COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADS A | 90138A103 | 4,000 | 123,844 | SH | | SOLE | | 123,844 | 0 | 0 |
ABIOMED INC | COM | 003654100 | 959 | 3,009 | SH | | SOLE | | 640 | 0 | 2,369 |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 1,219 | 68,236 | SH | | SOLE | | 14,757 | 0 | 53,479 |
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 1,119 | 83,919 | SH | | SOLE | | 16,988 | 0 | 66,931 |
ALGONQUIN PWR UTILS CORP | COM | 015857105 | 602 | 38,000 | SH | | SOLE | | 38,000 | 0 | 0 |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 918 | 6,505 | SH | | SOLE | | 1,550 | 0 | 4,955 |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 53 | 750,000 | SH | Call | SOLE | | 750,000 | 0 | 0 |
ALTUS MIDSTREAM CO | COM NEW CL A | 02215L209 | 1,482 | 28,237 | SH | | SOLE | | 28,237 | 0 | 0 |
AMERICAN CAMPUS CMNTYS INC | COM | 024835100 | 3,066 | 71,021 | SH | | SOLE | | 71,021 | 0 | 0 |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 6,404 | 26,790 | SH | | SOLE | | 26,790 | 0 | 0 |
ANTERO MIDSTREAM CORP | COM | 03676B102 | 4,573 | 506,384 | SH | | DFND | 1 2 3 | 505,930 | 0 | 454 |
APA CORPORATION | COM | 03743Q108 | 601 | 33,590 | SH | | SOLE | | 33,590 | 0 | 0 |
ATLANTICA SUSTAINABLE INFR P | SHS | G0751N103 | 23,844 | 650,940 | SH | | DFND | 1 | 650,940 | 0 | 0 |
AZURE PWR GLOBAL LTD | SHS | V0393H103 | 2,208 | 81,194 | SH | | SOLE | | 81,194 | 0 | 0 |
BALLARD PWR SYS INC NEW | COM | 058586108 | 228 | 9,375 | SH | | SOLE | | 9,375 | 0 | 0 |
BLOOM ENERGY CORP | COM CL A | 093712107 | 280 | 10,334 | SH | | SOLE | | 10,334 | 0 | 0 |
BRIGHAM MINERALS INC | CL A COM | 10918L103 | 709 | 48,448 | SH | | SOLE | | 48,448 | 0 | 0 |
BRIXMOR PPTY GROUP INC | COM | 11120U105 | 2,126 | 105,073 | SH | | SOLE | | 105,073 | 0 | 0 |
BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 11284V105 | 1,888 | 40,352 | SH | | SOLE | | 40,352 | 0 | 0 |
BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 | 364 | 8,548 | SH | | SOLE | | 8,548 | 0 | 0 |
CHARGEPOINT HOLDINGS INC | COM CL A | 15961R105 | 3,261 | 122,145 | SH | | SOLE | | 122,145 | 0 | 0 |
CHART INDS INC | COM | 16115Q308 | 304 | 2,136 | SH | | SOLE | | 1,827 | 0 | 309 |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 29,751 | 413,148 | SH | | DFND | 1 2 3 | 412,423 | 0 | 725 |
CIA ENERGETICA DE MINAS GERA | SP ADR N-V PFD | 204409601 | 1,215 | 535,237 | SH | | SOLE | | 535,237 | 0 | 0 |
CLEARWAY ENERGY INC | CL C | 18539C204 | 14,066 | 499,874 | SH | | DFND | 1 2 3 | 499,624 | 0 | 250 |
COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441A102 | 785 | 107,081 | SH | | SOLE | | 107,081 | 0 | 0 |
CONTANGO OIL & GAS CO | COM NEW | 21075N204 | 807 | 206,976 | SH | | SOLE | | 206,976 | 0 | 0 |
CORESITE RLTY CORP | COM | 21870Q105 | 2,666 | 22,241 | SH | | SOLE | | 22,241 | 0 | 0 |
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 7,046 | 40,936 | SH | | SOLE | | 40,936 | 0 | 0 |
CYRUSONE INC | COM | 23283R100 | 2,754 | 40,662 | SH | | SOLE | | 40,500 | 0 | 162 |
CYTOSORBENTS CORP | COM NEW | 23283X206 | 1,044 | 120,295 | SH | | SOLE | | 25,789 | 0 | 94,506 |
DARLING INGREDIENTS INC | COM | 237266101 | 1,909 | 25,942 | SH | | SOLE | | 25,942 | 0 | 0 |
DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 14,944 | 689,915 | SH | | DFND | 1 2 3 | 689,150 | 0 | 765 |
DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 63 | 100,000 | SH | Call | SOLE | | 100,000 | 0 | 0 |
DELEK LOGISTICS PARTNERS LP | COM UNT RP INT | 24664T103 | 2,705 | 75,147 | SH | | SOLE | | 75,147 | 0 | 0 |
DEVON ENERGY CORP NEW | COM | 25179M103 | 998 | 45,655 | SH | | SOLE | | 45,655 | 0 | 0 |
DIGITAL RLTY TR INC | COM | 253868103 | 3,025 | 21,479 | SH | | SOLE | | 21,479 | 0 | 0 |
DOMINION ENERGY INC | COM | 25746U109 | 1,767 | 23,260 | SH | | SOLE | | 23,260 | 0 | 0 |
ENABLE MIDSTREAM PARTNERS LP | COM UNIT RP IN | 292480100 | 2,941 | 453,924 | SH | | DFND | 2 3 | 452,899 | 0 | 1,025 |
ENBRIDGE INC | COM | 29250N105 | 43,444 | 1,193,516 | SH | | DFND | 1 2 3 | 1,192,521 | 0 | 995 |
ENEL AMERICAS S A | SPONSORED ADR | 29274F104 | 138 | 16,241 | SH | | SOLE | | 16,241 | 0 | 0 |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 61,273 | 7,978,245 | SH | | DFND | 1 2 3 | 7,970,961 | 0 | 7,284 |
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 7,465 | 1,739,982 | SH | | DFND | 1 2 3 | 1,738,282 | 0 | 1,700 |
ENPHASE ENERGY INC | COM | 29355A107 | 4,863 | 29,991 | SH | | SOLE | | 29,991 | 0 | 0 |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 46,874 | 2,128,702 | SH | | DFND | 1 2 3 | 2,126,202 | 0 | 2,500 |
EQUINIX INC | COM | 29444U700 | 1,972 | 2,902 | SH | | SOLE | | 2,902 | 0 | 0 |
EQUITRANS MIDSTREAM CORP | COM | 294600101 | 34,930 | 4,280,658 | SH | | DFND | 1 2 3 | 4,276,080 | 0 | 4,578 |
EVERBRIDGE INC | COM | 29978A104 | 908 | 7,491 | SH | | SOLE | | 1,601 | 0 | 5,890 |
EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 | 478 | 18,160 | SH | | SOLE | | 17,411 | 0 | 749 |
EXACT SCIENCES CORP | COM | 30063P105 | 953 | 7,230 | SH | | SOLE | | 1,515 | 0 | 5,715 |
FIVE BELOW INC | COM | 33829M101 | 244 | 1,279 | SH | | SOLE | | 1,057 | 0 | 222 |
FLEETCOR TECHNOLOGIES INC | COM | 339041105 | 1,209 | 4,500 | SH | | SOLE | | 4,500 | 0 | 0 |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 149 | 16,607 | SH | | SOLE | | 14,254 | 0 | 2,353 |
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 2,015 | 71,476 | SH | | SOLE | | 71,476 | 0 | 0 |
GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 3,640 | 44,889 | SH | | SOLE | | 44,889 | 0 | 0 |
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 2,668 | 285,659 | SH | | DFND | 2 3 | 284,809 | 0 | 850 |
GOODRICH PETE CORP | COM PAR | 382410843 | 2,057 | 217,415 | SH | | SOLE | | 217,415 | 0 | 0 |
GRUPO AEROPORTUARIO DEL CENT | SPON ADR | 400501102 | 707 | 14,000 | SH | | SOLE | | 14,000 | 0 | 0 |
GRUPO AEROPORTUARIO DEL SURE | SPON ADR SER B | 40051E202 | 1,133 | 6,370 | SH | | SOLE | | 6,370 | 0 | 0 |
GRUPO AEROPUERTO DEL PACIFIC | SPON ADR B | 400506101 | 1,973 | 18,757 | SH | | SOLE | | 18,757 | 0 | 0 |
HESS MIDSTREAM LP | CL A SHS | 428103105 | 25,182 | 1,123,211 | SH | | DFND | 1 2 3 | 1,122,846 | 0 | 365 |
HOLOGIC INC | COM | 436440101 | 237 | 3,188 | SH | | SOLE | | 2,973 | 0 | 215 |
HUBSPOT INC | COM | 443573100 | 1,166 | 2,566 | SH | | SOLE | | 498 | 0 | 2,068 |
INGEVITY CORP | COM | 45688C107 | 1,109 | 14,681 | SH | | SOLE | | 2,980 | 0 | 11,701 |
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 279 | 8,229 | SH | | SOLE | | 6,762 | 0 | 1,467 |
ITRON INC | COM | 465741106 | 800 | 9,019 | SH | | SOLE | | 9,019 | 0 | 0 |
JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 3,084 | 73,969 | SH | | SOLE | | 73,969 | 0 | 0 |
KIMCO RLTY CORP | COM | 49446R109 | 1,900 | 101,334 | SH | | SOLE | | 101,334 | 0 | 0 |
KINDER MORGAN INC DEL | COM | 49456B101 | 40,506 | 2,432,788 | SH | | DFND | 1 2 3 | 2,430,778 | 0 | 2,010 |
KORNIT DIGITAL LTD | SHS | M6372Q113 | 224 | 2,261 | SH | | SOLE | | 1,986 | 0 | 275 |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 24,074 | 555,207 | SH | | DFND | 1 2 3 | 554,522 | 0 | 685 |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 71 | 50,000 | SH | Call | SOLE | | 50,000 | 0 | 0 |
MARATHON PETE CORP | COM | 56585A102 | 9,021 | 168,647 | SH | | DFND | 2 3 | 168,352 | 0 | 295 |
MICROSOFT CORP | COM | 594918104 | 3,909 | 16,578 | SH | | SOLE | | 16,578 | 0 | 0 |
MPLX LP | COM UNIT REP LTD | 55336V100 | 46,637 | 1,819,644 | SH | | DFND | 1 2 3 | 1,817,404 | 0 | 2,240 |
NEXTERA ENERGY INC | COM | 65339F101 | 1,924 | 25,441 | SH | | SOLE | | 25,441 | 0 | 0 |
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 36,826 | 505,302 | SH | | DFND | 1 2 3 | 504,932 | 0 | 370 |
NIO INC | SPON ADS | 62914V106 | 543 | 13,923 | SH | | SOLE | | 13,923 | 0 | 0 |
NIU TECHNOLOGIES | ADS | 65481N100 | 1,292 | 35,249 | SH | | SOLE | | 35,249 | 0 | 0 |
NOBLE MIDSTREAM PARTNERS LP | COM UNIT REPST | 65506L105 | 1,025 | 70,682 | SH | | SOLE | | 70,682 | 0 | 0 |
NORFOLK SOUTHN CORP | COM | 655844108 | 4,105 | 15,287 | SH | | SOLE | | 15,287 | 0 | 0 |
OASIS MIDSTREAM PARTNERS LP | COM UNITS REPS | 67420T206 | 1,104 | 49,372 | SH | | SOLE | | 49,372 | 0 | 0 |
ONEOK INC NEW | COM | 682680103 | 35,109 | 693,034 | SH | | DFND | 1 2 3 | 692,239 | 0 | 795 |
ORBCOMM INC | COM | 68555P100 | 267 | 35,047 | SH | | SOLE | | 30,634 | 0 | 4,413 |
PEMBINA PIPELINE CORP | COM | 706327103 | 38,272 | 1,327,055 | SH | | DFND | 1 2 3 | 1,325,900 | 0 | 1,155 |
PHILLIPS 66 | COM | 718546104 | 3,121 | 38,273 | SH | | SOLE | | 38,273 | 0 | 0 |
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 3,941 | 124,424 | SH | | DFND | 2 3 | 124,184 | 0 | 240 |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 1,082 | 118,873 | SH | | DFND | 2 3 | 115,583 | 0 | 3,290 |
PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | 47,798 | 5,084,908 | SH | | DFND | 1 2 3 | 5,081,643 | 0 | 3,265 |
PLANET FITNESS INC | CL A | 72703H101 | 1,026 | 13,276 | SH | | SOLE | | 2,965 | 0 | 10,311 |
PLUG POWER INC | COM NEW | 72919P202 | 3,061 | 85,397 | SH | | SOLE | | 85,397 | 0 | 0 |
QTS RLTY TR INC | COM CL A | 74736A103 | 1,995 | 32,162 | SH | | SOLE | | 32,162 | 0 | 0 |
RAPID7 INC | COM | 753422104 | 950 | 12,731 | SH | | SOLE | | 3,177 | 0 | 9,554 |
RATTLER MIDSTREAM LP | COM UNITS | 75419T103 | 17,088 | 1,607,519 | SH | | DFND | 1 | 1,607,519 | 0 | 0 |
RINGCENTRAL INC | CL A | 76680R206 | 856 | 2,874 | SH | | SOLE | | 594 | 0 | 2,280 |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 1,241 | 31,662 | SH | | SOLE | | 31,662 | 0 | 0 |
SABRE CORP | COM | 78573M104 | 1,376 | 92,936 | SH | | SOLE | | 92,936 | 0 | 0 |
SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | 5,945 | 21,418 | SH | | SOLE | | 21,418 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 99 | 100,000 | SH | Call | SOLE | | 100,000 | 0 | 0 |
SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 2,198 | 164,791 | SH | | DFND | 2 3 | 164,246 | 0 | 545 |
SMARTSHEET INC | COM CL A | 83200N103 | 983 | 15,375 | SH | | SOLE | | 3,358 | 0 | 12,017 |
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 4,993 | 17,370 | SH | | SOLE | | 17,370 | 0 | 0 |
SUNNOVA ENERGY INTL INC. | COM | 86745K104 | 206 | 5,038 | SH | | SOLE | | 5,038 | 0 | 0 |
SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 | 1,910 | 60,000 | SH | | SOLE | | 60,000 | 0 | 0 |
SUNRUN INC | COM | 86771W105 | 2,218 | 36,675 | SH | | SOLE | | 36,675 | 0 | 0 |
SVB FINANCIAL GROUP | COM | 78486Q101 | 1,039 | 2,105 | SH | | SOLE | | 483 | 0 | 1,622 |
SWITCH INC | CL A | 87105L104 | 2,303 | 141,606 | SH | | SOLE | | 141,606 | 0 | 0 |
TARGA RES CORP | COM | 87612G101 | 57,891 | 1,823,340 | SH | | DFND | 1 2 3 | 1,821,510 | 0 | 1,830 |
TC ENERGY CORP | COM | 87807B107 | 31,710 | 693,105 | SH | | DFND | 1 2 3 | 692,470 | 0 | 635 |
TESLA INC | COM | 88160R101 | 486 | 727 | SH | | SOLE | | 727 | 0 | 0 |
UNION PAC CORP | COM | 907818108 | 2,673 | 12,129 | SH | | SOLE | | 12,129 | 0 | 0 |
VIEW INC | COM CL A | 92671V106 | 195 | 26,410 | SH | | SOLE | | 26,410 | 0 | 0 |
VISTRA CORP | COM | 92840M102 | 1,326 | 75,000 | SH | | SOLE | | 75,000 | 0 | 0 |
WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 | 9,876 | 531,237 | SH | | DFND | 1 2 3 | 530,737 | 0 | 500 |
WILLIAMS COS INC | COM | 969457100 | 38,071 | 1,607,066 | SH | | DFND | 1 2 3 | 1,605,485 | 0 | 1,581 |