SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-A
For Registration of Certain Classes of Securities
Pursuant to Section 12(b) or (g) of the
Securities Exchange Act of 1934
CAPITAL MARITIME & TRADING CORP.
(Exact Name of Registrant as Specified in Its Charter)
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REPUBLIC OF THE MARSHALL ISLANDS 4412 N/A
(State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer
incorporation or organization) Classification Code Number) Identification No.)
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3, IASSONOS STREET
PIRAEUS, ATHENS, 18537 GR
+30 210 458 4950
(Address and telephone number of
Registrant's principal executive
offices)
CT CORPORATION SYSTEM
111 EIGHTH AVENUE, 13TH FLOOR
NEW YORK, NY 10011
212-894-8400
(Name, address and telephone
number of agent for service)
If this Form relates to the registration of a class of securities pursuant to
Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), please check the following box. [X]
If this Form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A.(d), please check the following box. [ ]
Securities Act registration statement file number to which this form relates:
333-125759
Securities to be registered pursuant to Section 12(b) of the Exchange Act:
Title Of Each Class Name Of Each Exchange On Which
To Be So Registered Each Class Is To Be Registered
------------------- ------------------------------
Common Stock, Par Value New York Stock Exchange
$0.001 Per Share
Preferred Stock Purchase Rights New York Stock Exchange
Securities to be registered pursuant to Section 12(g) of the Exchange Act:
None
(Title of Class)
ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED.
A description of the Registrant's Common Stock, par value $0.001 per share,
is set forth under "Description of Capital Stock" in the Registrant's
Registration Statement on Form F-1 (Reg. No. 333-125759), filed with the
Securities and Exchange Commission on June 13, 2005, as amended, including any
form of prospectus contained therein filed pursuant to Rule 424(b) under the
Securities Act of 1933 (the "Registration Statement"), which description is
incorporated herein by reference.
ITEM 2. EXHIBITS.
The securities to be registered are to be listed on the New York Stock
Exchange (the "NYSE"), on which no other securities of the Registrant are
listed. Accordingly, the following exhibits are also being filed with the NYSE:
1. Registrant's Amended and Restated Certificate of Incorporation
(incorporated by reference to Exhibit 3.1 to the Registrant's Registration
Statement on Form F-1, as amended).
2. Registrant's Amended and Restated By-Laws (incorporated by reference to
Exhibit 3.2 to the Registrant's Registration Statement on Form F-1, as
amended).
3. Form of Specimen Certificate for Registrant's Common Stock (incorporated by
reference to Exhibit 4.1 to the Registrant's Registration Statement on Form
F-1, as amended).
4. Form of Stockholders' Rights Agreement (incorporated by reference to
Exhibit 4.2 to the Registrant's Registration Statement on Form F-1, as
amended).
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act
of 1934, as amended, the Registrant has duly caused this Registration Statement
to be signed on its behalf by the undersigned, thereto duly authorized.
CAPITAL MARITIME & TRADING CORP.
By: /s/ Evangelos M. Marinakis
--------------------------
Name: Evangelos M. Marinakis
Title: President and Chief
Executive Officer
Dated: June 24, 2005