Name of Fund: FDP Series, Inc.
Name and address of agent for service: John Perlowski, Chief Executive Officer, FDP Series, Inc., 55 East 52nd Street, New York City, NY 10055.
Item 1 – Proxy Voting Record – Attached hereto.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21744
Reporting Period: 07/01/2016 - 06/30/2017
FDP Series, Inc.
====================== FDP BlackRock CoreAlpha Bond Fund =======================
ENERGY XXI LTD
Ticker: EXXIQ Security ID: 29276KAV3
Meeting Date: DEC 09, 2016 Meeting Type: Written Consent
Record Date: JUL 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Plan None For Management
2 Opt Out Of The Release Contained in None Abstain Management
Article VII
--------------------------------------------------------------------------------
HALCON RESOURCES CORPORATION
Ticker: HK Security ID: 40537QAB6
Meeting Date: JUL 20, 2016 Meeting Type: Written Consent
Record Date: JUN 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Plan None For Management
2 The Undersigned Has Voted To Reject None Abstain Management
The Plan And Elects Not To Grant The
Releases Contained In Section 10.7 Of
The Plan
--------------------------------------------------------------------------------
HALCON RESOURCES CORPORATION
Ticker: HK Security ID: 40537QAK6
Meeting Date: JUL 20, 2016 Meeting Type: Written Consent
Record Date: JUN 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 The Plan None For Management
2 The Undersigned Has Voted To Reject None Abstain Management
The Plan And Elects Not To Grant The
Releases Contained In Section 10.7 Of
The Plan
--------------------------------------------------------------------------------
PUERTO RICO ELECTRIC POWER AUTHORITY
Ticker: Security ID: 74526QA69
Meeting Date: MAR 30, 2017 Meeting Type: Written Consent
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 By Marking For I Direct The None Did Not Vote Management
Institution Holding My Bonds to
Transmit and Confirm My Bond Holding
Information for Recording In The
Registry. By Marking Against My Bonds
Shall Be Missing From The Registry.
======================= FDP BlackRock Invesco Value Fund =======================
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Edward M. Liddy For For Management
1.3 Elect Director Melody B. Meyer For For Management
1.4 Elect Director Frederick H. Waddell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC.
Ticker: AAP Security ID: 00751Y106
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bergstrom For For Management
1.2 Elect Director John C. Brouillard For For Management
1.3 Elect Director Brad W. Buss For For Management
1.4 Elect Director Fiona P. Dias For For Management
1.5 Elect Director John F. Ferraro For For Management
1.6 Elect Director Thomas R. Greco For For Management
1.7 Elect Director Adriana Karaboutis For For Management
1.8 Elect Director Eugene I. Lee, Jr. For For Management
1.9 Elect Director William S. Oglesby For For Management
1.10 Elect Director Reuben E. Slone For For Management
1.11 Elect Director Jeffrey C. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
6 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Amos For For Management
1b Elect Director Paul S. Amos, II For For Management
1c Elect Director W. Paul Bowers For For Management
1d Elect Director Kriss Cloninger, III For For Management
1e Elect Director Toshihiko Fukuzawa For For Management
1f Elect Director Elizabeth J. Hudson For For Management
1g Elect Director Douglas W. Johnson For For Management
1h Elect Director Robert B. Johnson For For Management
1i Elect Director Thomas J. Kenny For For Management
1j Elect Director Charles B. Knapp For For Management
1k Elect Director Karole F. Lloyd For For Management
1l Elect Director Joseph L. Moskowitz For For Management
1m Elect Director Barbara K. Rimer For For Management
1n Elect Director Melvin T. Stith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
ALCOA CORPORATION
Ticker: AA Security ID: 013872106
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Morris For For Management
1.2 Elect Director Mary Anne Citrino For For Management
1.3 Elect Director Timothy P. Flynn For For Management
1.4 Elect Director Kathryn S. Fuller For For Management
1.5 Elect Director Roy C. Harvey For For Management
1.6 Elect Director James A. Hughes For For Management
1.7 Elect Director James E. Nevels For For Management
1.8 Elect Director James W. Owens For For Management
1.9 Elect Director Carol L. Roberts For For Management
1.10 Elect Director Suzanne Sitherwood For For Management
1.11 Elect Director Steven W. Williams For For Management
1.12 Elect Director Ernesto Zedillo For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: OCT 05, 2016 Meeting Type: Special
Record Date: AUG 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Amend Articles For For Management
--------------------------------------------------------------------------------
ALLY FINANCIAL INC.
Ticker: ALLY Security ID: 02005N100
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Franklin W. Hobbs For For Management
1.2 Elect Director Kenneth J. Bacon For For Management
1.3 Elect Director Robert T. Blakely For For Management
1.4 Elect Director Maureen A. For For Management
Breakiron-Evans
1.5 Elect Director William H. Cary For For Management
1.6 Elect Director Mayree C. Clark For For Management
1.7 Elect Director Kim S. Fennebresque For For Management
1.8 Elect Director Marjorie Magner For For Management
1.9 Elect Director John J. Stack For For Management
1.10 Elect Director Michael F. Steib For For Management
1.11 Elect Director Jeffrey J. Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Amend Executive Incentive Bonus Plan For For Management
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Don Cornwell For For Management
1b Elect Director Brian Duperreault For For Management
1c Elect Director Peter R. Fisher For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Samuel J. Merksamer For For Management
1h Elect Director Henry S. Miller For For Management
1i Elect Director Linda A. Mills For For Management
1j Elect Director Suzanne Nora Johnson For For Management
1k Elect Director Ronald A. Rittenmeyer For For Management
1l Elect Director Douglas M. Steenland For For Management
1m Elect Director Theresa M. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Securities Transfer Restrictions For For Management
4 Ratify NOL Rights Plan (NOL Pill) For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ANTHEM, INC.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Kerry Clark For For Management
1b Elect Director Robert L. Dixon, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Bylaws For For Management
6 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ARCONIC INC.
Ticker: ARNC Security ID: 03965L100
Meeting Date: MAY 25, 2017 Meeting Type: Proxy Contest
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card) None
1.1 Elect Director Amy E. Alving For For Management
1.2 Elect Director David P. Hess For For Management
1.3 Elect Director James 'Jim' F. Albaugh For For Management
1.4 Elect Director Ulrich "Rick" Schmidt For For Management
1.5 Elect Director Janet C. Wolfenbarger For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Eliminate Supermajority Vote For For Management
Requirement for Amendments to the
Articles of Incorporation Regarding
Anti-Greenmail
6 Eliminate Supermajority Vote For For Management
Requirement for Amendments to the
Articles of Incorporation Regarding
Removal of Directors
7 Eliminate Supermajority Vote For For Management
Requirement for Removal of Directors
8 Declassify the Board of Directors For For Management
9 Eliminate Supermajority Vote For For Shareholder
Requirement
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Proxy Card) None
1.1 Elect Director Christopher L. Ayers For Did Not Vote Shareholder
1.2 Elect Director Elmer L. Doty For Did Not Vote Shareholder
1.3 Elect Director Bernd F. Kessler For Did Not Vote Shareholder
1.4 Elect Director Patrice E. Merrin For Did Not Vote Shareholder
1.5 Elect Director Ulrich "Rick" Schmidt For Did Not Vote Shareholder
2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named None Did Not Vote Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
5 Eliminate Supermajority Vote For Did Not Vote Management
Requirement for Amendments to the
Articles of Incorporation Regarding
Anti-Greenmail
6 Eliminate Supermajority Vote For Did Not Vote Management
Requirement for Amendments to the
Articles of Incorporation Regarding
Removal of Directors
7 Eliminate Supermajority Vote For Did Not Vote Management
Requirement for Removal of Directors
8 Declassify the Board of Directors For Did Not Vote Management
9 Eliminate Supermajority Vote For Did Not Vote Shareholder
Requirement
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Michael D. White For For Management
1m Elect Director Thomas D. Woods For For Management
1n Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Amend the General Clawback Policy Against Against Shareholder
6 Non-core banking operations Against Against Shareholder
7 Require Independent Board Chairman Against Against Shareholder
8 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexander J. Denner For For Management
1b Elect Director Caroline D. Dorsa For For Management
1c Elect Director Nancy L. Leaming For For Management
1d Elect Director Richard C. Mulligan For For Management
1e Elect Director Robert W. Pangia For For Management
1f Elect Director Stelios Papadopoulos For For Management
1g Elect Director Brian S. Posner For For Management
1h Elect Director Eric K. Rowinsky For For Management
1i Elect Director Lynn Schenk For For Management
1j Elect Director Stephen A. Sherwin For For Management
1k Elect Director Michel Vounatsos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: 055622104
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Bob Dudley as Director For For Management
5 Re-elect Dr Brian Gilvary as Director For For Management
6 Elect Nils Andersen as Director For For Management
7 Re-elect Paul Anderson as Director For For Management
8 Re-elect Alan Boeckmann as Director For For Management
9 Re-elect Frank Bowman as Director For For Management
10 Re-elect Ian Davis as Director For For Management
11 Re-elect Dame Ann Dowling as Director For For Management
12 Elect Melody Meyer as Director For For Management
13 Re-elect Brendan Nelson as Director For For Management
14 Re-elect Paula Reynolds as Director For For Management
15 Re-elect Sir John Sawers as Director For For Management
16 Re-elect Carl-Henric Svanberg as For For Management
Director
17 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Catherine M. Best, N. Murray For For Management
Edwards, Timothy W. Faithfull, Gary A.
Filmon, Christopher L. Fong, Gordon D.
Giffin, Wilfred A. Gobert, Steve W.
Laut, Frank J. McKenna, David A. Tuer,
and Annette M. Verschuren as Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Christopher L. Fong For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director Wilfred A. Gobert For For Management
1.8 Elect Director Steve W. Laut For For Management
1.9 Elect Director Frank J. McKenna For For Management
1.10 Elect Director David A. Tuer For For Management
1.11 Elect Director Annette M. Verschuren For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CARNIVAL CORPORATION
Ticker: CCL Security ID: 143658300
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: FEB 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Micky Arison as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
2 Re-elect Jonathon Band as a Director For For Management
of Carnival Corporation and as a
Director of Carnival plc.
3 Elect Helen Deeble as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
4 Re-elect Arnold W. Donald as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
5 Re-elect Richard J. Glasier as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
6 Re-elect Debra Kelly-Ennis as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
7 Re-elect John Parker as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
8 Re-elect Stuart Subotnick as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
9 Re-elect Laura Weil as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
10 Re-elect Randall J. Weisenburger as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Approve Directors' Remuneration Report For For Management
(in accordance with legal requirements
applicable to UK companies)
14 Approve Remuneration Policy set out in For For Management
Section B of Part II of the Carnival
plc Directors' Remuneration Report (in
accordance with legal requirements
applicable to UK companies).
15 Reappoint the UK firm of For For Management
PricewaterhouseCoopers LLP as
independent auditors for Carnival plc
and ratify the U.S. firm of
PricewaterhouseCoopers LLP as the
independent registered certified
public accounting firm for Carnival
Corporation.
16 Authorize the Audit Committee of For For Management
Carnival plc to agree the remuneration
of the independent auditors of
Carnival plc.
17 Receive the UK Accounts and Reports of For For Management
the Directors and Auditors of Carnival
plc for the year ended November 30,
2016 (in accordance with legal
requirements applicable to UK
companies).
18 Authorize Issue of Equity with For For Management
Pre-emptive Rights
19 Authorize Issue of Equity without For For Management
Pre-emptive Rights
20 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Calhoun For For Management
1.2 Elect Director Daniel M. Dickinson For For Management
1.3 Elect Director Juan Gallardo For For Management
1.4 Elect Director Jesse J. Greene, Jr. For For Management
1.5 Elect Director Jon M. Huntsman, Jr. For For Management
1.6 Elect Director Dennis A. Muilenburg For For Management
1.7 Elect Director William A. Osborn For For Management
1.8 Elect Director Debra L. Reed For For Management
1.9 Elect Director Edward B. Rust, Jr. For For Management
1.10 Elect Director Susan C. Schwab For For Management
1.11 Elect Director Jim Umpleby For For Management
1.12 Elect Director Miles D. White For For Management
1.13 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
8 Report on Lobbying Priorities Against Against Shareholder
9 Include Sustainability as a Against Against Shareholder
Performance Measure for Senior
Executive Compensation
10 Amend Compensation Clawback Policy Against Against Shareholder
11 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert C. Arzbaecher For For Management
1b Elect Director William Davisson For For Management
1c Elect Director Stephen A. Furbacher For For Management
1d Elect Director Stephen J. Hagge For For Management
1e Elect Director John D. Johnson For For Management
1f Elect Director Robert G. Kuhbach For For Management
1g Elect Director Anne P. Noonan For For Management
1h Elect Director Edward A. Schmitt For For Management
1i Elect Director Theresa E. Wagler For For Management
1j Elect Director W. Anthony Will For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For For Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For For Management
1e Elect Director John C. Malone For For Management
1f Elect Director John D. Markley, Jr. For For Management
1g Elect Director David C. Merritt For For Management
1h Elect Director Steven A. Miron For For Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael Newhouse For For Management
1k Elect Director Mauricio Ramos For For Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify KPMG LLP as Auditors For For Management
5 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director Linnet F. Deily For For Management
1c Elect Director Robert E. Denham For For Management
1d Elect Director Alice P. Gast For For Management
1e Elect Director Enrique Hernandez, Jr. For For Management
1f Elect Director Jon M. Huntsman, Jr. For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Dambisa F. Moyo For For Management
1i Elect Director Ronald D. Sugar For For Management
1j Elect Director Inge G. Thulin For For Management
1k Elect Director John S. Watson For For Management
1l Elect Director Michael K. Wirth For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Risks of Doing Business in Against Against Shareholder
Conflict-Affected Areas
7 Annually Assess Portfolio Impacts of None None Shareholder
Policies to Meet 2-degree Scenario
*Withdrawn Resolution*
8 Assess and Report on Transition to a Against Against Shareholder
Low Carbon Economy
9 Require Independent Board Chairman Against Against Shareholder
10 Require Director Nominee with Against Against Shareholder
Environmental Experience
11 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 12, 2016 Meeting Type: Annual
Record Date: OCT 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director John T. Chambers For For Management
1e Elect Director Amy L. Chang For For Management
1f Elect Director John L. Hennessy For For Management
1g Elect Director Kristina M. Johnson For For Management
1h Elect Director Roderick C. McGeary For For Management
1i Elect Director Charles H. Robbins For For Management
1j Elect Director Arun Sarin For For Management
1k Elect Director Steven M. West For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Report on Arab and non-Arab Employees Against Against Shareholder
using EEO-1 Categories
6 Establish Board Committee on Against Against Shareholder
Operations in Israeli Settlements
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Ellen M. Costello For For Management
1c Elect Director Duncan P. Hennes For For Management
1d Elect Director Peter B. Henry For For Management
1e Elect Director Franz B. Humer For For Management
1f Elect Director Renee J. James For For Management
1g Elect Director Eugene M. McQuade For For Management
1h Elect Director Michael E. O'Neill For For Management
1i Elect Director Gary M. Reiner For For Management
1j Elect Director Anthony M. Santomero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Demonstrate No Gender Pay Gap Against Against Shareholder
6 Appoint a Stockholder Value Committee Against Against Shareholder
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Claw-back of Payments under Against Against Shareholder
Restatements
9 Limit/Prohibit Accelerated Vesting of Against Against Shareholder
Awards
--------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC.
Ticker: CFG Security ID: 174610105
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Van Saun For For Management
1.2 Elect Director Mark Casady For For Management
1.3 Elect Director Christine M. Cumming For For Management
1.4 Elect Director Anthony Di Iorio For For Management
1.5 Elect Director William P. Hankowsky For For Management
1.6 Elect Director Howard W. Hanna, III For For Management
1.7 Elect Director Leo I. "Lee" Higdon For For Management
1.8 Elect Director Charles J. "Bud" Koch For For Management
1.9 Elect Director Arthur F. Ryan For For Management
1.10 Elect Director Shivan S. Subramaniam For For Management
1.11 Elect Director Wendy A. Watson For For Management
1.12 Elect Director Marita Zuraitis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zein Abdalla For For Management
1b Elect Director Betsy S. Atkins For For Management
1c Elect Director Maureen Breakiron-Evans For For Management
1d Elect Director Jonathan Chadwick For For Management
1e Elect Director John M. Dineen For For Management
1f Elect Director Francisco D'Souza For For Management
1g Elect Director John N. Fox, Jr. For For Management
1h Elect Director John E. Klein For For Management
1i Elect Director Leo S. Mackay, Jr. For For Management
1j Elect Director Michael Patsalos-Fox For For Management
1k Elect Director Robert E. Weissman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Eliminate Supermajority Vote For For Shareholder
Requirement
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Asuka Nakahara For For Management
1.8 Elect Director David C. Novak For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Johnathan A. Rodgers For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. Bracken For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Anne M. Finucane For For Management
1g Elect Director Larry J. Merlo For For Management
1h Elect Director Jean-Pierre Millon For For Management
1i Elect Director Mary L. Schapiro For For Management
1j Elect Director Richard J. Swift For For Management
1k Elect Director William C. Weldon For For Management
1l Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
7 Report on Pay Disparity Against Against Shareholder
8 Adopt Quantitative Renewable Energy Against Against Shareholder
Goals
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara M. Baumann For For Management
1.2 Elect Director John E. Bethancourt For For Management
1.3 Elect Director David A. Hager For For Management
1.4 Elect Director Robert H. Henry For For Management
1.5 Elect Director Michael M. Kanovsky For For Management
1.6 Elect Director Robert A. Mosbacher, Jr. For For Management
1.7 Elect Director Duane C. Radtke For For Management
1.8 Elect Director Mary P. Ricciardello For For Management
1.9 Elect Director John Richels For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Approve Omnibus Stock Plan For For Management
7 Review Public Policy Advocacy on Against Against Shareholder
Climate Change
8 Annually Assess Portfolio Impacts of Against Against Shareholder
Policies to Meet 2 Degree Scenario
9 Report on Lobbying Payments and Policy Against Against Shareholder
10 Report on Using Oil and Gas Reserve Against Against Shareholder
Metrics for Named Executive's
Compensation
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig Arnold For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Michael J. Critelli For For Management
1e Elect Director Richard H. Fearon For For Management
1f Elect Director Charles E. Golden For For Management
1g Elect Director Arthur E. Johnson For For Management
1h Elect Director Deborah L. McCoy For For Management
1i Elect Director Gregory R. Page For For Management
1j Elect Director Sandra Pianalto For For Management
1k Elect Director Gerald B. Smith For For Management
1l Elect Director Dorothy C. Thompson For For Management
2 Provide Proxy Access Right For For Management
3 Amend Articles of Association For For Management
regarding Bringing Shareholder
Business and Making Director
Nominations at an Annual General
Meeting
4 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Authorize Issue of Equity with For For Management
Pre-emptive Rights
8 Authorize Issue of Equity without For For Management
Pre-emptive Rights
9 Approval of Overseas Market Purchases For For Management
of the Company Shares
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred D. Anderson, Jr. For For Management
1b Elect Director Edward W. Barnholt For For Management
1c Elect Director Anthony J. Bates For For Management
1d Elect Director Logan D. Green For For Management
1e Elect Director Bonnie S. Hammer For For Management
1f Elect Director Kathleen C. Mitic For For Management
1g Elect Director Pierre M. Omidyar For For Management
1h Elect Director Paul S. Pressler For For Management
1i Elect Director Robert H. Swan For For Management
1j Elect Director Thomas J. Tierney For For Management
1k Elect Director Perry M. Traquina For For Management
1l Elect Director Devin N. Wenig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 07, 2017 Meeting Type: Annual
Record Date: NOV 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D.N. Farr For For Management
1.2 Elect Director W.R. Johnson For For Management
1.3 Elect Director M.S. Levatich For For Management
1.4 Elect Director J.W. Prueher For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Political Contributions Against Against Shareholder
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Adopt Quantitative Company-wide GHG Against Against Shareholder
Goals
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Jorge L. Benitez For For Management
1.4 Elect Director Katherine B. Blackburn For For Management
1.5 Elect Director Jerry W. Burris For For Management
1.6 Elect Director Emerson L. Brumback For For Management
1.7 Elect Director Greg D. Carmichael For For Management
1.8 Elect Director Gary R. Heminger For For Management
1.9 Elect Director Jewell D. Hoover For For Management
1.10 Elect Director Eileen A. Mallesch For For Management
1.11 Elect Director Michael B. McCallister For For Management
1.12 Elect Director Marsha C. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FIRSTENERGY CORP.
Ticker: FE Security ID: 337932107
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Addison For For Management
1.2 Elect Director Michael J. Anderson For For Management
1.3 Elect Director William T. Cottle For For Management
1.4 Elect Director Steven J. Demetriou For For Management
1.5 Elect Director Julia L. Johnson For For Management
1.6 Elect Director Charles E. Jones For For Management
1.7 Elect Director Donald T. Misheff For For Management
1.8 Elect Director Thomas N. Mitchell For For Management
1.9 Elect Director James F. O'Neil, III For For Management
1.10 Elect Director Christopher D. Pappas For For Management
1.11 Elect Director Luis A. Reyes For For Management
1.12 Elect Director George M. Smart For For Management
1.13 Elect Director Jerry Sue Thornton For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Increase Authorized Common Stock For For Management
6 Eliminate Supermajority Vote For For Management
Requirement
7 Adopt Majority Voting for Uncontested For For Management
Election of Directors
8 Provide Proxy Access Right For For Management
9 Report on Lobbying Payments and Policy Against Against Shareholder
10 Assess Portfolio Impacts of Policies Against Against Shareholder
to Meet 2 Degree Scenario
11 Adopt Simple Majority Vote Against Against Shareholder
--------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORPORATION
Ticker: FTR Security ID: 35906A108
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leroy T. Barnes, Jr. For For Management
1b Elect Director Peter C.B. Bynoe For For Management
1c Elect Director Diana S. Ferguson For For Management
1d Elect Director Edward Fraioli For For Management
1e Elect Director Daniel J. McCarthy For For Management
1f Elect Director Pamela D.A. Reeve For For Management
1g Elect Director Virginia P. Ruesterholz For For Management
1h Elect Director Howard L. Schrott For For Management
1i Elect Director Mark Shapiro For For Management
1j Elect Director Myron A. Wick, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Reverse Stock Split For For Management
6 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sebastien M. Bazin For For Management
2 Elect Director W. Geoffrey Beattie For For Management
3 Elect Director John J. Brennan For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Peter B. Henry For For Management
7 Elect Director Susan J. Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Risa Lavizzo-Mourey For For Management
12 Elect Director Rochelle B. Lazarus For For Management
13 Elect Director Lowell C. McAdam For For Management
14 Elect Director Steven M. Mollenkopf For For Management
15 Elect Director James J. Mulva For For Management
16 Elect Director James E. Rohr For For Management
17 Elect Director Mary L. Schapiro For For Management
18 Elect Director James S. Tisch For For Management
19 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
20 Advisory Vote on Say on Pay Frequency One Year One Year Management
21 Amend Omnibus Stock Plan For For Management
22 Approve Material Terms of Senior For For Management
Officer Performance Goals
23 Ratify KPMG LLP as Auditors For For Management
24 Report on Lobbying Payments and Policy Against Against Shareholder
25 Require Independent Board Chairman Against Against Shareholder
26 Restore or Provide for Cumulative Against Against Shareholder
Voting
27 Report on Charitable Contributions Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 06, 2017 Meeting Type: Proxy Contest
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card) None
1.1 Elect Director Joseph J. Ashton For For Management
1.2 Elect Director Mary T. Barra For For Management
1.3 Elect Director Linda R. Gooden For For Management
1.4 Elect Director Joseph Jimenez For For Management
1.5 Elect Director Jane L. Mendillo For For Management
1.6 Elect Director Michael G. Mullen For For Management
1.7 Elect Director James J. Mulva For For Management
1.8 Elect Director Patricia F. Russo For For Management
1.9 Elect Director Thomas M. Schoewe For For Management
1.10 Elect Director Theodore M. Solso For For Management
1.11 Elect Director Carol M. Stephenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
6 Require Independent Board Chairman Against For Shareholder
7 Creation of Dual-Class Common Stock Against Against Shareholder
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Proxy Card) None
1.1 Elect Directors Leo Hindery, Jr. For Did Not Vote Shareholder
1.2 Elect Director Vinit Sethi For Did Not Vote Shareholder
1.3 Elect Director William N. Thorndike, For Did Not Vote Shareholder
Jr.
1.4 Management Nominee Joseph J. Ashton For Did Not Vote Shareholder
1.5 Management Nominee Mary T. Barra For Did Not Vote Shareholder
1.6 Management Nominee Linda R. Gooden For Did Not Vote Shareholder
1.7 Management Nominee Joseph Jimenez For Did Not Vote Shareholder
1.8 Management Nominee James J. Mulva For Did Not Vote Shareholder
1.9 Management Nominee Patricia F. Russo For Did Not Vote Shareholder
1.10 Management Nominee Thomas M. Schoewe For Did Not Vote Shareholder
1.11 Management Nominee Theodore M. Solso For Did Not Vote Shareholder
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For Did Not Vote Management
4 Approve Omnibus Stock Plan For Did Not Vote Management
5 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
6 Require Independent Board Chairman Against Did Not Vote Shareholder
7 Creation of Dual-Class Common Stock For Did Not Vote Shareholder
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan For For Management
1b Elect Director Kelly A. Kramer For For Management
1c Elect Director Kevin E. Lofton For For Management
1d Elect Director John C. Martin For For Management
1e Elect Director John F. Milligan For For Management
1f Elect Director Nicholas G. Moore For For Management
1g Elect Director Richard J. Whitley For For Management
1h Elect Director Gayle E. Wilson For For Management
1i Elect Director Per Wold-Olsen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abdulaziz F. Al Khayyal For For Management
1b Elect Director William E. Albrecht For For Management
1c Elect Director Alan M. Bennett For For Management
1d Elect Director James R. Boyd For For Management
1e Elect Director Milton Carroll For For Management
1f Elect Director Nance K. Dicciani For For Management
1g Elect Director Murry S. Gerber For For Management
1h Elect Director Jose C. Grubisich For For Management
1i Elect Director David J. Lesar For For Management
1j Elect Director Robert A. Malone For For Management
1k Elect Director J. Landis Martin For For Management
1l Elect Director Jeffrey A. Miller For For Management
1m Elect Director Debra L. Reed For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney F. Chase For For Management
1.2 Elect Director Terrence J. Checki For For Management
1.3 Elect Director Leonard S. Coleman, Jr. For For Management
1.4 Elect Director John B. Hess For For Management
1.5 Elect Director Edith E. Holiday For For Management
1.6 Elect Director Risa Lavizzo-Mourey For For Management
1.7 Elect Director Marc S. Lipschultz For For Management
1.8 Elect Director David McManus For For Management
1.9 Elect Director Kevin O. Meyers For For Management
1.10 Elect Director James H. Quigley For For Management
1.11 Elect Director Fredric G. Reynolds For For Management
1.12 Elect Director William G. Schrader For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Approve Omnibus Stock Plan For For Management
6 Report on Plans to Address Stranded Against Against Shareholder
Carbon Asset Risks
--------------------------------------------------------------------------------
HP INC.
Ticker: HPQ Security ID: 40434L105
Meeting Date: APR 17, 2017 Meeting Type: Annual
Record Date: FEB 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director Shumeet Banerji For For Management
1c Elect Director Carl Bass For For Management
1d Elect Director Robert R. Bennett For For Management
1e Elect Director Charles V. Bergh For For Management
1f Elect Director Stacy Brown-Philpot For For Management
1g Elect Director Stephanie A. Burns For For Management
1h Elect Director Mary Anne Citrino For For Management
1i Elect Director Stacey Mobley For For Management
1j Elect Director Subra Suresh For For Management
1k Elect Director Dion J. Weisler For For Management
1l Elect Director Margaret C. Whitman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
INGERSOLL-RAND PLC
Ticker: IR Security ID: G47791101
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann C. Berzin For For Management
1b Elect Director John Bruton For For Management
1c Elect Director Jared L. Cohon For For Management
1d Elect Director Gary D. Forsee For For Management
1e Elect Director Linda P. Hudson For For Management
1f Elect Director Michael W. Lamach For For Management
1g Elect Director Myles P. Lee For For Management
1h Elect Director John P. Surma For For Management
1i Elect Director Richard J. Swift For For Management
1j Elect Director Tony L. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Renew Directors' Authority to Issue For For Management
Shares
6 Renew Directors' Authority to Issue For For Management
Shares for Cash
7 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Aneel Bhusri For For Management
1c Elect Director Andy D. Bryant For For Management
1d Elect Director Reed E. Hundt For For Management
1e Elect Director Omar Ishrak For For Management
1f Elect Director Brian M. Krzanich For For Management
1g Elect Director Tsu-Jae King Liu For For Management
1h Elect Director David S. Pottruck For For Management
1i Elect Director Gregory D. Smith For For Management
1j Elect Director Frank D. Yeary For For Management
1k Elect Director David B. Yoffie For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Political Contributions Disclosure Against Against Shareholder
7 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bronczek For For Management
1b Elect Director William J. Burns For For Management
1c Elect Director Ahmet C. Dorduncu For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Jay L. Johnson For For Management
1f Elect Director Stacey J. Mobley For For Management
1g Elect Director Kathryn D. Sullivan For For Management
1h Elect Director Mark S. Sutton For For Management
1i Elect Director John L. Townsend, III For For Management
1j Elect Director William G. Walter For For Management
1k Elect Director J. Steven Whisler For For Management
1l Elect Director Ray G. Young For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 08, 2017 Meeting Type: Annual
Record Date: JAN 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David P. Abney For For Management
1b Elect Director Natalie A. Black For For Management
1c Elect Director Michael E. Daniels For For Management
1d Elect Director Brian Duperreault For For Management
1e Elect Director Jeffrey A. Joerres For For Management
1f Elect Director Alex A. Molinaroli For For Management
1g Elect Director George R. Oliver For For Management
1h Elect Director Juan Pablo del Valle For For Management
Perochena
1i Elect Director Jurgen Tinggren For For Management
1j Elect Director Mark Vergnano For For Management
1k Elect Director R. David Yost For For Management
2a Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Authorize Market Purchases of Company For For Management
shares
4 Determine Price Range for Reissuance For For Management
of Treasury Shares
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Amend Omnibus Stock Plan For For Management
8 Approve the Directors' Authority to For For Management
Allot Shares
9 Approve the Disapplication of For For Management
Statutory Pre-Emption Rights
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: AUG 17, 2016 Meeting Type: Special
Record Date: JUN 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director Todd A. Combs For For Management
1f Elect Director James S. Crown For For Management
1g Elect Director James Dimon For For Management
1h Elect Director Timothy P. Flynn For For Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Michael A. Neal For For Management
1k Elect Director Lee R. Raymond For For Management
1l Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require Independent Board Chairman Against Against Shareholder
6 Prohibit Accelerated Vesting of Awards Against Against Shareholder
to Pursue Government Service
7 Clawback Amendment Against Against Shareholder
8 Report on Gender Pay Gap Against Against Shareholder
9 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
10 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call a Special Meeting
--------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Austin A. Adams For For Management
1.2 Elect Director Bruce D. Broussard For For Management
1.3 Elect Director Charles P. Cooley For For Management
1.4 Elect Director Gary M. Crosby For For Management
1.5 Elect Director Alexander M. Cutler For For Management
1.6 Elect Director H. James Dallas For For Management
1.7 Elect Director Elizabeth R. Gile For For Management
1.8 Elect Director Ruth Ann M. Gillis For For Management
1.9 Elect Director William G. Gisel, Jr. For For Management
1.10 Elect Director Carlton L. Highsmith For For Management
1.11 Elect Director Richard J. Hipple For For Management
1.12 Elect Director Kristen L. Manos For For Management
1.13 Elect Director Beth E. Mooney For For Management
1.14 Elect Director Demos Parneros For For Management
1.15 Elect Director Barbara R. Snyder For For Management
1.16 Elect Director David K. Wilson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gaurdie E. Banister, Jr. For For Management
1b Elect Director Gregory H. Boyce For For Management
1c Elect Director Chadwick C. Deaton For For Management
1d Elect Director Marcela E. Donadio For For Management
1e Elect Director Philip Lader For For Management
1f Elect Director Michael E. J. Phelps For For Management
1g Elect Director Dennis H. Reilley For For Management
1h Elect Director Lee M. Tillman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 09, 2016 Meeting Type: Annual
Record Date: OCT 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Craig Arnold For For Management
1c Elect Director Scott C. Donnelly For For Management
1d Elect Director Randall J. Hogan, III For For Management
1e Elect Director Omar Ishrak For For Management
1f Elect Director Shirley Ann Jackson For For Management
1g Elect Director Michael O. Leavitt For For Management
1h Elect Director James T. Lenehan For For Management
1i Elect Director Elizabeth G. Nabel For For Management
1j Elect Director Denise M. O'Leary For For Management
1k Elect Director Kendall J. Powell For For Management
1l Elect Director Robert C. Pozen For For Management
1m Elect Director Preetha Reddy For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5a Amend Articles of Association For For Management
5b Amend Memorandum of Association For For Management
6 Amend Articles to Clarify the Board's For For Management
Sole Authority to Determine its Size
Within the Fixed Limits
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Kenneth C. Frazier For For Management
1e Elect Director Thomas H. Glocer For For Management
1f Elect Director Rochelle B. Lazarus For For Management
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Paul B. Rothman For For Management
1j Elect Director Patricia F. Russo For For Management
1k Elect Director Craig B. Thompson For For Management
1l Elect Director Wendell P. Weeks For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Require Independent Board Chairman Against Against Shareholder
6 Adopt Holy Land Principles Against Against Shareholder
7 Report on Risks of Doing Business in Against Against Shareholder
Conflict-Affected Areas
8 Report on Board Oversight of Product Against Against Shareholder
Safety and Quality
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl W. Grise For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director David L. Herzog For For Management
1.4 Elect Director R. Glenn Hubbard For For Management
1.5 Elect Director Steven A. Kandarian For For Management
1.6 Elect Director Alfred F. Kelly, Jr. For For Management
1.7 Elect Director Edward J. Kelly, III For For Management
1.8 Elect Director William E. Kennard For For Management
1.9 Elect Director James M. Kilts For For Management
1.10 Elect Director Catherine R. Kinney For For Management
1.11 Elect Director Denise M. Morrison For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 30, 2016 Meeting Type: Annual
Record Date: SEP 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, lll For For Management
1.2 Elect Director Teri L. List-Stoll For For Management
1.3 Elect Director G. Mason Morfit For For Management
1.4 Elect Director Satya Nadella For For Management
1.5 Elect Director Charles H. Noski For For Management
1.6 Elect Director Helmut Panke For For Management
1.7 Elect Director Sandra E. Peterson For For Management
1.8 Elect Director Charles W. Scharf For For Management
1.9 Elect Director John W. Stanton For For Management
1.10 Elect Director John W. Thompson For For Management
1.11 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Right to Call Special Meeting For For Management
5 Amend Omnibus Stock Plan For For Management
6 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lewis W.K. Booth For For Management
1b Elect Director Charles E. Bunch For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Nelson Peltz For For Management
1h Elect Director Fredric G. Reynolds For For Management
1i Elect Director Irene B. Rosenfeld For For Management
1j Elect Director Christiana S. Shi For For Management
1k Elect Director Patrick T. Siewert For For Management
1l Elect Director Ruth J. Simmons For For Management
1m Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Assess Environmental Impact of Against Against Shareholder
Non-Recyclable Packaging
6 Create a Committee to Prepare a Report Against Against Shareholder
Regarding the Impact of Plant Closures
on Communities and Alternatives
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 22, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Erskine B. Bowles For For Management
1b Elect Director Alistair Darling For For Management
1c Elect Director Thomas H. Glocer For For Management
1d Elect Director James P. Gorman For For Management
1e Elect Director Robert H. Herz For For Management
1f Elect Director Nobuyuki Hirano For For Management
1g Elect Director Klaus Kleinfeld For For Management
1h Elect Director Jami Miscik For For Management
1i Elect Director Dennis M. Nally For For Management
1j Elect Director Hutham S. Olayan For For Management
1k Elect Director James W. Owens For For Management
1l Elect Director Ryosuke Tamakoshi For For Management
1m Elect Director Perry M. Traquina For For Management
1n Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Non-Employee Director Omnibus For For Management
Stock Plan
7 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
8 Prohibit Accelerated Vesting of Awards Against Against Shareholder
to Pursue Government Service
--------------------------------------------------------------------------------
MYLAN N.V.
Ticker: MYL Security ID: N59465109
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: MAY 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Heather Bresch For Against Management
1B Elect Director Wendy Cameron For Against Management
1C Elect Director Robert J. Cindrich For Against Management
1D Elect Director Robert J. Coury For Against Management
1E Elect Director JoEllen Lyons Dillon For Against Management
1F Elect Director Neil Dimick For Against Management
1G Elect Director Melina Higgins For Against Management
1H Elect Director Rajiv Malik For Against Management
1I Elect Director Mark W. Parrish For Against Management
1J Elect Director Randall L. (Pete) For Against Management
Vanderveen
1K Elect Director Sjoerd S. Vollebregt For Against Management
2 Adopt Financial Statements and For For Management
Statutory Reports
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Instruction to Deloitte Accountants B. For For Management
V. for the Audit of the Company's
Dutch Statutory Annual Accounts for
Fiscal Year 2017
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Authorize Repurchase of Shares For For Management
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 15, 2016 Meeting Type: Annual
Record Date: JUL 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director T. Michael Nevens For For Management
1b Elect Director Jeffry R. Allen For For Management
1c Elect Director Alan L. Earhart For For Management
1d Elect Director Gerald Held For For Management
1e Elect Director Kathryn M. Hill For For Management
1f Elect Director George Kurian For For Management
1g Elect Director George T. Shaheen For For Management
1h Elect Director Stephen M. Smith For For Management
1i Elect Director Robert T. Wall For For Management
1j Elect Director Richard P. Wallace For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 28, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.75 per Share
4 Approve CHF 5.14 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5.1 Approve Maximum Remuneration of For For Management
Directors in the Amount of CHF 8.5
Million
5.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 99 Million
5.3 Approve Remuneration Report For For Management
(Non-Binding)
6.1 Reelect Joerg Reinhardt as Director For For Management
and Chairman
6.2 Reelect Nancy C. Andrews as Director For For Management
6.3 Reelect Dimitri Azar as Director For For Management
6.4 Reelect Ton Buechner as Director For For Management
6.5 Reelect Srikant Datar as Director For For Management
6.6 Reelect Elizabeth Doherty as Director For For Management
6.7 Reelect Ann Fudge as Director For For Management
6.8 Reelect Pierre Landolt as Director For For Management
6.9 Reelect Andreas von Planta as Director For For Management
6.10 Reelect Charles L. Sawyers as Director For For Management
6.11 Reelect Enrico Vanni as Director For For Management
6.12 Reelect William T. Winters as Director For For Management
6.13 Elect Frans van Houten as Director For For Management
7.1 Appoint Srikant Datar as Member of the For For Management
Compensation Committee
7.2 Appoint Ann Fudge as Member of the For For Management
Compensation Committee
7.3 Appoint Enrico Vanni as Member of the For For Management
Compensation Committee
7.4 Appoint William T. Winters as Member For For Management
of the Compensation Committee
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
9 Designate Peter Andreas Zahn as For For Management
Independent Proxy
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Spencer Abraham For For Management
1b Elect Director Howard I. Atkins For For Management
1c Elect Director Eugene L. Batchelder For For Management
1d Elect Director John E. Feick For For Management
1e Elect Director Margaret M. Foran For For Management
1f Elect Director Carlos M. Gutierrez For For Management
1g Elect Director Vicki Hollub For For Management
1h Elect Director William R. Klesse For For Management
1i Elect Director Jack B. Moore For For Management
1j Elect Director Avedick B. Poladian For For Management
1k Elect Director Elisse B. Walter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Assess Portfolio Impacts of Policies Against Against Shareholder
to Meet 2 Degree Scenario
6 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
7 Report on Methane Emissions and Against Against Shareholder
Flaring Targets
8 Report on Political Contributions and Against Against Shareholder
Expenditures
--------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wences Casares For For Management
1b Elect Director Jonathan Christodoro For For Management
1c Elect Director John J. Donahoe For For Management
1d Elect Director David W. Dorman For For Management
1e Elect Director Belinda J. Johnson For For Management
1f Elect Director Gail J. McGovern For For Management
1g Elect Director David M. Moffett For For Management
1h Elect Director Daniel H. Schulman For For Management
1i Elect Director Frank D. Yeary For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Sustainability Against Against Shareholder
7 Report on Feasibility of Net-Zero GHG Against Against Shareholder
Emissions
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director Ronald E. Blaylock For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Frances D. Fergusson For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director James M. Kilts For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Holy Land Principles Against Against Shareholder
6 Amend Bylaws - Call Special Meetings Against Against Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
QEP RESOURCES, INC.
Ticker: QEP Security ID: 74733V100
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert F. Heinemann For For Management
1b Elect Director Michael J. Minarovic For For Management
1c Elect Director David A. Trice For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: 780259206
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Catherine Hughes as Director For For Management
5 Elect Roberto Setubal as Director For For Management
6 Re-elect Ben van Beurden as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Euleen Goh as Director For For Management
9 Re-elect Charles Holliday as Director For For Management
10 Re-elect Gerard Kleisterlee as Director For For Management
11 Re-elect Sir Nigel Sheinwald as For For Management
Director
12 Re-elect Linda Stuntz as Director For For Management
13 Elect Jessica Uhl as Director For For Management
14 Re-elect Hans Wijers as Director For For Management
15 Re-elect Gerrit Zalm as Director For For Management
16 Reappoint Ernst & Young LLP as Auditors For For Management
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Request Shell to Set and Publish Against Against Shareholder
Targets for Reducing Greenhouse Gas
(GHG) Emissions
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: 80105N105
Meeting Date: MAY 10, 2017 Meeting Type: Annual/Special
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.96 per Share
4 Approve Auditors' Special Report on For For Management
New Related-Party Transactions
5 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.750
Million
6 Reelect Fabienne Lecorvaisier as For For Management
Director
7 Elect Bernard Charles as Director For For Management
8 Elect Melanie Lee as Director For For Management
9 Approve Remuneration Policy for For For Management
Chairman of the Board
10 Approve Remuneration Policy for CEO For For Management
11 Non-Binding Vote on Compensation of For For Management
Serge Weinberg, Chairman of the Board
12 Non-Binding Vote on Compensation of For For Management
Olivier Brandicourt, CEO
13 Renew Appointment of For For Management
PricewaterhouseCoopers Audit as Auditor
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
1 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.289 Billion
2 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 240 Million
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 240 Million
4 Approve Issuance of Debt Securities For For Management
Giving Access to New Shares of
Subsidiaries and/or Existing Shares
and/or Debt Securities, up to
Aggregate Amount of EUR 7 Billion
5 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
6 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
7 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
8 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
9 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
10 Amend Article 11 of Bylaws Re: Board For For Management
of Directors
11 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kennett F. Burnes For For Management
1b Elect Director Patrick de Saint-Aignan For For Management
1c Elect Director Lynn A. Dugle For For Management
1d Elect Director Amelia C. Fawcett For For Management
1e Elect Director William C. Freda For For Management
1f Elect Director Linda A. Hill For For Management
1g Elect Director Joseph L. Hooley For For Management
1h Elect Director Sean O'Sullivan For For Management
1i Elect Director Richard P. Sergel For For Management
1j Elect Director Gregory L. Summe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUNCOR ENERGY INC.
Ticker: SU Security ID: 867224107
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia M. Bedient For For Management
1.2 Elect Director Mel E. Benson For For Management
1.3 Elect Director Jacynthe Cote For For Management
1.4 Elect Director Dominic D'Alessandro For For Management
1.5 Elect Director John D. Gass For For Management
1.6 Elect Director John R. Huff For For Management
1.7 Elect Director Maureen McCaw For For Management
1.8 Elect Director Michael W. O'Brien For For Management
1.9 Elect Director Eira M. Thomas For For Management
1.10 Elect Director Steven W. Williams For For Management
1.11 Elect Director Michael M. Wilson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Stock Option Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SYMANTEC CORPORATION
Ticker: SYMC Security ID: 871503108
Meeting Date: NOV 01, 2016 Meeting Type: Annual
Record Date: SEP 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory S. Clark For For Management
1b Elect Director Frank E. Dangeard For For Management
1c Elect Director Kenneth Y. Hao For For Management
1d Elect Director David W. Humphrey For For Management
1e Elect Director Geraldine B. Laybourne For For Management
1f Elect Director David L. Mahoney For For Management
1g Elect Director Robert S. Miller For For Management
1h Elect Director Anita M. Sands For For Management
1i Elect Director Daniel H. Schulman For For Management
1j Elect Director V. Paul Unruh For For Management
1k Elect Director Suzanne M. Vautrinot For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TEXTRON INC.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott C. Donnelly For For Management
1b Elect Director Kathleen M. Bader For For Management
1c Elect Director R. Kerry Clark For For Management
1d Elect Director James T. Conway For For Management
1e Elect Director Ivor J. Evans For For Management
1f Elect Director Lawrence K. Fish For For Management
1g Elect Director Paul E. Gagne For For Management
1h Elect Director Ralph D. Heath For For Management
1i Elect Director Lloyd G. Trotter For For Management
1j Elect Director James L. Ziemer For For Management
1k Elect Director Maria T. Zuber For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Ernst & Young LLP as Auditors For For Management
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kermit R. Crawford For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director Siddharth N. (Bobby) For For Management
Mehta
1d Elect Director Jacques P. Perold For For Management
1e Elect Director Andrea Redmond For For Management
1f Elect Director John W. Rowe For For Management
1g Elect Director Judith A. Sprieser For For Management
1h Elect Director Mary Alice Taylor For For Management
1i Elect Director Perry M. Traquina For For Management
1j Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
6 Require Independent Board Chairman Against Against Shareholder
7 Lead Director Qualifications Against Against Shareholder
8 Political Contributions Disclosure Against Against Shareholder
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 11, 2017 Meeting Type: Annual
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Z. Cook For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Joseph J. Echevarria For For Management
1.4 Elect Director Edward P. Garden For For Management
1.5 Elect Director Jeffrey A. Goldstein For For Management
1.6 Elect Director Gerald L. Hassell For For Management
1.7 Elect Director John M. Hinshaw For For Management
1.8 Elect Director Edmund F. "Ted" Kelly For For Management
1.9 Elect Director John A. Luke, Jr. For For Management
1.10 Elect Director Jennifer B. Morgan For For Management
1.11 Elect Director Mark A. Nordenberg For For Management
1.12 Elect Director Elizabeth E. Robinson For For Management
1.13 Elect Director Samuel C. Scott, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Report on and Assess Proxy Voting Against Against Shareholder
Policies in Relation to Climate Change
Position
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd C. Blankfein For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director William W. George For For Management
1e Elect Director James A. Johnson For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Lakshmi N. Mittal For For Management
1h Elect Director Adebayo O. Ogunlesi For For Management
1i Elect Director Peter Oppenheimer For For Management
1j Elect Director David A. Viniar For For Management
1k Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Bunch For For Management
1.2 Elect Director Marjorie Rodgers For For Management
Cheshire
1.3 Elect Director William S. Demchak For For Management
1.4 Elect Director Andrew T. Feldstein For For Management
1.5 Elect Director Daniel R. Hesse For For Management
1.6 Elect Director Kay Coles James For For Management
1.7 Elect Director Richard B. Kelson For For Management
1.8 Elect Director Jane G. Pepper For For Management
1.9 Elect Director Donald J. Shepard For For Management
1.10 Elect Director Lorene K. Steffes For For Management
1.11 Elect Director Dennis F. Strigl For For Management
1.12 Elect Director Michael J. Ward For For Management
1.13 Elect Director Gregory D. Wasson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Prepare Employment Diversity Report Against Against Shareholder
and Report on Diversity Policies
--------------------------------------------------------------------------------
TWENTY-FIRST CENTURY FOX, INC.
Ticker: FOXA Security ID: 90130A200
Meeting Date: NOV 10, 2016 Meeting Type: Annual
Record Date: SEP 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director K. Rupert Murdoch For For Management
1b Elect Director Lachlan K. Murdoch For For Management
1c Elect Director Delphine Arnault For For Management
1d Elect Director James W. Breyer For For Management
1e Elect Director Chase Carey For For Management
1f Elect Director David F. DeVoe For For Management
1g Elect Director Viet Dinh For For Management
1h Elect Director Roderick I. Eddington For For Management
1i Elect Director James R. Murdoch For For Management
1j Elect Director Jacques Nasser For For Management
1k Elect Director Robert S. Silberman For For Management
1l Elect Director Tidjane Thiam For For Management
1m Elect Director Jeffrey W. Ubben For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Warner L. Baxter For For Management
1c Elect Director Marc N. Casper For For Management
1d Elect Director Andrew Cecere For For Management
1e Elect Director Arthur D. Collins, Jr. For For Management
1f Elect Director Richard K. Davis For For Management
1g Elect Director Kimberly J. Harris For For Management
1h Elect Director Roland A. Hernandez For For Management
1i Elect Director Doreen Woo Ho For For Management
1j Elect Director Olivia F. Kirtley For For Management
1k Elect Director Karen S. Lynch For For Management
1l Elect Director David B. O'Maley For For Management
1m Elect Director O'dell M. Owens For For Management
1n Elect Director Craig D. Schnuck For For Management
1o Elect Director Scott W. Wine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UNA Security ID: 904784709
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Discussion of the Annual Report and None None Management
Accounts for the 2016 financial year
2 Approve Financial Statements and For For Management
Allocation of Income
3 Approve Discharge of Executive Board For For Management
Members
4 Approve Discharge of Non-Executive For For Management
Board Members
5 Approve Remuneration Policy for For For Management
Management Board Members
6 Approve Unilever Share Plan 2017 For For Management
7 Elect N.S. Andersen as Non-Executive For For Management
Board Member
8 Elect L.M. Cha as Non-Executive Board For For Management
Member
9 Elect V. Colao as Non-Executive Board For For Management
Member
10 Elect M Dekkers as Non-Executive Board For For Management
Member
11 Elect A.M. Fudge as Non-Executive For For Management
Board Member
12 Elect J. Hartmann as Non-Executive For For Management
Board Member
13 Elect M. Ma as Non-Executive Board For For Management
Member
14 Elect S Masiyiwa as Non-Executive For For Management
Board Member
15 Elect Y.Moon as Non-Executive Board For For Management
Member
16 Elect G. Pitkethly as Executive Board For For Management
Member
17 Elect P.G.J.M. Polman as Executive For For Management
Board Member
18 Elect J. Rishton as Non-Executive For For Management
Board Member
19 Elect F. Sijbesma as Non-Executive For For Management
Board Member
20 Ratify KPMG as Auditors For For Management
21 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
22 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
23 Approve Cancellation of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882192
Meeting Date: JUL 29, 2016 Meeting Type: Annual
Record Date: JUL 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Nick Read as Director For For Management
5 Re-elect Sir Crispin Davis as Director For For Management
6 Re-elect Dr Mathias Dopfner as Director For Against Management
7 Re-elect Dame Clara Furse as Director For For Management
8 Re-elect Valerie Gooding as Director For For Management
9 Re-elect Renee James as Director For For Management
10 Re-elect Samuel Jonah as Director For For Management
11 Re-elect Nick Land as Director For For Management
12 Elect David Nish as Director For For Management
13 Re-elect Philip Yea as Director For For Management
14 Approve Final Dividend For For Management
15 Approve Remuneration Report For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 02, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James I. Cash, Jr. For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Carla A. Harris For For Management
1d Elect Director Thomas W. Horton For For Management
1e Elect Director Marissa A. Mayer For For Management
1f Elect Director C. Douglas McMillon For For Management
1g Elect Director Gregory B. Penner For For Management
1h Elect Director Steven S Reinemund For For Management
1i Elect Director Kevin Y. Systrom For For Management
1j Elect Director S. Robson Walton For For Management
1k Elect Director Steuart L. Walton For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Proxy Access Right Against For Shareholder
7 Require Independent Director Nominee Against Against Shareholder
with Environmental Experience
--------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL PLC
Ticker: WFT Security ID: G48833100
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Mohamed A. Awad For For Management
1B Elect Director David J. Butters For Against Management
1C Elect Director John D. Gass For For Management
1D Elect Director Emyr Jones Parry For For Management
1E Elect Director Francis S. Kalman For For Management
1F Elect Director William E. Macaulay For For Management
1G Elect Director Mark A. McCollum For For Management
1H Elect Director Robert K. Moses, Jr. For For Management
1I Elect Director Guillermo Ortiz For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For Against Management
1b Elect Director John S. Chen For For Management
1c Elect Director Lloyd H. Dean For Against Management
1d Elect Director Elizabeth A. Duke For For Management
1e Elect Director Enrique Hernandez, Jr. For Against Management
1f Elect Director Donald M. James For For Management
1g Elect Director Cynthia H. Milligan For Against Management
1h Elect Director Karen B. Peetz For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director Stephen W. Sanger For For Management
1l Elect Director Ronald L. Sargent For For Management
1m Elect Director Timothy J. Sloan For For Management
1n Elect Director Susan G. Swenson For For Management
1o Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Review and Report on Business Standards Against Against Shareholder
6 Provide for Cumulative Voting Against Against Shareholder
7 Report on Divesting Non-Core Business Against Against Shareholder
8 Report on Gender Pay Gap Against Against Shareholder
9 Report on Lobbying Payments and Policy Against Against Shareholder
10 Adopt Global Policy Regarding the Against Against Shareholder
Rights of Indigenous People
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 08, 2017 Meeting Type: Special
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Yahoo Holdings, Inc., For For Management
a wholly-owned subsidiary of Yahoo!
Inc.
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
======================= FDP BlackRock Janus Growth Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================ FDP BlackRock MFS Research International Fund =================
ABN AMRO GROUP N.V.
Ticker: ABN Security ID: N0162C102
Meeting Date: AUG 12, 2016 Meeting Type: Special
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Verbal Introduction and Motivation by None None Management
J.B.J. Stegmann
2b Elect J.B.J. Stegmann to Supervisory For For Management
Board
3 Close Meeting None None Management
--------------------------------------------------------------------------------
ABN AMRO GROUP N.V.
Ticker: ABN Security ID: N0162C102
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open meeting None None Management
2 Announcements None None Management
3.a Receive Report of the Management Board None None Management
3.b Adopt Annual Accounts None None Management
4 Discuss Agenda of ABN AMRO Group N.V. None None Management
AGM of 18 May 2016
5.a Amend Articles of Association STAK AAG None None Management
5.b Amend Trust Conditions STAK AAG For Against Management
6 Other Business (Non-voting) None None Management
7 Close Meeting None None Management
--------------------------------------------------------------------------------
ABN AMRO GROUP N.V.
Ticker: ABN Security ID: N0162C102
Meeting Date: MAY 30, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Report of Management Board None None Management
(Non-Voting)
2.b Receive Report of Supervisory Board None None Management
(Non-Voting)
2.c Receive Announcements from the None None Management
Chairman of the Employee Council
2.d Discussion on Company's Corporate None None Management
Governance Structure
2.e Discuss Implementation of Remuneration None None Management
Policy
2.f Receive Announcements from Auditor None None Management
2.g Adopt Financial Statements and For For Management
Statutory Reports
3.a Receive Explanation on Company's None None Management
Dividend Policy
3.b Approve Dividends of EUR 0.84 Per Share For For Management
4.a Approve Discharge of Management Board For For Management
4.b Approve Discharge of Supervisory Board For For Management
5 Receive Report on Functioning of None None Management
External Auditor
6 Receive Information on Intention to None None Management
Appoint Kees van Dijkhuizen to
Management Board
7.a Opportunity to Recommend Candidates None None Management
for Nomination for a Vacancy in the
Supervisory Board
7.b Reelect Annemieke Roobeek to For For Management
Supervisory Board
8.a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
8.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
8.c Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Other Business and Close Meeting None None Management
--------------------------------------------------------------------------------
ADVANCED INFO SERVICE PCL
Ticker: ADVANC Security ID: Y0014U183
Meeting Date: MAR 30, 2017 Meeting Type: Annual
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Matters to be Informed None None Management
2 Approve Minutes of Previous Meeting For For Management
3 Acknowledge 2016 Operating Results None None Management
Report
4 Approve Financial Statements For For Management
5 Approve Allocation of Income as For For Management
Dividend
6 Approve Deloitte Touche Tohmatsu For For Management
Jaiyos Audit Co. Ltd. as Auditors and
Authorize Board to Fix Their
Remuneration
7.1 Elect Somprasong Boonyachai as Director For For Management
7.2 Elect Krairit Euchukanonchai as For For Management
Director
7.3 Elect Somchai Lertsutiwong as Director For For Management
8 Elect Prasan Chuaphanich as Director For For Management
9 Approve Remuneration of Directors For For Management
10 Approve Issuance and Sale of Warrants For For Management
to Employees of the Company and
Subsidiaries
11 Approve Issuance of Shares for the For For Management
Conversion of Warrants to be Issued to
Employees of the Company and its
Subsidiaries
12 Approve Allocation of Warrants to For For Management
Somchai Lertsutiwong
13 Other Business For Against Management
--------------------------------------------------------------------------------
AENA S.A.
Ticker: AENA Security ID: E526K0106
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone Financial Statements For For Management
2 Approve Consolidated Financial For For Management
Statements
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Discharge of Board For For Management
5.1 Ratify Appointment of and Elect For For Management
Francisco Javier Martin Ramiro as
Director
5.2 Elect Maria Jesus Romero de Avila For For Management
Torrijos as Director
5.3 Elect Alicia Segovia Marco as Director For For Management
6 Authorize Issuance of Non-Convertible For For Management
Bonds/Debentures and/or Other Debt
Securities up to EUR 5 Billion
7 Amend Articles Re: Company Name, For For Management
Corporate Purpose, Nationality,
Registered Office, Fiscal Year, Annual
Statements, Reserves and Distribution
of Profits
8 Change Company Name to Aena SME SA For For Management
9 Advisory Vote on Remuneration Report For For Management
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
AEON FINANCIAL SERVICE CO., LTD.
Ticker: 8570 Security ID: J0021H107
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Reflect Changes in For For Management
Law
2.1 Elect Director Suzuki, Masaki For For Management
2.2 Elect Director Kawahara, Kenji For For Management
2.3 Elect Director Mizuno, Masao For For Management
2.4 Elect Director Wakabayashi, Hideki For For Management
2.5 Elect Director Mangetsu, Masaaki For For Management
2.6 Elect Director Yamada, Yoshitaka For For Management
2.7 Elect Director Suzuki, Kazuyoshi For For Management
2.8 Elect Director Arai, Naohiro For For Management
2.9 Elect Director Ishizuka, Kazuo For For Management
2.10 Elect Director Watanabe, Hiroyuki For For Management
2.11 Elect Director Otsuru, Motonari For For Management
2.12 Elect Director Hakoda, Junya For For Management
2.13 Elect Director Nakajima, Yoshimi For For Management
3.1 Appoint Statutory Auditor Uchibori, For Against Management
Hisanori
3.2 Appoint Statutory Auditor Yamazawa, For For Management
Kotaro
3.3 Appoint Statutory Auditor Sakaki, For For Management
Takayuki
--------------------------------------------------------------------------------
AIA GROUP LTD.
Ticker: 1299 Security ID: Y002A1105
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Mohamed Azman Yahya as Director For For Management
4 Elect Edmund Sze-Wing Tse as Director For For Management
5 Elect Jack Chak-Kwong So as Director For For Management
6 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
7A Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7B Authorize Repurchase of Issued Share For For Management
Capital
7C Approve Allotment and Issuance of For For Management
Additional Shares Under the Restricted
Share Unit Scheme
--------------------------------------------------------------------------------
AKZO NOBEL NV
Ticker: AKZA Security ID: N01803100
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3.a Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
3.b Adopt Financial Statements and For For Management
Statutory Reports
3.c Discuss on the Company's Dividend None None Management
Policy
3.d Approve Dividends of EUR1.65 Per Share For For Management
4.a Approve Discharge of Management Board For For Management
4.b Approve Discharge of Supervisory Board For For Management
5.a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
5.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Cancellation of Repurchased For For Management
Shares
8 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED
Ticker: BABA Security ID: 01609W102
Meeting Date: OCT 13, 2016 Meeting Type: Annual
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Daniel Yong Zhang as Director For For Management
1.2 Elect Chee Hwa Tung as Director For For Management
1.3 Elect Jerry Yang as Director For For Management
1.4 Elect Wan Ling Martello as Director For For Management
1.5 Elect Eric Xiandong Jing as Director For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
AMADEUS IT GROUP SA
Ticker: AMS Security ID: E04908112
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: JUN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Discharge of Board For For Management
4 Renew Appointment of Deloitte as For For Management
Auditor
5.1 Elect Nicolas Huss as Director For For Management
5.2 Reelect Jose Antonio Tazon Garcia as For For Management
Director
5.3 Reelect Luis Maroto Camino as Director For For Management
5.4 Reelect David Gordon Comyn Webster as For For Management
Director
5.5 Reelect Pierre-Henri Gourgeon as For For Management
Director
5.6 Reelect Guillermo de la Dehesa Romero For For Management
as Director
5.7 Reelect Clara Furse as Director For For Management
5.8 Reelect Francesco Loredan as Director For For Management
5.9 Reelect Stuart McAlpine as Director For For Management
5.10 Reelect Marc Verspyck as Director For For Management
5.11 Reelect Roland Busch as Director For For Management
6 Advisory Vote on Remuneration Report For For Management
7 Approve Remuneration of Directors For For Management
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
AMBEV S.A.
Ticker: ABEV3 Security ID: 02319V103
Meeting Date: APR 28, 2017 Meeting Type: Annual/Special
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2016
2 Approve Allocation of Income and For For Management
Ratify Distribution of Dividends and
Interest-on-Capital-Stock Payments
3.1 Fix Number of Directors For For Management
3.2 Elect Directors For Abstain Management
4a Elect Fiscal Council Members and For Abstain Management
Alternates
4b Elect Paulo Assuncao de Sousa as None For Shareholder
Fiscal Council Member and Vinicius
Balbino Bouhid as Alternate Appointed
by Minority Shareholder
5.1 Approve Remuneration of Company's For For Management
Management
5.2 Approve Remuneration of Fiscal Council For For Management
Members
1 Approve Agreement to Absorb Cachoeiras For For Management
de Macacu Bebidas Ltda. (Cachoeiras de
Macacu)
2 Ratify APSIS Consultoria e Avaliacoes For For Management
Ltda. as the Independent Firm to
Appraise Proposed Transaction
3 Approve Independent Firm's Appraisal For For Management
4 Approve Absorption of Cachoeiras de For For Management
Macacu Bebidas Ltda. (Cachoeiras de
Macacu)
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
AMP LIMITED
Ticker: AMP Security ID: Q0344G101
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Catherine Brenner as Director For For Management
2b Elect Patty Akopiantz as Director For For Management
2c Elect Trevor Matthews as Director For For Management
2d Elect Geoff Roberts as Director For For Management
2e Elect Peter Varghese as Director For For Management
2f Elect Mike Wilkins as Director For For Management
3 Approve the Adoption of Remuneration For For Management
Report
4 Approve Chief Executive Officer's For For Management
Long-Term Incentive for 2017
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0408V102
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lester B. Knight For For Management
1.2 Elect Director Gregory C. Case For For Management
1.3 Elect Director Jin-Yong Cai For For Management
1.4 Elect Director Fulvio Conti For For Management
1.5 Elect Director Cheryl A. Francis For For Management
1.6 Elect Director J. Michael Losh For For Management
1.7 Elect Director Robert S. Morrison For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Richard C. Notebaert For For Management
1.10 Elect Director Gloria Santona For For Management
1.11 Elect Director Carolyn Y. Woo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Remuneration Policy For For Management
5 Advisory Vote to Ratify Directors' For For Management
Remuneration Report
6 Accept Financial Statements and For For Management
Statutory Reports
7 Ratify Ernst & Young LLP as Aon's For For Management
Auditors
8 Ratify Ernst & Young LLP as Aon's U.K. For For Management
Statutory Auditor
9 Authorize Board to Fix Remuneration of For For Management
Auditors
10 Authorise Shares for Market Purchase For For Management
11 Issue of Equity or Equity-Linked For For Management
Securities with Pre-emptive Rights
12 Issue of Equity or Equity-Linked For For Management
Securities without Pre-emptive Rights
13 Approve Political Donations For For Management
--------------------------------------------------------------------------------
APA GROUP
Ticker: APA Security ID: Q0437B100
Meeting Date: OCT 27, 2016 Meeting Type: Annual
Record Date: OCT 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Steven Crane as Director For For Management
2 Elect John Fletcher as Director For For Management
--------------------------------------------------------------------------------
ARM HOLDINGS PLC
Ticker: ARM Security ID: G0483X122
Meeting Date: AUG 30, 2016 Meeting Type: Special
Record Date: AUG 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cash Acquisition of ARM For For Management
Holdings plc by SoftBank Group Corp
--------------------------------------------------------------------------------
ARM HOLDINGS PLC
Ticker: ARM Security ID: G0483X122
Meeting Date: AUG 30, 2016 Meeting Type: Court
Record Date: AUG 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
BARCLAYS PLC
Ticker: BARC Security ID: G08036124
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Mary Francis as Director For For Management
5 Elect Sir Ian Cheshire as Director For For Management
6 Re-elect Mike Ashley as Director For For Management
7 Re-elect Tim Breedon as Director For For Management
8 Re-elect Crawford Gillies as Director For For Management
9 Re-elect Sir Gerry Grimstone as For For Management
Director
10 Re-elect Reuben Jeffery III as Director For For Management
11 Re-elect John McFarlane as Director For For Management
12 Re-elect Tushar Morzaria as Director For For Management
13 Re-elect Dambisa Moyo as Director For For Management
14 Re-elect Diane Schueneman as Director For For Management
15 Re-elect James Staley as Director For For Management
16 Appoint KPMG LLP as Auditors For For Management
17 Authorise the Board Audit Committee to For For Management
Fix Remuneration of Auditors
18 Approve EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Issue of Equity in Relation For For Management
to Issuance of Contingent Equity
Conversion Notes
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to the
Issuance of Contingent Equity
Conversion Notes
24 Authorise Market Purchase of Ordinary For For Management
Shares
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
26 Amend Long-Term Incentive Plan For For Management
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.70
per Share for Fiscal 2016
2 Approve Discharge of Management Board For For Management
for Fiscal 2016
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
4.1 Elect Werner Wenning to the For For Management
Supervisory Board
4.2 Elect Paul Achleitner to the For For Management
Supervisory Board
4.3 Elect Norbert W. Bischofberger to the For For Management
Supervisory Board
4.4 Elect Thomas Ebeling to the For For Management
Supervisory Board
4.5 Elect Colleen A. Goggins to the For For Management
Supervisory Board
4.6 Elect Klaus Sturany to the Supervisory For For Management
Board
5 Approve Remuneration of Supervisory For For Management
Board
6 Approve Affiliation Agreements with For For Management
Subsidiaries Bayer CropScience
Aktiengesellschaft
7 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal 2017
--------------------------------------------------------------------------------
BHP BILLITON PLC
Ticker: BLT Security ID: G10877101
Meeting Date: OCT 20, 2016 Meeting Type: Annual
Record Date: OCT 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reappoint KPMG LLP as Auditors For For Management
3 Authorise the Risk and Audit Committee For For Management
to Fix Remuneration of Auditors
4 Authorise Issue of Equity with For For Management
Pre-emptive Rights
5 Authorise Issue of Equity without For For Management
Pre-emptive Rights
6 Authorise Market Purchase of Ordinary For For Management
Shares
7 Approve Remuneration Report for UK Law For For Management
Purposes
8 Approve Remuneration Report for For For Management
Australian Law Purposes
9 Approve Grant of Awards under the For For Management
Group's Long Term Incentive Plan to
Andrew Mackenzie
10 Elect Ken MacKenzie as Director For For Management
11 Re-elect Malcolm Brinded as Director For For Management
12 Re-elect Malcolm Broomhead as Director For For Management
13 Re-elect Pat Davies as Director For For Management
14 Re-elect Anita Frew as Director For For Management
15 Re-elect Carolyn Hewson as Director For For Management
16 Re-elect Andrew Mackenzie as Director For For Management
17 Re-elect Lindsay Maxsted as Director For For Management
18 Re-elect Wayne Murdy as Director For For Management
19 Re-elect Shriti Vadera as Director For For Management
20 Re-elect Jac Nasser as Director For For Management
--------------------------------------------------------------------------------
BNP PARIBAS SA
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 23, 2017 Meeting Type: Annual/Special
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.70 per Share
4 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Jean Lemierre as Director For For Management
7 Reelect Monique Cohen as Director For For Management
8 Reelect Daniela Schwarzer as Director For For Management
9 Reelect Fields Wicker-Miurin as For For Management
Director
10 Elect Jacques Aschenbroich as Director For For Management
11 Approve Remuneration Policy for For For Management
Chairman of the Board
12 Approve Remuneration Policy for CEO For For Management
and Vice-CEO
13 Non-Binding Vote on Compensation of For For Management
Jean Lemierre, Chairman of the Board
14 Non-Binding Vote on Compensation of For For Management
Jean-Laurent Bonnafe, CEO
15 Non-Binding Vote on Compensation of For For Management
Philippe Bordenave, Vice-CEO
16 Non-Binding Vote on the Overall For For Management
Envelope of Compensation of Certain
Senior Management, Responsible
Officers and the Risk-takers
17 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: G12793108
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Bob Dudley as Director For For Management
5 Re-elect Dr Brian Gilvary as Director For For Management
6 Elect Nils Andersen as Director For For Management
7 Re-elect Paul Anderson as Director For For Management
8 Re-elect Alan Boeckmann as Director For For Management
9 Re-elect Frank Bowman as Director For For Management
10 Re-elect Ian Davis as Director For For Management
11 Re-elect Dame Ann Dowling as Director For For Management
12 Elect Melody Meyer as Director For For Management
13 Re-elect Brendan Nelson as Director For For Management
14 Re-elect Paula Reynolds as Director For For Management
15 Re-elect Sir John Sawers as Director For For Management
16 Re-elect Carl-Henric Svanberg as For For Management
Director
17 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BRAMBLES LTD
Ticker: BXB Security ID: Q6634U106
Meeting Date: NOV 16, 2016 Meeting Type: Annual
Record Date: NOV 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect George El Zoghbi as Director For For Management
4 Elect Anthony Grant Froggatt as For For Management
Director
5 Elect David Peter Gosnell as Director For For Management
6 Approve the Participation of Graham For For Management
Chipchase in the Performance Share Plan
7 Approve the Participation of Graham For For Management
Chipchase in the MyShare Plan
--------------------------------------------------------------------------------
BROADCOM LIMITED
Ticker: AVGO Security ID: Y09827109
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: FEB 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director James V. Diller For For Management
1c Elect Director Lewis C. Eggebrecht For For Management
1d Elect Director Kenneth Y. Hao For For Management
1e Elect Director Eddy W. Hartenstein For For Management
1f Elect Director Check Kian Low For For Management
1g Elect Director Donald Macleod For For Management
1h Elect Director Peter J. Marks For For Management
1i Elect Director Henry Samueli For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Issuance of Shares with or For For Management
without Preemptive Rights
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BT GROUP PLC
Ticker: BT.A Security ID: G16612106
Meeting Date: JUL 13, 2016 Meeting Type: Annual
Record Date: JUL 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Michael Rake as Director For For Management
5 Re-elect Gavin Patterson as Director For For Management
6 Re-elect Tony Ball as Director For For Management
7 Re-elect Iain Conn as Director For For Management
8 Re-elect Isabel Hudson as Director For For Management
9 Re-elect Karen Richardson as Director For For Management
10 Re-elect Nick Rose as Director For For Management
11 Re-elect Jasmine Whitbread as Director For For Management
12 Elect Mike Inglis as Director For For Management
13 Elect Tim Hottges as Director For For Management
14 Elect Simon Lowth as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Approve Political Donations For For Management
--------------------------------------------------------------------------------
CAIRN ENERGY PLC
Ticker: CNE Security ID: G17528269
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAY 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Re-elect Ian Tyler as Director For For Management
7 Re-elect Todd Hunt as Director For For Management
8 Re-elect Iain McLaren as Director For For Management
9 Re-elect Alexander Berger as Director For For Management
10 Re-elect Jacqueline Sheppard as For For Management
Director
11 Re-elect Keith Lough as Director For For Management
12 Re-elect Peter Kallos as Director For For Management
13 Elect Nicoletta Giadrossi as Director For For Management
14 Re-elect Simon Thomson as Director For For Management
15 Re-elect James Smith as Director For For Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Approve Long Term Incentive Plan For For Management
22 Approve Any Disposal by the Company or For For Management
Any Subsidiary of Any or All Shares in
Cairn India Limited
--------------------------------------------------------------------------------
CELLNEX TELECOM S.A.
Ticker: CLNX Security ID: E2R41M104
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Discharge of Board For For Management
4 Renew Appointment of Deloitte as For For Management
Auditor
5 Amend Remuneration Policy For For Management
6.1 Fix Number of Directors at 10 For For Management
6.2 Elect Concepcion del Rivero Bermejo as For For Management
Director
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
8 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
CERVED INFORMATION SOLUTIONS SPA
Ticker: CERV Security ID: T2R843108
Meeting Date: APR 13, 2017 Meeting Type: Annual
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Authorize Extraordinary Dividend For For Management
3 Approve Remuneration Policy For For Management
4.a.1 Slate 1 Submitted by Institutional None For Shareholder
Investors (Assogestioni)
4.a.2 Slate 2 Submitted by The Antares None Did Not Vote Shareholder
European Fund Limited and The Antares
European Fund L.P.
4.b Appoint Chair of the Board of None For Shareholder
Statutory Auditors
4.c Approve Internal Auditors' Remuneration For For Management
5 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: CHKP Security ID: M22465104
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Gil Shwed as Director Until For For Management
the End of the Next Annual General
Meeting
1.2 Reelect Marius Nacht as Director Until For For Management
the End of the Next Annual General
Meeting
1.3 Reelect Jerry Ungerman as Director For For Management
Until the End of the Next Annual
General Meeting
1.4 Reelect Dan Propper as Director Until For For Management
the End of the Next Annual General
Meeting
1.5 Reelect David Rubner as Director Until For For Management
the End of the Next Annual General
Meeting
1.6 Reelect Tal Shavit as Director Until For For Management
the End of the Next Annual General
Meeting
2.1 Reelect Irwin Federman as External For For Management
Director for a Three-Year Period
2.2 Reelect Ray Rothrock as External For For Management
Director for a Three-Year Period
3 Reappoint Kost, Forer, Gabbay & For For Management
Kasierer as Auditors and Authorize
Board to Fix Their Remuneration
4 Approve Employment Terms of Gil Shwed, For For Management
CEO
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
CHINA RESOURCES GAS GROUP LTD.
Ticker: 1193 Security ID: G2113B108
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Wang Chuandong as Director For For Management
3.2 Elect Wei Bin as Director For Against Management
3.3 Elect Wong Tak Shing as Director For For Management
3.4 Elect Qin Chaokui as Director For For Management
3.5 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu, For For Management
Certified Public Accountants as
Auditor and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CLP HOLDINGS LTD.
Ticker: 2 Security ID: Y1660Q104
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Roderick Ian Eddington as For For Management
Director
2b Elect Lee Yui Bor as Director For For Management
2c Elect William Elkin Mocatta as Director For For Management
2d Elect Vernon Francis Moore as Director For For Management
2e Elect Cheng Hoi Chuen, Vincent as For For Management
Director
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zein Abdalla For For Management
1b Elect Director Betsy S. Atkins For For Management
1c Elect Director Maureen Breakiron-Evans For For Management
1d Elect Director Jonathan Chadwick For For Management
1e Elect Director John M. Dineen For For Management
1f Elect Director Francisco D'Souza For For Management
1g Elect Director John N. Fox, Jr. For For Management
1h Elect Director John E. Klein For For Management
1i Elect Director Leo S. Mackay, Jr. For For Management
1j Elect Director Michael Patsalos-Fox For For Management
1k Elect Director Robert E. Weissman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Eliminate Supermajority Vote For For Shareholder
Requirement
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
COM HEM HOLDING AB
Ticker: COMH Security ID: W2R054108
Meeting Date: MAR 23, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7a Receive Annual Report and the None None Management
Auditor's Report
7b Receive Consolidated Financial None None Management
Statements and Statutory Reports
8 Receive President's Report None None Management
9a Accept Financial Statements and For Did Not Vote Management
Statutory Reports
9b Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 4 Per Share
9C Approve Discharge of Board and For Did Not Vote Management
President
10 Receive Nominating Committee report None None Management
11 Determine Number of Members (6) and For Did Not Vote Management
Deputy Members (0) of Board
12 Determine Number of Auditors (1) and For Did Not Vote Management
Deputy Auditors (0)
13 Approve Remuneration of Directors in For Did Not Vote Management
the Aggregate Amount of SEK 3.8
Million; Approve Remuneration of
Auditors
14a Reelect Andrew Barron as Director For Did Not Vote Management
14b Reelect Nicholas Stathopoulos as For Did Not Vote Management
Director
14c Reelect Joachim Ogland as Director For Did Not Vote Management
14d Reelect Monica Caneman as Director For Did Not Vote Management
14e Reelect Eva Lindqvist as Director For Did Not Vote Management
14f Reelect Anders Nilsson as Director For Did Not Vote Management
14g Reappoint Andrew Barron as Chairman of For Did Not Vote Management
the Board
15 Ratify KPMG as Auditors For Did Not Vote Management
16 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
17 Authorize Repurchase of Warrants from For Did Not Vote Management
Certain Board Members and Senior
Executives
18a Approve Share Savings Program 2017 For Did Not Vote Management
(LTIP 2017)
18b Approve Transfer of Shares as Hedge For Did Not Vote Management
for Delivery of Shares in LTIP 2017
18c Approve Equity Swap Agreement with For Did Not Vote Management
Third Party (If Item 18B is not
Approved)
18d Amend Term of LTIP 2016 and LTIP 2015 For Did Not Vote Management
19 Authorize Share Repurchase Program For Did Not Vote Management
20a Approve Reduction in Share Capital; For Did Not Vote Management
Approve Bonus Issue
20b Approve SEK 20.9 Million Reduction in For Did Not Vote Management
Share Capital via Share Cancellation
21 Amend Articles: Editorial Changes For Did Not Vote Management
22 Close Meeting None None Management
--------------------------------------------------------------------------------
COM HEM HOLDING AB
Ticker: COMH Security ID: W2R054108
Meeting Date: JUN 13, 2017 Meeting Type: Special
Record Date: JUN 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Determine Number of Members (5) and For Did Not Vote Management
Deputy Members (0) of Board
8 Approve Remuneration of Directors For Did Not Vote Management
9 Elect Thomas Ekman as New Director For Did Not Vote Management
10 Close Meeting None None Management
--------------------------------------------------------------------------------
CRODA INTERNATIONAL PLC
Ticker: CRDA Security ID: G25536148
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect Alan Ferguson as Director For For Management
6 Re-elect Steve Foots as Director For For Management
7 Re-elect Anita Frew as Director For For Management
8 Re-elect Helena Ganczakowski as For For Management
Director
9 Re-elect Keith Layden as Director For For Management
10 Re-elect Jez Maiden as Director For For Management
11 Re-elect Nigel Turner as Director For For Management
12 Re-elect Steve Williams as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
DAIKIN INDUSTRIES LTD.
Ticker: 6367 Security ID: J10038115
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 70
2.1 Appoint Statutory Auditor Yano, Ryu For For Management
2.2 Appoint Statutory Auditor Fukunaga, For For Management
Kenji
3 Appoint Alternate Statutory Auditor For For Management
Ono, Ichiro
--------------------------------------------------------------------------------
DANONE
Ticker: BN Security ID: F12033134
Meeting Date: APR 27, 2017 Meeting Type: Annual/Special
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.70 per Share
4 Approve Stock Dividend Program For For Management
5 Reelect Gaelle Olivier as Director For For Management
6 Reelect Isabelle Seillier as Director For For Management
7 Reelect Jean-Michel Severino as For For Management
Director
8 Reelect Lionel Zinsou-Derlin as For For Management
Director
9 Elect Gregg L. Engles as Director For For Management
10 Approve Transaction with J.P. Morgan For For Management
11 Non-Binding Vote on Compensation of For For Management
Franck Riboud, Chairman
12 Non-Binding Vote on Compensation of For For Management
Emmanuel Faber, CEO
13 Approve Remuneration Policy of Chairman For For Management
14 Approve Remuneration Policy of For For Management
Executive Officers
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 57 Million
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights with Binding
Priority Right up to Aggregate Nominal
Amount of EUR 16 Million
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capital Increase of Up to For For Management
EUR 16 Million for Future Exchange
Offers
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 41 Million for Bonus
Issue or Increase in Par Value
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
24 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
25 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
DNB ASA
Ticker: DNB Security ID: R1640U124
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting None None Management
2 Approve Notice of Meeting and Agenda For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 5.70
Per Share
5a Approve Suggested Remuneration Policy For For Management
And Other Terms of Employment For
Executive Management (Consultative
Vote)
5b Approve Binding Remuneration Policy For For Management
And Other Terms of Employment For
Executive Management
6 Approve Company's Corporate Governance For For Management
Statement
7 Approve Remuneration of Auditors For For Management
8 Authorize Share Repurchase Program For For Management
9 Elect Karl-Christian Agerup as New For For Management
Director
10 Approve Remuneration of Directors in For For Management
the Amount of NOK 518,000 for
Chairman, NOK 329,000 for Vice
Chairman and NOK 329,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
for Nominating Committee
--------------------------------------------------------------------------------
ELEMENT FLEET MANAGEMENT CORP.
Ticker: EFN Security ID: 286181201
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Venn For For Management
1.2 Elect Director Steven K. Hudson For For Management
1.3 Elect Director Bradley Nullmeyer For For Management
1.4 Elect Director Paul D. Damp For For Management
1.5 Elect Director Joan Lamm-Tennant For For Management
1.6 Elect Director William W. Lovatt For For Management
1.7 Elect Director Brian Tobin For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Re-approve Stock Option Plan For For Management
5 Approve Advance Notice Requirement For For Management
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: DEC 15, 2016 Meeting Type: Special
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with the For For Management
Merger
2 Amend By-Law No.1 For For Management
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela L. Carter For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For For Management
1.3 Elect Director Marcel R. Coutu For For Management
1.4 Elect Director Gregory L. Ebel For For Management
1.5 Elect Director J. Herb England For For Management
1.6 Elect Director Charles W. Fischer For For Management
1.7 Elect Director V. Maureen Kempston For For Management
Darkes
1.8 Elect Director Michael McShane For For Management
1.9 Elect Director Al Monaco For For Management
1.10 Elect Director Michael E.J. Phelps For For Management
1.11 Elect Director Rebecca B. Roberts For For Management
1.12 Elect Director Dan C. Tutcher For For Management
1.13 Elect Director Catherine L. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Shareholder Rights Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
5 Prepare a Report Detailing Due Against Against Shareholder
Diligence Process to Identify And
Address Social And Environmental Risks
When Reviewing Potential Acquisitions
--------------------------------------------------------------------------------
ENEL SPA
Ticker: ENEL Security ID: T3679P115
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4 Fix Number of Directors For For Management
5 Fix Board Terms for Directors For For Management
6.1 Slate Submitted by the Italian None Did Not Vote Shareholder
Ministry of Economy And Finance
6.2 Slate Submitted by Institutional None For Shareholder
Investors (Assogestioni)
7 Elect Patrizia Grieco as Board Chair None For Shareholder
8 Approve Remuneration of Directors None For Shareholder
9 Approve 2017 Monetary Long-Term For For Management
Incentive Plan
10 Approve Remuneration Policy For For Management
--------------------------------------------------------------------------------
ENI S.P.A.
Ticker: ENI Security ID: T3643A145
Meeting Date: APR 13, 2017 Meeting Type: Annual
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Fix Number of Directors For For Management
4 Fix Board Terms for Directors For For Management
5.1 Slate Submitted by the Ministry of the None Did Not Vote Shareholder
Economy and Finance
5.2 Slate Submitted by Institutional None For Shareholder
Investors (Assogestioni)
6 Elect Emma Marcegaglia as Board Chair None For Shareholder
7 Approve Remuneration of Directors None For Shareholder
8.1 Slate Submitted by the Ministry of the None Against Shareholder
Economy and Finance
8.2 Slate Submitted by Institutional None For Shareholder
Investors (Assogestioni)
9 Appoint Chair of the Board of None For Shareholder
Statutory Auditors
10 Approve Internal Auditors' Remuneration None For Shareholder
11 Approve Restricted Stock Plan; For For Management
Authorize Reissuance of Treasury
Shares to Service Restricted Stock Plan
12 Approve Remuneration Policy For For Management
--------------------------------------------------------------------------------
EPAM SYSTEMS, INC.
Ticker: EPAM Security ID: 29414B104
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald P. Vargo For For Management
1.2 Elect Director Jill B. Smart For For Management
1.3 Elect Director Peter Kuerpick For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESPRIT HOLDINGS LIMITED
Ticker: 330 Security ID: G3122U145
Meeting Date: DEC 06, 2016 Meeting Type: Annual
Record Date: DEC 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Elect Raymond Or Ching Fai as Director For For Management
2a2 Elect Alexander Reid Hamilton as For For Management
Director
2a3 Elect Carmelo Lee Ka Sze as Director For For Management
2a4 Elect Norbert Adolf Platt as Director For For Management
2b Authorize Board to Fix Directors' Fees For For Management
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
GALP ENERGIA, SGPS S.A.
Ticker: GALP Security ID: X3078L108
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Co-option of Paula Amorim as For For Management
Board Chairperson
2 Ratify Co-option of Marta Amorim as For For Management
Director
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Allocation of Income For For Management
5 Approve Discharge of Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7 Approve Discharge of Auditors For For Management
8 Approve Statement on Remuneration For Against Management
Policy
9 Authorize Repurchase and Reissuance of For For Management
Shares and Bonds
--------------------------------------------------------------------------------
GEA GROUP AG
Ticker: G1A Security ID: D28304109
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.80 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2017
6 Approve Creation of EUR 77 Million For For Management
Pool of Capital with Preemptive Rights
--------------------------------------------------------------------------------
GKN PLC
Ticker: GKN Security ID: G39004232
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Mike Turner as Director For For Management
4 Re-elect Nigel Stein as Director For For Management
5 Re-elect Adam Walker as Director For For Management
6 Re-elect Kevin Cummings as Director For For Management
7 Re-elect Phil Swash as Director For For Management
8 Re-elect Angus Cockburn as Director For For Management
9 Re-elect Tufan Erginbilgic as Director For For Management
10 Re-elect Shonaid Jemmett-Page as For For Management
Director
11 Re-elect Richard Parry-Jones as For For Management
Director
12 Elect Anne Stevens as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit & Risk Committee For For Management
to Fix Remuneration of Auditors
15 Approve Remuneration Policy For For Management
16 Approve Remuneration Report For For Management
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Amend Sustainable Earnings Plan 2012 For For Management
24 Approve Sharesave Plan For For Management
25 Approve Share Incentive Plan For For Management
26 Establish International Share Plans For For Management
--------------------------------------------------------------------------------
GRAND CITY PROPERTIES SA
Ticker: GYC Security ID: L4459Y100
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: JUN 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's Report None None Management
2 Receive Auditor's Report None None Management
3 Approve Financial Statements For For Management
4 Approve Consolidated Financial For For Management
Statements and Statutory Reports
5 Approve Allocation of Income and For For Management
Dividends of EUR 0.6825 per Share
6 Approve Discharge of Directors For For Management
7 Reelect Simone Runge-Brandner, Daniel For For Management
Malkin and Refael Zamir as Directors
8 Approve Discharge of Fiduciaire Di For For Management
Fino & Associes as Commissaire
9 Renew Appointment of KPMG as Auditor For For Management
--------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA
Ticker: HTO Security ID: X3258B102
Meeting Date: OCT 19, 2016 Meeting Type: Special
Record Date: OCT 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transactions For For Management
2 Approve Amendment of Brand License For For Management
Agreement
3 Various Announcements None None Management
--------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA
Ticker: HTO Security ID: X3258B102
Meeting Date: DEC 22, 2016 Meeting Type: Special
Record Date: DEC 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Service Arrangement between For For Management
OTE S.A., OTE Group Companies,
Deutsche Telecom AG and Telekom
Deutschland Gmbh
2 Approve Related Party Transactions For For Management
3 Various Announcements None None Management
--------------------------------------------------------------------------------
HISCOX LTD
Ticker: HSX Security ID: G4593F138
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect Lynn Carter as Director For For Management
6 Re-elect Robert Childs as Director For For Management
7 Re-elect Caroline Foulger as Director For For Management
8 Re-elect Hamayou Akbar Hussain as For For Management
Director
9 Re-elect Ernst Jansen as Director For For Management
10 Re-elect Colin Keogh as Director For For Management
11 Re-elect Anne MacDonald as Director For For Management
12 Re-elect Bronislaw Masojada as Director For For Management
13 Re-elect Robert McMillan as Director For For Management
14 Re-elect Gunnar Stokholm as Director For For Management
15 Re-elect Richard Watson as Director For For Management
16 Reappoint PricewaterhouseCoopers Ltd For For Management
as Auditors
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
ILUKA RESOURCES LTD.
Ticker: ILU Security ID: Q4875J104
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: APR 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jenny Seabrook as Director For For Management
2 Elect Marcelo Bastos as Director For For Management
3 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
INTESA SANPAOLO SPA
Ticker: ISP Security ID: T55067101
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.a Accept Financial Statements and For For Management
Statutory Reports
1.b Approve Allocation of Income For For Management
2.a 2017 Remuneration Policies for For For Management
Employees and Non-Employed Staff
2.b Extend Maximum Variable Compensation For For Management
Ratio to All Risk Takers Who Are Not
Part of Corporate Control Functions
2.c Approve Severance Payments Policy For For Management
2.d Approve Incentive Bonus Plan For For Management
2.e Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares to
Service Incentive Bonus Plan
--------------------------------------------------------------------------------
JAPAN TOBACCO INC
Ticker: 2914 Security ID: J27869106
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 66
2 Appoint Alternate Statutory Auditor For For Management
Masaki, Michio
--------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG
Ticker: BAER Security ID: H4414N103
Meeting Date: APR 12, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 1.20 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Maximum Remuneration of Board For For Management
of Directors in the Amount of CHF 3.8
Million
4.2.1 Approve Variable Cash-Based For For Management
Remuneration of Executive Committee
for Fiscal 2016 in the Amount of CHF 6.
1 Million
4.2.2 Approve Variable Share-Based For For Management
Remuneration of Executive Committee
for Fiscal 2017 in the Amount of CHF 6.
7 Million
4.2.3 Approve Maximum Fixed Remuneration of For For Management
Executive Committee for Fiscal 2018 in
the Amount of CHF 5.7 Million
5.1.1 Reelect Daniel Sauter as Director For For Management
5.1.2 Reelect Gilbert Achermann as Director For For Management
5.1.3 Reelect Ann Almeida as Director For For Management
5.1.4 Reelect Andreas Amschwand as Director For For Management
5.1.5 Reelect Heinrich Baumann as Director For For Management
5.1.6 Reelect Paul Chow as Director For For Management
5.1.7 Reelect Claire Giraut as Director For For Management
5.1.8 Reelect Gareth Penny as Director For For Management
5.1.9 Reelect Charles Stonehill as Director For For Management
5.2 Elect Ivo Furrer as Director For For Management
5.3 Elect Daniel Sauter as Board Chairman For For Management
5.4.1 Appoint Ann Almeida as Member of the For For Management
Compensation Committee
5.4.2 Appoint Gilbert Achermann as Member of For For Management
the Compensation Committee
5.4.3 Appoint Heinrich Baumann as Member of For For Management
the Compensation Committee
5.4.4 Appoint Gareth Penny as Member of the For For Management
Compensation Committee
6 Ratify KPMG AG as Auditors For For Management
7 Designate Marc Nater as Independent For For Management
Proxy
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
JUST EAT PLC
Ticker: JE. Security ID: G5215U106
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect John Hughes as Director For For Management
4 Re-elect David Buttress as Director For For Management
5 Re-elect Gwyn Burr as Director For For Management
6 Re-elect Frederic Coorevits as Director For For Management
7 Re-elect Andrew Griffith as Director For For Management
8 Re-elect Diego Oliva as Director For For Management
9 Elect Paul Harrison as Director For For Management
10 Elect Roisin Donnelly as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
KBC GROEP NV
Ticker: KBC Security ID: B5337G162
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Adopt Financial Statements For For Management
5 Approve Allocation of Income and For For Management
Dividends
6 Approve Remuneration Report For For Management
7 Approve Discharge of Directors For For Management
8 Approve Discharge of Auditors For For Management
9a Approve Cooptation and Elect Katelijn For For Management
Callewaert as Director
9b Approve Cooptation and Elect Matthieu For For Management
Vanhove as Director
9c Approve Cooptation and Elect Walter For For Management
Nonneman as Director
9d Reelect Philippe Vlerick as Director For For Management
9e Elect Hendrik Scheerlinck as Director For For Management
10 Transact Other Business None None Management
--------------------------------------------------------------------------------
KDDI CORPORATION
Ticker: 9433 Security ID: J31843105
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 45
2.1 Elect Director Onodera, Tadashi For For Management
2.2 Elect Director Tanaka, Takashi For For Management
2.3 Elect Director Morozumi, Hirofumi For For Management
2.4 Elect Director Takahashi, Makoto For For Management
2.5 Elect Director Ishikawa, Yuzo For For Management
2.6 Elect Director Uchida, Yoshiaki For For Management
2.7 Elect Director Shoji, Takashi For For Management
2.8 Elect Director Muramoto, Shinichi For For Management
2.9 Elect Director Mori, Keiichi For For Management
2.10 Elect Director Yamaguchi, Goro For For Management
2.11 Elect Director Kodaira, Nobuyori For For Management
2.12 Elect Director Fukukawa, Shinji For For Management
2.13 Elect Director Tanabe, Kuniko For For Management
2.14 Elect Director Nemoto, Yoshiaki For For Management
--------------------------------------------------------------------------------
KOITO MANUFACTURING CO. LTD.
Ticker: 7276 Security ID: J34899104
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 34
2.1 Elect Director Otake, Masahiro For For Management
2.2 Elect Director Mihara, Hiroshi For For Management
2.3 Elect Director Yokoya, Yuji For For Management
2.4 Elect Director Sakakibara, Koichi For For Management
2.5 Elect Director Arima, Kenji For For Management
2.6 Elect Director Uchiyama, Masami For For Management
2.7 Elect Director Kato, Michiaki For For Management
2.8 Elect Director Konagaya, Hideharu For For Management
2.9 Elect Director Otake, Takashi For For Management
2.10 Elect Director Kusakawa, Katsuyuki For For Management
2.11 Elect Director Yamamoto, Hideo For For Management
2.12 Elect Director Toyota, Jun For For Management
2.13 Elect Director Uehara, Haruya For For Management
2.14 Elect Director Sakurai, Kingo For For Management
3 Appoint Statutory Auditor Kawaguchi, For For Management
Yohei
4 Appoint Alternate Statutory Auditor For For Management
Shinohara, Hideo
5 Approve Equity Compensation Plan For Against Management
--------------------------------------------------------------------------------
KUBOTA CORP.
Ticker: 6326 Security ID: J36662138
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimata, Masatoshi For For Management
1.2 Elect Director Kubo, Toshihiro For For Management
1.3 Elect Director Kimura, Shigeru For For Management
1.4 Elect Director Ogawa, Kenshiro For For Management
1.5 Elect Director Kitao, Yuichi For For Management
1.6 Elect Director Iida, Satoshi For For Management
1.7 Elect Director Yoshikawa, Masato For For Management
1.8 Elect Director Matsuda, Yuzuru For For Management
1.9 Elect Director Ina, Koichi For For Management
2 Appoint Alternate Statutory Auditor For For Management
Morishita, Masao
3 Approve Annual Bonus For For Management
4 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
L OREAL
Ticker: OR Security ID: F58149133
Meeting Date: APR 20, 2017 Meeting Type: Annual/Special
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 3.30 per Share and an
Extra of EUR 0.33 per Share to
Long-Term Registered Shares
4 Elect Paul Bulcke as Director For For Management
5 Reelect Francoise Bettencourt Meyers For For Management
as Director
6 Reelect Virginie Morgon as Director For For Management
7 Approve Remuneration Policy of For For Management
Chairman and CEO
8 Non-Binding Vote on Compensation of For For Management
Chairman and CEO
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Approve 2-for-1 Stock Split and Amend For For Management
Article 6 of Bylaws Accordingly
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to a Maximum
Nominal Share Capital value of EUR
157,319,607
12 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
13 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
14 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
15 Amend Article 7 of Bylaws to Comply For For Management
with Legal Changes
16 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LEG IMMOBILIEN AG
Ticker: LEG Security ID: D4960A103
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.76 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2017
6 Approve Creation of EUR 31.6 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.2 Billion;
Approve Creation of EUR 31.6 Million
Pool of Capital to Guarantee
Conversion Rights
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares without Tender and
Acquisition Rights
9 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares without
Tender and Preemptive Rights
10 Approve Transfer of Majority For For Management
Shareholding Interests in LEG NRW
GmbH, LEG Recklinghausen 1 GmbH, and
LEG Recklinghausen 2 GmbH to a Wholly
Owned Subsidiary of LEG Immmobilien AG
--------------------------------------------------------------------------------
LEGRAND
Ticker: LR Security ID: F56196185
Meeting Date: MAY 31, 2017 Meeting Type: Annual/Special
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.19 per Share
4 Non-Binding Vote on Compensation of For For Management
Gilles Schnepp, Chairman and CEO
5 Approve Remuneration Policy of For For Management
Chairman and CEO
6 Reelect Annalisa Loustau Elia as For For Management
Director
7 Renew Appointment of Deloitte & For For Management
Associes as Auditor
8 Decision Not to Renew BEAS as For For Management
Alternate Auditor
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
11 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LINDE AKTIENGESELLSCHAFT
Ticker: LIN Security ID: D50348107
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
5.1 Ratify KPMG AG as Auditors for Fiscal For For Management
2017
5.2 Ratify KPMG as Auditors for the First For For Management
Quarter of Fiscal 2018
6 Elect Thomas Enders to the Supervisory For For Management
Board
--------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC
Ticker: LLOY Security ID: G5533W248
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Lord Blackwell as Director For For Management
3 Re-elect Juan Colombas as Director For For Management
4 Re-elect George Culmer as Director For For Management
5 Re-elect Alan Dickinson as Director For For Management
6 Re-elect Anita Frew as Director For For Management
7 Re-elect Simon Henry as Director For Against Management
8 Re-elect Antonio Horta-Osorio as For For Management
Director
9 Re-elect Deborah McWhinney as Director For For Management
10 Re-elect Nick Prettejohn as Director For For Management
11 Re-elect Stuart Sinclair as Director For For Management
12 Re-elect Sara Weller as Director For For Management
13 Approve Remuneration Policy For For Management
14 Approve Remuneration Report For For Management
15 Approve Final Dividend For For Management
16 Approve Special Dividend For For Management
17 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
18 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
19 Approve Sharesave Scheme For For Management
20 Authorise EU Political Donations and For For Management
Expenditure
21 Approve Re-designation of Limited For For Management
Voting Shares
22 Authorise Issue of Equity with For For Management
Pre-emptive Rights
23 Authorise Issue of Equity in Relation For For Management
to the Issue of Regulatory Capital
Convertible Instruments
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights
25 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
26 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to the
Issue of Regulatory Capital
Convertible Instruments
27 Authorise Market Purchase of Ordinary For For Management
Shares
28 Authorise Market Purchase of For For Management
Preference Shares
29 Adopt New Articles of Association For For Management
30 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON
Ticker: MC Security ID: F58485115
Meeting Date: APR 13, 2017 Meeting Type: Annual/Special
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For For Management
Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 4.00 per Share
5 Reelect Delphine Arnault as Director For For Management
6 Reelect Nicolas Bazire as Director For For Management
7 Reelect Antonio Belloni as Director For For Management
8 Reelect Diego Della Valle as Director For For Management
9 Reelect Marie-Josee Kravis as Director For For Management
10 Reelect Marie-Laure Sauty de Chalon as For For Management
Director
11 Appoint Pierre Gode as Censor For Against Management
12 Appoint Albert Frere as Censor For Against Management
13 Renew Appointment of Paolo Bulgari as For Against Management
Censor
14 Non-Binding Vote on Compensation of For Against Management
Bernard Arnault, CEO and Chairman
15 Non-Binding Vote on Compensation of For Against Management
Antonio Belloni, Vice-CEO
16 Approve Remuneration Policy for For For Management
Executive Corporate Officers
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Authorize Capitalization of Reserves For For Management
of Up to EUR 50 Million for Bonus
Issue or Increase in Par Value
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
21 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
22 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 50 Million
23 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
24 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
25 Authorize Capital Increase of Up to For Against Management
EUR 50 Million for Future Exchange
Offers
26 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
27 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Stock Option Plans
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
29 Set Total Limit for Capital Increase For For Management
to Result from Item 19 of the 2016 AGM
and All Issuance Requests Above at EUR
50 Million
30 Amend Articles 4 and 23 of Bylaws Re: For Against Management
Headquarters, Double Voting Rights,
and Powers of the Extraordinary
General Meeting
31 Delegate Power to the Board of For Against Management
Directors to Amend the Bylaws to
Comply with New Regulation
--------------------------------------------------------------------------------
MALAYSIA AIRPORTS HOLDINGS BERHAD
Ticker: AIRPORT Security ID: Y5585D106
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Approve Remuneration of Directors for For For Management
the Financial Year Ended December 31,
2016
3 Approve Payment of Directors' Fees For For Management
4 Approve Directors' Benefits from For For Management
January 1, 2017 Until the Next Annual
General Meeting
5 Elect Ruhaizah binti Mohamed Rashid as For For Management
Director
6 Elect Mohamad Bin Husin as Director For For Management
7 Elect Azailiza binti Mohd Ahad as For For Management
Director
8 Elect Mohd Badlisham bin Ghazali as For For Management
Director
9 Elect Mohd Izani Bin Ghani as Director For For Management
10 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Julius Genachowski For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Nancy J. Karch For For Management
1i Elect Director Oki Matsumoto For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Jackson Tai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
MELLANOX TECHNOLOGIES, LTD.
Ticker: MLNX Security ID: M51363113
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin Federman For For Management
1.2 Elect Director Eyal Waldman For For Management
1.3 Elect Director Dov Baharav For For Management
1.4 Elect Director Shai Cohen For For Management
1.5 Elect Director Glenda Dorchak For For Management
1.6 Elect Director David Perlmutter For For Management
1.7 Elect Director Thomas Weatherford For For Management
2A Approve Salary Increase, Contributions For For Management
to Severance, Pensions and Education
Funds, and Cash Bonus to Eyal Waldman
2B If you do have a Personal Interest in None Against Management
2A Please Select "FOR". If you do not
have a Personal Interest in 2A Please
Select "AGAINST".
3A Approve the Grant of Restricted Shares For For Management
to Eyal Waldman
3B If you do have a Personal Interest in None Against Management
3A Please Select "FOR". If you do not
have a Personal Interest in 3A Please
Select "AGAINST".
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Approve Certain Changes to the Annual For For Management
Retainer Fees and Equity Awards to
Non-Employee Directors
7 Amend Omnibus Stock Plan For For Management
8 Approve Kost Forer Gabbay & Kasierer For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
MITSUBISHI CORP.
Ticker: 8058 Security ID: J43830116
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Kobayashi, Ken For For Management
2.2 Elect Director Kakiuchi, Takehiko For For Management
2.3 Elect Director Tanabe, Eiichi For For Management
2.4 Elect Director Hirota, Yasuhito For For Management
2.5 Elect Director Masu, Kazuyuki For For Management
2.6 Elect Director Toide, Iwao For For Management
2.7 Elect Director Murakoshi, Akira For For Management
2.8 Elect Director Sakakida, Masakazu For For Management
2.9 Elect Director Konno, Hidehiro For For Management
2.10 Elect Director Nishiyama, Akihiko For For Management
2.11 Elect Director Omiya, Hideaki For For Management
2.12 Elect Director Oka, Toshiko For For Management
2.13 Elect Director Saiki, Akitaka For For Management
3 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
MITSUI FUDOSAN CO. LTD.
Ticker: 8801 Security ID: J4509L101
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 18
2.1 Elect Director Iwasa, Hiromichi For For Management
2.2 Elect Director Komoda, Masanobu For For Management
2.3 Elect Director Kitahara, Yoshikazu For For Management
2.4 Elect Director Fujibayashi, Kiyotaka For For Management
2.5 Elect Director Onozawa, Yasuo For For Management
2.6 Elect Director Sato, Masatoshi For For Management
2.7 Elect Director Ishigami, Hiroyuki For For Management
2.8 Elect Director Yamamoto, Takashi For For Management
2.9 Elect Director Yamashita, Toru For For Management
2.10 Elect Director Egashira, Toshiaki For For Management
2.11 Elect Director Egawa, Masako For For Management
2.12 Elect Director Nogimori, Masafumi For For Management
3 Approve Annual Bonus For For Management
4 Approve Director Retirement Bonus For For Management
--------------------------------------------------------------------------------
NAVER CORP.
Ticker: A035420 Security ID: Y62579100
Meeting Date: MAR 17, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Han Seong-sook as Inside Director For For Management
3.2 Elect Byeon Dae-gyu as Non-independent For For Management
Non-executive Director
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Approve Spin-Off Agreement For For Management
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.30 per Share
4.1a Reelect Paul Bulcke as Director For For Management
4.1b Reelect Andreas Koopmann as Director For For Management
4.1c Reelect Henri de Castries as Director For For Management
4.1d Reelect Beat W. Hess as Director For For Management
4.1e Reelect Renato Fassbind as Director For For Management
4.1f Reelect Steven G. Hoch as Director For For Management
4.1g Reelect Naina Lal Kidwai as Director For For Management
4.1h Reelect Jean-Pierre Roth as Director For For Management
4.1i Reelect Ann M. Veneman as Director For For Management
4.1j Reelect Eva Cheng as Director For For Management
4.1k Reelect Ruth K. Oniang'o as Director For For Management
4.1l Reelect Patrick Aebischer as Director For For Management
4.2a Elect Ulf Mark Schneider as Director For For Management
4.2b Elect Ursula M. Burns as Director For For Management
4.3 Elect Paul Bulcke as Board Chairman For For Management
4.4a Appoint Beat W. Hess as Member of the For For Management
Compensation Committee
4.4b Appoint Andreas Koopmann as Member of For For Management
the Compensation Committee
4.4c Appoint Jean-Pierre Roth as Member of For For Management
the Compensation Committee
4.4d Appoint Patrick Aebischer as Member of For For Management
the Compensation Committee
4.5 Ratify KPMG AG as Auditors For For Management
4.6 Designate Hartmann Dreyer as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 10 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 60
Million
6 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
NIPPON PAINT HOLDINGS CO., LTD.
Ticker: 4612 Security ID: J55053128
Meeting Date: MAR 29, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Sakai, Kenji For For Management
2.2 Elect Director Tado, Tetsushi For For Management
2.3 Elect Director Minami, Manabu For For Management
2.4 Elect Director Nagasaka, Atsushi For For Management
2.5 Elect Director Goh Hup Jin For For Management
2.6 Elect Director Matsumoto, Takeru For For Management
2.7 Elect Director Mishina, Kazuhiro For For Management
3 Appoint Statutory Auditor Wakita, For For Management
Ichiro
--------------------------------------------------------------------------------
NOMURA RESEARCH INSTITUTE LTD.
Ticker: 4307 Security ID: J5900F106
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shimamoto, Tadashi For For Management
1.2 Elect Director Suzuki, Hiroyuki For For Management
1.3 Elect Director Konomoto, Shingo For For Management
1.4 Elect Director Ueno, Ayumu For For Management
1.5 Elect Director Usumi, Yoshio For For Management
1.6 Elect Director Itano, Hiroshi For For Management
1.7 Elect Director Utsuda, Shoei For For Management
1.8 Elect Director Doi, Miwako For For Management
1.9 Elect Director Matsuzaki, Masatoshi For For Management
2 Appoint Statutory Auditor Okubo, For For Management
Noriaki
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 28, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.75 per Share
4 Approve CHF 5.14 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5.1 Approve Maximum Remuneration of For For Management
Directors in the Amount of CHF 8.5
Million
5.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 99 Million
5.3 Approve Remuneration Report For For Management
(Non-Binding)
6.1 Reelect Joerg Reinhardt as Director For For Management
and Chairman
6.2 Reelect Nancy C. Andrews as Director For For Management
6.3 Reelect Dimitri Azar as Director For For Management
6.4 Reelect Ton Buechner as Director For For Management
6.5 Reelect Srikant Datar as Director For For Management
6.6 Reelect Elizabeth Doherty as Director For For Management
6.7 Reelect Ann Fudge as Director For For Management
6.8 Reelect Pierre Landolt as Director For For Management
6.9 Reelect Andreas von Planta as Director For For Management
6.10 Reelect Charles L. Sawyers as Director For For Management
6.11 Reelect Enrico Vanni as Director For For Management
6.12 Reelect William T. Winters as Director For For Management
6.13 Elect Frans van Houten as Director For For Management
7.1 Appoint Srikant Datar as Member of the For For Management
Compensation Committee
7.2 Appoint Ann Fudge as Member of the For For Management
Compensation Committee
7.3 Appoint Enrico Vanni as Member of the For For Management
Compensation Committee
7.4 Appoint William T. Winters as Member For For Management
of the Compensation Committee
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
9 Designate Peter Andreas Zahn as For For Management
Independent Proxy
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
OIL SEARCH LTD.
Ticker: OSH Security ID: Y64695110
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAY 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Kostas Constantinou as Director For For Management
3 Elect Agu Kantsler as Director For For Management
4 Elect Mel Togolo as Director For For Management
5 Elect Fiona Harris as Director For For Management
6 Appoint Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
1 Approve the Issuance of Performance For For Management
Rights to Peter Botten, Managing
Director of the Company
2 Approve the Issuance of Performance For For Management
Rights to Gerea Aopi, Executive
Director of the Company
3 Approve the Issuance of Restricted For For Management
Shares to Peter Botten, Managing
Director of the Company
4 Approve the Issuance of Restricted For For Management
Shares to Gerea Aopi, Executive
Director of the Company
7 Approve Strategic Resilience for 2035 Against Against Shareholder
and Beyond
8 Approve Human Rights Compliance and Against Against Shareholder
Reporting
--------------------------------------------------------------------------------
ORICA LTD.
Ticker: ORI Security ID: Q7160T109
Meeting Date: DEC 15, 2016 Meeting Type: Annual
Record Date: DEC 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Lim Chee Onn as Director For For Management
2.2 Elect Maxine Brenner as Director For For Management
2.3 Elect Gene Tilbrook as Director For For Management
2.4 Elect Karen Moses as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Performance For For Management
Rights to Alberto Calderon, Managing
Director of the Company
5 Approve the Proportional Takeover For For Management
Provisions
--------------------------------------------------------------------------------
PADDY POWER BETFAIR PLC
Ticker: PPB Security ID: G68673113
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4(a) Re-elect Zillah Byng-Thorne as Director For For Management
4(b) Re-elect Michael Cawley as Director For For Management
4(c) Re-elect Breon Corcoran as Director For For Management
4(d) Re-elect Ian Dyson as Director For For Management
4(e) Re-elect Alex Gersh as Director For For Management
4(f) Re-elect Peter Jackson as Director For For Management
4(g) Re-elect Gary McGann as Director For For Management
4(h) Re-elect Padraig O Riordain as Director For For Management
4(i) Re-elect Peter Rigby as Director For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Market Purchase of Ordinary For For Management
Shares
10 Authorise the Company to Determine the For For Management
Price Range at which Treasury Shares
may be Re-issued Off-Market
--------------------------------------------------------------------------------
PRICESMART, INC.
Ticker: PSMT Security ID: 741511109
Meeting Date: FEB 01, 2017 Meeting Type: Annual
Record Date: DEC 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry S. Bahrambeygui For Withhold Management
1.2 Elect Director Gonzalo Barrutieta For Withhold Management
1.3 Elect Director Gordon H. Hanson For For Management
1.4 Elect Director Leon C. Janks For Withhold Management
1.5 Elect Director Jose Luis Laparte For For Management
1.6 Elect Director Mitchell G. Lynn For For Management
1.7 Elect Director Gary Malino For For Management
1.8 Elect Director Pierre Mignault For Withhold Management
1.9 Elect Director Robert E. Price For For Management
1.10 Elect Director Edgar Zurcher For Withhold Management
--------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC
Ticker: RB. Security ID: G74079107
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Adrian Bellamy as Director For Abstain Management
5 Re-elect Nicandro Durante as Director For For Management
6 Re-elect Mary Harris as Director For For Management
7 Re-elect Adrian Hennah as Director For For Management
8 Re-elect Kenneth Hydon as Director For Abstain Management
9 Re-elect Rakesh Kapoor as Director For For Management
10 Re-elect Pamela Kirby as Director For For Management
11 Re-elect Andre Lacroix as Director For For Management
12 Re-elect Chris Sinclair as Director For For Management
13 Re-elect Judith Sprieser as Director For For Management
14 Re-elect Warren Tucker as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC
Ticker: RB. Security ID: G74079107
Meeting Date: MAY 31, 2017 Meeting Type: Special
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Mead Johnson For For Management
Nutrition Company
--------------------------------------------------------------------------------
RELX NV
Ticker: REN Security ID: N7364X107
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3.a Amend Remuneration Policy For For Management
3.b Amend Restricted Stock Plan For For Management
3.c Approve Addition of a Deferred Share For For Management
Element to the Annual Incentive Plan
4 Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
5 Adopt Financial Statements and For For Management
Statutory Reports
6 Approve Dividends of EUR 0.423 Per For For Management
Share
7.a Approve Discharge of Executive For For Management
Directors
7.b Approve Discharge of Non-Executive For For Management
Directors
8 Ratify Ernst & Young as Auditor For For Management
9.a Reelect Anthony Habgood as For For Management
Non-Executive Director
9.b Reelect Wolfhart Hauser as For For Management
Non-Executive Director
9.c Reelect Adrian Hennah as Non-Executive For For Management
Director
9.d Reelect Marike van Lier Lels as For For Management
Non-Executive Director
9.e Reelect Robert MacLeod as For For Management
Non-Executive Director
9.f Relect Carol Mills as Non-Executive For For Management
Director
9.g Reelect Linda Sanford as Non-Executive For For Management
Director
9.h Reelect Ben van der Veer as For For Management
Non-Executive Director
10.a Reelect Erik Engstrom as Executive For For Management
Director
10.b Reelect Nick Luff as Executive Director For For Management
11.a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11.b Approve Cancellation of up to 50 For For Management
Million Ordinary Shares Held in
Treasury
12.a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
12.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
12.a
13 Other Business (Non-Voting) None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 12, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report for UK Law For For Management
Purposes
3 Approve Remuneration Report for For For Management
Australian Law Purposes
4 Approve the Potential Termination of For For Management
Benefits for Australian Law Purposes
5 Re-elect Megan Clark as Director For For Management
6 Elect David Constable as Director For For Management
7 Re-elect Jan du Plessis as Director For For Management
8 Re-elect Ann Godbehere as Director For For Management
9 Elect Simon Henry as Director For For Management
10 Elect Jean-Sebastien Jacques as For For Management
Director
11 Elect Sam Laidlaw as Director For For Management
12 Re-elect Michael L'Estrange as Director For For Management
13 Re-elect Chris Lynch as Director For For Management
14 Re-elect Paul Tellier as Director For For Management
15 Re-elect Simon Thompson as Director For For Management
16 Re-elect John Varley as Director For For Management
17 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
18 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: JUN 27, 2017 Meeting Type: Special
Record Date: JUN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of Coal & Allied For For Management
Industries Limited to Yancoal
Australia Limited
--------------------------------------------------------------------------------
RYOHIN KEIKAKU CO. LTD.
Ticker: 7453 Security ID: J6571N105
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 156
2.1 Elect Director Matsuzaki, Satoru For For Management
2.2 Elect Director Okazaki, Satoshi For For Management
2.3 Elect Director Yamamoto, Yuki For For Management
2.4 Elect Director Shimizu, Satoshi For For Management
2.5 Elect Director Endo, Isao For For Management
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: A005930 Security ID: Y74718100
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SANTEN PHARMACEUTICAL CO. LTD.
Ticker: 4536 Security ID: J68467109
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 13
2.1 Elect Director Kurokawa, Akira For For Management
2.2 Elect Director Ito, Takeshi For For Management
2.3 Elect Director Tsujimura, Akihiro For For Management
2.4 Elect Director Taniuchi, Shigeo For For Management
2.5 Elect Director Katayama, Takayuki For For Management
2.6 Elect Director Oishi, Kanoko For For Management
2.7 Elect Director Shintaku, Yutaro For For Management
--------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SE
Ticker: SU Security ID: F86921107
Meeting Date: APR 25, 2017 Meeting Type: Annual/Special
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Losses and For For Management
Dividends of EUR 2.04 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Non-Binding Vote on Compensation of For For Management
Jean Pascal Tricoire
6 Non-Binding Vote on Compensation of For For Management
Emmanuel Babeau
7 Approve remuneration policy of CEO and For For Management
Chairman
8 Approve remuneration policy of Vice-CEO For For Management
9 Reelect Jean-Pascal Tricoire as For For Management
Director
10 Elect Nadine Bouquin as a Abstain Against Management
Representative of Employee
Shareholders to the Board
11 Elect Claude Briquet as a Abstain Against Management
Representative of Employee
Shareholders to the Board
12 Elect Xiaoyun Ma as a Representative For For Management
of Employee Shareholders to the Board
13 Elect Francois Martin-Festa as a Abstain Against Management
Representative of Employee
Shareholders to the Board
14 Elect Jean-Michel Vedrine as a Abstain Against Management
Representative of Employee
Shareholders to the Board
15 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 2 Million
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Amend Article 11 of Bylaws Re: For For Management
Election of Employee Shareholders
Representative to the board
18 Amend Article 19 of Bylaws to Comply For For Management
with Legal Changes
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 800 Million
20 Authorize Capitalization of Reserves For For Management
of Up to EUR 800 Million for Bonus
Issue or Increase in Par Value
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 230 Million
22 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above or Vote under Item 19 of
this Agenda
23 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
24 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 4.
85 Percent of Issued Capital Per Year
for Private Placements up to Aggregate
Nominal Amount of EUR 115 Million
25 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
26 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
27 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
28 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SHIONOGI & CO., LTD.
Ticker: 4507 Security ID: J74229105
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 38
2.1 Elect Director Shiono, Motozo For For Management
2.2 Elect Director Teshirogi, Isao For For Management
2.3 Elect Director Sawada, Takuko For For Management
2.4 Elect Director Nomura, Akio For For Management
2.5 Elect Director Mogi, Teppei For For Management
2.6 Elect Director Ando, Keiichi For For Management
3 Appoint Statutory Auditor Hirasawa, For Against Management
Masahide
--------------------------------------------------------------------------------
SIKA AG
Ticker: SIK Security ID: H7631K158
Meeting Date: APR 11, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 102 per Bearer Share
and CHF 17 per Registered Share
3.1.1 Approve Discharge of Board Member Urs For Against Management
Burkard
3.1.2 Approve Discharge of Board Member For For Management
Frits van Dijk
3.1.3 Approve Discharge of Board Member Paul For For Management
Haelg
3.1.4 Approve Discharge of Board Member For Against Management
Willi Leimer
3.1.5 Approve Discharge of Board Member For For Management
Monika Ribar
3.1.6 Approve Discharge of Board Member For For Management
Daniel Sauter
3.1.7 Approve Discharge of Board Member For For Management
Ulrich Suter
3.1.8 Approve Discharge of Board Member For Against Management
Juergen Tinggren
3.1.9 Approve Discharge of Board Member For For Management
Christoph Tobler
3.2 Approve Discharge of Senior Management For For Management
4.1.1 Reelect Paul Haelg as Director For For Management
4.1.2 Reelect Urs Burkard as Director For Against Management
(Representing Holders of Registered
Shares)
4.1.3 Reelect Frits van Dijk as Director For For Management
(Representing Holders of Bearer Shares)
4.1.4 Reelect Willi Leimer as Director For Against Management
4.1.5 Reelect Monika Ribar as Director For For Management
4.1.6 Reelect Daniel Sauter as Director For For Management
4.1.7 Reelect Ulrich Suter as Director For For Management
4.1.8 Reelect Juergen Tinggren as Director For Against Management
4.1.9 Reelect Christoph Tobler as Director For For Management
4.2 Reelect Paul Haelg as Board Chairman For For Management
4.3.1 Appoint Frits van Dijk as Member of For For Management
the Compensation Committee
4.3.2 Appoint Urs Burkard as Member of the For Against Management
Compensation Committee
4.3.3 Appoint Daniel Sauter as Member of the For For Management
Compensation Committee
4.4 Ratify Ernst and Young AG as Auditors For For Management
4.5 Designate Jost Windlin as Independent For For Management
Proxy
5.1 Approve Remuneration of Board of For For Management
Directors in the Amount of CHF 2.87
Million for the Period from the 2015
to 2016 Ordinary General Meetings
5.2 Approve Remuneration of Board of For For Management
Directors in the Amount of CHF 2.87
Million for the Period from the 2016
to 2017 Ordinary General Meetings
5.3 Approve Remuneration Report For For Management
(Non-Binding)
5.4 Approve Remuneration of Board of For For Management
Directors in the Amount of CHF 3
Million for the Period from the 2017
to 2018 Ordinary General Meetings
5.5 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 19
Million
6 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
SOFTBANK GROUP CORP.
Ticker: 9984 Security ID: J75963108
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22
2.1 Elect Director Son, Masayoshi For For Management
2.2 Elect Director Miyauchi, Ken For For Management
2.3 Elect Director Ronald Fisher For For Management
2.4 Elect Director Marcelo Claure For For Management
2.5 Elect Director Rajeev Misra For For Management
2.6 Elect Director Simon Segars For For Management
2.7 Elect Director Yun Ma For For Management
2.8 Elect Director Yanai, Tadashi For For Management
2.9 Elect Director Nagamori, Shigenobu For For Management
2.10 Elect Director Mark Schwartz For For Management
2.11 Elect Director Yasir O. Al-Rumayyan For For Management
3.1 Appoint Statutory Auditor Suzaki, For For Management
Masato
3.2 Appoint Statutory Auditor Uno, Soichiro For For Management
3.3 Appoint Statutory Auditor Kubokawa, For For Management
Hidekazu
4 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 75
2 Amend Articles to Abolish Board For For Management
Structure with Statutory Auditors -
Adopt Board Structure with Three
Committees - Amend Provisions on
Director Titles - Indemnify Directors
3.1 Elect Director Miyata, Koichi For For Management
3.2 Elect Director Kunibe, Takeshi For For Management
3.3 Elect Director Takashima, Makoto For For Management
3.4 Elect Director Ogino, Kozo For For Management
3.5 Elect Director Ota, Jun For For Management
3.6 Elect Director Tanizaki, Katsunori For For Management
3.7 Elect Director Yaku, Toshikazu For For Management
3.8 Elect Director Teramoto, Toshiyuki For For Management
3.9 Elect Director Mikami, Toru For For Management
3.10 Elect Director Kubo, Tetsuya For For Management
3.11 Elect Director Matsumoto, Masayuki For For Management
3.12 Elect Director Arthur M. Mitchell For For Management
3.13 Elect Director Yamazaki, Shozo For For Management
3.14 Elect Director Kono, Masaharu For For Management
3.15 Elect Director Tsutsui, Yoshinobu For For Management
3.16 Elect Director Shimbo, Katsuyoshi For For Management
3.17 Elect Director Sakurai, Eriko For For Management
--------------------------------------------------------------------------------
SUNDRUG CO. LTD.
Ticker: 9989 Security ID: J78089109
Meeting Date: JUN 24, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55
2 Elect Director Tada, Takashi For For Management
--------------------------------------------------------------------------------
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
Ticker: SREN Security ID: H8431B109
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For For Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 4.85 per Share
3 Approve Variable Short-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 18.3 Million
4 Approve Discharge of Board of Directors For For Management
5.1a Reelect Walter Kielholz as Director For For Management
and Board Chairman
5.1b Reelect Raymond Ch'ien as Director For For Management
5.1c Reelect Renato Fassbind as Director For For Management
5.1d Reelect Mary Francis as Director For For Management
5.1e Reelect Rajna Brandon as Director For For Management
5.1f Reelect Robert Henrikson as Director For For Management
5.1g Reelect Trevor Manuel as Director For For Management
5.1h Reelect Philip Ryan as Director For For Management
5.1i Reelect Paul Tucker as Director For For Management
5.1j Reelect Susan Wagner as Director For For Management
5.1k Elect Jay Ralph as Director For For Management
5.1l Elect Joerg Reinhardt as Director For For Management
5.1m Elect Jacques de Vaucleroy as Director For For Management
5.2a Appoint Raymond Ch'ien as Member of For For Management
the Compensation Committee
5.2b Appoint Renato Fassbind as Member of For For Management
the Compensation Committee
5.2c Appoint Robert Henrikson as Member of For For Management
the Compensation Committee
5.2d Appoint Joerg Reinhardt as Member of For For Management
the Compensation Committee
5.3 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
5.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6.1 Approve Maximum Remuneration of Board For For Management
of Directors in the Amount of CHF 9.9
Million
6.2 Approve Maximum Fixed and Variable For For Management
Long-Term Remuneration of Executive
Committee in the Amount of CHF 34
Million
7 Approve CHF 1.1 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
8 Authorize Repurchase of up to CHF 1 For For Management
Billion of Issued Share Capital
9.1 Approve Renewal of CHF 8.5 Million For For Management
Pool of Authorized Share Capital with
Partial Exclusion of Preemptive Rights
9.2 Amend Articles Re: Exclusion of For For Management
Preemptive Rights
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SYMRISE AG
Ticker: SY1 Security ID: D827A1108
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.85 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
5 Ratify Ernst & Young as Auditors for For For Management
Fiscal 2017
6 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1.5
Billion; Approve Creation of EUR 20
Million Pool of Conditional Capital to
Guarantee Conversion Rights
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: Y84629107
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Business Operations Report and For For Management
Financial Statements
1.2 Approve Profit Distribution For For Management
1.3 Amend Articles of Association For For Management
1.4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
2.1 Elect Mark Liu with Shareholder No. For For Management
10758 as Non-Independent Director
2.2 Elect C.C. Wei with Shareholder No. For For Management
370885 as Non-Independent Director
3 Other Business None Against Management
--------------------------------------------------------------------------------
TECHNIP
Ticker: TEC Security ID: F90676101
Meeting Date: DEC 05, 2016 Meeting Type: Special
Record Date: NOV 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of the For For Management
Company by TechnipFMC
2 Remove Double-Voting Rights for For For Management
Long-Term Registered Shareholders
3 Authorize Dissolution Without For For Management
Liquidation of the Company
4 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TECHTRONIC INDUSTRIES CO., LTD.
Ticker: 669 Security ID: Y8563B159
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Horst Julius Pudwill as Director For For Management
3b Elect Joseph Galli Jr. as Director For For Management
3c Elect Peter David Sullivan as Director For For Management
3d Elect Vincent Ting Kau Cheung as For Against Management
Director
3e Elect Johannes-Gerhard Hesse as For For Management
Director
3f Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
8 Adopt Share Option Scheme For For Management
--------------------------------------------------------------------------------
TELEFONAKTIEBOLAGET LM ERICSSON
Ticker: ERIC B Security ID: W26049119
Meeting Date: MAR 29, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Vote Management
2 Prepare and Approve List of For Did Not Vote Management
Shareholders
3 Approve Agenda of Meeting For Did Not Vote Management
4 Acknowledge Proper Convening of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report None None Management
8.1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
8.2 Approve Discharge of Board and For Did Not Vote Management
President
8.3 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 1 Per Share
9 Determine Number of Directors (11) and For Did Not Vote Management
Deputy Directors (0) of Board
10 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 4.1 Million for
Chairman and SEK 990,000 for Other
Directors, Approve Remuneration for
Committee Work
11.1 Elect Jon Baksaas as New Director For Did Not Vote Management
11.2 Elect Jan Carlson as New Director For Did Not Vote Management
11.3 Reelect Nora Denzel as Director For Did Not Vote Management
11.4 Reelect Borje Ekholm as Director For Did Not Vote Management
11.5 Elect Eric Elzvik as New Director For Did Not Vote Management
11.6 Reelect Leif Johansson as Director For Did Not Vote Management
11.7 Reelect Kristin Lund as Director For Did Not Vote Management
11.8 Reelect Kristin Rinne as Director For Did Not Vote Management
11.9 Reelect Sukhinder Cassidy as Director For Did Not Vote Management
11.10 Reelect Helena Stjernholm as Director For Did Not Vote Management
11.11 Reelect Jacob Wallenberg as Director For Did Not Vote Management
12 Reappoint Leif Johansson as Board For Did Not Vote Management
Chairman
13 Determine Number of Auditors (1) and For Did Not Vote Management
Deputy Auditors (0)
14 Approve Remuneration of Auditors For Did Not Vote Management
15 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
16 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
17.1 Approve Long-Term Variable For Did Not Vote Management
Compensation Program 2017 (LTV 2017)
17.2 Authorize Transfer of up to 2.2 For Did Not Vote Management
Million B Shares in Connection to LTV
2017; Approve Reissuance of 800,000 B
Shares to Cover Expenses; Approve
Directed Issuance of up to 3 Million C
Shares; Approve Directed Repurchase of
up to 3 Million C Shares
17.3 Approve Equity Swap Agreement with For Did Not Vote Management
Third Party as Alternative Financing
18 Approve Transfer of up to 19.8 Million For Did Not Vote Management
Shares in Connection to LTV 2013, LTV
2014, LTV 2015 and LTV 2016
19 Require the Board to Present a None Did Not Vote Shareholder
Proposal on Equal Voting Rights for
All Shares at the AGM 2018
20 Request Board to Propose to the None Did Not Vote Shareholder
Swedish Government Legislation on the
Abolition of Voting Power Differences
in Swedish Limited Liability Companies
21.1 Amend Articles Re: Voting Power None Did Not Vote Shareholder
Differences
21.2 Amend Articles Re: Former Politicians None Did Not Vote Shareholder
on the Board of Directors
22.1 Adopt Vision Regarding Work Place None Did Not Vote Shareholder
Accidents in the Company
22.2 Require Board to Appoint Work Group None Did Not Vote Shareholder
Regarding Work Place Accidents
22.3 Require Report on the Work Regarding None Did Not Vote Shareholder
Work Place Accidents to be Published
at AGM and Include the Report in
Annual Report
22.4 Adopt a Vision for Absolute Gender None Did Not Vote Shareholder
Equality on All Levels Within the
Company
22.5 Instruct the Board to Set Up a Working None Did Not Vote Shareholder
Group Concerning Gender and Ethnicity
Diversification Within the Company
22.6 Require the Results from the Working None Did Not Vote Shareholder
Group Concerning Item 22.4 to be
Reported to the AGM
22.7 Request Board to Take Necessary Action None Did Not Vote Shareholder
to Create a Shareholders' Association
22.8 Prohibit Directors from Being Able to None Did Not Vote Shareholder
Invoice Director's Fees via Swedish
and Foreign Legal Entities
22.9 Request Board to Propose to the None Did Not Vote Shareholder
Appropriate Authority to Bring About a
Changed Regulation in the Area
Relating to Item 22.8
22.10 Require Nomination Committee to None Did Not Vote Shareholder
Consider Matters Related to Ethics,
Gender and Ethnicity
22.11 Request Board to Propose to the None Did Not Vote Shareholder
Swedish Government to Draw Attention
to the Need for Introducing a
"cool-off" Period For Politicians
22.12 Instruct the Board to Prepare a None Did Not Vote Shareholder
Proposal for the Representation of
Small- and Midsized Shareholders in
the Board and Nomination Committee
23 Assign Special Examiner to Examine if None Did Not Vote Shareholder
Corruption has Occurred in the
Company's Business
24 Close Meeting None None Management
--------------------------------------------------------------------------------
TERUMO CORP.
Ticker: 4543 Security ID: J83173104
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22
2.1 Elect Director Mimura, Takayoshi For For Management
2.2 Elect Director Sato, Shinjiro For For Management
2.3 Elect Director Takagi, Toshiaki For For Management
2.4 Elect Director Hatano, Shoji For For Management
2.5 Elect Director Arase, Hideo For For Management
2.6 Elect Director David Perez For For Management
2.7 Elect Director Mori, Ikuo For For Management
2.8 Elect Director Ueda, Ryuzo For For Management
3.1 Elect Director and Audit Committee For For Management
Member Kimura, Yoshihiro
3.2 Elect Director and Audit Committee For For Management
Member Matsumiya, Toshihiko
3.3 Elect Director and Audit Committee For For Management
Member Yone, Masatake
4 Elect Alternate Director and Audit For For Management
Committee Member Sakaguchi, Koichi
--------------------------------------------------------------------------------
TOTO LTD.
Ticker: 5332 Security ID: J90268103
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harimoto, Kunio For For Management
1.2 Elect Director Kitamura, Madoka For For Management
1.3 Elect Director Kiyota, Noriaki For For Management
1.4 Elect Director Morimura, Nozomu For For Management
1.5 Elect Director Abe, Soichi For For Management
1.6 Elect Director Narukiyo, Yuichi For For Management
1.7 Elect Director Hayashi, Ryosuke For For Management
1.8 Elect Director Sako, Kazuo For For Management
1.9 Elect Director Aso, Taiichi For For Management
1.10 Elect Director Shirakawa, Satoshi For For Management
1.11 Elect Director Ogawa, Hiroki For For Management
1.12 Elect Director Masuda, Kazuhiko For For Management
1.13 Elect Director Shimono, Masatsugu For For Management
2.1 Appoint Statutory Auditor Naka, For For Management
Hirotoshi
2.2 Appoint Statutory Auditor Katayanagi, For Against Management
Akira
--------------------------------------------------------------------------------
UBS GROUP AG
Ticker: UBSG Security ID: H892U1882
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
1.2 Approve Remuneration Report For Did Not Vote Management
(Non-Binding)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 0.60 per Share from
Capital Contribution Reserves
3 Approve Discharge of Board and Senior For Did Not Vote Management
Management
4 Approve Variable Remuneration of For Did Not Vote Management
Executive Committee in the Amount of
CHF 71.9 Million
5 Approve Maximum Fixed Remuneration of For Did Not Vote Management
Executive Committee in the Amount of
CHF 31.5 Million
6.1a Reelect Axel Weber as Director and For Did Not Vote Management
Board Chairman
6.1b Reelect Michel Demare as Director For Did Not Vote Management
6.1c Reelect David Sidwell as Director For Did Not Vote Management
6.1d Reelect Reto Francioni as Director For Did Not Vote Management
6.1e Reelect Ann Godbehere as Director For Did Not Vote Management
6.1f Reelect William Parrett as Director For Did Not Vote Management
6.1g Reelect Isabelle Romy as Director For Did Not Vote Management
6.1h Reelect Robert Scully as Director For Did Not Vote Management
6.1i Reelect Beatrice Weder di Mauro as For Did Not Vote Management
Director
6.1j Reelect Dieter Wemmer as Director For Did Not Vote Management
6.2 Elect Julie Richardson as Director For Did Not Vote Management
6.3.1 Appoint Ann Godbehere as Member of the For Did Not Vote Management
Compensation Committee
6.3.2 Appoint Michel Demare as Member of the For Did Not Vote Management
Compensation Committee
6.3.3 Appoint Reto Francioni as Member of For Did Not Vote Management
the Compensation Committee
6.3.4 Appoint William Parrett as Member of For Did Not Vote Management
the Compensation Committee
7 Approve Maximum Remuneration of Board For Did Not Vote Management
of Directors in the Amount of CHF 14
Million
8.1 Designate ADB Altorfer Duss & For Did Not Vote Management
Beilstein AG as Independent Proxy
8.2 Ratify Ernst & Young AG as Auditors For Did Not Vote Management
9 Transact Other Business (Voting) For Did Not Vote Management
--------------------------------------------------------------------------------
USS CO., LTD.
Ticker: 4732 Security ID: J9446Z105
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 23.2
2.1 Elect Director Ando, Yukihiro For For Management
2.2 Elect Director Seta, Dai For For Management
2.3 Elect Director Masuda, Motohiro For For Management
2.4 Elect Director Yamanaka, Masafumi For For Management
2.5 Elect Director Mishima, Toshio For For Management
2.6 Elect Director Akase, Masayuki For For Management
2.7 Elect Director Ikeda, Hiromitsu For For Management
2.8 Elect Director Tamura, Hitoshi For For Management
2.9 Elect Director Kato, Akihiko For For Management
2.10 Elect Director Aso, Mitsuhiro For For Management
3.1 Appoint Statutory Auditor Ozaki, Shinji For For Management
3.2 Appoint Statutory Auditor Niwa, Toru For For Management
3.3 Appoint Statutory Auditor Miyazaki, For For Management
Ryoichi
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882192
Meeting Date: JUL 29, 2016 Meeting Type: Annual
Record Date: JUL 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Nick Read as Director For For Management
5 Re-elect Sir Crispin Davis as Director For For Management
6 Re-elect Dr Mathias Dopfner as Director For Against Management
7 Re-elect Dame Clara Furse as Director For For Management
8 Re-elect Valerie Gooding as Director For For Management
9 Re-elect Renee James as Director For For Management
10 Re-elect Samuel Jonah as Director For For Management
11 Re-elect Nick Land as Director For For Management
12 Elect David Nish as Director For For Management
13 Re-elect Philip Yea as Director For For Management
14 Approve Final Dividend For For Management
15 Approve Remuneration Report For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9788D103
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Approve Sustainability Report For For Management
6 Re-elect Roberto Quarta as Director For For Management
7 Re-elect Dr Jacques Aigrain as Director For For Management
8 Re-elect Ruigang Li as Director For For Management
9 Re-elect Paul Richardson as Director For For Management
10 Re-elect Hugo Shong as Director For For Management
11 Re-elect Sir Martin Sorrell as Director For For Management
12 Re-elect Sally Susman as Director For For Management
13 Re-elect Solomon Trujillo as Director For For Management
14 Re-elect Sir John Hood as Director For For Management
15 Re-elect Nicole Seligman as Director For For Management
16 Re-elect Daniela Riccardi as Director For For Management
17 Elect Tarek Farahat as Director For For Management
18 Reappoint Deloitte LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
--------------------------------------------------------------------------------
YAMATO HOLDINGS CO LTD
Ticker: 9064 Security ID: J96612114
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kigawa, Makoto For For Management
1.2 Elect Director Yamauchi, Masaki For For Management
1.3 Elect Director Kanda, Haruo For For Management
1.4 Elect Director Kanamori, Hitoshi For For Management
1.5 Elect Director Nagao, Yutaka For For Management
1.6 Elect Director Hagiwara, Toshitaka For For Management
1.7 Elect Director Mori, Masakatsu For For Management
1.8 Elect Director Tokuno, Mariko For For Management
2 Appoint Statutory Auditor Yamashita, For For Management
Takashi
--------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC.
Ticker: YUMC Security ID: 98850P109
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter A. Bassi For For Management
1b Elect Director Ed Yiu-Cheong Chan For For Management
1c Elect Director Edouard Ettedgui For For Management
2 Ratify KPMG Huazhen LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: MAR 29, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income and For For Management
Dividends of CHF 11.30 per Share from
Available Earnings
2.2 Approve Dividends of CHF 5.70 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1a Reelect Tom de Swaan as Director and For Against Management
Board Chairman
4.1b Reelect Joan Amble as Director For For Management
4.1c Reelect Susan Bies as Director For For Management
4.1d Reelect Alison Carnwath as Director For For Management
4.1e Reelect Christoph Franz as Director For For Management
4.1f Reelect Jeffrey Hayman as Director For For Management
4.1g Reelect Fred Kindle as Director For For Management
4.1h Reelect Monica Maechler as Director For For Management
4.1i Reelect Kishore Mahbubani as Director For For Management
4.1j Reelect David Nish as Director For For Management
4.1k Elect Catherine Bessant as Director For For Management
4.2.1 Appoint Tom de Swaan as Member of the For Against Management
Compensation Committee
4.2.2 Appoint Christoph Franz as Member of For For Management
the Compensation Committee
4.2.3 Appoint Fred Kindle as Member of the For For Management
Compensation Committee
4.2.4 Appoint Kishore Mahbubani as Member of For For Management
the Compensation Committee
4.3 Designate Andreas Keller as For For Management
Independent Proxy
4.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
5.1 Approve Maximum Remuneration of Board For For Management
of Directors Until 2018 AGM in the
Amount of CHF 5 Million
5.2 Approve Maximum Remuneration of For For Management
Executive Committee for Fiscal 2018 in
the Amount of CHF 74.3 Million
6 Approve Creation of CHF 4.5 Million For For Management
Pool of Authorized Share Capital with
Partial Exclusion of Preemptive Rights
and CHF 3 Million Pool of Contingent
Share Capital without Preemptive Rights
7 Amend Articles Re: Resolutions and For For Management
Elections, Duties and Competencies of
the Board, Transfer of Competencies,
Board Resolutions and Minutes, and
Loans to Board Members or Executives
8 Transact Other Business (Voting) For Against Management
========== END NPX REPORT
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
FDP Series, Inc.
