The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
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1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
0000055080 |
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Name of Issuer | |||||||||||||||
KELLWOOD CO | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
DELAWARE | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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KELLWOOD CO | |||
Street Address 1 | Street Address 2 | ||
600 KELLWOOD PKWY | ATTN: LEGAL DEPT. | ||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
CHESTERFIELD | MO | 63017 | 3145763100 |
1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
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0001324826 |
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Name of Issuer | |||||||||||||||
American Recreation Products, Inc. | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
DELAWARE | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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American Recreation Products, Inc. | |||
Street Address 1 | Street Address 2 | ||
1224 FERN RIDGE PARKWAY | |||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
ST. LOUIS | MO | 63141 | 314-576-3100 |
1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
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0001324846 |
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Name of Issuer | |||||||||||||||
Halmode Apparel, Inc. | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
DELAWARE | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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Halmode Apparel, Inc. | |||
Street Address 1 | Street Address 2 | ||
1400 BROADWAY | 11TH FLOOR | ||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
NEW YORK | NY | 10018 | 314-576-3100 |
1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
0001324855 |
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Name of Issuer | |||||||||||||||
Kellwood Financial Resources, Inc. | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
TENNESSEE | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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Kellwood Financial Resources, Inc. | |||
Street Address 1 | Street Address 2 | ||
600 KELLWOOD PARKWAY | |||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
CHESTERFIELD | MO | 63017 | 314-576-3100 |
1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
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0001469596 |
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Name of Issuer | |||||||||||||||
Kellwood Retail Group, Inc. | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
DELAWARE | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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Kellwood Retail Group, Inc. | |||
Street Address 1 | Street Address 2 | ||
600 KELLWOOD PARKWAY | |||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
CHESTERFIELD | MO | 63017 | 314-576-3100 |
1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
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0001324857 |
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Name of Issuer | |||||||||||||||
KWD Holdings, Inc. | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
DELAWARE | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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KWD Holdings, Inc. | |||
Street Address 1 | Street Address 2 | ||
1105 NORTH MARKET STREET | SUITE 1300 | ||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
WILMINGTON | DE | 19899 | 314-576-3100 |
1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
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0001324848 |
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Name of Issuer | |||||||||||||||
New Campaign, Inc. | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
DELAWARE | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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New Campaign, Inc. | |||
Street Address 1 | Street Address 2 | ||
1155 PINERIDGE ROAD | |||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
NORFOLK | VA | 23502 | 314-576-3100 |
1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
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0001324860 |
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Name of Issuer | |||||||||||||||
Phat Fashions, LLC | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
NEW YORK | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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Phat Fashions, LLC | |||
Street Address 1 | Street Address 2 | ||
512 SEVENTH AVENUE | 12TH FLOOR | ||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
NEW YORK | NY | 10018 | 314-576-3100 |
1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
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0001324861 |
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Name of Issuer | |||||||||||||||
Phat Licensing, LLC | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
NEW YORK | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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Phat Licensing, LLC | |||
Street Address 1 | Street Address 2 | ||
512 SEVENTH AVENUE | 43RD FLOOR | ||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
NEW YORK | NY | 10018 | 314-576-3100 |
1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
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0001469592 |
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Name of Issuer | |||||||||||||||
Royal Robbins, Inc. | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
CALIFORNIA | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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Royal Robbins, Inc. | |||
Street Address 1 | Street Address 2 | ||
600 KELLWOOD PARKWAY | |||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
CHESTERFIELD | MO | 63017 | 314-576-3100 |
1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
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0001324849 |
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Name of Issuer | |||||||||||||||
Sierra Designs Acquisition CORP | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
DELAWARE | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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Sierra Designs Acquisition CORP | |||
Street Address 1 | Street Address 2 | ||
1224 FERN RIDGE PARKWAY | |||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
ST. LOUIS | MO | 63141 | 314-576-3100 |
3. Related Persons
Last Name | First Name | Middle Name |
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KRAMER | MICHAEL | W. |
Street Address 1 | Street Address 2 | |
600 KELLWOOD PARKWAY | ||
City | State/Province/Country | ZIP/PostalCode |
CHESTERFIELD | MO | 63017 |
Relationship: | X | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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BRODY | MARK | |
Street Address 1 | Street Address 2 | |
600 KELLWOOD PARKWAY | ||
City | State/Province/Country | ZIP/PostalCode |
CHESTERFIELD | MO | 63017 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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METZ | CHRISTOPHER | T. |
Street Address 1 | Street Address 2 | |
600 KELLWOOD PARKWAY | ||
City | State/Province/Country | ZIP/PostalCode |
CHESTERFIELD | MO | 63017 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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BAGINSKI | STEVEN | E. |
Street Address 1 | Street Address 2 | |
600 KELLWOOD PARKWAY | ||
City | State/Province/Country | ZIP/PostalCode |
CHESTERFIELD | MO | 63017 |
Relationship: | X | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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GRYPP | KEITH | A. |
Street Address 1 | Street Address 2 | |
600 KELLWOOD PARKWAY | ||
City | State/Province/Country | ZIP/PostalCode |
CHESTERFIELD | MO | 63017 |
Relationship: | X | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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PHILLIPPI | DALE | R. |
Street Address 1 | Street Address 2 | |
600 KELLWOOD PARKWAY | ||
City | State/Province/Country | ZIP/PostalCode |
CHESTERFIELD | MO | 63017 |
Relationship: | X | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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HARRISON | BRIAN | T. |
Street Address 1 | Street Address 2 | |
600 KELLWOOD PARKWAY | ||
City | State/Province/Country | ZIP/PostalCode |
CHESTERFIELD | MO | 63017 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
4. Industry Group
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5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
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No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
X | Decline to Disclose | Decline to Disclose | ||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
Rule 504(b)(1) (not (i), (ii) or (iii)) | Rule 505 | |||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(i) | X | Rule 506 | ||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(ii) | Securities Act Section 4(5) | |||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(iii) | Investment Company Act Section 3(c) | |||||||||||||||||||||||||||||||||||
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7. Type of Filing
New Notice | Date of First Sale | 2009-07-23 | First Sale Yet to Occur | ||||||
X | Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
Equity | Pooled Investment Fund Interests | ||
X | Debt | Tenant-in-Common Securities | |
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | X | Other (describe) | |
Second-priority senior secured guarantees of the debt securities. |
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
Kellwood Company issued the debt and guarantees in exchange for certain outstanding Kellwood Company notes.11. Minimum Investment
Minimum investment accepted from any outside investor | $1 | USD |
12. Sales Compensation
Recipient |
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LAZARD MIDDLE MARKET LLC | 146092 | ||||||||||||||||||||||||||||||||
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None | None | ||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||||
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225 SOUTH SIXTH STREET | 46TH FLOOR | ||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||||
MINNEAPOLIS | MN | 55402 | |||||||||||||||||||||||||||||||
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13. Offering and Sales Amounts
Total Offering Amount | $120,590,000 | USD |
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Total Amount Sold | $120,590,000 | USD | ||||
Total Remaining to be Sold | $0 | USD |
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Clarification of Response (if Necessary):
Offer to exchange certain outstanding debt of Kellwood Company for 12 7/8% Second-Priority Senior Secured PIK Notes due 2014, which offer has expired, therefore no securities remain to be sold.14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
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15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $0 | USD |
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Finders' Fees | $0 | USD |
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Clarification of Response (if Necessary):
Lazard Middle Market LLC was not Dealer Manager, and did not receive any sales commissions or finders' fees. They did, however, receive a success fee for consummation of the exchange offer.16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$0 | USD |
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Clarification of Response (if Necessary):
No cash proceeds were received by the issuer; existing notes were exchanged for new notes.Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
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Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
X | I also am a duly authorized representative of the other issuer(s) identified in Item 1 above and authorized to sign on their behalf. |
Issuer | Signature | Name of Signer | Title | Date |
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KELLWOOD CO | KEITH GRYPP | KEITH GRYPP | SVP, SECRETARY AND GENERAL COUNSEL | 2009-08-03 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.