The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABB Ltd. | COM | 000375204 | 236 | 8,442 | SH | SOLE | 0 | 8,442 | 0 | 0 | |
A S E Industrial Holdi | COM | 00215W100 | 230 | 39,324 | SH | SOLE | 0 | 39,324 | 0 | 0 | |
Abbott Laboratories | COM | 002824100 | 652 | 5,956 | SH | SOLE | 0 | 5,956 | 0 | 0 | |
Abbvie Inc | COM | 00287Y109 | 834 | 7,779 | SH | SOLE | 0 | 7,779 | 0 | 0 | |
Advanced Micro Devic | COM | 007903107 | 240 | 2,620 | SH | SOLE | 0 | 2,620 | 0 | 0 | |
Air Products & Chemicals Inc | COM | 009158106 | 969 | 3,548 | SH | SOLE | 0 | 3,548 | 0 | 0 | |
Amgen Inc. | COM | 031162100 | 332 | 1,445 | SH | SOLE | 0 | 1,445 | 0 | 0 | |
Anavex Life Sciences | COM | 032797300 | 54 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
Apple Inc | COM | 037833100 | 2,637 | 19,873 | SH | SOLE | 0 | 19,873 | 0 | 0 | |
Automatic Data Processing | COM | 053015103 | 750 | 4,258 | SH | SOLE | 0 | 4,258 | 0 | 0 | |
BAE Systems PLC ADR | COM | 05523R107 | 218 | 8,037 | SH | SOLE | 0 | 8,037 | 0 | 0 | |
Bnp Paribas | COM | 05565A202 | 249 | 9,370 | SH | SOLE | 0 | 9,370 | 0 | 0 | |
Blackrock Inc | COM | 09247X101 | 1,037 | 1,437 | SH | SOLE | 0 | 1,437 | 0 | 0 | |
British American Tobacco PLC ADR | COM | 110448107 | 226 | 6,025 | SH | SOLE | 0 | 6,025 | 0 | 0 | |
C S X Corp | COM | 126408103 | 236 | 2,600 | SH | SOLE | 0 | 2,600 | 0 | 0 | |
Chevron Corp | COM | 166764100 | 643 | 7,615 | SH | SOLE | 0 | 7,615 | 0 | 0 | |
Cincinnati Financial | COM | 172062101 | 212 | 2,425 | SH | SOLE | 0 | 2,425 | 0 | 0 | |
Cisco Systems | COM | 17275R102 | 778 | 17,396 | SH | SOLE | 0 | 17,396 | 0 | 0 | |
Coca Cola | COM | 191216100 | 372 | 6,777 | SH | SOLE | 0 | 6,777 | 0 | 0 | |
Comcast Corp Cl A | COM | 20030N101 | 496 | 9,465 | SH | SOLE | 0 | 9,465 | 0 | 0 | |
Compagnie De St Gobain | COM | 204280309 | 159 | 17,379 | SH | SOLE | 0 | 17,379 | 0 | 0 | |
Rio Doce | COM | 204412209 | 279 | 16,662 | SH | SOLE | 0 | 16,662 | 0 | 0 | |
Crown Castle International Corp | COM | 22822V101 | 903 | 5,674 | SH | SOLE | 0 | 5,674 | 0 | 0 | |
Duke Energy Corporation | COM | 26441C105 | 423 | 4,617 | SH | SOLE | 0 | 4,617 | 0 | 0 | |
Eaton Corporation | COM | 278058102 | 396 | 3,296 | SH | SOLE | 0 | 3,296 | 0 | 0 | |
Enel-Societa Per Azion | COM | 29265W207 | 288 | 28,345 | SH | SOLE | 0 | 28,345 | 0 | 0 | |
Exxon Mobil Corp | COM | 30231G102 | 254 | 6,152 | SH | SOLE | 0 | 6,152 | 0 | 0 | |
Facebook Inc | COM | 30303M102 | 358 | 1,311 | SH | SOLE | 0 | 1,311 | 0 | 0 | |
Home Depot | COM | 437076102 | 1,410 | 5,309 | SH | SOLE | 0 | 5,309 | 0 | 0 | |
Honeywell International | COM | 438516106 | 624 | 2,933 | SH | SOLE | 0 | 2,933 | 0 | 0 | |
Iberdrola S A | COM | 450737101 | 274 | 4,767 | SH | SOLE | 0 | 4,767 | 0 | 0 | |
Illinois Tool Works | COM | 452308109 | 511 | 2,505 | SH | SOLE | 0 | 2,505 | 0 | 0 | |
Nasdaq 100 Shares | UNIT SER 1 | 46090E103 | 643 | 2,050 | SH | SOLE | 0 | 2,050 | 0 | 0 | |
iShares Mstar Large Core | LRGE CORE INDX | 464287127 | 334 | 1,539 | SH | SOLE | 0 | 1,539 | 0 | 0 | |
iShares S&P 500 Index | S&P 500 INDEX | 464287200 | 1,813 | 4,830 | SH | SOLE | 0 | 4,830 | 0 | 0 | |
iShares Barclays Agg Bond | BARCLYS US AGG B | 464287226 | 1,396 | 11,812 | SH | SOLE | 0 | 11,812 | 0 | 0 | |
Ishares S&P 500 Growth | S&P 500 GRWT ETF | 464287309 | 328 | 5,136 | SH | SOLE | 0 | 5,136 | 0 | 0 | |
iShares S&P Midcap 400 | CORE S&P MCP ETF | 464287507 | 544 | 2,368 | SH | SOLE | 0 | 2,368 | 0 | 0 | |
iShares Russell 1000 Value | RUSSELL1000VAL | 464287598 | 1,063 | 7,778 | SH | SOLE | 0 | 7,778 | 0 | 0 | |
iShares Russell 1000 Growth | RUS 1000 GRW ETF | 464287614 | 1,071 | 4,440 | SH | SOLE | 0 | 4,440 | 0 | 0 | |
iShares Russell 1000 Index | RUSSELL 1000 | 464287622 | 19,358 | 91,378 | SH | SOLE | 0 | 91,378 | 0 | 0 | |
iShares Russell 2000 Value Idx | RUSL 2000 VALU | 464287630 | 697 | 5,288 | SH | SOLE | 0 | 5,288 | 0 | 0 | |
iShares Russell 2000 Idx | RUSSELL 2000 ETF | 464287655 | 2,728 | 13,917 | SH | SOLE | 0 | 13,917 | 0 | 0 | |
iShares S&P Smallcap 600 | CORE S&P SCP ETF | 464287804 | 26,273 | 285,884 | SH | SOLE | 0 | 285,884 | 0 | 0 | |
iShares Core MSCI EAFE ETF | CORE MSCI EAFE | 46432F842 | 17,821 | 257,936 | SH | SOLE | 0 | 257,936 | 0 | 0 | |
iShares Core MSCI Emerging Markets | CORE MSCI EMKT | 46434G103 | 6,571 | 105,923 | SH | SOLE | 0 | 105,923 | 0 | 0 | |
JPMorgan Chase & Co | COM | 46625H100 | 1,630 | 12,829 | SH | SOLE | 0 | 12,829 | 0 | 0 | |
Johnson & Johnson | COM | 478160104 | 410 | 2,603 | SH | SOLE | 0 | 2,603 | 0 | 0 | |
Lilly Eli & Co | COM | 532457108 | 597 | 3,537 | SH | SOLE | 0 | 3,537 | 0 | 0 | |
Lockheed Martin Corp | COM | 539830109 | 906 | 2,553 | SH | SOLE | 0 | 2,553 | 0 | 0 | |
Manulife Finl | COM | 56501R106 | 209 | 11,751 | SH | SOLE | 0 | 11,751 | 0 | 0 | |
Marsh & McLennan | COM | 571748102 | 660 | 5,640 | SH | SOLE | 0 | 5,640 | 0 | 0 | |
McDonalds Corp | COM | 580135101 | 781 | 3,639 | SH | SOLE | 0 | 3,639 | 0 | 0 | |
Medical Svcs Intl Cl A | COM | 58463C101 | 0 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
Medtronic Inc. | COM | 585055106 | 726 | 6,201 | SH | SOLE | 0 | 6,201 | 0 | 0 | |
Merck & Co | COM | 589331107 | 1,059 | 12,943 | SH | SOLE | 0 | 12,943 | 0 | 0 | |
Michelin Compagnie | COM | 59410T106 | 235 | 9,141 | SH | SOLE | 0 | 9,141 | 0 | 0 | |
Microsoft | COM | 594918104 | 1,154 | 5,188 | SH | SOLE | 0 | 5,188 | 0 | 0 | |
Mondelez Intl Inc Cl A | COM | 609207105 | 874 | 14,940 | SH | SOLE | 0 | 14,940 | 0 | 0 | |
Munchener Ruckversicherungs-Gesellschaft AG ADR | COM | 626188106 | 200 | 6,734 | SH | SOLE | 0 | 6,734 | 0 | 0 | |
Nn Group N V | COM | 629334103 | 212 | 9,850 | SH | SOLE | 0 | 9,850 | 0 | 0 | |
Nestle ADR | COM | 641069406 | 285 | 2,418 | SH | SOLE | 0 | 2,418 | 0 | 0 | |
Nextera Energy Inc | COM | 65339F101 | 1,752 | 22,714 | SH | SOLE | 0 | 22,714 | 0 | 0 | |
Nippon Teleg&Teleph | COM | 654624105 | 203 | 7,886 | SH | SOLE | 0 | 7,886 | 0 | 0 | |
NW Biotherapeutics | COM | 66737P600 | 68 | 44,500 | SH | SOLE | 0 | 44,500 | 0 | 0 | |
Novartis AG | COM | 66987V109 | 250 | 2,650 | SH | SOLE | 0 | 2,650 | 0 | 0 | |
PNC Financial Services | COM | 693475105 | 609 | 4,089 | SH | SOLE | 0 | 4,089 | 0 | 0 | |
Paychex Inc | COM | 704326107 | 779 | 8,362 | SH | SOLE | 0 | 8,362 | 0 | 0 | |
Pepsico Inc | COM | 713448108 | 1,192 | 8,038 | SH | SOLE | 0 | 8,038 | 0 | 0 | |
Phillips 66 | COM | 718546104 | 218 | 3,119 | SH | SOLE | 0 | 3,119 | 0 | 0 | |
Procter & Gamble | COM | 742718109 | 15,820 | 113,697 | SH | SOLE | 0 | 113,697 | 0 | 0 | |
Prologis Inc | COM | 74340W103 | 507 | 5,087 | SH | SOLE | 0 | 5,087 | 0 | 0 | |
Qualcomm Inc | COM | 747525103 | 822 | 5,396 | SH | SOLE | 0 | 5,396 | 0 | 0 | |
Realty Income Corp. | COM | 756109104 | 272 | 4,378 | SH | SOLE | 0 | 4,378 | 0 | 0 | |
Roche Hldg Ltd Spon Adrf | COM | 771195104 | 210 | 4,779 | SH | SOLE | 0 | 4,779 | 0 | 0 | |
S&P 500 Index SPDR | TR UNIT | 78462F103 | 310 | 829 | SH | SOLE | 0 | 829 | 0 | 0 | |
SPDR Developed World ex-US ETF | PORTFOLIO DEVLPD | 78463X889 | 1,503 | 44,538 | SH | SOLE | 0 | 44,538 | 0 | 0 | |
SPDR S&P 600 Small Cap Value | S&P 600 SMCP VAL | 78464A300 | 8,175 | 123,508 | SH | SOLE | 0 | 123,508 | 0 | 0 | |
Sanofi SA ADR | COM | 80105N105 | 223 | 4,595 | SH | SOLE | 0 | 4,595 | 0 | 0 | |
Charles Schwab Corp | COM | 808513105 | 368 | 6,941 | SH | SOLE | 0 | 6,941 | 0 | 0 | |
Schwab U.S. Broad Market ETF | US BRD MKT ETF | 808524102 | 2,512 | 27,605 | SH | SOLE | 0 | 27,605 | 0 | 0 | |
Schwab US Large Cap ETF | US LRG CAP ETF | 808524201 | 3,457 | 38,011 | SH | SOLE | 0 | 38,011 | 0 | 0 | |
Schwab U.S. Small Cap ETF | US SML CAP ETF | 808524607 | 908 | 10,200 | SH | SOLE | 0 | 10,200 | 0 | 0 | |
Schwab Emerging Market ETF | EMRG MKTEQ ETF | 808524706 | 983 | 32,071 | SH | SOLE | 0 | 32,071 | 0 | 0 | |
Schwab Fundamental International Large Cap | SCHWB FDT INT LG | 808524755 | 6,505 | 222,181 | SH | SOLE | 0 | 222,181 | 0 | 0 | |
Schwab Fundamental US Small Cap | SCHWAB FDT US SC | 808524763 | 382 | 8,899 | SH | SOLE | 0 | 8,899 | 0 | 0 | |
Schwab US Div Equity ETF | US DIVIDEND EQ | 808524797 | 378 | 5,900 | SH | SOLE | 0 | 5,900 | 0 | 0 | |
Schwab International Equity ETF | INTL EQTY ETF | 808524805 | 27,862 | 773,737 | SH | SOLE | 0 | 773,737 | 0 | 0 | |
Schwab US Agg Bond ETF | US AGGREGATE B | 808524839 | 202 | 3,602 | SH | SOLE | 0 | 3,602 | 0 | 0 | |
Sempra Energy | COM | 816851109 | 600 | 4,707 | SH | SOLE | 0 | 4,707 | 0 | 0 | |
Service Corp Int'l, Inc. | COM | 817565104 | 2,380 | 48,482 | SH | SOLE | 0 | 48,482 | 0 | 0 | |
Siemens AG ADR | COM | 826197501 | 230 | 3,206 | SH | SOLE | 0 | 3,206 | 0 | 0 | |
Smurfit Kappa Group PLC ADR | COM | 83272W106 | 292 | 6,255 | SH | SOLE | 0 | 6,255 | 0 | 0 | |
Softbank Mobile Servic | COM | 83405K102 | 179 | 14,187 | SH | SOLE | 0 | 14,187 | 0 | 0 | |
Sonic Healthcare Ltd | COM | 83546A203 | 232 | 9,437 | SH | SOLE | 0 | 9,437 | 0 | 0 | |
Starbucks Corp | COM | 855244109 | 980 | 9,164 | SH | SOLE | 0 | 9,164 | 0 | 0 | |
Svenska Hndlsbnkn Ab | COM | 86959C103 | 164 | 32,872 | SH | SOLE | 0 | 32,872 | 0 | 0 | |
Texas Instruments | COM | 882508104 | 1,334 | 8,128 | SH | SOLE | 0 | 8,128 | 0 | 0 | |
3M Company | COM | 88579Y101 | 209 | 1,196 | SH | SOLE | 0 | 1,196 | 0 | 0 | |
Total Fina Elf S A Adr | COM | 89151E109 | 242 | 5,769 | SH | SOLE | 0 | 5,769 | 0 | 0 | |
Toyota Motor Corp ADR | COM | 892331307 | 298 | 1,925 | SH | SOLE | 0 | 1,925 | 0 | 0 | |
Truist Finl Corp | COM | 89832Q109 | 890 | 18,578 | SH | SOLE | 0 | 18,578 | 0 | 0 | |
US Bancorp | COM | 902973304 | 599 | 12,857 | SH | SOLE | 0 | 12,857 | 0 | 0 | |
Unilever PLC ADR | COM | 904767704 | 208 | 3,450 | SH | SOLE | 0 | 3,450 | 0 | 0 | |
Upm-Kymmene Corp | COM | 915436208 | 255 | 6,875 | SH | SOLE | 0 | 6,875 | 0 | 0 | |
Vanguard Div Apprciation | DIV APP ETF | 921908844 | 2,505 | 17,744 | SH | SOLE | 0 | 17,744 | 0 | 0 | |
Vanguard US Multifactor | US MULTIFACTOR | 921935607 | 2,288 | 27,352 | SH | SOLE | 0 | 27,352 | 0 | 0 | |
Vanguard Short Term Bond Index | SHORT TRM BOND | 921937827 | 27,898 | 336,521 | SH | SOLE | 0 | 336,521 | 0 | 0 | |
Vanguard Total Bond Market | TOTAL BND MRKT | 921937835 | 35,424 | 401,678 | SH | SOLE | 0 | 401,678 | 0 | 0 | |
Vanguard FTSE Developed Markets ETF | FTSE DEV MKT ETF | 921943858 | 11,421 | 241,916 | SH | SOLE | 0 | 241,916 | 0 | 0 | |
Vanguard High Dividend Yield Indx ETF | HIGH DIV YLD | 921946406 | 15,800 | 172,657 | SH | SOLE | 0 | 172,657 | 0 | 0 | |
Vanguard FTSE All-World ex-US Sm-Cp ETF | FTSE SMCAP ETF | 922042718 | 1,624 | 13,328 | SH | SOLE | 0 | 13,328 | 0 | 0 | |
Vanguard Emerging Market | FTSE EMR MKT ETF | 922042858 | 5,092 | 101,608 | SH | SOLE | 0 | 101,608 | 0 | 0 | |
Vanguard Short Term | SHORT TERM TREAS | 92206C102 | 298 | 4,837 | SH | SOLE | 0 | 4,837 | 0 | 0 | |
Vanguard Short-Term Corp Bond ETF | SHRT-TERM CORP | 92206C409 | 5,283 | 63,457 | SH | SOLE | 0 | 63,457 | 0 | 0 | |
Vanguard Russell 1000 Growth ETF | VNG RUS1000GRW | 92206C680 | 987 | 3,983 | SH | SOLE | 0 | 3,983 | 0 | 0 | |
Vanguard Russell 1000 ETF | VNG RUS1000IDX | 92206C730 | 3,454 | 19,711 | SH | SOLE | 0 | 19,711 | 0 | 0 | |
Vanguard S&P 500 ETF | S&P 500 ETF SHS | 922908363 | 59,764 | 173,890 | SH | SOLE | 0 | 173,890 | 0 | 0 | |
Vanguard Small-Cap Growth ETF | SML CP GRW ETF | 922908595 | 2,151 | 8,036 | SH | SOLE | 0 | 8,036 | 0 | 0 | |
Vanguard Large Value | VALUE ETF | 922908744 | 11,270 | 94,741 | SH | SOLE | 0 | 94,741 | 0 | 0 | |
Verizon Communications | COM | 92343V104 | 670 | 11,405 | SH | SOLE | 0 | 11,405 | 0 | 0 | |
Walgreens Boots Alliance Inc. | COM | 931427108 | 554 | 13,898 | SH | SOLE | 0 | 13,898 | 0 | 0 | |
Wisconsin Energy | COM | 976657106 | 598 | 6,499 | SH | SOLE | 0 | 6,499 | 0 | 0 | |
Wisdomtree Small Cap Dividend | SMALLCAP DIVID | 97717W604 | 3,166 | 119,041 | SH | SOLE | 0 | 119,041 | 0 | 0 | |
WisdomTree Dynamic Currency Hedged International | CURRNCY INT EQ | 97717X263 | 8,309 | 298,337 | SH | SOLE | 0 | 298,337 | 0 | 0 | |
Zurich Insurance Group | COM | 989825104 | 285 | 6,745 | SH | SOLE | 0 | 6,745 | 0 | 0 | |
Ubs Group Ag | COM | H42097107 | 255 | 18,065 | SH | SOLE | 0 | 18,065 | 0 | 0 | |
Broadcom Ltd | COM | Y09827109 | 954 | 2,179 | SH | SOLE | 0 | 2,179 | 0 | 0 |