UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
(MARK ONE)
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE |
SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended September 30, 2007
Or
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE |
SECURITIES EXCHANGE ACT OF 1934 |
Transition Period From _______ To ________
COMMISSION FILE NUMBER 333-125121
VESTIN REALTY MORTGAGE II, INC. |
| (Exact name of registrant as specified in its charter) |
| MARYLAND | 61-1502451 | |
| (State or Other Jurisdiction of | (I.R.S. Employer | |
| Incorporation or Organization) | Identification No.) |
6149 SOUTH RAINBOW BOULVARD, LAS VEGAS, NEVADA 89118
(Address of Principal Executive Offices) (Zip Code)
Registrant’s Telephone Number: 702.227.0965
Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Yes [X] No [ ]
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act. (Check one):
| Large accelerated filer [ ] | Accelerated filer [X] | Non-accelerated filer [ ] |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Securities Exchange Act).
Yes [ ] No [X]
As of October 31, 2007, there were 38,638,033 shares of the Company’s Common Stock outstanding.
EXPLANATORY NOTE
The purpose of this Form 10-Q/A, Amendment No. 1 to our Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2007, as filed with the Securities and Exchange Commission on November 7, 2007 (the “Original Filing”) is to amend the certifications attached as Exhibits 31.1 and 31.2 to the Original Filing. The certifications are being amended to conform to the language set forth in Regulation S-K, Item 601(b) (31).
Except for the item described above, no other information in the Original Filing is amended hereby, and this amendment does not reflect events occurring after the Original Filing or modify or update those disclosures affected by subsequent events. Accordingly, this Form 10-Q/A should be read in conjunction with our filings with the Securities and Exchange Commission subsequent to the Original Filing.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Vestin Realty Mortgage II, Inc. | ||
| By: | /s/ Michael V. Shustek | |
| Michael V. Shustek | ||
| President and Chief Executive Officer | ||
| Date: | November 19, 2007 | |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
Signature | Capacity | Date | ||
/s/ Michael V. Shustek | President and Chief Executive Officer and Director | November 19, 2007 | ||
| Michael V. Shustek | (Principal Executive Officer) | |||
/s/ Rocio Revollo | Chief Financial Officer | November 19, 2007 | ||
| Rocio Revollo | (Principal Financial and Accounting Officer) | |||
/s/ John E. Dawson | Director | November 19, 2007 | ||
| John E. Dawson | ||||
/s/ Robert J. Aalberts | Director | November 19, 2007 | ||
| Robert J. Aalberts | ||||
/s/ Fredrick J. Zaffarese Leavitt | Director | November 19, 2007 | ||
| Fredrick J. Zaffarese Leavitt | ||||
/s/ Roland M. Sansone | Director | November 19, 2007 | ||
| Roland M. Sansone |