UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 13, 2008
ENCORE BANCSHARES, INC.
(Exact name of registrant as specified in its charter)
| | | | |
| Texas | | 001-33598 | | 76-0655696 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
Nine Greenway Plaza, Suite 1000
Houston, Texas 77046
(Address of principal executive offices including zip code)
Registrant’s telephone number, including area code: (713) 787-3100
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 7.01 | Regulation FD Disclosure. |
On November 13, 2008, management of Encore Bancshares, Inc. (the “Company”) presented information regarding the Company’s business and third quarter 2008 operational results to investors at the Sandler O’Neill 2008 East Coast Financial Services Conference. The slide presentation given at this conference is furnished as Exhibit 99.1 to this Current Report of Form 8-K. The foregoing description is qualified by reference to such exhibit.
As provided in General Instruction B.2 to Form 8-K, the information in Item 7.01 and Exhibit 99.1 of this Current Report on Form 8-K is being furnished to the Securities and Exchange Commission and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and such information shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
| Item 9.01 | Financial Statements and Exhibits. |
(d)Exhibits. The following is furnished as an exhibit to this Current Report on Form 8-K:
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Exhibit
Number | | Description of Exhibit |
| |
| 99.1 | | Investor presentation given November 13, 2008. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | | | ENCORE BANCSHARES, INC. (Registrant) |
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| Dated: November 13, 2008 | | | | By: | | /s/ James S. D’Agostino, Jr. |
| | | | | | | | James S. D’Agostino, Jr. Chairman, President and Chief Executive Officer |
EXHIBIT INDEX
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Exhibit
Number | | Description of Exhibit |
| |
| 99.1 | | Investor presentation given November 13, 2008. |
