The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 108 | 17,720 | SH | DFND | 1 | 17,720 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 336 | 2,822 | SH | DFND | 1 | 2,822 | 0 | 0 | |
ALASKA AIR GROUP INC | COM | 011659109 | 1,665 | 17,847 | SH | DFND | 1 | 17,847 | 0 | 0 | |
ALTISOURCE RESIDENTIAL CORP | CL B | 02153W100 | 227 | 7,190 | SH | DFND | 1 | 7,190 | 0 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 32,470 | 649,274 | SH | DFND | 1 | 649,274 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 29,666 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 10,375 | 98,531 | SH | DFND | 1 | 98,531 | 0 | 0 | |
ASHLAND INC NEW | COM | 044209104 | 17,906 | 180,000 | SH | DFND | 1 | 180,000 | 0 | 0 | |
AUTONAVI HLDGS LTD | SPONSORED ADR | 05330f106 | 5,010 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
AVENUE INCOME CR STRATEGIES | COM | 05358E106 | 538 | 30,567 | SH | DFND | 1 | 30,567 | 0 | 0 | |
BEAM INC | COM | 073730103 | 8,330 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
BLACKROCK KELSO CAPITAL CORP | COM | 092533108 | 687 | 74,951 | SH | DFND | 1 | 74,951 | 0 | 0 | |
BOEING CO | COM | 097023105 | 10,962 | 87,351 | SH | DFND | 1 | 87,351 | 0 | 0 | |
BROADCOM CORP | CL A | 111320107 | 204 | 6,485 | SH | DFND | 1 | 6,485 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 1,963 | 25,441 | SH | DFND | 1 | 25,441 | 0 | 0 | |
CENTRAL GOLDTRUST | TR UNIT | 153546106 | 1,504 | 33,242 | SH | DFND | 1 | 33,242 | 0 | 0 | |
CHENIERE ENERGY PTNRS LP HLD | COM REP LLC IN | 16411W108 | 15,818 | 732,666 | SH | DFND | 1 | 732,666 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 273 | 10,646 | SH | DFND | 1 | 10,646 | 0 | 0 | |
CLEAR CHANNEL OUTDOOR HLDGS | CL A | 18451C109 | 1,594 | 175,019 | SH | DFND | 1 | 175,019 | 0 | 0 | |
COMMONWEALTH REIT | COM SH BEN INT | 203233101 | 6,331 | 240,716 | SH | DFND | 1 | 240,716 | 0 | 0 | |
CONAGRA FOODS INC | COM | 205887102 | 9,323 | 300,467 | SH | DFND | 1 | 300,467 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 2,025 | 23,833 | SH | DFND | 1 | 23,833 | 0 | 0 | |
COVIDIEN PLC | SHS | G2554F113 | 18,415 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
CVS CAREMARK CORPORATION | COM | 126650100 | 9,533 | 127,346 | SH | DFND | 1 | 127,346 | 0 | 0 | |
DANAHER CORP DEL | COM | 235851102 | 471 | 6,282 | SH | DFND | 1 | 6,282 | 0 | 0 | |
DARDEN RESTAURANTS INC | COM | 237194105 | 323 | 6,360 | SH | DFND | 1 | 6,360 | 0 | 0 | |
DAVITA HEALTHCARE PARTNERS I | COM | 23918K108 | 4,528 | 65,769 | SH | DFND | 1 | 65,769 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 238 | 6,871 | SH | DFND | 1 | 6,871 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 18,850 | 303,011 | SH | DFND | 1 | 303,011 | 0 | 0 | |
DOLLAR GEN CORP NEW | COM | 256677105 | 201 | 3,625 | SH | DFND | 1 | 3,625 | 0 | 0 | |
DOVER CORP | COM | 260003108 | 8,879 | 108,608 | SH | DFND | 1 | 108,608 | 0 | 0 | |
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 133 | 13,137 | SH | DFND | 1 | 13,137 | 0 | 0 | |
EATON VANCE TXMGD GL BUYWR O | COM | 27829C105 | 126 | 10,429 | SH | DFND | 1 | 10,429 | 0 | 0 | |
ELLINGTON FINANCIAL LLC | COM | 288522303 | 531 | 22,312 | SH | DFND | 1 | 22,312 | 0 | 0 | |
EMERSON ELEC CO | COM | 291011104 | 1,879 | 28,133 | SH | DFND | 1 | 28,133 | 0 | 0 | |
ENGILITY HLDGS INC | COM | 29285W104 | 265 | 5,879 | SH | DFND | 1 | 5,879 | 0 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 11,903 | 158,523 | SH | DFND | 1 | 158,523 | 0 | 0 | |
FEDEX CORP | COM | 31428X106 | 203 | 1,533 | SH | DFND | 1 | 1,533 | 0 | 0 | |
FIFTH STREET FINANCE CORP | COM | 31678A103 | 485 | 51,219 | SH | DFND | 1 | 51,219 | 0 | 0 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 12,828 | 117,779 | SH | DFND | 1 | 117,779 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 1,356 | 52,370 | SH | DFND | 1 | 52,370 | 0 | 0 | |
GENERAL MLS INC | COM | 370334104 | 8,062 | 155,586 | SH | DFND | 1 | 155,586 | 0 | 0 | |
GLADSTONE CAPITAL CORP | COM | 376535100 | 729 | 72,371 | SH | DFND | 1 | 72,371 | 0 | 0 | |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 9,966 | 186,519 | SH | DFND | 1 | 186,519 | 0 | 0 | |
GLOBAL EAGLE ENTMT INC | COM | 37951D102 | 3,052 | 193,378 | SH | DFND | 1 | 193,378 | 0 | 0 | |
GOOGLE INC | CL A | 38259P508 | 232 | 208 | SH | DFND | 1 | 208 | 0 | 0 | |
HOME LN SERVICING SOLUTIONS | ORD SHS | G6648D109 | 481 | 22,278 | SH | DFND | 1 | 22,278 | 0 | 0 | |
HORIZON TECHNOLOGY FIN CORP | COM | 44045A102 | 583 | 46,612 | SH | DFND | 1 | 46,612 | 0 | 0 | |
HYSTER YALE MATLS HANDLING I | CL A | 449172105 | 219 | 2,246 | SH | DFND | 1 | 2,246 | 0 | 0 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 237 | 4,144 | SH | DFND | 1 | 4,144 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,170 | 6,078 | SH | DFND | 1 | 6,078 | 0 | 0 | |
ISHARES | TIPS BD ETF | 464287176 | 224 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
ISHARES | MSCI ACWI ETF | 464288257 | 8,494 | 146,098 | SH | DFND | 1 | 146,098 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 2,246 | 22,869 | SH | DFND | 1 | 22,869 | 0 | 0 | |
JUNIPER NETWORKS INC | COM | 48203R104 | 330 | 12,796 | SH | DFND | 1 | 12,796 | 0 | 0 | |
KCAP FINL INC | COM | 48668E101 | 382 | 44,100 | SH | DFND | 1 | 44,100 | 0 | 0 | |
KIRBY CORP | COM | 497266106 | 2,353 | 23,243 | SH | DFND | 1 | 23,243 | 0 | 0 | |
KNOWLES CORP | COM | 49926D109 | 1,659 | 52,543 | SH | DFND | 1 | 52,543 | 0 | 0 | |
LAMAR ADVERTISING CO | CL A | 512815101 | 20,396 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
LEGG MASON INC | COM | 524901105 | 409 | 8,332 | SH | DFND | 1 | 8,332 | 0 | 0 | |
LENNAR CORP | CL A | 526057104 | 376 | 9,487 | SH | DFND | 1 | 9,487 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 233 | 5,720 | SH | DFND | 1 | 5,720 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 2,225 | 45,507 | SH | DFND | 1 | 45,507 | 0 | 0 | |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 225 | 3,555 | SH | DFND | 1 | 3,555 | 0 | 0 | |
MARTIN MARIETTA MATLS INC | COM | 573284106 | 44,923 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
MCG CAPITAL CORP | COM | 58047P107 | 671 | 177,170 | SH | DFND | 1 | 177,170 | 0 | 0 | |
MCGRAW HILL FINL INC | COM | 580645109 | 9,682 | 126,900 | SH | DFND | 1 | 126,900 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 11,639 | 65,916 | SH | DFND | 1 | 65,916 | 0 | 0 | |
MICHAEL KORS HLDGS LTD | SHS | G60754101 | 1,421 | 15,237 | SH | DFND | 1 | 15,237 | 0 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 12,690 | 215,604 | SH | DFND | 1 | 215,604 | 0 | 0 | |
MONROE CAP CORP | COM | 610335101 | 352 | 26,033 | SH | DFND | 1 | 26,033 | 0 | 0 | |
MOODYS CORP | COM | 615369105 | 9,937 | 125,277 | SH | DFND | 1 | 125,277 | 0 | 0 | |
NABORS INDUSTRIES LTD | SHS | G6359F103 | 440 | 17,853 | SH | DFND | 1 | 17,853 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 19,497 | 203,899 | SH | DFND | 1 | 203,899 | 0 | 0 | |
NMI HLDGS INC | CL A | 629209305 | 3,516 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
NOVAGOLD RES INC | COM NEW | 66987E206 | 48 | 13,185 | SH | DFND | 1 | 13,185 | 0 | 0 | |
OFS CAP CORP | COM | 67103B100 | 332 | 26,577 | SH | DFND | 1 | 26,577 | 0 | 0 | |
OMNICARE INC | COM | 681904108 | 22,376 | 375,000 | SH | DFND | 1 | 375,000 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 1,608 | 39,317 | SH | DFND | 1 | 39,317 | 0 | 0 | |
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 713 | 51,557 | SH | DFND | 1 | 51,557 | 0 | 0 | |
PENNEY J C INC | COM | 708160106 | 367 | 42,584 | SH | DFND | 1 | 42,584 | 0 | 0 | |
PHILLIPS 66 | COM | 718546104 | 204 | 2,645 | SH | DFND | 1 | 2,645 | 0 | 0 | |
PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 | 6,969 | 131,643 | SH | DFND | 1 | 131,643 | 0 | 0 | |
PIMCO ETF TR | BROAD US TIPS | 72201R403 | 564 | 10,023 | SH | DFND | 1 | 10,023 | 0 | 0 | |
PIMCO ETF TR | TOTL RETN ETF | 72201R775 | 4,003 | 37,529 | SH | DFND | 1 | 37,529 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 231 | 1,233 | SH | DFND | 1 | 1,233 | 0 | 0 | |
POST HLDGS INC | COM | 737446104 | 220 | 3,987 | SH | DFND | 1 | 3,987 | 0 | 0 | |
PRESTIGE BRANDS HLDGS INC | COM | 74112D101 | 9,042 | 331,832 | SH | DFND | 1 | 331,832 | 0 | 0 | |
PRICELINE COM INC | COM NEW | 741503403 | 5,251 | 4,406 | SH | DFND | 1 | 4,406 | 0 | 0 | |
PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 625 | 57,908 | SH | DFND | 1 | 57,908 | 0 | 0 | |
QEP RES INC | COM | 74733V100 | 282 | 9,590 | SH | DFND | 1 | 9,590 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 12,809 | 162,421 | SH | DFND | 1 | 162,421 | 0 | 0 | |
RADIO ONE INC | CL D NON VTG | 75040P405 | 5,174 | 1,091,516 | SH | DFND | 1 | 1,091,516 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 201 | 32,136 | SH | DFND | 1 | 32,136 | 0 | 0 | |
SAFEWAY INC | COM NEW | 786514208 | 346 | 9,354 | SH | DFND | 1 | 9,354 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 230 | 2,827 | SH | DFND | 1 | 2,827 | 0 | 0 | |
SCHWAB CHARLES CORP NEW | COM | 808513105 | 2,116 | 77,435 | SH | DFND | 1 | 77,435 | 0 | 0 | |
SIEMENS A G | SPONSORED ADR | 826197501 | 9,290 | 68,741 | SH | DFND | 1 | 68,741 | 0 | 0 | |
SIGNET JEWELERS LIMITED | SHS | G81276100 | 247 | 2,329 | SH | DFND | 1 | 2,329 | 0 | 0 | |
SLM CORP | COM | 78442P106 | 18,850 | 770,000 | SH | DFND | 1 | 770,000 | 0 | 0 | |
SOLAR SR CAP LTD | COM | 83416M105 | 2,638 | 154,184 | SH | DFND | 1 | 154,184 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 445 | 3,600 | SH | DFND | 1 | 3,600 | 0 | 0 | |
SPDR SERIES TRUST | DB INT GVT ETF | 78464A490 | 2,427 | 40,385 | SH | DFND | 1 | 40,385 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 17,693 | 750,000 | SH | DFND | 1 | 750,000 | 0 | 0 | |
STELLUS CAP INVT CORP | COM | 858568108 | 301 | 20,930 | SH | DFND | 1 | 20,930 | 0 | 0 | |
SUNCOKE ENERGY INC | COM | 86722A103 | 22,840 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 201 | 4,696 | SH | DFND | 1 | 4,696 | 0 | 0 | |
THE ADT CORPORATION | COM | 00101J106 | 337 | 11,256 | SH | DFND | 1 | 11,256 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 4,071 | 33,859 | SH | DFND | 1 | 33,859 | 0 | 0 | |
TICC CAPITAL CORP | COM | 87244T109 | 479 | 48,927 | SH | DFND | 1 | 48,927 | 0 | 0 | |
TJX COS INC NEW | COM | 872540109 | 1,919 | 31,634 | SH | DFND | 1 | 31,634 | 0 | 0 | |
T-MOBILE US INC | COM | 872590104 | 13,212 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
TRIPADVISOR INC | COM | 896945201 | 203 | 2,245 | SH | DFND | 1 | 2,245 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 352 | 11,000 | SH | DFND | 1 | 11,000 | 0 | 0 | |
TYCO INTERNATIONAL LTD | SHS | H89128104 | 23,320 | 550,000 | SH | DFND | 1 | 550,000 | 0 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 1,645 | 16,890 | SH | DFND | 1 | 16,890 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 3,900 | 29,581 | SH | DFND | 1 | 29,581 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 608 | 7,600 | SH | DFND | 1 | 7,600 | 0 | 0 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 3,663 | 58,028 | SH | DFND | 1 | 58,028 | 0 | 0 | |
VIACOM INC NEW | CL B | 92553P201 | 9,753 | 114,754 | SH | DFND | 1 | 114,754 | 0 | 0 | |
VULCAN MATLS CO | COM | 929160109 | 336 | 5,062 | SH | DFND | 1 | 5,062 | 0 | 0 | |
WALGREEN CO | COM | 931422109 | 2,004 | 30,351 | SH | DFND | 1 | 30,351 | 0 | 0 | |
WEBMD HEALTH CORP | COM | 94770V102 | 1,637 | 39,536 | SH | DFND | 1 | 39,536 | 0 | 0 | |
WHITEHORSE FIN INC | COM | 96524V106 | 461 | 32,795 | SH | DFND | 1 | 32,795 | 0 | 0 | |
WHITEWAVE FOODS CO | COM CL A | 966244105 | 234 | 8,183 | SH | DFND | 1 | 8,183 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 337 | 8,309 | SH | DFND | 1 | 8,309 | 0 | 0 | |
WPX ENERGY INC | COM | 98212B103 | 435 | 24,102 | SH | DFND | 1 | 24,102 | 0 | 0 |