &
Analysis"
4. Shareowner Proposal Concerning Special Shr For Against
Shareowner Meetings
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934737620
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary C. Beckerle Mgmt For For
1b. Election of Director: D. Scott Davis Mgmt For For
1c. Election of Director: Ian E. L. Davis Mgmt For For
1d. Election of Director: Jennifer A. Doudna Mgmt For For
1e. Election of Director: Alex Gorsky Mgmt For For
1f. Election of Director: Mark B. McClellan Mgmt For For
1g. Election of Director: Anne M. Mulcahy Mgmt For For
1h. Election of Director: William D. Perez Mgmt For For
1i. Election of Director: Charles Prince Mgmt For For
1j. Election of Director: A. Eugene Washington Mgmt For For
1k. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2018
4. Shareholder Proposal - Accounting for Shr For Against
Litigation and Compliance in Executive
Compensation Performance Measures
5. Shareholder Proposal - Amendment to Shr For Against
Shareholder Ability to Call Special
Shareholder Meeting
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 934755224
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lloyd J. Austin III Mgmt For For
Patrick J. Dempsey Mgmt For For
John J. Ferriola Mgmt For For
Victoria F. Haynes Ph.D Mgmt For For
Christopher J. Kearney Mgmt For For
Laurette T. Koellner Mgmt For For
John H. Walker Mgmt For For
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Nucor's independent registered public
accounting firm for the year ending
December 31, 2018
3. Approval, on an advisory basis, of Nucor's Mgmt For For
named executive officer compensation in
2017
4. Stockholder proposal regarding political Shr Against For
lobbying report
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 934747518
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 04-May-2018
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Spencer Abraham Mgmt For For
1b. Election of Director: Howard I. Atkins Mgmt For For
1c. Election of Director: Eugene L. Batchelder Mgmt For For
1d. Election of Director: John E. Feick Mgmt For For
1e. Election of Director: Margaret M. Foran Mgmt For For
1f. Election of Director: Carlos M. Gutierrez Mgmt For For
1g. Election of Director: Vicki Hollub Mgmt For For
1h. Election of Director: William R. Klesse Mgmt For For
1i. Election of Director: Jack B. Moore Mgmt For For
1j. Election of Director: Avedick B. Poladian Mgmt For For
1k. Election of Director: Elisse B. Walter Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Approval of the Second Amendment to the Mgmt For For
2015 Long- Term Incentive Plan to Increase
the Number of Shares Available for Grant
4. Ratification of Selection of KPMG as Mgmt For For
Independent Auditor for the Fiscal Year
Ending December 31, 2018
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 934743041
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shona L. Brown Mgmt For For
1b. Election of Director: George W. Buckley Mgmt For For
1c. Election of Director: Cesar Conde Mgmt For For
1d. Election of Director: Ian M. Cook Mgmt For For
1e. Election of Director: Dina Dublon Mgmt For For
1f. Election of Director: Richard W. Fisher Mgmt For For
1g. Election of Director: William R. Johnson Mgmt For For
1h. Election of Director: Indra K. Nooyi Mgmt For For
1i. Election of Director: David C. Page Mgmt For For
1j. Election of Director: Robert C. Pohlad Mgmt For For
1k. Election of Director: Daniel Vasella Mgmt For For
1l. Election of Director: Darren Walker Mgmt For For
1m. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2018.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Special shareowner meeting improvement. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 934750919
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Harold Brown Mgmt For For
1B. Election of Director: Andre Calantzopoulos Mgmt For For
1C. Election of Director: Louis C. Camilleri Mgmt For For
1D. Election of Director: Massimo Ferragamo Mgmt For For
1E. Election of Director: Werner Geissler Mgmt For For
1F. Election of Director: Lisa A. Hook Mgmt For For
1G. Election of Director: Jennifer Li Mgmt For For
1H. Election of Director: Jun Makihara Mgmt For For
1I. Election of Director: Sergio Marchionne Mgmt For For
1J. Election of Director: Kalpana Morparia Mgmt For For
1K. Election of Director: Lucio A. Noto Mgmt For For
1L. Election of Director: Frederik Paulsen Mgmt For For
1M. Election of Director: Robert B. Polet Mgmt For For
1N. Election of Director: Stephen M. Wolf Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation
3. Ratification of the Selection of Mgmt For For
Independent Auditors
--------------------------------------------------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC CO Agenda Number: 934740754
--------------------------------------------------------------------------------------------------------------------------
Security: 736508847
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: POR
ISIN: US7365088472
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John W. Ballantine Mgmt For For
1b. Election of Director: Rodney L. Brown, Jr. Mgmt For For
1c. Election of Director: Jack E. Davis Mgmt For For
1d. Election of Director: David A. Dietzler Mgmt For For
1e. Election of Director: Kirby A. Dyess Mgmt For For
1f. Election of Director: Mark B. Ganz Mgmt For For
1g. Election of Director: Kathryn J. Jackson Mgmt For For
1h. Election of Director: Neil J. Nelson Mgmt For For
1i. Election of Director: M. Lee Pelton Mgmt For For
1j. Election of Director: Maria M. Pope Mgmt For For
1k. Election of Director: Charles W. Shivery Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year 2018.
3. To approve, by a non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
4. To approve the Portland General Electric Mgmt For For
Company Stock Incentive Plan, as amended
and restated.
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 934757608
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: SRE
ISIN: US8168511090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alan L. Boeckmann Mgmt For For
1b. Election of Director: Kathleen L. Brown Mgmt For For
1c. Election of Director: Andres Conesa Mgmt For For
1d. Election of Director: Maria Contreras-Sweet Mgmt For For
1e. Election of Director: Pablo A. Ferrero Mgmt For For
1f. Election of Director: William D. Jones Mgmt For For
1g. Election of Director: Jeffrey W. Martin Mgmt For For
1h. Election of Director: Bethany J. Mayer Mgmt For For
1i. Election of Director: William G. Ouchi Mgmt For For
1j. Election of Director: Debra L. Reed Mgmt For For
1k. Election of Director: William C. Rusnack Mgmt For For
1l. Election of Director: Lynn Schenk Mgmt For For
1m. Election of Director: Jack T. Taylor Mgmt For For
1n. Election of Director: James C. Yardley Mgmt For For
2. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Approval of Our Executive Mgmt For For
Compensation.
4. Shareholder Proposal on Enhanced Shr Against For
Shareholder Proxy Access.
--------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION Agenda Number: 934682445
--------------------------------------------------------------------------------------------------------------------------
Security: 871829107
Meeting Type: Annual
Meeting Date: 17-Nov-2017
Ticker: SYY
ISIN: US8718291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. BRUTTO Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN M. CASSADAY Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: JOSHUA D. FRANK Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1F. ELECTION OF DIRECTOR: BRADLEY M. HALVERSON Mgmt For For
1G. ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER Mgmt For For
1H. ELECTION OF DIRECTOR: NANCY S. NEWCOMB Mgmt For For
1I. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt For For
1J. ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt For For
1K. ELECTION OF DIRECTOR: SHEILA G. TALTON Mgmt For For
1L. ELECTION OF DIRECTOR: RICHARD G. TILGHMAN Mgmt For For
1M. ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For
2. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION PAID TO SYSCO'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN SYSCO'S
2017 PROXY STATEMENT.
3. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS SYSCO'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2018.
5. TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REGARDING A POLICY LIMITING ACCELERATED
VESTING OF EQUITY AWARDS UPON A CHANGE IN
CONTROL.
--------------------------------------------------------------------------------------------------------------------------
THE KRAFT HEINZ COMPANY Agenda Number: 934734561
--------------------------------------------------------------------------------------------------------------------------
Security: 500754106
Meeting Type: Annual
Meeting Date: 23-Apr-2018
Ticker: KHC
ISIN: US5007541064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory E. Abel Mgmt For For
1B. Election of Director: Alexandre Behring Mgmt For For
1C. Election of Director: John T. Cahill Mgmt For For
1D. Election of Director: Tracy Britt Cool Mgmt For For
1E. Election of Director: Feroz Dewan Mgmt For For
1F. Election of Director: Jeanne P. Jackson Mgmt For For
1G. Election of Director: Jorge Paulo Lemann Mgmt For For
1H. Election of Director: John C. Pope Mgmt For For
1I. Election of Director: Marcel Herrmann Mgmt For For
Telles
1J. Election of Director: Alexandre Van Damme Mgmt For For
1K. Election of Director: George Zoghbi Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR 2018.
4. SHAREHOLDER PROPOSAL: RESOLUTION RELATED TO Shr Against For
PACKAGING.
--------------------------------------------------------------------------------------------------------------------------
THE WESTERN UNION COMPANY Agenda Number: 934755212
--------------------------------------------------------------------------------------------------------------------------
Security: 959802109
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: WU
ISIN: US9598021098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martin I. Cole Mgmt For For
1b. Election of Director: Hikmet Ersek Mgmt For For
1c. Election of Director: Richard A. Goodman Mgmt For For
1d. Election of Director: Betsy D. Holden Mgmt For For
1e. Election of Director: Jeffrey A. Joerres Mgmt For For
1f. Election of Director: Roberto G. Mendoza Mgmt For For
1g. Election of Director: Michael A. Miles, Jr. Mgmt For For
1h. Election of Director: Robert W. Selander Mgmt For For
1i. Election of Director: Frances Fragos Mgmt For For
Townsend
1j. Election of Director: Solomon D. Trujillo Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Ratification of Selection of Ernst & Young Mgmt For For
LLP as Independent Registered Public
Accounting Firm for 2018
4. Approval of Amendment to the Charter to Mgmt For For
Reduce the Threshold Stock Ownership
Requirement for Stockholders to Call a
Special Meeting
5. Stockholder Proposal Regarding Political Shr Against For
Contributions Disclosure
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
360 Funds
| | /s/ Randy Linscott | | |
| By: | Randy Linscott | |
| | President | |
| | | |
| Date: | July 20, 2018 | |
