The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABSOLUTE SOFTWARE CORPORATION | COM | 00386B109 | 3,569 | 562,000 | SH | SOLE | 562,000 | 0 | 0 | ||
| ALLOT COMMUNICATIONS, LTD. | COM | IL0010996 | 875 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
| AEROHIVE NETWORKS | COM | 007786106 | 316 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| BANKRATE INC | COM | 06647F102 | 136 | 8,000 | SH | SOLE | 1 | 8,000 | 0 | 0 | |
| CALIX INC. | COM | 13100M509 | 3,976 | 471,686 | SH | DFND | 1 | 471,686 | 0 | 0 | |
| CALLIDUS SOFTWARE | COM | 13123E500 | 2,289 | 182,800 | SH | DFND | 1 | 182,800 | 0 | 0 | |
| CITRIX SYS INC | COM | 177376100 | 132 | 2,300 | SH | SOLE | 1 | 2,300 | 0 | 0 | |
| COMMVAULT SYSTEMS INC | COM | 204166102 | 130 | 2,000 | SH | SOLE | 1 | 2,000 | 0 | 0 | |
| CONSTANT CONTACT INC | COM | 210313102 | 3,591 | 146,800 | SH | DFND | 1 | 146,800 | 0 | 0 | |
| CYAN INC. | COM | 23247W104 | 2,553 | 598,000 | SH | DFND | 1 | 598,000 | 0 | 0 | |
| DEMAND MEDIA INC. | COM | 24802N109 | 1,480 | 305,100 | SH | DFND | 1 | 305,100 | 0 | 0 | |
| EXAR CORP | COM | 300645108 | 3,094 | 258,900 | SH | DFND | 1 | 258,900 | 0 | 0 | |
| GSE SYSTEMS INC | COM | 36227K106 | 1,987 | 1,141,800 | SH | SOLE | 1,141,800 | 0 | 0 | ||
| HICKORYTECH CORP | COM | 429060106 | 1,776 | 138,861 | SH | DFND | 1 | 138,861 | 0 | 0 | |
| HYDROGENICS CORP. | COM | 448883108 | 1,905 | 69,900 | SH | SOLE | 69,900 | 0 | 0 | ||
| INCONTACT INC | COM | 45336E109 | 1,268 | 132,100 | SH | DFND | 1 | 132,100 | 0 | 0 | |
| INFORMATICA CORP | COM | 45666Q102 | 128 | 3,400 | SH | SOLE | 1 | 3,400 | 0 | 0 | |
| INPHI CORP | COM | 45772F107 | 5,759 | 357,900 | SH | DFND | 1 | 357,900 | 0 | 0 | |
| INTER-NAP NETWORK | COM | 45885A300 | 2,067 | 292,000 | SH | DFND | 1 | 292,000 | 0 | 0 | |
| INTEVAC INC | COM | 461148108 | 3,367 | 347,110 | SH | SOLE | 347,110 | 0 | 0 | ||
| KRAUSE DEFENSE & SECURITY SOLU | COM | 50077B207 | 2,375 | 315,000 | SH | DFND | 1 | 315,000 | 0 | 0 | |
| LRAD CORP. | COM | 50213V109 | 872 | 415,300 | SH | SOLE | 415,300 | 0 | 0 | ||
| MATTERSIGHT CORPORATION | COM | 577097108 | 1,652 | 238,427 | SH | DFND | 1 | 238,427 | 0 | 0 | |
| MATTERSIGHT CORPORATION | PRIVATE | 577097108 | 346 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| NANOMETRICS INC | COM | 630077105 | 2,226 | 123,900 | SH | SOLE | 123,900 | 0 | 0 | ||
| NQ MOBILE INC | COM | 64118U108 | 4,179 | 237,300 | SH | DFND | 1 | 237,300 | 0 | 0 | |
| 02 MICRO INTERNATIONAL | ADR | 67107W100 | 1,464 | 446,200 | SH | SOLE | 446,200 | 0 | 0 | ||
| OPLINK COMMUNICATIONS | COM | 68375Q106 | 2,809 | 156,400 | SH | DFND | 1 | 156,400 | 0 | 0 | |
| PROCERA NETWORKS INC | COM | 74269U203 | 2,234 | 215,000 | SH | DFND | 1 | 215,000 | 0 | 0 | |
| RACKSPACE HOSTING INC. | COM | 750086100 | 131 | 4,000 | SH | SOLE | 1 | 4,000 | 0 | 0 | |
| RINGCENTRAL INC | COM | 76680R206 | 132 | 7,300 | SH | SOLE | 1 | 7,300 | 0 | 0 | |
| SERVICENOW INC | COM | 81762P102 | 78 | 1,300 | SH | SOLE | 1 | 1,300 | 0 | 0 | |
| SHORTEL INC | COM | 825211105 | 3,533 | 410,800 | SH | DFND | 1 | 410,800 | 0 | 0 | |
| SUPERCOM LTD. | COM | M87095119 | 43 | 6,696 | SH | SOLE | 6,696 | 0 | 0 | ||
| TECHTARGET INC | COM | 87874R100 | 914 | 126,739 | SH | DFND | 1 | 126,739 | 0 | 0 | |
| TOWER SEMICONDUCTOR LTD | COM | M87915274 | 1,371 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| TUCOWS INC | COM | 898697107 | 89 | 7,000 | SH | SOLE | 1 | 7,000 | 0 | 0 | |
| TREE.COM INC | COM | 894675107 | 3,210 | 103,400 | SH | DFND | 1 | 103,400 | 0 | 0 | |
| UNWIRED PLANET INC | COM | 683718308 | 2,719 | 1,252,800 | SH | DFND | 1 | 1,252,800 | 0 | 0 | |
| VIRTUSA CORP | COM | 92827P102 | 1,391 | 41,500 | SH | DFND | 1 | 41,500 | 0 | 0 | |
| WEB.COM GROUP INC | COM | 94733A104 | 2,154 | 63,301 | SH | DFND | 1 | 63,301 | 0 | 0 | |
| WESTPORT INNOVATIONS | COM | 960908309 | 1,086 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| ZENITH EPIGENETICS | PRIVATE | 000000000 | 144 | 300,500 | SH | SOLE | 300,500 | 0 | 0 | ||
| ELOYALTY CORP. SERIES B CONV PF | CVPF | 290152990 | 115 | 22,475 | SH | SOLE | 22,475 | 0 | 0 | ||
| OCZ TECHNOLOGY WTS EXP 11/01/1 | WNT | 6709949R5 | 0 | 267,749 | SH | SOLE | 267,749 | 0 | 0 | ||
| RESVERLOGIX CORP WTS 06/14/16 | WNT | 76128M165 | 0 | 152,750 | SH | SOLE | 152,750 | 0 | 0 | ||
| ZENITH EPIGENETICS WTS 6/14/1 | WNT | 989353115 | 35 | 152,750 | SH | SOLE | 152,750 | 0 | 0 | ||