The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABSOLUTE SOFTWARE CORPORATION | COM | 00386B109 | 3,633 | 562,000 | SH | SOLE | 562,000 | 0 | 0 | ||
| ALLOT COMMUNICATIONS, LTD. | COM | IL0010996 | 848 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
| BANKRATE INC | COM | 06647F102 | 186 | 10,600 | SH | SOLE | 1 | 10,600 | 0 | 0 | |
| CALIX INC. | COM | 13100M509 | 3,858 | 471,686 | SH | DFND | 1 | 471,686 | 0 | 0 | |
| CALLIDUS SOFTWARE | COM | 13123E500 | 2,541 | 212,800 | SH | DFND | 1 | 212,800 | 0 | 0 | |
| CONSTANT CONTACT INC | COM | 210313102 | 4,272 | 133,055 | SH | DFND | 1 | 133,055 | 0 | 0 | |
| CYAN INC. | COM | 23247W104 | 2,968 | 736,500 | SH | DFND | 1 | 736,500 | 0 | 0 | |
| ENVENTIS CORP | COM | 429060106 | 2,658 | 167,789 | SH | DFND | 1 | 167,789 | 0 | 0 | |
| EXAR CORP | COM | 300645108 | 2,931 | 259,400 | SH | DFND | 1 | 259,400 | 0 | 0 | |
| GSE SYSTEMS INC | COM | 36227K106 | 1,864 | 1,122,892 | SH | SOLE | 1,122,892 | 0 | 0 | ||
| HYDROGENICS CORP. | COM | 448883108 | 2,068 | 110,729 | SH | DFND | 1 | 110,729 | 0 | 0 | |
| INCONTACT INC | COM | 45336E109 | 1,214 | 132,100 | SH | DFND | 1 | 132,100 | 0 | 0 | |
| INFORMATICA CORP | COM | 45666Q102 | 121 | 3,400 | SH | SOLE | 1 | 3,400 | 0 | 0 | |
| INPHI CORP | COM | 45772F107 | 5,254 | 357,900 | SH | DFND | 1 | 357,900 | 0 | 0 | |
| INTER-NAP NETWORK | COM | 45885A300 | 2,115 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
| INTEVAC INC | COM | 461148108 | 1,546 | 192,976 | SH | SOLE | 192,976 | 0 | 0 | ||
| INVENSENSE INC | COM | 46123D205 | 1,815 | 80,000 | SH | DFND | 1 | 80,000 | 0 | 0 | |
| KRATOS DEFENSE & SECURITY SOLU | COM | 50077B207 | 2,667 | 341,949 | SH | DFND | 1 | 341,949 | 0 | 0 | |
| LRAD CORP. | COM | 50213V109 | 1,053 | 511,300 | SH | SOLE | 511,300 | 0 | 0 | ||
| MANDALAY DIGITAL GROUP INC | COM | 562562207 | 715 | 181,100 | SH | DFND | 1 | 181,100 | 0 | 0 | |
| MATTERSIGHT CORPORATION | COM | 577097108 | 1,266 | 238,427 | SH | DFND | 1 | 238,427 | 0 | 0 | |
| MATTERSIGHT CORPORATION | PRIVATE | 577097108 | 265 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| NANOMETRICS INC | COM | 630077105 | 2,261 | 123,900 | SH | SOLE | 123,900 | 0 | 0 | ||
| NQ MOBILE INC | COM | 64118U108 | 1,456 | 237,158 | SH | DFND | 1 | 237,158 | 0 | 0 | |
| 02 MICRO INTERNATIONAL | ADR | 67107W100 | 1,556 | 456,200 | SH | SOLE | 456,200 | 0 | 0 | ||
| OPLINK COMMUNICATIONS | COM | 68375Q106 | 3,503 | 206,400 | SH | DFND | 1 | 206,400 | 0 | 0 | |
| PLANET PAYMENT INC | COM | Y72603118 | 143 | 50,220 | SH | DFND | 1 | 50,200 | 0 | 0 | |
| PROCERA NETWORKS INC | COM | 74269U203 | 2,911 | 288,500 | SH | DFND | 1 | 288,500 | 0 | 0 | |
| RACKSPACE HOSTING INC. | COM | 750086100 | 67 | 2,000 | SH | SOLE | 1 | 2,000 | 0 | 0 | |
| RINGCENTRAL INC | COM | 76680R206 | 1,336 | 88,300 | SH | DFND | 1 | 88,300 | 0 | 0 | |
| SERVICENOW INC | COM | 81762P102 | 81 | 1,300 | SH | SOLE | 1 | 1,300 | 0 | 0 | |
| SERVICESOURCE INTL | COM | 81763U100 | 528 | 91,100 | SH | DFND | 1 | 91,100 | 0 | 0 | |
| SHORTEL INC | COM | 825211105 | 3,337 | 511,800 | SH | DFND | 1 | 511,800 | 0 | 0 | |
| SIZMEK INC | COM | 83013P105 | 209 | 21,900 | SH | DFND | 1 | 21,900 | 0 | 0 | |
| TECHTARGET INC | COM | 87874R100 | 1,412 | 160,139 | SH | DFND | 1 | 160,139 | 0 | 0 | |
| TOWER SEMICONDUCTOR LTD | COM | M87915100 | 1,277 | 140,600 | SH | SOLE | 140,600 | 0 | 0 | ||
| TUCOWS INC | COM | 898697107 | 86 | 7,000 | SH | SOLE | 1 | 7,000 | 0 | 0 | |
| TREE.COM INC | COM | 894675107 | 3,541 | 121,500 | SH | DFND | 1 | 121,500 | 0 | 0 | |
| UNIVERSAL DISPLAY CORP | COM | 91347P105 | 1,846 | 57,500 | SH | DFND | 1 | 57,500 | 0 | 0 | |
| UNWIRED PLANET INC | COM | 683718308 | 2,348 | 1,052,800 | SH | DFND | 1 | 1,052,800 | 0 | 0 | |
| VERTEX ENERGY - PIPE | COM | 92534K107 | 775 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| VERTEX ENERGY INC | COM | 92534K107 | 97 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| VIOLIN MEMORY INC | COM | 92763A101 | 1,006 | 227,100 | SH | DFND | 1 | 227,100 | 0 | 0 | |
| VIRTUSA CORP | COM | 92827P102 | 2,188 | 61,128 | SH | DFND | 1 | 61,128 | 0 | 0 | |
| VOXX INTERNATIONAL CORP | COM | 91829F104 | 1,020 | 108,400 | SH | DFND | 1 | 108,400 | 0 | 0 | |
| WEB.COM GROUP INC | COM | 94733A104 | 1,972 | 68,301 | SH | DFND | 1 | 68,301 | 0 | 0 | |
| XG TECHNOLOGY | COM | 98372A309 | 240 | 119,500 | SH | SOLE | 119,500 | 0 | 0 | ||
| ZENITH EPIGENETICS | PRIVATE | 000000000 | 144 | 300,500 | SH | SOLE | 300,500 | 0 | 0 | ||
| ELOYALTY CORP. SERIES B CONV PF | CVPF | 290152990 | 115 | 22,475 | SH | SOLE | 22,475 | 0 | 0 | ||
| OCZ TECHNOLOGY WTS EXP 11/01/1 | WNT | 6709949R5 | 0 | 267,749 | SH | SOLE | 267,749 | 0 | 0 | ||
| RESVERLOGIX CORP WTS 06/14/16 | WNT | 76128M165 | 0 | 152,750 | SH | SOLE | 152,750 | 0 | 0 | ||
| ZENITH EPIGENETICS WTS 6/14/1 | WNT | 989353115 | 35 | 152,750 | SH | SOLE | 152,750 | 0 | 0 | ||