UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File Number 811-21726
(Exact name of registrant as specified in charter)
4520 MAIN STREET Suite 1425, KANSAS CITY, MISSOURI | 64111 |
(Address of principal executive offices) | (Zip code) |
Matrix 360 Administration, LLC
4520 MAIN STREET, SUITE 1425
(Name and address of agent for service)
Registrant's telephone number, including area code: 816.787.0718
Date of fiscal year end: 08/31/2014
Date of reporting period: 10/11/2013 to 06/30/2014
ITEM 1. | PROXY VOTING RECORD: |
The filing for WP Large Cap Income Plus Fund, a series of the 360 Funds, is attached.
Security Name | Symbol | CUSIP | Meeting Date | Sequence | Proposal | Proposed by Management | Management Recommendation (For or Against the Proposal) | Fund Voted For or Against Proposal | Fund voted For or Against Mgt Recommendation |
American Equity Invt Life Holding | AEL | 25676206 | 5-Jun-14 | 1 | Election of Directors | Management | FOR | FOR | FOR |
American Equity Invt Life Holding | AEL | 25676206 | 5-Jun-14 | 2 | Ratify Independent CPA | Management | FOR | FOR | FOR |
American Equity Invt Life Holding | AEL | 25676206 | 5-Jun-14 | 3 | Vote on Executive Compensation | Management | FOR | FOR | FOR |
Calamos Asset Management | CLMS | 12811R104 | 3-Jun-14 | 4 | Election of six directors | Management | FOR | FOR | FOR |
Calamos Asset Management | CLMS | 12811R105 | 3-Jun-14 | 5 | Vote on Executive Compensation | Management | FOR | FOR | FOR |
Calamos Asset Management | CLMS | 12811R106 | 3-Jun-14 | 6 | Ratify Independent registered public accounting firm | Management | FOR | FOR | FOR |
Calamos Asset Management | CLMS | 12811R107 | 3-Jun-14 | 7 | Amend Incentive compensation plan | Management | FOR | FOR | FOR |
| | | | 8 | | Management | FOR | FOR | FOR |
ISIS Pharmaceuticals | ISIS | 464330109 | 10-Jun-14 | 9 | Election of Directors | Management | FOR | FOR | FOR |
ISIS Pharmaceuticals | ISIS | 464330109 | 10-Jun-14 | 10 | Select registered public accouting firm | Management | FOR | FOR | FOR |
MGM Mirage | MGM | 552953101 | 5-Jun-14 | 11 | Election of Directors | Management | FOR | FOR | FOR |
MGM Mirage | MGM | 552953101 | 5-Jun-14 | 12 | Compensation of executive officers | Management | FOR | FOR | FOR |
MGM Mirage | MGM | 552953101 | 5-Jun-14 | 13 | Selection of independent public accounting firm | Management | FOR | FOR | FOR |
Gazprom | OGZPY | 368287207 | 27-Jun-14 | 14 | Approval Annual Report | Management | FOR | FOR | FOR |
Gazprom | OGZPY | 368287207 | 27-Jun-14 | 15 | Approval accounting statement | Management | FOR | FOR | FOR |
Gazprom | OGZPY | 368287207 | 27-Jun-14 | 16 | Approval of amount, timeline, and form of payment year end dividend | Management | FOR | FOR | FOR |
Gazprom | OGZPY | 368287207 | 27-Jun-14 | 17 | Approval of Company auditors | Management | FOR | FOR | FOR |
Gazprom | OGZPY | 368287207 | 27-Jun-14 | 18 | Payment of remunerations board of directors | Management | FOR | FOR | FOR |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
360 Funds
By Randy Linscott | |
President |
Date: August 19, 2014 | |