COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADS A | 90138A103 | 10,436 | 300,828 | SH | | SOLE | | 300,828 | 0 | 0 |
ABIOMED INC | COM | 003654100 | 858 | 2,648 | SH | | SOLE | | 347 | 0 | 2,301 |
ACI WORLDWIDE INC | COM | 004498101 | 1,417 | 36,876 | SH | | SOLE | | 36,876 | 0 | 0 |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 271 | 20,070 | SH | | SOLE | | 10,973 | 0 | 9,097 |
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 1,019 | 83,283 | SH | | SOLE | | 16,988 | 0 | 66,295 |
ALGONQUIN PWR UTILS CORP | COM | 015857105 | 823 | 50,000 | SH | | SOLE | | 50,000 | 0 | 0 |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 657 | 5,057 | SH | | SOLE | | 945 | 0 | 4,112 |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 633 | 24,642 | SH | | DFND | | 24,642 | 0 | 0 |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 29,509 | 1,150,000 | SH | Call | SOLE | | 1,150,000 | 0 | 0 |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 7,698 | 300,000 | SH | Put | SOLE | | 300,000 | 0 | 0 |
ALTUS MIDSTREAM CO | COM NEW CL A | 02215L209 | 2,296 | 48,384 | SH | | SOLE | | 48,384 | 0 | 0 |
AMERICAN CAMPUS CMNTYS INC | COM | 024835100 | 3,038 | 71,021 | SH | | SOLE | | 71,021 | 0 | 0 |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 6,759 | 30,112 | SH | | SOLE | | 30,112 | 0 | 0 |
ANTERO MIDSTREAM CORP | COM | 03676B102 | 3,921 | 508,534 | SH | | DFND | | 507,965 | 0 | 569 |
ATLANTICA SUSTAINABLE INFR P | SHS | G0751N103 | 21,757 | 572,852 | SH | | DFND | | 572,770 | 0 | 82 |
AZURE PWR GLOBAL LTD | SHS | V0393H103 | 591 | 14,502 | SH | | DFND | | 14,437 | 0 | 65 |
BLACK STONE MINERALS L P | COM UNIT | 09225M101 | 708 | 106,011 | SH | | SOLE | | 106,011 | 0 | 0 |
BRIXMOR PPTY GROUP INC | COM | 11120U105 | 1,739 | 105,073 | SH | | SOLE | | 105,073 | 0 | 0 |
BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 | 3,179 | 73,677 | SH | | SOLE | | 73,677 | 0 | 0 |
CHART INDS INC | COM PAR $0.01 | 16115Q308 | 312 | 2,650 | SH | | SOLE | | 2,390 | 0 | 260 |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 30,268 | 504,221 | SH | | DFND | | 503,171 | 0 | 1,050 |
CIA ENERGETICA DE MINAS GERA | SP ADR N-V PFD | 204409601 | 1,541 | 535,237 | SH | | SOLE | | 535,237 | 0 | 0 |
CLEARWAY ENERGY INC | CL C | 18539C204 | 16,193 | 507,148 | SH | | DFND | | 506,750 | 0 | 398 |
COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441A102 | 920 | 107,081 | SH | | SOLE | | 107,081 | 0 | 0 |
CONTINENTAL RES INC | COM | 212015101 | 2,445 | 150,000 | SH | Put | SOLE | | 150,000 | 0 | 0 |
CORESITE RLTY CORP | COM | 21870Q105 | 2,786 | 22,241 | SH | | SOLE | | 22,241 | 0 | 0 |
COVANTA HLDG CORP | COM | 22282E102 | 1,060 | 80,738 | SH | | SOLE | | 80,738 | 0 | 0 |
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 1,619 | 85,301 | SH | | SOLE | | 85,301 | 0 | 0 |
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 5,028 | 31,586 | SH | | SOLE | | 31,586 | 0 | 0 |
CVR ENERGY INC | COM | 12662P108 | 2,480 | 166,456 | SH | | SOLE | | 166,456 | 0 | 0 |
CYRUSONE INC | COM | 23283R100 | 3,126 | 42,737 | SH | | SOLE | | 42,575 | 0 | 162 |
CYTOSORBENTS CORP | COM NEW | 23283X206 | 761 | 95,448 | SH | | SOLE | | 20,098 | 0 | 75,350 |
DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 8,189 | 442,185 | SH | | DFND | | 441,205 | 0 | 980 |
DELEK LOGISTICS PARTNERS LP | COM UNT RP INT | 24664T103 | 2,405 | 75,147 | SH | | SOLE | | 75,147 | 0 | 0 |
DIGITAL RLTY TR INC | COM | 253868103 | 3,101 | 22,229 | SH | | SOLE | | 22,229 | 0 | 0 |
DOMINION ENERGY INC | COM | 25746U109 | 2,301 | 30,600 | SH | | SOLE | | 30,600 | 0 | 0 |
ENABLE MIDSTREAM PARTNERS LP | COM UNIT RP IN | 292480100 | 1,632 | 310,244 | SH | | DFND | | 308,949 | 0 | 1,295 |
ENBRIDGE INC | COM | 29250N105 | 44,977 | 1,405,979 | SH | | DFND | | 1,404,704 | 0 | 1,275 |
ENEL AMERICAS S A | SPONSORED ADR | 29274F104 | 185 | 22,546 | SH | | SOLE | | 22,546 | 0 | 0 |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 31,050 | 5,024,345 | SH | | DFND | | 5,018,501 | 0 | 5,844 |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 5,562 | 900,000 | SH | Call | SOLE | | 900,000 | 0 | 0 |
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 7,793 | 2,100,422 | SH | | DFND | | 2,098,247 | 0 | 2,175 |
ENPHASE ENERGY INC | COM | 29355A107 | 4,727 | 26,938 | SH | | DFND | | 26,894 | 0 | 44 |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 45,245 | 2,309,620 | SH | | DFND | | 2,306,760 | 0 | 2,860 |
EQUINIX INC | COM | 29444U700 | 2,215 | 3,102 | SH | | SOLE | | 3,102 | 0 | 0 |
EQUITRANS MIDSTREAM CORP | COM | 294600101 | 39,555 | 4,919,736 | SH | | DFND | | 4,913,864 | 0 | 5,872 |
EVERBRIDGE INC | COM | 29978A104 | 250 | 1,675 | SH | | SOLE | | 1,227 | 0 | 448 |
EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 | 521 | 19,295 | SH | | DFND | | 18,398 | 0 | 897 |
EXACT SCIENCES CORP | COM | 30063P105 | 1,081 | 8,156 | SH | | SOLE | | 1,055 | 0 | 7,101 |
FIRST SOLAR INC | COM | 336433107 | 248 | 2,508 | SH | | DFND | | 2,484 | 0 | 24 |
FIRSTENERGY CORP | COM | 337932107 | 228 | 7,445 | SH | | SOLE | | 7,445 | 0 | 0 |
FIVE BELOW INC | COM | 33829M101 | 232 | 1,326 | SH | | SOLE | | 1,057 | 0 | 269 |
FLEETCOR TECHNOLOGIES INC | COM | 339041105 | 1,228 | 4,500 | SH | | SOLE | | 4,500 | 0 | 0 |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 218 | 18,900 | SH | | SOLE | | 14,254 | 0 | 4,646 |
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 1,677 | 71,476 | SH | | SOLE | | 71,476 | 0 | 0 |
GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 3,148 | 33,615 | SH | | SOLE | | 33,615 | 0 | 0 |
GRUPO AEROPORTUARIO DEL CENT | SPON ADR | 400501102 | 724 | 14,000 | SH | | SOLE | | 14,000 | 0 | 0 |
GRUPO AEROPORTUARIO DEL SURE | SPON ADR SER B | 40051E202 | 1,099 | 6,666 | SH | | SOLE | | 6,666 | 0 | 0 |
GRUPO AEROPUERTO DEL PACIFIC | SPON ADR B | 400506101 | 2,087 | 18,757 | SH | | SOLE | | 18,757 | 0 | 0 |
HESS MIDSTREAM LP | CL A SHS | 428103105 | 13,194 | 674,208 | SH | | DFND | | 673,838 | 0 | 370 |
HUBSPOT INC | COM | 443573100 | 1,248 | 3,149 | SH | | SOLE | | 498 | 0 | 2,651 |
INGEVITY CORP | COM | 45688C107 | 836 | 11,042 | SH | | SOLE | | 2,462 | 0 | 8,580 |
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 203 | 6,373 | SH | | SOLE | | 4,994 | 0 | 1,379 |
ITRON INC | COM | 465741106 | 533 | 5,554 | SH | | DFND | | 5,517 | 0 | 37 |
JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 4,636 | 74,926 | SH | | SOLE | | 74,926 | 0 | 0 |
KIMCO RLTY CORP | COM | 49446R109 | 1,521 | 101,334 | SH | | SOLE | | 101,334 | 0 | 0 |
KINDER MORGAN INC DEL | COM | 49456B101 | 32,004 | 2,341,160 | SH | | DFND | | 2,338,550 | 0 | 2,610 |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 30,425 | 716,898 | SH | | DFND | | 716,023 | 0 | 875 |
MARATHON PETE CORP | COM | 56585A102 | 5,029 | 121,584 | SH | | DFND | | 121,214 | 0 | 370 |
MERCURY SYS INC | COM | 589378108 | 804 | 9,128 | SH | | SOLE | | 1,540 | 0 | 7,588 |
MICROSOFT CORP | COM | 594918104 | 3,736 | 16,798 | SH | | SOLE | | 16,798 | 0 | 0 |
MID CON ENERGY PARTNERS LP | UNIT REPSTG LTD | 59560V208 | 1,486 | 374,225 | SH | | SOLE | | 374,225 | 0 | 0 |
MPLX LP | COM UNIT REP LTD | 55336V100 | 4,330 | 200,000 | SH | Call | SOLE | | 200,000 | 0 | 0 |
MPLX LP | COM UNIT REP LTD | 55336V100 | 40,109 | 1,852,588 | SH | | DFND | | 1,849,783 | 0 | 2,805 |
NEXTERA ENERGY INC | COM | 65339F101 | 2,208 | 28,624 | SH | | DFND | | 28,584 | 0 | 40 |
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 32,505 | 484,785 | SH | | DFND | | 484,286 | 0 | 499 |
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 794 | 330,838 | SH | | SOLE | | 330,838 | 0 | 0 |
NIO INC | SPON ADS | 62914V106 | 752 | 15,435 | SH | | DFND | | 15,250 | 0 | 185 |
NIU TECHNOLOGIES | ADS | 65481N100 | 1,141 | 40,678 | SH | | DFND | | 40,500 | 0 | 178 |
NOBLE MIDSTREAM PARTNERS LP | COM UNIT REPST | 65506L105 | 1,548 | 148,534 | SH | | SOLE | | 148,534 | 0 | 0 |
NORFOLK SOUTHN CORP | COM | 655844108 | 236 | 992 | SH | | SOLE | | 992 | 0 | 0 |
NOVOCURE LTD | ORD SHS | G6674U108 | 298 | 1,723 | SH | | SOLE | | 1,400 | 0 | 323 |
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 2,162 | 150,000 | SH | | SOLE | | 150,000 | 0 | 0 |
ONEOK INC NEW | COM | 682680103 | 33,368 | 869,399 | SH | | DFND | | 868,384 | 0 | 1,015 |
ORBCOMM INC | COM | 68555P100 | 232 | 31,218 | SH | | SOLE | | 27,966 | 0 | 3,252 |
PBF ENERGY INC | CL A | 69318G106 | 1,466 | 206,527 | SH | | SOLE | | 206,527 | 0 | 0 |
PBF LOGISTICS LP | UNIT LTD PTNR | 69318Q104 | 1,687 | 184,396 | SH | | SOLE | | 184,396 | 0 | 0 |
PEMBINA PIPELINE CORP | COM | 706327103 | 27,554 | 1,164,581 | SH | | DFND | | 1,163,111 | 0 | 1,470 |
PHILLIPS 66 | COM | 718546104 | 2,677 | 38,273 | SH | | SOLE | | 38,273 | 0 | 0 |
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 15,909 | 602,398 | SH | | DFND | | 601,518 | 0 | 880 |
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 3,962 | 150,000 | SH | Put | SOLE | | 150,000 | 0 | 0 |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 1,484 | 180,148 | SH | | DFND | | 174,978 | 0 | 5,170 |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 2,884 | 350,000 | SH | Call | SOLE | | 350,000 | 0 | 0 |
PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | 6,338 | 750,000 | SH | Call | SOLE | | 750,000 | 0 | 0 |
PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | 48,582 | 5,749,385 | SH | | DFND | | 5,744,505 | 0 | 4,880 |
PLANET FITNESS INC | CL A | 72703H101 | 707 | 9,102 | SH | | SOLE | | 2,315 | 0 | 6,787 |
PLUG POWER INC | COM NEW | 72919P202 | 880 | 25,953 | SH | | DFND | | 25,696 | 0 | 257 |
QTS RLTY TR INC | COM CL A | 74736A103 | 2,042 | 33,000 | SH | | SOLE | | 33,000 | 0 | 0 |
RAPID7 INC | COM | 753422104 | 1,184 | 13,133 | SH | | SOLE | | 2,582 | 0 | 10,551 |
RATTLER MIDSTREAM LP | COM UNITS | 75419T103 | 9,538 | 1,006,102 | SH | | SOLE | | 1,006,102 | 0 | 0 |
RINGCENTRAL INC | CL A | 76680R206 | 989 | 2,609 | SH | | SOLE | | 553 | 0 | 2,056 |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 1,836 | 52,235 | SH | | SOLE | | 52,235 | 0 | 0 |
SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | 6,434 | 22,806 | SH | | SOLE | | 22,806 | 0 | 0 |
SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 5,283 | 524,150 | SH | | DFND | | 523,465 | 0 | 685 |
SMARTSHEET INC | COM CL A | 83200N103 | 1,000 | 14,438 | SH | | SOLE | | 2,753 | 0 | 11,685 |
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 386 | 1,209 | SH | | DFND | | 1,195 | 0 | 14 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 18,694 | 50,000 | SH | Put | SOLE | | 50,000 | 0 | 0 |
SPDR SER TR | S&P OILGAS EXP | 78468R556 | 11,700 | 200,000 | SH | Put | SOLE | | 200,000 | 0 | 0 |
SUNNOVA ENERGY INTL INC. | COM | 86745K104 | 306 | 6,783 | SH | | DFND | | 6,733 | 0 | 50 |
SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 | 1,727 | 60,000 | SH | | SOLE | | 60,000 | 0 | 0 |
SUNRUN INC | COM | 86771W105 | 743 | 10,708 | SH | | DFND | | 10,550 | 0 | 158 |
SVB FINANCIAL GROUP | COM | 78486Q101 | 1,177 | 3,036 | SH | | SOLE | | 483 | 0 | 2,553 |
SWITCH INC | CL A | 87105L104 | 2,198 | 134,262 | SH | | SOLE | | 134,262 | 0 | 0 |
SWITCHBACK ENERGY ACQUISTN C | COM CL A | 87105M102 | 1,332 | 33,241 | SH | | DFND | | 33,131 | 0 | 110 |
TARGA RES CORP | COM | 87612G101 | 48,270 | 1,829,807 | SH | | DFND | | 1,827,462 | 0 | 2,345 |
TC ENERGY CORP | COM | 87807B107 | 32,019 | 786,320 | SH | | DFND | | 785,515 | 0 | 805 |
TESLA INC | COM | 88160R101 | 607 | 860 | SH | | DFND | | 850 | 0 | 10 |
TPI COMPOSITES INC | COM | 87266J104 | 587 | 11,116 | SH | | DFND | | 10,995 | 0 | 121 |
TWILIO INC | CL A | 90138F102 | 1,006 | 2,972 | SH | | SOLE | | 501 | 0 | 2,471 |
UNION PAC CORP | COM | 907818108 | 329 | 1,580 | SH | | SOLE | | 1,580 | 0 | 0 |
UNITED STS OIL FD LP | UNITS | 91232N207 | 3,301 | 100,000 | SH | Put | SOLE | | 100,000 | 0 | 0 |
VISTRA CORP | COM | 92840M102 | 1,475 | 75,000 | SH | | SOLE | | 75,000 | 0 | 0 |
VYNE THERAPEUTICS INC | COM NEW | 92941V100 | 19 | 12,333 | SH | | SOLE | | 0 | 0 | 12,333 |
WASTE CONNECTIONS INC | COM | 94106B101 | 1,192 | 11,624 | SH | | DFND | | 11,613 | 0 | 11 |
WASTE MGMT INC DEL | COM | 94106L109 | 1,105 | 9,367 | SH | | SOLE | | 9,367 | 0 | 0 |
WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 | 2,798 | 202,475 | SH | | SOLE | | 202,475 | 0 | 0 |
WILLIAMS COS INC | COM | 969457100 | 35,351 | 1,763,141 | SH | | DFND | | 1,761,130 | 0 | 2,011 |