UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 13, 2016
Guaranty Bancorp
(Exact name of registrant as specified in its charter)
Delaware | | 000-51556 | | 41-2150446 |
(State or other jurisdiction of | | (Commission | | (IRS Employer |
incorporation) | | File Number) | | Identification No.) |
1331 Seventeenth St., Suite 200
Denver, CO | | 80202 |
(Address of principal executive offices) | | (Zip Code) |
(303) 675-1194
(Registrant’s telephone number, including area code)
None
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01 Regulation FD Disclosure.*
On July 13, 2016, Guaranty Bancorp (the “Company”) made available to investors an investor presentation (the “Presentation”) in connection with the offering of fixed-to-floating rate subordinated debentures pursuant to the Company’s Registration Statement on Form S-3 (Registration No. 333-211292). The Presentation has been filed by the Company as a free writing prospectus (the “FWP”) pursuant to Rule 433 under the Securities Act of 1933, as amended (the “Securities Act”) and is incorporated herein by reference as Exhibit 99.1.
* The information furnished under Item 7.01 of this Current Report on Form 8-K, including the exhibit attached hereto and incorporated by reference into this Item 7.01, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under that Section, nor shall it be deemed incorporated by reference into any registration statement or other filing of the Securities Act or the Exchange Act, whether made before or after the date hereof, except as expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
The following exhibit is furnished with this Current Report on Form 8-K:
Exhibit No. | | Description |
Exhibit 99.1 | | Guaranty Bancorp Presentation (incorporated by reference to the FWP). |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| GUARANTY BANCORP |
| | |
| | |
| By: | /s/ Christopher G. Treece |
| | Name: Christopher G. Treece |
| | Title: Executive Vice President, Chief Financial Officer and Secretary |
Date: July 13, 2016
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INDEX TO EXHIBITS
Exhibit No. | | Description |
Exhibit 99.1 | | Guaranty Bancorp Presentation (incorporated by reference to the FWP). |
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