The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 453 | 3,200 | SH | DFND | 1 | 3,200 | 0 | 0 | |
ABBOTT LABS | COM | 002824100 | 335 | 8,060 | SH | DFND | 1 | 8,060 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 602 | 10,426 | SH | DFND | 1 | 10,426 | 0 | 0 | |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 545 | 92,451 | SH | DFND | 1 | 92,451 | 0 | 0 | |
ACTAVIS PLC | SHS | G0083B108 | 13,270 | 55,000 | SH | DFND | 1 | 55,000 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 711 | 5,459 | SH | DFND | 1 | 5,459 | 0 | 0 | |
ALASKA AIR GROUP INC | COM | 011659109 | 320 | 7,340 | SH | DFND | 1 | 7,340 | 0 | 0 | |
ALLERGAN INC | COM | 018490102 | 49,440 | 277,461 | SH | DFND | 1 | 277,461 | 0 | 0 | |
ALLIANCEBERNSTEIN INCOME FUN | COM | 01881E101 | 541 | 72,072 | SH | DFND | 1 | 72,072 | 0 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 28,636 | 530,082 | SH | DFND | 1 | 530,082 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 21,302 | 210,000 | SH | DFND | 1 | 210,000 | 0 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 24,412 | 220,229 | SH | DFND | 1 | 220,229 | 0 | 0 | |
APPLE INC | COM | 037833100 | 1,277 | 12,679 | SH | DFND | 1 | 12,679 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 564 | 26,115 | SH | DFND | 1 | 26,115 | 0 | 0 | |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 7,501 | 105,000 | SH | DFND | 1 | 105,000 | 0 | 0 | |
AUTODESK INC | COM | 052769106 | 243 | 4,414 | SH | DFND | 1 | 4,414 | 0 | 0 | |
AVENUE INCOME CR STRATEGIES | COM | 05358E106 | 420 | 25,028 | SH | DFND | 1 | 25,028 | 0 | 0 | |
AVIS BUDGET GROUP | COM | 053774105 | 406 | 7,399 | SH | DFND | 1 | 7,399 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 262 | 1,201 | SH | DFND | 1 | 1,201 | 0 | 0 | |
BAKER HUGHES INC | COM | 057224107 | 212 | 3,258 | SH | DFND | 1 | 3,258 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 1,448 | 7 | SH | DFND | 1 | 7 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 404 | 2,927 | SH | DFND | 1 | 2,927 | 0 | 0 | |
BLACKHAWK NETWORK HLDGS INC | CL B | 09238E203 | 262 | 8,124 | SH | DFND | 1 | 8,124 | 0 | 0 | |
BLACKROCK BUILD AMER BD TR | SHS | 09248X100 | 525 | 24,981 | SH | DFND | 1 | 24,981 | 0 | 0 | |
BLACKROCK INCOME TR INC | COM | 09247F100 | 135 | 21,202 | SH | DFND | 1 | 21,202 | 0 | 0 | |
BLACKROCK KELSO CAPITAL CORP | COM | 092533108 | 420 | 49,167 | SH | DFND | 1 | 49,167 | 0 | 0 | |
BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 231 | 12,995 | SH | DFND | 1 | 12,995 | 0 | 0 | |
BLACKSTONE GSO FLTING RTE FU | COM | 09256U105 | 349 | 20,307 | SH | DFND | 1 | 20,307 | 0 | 0 | |
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 332 | 19,812 | SH | DFND | 1 | 19,812 | 0 | 0 | |
BOEING CO | COM | 097023105 | 12,853 | 100,902 | SH | DFND | 1 | 100,902 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 463 | 4,890 | SH | DFND | 1 | 4,890 | 0 | 0 | |
CENTRAL GOLDTRUST | TR UNIT | 153546106 | 1,734 | 41,922 | SH | DFND | 1 | 41,922 | 0 | 0 | |
CHARTER COMMUNICATIONS INC D | CL A NEW | 16117M305 | 3,262 | 21,552 | SH | DFND | 1 | 21,552 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 19,607 | 245,000 | SH | DFND | 1 | 245,000 | 0 | 0 | |
CHENIERE ENERGY PTNRS LP HLD | COM REP LLC IN | 16411W108 | 20,253 | 828,000 | SH | DFND | 1 | 828,000 | 0 | 0 | |
CHIMERA INVT CORP | COM | 16934Q109 | 557 | 183,209 | SH | DFND | 1 | 183,209 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 215 | 2,375 | SH | DFND | 1 | 2,375 | 0 | 0 | |
CLEAR CHANNEL OUTDOOR HLDGS | CL A | 18451C109 | 1,240 | 184,000 | SH | DFND | 1 | 184,000 | 0 | 0 | |
CLIFFS NAT RES INC | COM | 18683K101 | 345 | 33,195 | SH | DFND | 1 | 33,195 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 2,639 | 61,854 | SH | DFND | 1 | 61,854 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 209 | 3,890 | SH | DFND | 1 | 3,890 | 0 | 0 | |
COMCAST CORP NEW | CL A SPL | 20030N200 | 16,161 | 302,072 | SH | DFND | 1 | 302,072 | 0 | 0 | |
CONAGRA FOODS INC | COM | 205887102 | 11,331 | 342,962 | SH | DFND | 1 | 342,962 | 0 | 0 | |
CONCUR TECHNOLOGIES INC | COM | 206708109 | 44,387 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 531 | 6,936 | SH | DFND | 1 | 6,936 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 2,453 | 28,146 | SH | DFND | 1 | 28,146 | 0 | 0 | |
COVIDIEN PLC | SHS | G2554F113 | 47,581 | 550,000 | SH | DFND | 1 | 550,000 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 10,135 | 127,346 | SH | DFND | 1 | 127,346 | 0 | 0 | |
DANAHER CORP DEL | COM | 235851102 | 1,060 | 13,953 | SH | DFND | 1 | 13,953 | 0 | 0 | |
DARDEN RESTAURANTS INC | COM | 237194105 | 633 | 12,302 | SH | DFND | 1 | 12,302 | 0 | 0 | |
DARLING INGREDIENTS INC | COM | 237266101 | 238 | 12,976 | SH | DFND | 1 | 12,976 | 0 | 0 | |
DAVITA HEALTHCARE PARTNERS I | COM | 23918K108 | 28,260 | 386,376 | SH | DFND | 1 | 386,376 | 0 | 0 | |
DIRECTV | COM | 25490A309 | 41,097 | 475,000 | SH | DFND | 1 | 475,000 | 0 | 0 | |
DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 21,407 | 574,217 | SH | DFND | 1 | 574,217 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 20,343 | 315,000 | SH | DFND | 1 | 315,000 | 0 | 0 | |
DONALDSON INC | COM | 257651109 | 650 | 16,000 | SH | DFND | 1 | 16,000 | 0 | 0 | |
DOVER CORP | COM | 260003108 | 24,978 | 310,944 | SH | DFND | 1 | 310,944 | 0 | 0 | |
DRESSER-RAND GROUP INC | COM | 261608103 | 17,275 | 210,000 | SH | DFND | 1 | 210,000 | 0 | 0 | |
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 394 | 27,009 | SH | DFND | 1 | 27,009 | 0 | 0 | |
EBAY INC | COM | 278642103 | 1,463 | 25,835 | SH | DFND | 1 | 25,835 | 0 | 0 | |
ELLINGTON FINANCIAL LLC | COM | 288522303 | 471 | 21,205 | SH | DFND | 1 | 21,205 | 0 | 0 | |
EMERSON ELEC CO | COM | 291011104 | 2,014 | 32,190 | SH | DFND | 1 | 32,190 | 0 | 0 | |
ENDO INTL PLC | SHS | G30401106 | 241 | 3,532 | SH | DFND | 1 | 3,532 | 0 | 0 | |
EXPEDIA INC DEL | COM NEW | 30212P303 | 3,082 | 35,171 | SH | DFND | 1 | 35,171 | 0 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 33,073 | 468,256 | SH | DFND | 1 | 468,256 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 658 | 6,991 | SH | DFND | 1 | 6,991 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 2,696 | 34,109 | SH | DFND | 1 | 34,109 | 0 | 0 | |
FAMILY DLR STORES INC | COM | 307000109 | 689 | 8,914 | SH | DFND | 1 | 8,914 | 0 | 0 | |
FEDEX CORP | COM | 31428X106 | 292 | 1,811 | SH | DFND | 1 | 1,811 | 0 | 0 | |
FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 17,476 | 630,000 | SH | DFND | 1 | 630,000 | 0 | 0 | |
FIDELITY NATIONAL FINANCIAL | FNFV GROUP COM | 31620R402 | 1,115 | 81,000 | SH | DFND | 1 | 81,000 | 0 | 0 | |
FIFTH STREET FINANCE CORP | COM | 31678A103 | 1,266 | 137,914 | SH | DFND | 1 | 137,914 | 0 | 0 | |
FISERV INC | COM | 337738108 | 17,237 | 266,688 | SH | DFND | 1 | 266,688 | 0 | 0 | |
FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 344419106 | 414 | 4,500 | SH | DFND | 1 | 4,500 | 0 | 0 | |
FOSTER WHEELER AG | COM | H27178104 | 210 | 6,632 | SH | DFND | 1 | 6,632 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 294 | 9,015 | SH | DFND | 1 | 9,015 | 0 | 0 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 15,033 | 118,287 | SH | DFND | 1 | 118,287 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 489 | 19,075 | SH | DFND | 1 | 19,075 | 0 | 0 | |
GENERAL MLS INC | COM | 370334104 | 7,913 | 156,848 | SH | DFND | 1 | 156,848 | 0 | 0 | |
GLADSTONE CAPITAL CORP | COM | 376535100 | 201 | 22,918 | SH | DFND | 1 | 22,918 | 0 | 0 | |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 9,894 | 215,234 | SH | DFND | 1 | 215,234 | 0 | 0 | |
GLOBAL EAGLE ENTMT INC | COM | 37951D102 | 2,780 | 247,784 | SH | DFND | 1 | 247,784 | 0 | 0 | |
GOOGLE INC | CL A | 38259P508 | 368 | 626 | SH | DFND | 1 | 626 | 0 | 0 | |
GOOGLE INC | CL C | 38259P706 | 361 | 626 | SH | DFND | 1 | 626 | 0 | 0 | |
GREENLIGHT CAPITAL RE LTD | CLASS A | G4095J109 | 293 | 9,037 | SH | DFND | 1 | 9,037 | 0 | 0 | |
HCA HOLDINGS INC | COM | 40412C101 | 258 | 3,657 | SH | DFND | 1 | 3,657 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 4,738 | 51,651 | SH | DFND | 1 | 51,651 | 0 | 0 | |
HOME LN SERVICING SOLUTIONS | ORD SHS | G6648D109 | 541 | 25,513 | SH | DFND | 1 | 25,513 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 208 | 1,598 | SH | DFND | 1 | 1,598 | 0 | 0 | |
HYSTER YALE MATLS HANDLING I | CL A | 449172105 | 1,039 | 14,514 | SH | DFND | 1 | 14,514 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 229 | 1,396 | SH | DFND | 1 | 1,396 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 600 | 17,225 | SH | DFND | 1 | 17,225 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 409 | 2,156 | SH | DFND | 1 | 2,156 | 0 | 0 | |
ISHARES | SHT NTLAMTFR ETF | 464288158 | 4,959 | 46,700 | SH | DFND | 1 | 46,700 | 0 | 0 | |
ISHARES | MSCI ACWI ETF | 464288257 | 8,605 | 146,098 | SH | DFND | 1 | 146,098 | 0 | 0 | |
ISHARES | NAT AMT FREE BD | 464288414 | 3,617 | 32,980 | SH | DFND | 1 | 32,980 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 819 | 12,770 | SH | DFND | 1 | 12,770 | 0 | 0 | |
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 276 | 3,947 | SH | DFND | 1 | 3,947 | 0 | 0 | |
ISHARES TR | RUS MD CP GR ETF | 464287481 | 265 | 3,001 | SH | DFND | 1 | 3,001 | 0 | 0 | |
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 322 | 3,218 | SH | DFND | 1 | 3,218 | 0 | 0 | |
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 268 | 2,923 | SH | DFND | 1 | 2,923 | 0 | 0 | |
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 252 | 2,689 | SH | DFND | 1 | 2,689 | 0 | 0 | |
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 231 | 1,781 | SH | DFND | 1 | 1,781 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 6,031 | 56,583 | SH | DFND | 1 | 56,583 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 397 | 6,595 | SH | DFND | 1 | 6,595 | 0 | 0 | |
JUNIPER NETWORKS INC | COM | 48203R104 | 548 | 24,752 | SH | DFND | 1 | 24,752 | 0 | 0 | |
KINDER MORGAN MANAGEMENT LLC | SHS | 49455U100 | 1,116 | 11,858 | SH | DFND | 1 | 11,858 | 0 | 0 | |
KIRBY CORP | COM | 497266106 | 3,320 | 28,169 | SH | DFND | 1 | 28,169 | 0 | 0 | |
KNOWLES CORP | COM | 49926D109 | 583 | 22,013 | SH | DFND | 1 | 22,013 | 0 | 0 | |
LEGG MASON INC | COM | 524901105 | 492 | 9,621 | SH | DFND | 1 | 9,621 | 0 | 0 | |
LENNAR CORP | CL A | 526057104 | 683 | 17,577 | SH | DFND | 1 | 17,577 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 11,776 | 64,427 | SH | DFND | 1 | 64,427 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 14,522 | 274,411 | SH | DFND | 1 | 274,411 | 0 | 0 | |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 308 | 2,836 | SH | DFND | 1 | 2,836 | 0 | 0 | |
MACYS INC | COM | 55616P104 | 288 | 4,956 | SH | DFND | 1 | 4,956 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 653 | 6,886 | SH | DFND | 1 | 6,886 | 0 | 0 | |
MCG CAPITAL CORP | COM | 58047P107 | 762 | 216,361 | SH | DFND | 1 | 216,361 | 0 | 0 | |
MCGRAW HILL FINL INC | COM | 580645109 | 14,789 | 175,117 | SH | DFND | 1 | 175,117 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 30,364 | 155,975 | SH | DFND | 1 | 155,975 | 0 | 0 | |
MEADWESTVACO CORP | COM | 583334107 | 519 | 12,666 | SH | DFND | 1 | 12,666 | 0 | 0 | |
MEDALLION FINL CORP | COM | 583928106 | 128 | 10,943 | SH | DFND | 1 | 10,943 | 0 | 0 | |
MEDLEY CAP CORP | COM | 58503F106 | 1,003 | 84,943 | SH | DFND | 1 | 84,943 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 1,431 | 30,857 | SH | DFND | 1 | 30,857 | 0 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 18,210 | 244,626 | SH | DFND | 1 | 244,626 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 1,652 | 48,208 | SH | DFND | 1 | 48,208 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 22,146 | 196,835 | SH | DFND | 1 | 196,835 | 0 | 0 | |
MOODYS CORP | COM | 615369105 | 12,150 | 128,573 | SH | DFND | 1 | 128,573 | 0 | 0 | |
MURPHY USA INC | COM | 626755102 | 232 | 4,369 | SH | DFND | 1 | 4,369 | 0 | 0 | |
NABORS INDUSTRIES LTD | SHS | G6359F103 | 469 | 20,614 | SH | DFND | 1 | 20,614 | 0 | 0 | |
NACCO INDS INC | CL A | 629579103 | 324 | 6,506 | SH | DFND | 1 | 6,506 | 0 | 0 | |
NEW MEDIA INVT GROUP INC | COM | 64704V106 | 202 | 12,133 | SH | DFND | 1 | 12,133 | 0 | 0 | |
NEW MTN FIN CORP | COM | 647551100 | 1,006 | 68,514 | SH | DFND | 1 | 68,514 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 44,593 | 475,000 | SH | DFND | 1 | 475,000 | 0 | 0 | |
NORTEK INC | COM NEW | 656559309 | 236 | 3,162 | SH | DFND | 1 | 3,162 | 0 | 0 | |
NUVEEN DIVER CURRENCY OPPOR | COM | 67090N109 | 191 | 17,946 | SH | DFND | 1 | 17,946 | 0 | 0 | |
NUVEEN PFD INCOME OPPRTNY FD | COM | 67073B106 | 265 | 28,819 | SH | DFND | 1 | 28,819 | 0 | 0 | |
NUVEEN QUALITY PFD INCOME FD | COM | 67072C105 | 230 | 26,412 | SH | DFND | 1 | 26,412 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 21,428 | 559,770 | SH | DFND | 1 | 559,770 | 0 | 0 | |
OWENS ILL INC | COM NEW | 690768403 | 421 | 16,165 | SH | DFND | 1 | 16,165 | 0 | 0 | |
PALO ALTO NETWORKS INC | COM | 697435105 | 2,867 | 29,222 | SH | DFND | 1 | 29,222 | 0 | 0 | |
PANDORA MEDIA INC | COM | 698354107 | 549 | 22,727 | SH | DFND | 1 | 22,727 | 0 | 0 | |
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 1,141 | 82,771 | SH | DFND | 1 | 82,771 | 0 | 0 | |
PENNEY J C INC | COM | 708160106 | 827 | 82,371 | SH | DFND | 1 | 82,371 | 0 | 0 | |
PENNYMAC MTG INVT TR | COM | 70931T103 | 719 | 33,568 | SH | DFND | 1 | 33,568 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 929 | 9,982 | SH | DFND | 1 | 9,982 | 0 | 0 | |
PHILLIPS 66 | COM | 718546104 | 270 | 3,318 | SH | DFND | 1 | 3,318 | 0 | 0 | |
PIMCO DYNAMIC CR INCOME FD | COM SHS | 72202D106 | 393 | 17,503 | SH | DFND | 1 | 17,503 | 0 | 0 | |
PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 | 6,883 | 131,013 | SH | DFND | 1 | 131,013 | 0 | 0 | |
PIMCO ETF TR | BROAD US TIPS | 72201R403 | 568 | 10,023 | SH | DFND | 1 | 10,023 | 0 | 0 | |
PIMCO ETF TR | TOTL RETN ETF | 72201R775 | 7,049 | 64,919 | SH | DFND | 1 | 64,919 | 0 | 0 | |
PIMCO INCOME STRATEGY FUND I | COM | 72201J104 | 328 | 31,189 | SH | DFND | 1 | 31,189 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 296 | 1,502 | SH | DFND | 1 | 1,502 | 0 | 0 | |
PRESTIGE BRANDS HLDGS INC | COM | 74112D101 | 28,755 | 888,325 | SH | DFND | 1 | 888,325 | 0 | 0 | |
PROCTER & GAMBLE CO | COM | 742718109 | 1,253 | 14,962 | SH | DFND | 1 | 14,962 | 0 | 0 | |
PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 2,218 | 224,054 | SH | DFND | 1 | 224,054 | 0 | 0 | |
QEP RES INC | COM | 74733V100 | 571 | 18,550 | SH | DFND | 1 | 18,550 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 30,753 | 411,304 | SH | DFND | 1 | 411,304 | 0 | 0 | |
RADIO ONE INC | CL D NON VTG | 75040P405 | 2,766 | 869,800 | SH | DFND | 1 | 869,800 | 0 | 0 | |
SAFEWAY INC | COM NEW | 786514208 | 621 | 18,094 | SH | DFND | 1 | 18,094 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 2,691 | 27,473 | SH | DFND | 1 | 27,473 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 607 | 5,968 | SH | DFND | 1 | 5,968 | 0 | 0 | |
SCHWAB CHARLES CORP NEW | COM | 808513105 | 3,063 | 104,212 | SH | DFND | 1 | 104,212 | 0 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 74,606 | 288,000 | SH | DFND | 1 | 288,000 | 0 | 0 | |
SIGNET JEWELERS LIMITED | SHS | G81276100 | 324 | 2,842 | SH | DFND | 1 | 2,842 | 0 | 0 | |
SIZMEK INC | COM | 83013P105 | 109 | 14,046 | SH | DFND | 1 | 14,046 | 0 | 0 | |
SMITH & NEPHEW PLC | SPDN ADR NEW | 83175M205 | 17,680 | 210,000 | SH | DFND | 1 | 210,000 | 0 | 0 | |
SOLAR CAP LTD | COM | 83413U100 | 840 | 44,959 | SH | DFND | 1 | 44,959 | 0 | 0 | |
SOLAR SR CAP LTD | COM | 83416M105 | 1,587 | 103,148 | SH | DFND | 1 | 103,148 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 518 | 4,459 | SH | DFND | 1 | 4,459 | 0 | 0 | |
SPDR SERIES TRUST | NUVN BR SHT MUNI | 78464A425 | 5,488 | 224,890 | SH | DFND | 1 | 224,890 | 0 | 0 | |
SPDR SERIES TRUST | DB INT GVT ETF | 78464A490 | 2,562 | 43,625 | SH | DFND | 1 | 43,625 | 0 | 0 | |
SPDR SERIES TRUST | DJ REIT ETF | 78464A607 | 1,767 | 22,138 | SH | DFND | 1 | 22,138 | 0 | 0 | |
SUNCOKE ENERGY INC | COM | 86722A103 | 23,573 | 1,050,000 | SH | DFND | 1 | 1,050,000 | 0 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 2,400 | 40,410 | SH | DFND | 1 | 40,410 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 331 | 6,163 | SH | DFND | 1 | 6,163 | 0 | 0 | |
THE ADT CORPORATION | COM | 00101J106 | 379 | 10,700 | SH | DFND | 1 | 10,700 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 2,606 | 21,415 | SH | DFND | 1 | 21,415 | 0 | 0 | |
THL CR INC | COM | 872438106 | 437 | 33,856 | SH | DFND | 1 | 33,856 | 0 | 0 | |
TICC CAPITAL CORP | COM | 87244T109 | 490 | 55,505 | SH | DFND | 1 | 55,505 | 0 | 0 | |
T-MOBILE US INC | COM | 872590104 | 12,125 | 420,000 | SH | DFND | 1 | 420,000 | 0 | 0 | |
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 346 | 3,422 | SH | DFND | 1 | 3,422 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 225 | 6,560 | SH | DFND | 1 | 6,560 | 0 | 0 | |
TWO HBRS INVT CORP | COM | 90187B101 | 610 | 63,114 | SH | DFND | 1 | 63,114 | 0 | 0 | |
TYCO INTERNATIONAL LTD | SHS | H89128104 | 28,079 | 630,000 | SH | DFND | 1 | 630,000 | 0 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 1,701 | 17,304 | SH | DFND | 1 | 17,304 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 5,763 | 43,924 | SH | DFND | 1 | 43,924 | 0 | 0 | |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 322 | 1,785 | SH | DFND | 1 | 1,785 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 2,382 | 29,820 | SH | DFND | 1 | 29,820 | 0 | 0 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 3,854 | 58,028 | SH | DFND | 1 | 58,028 | 0 | 0 | |
VIACOM INC NEW | CL B | 92553P201 | 24,412 | 317,281 | SH | DFND | 1 | 317,281 | 0 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 371 | 1,963 | SH | DFND | 1 | 1,963 | 0 | 0 | |
VISTAPRINT N V | SHS | N93540107 | 212 | 3,867 | SH | DFND | 1 | 3,867 | 0 | 0 | |
WALGREEN CO | COM | 931422109 | 5,105 | 86,127 | SH | DFND | 1 | 86,127 | 0 | 0 | |
WATERS CORP | COM | 941848103 | 261 | 2,630 | SH | DFND | 1 | 2,630 | 0 | 0 | |
WELLS FARGO & CO NEW | COM | 949746101 | 456 | 8,785 | SH | DFND | 1 | 8,785 | 0 | 0 | |
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 191 | 11,151 | SH | DFND | 1 | 11,151 | 0 | 0 | |
WHITEHORSE FIN INC | COM | 96524V106 | 251 | 18,952 | SH | DFND | 1 | 18,952 | 0 | 0 | |
WHITEWAVE FOODS CO | COM | 966244105 | 15,259 | 420,000 | SH | DFND | 1 | 420,000 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 890 | 16,072 | SH | DFND | 1 | 16,072 | 0 | 0 | |
WORKDAY INC | CL A | 98138H101 | 2,690 | 3,261,001 | SH | DFND | 1 | 3,261,001 | 0 | 0 | |
WPX ENERGY INC | COM | 98212B103 | 402 | 16,714 | SH | DFND | 1 | 16,714 | 0 | 0 |