Issuer | | Symbol | | CUSIP | | Meeting Date | | Matter: | | Proposed by (I)ssuer or (S)hrhldr | Vote Cast? | How Voted | For/Against Mgmt |
| | | | | | | | | | | | | |
CAPITAL PRODUCT PARTNERS L.P. | | CPLP | | Y11082107 | | 7/22/2013 | | ELECT: | | | | | |
| | | | | | | | Keith Forman | | I | YES | FOR | FOR |
| | | | | | | | E.G. Bairactaris | | I | YES | FOR | FOR |
| | | | | | | | | | | | | |
SEADRILL LIMITED | | SDRL | | G7945E105 | | 9/20/2013 | | TO RE-ELECT AS A DIRECTOR OF THE COMPANY: | | | | | |
| | | | | | | | John Fredriksen | | I | YES | FOR | FOR |
| | | | | | | | Tor Olav Troim | | I | YES | FOR | FOR |
| | | | | | | | Kate Blankenship | | I | YES | FOR | FOR |
| | | | | | | | Kathrine Fredriksen | | I | YES | FOR | FOR |
| | | | | | | | Carl Erik Steen | | I | YES | FOR | FOR |
| | | | | | | | Bert Bekker | | I | YES | FOR | FOR |
| | | | | | | | Paul Leand, Jr. | | I | YES | FOR | FOR |
| | | | | | | | | | | | | |
| | | | | | | | TO AMEND: | | I | YES | FOR | FOR |
| | | | | | | | The Company's By-Laws Nos. 57 (A), 89, 93 (B), 103, 104, 105, 106 (A), 110, and 111 | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | TO APPOINT: | | I | YES | FOR | FOR |
| | | | | | | | PricewaterhouseCoopers LLP as auditor and to authorize the directors to determine their remuneration. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | TO APPROVE: | | I | YES | FOR | FOR |
| | | | | | | | The remuneration of the Company's Board of Directors of a total amount of fees not to exceed US$1,500,000 for the year ended December 31, 2013. | | | | | |
| | | | | | | | | | | | | |
GOLAR LNG PARTNERS L.P. | | GMLP | | Y2745C102 | | 9/20/2013 | | TO ELECT: | | I | YES | FOR | FOR |
| | | | | | | | Bart Veldhuizen as a Class I Director of the Partnership whose term will expire at the 2016 annual meeting of limited partners. | | | | | |
| | | | | | | | | | | | | |
CRESTWOOD MIDSTREAM PARTNERS L.P. | | CMLP | | 226372100 | | 10/4/2013 | | APPROVE: | | I | YES | FOR | FOR |
| | | | | | | | Agreement & plan of merger, by & among Crestwood Midstream Partners LP ("Crestwood"), Crestwood Gas Services GP LLC, the General Partner of Crestwood, Crestwood Holdings LLC, the parent company of CMLP GP, Inergy Midstream, L.P., NRGM GP, LLC, The General Partner of Inergy Midstream, Inergy L.P., the indirect parent company of NRGM GP, LLC, & Intrepid Merger Sub, LLC. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPROVE: | | I | YES | FOR | FOR |
| | | | | | | | The adjournment of the special meeting, if necessary or appropriate to solicit additional proxies, if there are not sufficient votes to approve the merger agreement at the time of the special meeting. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPROVE: | | I | YES | FOR | FOR |
| | | | | | | | On an advisory (non-binding basis), the compensation payments that will or may be paid by Crestwood to its named executive officers in connection with the merger. | | | | | |
| | | | | | | | | | | | | |
ENTERPRISE PRODUCTS PARTNERS L.P. | | EPD | | 293792107 | | 9/30/2013 | | APPROVE: | | I | YES | FOR | FOR |
| | | | | | | | The amendment and restatement of the 2008 Enterprise Products long-term incentive plan. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPROVE: | | I | YES | FOR | FOR |
| | | | | | | | The amendment and restatement of the EPD unit purchase plan. | | | | | |
| | | | | | | | | | | | | |
PLAINS ALL AMERICAN PIPELINE, L.P. | | PAA | | 726503105 | | 11/19/2013 | | APPROVE: | | I | YES | FOR | FOR |
| | | | | | | | The Plains All American 2013 Long-term incentive plan. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPROVE: | | I | YES | FOR | FOR |
| | | | | | | | The adjournment of the special meeting to a later date or dates, if deemed necessary or appropriate by the general partner, to solicit additional proxies. | | | | | |
| | | | | | | | | | | | | |
NAVIOS MARITIME PARTNERS L.P. | | NMM | | Y62267102 | | 12/4/2013 | | TO ELECT: | | I | YES | FOR | FOR |
| | | | | | | | Dimitris P. Gkouras as Director | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RATIFY: | | I | YES | FOR | FOR |
| | | | | | | | The appointment of PricwaterhouseCoopers as the company's independent public accountants for the fiscal year ending December 31, 2013. | | | | | |
| | | | | | | | | | | | | |
SEASPAN CORPORATION | | SSW | | Y75638208 | | 1/28/2014 | | APPROVE: | | I | YES | FOR | FOR |
| | | | | | | | Adoption of an amendment to Seaspan Corporation's amended and restated articles of incorporation to increase the number of authorized preferred shares from 65,000,000 to 150,000,000, with a corresponding increase in the number of authorized shares of capital stock from 290,000,100 to 375,000,100. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPROVE: | | I | YES | FOR | FOR |
| | | | | | | | Adoption of an amendment to Seaspan Corporation's amended and restated articles of incorporation to declassify the Board of Directors of Seaspan Corporation and provide for the annual election of the members of the Board of Directors. | | | | | |
| | | | | | | | | | | | | |
PVR PARTNERS, L.P. | | PVR | | 693665101 | | 3/20/2014 | | TO CONSIDER AND VOTE: | | I | YES | FOR | FOR |
| | | | | | | | On a proposal to adopt the agreement and plan of merger, dated as of October 9, 2013 (as it may be amended from time to time), which is referred to as the merger agreement, by and among PVR, PVR GP, LLC, the General partner of PVR, Regency Energy partners LP, and Regency GP LP, the General Partner of Regency, and the transactions contemplated thereby, | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | TO CONSIDER AND VOTE: | | I | YES | FOR | FOR |
| | | | | | | | On a proposal to approve the adjournment of the PVR special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement at the time of the special meeting. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | TO CONSIDER AND VOTE: | | I | YES | FOR | FOR |
| | | | | | | | On a proposal to approve, on an advisory (non-binding) basis, the related compensation payments that will or may be paid by PVR to its named executive officers in connection with the merger. | | | | | |
| | | | | | | | | | | | | |
SPECTRA ENERGY CORP. | | SE | | 847560109 | | 4/15/2014 | | TO ELECT AS DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | Gregory L. Ebel | | | | | |
| | | | | | | | Austin. A. Adams | | | | | |
| | | | | | | | Joseph Alvarado | | | | | |
| | | | | | | | Pamela L. Carter | | | | | |
| | | | | | | | Clarence P. Cazelot, Jr. | | | | | |
| | | | | | | | F. Anthony Comper | | | | | |
| | | | | | | | Peter B. Hamilton | | | | | |
| | | | | | | | Michael McShane | | | | | |
| | | | | | | | Michael G. Morris | | | | | |
| | | | | | | | Michael EJ Phelps | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RATIFICATION: | | I | YES | FOR | FOR |
| | | | | | | | Of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2014. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | ADVISORY RESOLUTION: | | I | YES | FOR | FOR |
| | | | | | | | To approve executive compensation. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | SHAREHOLDER PROPOSAL: | | S | YES | AGAINST | FOR |
| | | | | | | | Concerning disclosure of political contributions. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | SHAREHOLDER PROPOSAL: | | S | YES | AGAINST | FOR |
| | | | | | | | Concerning methane emissions target. | | | | | |
| | | | | | | | | | | | | |
MARATHON PETROLEUM CORPORATION | | MPC | | 56585A102 | | 4/30/2014 | | TO ELECT AS DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | Steven A. Davis | | | | | |
| | | | | | | | Gary R. Heminger | | | | | |
| | | | | | | | John W. Snow | | | | | |
| | | | | | | | John P. Surma | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RATIFICATION: | | I | YES | FOR | FOR |
| | | | | | | | Of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2014. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | ADVISORY APPROVAL: | | I | YES | FOR | FOR |
| | | | | | | | Of the company's 2014 named executive officer compensation. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | SHAREHOLDER PROPOSAL: | | S | YES | AGAINST | FOR |
| | | | | | | | Seeking the adoption of quantitative greenhouse gas emission reduction goals and associated reports. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | SHAREHOLDER PROPOSAL: | | S | YES | AGAINST | FOR |
| | | | | | | | Seeking a report on corporate lobbying expenditures, policies and procedures. | | | | | |
| | | | | | | | | | | | | |
ENBRIDGE INC. | | ENB | | 29250N105 | | 5/7/2014 | | TO ELECT AS DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | David A Arledge | | | | | |
| | | | | | | | James J. Blanchard | | | | | |
| | | | | | | | J. Lorne Braithwaite | | | | | |
| | | | | | | | J. Herb England | | | | | |
| | | | | | | | Charles W. Fischer | | | | | |
| | | | | | | | V.M. Kempston Darkes | | | | | |
| | | | | | | | David A. Leslie | | | | | |
| | | | | | | | Al Monaco | | | | | |
| | | | | | | | George K. Petty | | | | | |
| | | | | | | | Charles E. Schultz | | | | | |
| | | | | | | | Dan C. Tutcher | | | | | |
| | | | | | | | Catherine L. Williams | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPOINT: | | I | YES | FOR | FOR |
| | | | | | | | PricewaterhouseCoopers LLP as auditors. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | INCREASE: | | I | YES | FOR | FOR |
| | | | | | | | The number of shares reserved under our stock option plans. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | AMEND, CONTINUE AND APPROVE: | | I | YES | FOR | FOR |
| | | | | | | | The shareholder rights plan. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | VOTE: | | I | YES | FOR | FOR |
| | | | | | | | On the approach to executive compensation. | | | | | |
| | | | | | | | | | | | | |
PEABODY ENERGY CORPORATION | | BTU | | 704549104 | | 5/8/2014 | | TO ELECT AS DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | Gregory H. Boyce | | | | | |
| | | | | | | | William A. Coley | | | | | |
| | | | | | | | William E. James | | | | | |
| | | | | | | | Robert B. Karn III | | | | | |
| | | | | | | | Henry E. Lentz | | | | | |
| | | | | | | | Robert A. Malone | | | | | |
| | | | | | | | William C. Rusnack | | | | | |
| | | | | | | | Michael W. Sutherlin | | | | | |
| | | | | | | | John F. Turner | | | | | |
| | | | | | | | Sandra A. Van Trease | | | | | |
| | | | | | | | Alan H. Washkowitz | | | | | |
| | | | | | | | Heather A. Wilson | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RATIFICATION: | | I | YES | FOR | FOR |
| | | | | | | | Of appointment of independent registered public accounting firm. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | ADVISORY RESOLUTION: | | I | YES | FOR | FOR |
| | | | | | | | To approve named executive officer compensation. | | | | | |
| | | | | | | | | | | | | |
BONAVISTA ENERGY CORPORATION | | BNP | | 09784Y108 | | 5/1/2014 | | TO ELECT AS DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | Keith A. MacPhail | | | | | |
| | | | | | | | Ian S. Brown | | | | | |
| | | | | | | | Michael M. Kanovsky | | | | | |
| | | | | | | | Sue Lee | | | | | |
| | | | | | | | Margaret A. McKenzie | | | | | |
| | | | | | | | Ronald J. Poelzer | | | | | |
| | | | | | | | Christopher P. Slubicki | | | | | |
| | | | | | | | Jason E. Skehar | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPOINT: | | I | YES | FOR | FOR |
| | | | | | | | KPMG LLP, chartered accountants, as our auditors and to authorize the directors to fix their remuneration as such. | | | | | |
| | | | | | | | | | | | | |
GIBSON ENERGY INC. | | GEI | | 374825206 | | 5/7/2014 | | TO ELECT AS DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | James M. Estey | | | | | |
| | | | | | | | James J. Cleary | | | | | |
| | | | | | | | Donald R. Ingram | | | | | |
| | | | | | | | Marshall L. McRae | | | | | |
| | | | | | | | Mary Ellen Peters | | | | | |
| | | | | | | | Clayton H. Woitas | | | | | |
| | | | | | | | A. Stewart Hanlon | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | TO PASS A RESOLUTION: | | I | YES | FOR | FOR |
| | | | | | | | Appointing PricewaterhouseCoopers LLP as our auditors, to serve as our auditors until the next annual meeting of shareholders and authorizing the Directors to fix their remuneration. | | | | | |
| | | | | | | | | | | | | |
NRG YIELD, INC. | | NYLD | | 62942X108 | | 5/6/2014 | | TO ELECT AS DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | David Crane | | | | | |
| | | | | | | | John F. Chlebowski | | | | | |
| | | | | | | | Kirkland B. Andrews | | | | | |
| | | | | | | | Brian R. Ford | | | | | |
| | | | | | | | Mauricio Gutierrez | | | | | |
| | | | | | | | Ferrell P. McClean | | | | | |
| | | | | | | | Christopher S. Sotos | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | TO RATIFY: | | I | YES | FOR | FOR |
| | | | | | | | The appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2014. | | | | | |
| | | | | | | | | | | | | |
PHILLIPS 66 | | PSX | | 718546104 | | 5/7/2014 | | TO ELECT AS DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | William R. Loomis, Jr. | | | | | |
| | | | | | | | Glenn F. Tilton | | | | | |
| | | | | | | | Marna C. Whittington | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RATIFY: | | I | YES | FOR | FOR |
| | | | | | | | The appointment of Ernst & Young LLP as independent registered public accounting firm for 2014. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | ADVISORY, NON-BINDING VOTE: | | I | YES | FOR | FOR |
| | | | | | | | On the approval of executive compensation. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | VOTE: | | S | YES | AGAINST | FOR |
| | | | | | | | Greenhouse gas reduction goals. | | | | | |
| | | | | | | | | | | | | |
CONSOL ENERGY INC. | | CNX | | 20854P109 | | 5/7/2014 | | TO ELECT AS DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | J. Brett Harvey | | | | | |
| | | | | | | | Nicholas J. Deiuliis | | | | | |
| | | | | | | | Philip W. Baxter | | | | | |
| | | | | | | | James E. Altmeyer, Sr. | | | | | |
| | | | | | | | Alvin R. Carpenter | | | | | |
| | | | | | | | William E. Davis | | | | | |
| | | | | | | | Raj K. Gupta | | | | | |
| | | | | | | | David C. Hardesty, Jr. | | | | | |
| | | | | | | | Maureen E. Lally-Green | | | | | |
| | | | | | | | John T. Mills | | | | | |
| | | | | | | | William P. Powell | | | | | |
| | | | | | | | Joseph T. Williams | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RATIFICATION: | | I | YES | FOR | FOR |
| | | | | | | | Of anticipated selection of independent auditor: Ernst & Young LLP | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPROVAL: | | | | | |
| | | | | | | | Of compensation paid in 2013 to Consol Energy Inc.'s named executives | | I | YES | FOR | FOR |
| | | | | | | | | | | | | |
| | | | | | | | VOTE: | | | | | |
| | | | | | | | On a shareholder proposal regarding political contributions. | | S | YES | AGAINST | FOR |
| | | | | | | | | | | | | |
| | | | | | | | VOTE: | | | | | |
| | | | | | | | On a shareholder proposal regarding a climate change report. | | S | YES | AGAINST | FOR |
| | | | | | | | | | | | | |
| | | | | | | | VOTE: | | | | | |
| | | | | | | | On a shareholder proposal regarding an independent board chairman. | | S | YES | AGAINST | FOR |
| | | | | | | | | | | | | |
CRESCENT POINT ENERGY CORP. | | CPG | | 22576C101 | | 5/9/2014 | | TO FIX: | | I | YES | FOR | FOR |
| | | | | | | | The number of Directors of the corporation for the ensuing year at eight (8). | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | Rene Amirault | | | | | |
| | | | | | | | Peter Bannister | | | | | |
| | | | | | | | Kenney F. Cugnet | | | | | |
| | | | | | | | D. Hugh Gillard | | | | | |
| | | | | | | | Robert F. Heinemann | | | | | |
| | | | | | | | Gerald A. Romanzin | | | | | |
| | | | | | | | Scott Saxberg | | | | | |
| | | | | | | | Gregory G. Turnbull | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RESOLUTION: | | I | YES | FOR | FOR |
| | | | | | | | To approve an amendment to the corporation's restricted share bonus plan. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RESOLUTION: | | I | YES | FOR | FOR |
| | | | | | | | Authorizing certain amendments to the corporation's articles of incorporation to implement a share dividend program. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPOINTMENT: | | I | YES | FOR | FOR |
| | | | | | | | Of Pricewaterhouse Coopers LLP, chartered accountants, as auditors of the corporation and authorize the Board of Directors of the corporation to fix their remuneration as such. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | ADVISORY RESOLUTION: | | I | YES | FOR | FOR |
| | | | | | | | To accept the corporation's approach to executive compensation. | | | | | |
| | | | | | | | | | | | | |
U.S. SILICA HOLDINGS, INC. | | SLCA | | 90346E103 | | 5/8/2014 | | DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | Daniel Avramovich | | | | | |
| | | | | | | | Peter Bernard | | | | | |
| | | | | | | | William J. Kacal | | | | | |
| | | | | | | | Charles Shaver | | | | | |
| | | | | | | | Bryan A. Shinn | | | | | |
| | | | | | | | J. Michael Stice | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RATIFICATION: | | I | YES | FOR | FOR |
| | | | | | | | Of appointment of Grant Thornton LLP as independent registered public accounting firm for 2014. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | ADVISORY VOTE: | | I | YES | FOR | FOR |
| | | | | | | | To approve the compensation of the named executive officers, as disclosed in the proxy statement. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | ADVISORY VOTE: | | | | | |
| | | | | | | | On the frequency of the advisory vote to approve the compensation of the named executive officers. | | | | | |
| | | | | | | | 1 year | | I | YES | FOR | FOR |
| | | | | | | | 2 years | | | | | |
| | | | | | | | 3 years | | | | | |
| | | | | | | | Abstain | | | | | |
| | | | | | | | | | | | | |
INTER PIPELINE LTD. | | IPL | | 45833V109 | | 5/12/2014 | | TO FIX: | | I | YES | FOR | FOR |
| | | | | | | | The number of shareholders to be elected at the meeting at seven members and to elect seven directors to hold office until the next annual meeting of our shareholders or until their successors are elected or appointed. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | Richard Shaw | | | | | |
| | | | | | | | David Fesyk | | | | | |
| | | | | | | | Lorne Brown | | | | | |
| | | | | | | | Duane Keinick | | | | | |
| | | | | | | | William Robertson | | | | | |
| | | | | | | | Brant Sangster | | | | | |
| | | | | | | | Alison Taylor Love | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPOINT: | | I | YES | FOR | FOR |
| | | | | | | | Ernst & Young LLP as auditors to serve until the next annual meeting of shareholders, the audit committee will recommend EY's compensation to the Board for its review and approval. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | SPECIAL RESOLUTION: | | I | YES | FOR | FOR |
| | | | | | | | Authorizing an amendment to our articles to create a new class of preferred shares designated as "Class A Preferred Shares." | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPROVE: | | I | YES | FOR | FOR |
| | | | | | | | The shareholder rights plan agreement which gives effect to the rights plan and the issuance of all rights. | | | | | |
| | | | | | | | | | | | | |
ARC RESOURCES LTD. | | ARX | | 00208D408 | | 5/14/2014 | | DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | John P. Dielwart | | | | | |
| | | | | | | | Fred J. Dyment | | | | | |
| | | | | | | | Timothy J. Hearn | | | | | |
| | | | | | | | James C. Houck | | | | | |
| | | | | | | | Harold N. Kvisle | | | | | |
| | | | | | | | Kathleen M. O'Neill | | | | | |
| | | | | | | | Herbert C. Pinder, Jr. | | | | | |
| | | | | | | | William G. Sembo | | | | | |
| | | | | | | | Myron M. Stadnyk | | | | | |
| | | | | | | | Mac H. Van Wielingen | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPOINT: | | I | YES | FOR | FOR |
| | | | | | | | Deloitt LLP, chartered accountants, as auditors to hold office until the close of the next annual meeting of the corporation, at such remuneration as may be determined by the Board of Directors of the corporation. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RESOLUTION: | | I | YES | FOR | FOR |
| | | | | | | | To approve the corporations advisory vote on executive compensation. | | | | | |
| | | | | | | | | | | | | |
NISOURCE INC. | | NI | | 65473P105 | | 5/13/2014 | | DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | Richard A. Abdoo | | | | | |
| | | | | | | | Aristides S. Candris | | | | | |
| | | | | | | | Sigmund L. Cornelius | | | | | |
| | | | | | | | Michael E. Jesanis | | | | | |
| | | | | | | | Marty R. Kittrell | | | | | |
| | | | | | | | W. Lee Nutter | | | | | |
| | | | | | | | Deborah S. Parker | | | | | |
| | | | | | | | Robert C. Skaggs, Jr. | | | | | |
| | | | | | | | Teresa A. Taylor | | | | | |
| | | | | | | | Richard L. Thompson | | | | | |
| | | | | | | | Carolyn Y. Woo | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | ADVISORY APPROVAL: | | I | YES | FOR | FOR |
| | | | | | | | Of executive compensation. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RATIFY: | | I | YES | FOR | FOR |
| | | | | | | | The appointment of Deloitte & Touche LLP as the company's independent registered public accountants. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | TO CONSIDER: | | S | YES | AGAINST | FOR |
| | | | | | | | A stockholder proposal regarding reports on political contributions. | | | | | |
| | | | | | | | | | | | | |
BAYTEX ENERGY CORP. | | BTE | | 07317Q105 | | 5/15/2014 | | FIXING: | | I | YES | FOR | FOR |
| | | | | | | | The number of Directors of Baytex to be elected at nine. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | James L. Bowzer | | | | | |
| | | | | | | | John A. Brussa | | | | | |
| | | | | | | | Raymond T. Chan | | | | | |
| | | | | | | | Edward Chwyl | | | | | |
| | | | | | | | Naveen Dargan | | | | | |
| | | | | | | | R.E.T. (Rusty) Goepel | | | | | |
| | | | | | | | Gregory K. Melchin | | | | | |
| | | | | | | | Mary Ellen Peters | | | | | |
| | | | | | | | Dale O. Shwed | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPOINT: | | I | YES | FOR | FOR |
| | | | | | | | Deloitte LLP, chartered accountants, as auditors of Baytex for the ensuing year and to authorize the directors of Baytex to fix their remuneration. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | ADVISORY RESOLUTION: | | I | YES | FOR | FOR |
| | | | | | | | To accept the approach to executive compensation. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPROVE: | | I | YES | FOR | FOR |
| | | | | | | | A by-law respecting advance notice for the nomination of directors. | | | | | |
| | | | | | | | | | | | | |
PEMBINA PIPELINE CORPORATION | | PBA | | 706327103 | | 5/9/2014 | | DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | Grand D. Billing | | | | | |
| | | | | | | | Thomas W. Buchanan | | | | | |
| | | | | | | | Michael H. Dilger | | | | | |
| | | | | | | | Randall J. Findlay | | | | | |
| | | | | | | | Lorne B. Gordon | | | | | |
| | | | | | | | David M.B. Legresley | | | | | |
| | | | | | | | Robert B. Michaeleski | | | | | |
| | | | | | | | Leslie A. O'Donoghue | | | | | |
| | | | | | | | Jeffrey T. Smith | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPOINT: | | I | YES | FOR | FOR |
| | | | | | | | KPMG LLP, chartered accountants, as the auditors of the corporation for the ensuing financial year at a remuneration to be fixed by management. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RESOLUTION: | | I | YES | FOR | FOR |
| | | | | | | | Approving and authorizing the amendments to the stock option plan, including an increase to the number of common shares reserved for issuance under the plan, and an amendment to the individuals eligible to participate in the plan. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | ACCEPT: | | I | YES | FOR | FOR |
| | | | | | | | The approach to executive compensation. | | | | | |
| | | | �� | | | | | | | | | |
HOLLYFRONTIER CORPORATION | | HFC | | 436106108 | | 5/14/2014 | | DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | Douglas Y. Bech | | | | | |
| | | | | | | | Leldon E. Echols | | | | | |
| | | | | | | | R. Kevin Hardage | | | | | |
| | | | | | | | Michael C. Jennings | | | | | |
| | | | | | | | Robert J. Kostelnik | | | | | |
| | | | | | | | James H. Lee | | | | | |
| | | | | | | | Frankling Myers | | | | | |
| | | | | | | | Michael E. Rose | | | | | |
| | | | | | | | Tommy Valenta | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | ADVISORY VOTE: | | I | YES | FOR | FOR |
| | | | | | | | To approve named executive officer compensation. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RATIFY: | | I | YES | FOR | FOR |
| | | | | | | | The appointment of Ernst & Young LLP as the company's registered public accounting firm for the 2014 fiscal year. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | STOCKHOLDER PROPOSAL: | | S | YES | AGAINST | FOR |
| | | | | | | | Greenhouse Gas Emissions. | | | | | |
| | | | | | | | | | | | | |
TRANSOCEAN LTD. | | RIG | | H8817H100 | | 5/16/2014 | | 2013 ANNUAL REPORT: | | I | YES | FOR | FOR |
| | | | | | | | Including consolidated financial statements and statutory financial statements of Transocean Ltd. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | DISCHARGE: | | I | YES | FOR | FOR |
| | | | | | | | Of Board of Directors and executive management from liability for activities during fiscal year 2013. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPROPRIATION: | | I | YES | FOR | FOR |
| | | | | | | | Of available earnings. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | DISTRIBUTION: | | I | YES | FOR | FOR |
| | | | | | | | Of a dividend out of capital contribution reserves of US$3.00 per outstanding share. | | | |
| | | | | | | | | | | | | |
| | | | | | | | AUTHORIZED: | | I | YES | FOR | FOR |
| | | | | | | | Share capital. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | REDUCTION: | | I | YES | FOR | FOR |
| | | | | | | | Of the maximum number of members of Board of Directors to 11 from 14. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | AMENDMENTS: | | I | YES | FOR | FOR |
| | | | | | | | To articles of association to implement the Minder Ordinance: Amendments regarding elections and related matters. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | AMENDMENTS: | | I | YES | FOR | FOR |
| | | | | | | | To articles of association to implement the Minder Ordinance: Binding shareholder ratification of the compensation of the Board of Directors and the executive management team. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | AMENDMENTS: | | I | YES | FOR | FOR |
| | | | | | | | To articles of association to implement the Minder Ordinance: Supplementary amount for persons assuming an executive management team position during a compensation period for which shareholder ratification has already been granted. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | AMENDMENTS: | | I | YES | FOR | FOR |
| | | | | | | | To articles of association to implement the Minder Ordinance: General principles and terms applicable to the compensation of the members of the Board of Directors and executive management team. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | AMENDMENTS: | | I | YES | FOR | FOR |
| | | | | | | | To articles of association to implement the Minder Ordinance: Permissible mandates of members of the Board of Directors and the executive management team. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | AMENDMENTS: | | I | YES | FOR | FOR |
| | | | | | | | To articles of association to implement the Minder Ordinance: Loans and post-retirement benefits beyond occupational pensions. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | AMENDMENT: | | I | YES | FOR | FOR |
| | | | | | | | To articles of association regarding the applicable vote standard for elections of directors, the chairman and members of the Compensation Committee. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | AMENDMENT: | | I | YES | FOR | FOR |
| | | | | | | | To the articles of association regarding shareholder agenda item requests pursuant to Swiss law. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RE-ELECTION OF DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | Ian C. Strachan | | | | | |
| | | | | | | | Glyn A. Barker | | | | | |
| | | | | | | | Vanessa C.L. Chang | | | | | |
| | | | | | | | Frederico F. Curado | | | | | |
| | | | | | | | Chad Deaton | | | | | |
| | | | | | | | Martin B. McNamara | | | | | |
| | | | | | | | Samuel Merksamer | | | | | |
| | | | | | | | Edward R. Muller | | | | | |
| | | | | | | | Steven L. Newman | | | | | |
| | | | | | | | Tan Ek Kia | | | | | |
| | | | | | | | Vincent J. Intrieri | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | ELECTION: | | I | YES | FOR | FOR |
| | | | | | | | Of Ian C. Strachan as the Chairman of the Board of Directors for a term extending until completion of the next annual general meeting. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: | | I | YES | FOR | FOR |
| | | | | | | | Frederico F. Curado | | | | | |
| | | | | | | | Martin B. McNamara | | | | | |
| | | | | | | | Tan Ek Kia | | | | | |
| | | | | | | | Vincent J. Intrieri | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | ELECTION: | | I | YES | FOR | FOR |
| | | | | | | | Of Schweiger Advokatur / Notariat as the independent proxy for a term extending until the completion of the next annual general meeting. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPOINTMENT: | | I | YES | FOR | FOR |
| | | | | | | | Of Ernst & Young LLP as the company's independent registered public accounting firm for fiscal year 2014 and re-election of Ernst & Young Ltd, Zurich, as the company's auditor for a further one-year term. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | ADVISORY VOTE: | | I | YES | FOR | FOR |
| | | | | | | | To approve named executive officer compensation. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RE-APPROVAL: | | I | YES | FOR | FOR |
| | | | | | | | Of the material terms of the performance goals under the long-term incentive plan of Transocean Ltd. | | | | | |
| | | | | | | | �� | | | | | |
THE WILLIAMS COMPANIES, INC. | | WMB | | 969457100 | | 5/22/2014 | | ELECTION OF DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | Alan S. Armstrong | | | | | |
| | | | | | | | Joseph R. Cleveland | | | | | |
| | | | | | | | Kathleen B. Cooper | | | | | |
| | | | | | | | John A. Haag | | | | | |
| | | | | | | | Juanita H. Hinshaw | | | | | |
| | | | | | | | Ralph Izzo | | | | | |
| | | | | | | | Frank T. MacInnis | | | | | |
| | | | | | | | Eric W. Mandelblatt | | | | | |
| | | | | | | | Steven W. Nance | | | | | |
| | | | | | | | Murray D. Smith | | | | | |
| | | | | | | | Janice D. Stoney | | | | | |
| | | | | | | | Laura A. Sugg | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPROVAL: | | I | YES | FOR | FOR |
| | | | | | | | Of the amendment to the Williams Companies, Inc. 2007 Incentive Plan | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPROVAL: | | I | YES | FOR | FOR |
| | | | | | | | Of the amendment to the Williams Companies, Inc. 2007 Employee Stock Purchase Plan. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RATIFICATION: | | I | YES | FOR | FOR |
| | | | | | | | Of Ernst & Young LLP as auditors for 2014. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPROVAL: | | I | YES | FOR | FOR |
| | | | | | | | By non-binding advisory vote, of the company's executive compensation. | | | | | |
| | | | | | | | | | | | | |
KINDER MORGAN, INC. | | KMI | | 49456B101 | | 5/19/2014 | | DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | Richard D. Kinder | | | | | |
| | | | | | | | Steven J. Kean | | | | | |
| | | | | | | | Anthony W. Hall, Jr. | | | | | |
| | | | | | | | Deborah A. Macdonald | | | | | |
| | | | | | | | Michael J. Miller | | | | | |
| | | | | | | | Michael C. Morgan | | | | | |
| | | | | | | | Fayez Sarofim | | | | | |
| | | | | | | | C. Park Shaper | | | | | |
| | | | | | | | Joel V. Staff | | | | | |
| | | | | | | | John M. Stokes | | | | | |
| | | | | | | | Robert F. Vagt | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RATIFICATION: | | I | YES | FOR | FOR |
| | | | | | | | Of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2014. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | STOCKHOLDER PROPOSAL: | | S | YES | AGAINST | FOR |
| | | | | | | | Relating to a report on the company's response to climate change. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | STOCKHOLDER PROPOSAL: | | S | YES | AGAINST | FOR |
| | | | | | | | Relating to a report on methane emissions and pipeline maintenance. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | STOCKHOLDER PROPOSAL: | | S | YES | AGAINST | FOR |
| | | | | | | | Relating to an annual sustainability report. | | | | | |
| | | | | | | | | | | | | |
ONEOK, INC. | | OKE | | 682680103 | | 5/21/2014 | | DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | James C. Day | | | | | |
| | | | | | | | Julie H. Edwards | | | | | |
| | | | | | | | William L. Ford | | | | | |
| | | | | | | | John W. Gibson | | | | | |
| | | | | | | | Bert H. Mackie | | | | | |
| | | | | | | | Steven J. Malcolm | | | | | |
| | | | | | | | Jim W. Mogg | | | | | |
| | | | | | | | Pattye L. Moore | | | | | |
| | | | | | | | Gary D. Parker | | | | | |
| | | | | | | | Eduardo A. Rodriguez | | | | | |
| | | | | | | | Terry K. Spencer | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RATIFICATION: | | I | YES | FOR | FOR |
| | | | | | | | Of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Oneok, Inc. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | ADVISORY VOTE: | | I | YES | FOR | FOR |
| | | | | | | | To approve the company's executive compensation. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | SHAREHOLDER PROPOSAL: | | S | YES | AGAINST | FOR |
| | | | | | | | Regarding publication of a report on methane emissions. | | | | | |
| | | | | | | | | | | | | |
THE SOUTHERN COMPANY | | SO | | 842587107 | | 5/28/2014 | | DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | J.P. Baranco | | | | | |
| | | | | | | | J.A. Boscia | | | | | |
| | | | | | | | H.A. Clark III | | | | | |
| | | | | | | | T.A. Fanning | | | | | |
| | | | | | | | D.J. Grain | | | | | |
| | | | | | | | V.M. Hagen | | | | | |
| | | | | | | | W.A. Hood, Jr. | | | | | |
| | | | | | | | L.P. Hudson | | | | | |
| | | | | | | | D.M. James | | | | | |
| | | | | | | | D.E. Klein | | | | | |
| | | | | | | | W.G. Smith, Jr. | | | | | |
| | | | | | | | S.R. Specker | | | | | |
| | | | | | | | E.J. Wood III | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RATIFICATION: | | I | YES | FOR | FOR |
| | | | | | | | Of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for 2014. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | ADVISORY VOTE: | | I | YES | FOR | FOR |
| | | | | | | | To approve named executive officer compensation. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | STOCKHOLDER PROPOSAL: | | S | YES | AGAINST | FOR |
| | | | | | | | On an independent Board Chair. | | | | | |
| | | | | | | | | | | | | |
ENSCO PLC | | ESV | | G3157S106 | | 5/19/2014 | | RE-ELECTION OF DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | J. Roderick Clark | | | | | |
| | | | | | | | Roxanne J. Decyk | | | | | |
| | | | | | | | Mark E. Francis CBE | | | | | |
| | | | | | | | C. Christopher Gaut | | | | | |
| | | | | | | | Gerald W. Haddock | | | | | |
| | | | | | | | Francis S. Kalman | | | | | |
| | | | | | | | Daniel W. Rabun | | | | | |
| | | | | | | | Keith O. Rattie | | | | | |
| | | | | | | | Paul E. Rowsey, III | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | TO AUTHORIZE: | | I | YES | FOR | FOR |
| | | | | | | | The Board of Directors to allot shares. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | TO RATIFY: | | I | YES | FOR | FOR |
| | | | | | | | The Audit Committee's appointment of KMPG LLP as the independent registered public accounting firm for the year ended 31 December 2014. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | TO RE-APPOINT: | | I | YES | FOR | FOR |
| | | | | | | | KMPG Audit plc as the U.K. statutory auditors under the U.K. Companies Act 2006. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | TO AUTHORIZE: | | I | YES | FOR | FOR |
| | | | | | | | The Audit Committee to determine the U.K. statutory auditor's remuneration. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | TO APPROVE: | | I | YES | FOR | FOR |
| | | | | | | | The Directors' remuneration policy. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | NON-BINDING ADVISORY VOTE: | | I | YES | FOR | FOR |
| | | | | | | | To approve the Directors' remuneration report for the year ended 31 December 2013. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | NON-BINDING ADVISORY VOTE: | | I | YES | FOR | FOR |
| | | | | | | | To approve the compensation to the named executive officers. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | NON-BINDING ADVISORY VOTE: | | I | YES | FOR | FOR |
| | | | | | | | To approve the report of the auditors and the Directors and the U.K. statutory accounts for the year ended 31 December 2013. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | TO APPROVE: | | I | YES | FOR | FOR |
| | | | | | | | A capital reorganization. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | TO APPROVE: | | I | YES | FOR | FOR |
| | | | | | | | The disapplication of pre-emption rights. | | | | | |
| | | | | | | | | | | | | |
TARGA RESOURCES CORP. | | TRGP | | 87612G101 | | 5/29/2014 | | DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | Charles R. Crisp | | | | | |
| | | | | | | | Laura C. Fulton | | | | | |
| | | | | | | | James W. Whalen | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RATIFICATION: | | I | YES | FOR | FOR |
| | | | | | | | Of selection of independent auditors. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | ADVISORY VOTE: | | I | YES | FOR | FOR |
| | | | | | | | On executive compensation. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | SHAREHOLDER PROPOSAL: | | S | YES | AGAINST | FOR |
| | | | | | | | Regarding publication of a report on methane emissions. | | | | | |
| | | | | | | | | | | | | |
BUCKEYE PARTNERS, L.P. | | BPL | | 118230101 | | 6/3/2014 | | DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | Forrest E. Wylie | | | | | |
| | | | | | | | Barbara J. Duganier | | | | | |
| | | | | | | | Joseph A. Lasala, Jr. | | | | | |
| | | | | | | | Martin A. White | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RATIFICATION: | | I | YES | FOR | FOR |
| | | | | | | | Of the selection of Deloitte & Touche LLP as Buckeye Partners, L.P.'s independent registered public accountants for 2014. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | APPROVAL: | | I | YES | FOR | FOR |
| | | | | | | | In an advisory vote, of the compensation of Buckeye's named executive officers. | | | |
| | | | | | | | | | | | | |
MARKWEST ENERGY PARTNERS, L.P. | | MWE | | 570759100 | | 6/6/2014 | | DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | Frank M. Semple | | | | | |
| | | | | | | | Donald D. Wolf | | | | | |
| | | | | | | | W.A. Bruckmann III | | | | | |
| | | | | | | | Michael L. Beatty | | | | | |
| | | | | | | | Charles K. Dempster | | | | | |
| | | | | | | | Donald C. Heppermann | | | | | |
| | | | | | | | Randall J. Larson | | | | | |
| | | | | | | | Anne E. Fox Mounsey | | | | | |
| | | | | | | | Williams P. Nicoletti | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | TO APPROVE: | | I | YES | FOR | FOR |
| | | | | | | | On an advisory basis, the compensation of the partnership's named executive officers. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RATIFICATION: | | I | YES | FOR | FOR |
| | | | | | | | Of Deloitte & Touche LLP as the partnership's independent registered public accountants for the fiscal year ending December 31, 2014. | | | | | |
| | | | | | | | | | | | | |
BREITBURN ENERGY PARTNERS L.P. | | BBEP | | 106776107 | | 6/19/2014 | | DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | Randall H. Breitenbach | | | | | |
| | | | | | | | David B. Kilpatrick | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | ADVISORY PROPOSAL: | | I | YES | FOR | FOR |
| | | | | | | | To approve the compensation of the named executive officers of Breitburn GP, LLC. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | RATIFICATION: | | I | YES | FOR | FOR |
| | | | | | | | Of the appointment of PricewaterhouseCoopers, LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2014. | | | | | |
| | | | | | | | | | | | | |
PENGROWTH ENERGY CORPORATION | | PGH | | 70706P104 | | 6/24/2014 | | APPOINTMENT: | | I | YES | FOR | FOR |
| | | | | | | | Of KPMG LLP as auditors of the corporation for the ensuing year and authorizing the directors to fix their remunerations. | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | DIRECTOR: | | I | YES | FOR | FOR |
| | | | | | | | Derek W. Evans | | | | | |
| | | | | | | | John B. Zaozirny | | | | | |
| | | | | | | | Wayne K. Foo | | | | | |
| | | | | | | | Kelvin B. Johnston | | | | | |
| | | | | | | | James D. McFarland | | | | | |
| | | | | | | | Michael S. Parrett | | | | | |
| | | | | | | | A. Terence Poole | | | | | |
| | | | | | | | Barry D. Stewart | | | | | |
| | | | | | | | D. Michael G. Stewart | | | | | |
| | | | | | | | | | | | | |
| | | | | | | | ADVISORY VOTE: | | I | YES | FOR | FOR |
| | | | | | | | On a resolution to accept the corporation's approach to executive compensation. | | | | | |