UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21751
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LAZARD WORLD DIVIDEND & INCOME FUND, INC.
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(Exact name of registrant as specified in charter)
c/o Lazard Asset Management LLC
30 Rockefeller Plaza
New York, New York 10112
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(Address of principal executive offices) (Zip code)
Nathan A. Paul, Esq.
30 Rockefeller Plaza
New York, New York 10112
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(Name and address of agent for service)
Registrant's telephone number, including area code: (800) 823-6300
Date of fiscal year end: 12/31
Date of reporting period: July 1, 2010-June 30, 2011
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******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21751
Reporting Period: 07/01/2010 - 06/30/2011
Lazard World Dividend & Income Fund, Inc.
Note: Non-voting agenda items are displayed with a Management Recommendation
(Mgt Rec) and Vote Cast of "None"
=================== LAZARD WORLD DIVIDEND & INCOME FUND INC ====================
Note: Non-voting agenda items are displayed with a Management Recommendation
(Mgt Rec) and Vote Cast of "None"
ABERTIS INFRAESTRUCTURAS S.A
Ticker: 1039803Z Security ID: E0003D111
Meeting Date: JUN 21, 2011 Meeting Type: Annual
Record Date: JUN 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements, Management
Reports, and Remuneration Policy Report
for FY 2010; Approve Allocation of
Income and Discharge Directors
2 Ratify Creation of Saba For For Management
Infraestructuras SA; Authorize Non-Cash
Contribution to Saba Infraestructuras
SA in the Form of Shares of Saba
Aparcamientos SA and Abertis Logistica
SA
3 Approve Dividend of EUR 0.67 Per Share For For Management
in Cash or Shares
4 Ratify Dividend Distribution to Viana For For Management
SPE SL; ProA Capital Iberian Buyout
Fund I USA FCR de Regimen Simplificado;
ProA Capital Iberian Buyout Fund I
Europea; ProA Capital Iberian Buyout
Fund I Espana ; and "La Caixa" and its
Controlled Subsidiaries
5 Approve Refund of EUR 0.40 Charged For For Management
Against Share Issue Premium
6 Authorize Increase in Capital Charged For For Management
to Issue Premium for 1:20 Bonus Issue;
Amend Article 5 of Bylaws Accordingly;
Approve Listing of Shares on Secondary
Exchange
7 Amend Several Articles of Bylaws to For For Management
Adapt to Revised Legislations; Approve
Restated Bylaws
8 Amend General Meeting Regulations to For For Management
Adapt to Revised Bylaws and
Legislations, and Add New Article 6bis
Re: Electronic Shareholders' Forum
9 Receive Changes to Board of Directors' None None Management
Guidelines
10 Ratify Appointments of and Reelect For Against Management
Directors
11 Authorize Issuance of Notes, For For Management
Debentures, Other Fixed Income
Securities, and Bonds Exchangeable
and/or Convertible to Shares; Authorize
Exclusion of Preemptive Rights; Void
Previous Authorization
12 Approve Matching Share Plan and For For Management
Implement Terms of Share Option Plans
2007, 2008, 2009, and 2010 Post
Reorganization
13 Reelect PriceWaterhouseCoopers For For Management
Auditores SL as Auditors of Individual
and Consolidated Accounts
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
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ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 4.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Elect Franz Heiss as Employee For For Management
Representative to the Supervisory Board
6 Amend Articles Re: Remuneration of For For Management
Supervisory Board
7 Approve Affiliation Agreements with For For Management
Allianz Global Investors AG
8 Approve Spin-Off and Takeover Agreement For For Management
with Allianz Deutschland AG
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ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Elizabeth E. Bailey For For Management
2 Elect Director Gerald L. Baliles For For Management
3 Elect Director John T. Casteen III For For Management
4 Elect Director Dinyar S. Devitre For For Management
5 Elect Director Thomas F. Farrell II For For Management
6 Elect Director Thomas W. Jones For For Management
7 Elect Director George Munoz For For Management
8 Elect Director Nabil Y. Sakkab For For Management
9 Elect Director Michael E. Szymanczyk For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency None One Year Management
13 Cease Production of Flavored Tobacco Against Against Shareholder
Products
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AMERICAN EAGLE OUTFITTERS, INC.
Ticker: AEO Security ID: 02553E106
Meeting Date: JUN 21, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael G. Jesselson For For Management
2 Elect Director Roger S. Markfield For For Management
3 Elect Director Jay L. Schottenstein For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
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AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David J. Anderson For For Management
2 Elect Director James F. Cordes For For Management
3 Elect Director Ralph D. Crosby, Jr. For For Management
4 Elect Director Linda A. Goodspeed For For Management
5 Elect Director Thomas E. Hoaglin For For Management
6 Elect Director Lester A. Hudson, Jr. For For Management
7 Elect Director Michael G. Morris For For Management
8 Elect Director Richard C. Notebaert For For Management
9 Elect Director Lionel L. Nowell III For For Management
10 Elect Director Richard L. Sandor For For Management
11 Elect Director Kathryn D. Sullivan For For Management
12 Elect Director Sara Martinez Tucker For For Management
13 Elect Director John F. Turner For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
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AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Randall L. Stephenson For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect Director James H. Blanchard For For Management
5 Elect Director Jaime Chico Pardo For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Director Jon C. Madonna For For Management
8 Elect Director Lynn M. Martin For For Management
9 Elect Director John B. McCoy For For Management
10 Elect Director Joyce M. Roche For For Management
11 Elect Director Matthew K. Rose For For Management
12 Elect Director Laura D Andrea Tyson For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
17 Report on Political Contributions Against Against Shareholder
18 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
19 Provide Right to Act by Written Consent Against For Shareholder
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ATLANTIA SPA
Ticker: Security ID: T05404107
Meeting Date: APR 19, 2011 Meeting Type: Annual/Special
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Statutory For For Management
Reports, and Allocation of Income
2 Amend the Company's Stock Option For For Management
Schemes
3 Approve Equity Compensation Plans For For Management
4 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
1 Authorize Capitalization of Reserves For For Management
2 Amend Company Bylaws For For Management
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AVIVA PLC
Ticker: AV. Security ID: G0683Q109
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: APR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Igal Mayer as Director For For Management
4 Re-elect Mary Francis as Director For For Management
5 Re-elect Richard Goeltz as Director For For Management
6 Re-elect Euleen Goh as Director For For Management
7 Re-elect Michael Hawker as Director For For Management
8 Re-elect Mark Hodges as Director For For Management
9 Re-elect Andrew Moss as Director For For Management
10 Re-elect Carole Piwnica as Director For For Management
11 Re-elect Patrick Regan as Director For For Management
12 Re-elect Colin Sharman as Director For For Management
13 Re-elect Leslie Van de Walle as For For Management
Director
14 Re-elect Russell Walls as Director For For Management
15 Re-elect Scott Wheway as Director For For Management
16 Reappoint Ernst & Young LLP as Auditors For For Management
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Approve Remuneration Report For For Management
21 Receive and Consider the Corporate For For Management
Responsibility Report
22 Approve EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
24 Approve Annual Bonus Plan 2011 For For Management
25 Approve Long Term Incentive Plan 2011 For For Management
26 Amend All Employee Share Ownership Plan For For Management
27 Authorise Market Purchase For For Management
28 Authorise Market Purchase For For Management
29 Authorise Market Purchase For For Management
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AVIVA PLC
Ticker: AV. Security ID: G0683Q109
Meeting Date: MAY 04, 2011 Meeting Type: Special
Record Date: APR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Partial Disposal of the For For Management
Company's Interest in Delta Lloyd NV
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AXA
Ticker: CS Security ID: F06106102
Meeting Date: APR 27, 2011 Meeting Type: Annual/Special
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 0.69 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions and Approve
New Transaction
5 Reelect Jean-Martin Folz as Director For For Management
6 Reelect Giuseppe Mussari as Director For For Management
7 Elect Marcus Schenck as Director For For Management
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Authorize Capitalization of Reserves of For For Management
Up to EUR 1 Billion for Bonus Issue or
Increase in Par Value
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
12 Approve Issuance of Shares up to 20 For For Management
Percent of Issued Capital Per Year for
a Private Placement, up to EUR 1
Billiion
13 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights under Items 11 and 12
14 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote under Items 10 to 13 and 17
15 Authorize Capital Increase of Up to EUR For For Management
1 Billion for Future Exchange Offers
16 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
17 Authorize Issuance of Equity upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities for Up to EUR
1 Billion
18 Approve Issuance of Securities For For Management
Convertible into Debt up to an
Aggregate Nominal Amount of EUR 2
Billion
19 Approve Employee Stock Purchase Plan For For Management
20 Approve Stock Purchase Plan Reserved For For Management
for Employees of International
Subsidiaries
21 Authorize up to 2 Percent of Issued For For Management
Capital for Use in Stock Option Plan
22 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
23 Authorize up to 0.4 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
24 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
25 Amend Article 23 of Bylaws to Comply For For Management
with New Legislation Re: General
Meetings
26 Authorize Filing of Required For For Management
Documents/Other Formalities
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BANCO DO BRASIL S.A.
Ticker: BBAS3 Security ID: P11427112
Meeting Date: AUG 05, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Reflect Changes in For For Management
Capital
2 Amend Article 7 For For Management
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BANCO DO BRASIL S.A.
Ticker: BBAS3 Security ID: P11427112
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2010
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council For For Management
4 Approve Remuneration for Fiscal Council For For Management
5 Elect Directors For For Management
6 Approve Remuneration of Executive For For Management
Officers, Non-Executive Directors, and
Fiscal Council Members
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BANCO DO BRASIL S.A.
Ticker: BBAS3 Security ID: P11427112
Meeting Date: MAY 31, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of EuroBank For For Management
2 Ratify Contract to Acquire 100 Percent For For Management
of Shares of EuroBank and Appoint
Independent Firm to Appraise Proposed
Acquisition
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BANK OF CYPRUS PUBLIC CO. (FRMLY BANK OF CYPRUS LTD.)
Ticker: BOCY Security ID: M16502128
Meeting Date: JUL 23, 2010 Meeting Type: Special
Record Date: JUL 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
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BANK OF CYPRUS PUBLIC CO. (FRMLY BANK OF CYPRUS LTD.)
Ticker: BOCY Security ID: M16502128
Meeting Date: SEP 20, 2010 Meeting Type: Special
Record Date: SEP 09, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividend For For Management
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BANK OF CYPRUS PUBLIC COMPANY LTD.
Ticker: BOCY Security ID: M16502128
Meeting Date: MAR 23, 2011 Meeting Type: Special
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Convertible Capital For For Management
Securities Issuance
2 Increase Authorized Common Stock For For Management
3 Amend Stock Option Plan For Against Management
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BANK OF CYPRUS PUBLIC COMPANY LTD.
Ticker: BOCY Security ID: M16502128
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAY 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and Income For For Management
Allocation
2 Elect Directors For For Management
3 Approve Director Remuneration and For For Management
Remuneration Report
4 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
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BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Allison IV For For Management
1.2 Elect Director Jennifer S. Banner For For Management
1.3 Elect Director K. David Boyer, Jr. For For Management
1.4 Elect Director Anna R. Cablik For For Management
1.5 Elect Director Ronald E. Deal For For Management
1.6 Elect Director J. Littleton Glover, Jr. For For Management
1.7 Elect Director Jane P. Helm For For Management
1.8 Elect Director John P. Howe III For For Management
1.9 Elect Director Kelly S. King For For Management
1.10 Elect Director Valeria Lynch Lee For For Management
1.11 Elect Director J. Holmes Morrison For For Management
1.12 Elect Director Nido R. Qubein For For Management
1.13 Elect Director Thomas E. Skains For For Management
1.14 Elect Director Thomas N. Thompson For For Management
1.15 Elect Director Stephen T. Williams For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Report on Political Contributions Against For Shareholder
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
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BOLSAS Y MERCADOS ESPANOLES, SOCIEDAD HLDG DE MERCADOS Y SISTEMAS FINANCIERS S.A
Ticker: Security ID: E8893G102
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports for FY 2010; Approve Discharge
of Directors
2 Approve Allocation of Income for FY For For Management
2010
3 Approve Extraordinary Dividends Charged For For Management
to Free Reserves
4.1 Amend Article 10, Paragraph 3 Re: For For Management
Period of Holding Shareholder's General
Meeting and Remove Reference to
Presentation of Annual Corporate
Governance Report
4.2 Amend Article 12, Paragraph 1 Re: For For Management
Publication of Shareholder's General
Meeting Notice
4.3 Amend Article 17, Paragraph 1 Re: Venue For For Management
of Shareholder's General Meetings
4.4 Amend Article 22, Paragraph 2 Re: For For Management
Supermajority Requirements
4.5 Amend Article 35, Paragraph 2 Re: For For Management
Increase Competences of Audit Committee
4.6 Add New Section d) in Article 36, For For Management
Paragraph 2 Re: Competences of
Nomination and Remuneration Committee
4.7 Add New Section d) in Article 37, For For Management
Paragraph 2 Re: Competences of Market
and System Operations Committee
4.8 Amend Paragraph 2, and Delete Paragraph For For Management
5 of Article 43 Re: Compiling of Annual
Accounts, and Remove Reference to
Filing of These Documents by Board of
Directors
4.9 Amend Articles 46, 47, Paragraph 1 and For For Management
48, Paragraph 2 Re: Dissolution and
Liquidation
5.1 Amend Paragraph 2, and Delete Paragraph For For Management
3 of Article 6; Amend Article 8,
Paragraph 1 Re: Period of Holding
Shareholder's General Meeting and
Remove Reference to Presentation of
Annual Corporate Governance Report
5.2 Amend Article 7, Paragraph 1.f) of For For Management
General Meeting Regulations Re:
Shareholder's Vote on Mergers and
Spin-Off
5.3 Amend Article 9 Paragraph 1 of General For For Management
Meeting Regulations Re: Publication of
Shareholder's General Meeting Notice
5.4 Add New Paragraph 3 in Article 10 of For For Management
General Meeting Regulations Re: Online
Shareholder's Forum
5.5 Amend Article 13, Paragraph 1 of For For Management
General Meeting Regulations Re:
Supermajority Requirements
5.6 Amend Article 19, Paragraph 7 of For For Management
General Meeting Regulations
6.1 Re-elect Javier Alonzo Ruiz-Ojeda as For Against Management
Director
6.2 Re-elect Jose Antonio Alvarez Alvarez For Against Management
as Director
6.3 Re-elect Ignacio Benjumea Cabeza de For Against Management
Vaca as Director
7 Approve Remuneration of Board Chairman For For Management
8 Approve Remuneration of Directors For For Management
9 Approve Variable Remuneration Plans For Against Management
10 Advisory Vote on Remuneration Report For For Management
11 Re-elect Deloitte SL as Auditor of For For Management
Individual and Consolidated Accounts
12 Authorize Increase in Capital without For For Management
Preemptive Rights; and Amend Article 5
Accordingly
13 Authorize Issuance of Convertible or For Against Management
Non-Convertible Bonds, Debentures,
Notes, and Fixed Income Securities
Including Warrants Without Preemptive
Rights
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
15 Receive Changes to Board of Director's None None Management
Guidelines
16 Allow Questions None None Management
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CENOVUS ENERGY INC.
Ticker: CVE Security ID: 15135U109
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ralph S. Cunningham as Director For For Management
1.2 Elect Patrick D. Daniel as Director For For Management
1.3 Elect Ian W. Delaney as Director For For Management
1.4 Elect Brian C. Ferguson as Director For For Management
1.5 Elect Michael A. Grandin as Director For For Management
1.6 Elect Valerie A.A. Nielsen as Director For For Management
1.7 Elect Charles M. Rampacek as Director For For Management
1.8 Elect Colin Taylor as Director For For Management
1.9 Elect Wayne G. Thomson as Director For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: 00939 Security ID: Y1397N101
Meeting Date: SEP 15, 2010 Meeting Type: Special
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Furong as Shareholder For For Shareholder
Representative Supervisor
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: 00939 Security ID: Y1397N101
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: MAY 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of Board of Directors For For Management
2 Approve Report of Board of Supervisors For For Management
3 Approve Final Financial Accounts For For Management
4 Approve Fixed Assets Investment Budget For For Management
for the Year 2011
5 Approve Profit Distribution Plan for For For Management
2010
6 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
7 Elect Dong Shi as Non-Executive For For Management
Director
8 Approve Purchase of Head Office For For Management
Business Processing Centre
9 Approve 2010 Final Emolument None For Shareholder
Distribution Plan for Directors and
Supervisors
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CIELO SA
Ticker: CIEL3 Security ID: P2859E100
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2010
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council For For Management
4 Approve Remuneration of Executive For Against Management
Officers, Non-Executive Directors, and
Fiscal Council Members
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CIELO SA
Ticker: CIEL3 Security ID: P2859E100
Meeting Date: APR 29, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For For Management
for Bonus Issue
2 Approve 1:3 Reverse Stock Split For For Management
3 Approve Change in Authorized Capital For For Management
4 Amend Article 7 For For Management
5 Amend Article 9 For For Management
6 Amend Stock Option Plan For Against Management
7 Amend Article 17 For For Management
8 Amend Article 22 For For Management
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CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Armitage For For Management
2 Elect Director Richard H. Auchinleck For For Management
3 Elect Director James E. Copeland, Jr. For For Management
4 Elect Director Kenneth M. Duberstein For For Management
5 Elect Director Ruth R. Harkin For For Management
6 Elect Director Harold W. McGraw III For For Management
7 Elect Director James J. Mulva For For Management
8 Elect Director Robert A. Niblock For For Management
9 Elect Director Harald J. Norvik For For Management
10 Elect Director William K. Reilly For For Management
11 Elect Director Victoria J. Tschinkel For For Management
12 Elect Director Kathryn C. Turner For For Management
13 Elect Director William E. Wade, Jr. For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency None One Year Management
17 Approve Omnibus Stock Plan For For Management
18 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Gender Identity
19 Report on Political Contributions Against For Shareholder
20 Report on Lobbying Expenses Against For Shareholder
21 Report on Accident Risk Reduction Against Against Shareholder
Efforts
22 Adopt Policy to Address Coastal Against Against Shareholder
Louisiana Environmental Impacts
23 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
24 Report on Financial Risks of Climate Against Against Shareholder
Change
25 Report on Environmental Impact of Oil Against For Shareholder
Sands Operations in Canada
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DAITO TRUST CONSTRUCTION CO. LTD.
Ticker: 1878 Security ID: J11151107
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 131
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Minabe, Isao For For Management
3.2 Elect Director Kumakiri, Naomi For For Management
3.3 Elect Director Inada, Akio For For Management
3.4 Elect Director Asano, Hideki For For Management
3.5 Elect Director Igawa, Takashi For For Management
3.6 Elect Director Nakaita, Hideyuki For For Management
3.7 Elect Director Kadouchi, Hitoshi For For Management
3.8 Elect Director Nakada, Shuuji For For Management
3.9 Elect Director Kawaguchi, Hiroshi For For Management
3.10 Elect Director Nishimura, Tomoyuki For For Management
3.11 Elect Director Sasamoto, Yuujiro For For Management
3.12 Elect Director Marcus Merner For For Management
4 Approve Retirement Bonuses and Special For For Management
Payments in Connection with Abolition
of Retirement Bonus System
5 Approve Deep Discount Stock Option Plan For For Management
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DARDEN RESTAURANTS, INC.
Ticker: DRI Security ID: 237194105
Meeting Date: SEP 14, 2010 Meeting Type: Annual
Record Date: JUL 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard L. Berry For For Management
1.2 Elect Director Odie C. Donald For For Management
1.3 Elect Director Christopher J. Fraleigh For For Management
1.4 Elect Director Victoria D. Harker For For Management
1.5 Elect Director David H. Hughes For For Management
1.6 Elect Director Charles A. Ledsinger Jr For For Management
1.7 Elect Director William M. Lewis, Jr. For For Management
1.8 Elect Director Senator Connie Mack, III For For Management
1.9 Elect Director Andrew H. Madsen For For Management
1.10 Elect Director Clarence Otis, Jr. For For Management
1.11 Elect Director Michael D. Rose For For Management
1.12 Elect Director Maria A. Sastre For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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DEUTSCHE TELEKOM AG
Ticker: DTE Security ID: D2035M136
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Postpone Discharge of Supervisory Board For For Management
Member Klaus Zumwinkel for Fiscal 2008
5 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
6 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2011
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Reelect Hubertus von Gruenberg to the For For Management
Supervisory Board
9 Reelect Bernhard Walter to the For For Management
Supervisory Board
10 Amend Affiliation Agreement with For For Management
Subsidiary T-Systems International GmbH
11 Amend Amendment of Affiliation For For Management
Agreement with Subsidiary
DeTeFleetServices GmbH
12 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary DFMG Holding
GmbH
13 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary
DeTeAssekuranz (Deutsche Telekom
Assekuranz-Vermittlungsgesellschaft
mbH)
14 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Vivento
Customer Services GmbH
15 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Vivento
Technical Services GmbH
16 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Deutsche
Telekom Accounting GmbH
17 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Deutsche
Telekom Training GmbH
18 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Norma
Telekommunikationsdienste GmbH
19 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary DeTeAsia
Holding GmbH
20 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Traviata
Telekommunikationsdienste GmbH
21 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Scout24
Holding GmbH
22 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary T-Mobile
Worldwide Holding GmbH
23 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Telekom
Deutschland GmbH
24 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary MagyarCom
Holding GmbH
25 Amend Corporate Purpose For For Management
26 Approve Settlement Agreement Between For For Management
Deutsche Telekom AG and Former
Management Board Member Kai Ricke
27 Approve Settlement Agreement Between For For Management
Deutsche Telekom AG and Former
Supervisory Board Member Klaus
Zumwinkel
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 01, 2011 Meeting Type: Annual
Record Date: NOV 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D.N. Farr For For Management
1.2 Elect Director H. Green For For Management
1.3 Elect Director C.A. Peters For For Management
1.4 Elect Director J.W. Prueher For For Management
1.5 Elect Director R.L. Ridgway For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Stock Option Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
ENI SPA
Ticker: ENI Security ID: T3643A145
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Fix Number of Directors For For Management
4 Fix Directors' Term For For Management
5.1 Slate Submitted by the Ministry of None Did Not Vote Management
Economics and Finance
5.2 Slate Submitted by Institutional None For Management
Investors (Assogestioni)
6 Elect Chairman of the Board of For For Management
Directors
7 Approve Remuneration of Directors For Against Management
8.1 Slate Submitted by the Ministry of None Against Management
Economics and Finance
8.2 Slate Submitted by Institutional None For Management
Investors (Assogestioni)
9 Appoint Internal Statutory Auditors' For For Management
Chairman
10 Approve Internal Auditors' Remuneration For For Management
11 Approve Compensation of the Judicial For For Management
Officer of Corte dei Conti Responsible
for Eni's Financial Control
--------------------------------------------------------------------------------
ENTERPRISE GP HOLDINGS L.P.
Ticker: EPE Security ID: 293716106
Meeting Date: NOV 22, 2010 Meeting Type: Special
Record Date: OCT 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
--------------------------------------------------------------------------------
FORD OTOMOTIV SANAYI AS (FORMERLY OTOSAN OTOMOBIL)
Ticker: FROTO Security ID: M7608S105
Meeting Date: OCT 26, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For Did Not Vote Management
Council of Meeting
2 Approve Allocation of Income For Did Not Vote Management
3 Elect Directors For Did Not Vote Management
4 Authorize Presiding Council to Sign For Did Not Vote Management
Minutes of Meeting
5 Wishes None None Management
--------------------------------------------------------------------------------
FORTUM OYJ
Ticker: FUM1V Security ID: X2978Z118
Meeting Date: MAR 31, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Operating
and Financial Review; Receive
Supervisory Board's and Auditor's
Report; Receive CEO's Review
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 Per Share
9 Approve Discharge of Supervisory Board, For For Management
Board of Directors, and President
10 Approve Remuneration of Members of For For Management
Supervisory Board
11 Fix Number of Supervisory Board Members For For Management
12 Elect Supervisory Board Members For For Management
13 Approve Remuneration of Directors in For For Management
the Amount of EUR 66,000 for Chairman,
EUR 49,200 for Vice Chairman, and EUR
35,400 for Other Directors; Approve
Attendance Fees for Board and Committee
Work
14 Fix Number of Directors at Seven For For Management
15 Reelect Sari Baldauf (Chairman), For For Management
Christian Ramm-Schmidt (Vice Chairman),
Esko Aho, Ilona Ervasti-Vaintola, and
Joshua Larson as Directors; Elect Minoo
Akhtarzand and Heinz-Werner Binzel as
New Directors
16 Approve Remuneration of Auditors For For Management
17 Ratify Deloitte & Touche Ltd. as For For Management
Auditors
18 Dissolve Supervisory Board None For Shareholder
19 Appoint a Nominating Committee None For Shareholder
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan Crown For For Management
2 Elect Director Don H. Davis, Jr. For For Management
3 Elect Director Robert C. McCormack For Against Management
4 Elect Director Robert S. Morrison For For Management
5 Elect Director James A. Skinner For For Management
6 Elect Director David B. Smith, Jr. For For Management
7 Elect Director David B. Speer For For Management
8 Elect Director Pamela B. Strobel For For Management
9 Elect Director Kevin M. Warren For For Management
10 Elect Director Anre D. Williams For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Approve Executive Incentive Bonus Plan For For Management
15 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: ADPV10686
Meeting Date: SEP 21, 2010 Meeting Type: Special
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Type and Nominal Value of the For For Management
Rights Shares
1b Approve Proportion and Number of the For For Management
Rights Shares to be Issued
1c Approve Subscription Price for the For For Management
Rights Shares
1d Approve Target Subscribers for the For For Management
Rights Issue
1e Approve Use of Proceeds For For Management
1f Approve Effective Period of the For For Management
Resolution
1g Approve Authorization for the Rights For For Management
Issue
2 Approve Arrangements for the For For Management
Accumulated Undistributed Profits Prior
to the Completion of the Rights Issue
of A Shares and H Shares
3 Approve Feasibility Analysis Report on For For Management
Use of Proceeds from the Rights Issue
of A Shares and H Shares
4 Approve Report on Utilization of For For Management
Proceeds from Previous Issuances
5 Authorize Board to Fix Remuneration of For For Management
Directors and Supervisors
6 Elect Xu Shanda as Independent For For Management
Non-Executive Director
7 Elect Li Xiaopeng as Executive Director None For Shareholder
8 Approve Utilization of Proceeds from None For Shareholder
the Previous Issuance of A Share
Convertible Bonds
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: ADPV10686
Meeting Date: SEP 21, 2010 Meeting Type: Special
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Types and Nominal Value of For For Management
Securities to be Issued in Relation to
the Rights Issue of A Shares and H
Shares
1b Approve Proportion and Number of Shares For For Management
to be Issued in Relation to the Rights
Issue of A Shares and H Shares
1c Approve Subscription Price and Basis For For Management
for Price Determination in Relation to
the Rights Issue of A Shares and H
Shares
1d Approve Target Subscribers in Relation For For Management
to the Rights Issue of A Shares and H
Shares
1e Approve Amount and Use of Proceeds in For For Management
Relation to the Rights Issue of A
Shares and H Shares
1f Approve Effective Period of the For For Management
Resolutions in Relation to the Rights
Issue of A Shares and H Shares
1g Approve Authorization for the Rights For For Management
Issue in Relation to the Rights Issue
of A Shares and H Shares
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: ADPV10686
Meeting Date: MAY 31, 2011 Meeting Type: Annual
Record Date: APR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Work Report of Board of For For Management
Directors
2 Approve 2010 Work Report of Board of For For Management
Supervisors
3 Approve 2010 Audited Accounts For For Management
4 Approve 2010 Profit Distribution Plan For For Management
5 Approve Purchase of Office Premises by For For Management
Shanghai Branch
6 Approve 2011 Fixed Assets Investment For For Management
Budget
7 Reappoint Ernst & Young and Ernst & For For Management
Young Hua Ming as External Auditors and
Fix Aggregate Audit Fees for 2011 at
RMB 159.6 Million
8 Elect Zhao Lin as Shareholder None For Shareholder
Supervisor
9 Approve Payment of Remuneration to None For Shareholder
Directors and Supervisors
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For For Management
4 Elect Director Reed E. Hundt For For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For For Management
8 Elect Director Jane E. Shaw For For Management
9 Elect Director Frank D. Yeary For For Management
10 Elect Director David B. Yoffie For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For For Management
13 Amend Qualified Employee Stock Purchase For For Management
Plan
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency None One Year Management
--------------------------------------------------------------------------------
INTESA SANPAOLO SPA
Ticker: ISP Security ID: T55067101
Meeting Date: MAY 09, 2011 Meeting Type: Annual/Special
Record Date: APR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income For For Management
2 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
1 Amend Company Bylaws For For Management
2 Authorize Issuance of Equity with For For Management
Preemptive Rights
--------------------------------------------------------------------------------
ISRAEL CHEMICALS LTD.
Ticker: ICL Security ID: M5920A109
Meeting Date: OCT 04, 2010 Meeting Type: Annual
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
3 Elect Directors and Approve Their For For Management
Remuneration
4 Elect Eran Sarig as Director For For Management
5 Approve Director Indemnification For For Management
Agreement
--------------------------------------------------------------------------------
JX HOLDINGS, INC.
Ticker: 5020 Security ID: J29699105
Meeting Date: JUN 27, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8
2.1 Elect Director Nishio, Shinji For For Management
2.2 Elect Director Takahagi, Mitsunori For For Management
2.3 Elect Director Hirai, Shigeo For For Management
2.4 Elect Director Sugiuchi, Kiyonobu For For Management
2.5 Elect Director Yamagata, Yukio For For Management
2.6 Elect Director Kagami, Kazuo For For Management
2.7 Elect Director Uchijima, Ichiro For For Management
2.8 Elect Director Kawada, Junichi For For Management
2.9 Elect Director Kimura, Yasushi For For Management
2.10 Elect Director Matsushita, Isao For For Management
2.11 Elect Director Koseki, Makoto For For Management
2.12 Elect Director Okada, Masanori For For Management
2.13 Elect Director Shoyama, Etsuhiko For For Management
2.14 Elect Director Takamura, Juichi For For Management
2.15 Elect Director Sakata, Masahiro For For Management
2.16 Elect Director Komiyama, Hiroshi For For Management
3 Set Aggregate Compensation Ceilings for For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
KILROY REALTY CORPORATION
Ticker: KRC Security ID: 49427F108
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Kilroy, Sr. For For Management
1.2 Elect Director John B. Kilroy, Jr. For For Management
1.3 Elect Director Edward F. Brennan For For Management
1.4 Elect Director William P. Dickey For For Management
1.5 Elect Director Scott S. Ingraham For For Management
1.6 Elect Director Dale F. Kinsella For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
KUMBA IRON ORE LTD
Ticker: KIO Security ID: S4341C103
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended 31
December 2010
2 Reappoint Deloitte & Touche as Auditors For For Management
of the Company and G Krog as the
Designated Auditor
3.1 Elect Godfrey Gomwe as Director For For Management
3.2 Re-elect Zarina Bassa as Director For For Management
3.3 Re-elect Dolly Mokgatle as Director For For Management
3.4 Re-elect Allen Morgan as Director For For Management
4.1 Re-elect Zarina Bassa as Chairman of For For Management
the Audit Committee
4.2 Re-elect Allen Morgan as Member of the For For Management
Audit Committee
4.3 Re-elect Dolly Mokgatle as Member of For For Management
the Audit Committee
5 Approve Non-Executive Directors' Fees For For Management
with Effect from 1 January 2011
6 Approve Additional Remuneration for For For Management
Non-Executive Directors
7 Place Five Percent Authorised but For For Management
Unissued Shares under Control of
Directors
8 Authorise Board to Issue Shares for For For Management
Cash up to a Maximum of Five Percent of
Issued Share Capital
9 Amend Bonus Share Plan For Against Management
10 Authorise Repurchase of Shares in Terms For Against Management
of the Bonus Share Plan
11 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
MAN GROUP PLC
Ticker: EMG Security ID: G5790V156
Meeting Date: JUL 08, 2010 Meeting Type: Annual
Record Date: JUL 06, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Ruud Hendriks as Director For For Management
5 Elect Frederic Jolly as Director For For Management
6 Re-elect Alison Carnwath as Director For For Management
7 Re-elect Kevin Hayes as Director For For Management
8 Re-elect Patrick O'Sullivan as Director For For Management
9 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase For For Management
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
15 Adopt New Articles of Association For For Management
16 Approve 2010 Sharesave Scheme For For Management
--------------------------------------------------------------------------------
MAN GROUP PLC
Ticker: EMG Security ID: G5790V156
Meeting Date: SEP 01, 2010 Meeting Type: Special
Record Date: AUG 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of GLG Partners Inc For For Management
--------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 13, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael J. Dolan For For Management
2 Elect Director Robert A. Eckert For For Management
3 Elect Director Frances D. Fergusson For For Management
4 Elect Director Tully M. Friedman For For Management
5 Elect Director Dominic Ng For For Management
6 Elect Director Vasant M. Prabhu For For Management
7 Elect Director Andrea L. Rich For For Management
8 Elect Director Dean A. Scarborough For For Management
9 Elect Director Christopher A. Sinclair For For Management
10 Elect Director G. Craig Sullivan For For Management
11 Elect Director Kathy Brittain White For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Provide Right to Call Special Meeting For Against Management
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MEDIATEK INC.
Ticker: 2454 Security ID: Y5945U103
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve to Merge Ralink Technology Corp For For Management
via Shares Swap by New shares Issuance
4 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties and
Procedures for Endorsement and
Guarantees
5 Amend Articles of Association For For Management
6 Approve Amendment to Rules of Procedure For For Management
for Election of Directors and
Supervisors
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 25, 2010 Meeting Type: Annual
Record Date: JUN 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director David L. Calhoun For For Management
1.3 Elect Director Victor J. Dzau For For Management
1.4 Elect Director William A. Hawkins For For Management
1.5 Elect Director Shirley A. Jackson For For Management
1.6 Elect Director James T. Lenehan For For Management
1.7 Elect Director Denise M. O'Leary For For Management
1.8 Elect Director Kendall J. Powell For For Management
1.9 Elect Director Robert C. Pozen For For Management
1.10 Elect Director Jean-Pierre Rosso For For Management
1.11 Elect Director Jack W. Schuler For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP INC.
Ticker: 8411 Security ID: J4599L102
Meeting Date: JUN 21, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2 Amend Articles To Increase Authorized For For Management
Capital
3.1 Elect Director Sato, Yasuhiro For For Management
3.2 Elect Director Nishizawa, Junichi For For Management
3.3 Elect Director Tsuchiya, Mitsuaki For For Management
3.4 Elect Director Kono, Masaaki For For Management
3.5 Elect Director Nomiyama, Akihiko For For Management
3.6 Elect Director Ohashi, Mitsuo For For Management
3.7 Elect Director Anraku, Kanemitsu For For Management
4.1 Appoint Statutory Auditor Shigeji, For For Management
Yoshinobu
4.2 Appoint Statutory Auditor Iyoda, For For Management
Toshinari
4.3 Appoint Statutory Auditor Imai, Isao For For Management
5 Amend Articles to Require Sound Against Against Shareholder
Corporate Evaluations
6 Amend Articles to Require Appointment Against Against Shareholder
of a Committee to Investigate
Evaluations by Mizuho Subsidiaries
Later Ruled to be At Least 50 Percent
Underestimates or 100 Percent
Overstatements (viz. Kanebo)
7 Amend Articles to Require Subsidiaries Against Against Shareholder
Owning Shares in Allied Firms to Vote
Shares Appropriately
8 Amend Articles to Require Disclosure of Against For Shareholder
Individual Breakdown of Director and
Officer Compensation, including
Payments to Former Directors and
Officers
9 Amend Articles to Mandate All Possible Against Against Shareholder
Measures to Avoid ATM System Outages
10 Amend Articles to Relax Limit to Allow Against For Shareholder
Shareholder Proposal Justification
Statements Up to 4,000 Characters
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS OJSC
Ticker: MTSI Security ID: 607409109
Meeting Date: DEC 23, 2010 Meeting Type: Special
Record Date: DEC 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Procedures For For Management
2 Approve Reorganization via Acquisition For For Management
of Comstar United TeleSystems, ZAO
United TeleSystems, ZAO Kapital, ZAO
Operator Svyazi, ZAO MTS, ZAO
Comstar-Direct; Approve Merger
Agreement
3 Approve Reorganization via Acquisition For For Management
of ZAO Dagtelekom; Approve Merger
Agreement
4 Approve Reorganization via Acquisition For For Management
of OAO Evrotel; Approve Merger
Agreement
5 Approve Increase in Share Capital via For For Management
Issuance of Shares
6 Amend Charter For For Management
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS OJSC
Ticker: MTSI Security ID: 607409109
Meeting Date: JUN 27, 2011 Meeting Type: Annual
Record Date: MAY 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Procedures For For Management
2 Approve Annual Report, Financial For For Management
Statements, and Allocation of Income,
Including Dividends of RUB 14.54 per
Share
3.1 Elect Anton Abugov as Director None For Management
3.2 Elect Aleksey Buyanov as Director None For Management
3.3 Elect Charles Dunstone as Director None For Management
3.4 Elect Andrey Anatoliyevich as Director None For Management
3.5 Elect Felix Yevtushenkov as Director None For Management
3.6 Elect Ron Sommer as Director None For Management
3.7 Elect Stanley Miller as Director None For Management
3.8 Elect Paul Ostling as Director None For Management
3.9 Elect Mikhail Shamolin as Director None For Management
4.1 Elect Vasily Platoshin as Member of For For Management
Audit Commission
4.2 Elect Nataliya Demeshkina as Member of For For Management
Audit Commission
4.3 Elect Aleksandr Obermeister as Member For For Management
of Audit Commission
5 Ratify Deloitte and Touche CIS as For For Management
Auditor
6 Approve Charter in New Edition For For Management
7 Approve Company's Membership in Union For For Management
of Telecommunications Operators LTE
--------------------------------------------------------------------------------
MTN GROUP LTD
Ticker: MTN Security ID: S8039R108
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Azmi Mikati as Director For For Management
2 Re-elect Jeff van Rooyen as Director For For Management
3 Re-elect Jan Strydom as Director For For Management
4 Re-elect Johnson Njeke as Director For For Management
5 Re-elect Koosum Kalyan as Director For For Management
6 Re-elect Alan van Biljon as Chairman of For For Management
the Audit Committee
7 Re-elect Jeff van Rooyen as Member of For For Management
the Audit Committee
8 Re-elect Jan Strydom as Member of the For For Management
Audit Committee
9 Re-elect Peter Mageza as Member of the For For Management
Audit Committee
10 Re-elect Johnson Njeke as Member of the For For Management
Audit Committee
11 Reappoint PricewaterhouseCoopers Inc For For Management
and SizweNtsaluba VSP as Joint Auditors
12 Place Authorised but Unissued Shares For For Management
under Control of Directors
13 Approve Remuneration Philosophy For For Management
14 Approve Increase in Non-executive For For Management
Directors' Remuneration with effect
from 1 July 2011
15 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
16 Approve Financial Assistance to Related For For Management
or Inter-related Companies
--------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LIMITED
Ticker: NAB Security ID: Q65336119
Meeting Date: DEC 16, 2010 Meeting Type: Annual
Record Date: DEC 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Fiscal Year
Ended Sept. 30. 2010
2a Elect Patricia Cross as a Director For For Management
2b Elect Danny Gilbert as a Director For For Management
2c Elect Jillian Segal as a Director For For Management
2d Elect Malcolm Williamson as a Director For For Management
2e Elect Anthony Yuen as a Director For For Management
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended Sept. 30, 2010
4a Approve the Grant of Up to A$4.42 For For Management
Million Worth of Shares Under the
Company's Staff Share Ownership Plan to
Cameron Clyne, Group Chief Executive
Officer
4b Approve the Grant of Up to A$1.85 For For Management
Million Worth of Shares Under the
Company's Staff Share Ownership Plan to
Mark Joiner, Executive Director
4c Approve the Grant of Up to A$1.92 For For Management
Million Worth of Shares Under the
Company's Staff Share Ownership Plan to
Michael Ullmer, Executive Director
5 Approve the Provision of Termination For For Management
Benefits to T. Burns Upon Cessation of
Employment
6a Approve the Selective Buyback of Up to For For Management
600 Unpaid 2008 Preference Shares of
the Company
6b Approve the Reduction of Capital of the For For Management
2008 Stapled Securities Issued on Sept.
24, 2008
6c Approve the Selective Buyback of Up to For For Management
1,000 Unpaid 2009 Preference Shares of
the Company
6d Approve the Reduction of Capital of the For For Management
2009 Stapled Securitites Issued on
Sept. 30, 2009
--------------------------------------------------------------------------------
NUCOR CORPORATION
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Browning For For Management
1.2 Elect Director Victoria F. Haynes For For Management
1.3 Elect Director Christopher J. Kearney For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
NYSE EURONEXT
Ticker: NYX Security ID: 629491101
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andre Bergen For For Management
2 Elect Director Ellyn L. Brown For For Management
3 Elect Director Marshall N. Carter For For Management
4 Elect Director Dominique Cerutti For For Management
5 Elect Director Patricia M. Cloherty For For Management
6 Elect Director Sir George Cox For For Management
7 Elect Director Sylvain Hefes For For Management
8 Elect Director Jan-michiel Hessels For For Management
9 Elect Director Duncan M. McFarland For For Management
10 Elect Director James J. McNulty For For Management
11 Elect Director Duncan L. Niederauer For For Management
12 Elect Director Ricardo Salgado For For Management
13 Elect Director Robert G. Scott For For Management
14 Elect Director Jackson P. Tai For For Management
15 Elect Director Rijnhard Van Tets For For Management
16 Elect Director Sir Brian Williamson For For Management
17 Ratify Auditors For For Management
18 Reduce Supermajority Vote Requirement For For Management
19 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
20 Advisory Vote on Say on Pay Frequency None One Year Management
21 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
22 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA)
Ticker: OPAP Security ID: X3232T104
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAY 05, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Statutory Reports For For Management
2 Accept Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Discharge of Board and Auditors For For Management
5 Approve Director Remuneration for 2010 For For Management
6 Approve Director Remuneration for 211 For Against Management
7 Approve Auditors and Fix Their For For Management
Remuneration
8 Elect Directors For Against Management
9 Appoint Members of Audit Committee For For Management
10 Authorize Board to Participate in For For Management
Companies with Similar Business
Interests
11 Amend Company Articles For Against Management
12 Other Business For Against Management
--------------------------------------------------------------------------------
ORASCOM CONSTRUCTION INDUSTRIES
Ticker: OCIC Security ID: M7525D108
Meeting Date: SEP 20, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of EGP 1.6 Billion For Did Not Vote Management
Two-Tranche Bond
2 Approve Public Subscription Notice for For Did Not Vote Management
EGP 1.6 Billion Bond Issuance
3 Authorize Board to Finalize For Did Not Vote Management
Certification of Public Subscription
Notice for EGP 1.6 Billion Bond
Issuance
4 Amend Articles Re: Director Share For Did Not Vote Management
Ownership and Board Meetings via
Teleconference in Accordance with
Regulatory Changes
--------------------------------------------------------------------------------
ORASCOM CONSTRUCTION INDUSTRIES
Ticker: OCIC Security ID: M7525D108
Meeting Date: JUN 06, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations
2 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements
3 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
4 Approve Allocation of Income and For Did Not Vote Management
Dividends
5 Approve Discharge of Chairman and For Did Not Vote Management
Directors
6 Approve Remuneration of Directors For Did Not Vote Management
7 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration
8 Approve Charitable Donations For Did Not Vote Management
--------------------------------------------------------------------------------
ORKLA ASA
Ticker: ORKO Security ID: R67787102
Meeting Date: APR 14, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Financial Statements and For Did Not Vote Management
Statutory Reports
1b Approve Allocation of Income and For Did Not Vote Management
Dividends of NOK 2.50 per Share
2 Amend Articles Re: Voting in Advance of For Did Not Vote Management
the Meeting
3.1 Receive Information on Remuneration None None Management
Policy and Other Terms of Employment
for Executive Management
3.2 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
3.3 Approve Guidelines for Incentive-Based For Did Not Vote Management
Compensation for Executive Management
4a Authorize Repurchase of Shares for Use For Did Not Vote Management
in Employee Incentive Programs
4b Authorize Share Repurchase Program For Did Not Vote Management
5 Approve Issuance of 72 Million Shares For Did Not Vote Management
without Preemptive Rights
6a Reelect Andresen, Kreutzer, Bjerke, For Did Not Vote Management
Houg, Pettersson, Waersted, Windfelt,
Svarva, Mejdell, Blystad, Selte,
Venold, Flinder, and Brautaset as
Members of Corporate Assembly
6b Elect Gleditsch, Hokholt, Bjorn, Enger, For Did Not Vote Management
Berdal and Rydning as Deputy Members of
Corporate Assembly
7 Reelect Nils-Henrik Pettersson as For Did Not Vote Management
Member of Nominating Committee
8 Approve Remuneration of Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
PACIFIC BASIN SHIPPING LTD
Ticker: 02343 Security ID: G68437139
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect David Turnbull as an Executive For For Management
Director
3b Reelect Andrew Broomhead as an For For Management
Executive Director
3c Reelect Robert Nicholson as an For For Management
Independent Non-Executive Director
3d Reelect Daniel Bradshaw as an For For Management
Independent Non-Executive Director
3e Authorize Board to Fix the Remuneration For For Management
of Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Renewal of 2 Percent Annual Cap For For Management
within the Issue Mandate Under the Long
Term Incentive Scheme
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis A. Ausiello For For Management
2 Elect Director Michael S. Brown For For Management
3 Elect Director M. Anthony Burns For For Management
4 Elect Director W. Don Cornwell For For Management
5 Elect Director Frances D. Fergusson For For Management
6 Elect Director William H. Gray III For For Management
7 Elect Director Constance J. Horner For For Management
8 Elect Director James M. Kilts For For Management
9 Elect Director George A. Lorch For For Management
10 Elect Director John P. Mascotte For For Management
11 Elect Director Suzanne Nora Johnson For For Management
12 Elect Director Ian C. Read For For Management
13 Elect Director Stephen W. Sanger For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Two Years One Year Management
17 Publish Political Contributions Against Against Shareholder
18 Report on Public Policy Advocacy Against Against Shareholder
Process
19 Adopt Policy to Restrain Pharmaceutical Against Against Shareholder
Price Increases
20 Provide Right to Act by Written Consent Against For Shareholder
21 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
22 Report on Animal Testing and Plans for Against Against Shareholder
Reduction
--------------------------------------------------------------------------------
PHILIPPINE LONG DISTANCE TELEPHONE CO.
Ticker: TEL Security ID: 718252604
Meeting Date: JUN 14, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Audited Financial For For Management
Statements For the Year Ended Dec. 31,
2010.
2.1 Elect Bienvenido F. Nebres as a For For Management
Director
2.2 Elect Pedro E. Roxas as a Director For For Management
2.3 Elect Alfred V. Ty as a Director For For Management
2.4 Elect Helen Y. Dee as a Director For For Management
2.5 Elect Ray C. Espinosa as a Director For For Management
2.6 Elect Tatsu Kono as a Director For For Management
2.7 Elect Napoleon L. Nazareno as a For For Management
Director
2.8 Elect Manuel V. Pangilinan as a For For Management
Director
2.9 Elect Takashi Ooi as a Director For For Management
2.10 Elect Oscar S. Reyes as a Director For For Management
2.11 Elect Ma. Lourdes C. Rausa-Chan as a For For Management
Director
2.12 Elect Juan B. Santos as a Director For For Management
2.13 Elect Tony Tan Caktiong as a Director For For Management
3 Approve the Issue of Up to 29.7 Million For For Management
Common Shares at an Issue Price of
PHP2,500 Each as Consideration for the
Acquisition of Properties Owned by JG
Summit Holdings and Certain Other
Sellers
--------------------------------------------------------------------------------
PT PERUSAHAAN GAS NEGARA TBK
Ticker: PGAS Security ID: Y7136Y118
Meeting Date: APR 06, 2011 Meeting Type: Special
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Elect Directors and Commissioners For Against Management
--------------------------------------------------------------------------------
PT PERUSAHAAN GAS NEGARA TBK
Ticker: PGAS Security ID: Y7136Y118
Meeting Date: JUN 27, 2011 Meeting Type: Annual
Record Date: JUN 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Reports of the Company For For Management
and the Partnership and Community
Development Program (PCDP) and
Commissioners' Supervisory Report for
2010
2 Approve Financial Statements of the For For Management
Company and the PCDP and Discharge of
Directors and Commissioners
3 Approve Allocation of Income and For For Management
Payment of Dividend
4 Appoint Auditors For For Management
5 Approve Remuneration of Directors and For For Management
Commissioners
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee B. Wayne Hughes For For Management
1.2 Elect Trustee Ronald L. Havner, Jr. For For Management
1.3 Elect Trustee Tamara Hughes Gustavson For For Management
1.4 Elect Trustee Uri P. Harkham For For Management
1.5 Elect Trustee B. Wayne Hughes, Jr. For For Management
1.6 Elect Trustee Avedick B. Poladian For For Management
1.7 Elect Trustee Gary E. Pruitt For For Management
1.8 Elect Trustee Ronald P. Spogli For For Management
1.9 Elect Trustee Daniel C. Staton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
REDECARD S.A
Ticker: RDCD3 Security ID: P79941103
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2010
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Executive For Against Management
Officers, Non-Executive Directors, and
Audit Committee Members
--------------------------------------------------------------------------------
REDECARD S.A
Ticker: RDCD3 Security ID: P79941103
Meeting Date: APR 20, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Stock Option Plan For Against Management
--------------------------------------------------------------------------------
REDECARD SA
Ticker: RDCD3 Security ID: P79941103
Meeting Date: DEC 20, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Share Capital via For For Management
Capitalization of Reserves
2 Amend Article 5 Re: Increase Share For For Management
Capital
3 Consolidate ByLaws For For Management
--------------------------------------------------------------------------------
REGENCY CENTERS CORPORATION
Ticker: REG Security ID: 758849103
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: FEB 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin E. Stein, Jr. For For Management
1.2 Elect Director Raymond L. Bank For For Management
1.3 Elect Director C. Ronald Blankenship For For Management
1.4 Elect Director A.R. Carpenter For For Management
1.5 Elect Director J. Dix Druce For For Management
1.6 Elect Director Mary Lou Fiala For For Management
1.7 Elect Director Bruce M. Johnson For For Management
1.8 Elect Director Douglas S. Luke For For Management
1.9 Elect Director John C. Schweitzer For For Management
1.10 Elect Director Brian M. Smith For For Management
1.11 Elect Director Thomas G. Wattles For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REYNOLDS AMERICAN INC.
Ticker: RAI Security ID: 761713106
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luc Jobin For For Management
1.2 Elect Director Nana Mensah For For Management
1.3 Elect Director John J. Zillmer For For Management
1.4 Elect Director John P. Daly For For Management
1.5 Elect Director Daniel M. Delen For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Increase Authorized Common Stock For For Management
5 Ratify Auditors For For Management
6 Declassify the Board of Directors Against For Shareholder
7 Cease Production of Flavored Tobacco Against Against Shareholder
Products
8 Adopt Human Rights Protocols for Against For Shareholder
Company and Suppliers
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSB Security ID: G7690A100
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAY 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Linda Stuntz as Director For For Management
4 Re-elect Josef Ackermann as Director For For Management
5 Re-elect Malcolm Brinded as Director For For Management
6 Elect Guy Elliott as Director For For Management
7 Re-elect Simon Henry as Director For For Management
8 Re-elect Charles Holliday as Director For For Management
9 Re-elect Lord Kerr of Kinlochard as For For Management
Director
10 Elect Gerard Kleisterlee as Director For For Management
11 Re-elect Christine Morin-Postel as For For Management
Director
12 Re-elect Jorma Ollila as Director For For Management
13 Re-elect Jeroen van der Veer as For For Management
Director
14 Re-elect Peter Voser as Director For For Management
15 Re-elect Hans Wijers as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase For For Management
21 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
RWE AG
Ticker: RWE Security ID: D6629K109
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2011
6 Ratify PricewaterhouseCoopers AG for For For Management
the Inspection of the 2011 Mid-Year
Report
7a Elect Paul Achleitner to the For For Management
Supervisory Board
7b Elect Carl-Ludwig von Boehm-Bezing to For Against Management
the Supervisory Board
7c Elect Roger Graef to the Supervisory For For Management
Board
7d Elect Frithjof Kuehn to the Supervisory For Against Management
Board
7e Elect Dagmar Muehlenfeld to the For Against Management
Supervisory Board
7f Elect Manfred Schneider to the For Against Management
Supervisory Board
7g Elect Ekkehard Schulz to the For For Management
Supervisory Board
7h Elect Wolfgang Schuessel to the For For Management
Supervisory Board
7i Elect Ullrich Sierau to the Supervisory For Against Management
Board
7j Elect Dieter Zetsche to the Supervisory For For Management
Board
8a Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8b Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9 Amend Articles Re: Allow Dividends in For For Management
Kind
--------------------------------------------------------------------------------
SAMPO OYJ (FORMERLY SAMPO-LEONIA INSURANCE CO.
Ticker: SAMAS Security ID: X75653109
Meeting Date: APR 14, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Board's and
Auditor's Report; Receive CEO's Review
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.15 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 160,000 for Chairman,
EUR 100,000 for Vice Chairman, and EUR
80,000 for Other Directors
11 Fix Number of Directors at Eight For For Management
12 Reelect Anne Brunila, Eira For For Management
Palin-Lehtinen, Jukka Pekkarinen,
Christoffer Taxell, Veli-Matti Mattila,
Matti Vuoria, and Bjorn Wahlroos
(Chairman) as Directors; Elect Adine
Axen as New Director
13 Approve Remuneration of Auditors For For Management
14 Ratify Ernst & Young Oy as Auditors For For Management
15 Authorize Repurchase of up to 50 For For Management
Million Issued Class A Shares
16 Close Meeting None None Management
--------------------------------------------------------------------------------
SILICONWARE PRECISION INDUSTRIES CO., LTD.
Ticker: 2325 Security ID: Y7934R109
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Amendment to Rules of Procedure For For Management
for Election of Directors and
Supervisors
5 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
6.1 Elect Bough Lin with Shareholder Number For For Management
3 as Director
6.2 Elect Chi-wen Tsai with Shareholder For For Management
Number 6 as Director
6.3 Elect Wen-lung Lin with Shareholder For For Management
Number 18 as Director
6.4 Elect Yen-chun Chang with Shareholder For For Management
Number 5 as Director
6.5 Elect Wen-jung Lin with Shareholder For For Management
Number 30 as Director
6.6 Elect Cheng-chich Huang with For For Management
Shareholder Number 1859 as Director
6.7 Elect Ing-dar Liu with Shareholder For For Management
Number 165941 as Director
6.8 Elect Jing-shan Aur with Shareholder For For Management
Number 245652 as Director
6.9 Elect Hsiao-yu Lo with Shareholder For For Management
Number 77800 as Director
6.10 Elect Wen-lung Cheng with Shareholder For For Management
Number 8 as Supervisor
6.11 Elect Wen-ching Lin with Shareholder For For Management
Number 36 as Supervisor
6.12 Elect Yu-hu Liu with Shareholder Number For For Management
12 as Supervisor
7 Approve Release of Restrictions of For For Management
Competitive Activities of Newly Elected
Directors
8 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: SCCO Security ID: 84265V105
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director German Larrea For Withhold Management
Mota-Velasco
1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management
1.3 Elect Director Emilio Carrillo Gamboa For For Management
1.4 Elect Director Alfredo Casar Perez For Withhold Management
1.5 Elect Director Luis Castelazo Morales For Withhold Management
1.6 Elect Director Enrique Castillo Sanchez For Withhold Management
Mejorada
1.7 Elect Director Alberto de la Parra For Withhold Management
Zavala
1.8 Elect Director Xavier Garcia de Quevedo For Withhold Management
Topete
1.9 Elect Director Genaro Larrea For Withhold Management
Mota-Velasco
1.10 Elect Director Daniel Muniz Quintanilla For Withhold Management
1.11 Elect Director Luis Miguel Palomino For For Management
Bonilla
1.12 Elect Director Gilberto Perezalonso For Withhold Management
Cifuentes
1.13 Elect Director Juan Rebolledo Gout For Withhold Management
1.14 Elect Director Carlos Ruiz Sacristan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SPECTRA ENERGY CORP
Ticker: SE Security ID: 847560109
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William T. Esrey For For Management
1.2 Elect Director Gregory L. Ebel For For Management
1.3 Elect Director Austin A. Adams For For Management
1.4 Elect Director Paul M. Anderson For For Management
1.5 Elect Director Pamela L. Carter For For Management
1.6 Elect Director F. Anthony Comper For For Management
1.7 Elect Director Peter B. Hamilton For For Management
1.8 Elect Director Dennis R. Hendrix For For Management
1.9 Elect Director Michael Mcshane For For Management
1.10 Elect Director Joseph H. Netherland For For Management
1.11 Elect Director Michael E.J. Phelps For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 12, 2010 Meeting Type: Annual
Record Date: SEP 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John M. Cassaday For For Management
2 Elect Director Manuel A. Fernandez For For Management
3 Elect Director Hans-joachim Koerber For For Management
4 Elect Director Jackie M. Ward For For Management
5 Amend Qualified Employee Stock Purchase For For Management
Plan
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TABCORP HOLDINGS LTD.
Ticker: TAH Security ID: Q8815D101
Meeting Date: OCT 25, 2010 Meeting Type: Annual
Record Date: OCT 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Financial
Year Ended June 30, 2010
2 Elect John Story as a Director For For Management
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
4 Approve the Grant of Up to A$1.5 For For Management
Million Worth of Performance Rights to
Elmer Funke Kupper, CEO and Managing
Director, Under the Tabcorp Long Term
Performance Plan
--------------------------------------------------------------------------------
TABCORP HOLDINGS LTD.
Ticker: TAH Security ID: Q8815D101
Meeting Date: JUN 01, 2011 Meeting Type: Special
Record Date: MAY 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Reduction of Capital by For For Management
A$2.21 Billion Subject to the Approval
of the Proposed Scheme of Arrangement
for the Company's Demerger
2 Approve the Amendment of Company's For For Management
Constitution Regarding Distribution of
Dividends and Profits
--------------------------------------------------------------------------------
TABCORP HOLDINGS LTD.
Ticker: TAH Security ID: Q8815D101
Meeting Date: JUN 01, 2011 Meeting Type: Court
Record Date: MAY 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement for For For Management
the Proposed Demerger of Echo
Entertainment Group Ltd by Tabcorp
Holdings Ltd.
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: Y84629107
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties and
Procedures for Endorsement and
Guarantees
4 Approve Transfer of TSMC's Solar For For Management
Business and Solid State Lighting
Business into Two New TSMC Wholly Owned
Companies Respectively, and to Further
Approve the "Solar Business Transfer
Plan" and "Solid State Lighting
Business Transfer Plan"
5.1 Approve By-Election of Gregory C. Chow For For Management
as Independent Director
5.2 Approve By-Election of Kok-Choo Chen as For For Management
Independent Director
6 Transact Other Business None None Management
--------------------------------------------------------------------------------
TELECOM CORPORATION OF NEW ZEALAND LTD.
Ticker: TEL Security ID: Q89499109
Meeting Date: SEP 30, 2010 Meeting Type: Annual
Record Date: SEP 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize the Board to Fix the For For Management
Remuneration of KPMG, the Auditors of
the Company
2 Elect Murray Horn as a Director For For Management
3 Elect Sue Sheldon as a Director For For Management
--------------------------------------------------------------------------------
TELSTRA CORPORATION LIMITED.
Ticker: TLS Security ID: Q8975N105
Meeting Date: NOV 19, 2010 Meeting Type: Annual
Record Date: NOV 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Chairman and Chief Executive Officer None None Management
Presentations
2 Receive the Financial Statements and None None Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
3 Elect Nora Scheinkestel as a Director For For Management
4 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
5 Approve Adoption of a New Constitution For For Management
--------------------------------------------------------------------------------
THE MACERICH COMPANY
Ticker: MAC Security ID: 554382101
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Douglas D. Abbey For For Management
2 Elect Director Dana K. Anderson For For Management
3 Elect Director Arthur M. Coppola For For Management
4 Elect Director Edward C. Coppola For For Management
5 Elect Director James S. Cownie For For Management
6 Elect Director Fred S. Hubbell For For Management
7 Elect Director Diana M. Laing For For Management
8 Elect Director Stanley A. Moore For For Management
9 Elect Director Mason G. Ross For For Management
10 Elect Director William P. Sexton For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: F92124100
Meeting Date: MAY 13, 2011 Meeting Type: Annual/Special
Record Date: MAY 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.28 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Patricia Barbizet as Director For For Management
7 Reelect Paul Desmarais Jr. as Director For Against Management
8 Reelect Claude Mandil as Director For For Management
9 Elect Marie-Christine Coisne as For For Management
Director
10 Elect Barbara Kux as Director For For Management
11 Authorize up to 0.8 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
A Amend Article 9 of Bylaws Re: Share Against Against Shareholder
Ownership Disclosure Threshold
Publication
--------------------------------------------------------------------------------
TRANSURBAN GROUP
Ticker: TCL Security ID: Q9194A106
Meeting Date: OCT 26, 2010 Meeting Type: Annual
Record Date: OCT 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Financial
Year Ended June 30, 2010
2a Elect Bob Officer as a Director of THL For For Management
2b Elect Geoff Cosgriff as a Director of For For Management
THL
2c Elect Jeremy Davis as a Director of THL For For Management
2d Elect Jennifer Eve as a Director of TIL For For Management
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
4 Appoint PricewaterhouseCoopers as For For Management
Auditor of the Company
5 Approve the Grant of Up to 797,000 For Against Management
Performance Awards to Chris Lynch,
Chief Executive Officer, Under the
Transurban Group's Long Term Incentive
Plan
6 Approve the Increase in Non-Executive For For Management
Directors' Maximum Aggregate
Remuneration to A$2.4 Million Per Annum
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For For Management
2 Elect Director Michael J. Burns For For Management
3 Elect Director D. Scott Davis For For Management
4 Elect Director Stuart E. Eizenstat For For Management
5 Elect Director Michael L. Eskew For For Management
6 Elect Director William R. Johnson For For Management
7 Elect Director Ann M. Livermore For For Management
8 Elect Director Rudy H.P. Markham For For Management
9 Elect Director Clark T. Randt, Jr. For For Management
10 Elect Director John W. Thompson For For Management
11 Elect Director Carol B. Tome For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
14 Ratify Auditors For For Management
15 Other Business For Against Management
--------------------------------------------------------------------------------
VALEO
Ticker: FR Security ID: F96221126
Meeting Date: JUN 08, 2011 Meeting Type: Annual/Special
Record Date: JUN 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Ratify Appointment of Ulrike Steinhorst For For Management
as Director
4 Reelect Jacques Aschenbroich as For For Management
Director
5 Reelect Gerard Blanc as Director For For Management
6 Reelect Pascal Colombani as Director For For Management
7 Reelect Michel de Fabiani as Director For For Management
8 Reelect Michael Jay as Director For For Management
9 Reelect Helle Kristoffersen as Director For For Management
10 Reelect Georges Pauget as Director For For Management
11 Elect Thierry Moulonguet as Director For For Management
12 Approve Severance Payment Agreement For For Management
with Jacques Aschenbroich
13 Acknowledge Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
14 Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Share
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Amend Article 14.1 of Bylaws Re: Length For For Management
of Terms for Directors
17 Amend Article 14.4 of Bylaws Re: For For Management
Shareholding Requirements for Directors
18 Amend Article 23.3 of Bylaws Re: For For Management
Attendance to General Meetings
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 40 Million
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 46 Million
21 Authorize Capitalization of Reserves of For For Management
Up to EUR 40 Million for Bonus Issue or
Increase in Par Value
22 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
23 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
24 Approve Employee Stock Purchase Plan For For Management
25 Authorize up to 660,000 Shares for Use For For Management
in Stock Option Plan
26 Authorize up to 540,000 Shares for Use For For Management
in Restricted Stock Plan
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Carrion For For Management
2 Elect Director M. Frances Keeth For For Management
3 Elect Director Robert W. Lane For For Management
4 Elect Director Lowell C. Mcadam For For Management
5 Elect Director Sandra O. Moose For For Management
6 Elect Director Joseph Neubauer For For Management
7 Elect Director Donald T. Nicolaisen For For Management
8 Elect Director Clarence Otis, Jr. For For Management
9 Elect Director Hugh B. Price For For Management
10 Elect Director Ivan G. Seidenberg For For Management
11 Elect Director Rodney E. Slater For For Management
12 Elect Director John W. Snow For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Disclose Prior Government Service Against Against Shareholder
17 Performance-Based Equity Awards Against For Shareholder
18 Restore or Provide for Cumulative Against For Shareholder
Voting
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
VIVENDI
Ticker: VIV Security ID: F97982106
Meeting Date: APR 21, 2011 Meeting Type: Annual/Special
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For For Management
Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 1.40 per Share
5 Reelect Jean Yves Charlier as For For Management
Supervisory Board Member
6 Reelect Henri Lachmann as Supervisory For For Management
Board Member
7 Reelect Pierre Rodocanachi as For For Management
Supervisory Board Member
8 Appoint KPMG SA as Auditor For For Management
9 Appoint KPMG Audit IS SAS as Alternate For For Management
Auditor
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
12 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Stock Option Plan
(New Shares)
13 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.5 Billion
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
16 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 14 and 15
17 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
18 Approve Employee Stock Purchase Plan For For Management
19 Approve Stock Purchase Plan Reserved For For Management
for Employees of International
Subsidiaries
20 Authorize Capitalization of Reserves of For For Management
Up to EUR 1 Billion for Bonus Issue or
Increase in Par Value
21 Add Article 10.6 to Bylaws Re: Censors For For Management
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JUL 27, 2010 Meeting Type: Annual
Record Date: JUL 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Sir John Bond as Director For For Management
3 Re-elect John Buchanan as Director For For Management
4 Re-elect Vittorio Colao as Director For For Management
5 Re-elect Michel Combes as Director For For Management
6 Re-elect Andy Halford as Director For For Management
7 Re-elect Stephen Pusey as Director For For Management
8 Re-elect Alan Jebson as Director For For Management
9 Re-elect Samuel Jonah as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase For For Management
22 Adopt New Articles of Association For For Management
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
24 Approve Share Incentive Plan For For Management
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 03, 2011 Meeting Type: Annual
Record Date: APR 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For For Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For For Management
7 Elect Director Michael T. Duke For For Management
8 Elect Director Gregory B. Penner For For Management
9 Elect Director Steven S Reinemund For For Management
10 Elect Director H. Lee Scott, Jr. For For Management
11 Elect Director Arne M. Sorenson For For Management
12 Elect Director Jim C. Walton For For Management
13 Elect Director S. Robson Walton For For Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Advisory Vote on Say on Pay Frequency One Year One Year Management
19 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Gender Identity
20 Report on Political Contributions Against For Shareholder
21 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
22 Require Suppliers to Produce Against Against Shareholder
Sustainability Reports
23 Report on Climate Change Business Risks Against Against Shareholder
--------------------------------------------------------------------------------
WISTRON CORP.
Ticker: 3231 Security ID: Y96738102
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of Income and For For Management
Dividends and Issuance of New Shares
4 Amend Articles of Association For For Management
5 Approve Increase of Cash Capital and For For Management
Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository Receipt or Increase of Cash
Capital and Issuance of Ordinary Shares
--------------------------------------------------------------------------------
YPF SOCIEDAD ANONIMA
Ticker: YPFD Security ID: 984245100
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: APR 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For Did Not Vote Management
Minutes of Meeting
2 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2010
3 Approve Discharge of Directors and For Did Not Vote Management
Internal Statutory Auditors Committee
for Fiscal Year Ended Dec. 31, 2010
4 Approve Allocation of Income and For Did Not Vote Management
Dividends for Fiscal Year Ended Dec.
31, 2010
5 Approve Remuneration of Directors for For Did Not Vote Management
Fiscal Year Ended Dec. 31, 2010
6 Approve Remuneration of Internal For Did Not Vote Management
Statutory Auditors Committee for Fiscal
Year Ended Dec. 31, 2010
7 Elect Director and Alternate for Class For Did Not Vote Management
A Shares; Elect 16 Directors and 16
Alternates for Class D Shares
8 Elect One Principal Member of the For Did Not Vote Management
Internal Statutory Auditors Committee
and an Alternate for Class A Shares and
Four Principal Members of the Internal
Statutory Auditors Committee and their
Alternates for Class D Shares
9 Fix Remuneration of Directors and For Did Not Vote Management
Members of the Internal Statutory
Auditors Committee for Fiscal Year
Started Jan. 1, 2011
10 Approve Remuneration of External For Did Not Vote Management
Auditors for Fiscal Year Ended Dec. 31,
2010
11 Approve External Auditors for Fiscal For Did Not Vote Management
Year 2011 and Authorize Board to Fix
Their Remuneration
12 Authorize Board to Set the Terms and For Did Not Vote Management
Conditions of Issued Non-Convertible
Bonds or to Be Issued in the Amount of
USD 1 Billion within the Global Bond
Program
--------------------------------------------------------------------------------
ZURICH FINANCIAL SERVICES AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: MAR 31, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
1.2 Approve Remuneration Report For Did Not Vote Management
2.1 Approve Allocation of Income and For Did Not Vote Management
Omission of Dividends
2.2 Approve Transfer of CHF 2.49 Billion For Did Not Vote Management
from Capital Reserves to Free Reserves
and Dividend of CHF 17.00 per Share
3 Approve Discharge of Board and Senior For Did Not Vote Management
Management
4.1 Amend Articles Re: Election of Special For Did Not Vote Management
Auditor for Capital Increases
4.2 Amend Articles Re: Contributions in For Did Not Vote Management
Kind
5.1.1 Reelect Manfred Gentz as Director For Did Not Vote Management
5.1.2 Reelect Fred Kindle as Director For Did Not Vote Management
5.1.3 Reelect Tom de Swaan as Director For Did Not Vote Management
5.2 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management
Auditors
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
LAZARD WORLD DIVIDEND & INCOME FUND, INC.
By: /s/ Charles Carroll
---------------------------
Charles Carroll
Chief Executive Officer
Date: August 15, 2011
Pursuant to the requirements of the Investment Company Act of 1940, this Report has been signed below by the principal executive officer on behalf of the Registrant on the date indicated.
By: /s/ Charles Carroll
---------------------------
Charles Carroll
Chief Executive Officer
Date: August 15, 2011
