UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
SCHEDULE 13G |
Under the Securities Exchange Act of 1934 (Amendment No. 2)* |
Norcraft Companies, Inc. |
(Name of Issuer) |
Common Stock, $0.01 par value |
(Title of Class of Securities) |
65557Y 105 |
(CUSIP Number) |
May 12, 2015 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
_______________________
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1 | NAMES OF REPORTING PERSON Trimaran Fund II, L.L.C. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) [ ] (b) [ ] |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | 0 |
6 | SHARED VOTING POWER | 0 |
7 | SOLE DISPOSITIVE POWER | 0 |
8 | SHARED DISPOSITIVE POWER | 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 0 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | [ ] |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | 0 |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | OO |
1 | NAME OF REPORTING PERSON Trimaran Parallel Fund II, L.P. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) [ ] (b) [ ] |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | 0 |
6 | SHARED VOTING POWER | 0 |
7 | SOLE DISPOSITIVE POWER | 0 |
8 | SHARED DISPOSITIVE POWER | 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 0 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | [ ] |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | 0 |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | PN |
1 | NAME OF REPORTING PERSON CIBC Employee Private Equity Fund (Trimaran) Partners |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) [ ] (b) [ ] |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | New York |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | 0 |
6 | SHARED VOTING POWER | 0 |
7 | SOLE DISPOSITIVE POWER | 0 |
8 | SHARED DISPOSITIVE POWER | 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 0 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | [ ] |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | 0 |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | PN |
1 | NAME OF REPORTING PERSON BTO Trimaran, L.P. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) [ ] (b) [ ] |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | 0 |
6 | SHARED VOTING POWER | 0 |
7 | SOLE DISPOSITIVE POWER | 0 |
8 | SHARED DISPOSITIVE POWER | 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 0 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | [ ] |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | 0 |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | PN |
1 | NAME OF REPORTING PERSON Trimaran Capital, L.L.C. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) [ ] (b) [ ] |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | 0 |
6 | SHARED VOTING POWER | 0 |
7 | SOLE DISPOSITIVE POWER | 0 |
8 | SHARED DISPOSITIVE POWER | 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 0 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | [ ] |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | 0 |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | OO |
1 | NAME OF REPORTING PERSON BTO Holdings Manager – NQ L.L.C. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) [ ] (b) [ ] |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | 0 |
6 | SHARED VOTING POWER | 0 |
7 | SOLE DISPOSITIVE POWER | 0 |
8 | SHARED DISPOSITIVE POWER | 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 0 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | [ ] |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | 0 |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | OO |
1 | NAME OF REPORTING PERSON Blackstone Tactical Opportunities Associates – NQ L.L.C. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) [ ] (b) [ ] |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | 0 |
6 | SHARED VOTING POWER | 0 |
7 | SOLE DISPOSITIVE POWER | 0 |
8 | SHARED DISPOSITIVE POWER | 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 0 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | [ ] |
11 | | 0 |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | OO |
1 | NAME OF REPORTING PERSON BTOA – NQ L.L.C. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) [ ] (b) [ ] |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | 0 |
6 | SHARED VOTING POWER | 0 |
7 | SOLE DISPOSITIVE POWER | 0 |
8 | SHARED DISPOSITIVE POWER | 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 0 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | [ ] |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | 0 |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | OO |
1 | NAME OF REPORTING PERSON Blackstone Holdings II L.P. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) [ ] (b) [ ] |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | 0 |
6 | SHARED VOTING POWER | 0 |
7 | SOLE DISPOSITIVE POWER | 0 |
8 | SHARED DISPOSITIVE POWER | 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 0 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | [ ] |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | 0 |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | PN |
1 | NAME OF REPORTING PERSON Blackstone Holdings I/II GP Inc. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) [ ] (b) [ ] |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | 0 |
6 | SHARED VOTING POWER | 0 |
7 | SOLE DISPOSITIVE POWER | 0 |
8 | SHARED DISPOSITIVE POWER | 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 0 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | [ ] |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | 0 |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | CO |
1 | NAME OF REPORTING PERSON The Blackstone Group L.P. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) [ ] (b) [ ] |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | 0 |
6 | SHARED VOTING POWER | 0 |
7 | SOLE DISPOSITIVE POWER | 0 |
8 | SHARED DISPOSITIVE POWER | 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 0 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | [ ] |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | 0 |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | PN |
1 | NAME OF REPORTING PERSON Blackstone Group Management L.L.C. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) [ ] (b) [ ] |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | 0 |
6 | SHARED VOTING POWER | 0 |
7 | SOLE DISPOSITIVE POWER | 0 |
8 | SHARED DISPOSITIVE POWER | 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 0 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | [ ] |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | 0 |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | OO |
1 | NAME OF REPORTING PERSON Stephen A. Schwarzman |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) [ ] (b) [ ] |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | 0 |
6 | SHARED VOTING POWER | 0 |
7 | SOLE DISPOSITIVE POWER | 0 |
8 | SHARED DISPOSITIVE POWER | 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 0 |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | [ ] |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | 0 |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | IN |
AMENDMENT NO. 2 TO SCHEDULE 13G
Reference is hereby made to the statement on Schedule 13G filed with the Securities and Exchange Commission on February 14, 2014 and Amendment No. 1 thereto filed on February 23, 2015 (as so amended, the “Schedule 13G”). Terms defined in the Schedule 13G are used herein as so defined.
The following items of the Schedule 13G are hereby amended and restated as follows:
| |
ITEM 4 - | OWNERSHIP: |
| The information set forth in Rows 5 through 9 and 11 of each of the cover pages of this Amendment No. 2 to Schedule 13G is incorporated herein by reference. |
ITEM 5 - | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: |
| If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owners of more than five percent of the Common Stock, check the following: [X ]. �� |
| |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: May 12, 2015
| TRIMARAN FUND II, L.L.C. |
| By: | /s/ Dean C. Kehler |
| | Name: Dean C. Kehler Title: Managing Member |
| TRIMARAN CAPITAL, L.L.C. |
| By: | /s/ Dean C. Kehler |
| | Name: Dean C. Kehler Title: Managing Member |
| TRIMARAN PARALLEL FUND II, L.P. |
| By: | /s/ Dean C. Kehler |
| | Name: Dean C. Kehler Title: Managing Partner |
| CIBC EMPLOYEE PRIVATE EQUITY FUND (TRIMARAN) PARTNERS |
| By: | /s/ Jacqueline C. Moss |
| | Name: Jacqueline C. Moss Title: Authorized Signatory |
| | |
| BTO TRIMARAN, L.P. |
| By: | /s/ Christopher J. James |
| | Name: Christopher J. James Title: Authorized Signatory |
| BTO HOLDINGS MANAGER – NQ L.L.C. |
| By: | Blackstone Tactical Opportunities Associates – NQ L.L.C., its managing member |
| By: | BTOA – NQ L.L.C., its manager |
| By: | Blackstone Holdings II L.P., its managing member |
| By: | Blackstone Holdings I/II GP Inc., its general partner |
| By: | /s/ John G. Finley |
| | Name: John G. Finley Title: Chief Legal Officer |
| BLACKSTONE TACTICAL OPPORTUNITIES ASSOCIATES – NQ L.L.C. |
| By: | BTOA – NQ L.L.C., its manager |
| By: | Blackstone Holdings II L.P., its managing member |
| By: | Blackstone Holdings I/II GP Inc., its general partner |
| By: | /s/ John G. Finley |
| | Name: John G. Finley Title: Chief Legal Officer |
| BTOA – NQ L.L.C. |
| By: | Blackstone Holdings II L.P., its managing member |
| By: | Blackstone Holdings I/II GP Inc., its general partner |
| By: | /s/ John G. Finley |
| | Name: John G. Finley Title: Chief Legal Officer |
| BLACKSTONE HOLDINGS II L.P. |
| By: | Blackstone Holdings I/II GP Inc., its general partner |
| By: | /s/ John G. Finley |
| | Name: John G. Finley Title: Chief Legal Officer |
| BLACKSTONE HOLDINGS I/II GP INC. |
| By: | /s/ John G. Finley |
| | Name: John G. Finley Title: Chief Legal Officer |
| THE BLACKSTONE GROUP L.P. |
| By: | Blackstone Group Management L.L.C., its general partner |
| By: | /s/ John G. Finley |
| | Name: John G. Finley Title: Chief Legal Officer |
| BLACKSTONE GROUP MANAGEMENT L.L.C. |
| By: | /s/ John G. Finley |
| | Name: John G. Finley Title: Chief Legal Officer |
| STEPHEN A. SCHWARZMAN |
| /s/ Stephen A. Schwarzman |
| |
| |