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S-3 Filing
Albireo Pharma (ALBO) S-3Shelf registration
Filed: 15 Aug 22, 6:22pm
Exhibit 107
Calculation of Filing Fee Tables
Form S-3
(Form Type)
Albireo Pharma, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered Securities
Security Type | Security Class Title | Fee Calculation or Carry Forward Rule | Amount Registered | Proposed Maximum Offering Price Per Unit | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | Carry Forward Form Type | Carry Forward File Number | Carry Forward Initial effective date | Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward | ||||||||||||||||||||||||
Newly Registered Securities | |||||||||||||||||||||||||||||||||||
Fees to Be Paid | Equity | Common stock, $0.01 par value per share | 457 (o) | (1) | (2) | (2) | |||||||||||||||||||||||||||||
Fees to Be Paid | Equity | Preferred stock, $0.01 par value per share | 457 (o) | (1) | (2) | (2) | |||||||||||||||||||||||||||||
Fees to Be Paid | Debt | Debt Securities | 457 (o) | (1) | (2) | (2) | |||||||||||||||||||||||||||||
Fees to Be Paid | Equity | Warrants | 457 (o) | (1) | (2) | (2) | |||||||||||||||||||||||||||||
Fees to Be Paid | Equity | Rights | 457 (o) | (1) | (2) | (2) | |||||||||||||||||||||||||||||
Fees to Be Paid | Equity | Units | 457 (o) | (1) | (2) | (2) | |||||||||||||||||||||||||||||
Fees to Be Paid | Unallocated (Universal) Shelf | (1) | 457 (o) | (1) | (2) | $ | 360,000,000.00 | 0.0000927 | $ | 33,372.00 | |||||||||||||||||||||||||
Carry Forward Securities | |||||||||||||||||||||||||||||||||||
Carry Forward Securities | Equity | Common stock, $0.01 par value per share | 415 (a)(6) | (3) | S-3 | 333-238063 | May 18, 2020 | ||||||||||||||||||||||||||||
Carry Forward Securities | Equity | Preferred stock, $0.01 par value per share | 415 (a)(6) | (3) | S-3 | 333-238063 | May 18, 2020 | ||||||||||||||||||||||||||||
Carry Forward Securities | Debt | Debt Securities | 415 (a)(6) | (3) | S-3 | 333-238063 | May 18, 2020 | ||||||||||||||||||||||||||||
Carry Forward Securities | Equity | Warrants | 415 (a)(6) | (3) | S-3 | 333-238063 | May 18, 2020 | ||||||||||||||||||||||||||||
Carry Forward Securities | Equity | Rights | 415 (a)(6) | (3) | S-3 | 333-238063 | May 18, 2020 | ||||||||||||||||||||||||||||
Carry Forward Securities | Equity | Units | 415 (a)(6) | (3) | S-3 | 333-238063 | May 18, 2020 | ||||||||||||||||||||||||||||
Carry Forward Securities | Unallocated (Universal) Shelf | (3) | 415 (a)(6) | (3) | $ | 40,000,000.00 | 0.0001298 | S-3 | 333-238063 | May 18, 2020 | $ | 5,192.00 | |||||||||||||||||||||||
Total Offering Amounts | $ | 400,000,000.00 | $ | 33,372.00 | |||||||||||||||||||||||||||||||
Total Fees Previously Paid | $ | – | |||||||||||||||||||||||||||||||||
Total Fee Offsets | $ | – | |||||||||||||||||||||||||||||||||
Net Fee Due | $ | 33,372.00 |
(1) | There are being registered hereunder such indeterminate number of shares of common stock and preferred stock, such indeterminate principal amount of debt securities, such indeterminate number of warrants and rights to purchase common stock, preferred stock or debt securities, and such indeterminate number of units, as shall have an aggregate initial offering price not to exceed $400,000,000. If any debt securities are issued at an original issue discount, then the offering price of such debt securities shall be in such greater principal amount as shall result in an aggregate initial offering price not to exceed $400,000,000, less the aggregate dollar amount of all securities previously issued hereunder. Any securities registered hereunder may be sold separately or as units with other securities registered hereunder. The proposed maximum initial offering price per unit will be determined, from time to time, by the registrant in connection with the issuance by the registrant of the securities registered hereunder. The securities registered also include such indeterminate number of shares of common stock and preferred stock and amount of debt securities as may be issued upon conversion of or exchange for preferred stock or debt securities that provide for conversion or exchange, upon exercise of warrants or rights or pursuant to the anti-dilution provisions of any such securities. In addition, pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), the shares being registered hereunder include such indeterminate number of shares of common stock and preferred stock as may be issuable with respect to the shares being registered hereunder as a result of stock splits, stock dividends or similar transactions. |
(2) | The proposed maximum aggregate offering price per class of security will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities registered hereunder and is not specified as to each class of security pursuant to Item 16(b) of Form S-3 under the Securities Act. |
(3) | The registrant previously paid registration fees in the aggregate of $8,751.29 with respect to the Registration Statement on Form S-3 (Commission File No. 333-238063) (the “2020 Registration Statement”). Pursuant to Rule 415(a)(6) under the Securities Act (“Rule 415(a)(6)”), the securities registered pursuant to this Registration Statement include an aggregate of $40,000,000.00 of securities previously registered on the 2020 Registration Statement which remain unsold (the “Carried Unsold Securities”). Pursuant to Rule 415(a)(6), the registration fee of $5,192.00 associated with the offering of the Carried Unsold Securities is hereby applied to offset the registration fees associated with this Registration Statement and will continue to be applied to the Carried Unsold Securities registered pursuant to this Registration Statement. Pursuant to Rule 415(a)(6), the offering of the unsold securities registered under the 2020 Registration Statement will be deemed terminated as of the date of effectiveness of this Registration Statement. To the extent that, after the filing date hereof and prior to the effectiveness of this Registration Statement, the registrant sells any Carried Unsold Securities pursuant to the 2020 Registration Statement, the Registrant will identify in a pre-effective amendment to this Registration Statement the updated amount of Carried Unsold Securities from the 2020 Registration Statement to be included in this Registration Statement pursuant to Rule 415(a)(6) and the updated amount of new securities to be registered on this Registration Statement. |
Table 2: Fee Offset Claims and Sources
Registrant or Filer Name | Form or Filing Type | File Number | Initial Filing Date | Filing Date | Fee Offset Claimed | Security Type Associated with Fee Offset Claimed | Security Title Associated with Fee Offset Claimed | Unsold Securities Associated with Fee Offset Claimed | Aggregate Offering Amount Associated with Fee Offset Claimed | Fee Paid with Fee Offset Source | ||||||||||||||||||||||||||||
Rule 457(b) and 0-11(a)(2) | ||||||||||||||||||||||||||||||||||||||
Fee Offset Claims | ||||||||||||||||||||||||||||||||||||||
Fee Offset Sources | ||||||||||||||||||||||||||||||||||||||
Rule 457(p) | ||||||||||||||||||||||||||||||||||||||
Fee Offset Claims | ||||||||||||||||||||||||||||||||||||||
Fee Offset Sources |
Table 3: Combined Prospectuses
Security Type | Security Class Title | Amount of Securities Previously Registered | Maximum Aggregate Offering Price of Securities Previously Registered | Form Type | File Number | Initial Effective Date | |||||||||||||||||||
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