SEC Form 4
FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol TrueCar, Inc. [ TRUE ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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3. Date of Earliest Transaction (Month/Day/Year) 11/02/2015 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 11/02/2015(1) | S | 21,605(2) | D | $6.053(2) | 12,010,741 | D | |||
Common Stock | 11/03/2015(1) | S | 178,395(3)(4) | D | $6.2012(3)(4) | 11,832,346 | D | |||
Common Stock | 1,633,347(5) | I | USAA Property Holdings, Inc. |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. The transactions reported on this form were executed pursuant to a 10b5-1 plan adopted as of August 26, 2015. |
2. Execution Breakdown of Price/Sold Shares: PRICE SOLD SHARES $6.00 7,800 $6.002 100 $6.005 200 $6.01 2,300 $6.015 200 $6.02 100 $6.03 100 $6.0325 100 $6.04 1,300 $6.05 200 $6.06 1,000 $6.065 500 $6.07 828 $6.08 1,332 $6.09 500 $6.095 100 $6.10 400 $6.13 600 $6.135 300 $6.14 800 $6.145 100 $6.15 945 $6.17 1,000 $6.1715 300 $6.173 200 $6.175 300 |
3. Execution Breakdown of Price/Sold Shares: (continuation will be included in footnote #4) PRICE SOLD SHARES $6.00 3,195 $6.01 4,052 $6.02 2,631 $6.03 3,800 $6.035 300 $6.04 5,898 $6.045 100 $6.05 8,774 $6.055 100 $6.06 5,100 $6.065 1,000 $6.07 6,008 $6.075 1,000 $6.08 5,976 $6.085 400 $6.0875 100 $6.09 4,100 $6.095 200 $6.10 7,226 $6.105 200 $6.11 1,832 $6.115 700 $6.12 2,400 $6.125 100 $6.13 5,100 $6.135 400 $6.1375 100 $6.14 4,800 $6.145 200 $6.15 4,075 $6.155 300 $6.16 1,900 $6.165 200 $6.17 2,100 $6.175 800 $6.19 2,070 $46.195 1,000 $6.1975 100 $6.20 3,693 $6.205 100 $6.21 1,034 $6.215 300 $6.22 4,834 $6.225 500 $6.23 6,000 $6.24 3,260 $6.245 200 |
4. Execution Breakdown of Price/Sold Shares: (continuation from footnote #3) PRICE SOLD SHARES $6.25 1,140 $6.26 100 $6.27 2,300 $6.28 1,800 $6.29 200 $6.295 400 $6.30 3,300 $6.305 1,500 $6.31 4,350 $6.315 2,482 $6.32 8,100 $6.325 1,200 $6.33 2,953 $6.335 300 $6.34 11,549 $6.345 300 $6.35 5,600 $6.355 1,324 $6.36 3,795 $6.365 500 $6.37 5,600 $6.38 990 $6.39 3,000 $6.395 1,200 $6.40 1,100 $6.41 1,400 $6.42 1,754 $6.425 100 $6.43 700 $6.44 1,100 |
5. USAA Property Holdings, Inc. is a wholly owned subsidiary of United Services Automobile Association. |
/s/ Douglas I. Ward, Vice President and Chief Investment Officer | 11/04/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |