| | |
Schedule of Investments (unaudited) March 31, 2020 | | BlackRock Enhanced Global Dividend Trust (BOE) (Percentages shown are based on Net Assets) |
| | | | | | | | |
| Security | | Shares | | | Value | |
| | |
Common Stocks — 96.1% | | | | | | | | |
| | |
| Australia — 1.9% | | | | | | |
Ansell Ltd. | | | 301,430 | | | $ | 4,991,640 | |
Ensogo Ltd. (a)(b) | | | 418,198 | | | | 3 | |
Sonic Healthcare Ltd. | | | 457,221 | | | | 6,871,950 | |
| | | | | | | | |
| | | | | | | 11,863,593 | |
| | |
| Canada — 6.5% | | | | | | |
Rogers Communications, Inc., Class B | | | 465,850 | | | | 19,444,347 | |
TELUS Corp. | | | 1,397,146 | | | | 22,089,461 | |
| | | | | | | | |
| | | | | | | 41,533,808 | |
| | |
| Denmark — 1.9% | | | | | | |
Novo Nordisk A/S, Class B | | | 200,694 | | | | 11,984,650 | |
| | | | | | | | |
| | |
| Finland — 2.2% | | | | | | |
Kone OYJ, Class B | | | 245,350 | | | | 13,739,763 | |
| | | | | | | | |
| | |
| France — 3.5% | | | | | | |
Sanofi | | | 207,790 | | | | 17,989,376 | |
Schneider Electric SE | | | 54,887 | | | | 4,639,205 | |
| | | | | | | | |
| | | | | | | 22,628,581 | |
| | |
| Germany — 1.5% | | | | | | |
Deutsche Post AG, Registered Shares | | | 347,589 | | | | 9,318,369 | |
| | | | | | | | |
| | |
| India — 0.1% | | | | | | |
Jasper Infotech Private Ltd., Series I, (Acquired 08/08/15, cost $2,637,143)) (a)(c) | | | 3,540 | | | | 575,958 | |
| | | | | | | | |
| | |
| Netherlands — 3.4% | | | | | | |
Heineken NV | | | 95,721 | | | | 8,123,251 | |
Koninklijke Philips NV | | | 326,004 | | | | 13,384,863 | |
| | | | | | | | |
| | | | | | | 21,508,114 | |
| | |
| Singapore — 1.7% | | | | | | |
DBS Group Holdings Ltd. | | | 414,068 | | | | 5,402,821 | |
United Overseas Bank Ltd. | | | 406,700 | | | | 5,579,940 | |
| | | | | | | | |
| | | | | | | 10,982,761 | |
| | |
| Sweden — 1.1% | | | | | | |
Tele2 AB, Class B | | | 553,835 | | | | 7,378,764 | |
| | | | | | | | |
| | |
| Switzerland — 8.6% | | | | | | |
Cie Financiere Richemont SA, Registered Shares | | | 79,365 | | | | 4,242,363 | |
Nestle SA, Registered Shares | | | 209,358 | | | | 21,431,515 | |
Novartis AG, Registered Shares | | | 282,778 | | | | 23,328,840 | |
SGS SA, Registered Shares | | | 2,439 | | | | 5,625,490 | |
| | | | | | | | |
| | | | | | | 54,628,208 | |
| | |
| Taiwan — 0.9% | | | | | | |
Taiwan Semiconductor Manufacturing Co. Ltd. | | | 611,000 | | | | 5,500,412 | |
| | | | | | | | |
| | |
| United Kingdom — 16.0% | | | | | | |
AstraZeneca PLC | | | 85,875 | | | | 7,651,368 | |
BAE Systems PLC | | | 1,821,938 | | | | 11,705,989 | |
| | | | | | | | |
| Security | | Shares | | | Value | |
| | |
| United Kingdom (continued) | | | | | | |
British American Tobacco PLC | | | 512,582 | | | $ | 17,461,242 | |
Diageo PLC | | | 296,007 | | | | 9,386,242 | |
GlaxoSmithKline PLC | | | 717,987 | | | | 13,472,425 | |
Reckitt Benckiser Group PLC | | | 133,835 | | | | 10,194,959 | |
RELX PLC | | | 425,736 | | | | 9,102,115 | |
Unilever PLC | | | 452,839 | | | | 22,836,757 | |
| | | | | | | | |
| | | | | | | 101,811,097 | |
| | |
| United States — 46.8% | | | | | | |
3M Co. (d) | | | 41,419 | | | | 5,654,108 | |
AbbVie, Inc. (d) | | | 218,238 | | | | 16,627,553 | |
Altria Group, Inc. (d) | | | 231,231 | | | | 8,941,703 | |
Amcor PLC | | | 2,263,188 | | | | 18,119,156 | |
Cisco Systems, Inc. (d)(e) | | | 292,166 | | | | 11,485,045 | |
Citizens Financial Group, Inc. (d) | | | 322,624 | | | | 6,068,557 | |
Coca-Cola Co. (d) | | | 391,242 | | | | 17,312,459 | |
Genuine Parts Co. (d)(e) | | | 133,546 | | | | 8,991,652 | |
Hasbro, Inc. (d) | | | 177,039 | | | | 12,667,140 | |
Home Depot, Inc. (d) | | | 25,213 | | | | 4,707,519 | |
International Paper Co. (d) | | | 335,860 | | | | 10,455,322 | |
Johnson & Johnson (d)(e) | | | 175,565 | | | | 23,021,838 | |
Lockheed Martin Corp. (d) | | | 48,924 | | | | 16,582,790 | |
M&T Bank Corp. (d) | | | 69,614 | | | | 7,200,176 | |
Medtronic PLC (d) | | | 143,403 | | | | 12,932,083 | |
Paychex, Inc. (d)(e) | | | 206,567 | | | | 12,997,196 | |
PepsiCo, Inc. (d) | | | 122,130 | | | | 14,667,813 | |
Pfizer, Inc. (d)(e) | | | 530,086 | | | | 17,302,007 | |
Philip Morris International, Inc. (d)(e) | | | 269,126 | | | | 19,635,433 | |
Procter & Gamble Co. (d) | | | 160,483 | | | | 17,653,130 | |
Raytheon Technologies Corp. | | | 126,476 | | | | 11,930,481 | |
Texas Instruments, Inc. (d) | | | 94,158 | | | | 9,409,209 | |
U.S. Bancorp (d) | | | 202,179 | | | | 6,965,067 | |
Wells Fargo & Co. (d) | | | 206,006 | | | | 5,912,372 | |
| | | | | | | | |
| | | | | | | 297,239,809 | |
| | | | | | | | |
| | |
Total Common Stocks — 96.1%
(Cost — $661,738,610) | | | | | | | 610,693,887 | |
| | | | | | | | |
| | |
Preferred Stock — 0.5% | | | | | | | | |
| | |
| United States — 0.5% | | | | | | |
Palantir Technologies, Inc., Series I
(Acquired 3/27/14, cost $3,118,944), 0.00% (a)(c) | | | 508,800 | | | | 2,808,576 | |
| | | | | | | | |
| | |
Total Preferred Stock — 0.5%
(Cost — $3,118,944) | | | | | | | 2,808,576 | |
| | | | | | | | |
| | |
Total Long-Term Investments — 96.6%
(Cost — $664,857,554) | | | | | | | 613,502,463 | |
| | | | | | | | |
| | | | |
| SCHEDULES OF INVESTMENTS | | | 1 | |
| | |
Schedule of Investments (unaudited) (continued) March 31, 2020 | | BlackRock Enhanced Global Dividend Trust (BOE) (Percentages shown are based on Net Assets) |
| | | | | | | | |
| Security | | Shares | | | Value | |
| | |
Short-Term Securities — 4.8% | | | | | | | | |
BlackRock Liquidity Funds,T-Fund, Institutional Class, 0.25% (f)(g) | | | 30,722,654 | | | $ | 30,722,654 | |
| | | | | | | | |
| | | | | | | | |
| Security | | Shares | | | Value | |
| | |
Total Short-Term Securities — 4.8%
(Cost — $30,722,654) | | | | | | $ | 30,722,654 | |
| | | | | | | | |
| | |
Total Investments Before Options Written — 101.4%
(Cost — $695,580,208) | | | | | | | 644,225,117 | |
| | | | | | | | |
| | |
Options Written — (1.3)%
(Premiums Received — $8,098,475) | | | | | | | (8,280,843 | ) |
| | | | | | | | |
| | |
Total Investments, Net of Options Written — 100.1%
(Cost — $687,481,733) | | | | | | | 635,944,274 | |
| | | | | | | | |
| | |
Liabilities in Excess of Other Assets — (0.1)% | | | | | | | (564,145 | ) |
| | | | | | | | |
| | |
Net Assets — 100.0% | | | | | | $ | 635,380,129 | |
| | | | | | | | |
| (a) | Security is valued using significant unobservable inputs and is classified as Level 3 in the fair value hierarchy. |
| (b) | Non-income producing security. |
| (c) | Restricted security as to resale, excluding 144A securities. The Trust held restricted securities with a current value of $3,384,534 representing 0.5% of its net assets as of period end, and an original cost of $5,756,087. |
| (d) | All or a portion of the security has been pledged and/or segregated as collateral in connection with outstanding exchange-traded options written. |
| (e) | All or a portion of the security has been pledged as collateral in connection with outstanding OTC derivatives. |
| (f) | Annualized7-day yield as of period end. |
| (g) | Investments in issuers considered to be an affiliate/affiliates of the Trust during the period ended March 31, 2020 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows: |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Affiliated issuers | | Shares Held at 12/31/19 | | | Shares
Purchased | | | Shares
Sold | | | Shares
Held at
03/31/20 | | | Value at
03/31/20 | | | Income | | | Net
Realized
Gain (Loss)(a) | | | Change in
Unrealized
Appreciation
(Depreciation) | |
BlackRock Liquidity Funds,T-Fund, Institutional Class | | | 1,138,392 | | | | 29,584,262 | (b) | | | — | | | | 30,722,654 | | | $ | 30,722,654 | | | $ | 20,324 | | | $ | — | | | $ | — | |
| (a) | Includes net capital gain distributions, if applicable. |
| (b) | Represents net shares purchased (sold). |
| | |
| Currency Abbreviations |
| |
| AUD | | Australian Dollar |
| |
| CAD | | Canadian Dollar |
| |
| CHF | | Swiss Franc |
| |
| DKK | | Danish Krone |
| |
| EUR | | Euro |
| |
| GBP | | British Pound |
| |
| SEK | | Swedish Krona |
| |
| SGD | | Singapore Dollar |
| |
| TWD | | Taiwan New Dollar |
| |
| USD | | United States Dollar |
| | |
| 2 | | 2020 BLACKROCK QUARTERLY REPORTTO SHAREHOLDERS |
| | |
Schedule of Investments (unaudited) (continued) March 31, 2020 | | BlackRock Enhanced Global Dividend Trust (BOE) |
Derivative Financial Instruments Outstanding as of Period End
Exchange-Traded Options Written
| | | | | | | | | | | | | | | | | | | | | | | | |
| Description | | Number of Contracts | | | Expiration Date | | | Exercise Price | | | Notional
Amount (000) | | | Value | |
Call | | | | | | | | | | | | | | | | | | | | | | | | |
Altria Group, Inc. | | | 145 | | | | 04/03/20 | | | USD | | | 46.00 | | | USD | | | 561 | | | $ | (1,305 | ) |
Cisco Systems, Inc. | | | 174 | | | | 04/03/20 | | | USD | | | 48.50 | | | USD | | | 684 | | | | (1,218 | ) |
Cisco Systems, Inc. | | | 117 | | | | 04/03/20 | | | USD | | | 46.50 | | | USD | | | 460 | | | | (585 | ) |
Coca-Cola Co. | | | 306 | | | | 04/03/20 | | | USD | | | 60.00 | | | USD | | | 1,354 | | | | (306 | ) |
Hasbro, Inc. | | | 280 | | | | 04/03/20 | | | USD | | | 82.00 | | | USD | | | 2,003 | | | | (42,000 | ) |
Home Depot, Inc. | | | 108 | | | | 04/03/20 | | | USD | | | 230.00 | | | USD | | | 2,016 | | | | (324 | ) |
Medtronic PLC | | | 11 | | | | 04/03/20 | | | USD | | | 95.00 | | | USD | | | 99 | | | | (1,177 | ) |
PepsiCo, Inc. | | | 194 | | | | 04/03/20 | | | USD | | | 147.00 | | | USD | | | 2,330 | | | | (2,716 | ) |
Pfizer, Inc. | | | 147 | | | | 04/03/20 | | | USD | | | 37.00 | | | USD | | | 480 | | | | (1,176 | ) |
Pfizer, Inc. | | | 158 | | | | 04/03/20 | | | USD | | | 38.75 | | | USD | | | 516 | | | | — | |
Philip Morris International, Inc. | | | 211 | | | | 04/03/20 | | | USD | | | 84.00 | | | USD | | | 1,539 | | | | (90,730 | ) |
Procter & Gamble Co. | | | 318 | | | | 04/03/20 | | | USD | | | 124.00 | | | USD | | | 3,498 | | | | (26,235 | ) |
Texas Instruments, Inc. | | | 205 | | | | 04/03/20 | | | USD | | | 125.00 | | | USD | | | 2,049 | | | | (2,665 | ) |
3M Co. | | | 66 | | | | 04/09/20 | | | USD | | | 146.00 | | | USD | | | 901 | | | | (5,907 | ) |
AbbVie, Inc. | | | 55 | | | | 04/09/20 | | | USD | | | 76.00 | | | USD | | | 419 | | | | (10,312 | ) |
Altria Group, Inc. | | | 61 | | | | 04/09/20 | | | USD | | | 43.50 | | | USD | | | 236 | | | | (9,638 | ) |
Cisco Systems, Inc. | | | 67 | | | | 04/09/20 | | | USD | | | 44.50 | | | USD | | | 263 | | | | (301 | ) |
Coca-Cola Co. | | | 505 | | | | 04/09/20 | | | USD | | | 55.00 | | | USD | | | 2,235 | | | | (48,985 | ) |
Johnson & Johnson | | | 156 | | | | 04/09/20 | | | USD | | | 145.00 | | | USD | | | 2,046 | | | | (7,878 | ) |
Lockheed Martin Corp. | | | 89 | | | | 04/09/20 | | | USD | | | 340.00 | | | USD | | | 3,017 | | | | (109,025 | ) |
Medtronic PLC | | | 11 | | | | 04/09/20 | | | USD | | | 94.00 | | | USD | | | 99 | | | | (2,013 | ) |
PepsiCo, Inc. | | | 46 | | | | 04/09/20 | | | USD | | | 139.00 | | | USD | | | 552 | | | | (7,820 | ) |
Pfizer, Inc. | | | 624 | | | | 04/09/20 | | | USD | | | 37.00 | | | USD | | | 2,037 | | | | (2,496 | ) |
Procter & Gamble Co. | | | 196 | | | | 04/09/20 | | | USD | | | 114.00 | | | USD | | | 2,156 | | | | (48,510 | ) |
Rogers Communications, Inc., Class B | | | 134 | | | | 04/09/20 | | | CAD | | | 61.00 | | | CAD | | | 787 | | | | (10,379 | ) |
Texas Instruments, Inc. | | | 74 | | | | 04/09/20 | | | USD | | | 108.00 | | | USD | | | 739 | | | | (10,989 | ) |
U.S. Bancorp | | | 176 | | | | 04/09/20 | | | USD | | | 44.50 | | | USD | | | 606 | | | | (3,168 | ) |
Wells Fargo & Co. | | | 69 | | | | 04/09/20 | | | USD | | | 46.50 | | | USD | | | 198 | | | | (621 | ) |
3M Co. | | | 91 | | | | 04/17/20 | | | USD | | | 160.00 | | | USD | | | 1,242 | | | | (1,046 | ) |
3M Co. | | | 30 | | | | 04/17/20 | | | USD | | | 145.00 | | | USD | | | 410 | | | | (4,245 | ) |
AbbVie, Inc. | | | 240 | | | | 04/17/20 | | | USD | | | 87.50 | | | USD | | | 1,829 | | | | (24,600 | ) |
Altria Group, Inc. | | | 61 | | | | 04/17/20 | | | USD | | | 45.00 | | | USD | | | 236 | | | | (305 | ) |
Altria Group, Inc. | | | 423 | | | | 04/17/20 | | | USD | | | 40.00 | | | USD | | | 1,636 | | | | (39,128 | ) |
Cisco Systems, Inc. | | | 234 | | | | 04/17/20 | | | USD | | | 47.50 | | | USD | | | 920 | | | | (702 | ) |
Cisco Systems, Inc. | | | 339 | | | | 04/17/20 | | | USD | | | 42.50 | | | USD | | | 1,333 | | | | (13,390 | ) |
Citizens Financial Group, Inc | | | 626 | | | | 04/17/20 | | | USD | | | 42.50 | | | USD | | | 1,178 | | | | (18,780 | ) |
Coca-Cola Co. | | | 188 | | | | 04/17/20 | | | USD | | | 57.50 | | | USD | | | 832 | | | | (564 | ) |
Coca-Cola Co. | | | 603 | | | | 04/17/20 | | | USD | | | 47.50 | | | USD | | | 2,668 | | | | (28,643 | ) |
Genuine Parts Co. | | | 93 | | | | 04/17/20 | | | USD | | | 90.00 | | | USD | | | 626 | | | | (19,065 | ) |
Hasbro, Inc. | | | 213 | | | | 04/17/20 | | | USD | | | 55.00 | | | USD | | | 1,524 | | | | (362,100 | ) |
Home Depot, Inc. | | | 5 | | | | 04/17/20 | | | USD | | | 185.00 | | | USD | | | 93 | | | | (4,975 | ) |
International Paper Co. | | | 240 | | | | 04/17/20 | | | USD | | | 37.50 | | | USD | | | 747 | | | | (13,200 | ) |
International Paper Co. | | | 652 | | | | 04/17/20 | | | USD | | | 32.50 | | | USD | | | 2,030 | | | | (79,544 | ) |
Johnson & Johnson | | | 184 | | | | 04/17/20 | | | USD | | | 150.00 | | | USD | | | 2,413 | | | | (7,360 | ) |
Johnson & Johnson | | | 153 | | | | 04/17/20 | | | USD | | | 145.00 | | | USD | | | 2,006 | | | | (14,458 | ) |
Lockheed Martin Corp. | | | 12 | | | | 04/17/20 | | | USD | | | 350.00 | | | USD | | | 407 | | | | (12,780 | ) |
Lockheed Martin Corp. | | | 44 | | | | 04/17/20 | | | USD | | | 345.00 | | | USD | | | 1,491 | | | | (51,700 | ) |
| | | | |
| SCHEDULES OF INVESTMENTS | | | 3 | |
| | |
Schedule of Investments (unaudited) (continued) March 31, 2020 | | BlackRock Enhanced Global Dividend Trust (BOE) |
Exchange-Traded Options Written (continued)
| | | | | | | | | | | | | | | | | | | | | | | | |
| Description | | Number of
Contracts | | | Expiration
Date | | | Exercise
Price | | | Notional
Amount (000) | | | Value | |
Call (continued) | | | | | | | | | | | | | | | | | | | | | | | | |
M&T Bank Corp. | | | 121 | | | | 04/17/20 | | | USD | | | 170.00 | | | USD | | | 1,252 | | | $ | (12,705 | ) |
M&T Bank Corp. | | | 122 | | | | 04/17/20 | | | USD | | | 105.00 | | | USD | | | 1,262 | | | | (86,010 | ) |
Medtronic PLC | | | 214 | | | | 04/17/20 | | | USD | | | 120.00 | | | USD | | | 1,930 | | | | (428 | ) |
Medtronic PLC | | | 275 | | | | 04/17/20 | | | USD | | | 82.50 | | | USD | | | 2,480 | | | | (256,438 | ) |
Paychex, Inc. | | | 660 | | | | 04/17/20 | | | USD | | | 62.50 | | | USD | | | 4,153 | | | | (268,950 | ) |
PepsiCo, Inc. | | | 178 | | | | 04/17/20 | | | USD | | | 145.00 | | | USD | | | 2,138 | | | | (1,691 | ) |
PepsiCo, Inc. | | | 138 | | | | 04/17/20 | | | USD | | | 130.00 | | | USD | | | 1,657 | | | | (20,010 | ) |
Pfizer, Inc. | | | 158 | | | | 04/17/20 | | | USD | | | 39.00 | | | USD | | | 516 | | | | (395 | ) |
Pfizer, Inc. | | | 147 | | | | 04/17/20 | | | USD | | | 37.00 | | | USD | | | 480 | | | | (955 | ) |
Pfizer, Inc. | | | 300 | | | | 04/17/20 | | | USD | | | 34.00 | | | USD | | | 979 | | | | (12,150 | ) |
Philip Morris International, Inc. | | | 212 | | | | 04/17/20 | | | USD | | | 90.00 | | | USD | | | 1,547 | | | | (95,400 | ) |
Procter & Gamble Co. | | | 368 | | | | 04/17/20 | | | USD | | | 125.00 | | | USD | | | 4,048 | | | | (36,800 | ) |
Rogers Communications, Inc., Class B | | | 580 | | | | 04/17/20 | | | CAD | | | 66.00 | | | CAD | | | 3,407 | | | | (23,286 | ) |
Texas Instruments, Inc. | | | 144 | | | | 04/17/20 | | | USD | | | 110.00 | | | USD | | | 1,439 | | | | (9,216 | ) |
U.S. Bancorp | | | 177 | | | | 04/17/20 | | | USD | | | 37.50 | | | USD | | | 610 | | | | (14,514 | ) |
United Technologies Corp. | | | 260 | | | | 04/17/20 | | | USD | | | 95.00 | | | USD | | | 2,453 | | | | (125,450 | ) |
United Technologies Corp. | | | 182 | | | | 04/17/20 | | | USD | | | 82.00 | | | USD | | | 1,717 | | | | (255,255 | ) |
Wells Fargo & Co. | | | 248 | | | | 04/17/20 | | | USD | | | 40.00 | | | USD | | | 712 | | | | (868 | ) |
Wells Fargo & Co. | | | 135 | | | | 04/17/20 | | | USD | | | 32.50 | | | USD | | | 387 | | | | (5,805 | ) |
Altria Group, Inc. | | | 146 | | | | 04/24/20 | | | USD | | | 40.00 | | | USD | | | 565 | | | | (19,856 | ) |
Genuine Parts Co. | | | 507 | | | | 04/24/20 | | | USD | | | 71.00 | | | USD | | | 3,414 | | | | (141,960 | ) |
International Paper Co. | | | 283 | | | | 04/24/20 | | | USD | | | 33.00 | | | USD | | | 881 | | | | (34,102 | ) |
Lockheed Martin Corp. | | | 75 | | | | 04/24/20 | | | USD | | | 330.00 | | | USD | | | 2,542 | | | | (176,250 | ) |
Medtronic PLC | | | 11 | | | | 04/24/20 | | | USD | | | 87.00 | | | USD | | | 99 | | | | (7,562 | ) |
Medtronic PLC | | | 11 | | | | 04/24/20 | | | USD | | | 95.00 | | | USD | | | 99 | | | | (2,882 | ) |
Pfizer, Inc. | | | 148 | | | | 04/24/20 | | | USD | | | 33.00 | | | USD | | | 483 | | | | (23,458 | ) |
U.S. Bancorp | | | 177 | | | | 04/24/20 | | | USD | | | 36.00 | | | USD | | | 610 | | | | (26,638 | ) |
Cisco Systems, Inc. | | | 347 | | | | 05/01/20 | | | USD | | | 39.50 | | | USD | | | 1,364 | | | | (72,697 | ) |
Pfizer, Inc. | | | 153 | | | | 05/01/20 | | | USD | | | 34.50 | | | USD | | | 499 | | | | (7,879 | ) |
Philip Morris International, Inc. | | | 355 | | | | 05/01/20 | | | USD | | | 77.50 | | | USD | | | 2,590 | | | | (85,200 | ) |
U.S. Bancorp | | | 89 | | | | 05/01/20 | | | USD | | | 38.00 | | | USD | | | 307 | | | | (8,232 | ) |
Johnson & Johnson | | | 264 | | | | 05/08/20 | | | USD | | | 140.00 | | | USD | | | 3,462 | | | | (97,020 | ) |
Wells Fargo & Co. | | | 68 | | | | 05/08/20 | | | USD | | | 31.50 | | | USD | | | 195 | | | | (12,920 | ) |
AbbVie, Inc. | | | 450 | | | | 05/15/20 | | | USD | | | 82.50 | | | USD | | | 3,429 | | | | (87,750 | ) |
AbbVie, Inc. | | | 237 | | | | 05/15/20 | | | USD | | | 75.00 | | | USD | | | 1,806 | | | | (114,945 | ) |
Altria Group, Inc. | | | 59 | | | | 05/15/20 | | | USD | | | 42.50 | | | USD | | | 228 | | | | (9,115 | ) |
Cisco Systems, Inc. | | | 36 | | | | 05/15/20 | | | USD | | | 40.00 | | | USD | | | 142 | | | | (7,866 | ) |
Coca-Cola Co. | | | 576 | | | | 05/15/20 | | | USD | | | 42.50 | | | USD | | | 2,549 | | | | (231,840 | ) |
Johnson & Johnson | | | 33 | | | | 05/15/20 | | | USD | | | 125.00 | | | USD | | | 433 | | | | (39,188 | ) |
Medtronic PLC | | | 112 | | | | 05/15/20 | | | USD | | | 100.00 | | | USD | | | 1,010 | | | | (18,816 | ) |
PepsiCo, Inc. | | | 115 | | | | 05/15/20 | | | USD | | | 120.00 | | | USD | | | 1,381 | | | | (66,413 | ) |
Pfizer, Inc. | | | 173 | | | | 05/15/20 | | | USD | | | 32.00 | | | USD | | | 565 | | | | (31,919 | ) |
Philip Morris International, Inc. | | | 66 | | | | 05/15/20 | | | USD | | | 70.00 | | | USD | | | 482 | | | | (37,950 | ) |
Philip Morris International, Inc. | | | 308 | | | | 05/15/20 | | | USD | | | 75.00 | | | USD | | | 2,247 | | | | (96,250 | ) |
Rogers Communications, Inc., Class B | | | 268 | | | | 05/15/20 | | | CAD | | | 56.00 | | | CAD | | | 1,574 | | | | (99,027 | ) |
Rogers Communications, Inc., Class B | | | 133 | | | | 05/15/20 | | | CAD | | | 64.00 | | | CAD | | | 781 | | | | (16,539 | ) |
TELUS Corp. | | | 1,147 | | | | 05/15/20 | | | CAD | | | 22.00 | | | CAD | | | 2,552 | | | | (100,249 | ) |
TELUS Corp. | | | 1,134 | | | | 05/15/20 | | | CAD | | | 23.00 | | | CAD | | | 2,523 | | | | (79,833 | ) |
U.S. Bancorp | | | 88 | | | | 05/15/20 | | | USD | | | 32.50 | | | USD | | | 303 | | | | (35,860 | ) |
Wells Fargo & Co. | | | 67 | | | | 05/15/20 | | | USD | | | 32.50 | | | USD | | | 192 | | | | (7,102 | ) |
Wells Fargo & Co. | | | 134 | | | | 05/15/20 | | | USD | | | 30.00 | | | USD | | | 385 | | | | (27,939 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | $ | (4,196,647 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
| | |
| 4 | | 2020 BLACKROCK QUARTERLY REPORTTO SHAREHOLDERS |
| | |
Schedule of Investments (unaudited) (continued) March 31, 2020 | | BlackRock Enhanced Global Dividend Trust (BOE) |
OTC Options Written
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Description | | Counterparty | | Number of
Contracts | | | Expiration
Date | | | Exercise
Price | | | Notional
Amount (000) | | | Value | |
| Call | | | | | | | | | | | | | | | | | | | | | |
Ansell Ltd. | | Morgan Stanley & Co. International PLC | | | 31,100 | | | | 04/01/20 | | | AUD | | | 33.23 | | | AUD | | | 846 | | | $ | — | |
British American Tobacco PLC | | UBS AG | | | 89,800 | | | | 04/01/20 | | | GBP | | | 33.86 | | | GBP | | | 2,478 | | | | — | |
Compagnie Financiere Richemont SA | | UBS AG | | | 20,300 | | | | 04/01/20 | | | CHF | | | 73.55 | | | CHF | | | 1,077 | | | | — | |
Diageo PLC | | Morgan Stanley & Co. International PLC | | | 86,600 | | | | 04/01/20 | | | GBP | | | 31.45 | | | GBP | | | 2,240 | | | | — | |
Diageo PLC | | UBS AG | | | 6,300 | | | | 04/01/20 | | | GBP | | | 29.40 | | | GBP | | | 163 | | | | — | |
GlaxoSmithKline PLC | | Credit Suisse International | | | 86,700 | | | | 04/01/20 | | | GBP | | | 16.64 | | | GBP | | | 1,313 | | | | — | |
Heineken NV | | Credit Suisse International | | | 16,800 | | | | 04/01/20 | | | EUR | | | 105.56 | | | EUR | | | 1,279 | | | | — | |
Koninklijke Philips NV | | Morgan Stanley & Co. International PLC | | | 102,000 | | | | 04/01/20 | | | EUR | | | 45.37 | | | EUR | | | 3,765 | | | | — | |
Nestle SA, Registered Shares | | UBS AG | | | 22,100 | | | | 04/01/20 | | | CHF | | | 110.45 | | | CHF | | | 2,198 | | | | — | |
TELUS Corp. | | Goldman Sachs International | | | 94,400 | | | | 04/02/20 | | | CAD | | | 26.80 | | | CAD | | | 2,100 | | | | (3 | ) |
Ansell Ltd. | | UBS AG | | | 14,500 | | | | 04/08/20 | | | AUD | | | 32.75 | | | AUD | | | 394 | | | | (46 | ) |
Rogers Communications, Inc., Class B | | Credit Suisse International | | | 49,000 | | | | 04/08/20 | | | CAD | | | 66.95 | | | CAD | | | 2,878 | | | | (3,301 | ) |
Citizens Financial Group, Inc. | | Barclays Bank PLC | | | 50,300 | | | | 04/09/20 | | | USD | | | 39.08 | | | USD | | | 946 | | | | — | |
Amcor PLC | | UBS AG | | | 249,000 | | | | 04/14/20 | | | AUD | | | 14.80 | | | AUD | | | 3,247 | | | | (2,444 | ) |
Sanofi SA | | Citibank N.A. | | | 16,900 | | | | 04/14/20 | | | EUR | | | 88.65 | | | EUR | | | 1,354 | | | | (4,992 | ) |
Schneider Electric SE | | Credit Suisse International | | | 13,600 | | | | 04/14/20 | | | EUR | | | 96.30 | | | EUR | | | 1,069 | | | | (672 | ) |
Unilever PLC | | UBS AG | | | 58,200 | | | | 04/14/20 | | | GBP | | | 44.42 | | | GBP | | | 2,372 | | | | (23,090 | ) |
Ansell Ltd. | | JPMorgan Chase Bank N.A. | | | 31,100 | | | | 04/15/20 | | | AUD | | | 32.29 | | | AUD | | | 846 | | | | (910 | ) |
Paychex, Inc. | | JPMorgan Chase Bank N.A. | | | 27,000 | | | | 04/15/20 | | | USD | | | 87.80 | | | USD | | | 1,699 | | | | (1,304 | ) |
AstraZeneca PLC | | Morgan Stanley & Co. International PLC | | | 29,300 | | | | 04/16/20 | | | GBP | | | 74.67 | | | GBP | | | 2,114 | | | | (64,176 | ) |
BAE Systems PLC | | Credit Suisse International | | | 60,000 | | | | 04/16/20 | | | GBP | | | 6.26 | | | GBP | | | 313 | | | | (1,071 | ) |
BAE Systems PLC | | UBS AG | | | 212,000 | | | | 04/16/20 | | | GBP | | | 6.60 | | | GBP | | | 1,106 | | | | (2,355 | ) |
Deutsche Post AG, Registered Shares | | Morgan Stanley & Co. International PLC | | | 143,600 | | | | 04/16/20 | | | EUR | | | 30.58 | | | EUR | | | 3,558 | | | | (1,513 | ) |
Heineken NV | | Morgan Stanley & Co. International PLC | | | 16,800 | | | | 04/16/20 | | | EUR | | | 100.35 | | | EUR | | | 1,279 | | | | (517 | ) |
Novartis AG, Registered Shares | | Morgan Stanley & Co. International PLC | | | 42,800 | | | | 04/16/20 | | | CHF | | | 88.94 | | | CHF | | | 3,418 | | | | (8,987 | ) |
Novo Nordisk A/S, Class B | | UBS AG | | | 61,200 | | | | 04/16/20 | | | DKK | | | 432.86 | | | DKK | | | 25,040 | | | | (27,855 | ) |
TELUS Corp. | | Credit Suisse International | | | 74,000 | | | | 04/16/20 | | | CAD | | | 26.85 | | | CAD | | | 1,647 | | | | (9,391 | ) |
TELUS Corp. | | Morgan Stanley & Co. International PLC | | | 82,000 | | | | 04/16/20 | | | CAD | | | 27.48 | | | CAD | | | 1,825 | | | | (7,192 | ) |
Amcor PLC | | Morgan Stanley & Co. International PLC | | | 200,700 | | | | 04/21/20 | | | AUD | | | 15.02 | | | AUD | | | 2,617 | | | | (4,492 | ) |
Koninklijke Philips NV | | UBS AG | | | 35,500 | | | | 04/21/20 | | | EUR | | | 40.12 | | | EUR | | | 1,310 | | | | (37,589 | ) |
RELX PLC | | Credit Suisse International | | | 35,100 | | | | 04/21/20 | | | EUR | | | 23.68 | | | EUR | | | 688 | | | | (2,787 | ) |
Ansell Ltd. | | Goldman Sachs International | | | 14,500 | | | | 04/22/20 | | | AUD | | | 24.69 | | | AUD | | | 394 | | | | (27,419 | ) |
Ansell Ltd. | | Morgan Stanley & Co. International PLC | | | 27,000 | | | | 04/22/20 | | | AUD | | | 30.87 | | | AUD | | | 734 | | | | (4,056 | ) |
AstraZeneca PLC | | Credit Suisse International | | | 17,900 | | | | 04/22/20 | | | GBP | | | 74.01 | | | GBP | | | 1,292 | | | | (51,766 | ) |
BAE Systems PLC | | Credit Suisse International | | | 155,900 | | | | 04/22/20 | | | GBP | | | 5.25 | | | GBP | | | 813 | | | | (40,540 | ) |
Novartis AG, Registered Shares | | Credit Suisse International | | | 23,400 | | | | 04/22/20 | | | CHF | | | 82.87 | | | CHF | | | 1,868 | | | | (45,069 | ) |
Novo Nordisk A/S, Class B | | Credit Suisse International | | | 36,800 | | | | 04/22/20 | | | DKK | | | 434.62 | | | DKK | | | 15,057 | | | | (22,471 | ) |
Sanofi SA | | Citibank N.A. | | | 21,900 | | | | 04/22/20 | | | EUR | | | 79.28 | | | EUR | | | 1,755 | | | | (84,373 | ) |
Sanofi SA | | Credit Suisse International | | | 24,600 | | | | 04/22/20 | | | EUR | | | 82.84 | | | EUR | | | 1,971 | | | | (53,812 | ) |
Sonic Healthcare Ltd. | | Goldman Sachs International | | | 34,200 | | | | 04/22/20 | | | AUD | | | 23.23 | | | AUD | | | 832 | | | | (42,811 | ) |
Taiwan Semiconductor Manufacturing Co. Ltd. | | Citibank N.A. | | | 168,000 | | | | 04/22/20 | | | TWD | | | 323.70 | | | TWD | | | 46,032 | | | | (1,702 | ) |
Tele2 AB, Class B | | Morgan Stanley & Co. International PLC | | | 83,000 | | | | 04/22/20 | | | SEK | | | 127.17 | | | SEK | | | 11,072 | | | | (73,292 | ) |
BAE Systems PLC | | Credit Suisse International | | | 60,000 | | | | 04/23/20 | | | GBP | | | 6.26 | | | GBP | | | 313 | | | | (1,973 | ) |
BAE Systems PLC | | UBS AG | | | 212,000 | | | | 04/23/20 | | | GBP | | | 6.60 | | | GBP | | | 1,106 | | | | (3,689 | ) |
British American Tobacco PLC | | Credit Suisse International | | | 44,825 | | | | 04/23/20 | | | GBP | | | 28.78 | | | GBP | | | 1,237 | | | | (40,832 | ) |
| | | | |
| SCHEDULES OF INVESTMENTS | | | 5 | |
| | |
Schedule of Investments (unaudited) (continued) March 31, 2020 | | BlackRock Enhanced Global Dividend Trust (BOE) |
OTC Options Written (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Description | | Counterparty | | Number of
Contracts | | | Expiration
Date | | | Exercise Price | | | Notional
Amount (000) | | | Value | |
| Call (continued) | | | | | | | | | | | | | | | | | | | | | |
Compagnie Financiere Richemont SA | | UBS AG | | | 15,500 | | | | 04/23/20 | | | CHF | | | 64.56 | | | CHF | | | 822 | | | $ | (1,143 | ) |
DBS Group Holdings Ltd. | | Citibank N.A. | | | 72,500 | | | | 04/23/20 | | | SGD | | | 23.80 | | | SGD | | | 1,346 | | | | (9 | ) |
GlaxoSmithKline PLC | | UBS AG | | | 36,900 | | | | 04/23/20 | | | GBP | | | 16.68 | | | GBP | | | 559 | | | | (6,141 | ) |
Nestle SA, Registered Shares | | UBS AG | | | 46,500 | | | | 04/23/20 | | | CHF | | | 105.78 | | | CHF | | | 4,624 | | | | (30,432 | ) |
SGS SA, Registered Shares | | Morgan Stanley & Co. International PLC | | | 400 | | | | 04/23/20 | | | CHF | | | 2,496.88 | | | CHF | | | 897 | | | | (3,963 | ) |
TELUS Corp. | | Goldman Sachs International | | | 67,800 | | | | 04/23/20 | | | CAD | | | 25.80 | | | CAD | | | 1,509 | | | | (2,374 | ) |
Diageo PLC | | UBS AG | | | 30,900 | | | | 04/24/20 | | | GBP | | | 29.67 | | | GBP | | | 799 | | | | (4,421 | ) |
Koninklijke Philips NV | | UBS AG | | | 9,200 | | | | 04/28/20 | | | EUR | | | 34.99 | | | EUR | | | 340 | | | | (38,773 | ) |
Schneider Electric SE | | Morgan Stanley & Co. International PLC | | | 11,100 | | | | 04/28/20 | | | EUR | | | 87.01 | | | EUR | | | 872 | | | | (19,438 | ) |
United Overseas Bank Ltd. | | UBS AG | | | 18,400 | | | | 04/28/20 | | | SGD | | | 22.32 | | | SGD | | | 358 | | | | (1,067 | ) |
Amcor PLC | | UBS AG | | | 282,700 | | | | 04/29/20 | | | AUD | | | 12.96 | | | AUD | | | 3,686 | | | | (112,101 | ) |
Ansell Ltd. | | UBS AG | | | 17,500 | | | | 04/29/20 | | | AUD | | | 25.15 | | | AUD | | | 476 | | | | (28,821 | ) |
BAE Systems PLC | | Credit Suisse International | | | 60,000 | | | | 04/29/20 | | | GBP | | | 5.56 | | | GBP | | | 313 | | | | (10,834 | ) |
British American Tobacco PLC | | Credit Suisse International | | | 44,800 | | | | 04/29/20 | | | GBP | | | 28.78 | | | GBP | | | 1,236 | | | | (47,145 | ) |
Deutsche Post AG, Registered Shares | | Credit Suisse International | | | 14,700 | | | | 04/29/20 | | | EUR | | | 25.02 | | | EUR | | | 364 | | | | (17,791 | ) |
Heineken NV | | Credit Suisse International | | | 19,100 | | | | 04/29/20 | | | EUR | | | 93.82 | | | EUR | | | 1,455 | | | | (997 | ) |
Kone OYJ, Class B | | UBS AG | | | 41,800 | | | | 04/29/20 | | | EUR | | | 54.20 | | | EUR | | | 2,158 | | | | (51,902 | ) |
Reckitt Benckiser Group PLC | | Credit Suisse International | | | 17,000 | | | | 04/29/20 | | | GBP | | | 54.57 | | | GBP | | | 1,046 | | | | (142,770 | ) |
Reckitt Benckiser Group PLC | | Credit Suisse International | | | 13,100 | | | | 04/29/20 | | | GBP | | | 65.05 | | | GBP | | | 806 | | | | (13,621 | ) |
Sonic Healthcare Ltd. | | UBS AG | | | 25,700 | | | | 04/29/20 | | | AUD | | | 30.96 | | | AUD | | | 625 | | | | (530 | ) |
TELUS Corp. | | Credit Suisse International | | | 74,000 | | | | 04/29/20 | | | CAD | | | 26.85 | | | CAD | | | 1,647 | | | | (2,457 | ) |
TELUS Corp. | | Morgan Stanley & Co. International PLC | | | 82,000 | | | | 04/29/20 | | | CAD | | | 27.48 | | | CAD | | | 1,825 | | | | (1,563 | ) |
Tele2 AB, Class B | | Credit Suisse International | | | 83,200 | | | | 04/29/20 | | | SEK | | | 136.81 | | | SEK | | | 11,099 | | | | (36,865 | ) |
GlaxoSmithKline PLC | | UBS AG | | | 213,200 | | | | 04/30/20 | | | GBP | | | 14.56 | | | GBP | | | 3,229 | | | | (273,998 | ) |
Nestle SA, Registered Shares | | UBS AG | | | 46,500 | | | | 04/30/20 | | | CHF | | | 91.22 | | | CHF | | | 4,624 | | | | (353,458 | ) |
RELX PLC | | Citibank N.A. | | | 104,400 | | | | 04/30/20 | | | EUR | | | 18.01 | | | EUR | | | 2,045 | | | | (221,259 | ) |
Rogers Communications, Inc., Class B | | Goldman Sachs International | | | 49,100 | | | | 04/30/20 | | | CAD | | | 61.70 | | | CAD | | | 2,884 | | | | (62,535 | ) |
Unilever PLC | | Citibank N.A. | | | 24,200 | | | | 04/30/20 | | | GBP | | | 43.95 | | | GBP | | | 986 | | | | (24,097 | ) |
Unilever PLC | | UBS AG | | | 55,000 | | | | 04/30/20 | | | GBP | | | 39.51 | | | GBP | | | 2,242 | | | | (192,024 | ) |
BAE Systems PLC | | Morgan Stanley & Co. International PLC | | | 60,000 | | | | 05/05/20 | | | GBP | | | 4.92 | | | GBP | | | 313 | | | | (31,971 | ) |
Kone OYJ, Class B | | UBS AG | | | 19,500 | | | | 05/05/20 | | | EUR | | | 48.37 | | | EUR | | | 1,007 | | | | (90,935 | ) |
Novartis AG, Registered Shares | | Credit Suisse International | | | 61,000 | | | | 05/05/20 | | | CHF | | | 74.82 | | | CHF | | | 4,871 | | | | (417,810 | ) |
Novo Nordisk A/S, Class B | | Morgan Stanley & Co. International PLC | | | 12,400 | | | | 05/05/20 | | | DKK | | | 376.41 | | | DKK | | | 5,073 | | | | (65,810 | ) |
Sonic Healthcare Ltd. | | Goldman Sachs International | | | 77,000 | | | | 05/05/20 | | | AUD | | | 29.19 | | | AUD | | | 1,873 | | | | (7,935 | ) |
Taiwan Semiconductor Manufacturing Co. Ltd. | | Citibank N.A. | | | 168,000 | | | | 05/05/20 | | | TWD | | | 272.64 | | | TWD | | | 46,032 | | | | (75,235 | ) |
United Overseas Bank Ltd. | | Goldman Sachs International | | | 124,000 | | | | 05/05/20 | | | SGD | | | 20.18 | | | SGD | | | 2,412 | | | | (51,926 | ) |
Amcor PLC | | JPMorgan Chase Bank N.A. | | | 229,400 | | | | 05/06/20 | | | AUD | | | 13.08 | | | AUD | | | 2,991 | | | | (87,657 | ) |
DBS Group Holdings Ltd. | | Citibank N.A. | | | 72,500 | | | | 05/06/20 | | | SGD | | | 23.80 | | | SGD | | | 1,346 | | | | (799 | ) |
Diageo PLC | | Morgan Stanley & Co. International PLC | | | 9,400 | | | | 05/06/20 | | | GBP | | | 22.71 | | | GBP | | | 243 | | | | (38,780 | ) |
Reckitt Benckiser Group PLC | | Credit Suisse International | | | 17,000 | | | | 05/06/20 | | | GBP | | | 54.57 | | | GBP | | | 1,046 | | | | (149,602 | ) |
Reckitt Benckiser Group PLC | | Credit Suisse International | | | 13,100 | | | | 05/06/20 | | | GBP | | | 65.05 | | | GBP | | | 806 | | | | (17,319 | ) |
SGS SA, Registered Shares | | Credit Suisse International | | | 700 | | | | 05/06/20 | | | CHF | | | 2,093.46 | | | CHF | | | 1,569 | | | | (145,191 | ) |
Sanofi SA | | Credit Suisse International | | | 30,100 | | | | 05/06/20 | | | EUR | | | 79.73 | | | EUR | | | 2,412 | | | | (88,789 | ) |
Tele2 AB, Class B | | Credit Suisse International | | | 83,000 | | | | 05/06/20 | | | SEK | | | 119.08 | | | SEK | | | 11,072 | | | | (132,510 | ) |
Sonic Healthcare Ltd. | | Morgan Stanley & Co. International PLC | | | 68,800 | | | | 05/12/20 | | | AUD | | | 28.28 | | | AUD | | | 1,674 | | | | (14,563 | ) |
Kone OYJ, Class B | | UBS AG | | | 49,100 | | | | 05/26/20 | | | EUR | | | 52.28 | | | EUR | | | 2,535 | | | | (105,597 | ) |
RELX PLC | | UBS AG | | | 52,000 | | | | 05/26/20 | | | EUR | | | 19.88 | | | EUR | | | 1,019 | | | | (48,748 | ) |
Unilever PLC | | UBS AG | | | 66,300 | | | | 05/26/20 | | | GBP | | | 40.70 | | | GBP | | | 2,702 | | | | (111,998 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | $ | (4,084,196 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| | |
| 6 | | 2020 BLACKROCK QUARTERLY REPORTTO SHAREHOLDERS |
| | |
Schedule of Investments (unaudited) (continued) March 31, 2020 | | BlackRock Enhanced Global Dividend Trust (BOE) |
Fair Value Hierarchy as of Period End
Various inputs are used in determining the fair value of investments and derivative financial instruments. These inputs to valuation techniques are categorized into a fair value hierarchy consisting of three broad levels for financial reporting purposes as follows:
| | • | | Level 1 — Unadjusted price quotations in active markets/exchanges for identical assets or liabilities that the Trust has the ability to access |
| | • | | Level 2 — Other observable inputs (including, but not limited to, quoted prices for similar assets or liabilities in markets that are active, quoted prices for identical or similar assets or liabilities in markets that are not active, inputs other than quoted prices that are observable for the assets or liabilities (such as interest rates, yield curves, volatilities, prepayment speeds, loss severities, credit risks and default rates) or other market-corroborated inputs) |
| | • | | Level 3 — Unobservable inputs based on the best information available in the circumstances, to the extent observable inputs are not available (including the BlackRock Global Valuation Methodologies Committee’s (the “Global Valuation Committee’s”) assumptions used in determining the fair value of investments and derivative financial instruments) |
The hierarchy gives the highest priority to unadjusted quoted prices in active markets for identical assets or liabilities (Level 1 measurements) and the lowest priority to unobservable inputs (Level 3 measurements). Accordingly, the degree of judgment exercised in determining fair value is greatest for instruments categorized in Level 3. The inputs used to measure fair value may fall into different levels of the fair value hierarchy. In such cases, for disclosure purposes, the fair value hierarchy classification is determined based on the lowest level input that is significant to the fair value measurement in its entirety. Investments classified within Level 3 have significant unobservable inputs used by the Global Valuation Committee in determining the price for Fair Valued Investments. Level 3 investments include equity or debt issued by privately held companies or funds. There may not be a secondary market, and/or there are a limited number of investors. The categorization of a value determined for investments and derivative financial instruments is based on the pricing transparency of the investments and derivative financial instruments and is not necessarily an indication of the risks associated with investing in those securities. For information about the Trust policy regarding valuation of investments and derivative financial instruments, refer to the Trust’s most recent financial statements as contained in its annual report.
The following tables summarize the Trust’s investments and derivative financial instruments categorized in the disclosure hierarchy:
| | | | | | | | | | | | | | | | |
| | | Level 1 | | | Level 2 | | | Level 3 | | | Total | |
Assets: | | | | | | | | | | | | | | | | |
Investments: | | | | | | | | | | | | | | | | |
Common Stocks: | | | | | | | | | | | | | | | | |
Australia | | $ | — | | | $ | 11,863,590 | | | $ | 3 | | | $ | 11,863,593 | |
Canada | | | 41,533,808 | | | | — | | | | — | | | | 41,533,808 | |
Denmark | | | — | | | | 11,984,650 | | | | — | | | | 11,984,650 | |
Finland | | | — | | | | 13,739,763 | | | | — | | | | 13,739,763 | |
France | | | — | | | | 22,628,581 | | | | — | | | | 22,628,581 | |
Germany | | | — | | | | 9,318,369 | | | | — | | | | 9,318,369 | |
India | | | — | | | | — | | | | 575,958 | | | | 575,958 | |
Netherlands | | | — | | | | 21,508,114 | | | | — | | | | 21,508,114 | |
Singapore | | | — | | | | 10,982,761 | | | | — | | | | 10,982,761 | |
Sweden | | | — | | | | 7,378,764 | | | | — | | | | 7,378,764 | |
Switzerland | | | — | | | | 54,628,208 | | | | — | | | | 54,628,208 | |
Taiwan | | | — | | | | 5,500,412 | | | | — | | | | 5,500,412 | |
United Kingdom | | | — | | | | 101,811,097 | | | | — | | | | 101,811,097 | |
United States | | | 279,120,653 | | | | 18,119,156 | | | | — | | | | 297,239,809 | |
Preferred Stock (a) | | | — | | | | — | | | | 2,808,576 | | | | 2,808,576 | |
Short-Term Securities | | | 30,722,654 | | | | — | | | | — | | | | 30,722,654 | |
| | | | | | | | | | | | | | | | |
| | $ | 351,377,115 | | | $ | 289,463,465 | | | $ | 3,384,537 | | | $ | 644,225,117 | |
| | | | | | | | | | | | | | | | |
Derivative Financial Instruments(b) | | | | | | | | | | | | | | | | |
Liabilities: | | | | | | | | | | | | | | | | |
Equity contracts | | $ | (4,116,513 | ) | | $ | (4,164,330 | ) | | $ | — | | | $ | (8,280,843 | ) |
| | | | | | | | | | | | | | | | |
| (a) | See above Schedule of Investments for values in each country. |
| (b) | Derivative financial instruments are options written. Options written are shown at value. |
| | | | |
| SCHEDULES OF INVESTMENTS | | | 7 | |
