The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbvie Inc | COM | 00287Y109 | 696 | 4,671 | SH | SOLE | 0 | 4,671 | 0 | 0 | |
Advanced Micro Devic | COM | 007903107 | 262 | 2,551 | SH | SOLE | 0 | 2,551 | 0 | 0 | |
Air Products & Chemicals Inc | COM | 009158106 | 584 | 2,060 | SH | SOLE | 0 | 2,060 | 0 | 0 | |
Avantis US Large Cap Value ETF | US LARGE CAP VLU | 025072349 | 22,631 | 429,600 | SH | SOLE | 0 | 429,600 | 0 | 0 | |
Avantis Emerging Markets Equity ETF | AVANTIS EMGMKT | 025072604 | 8,582 | 162,569 | SH | SOLE | 0 | 162,569 | 0 | 0 | |
Avantis International Small Cap Value ETF | INTL SMCP VLU | 025072802 | 17,480 | 302,164 | SH | SOLE | 0 | 302,164 | 0 | 0 | |
Avantis U.S. Small Cap Value ETF | US SML CP VALU | 025072877 | 10,488 | 134,545 | SH | SOLE | 0 | 134,545 | 0 | 0 | |
Anavex Life Sciences | COM | 032797300 | 200 | 30,500 | SH | SOLE | 0 | 30,500 | 0 | 0 | |
Apple Inc | COM | 037833100 | 2,926 | 17,091 | SH | SOLE | 0 | 17,091 | 0 | 0 | |
Automatic Data Processing | COM | 053015103 | 486 | 2,020 | SH | SOLE | 0 | 2,020 | 0 | 0 | |
Berkshire Hath. Cl B | COM | 084670207 | 631 | 1,800 | SH | SOLE | 0 | 1,800 | 0 | 0 | |
Broadcom Ltd | COM | 11135F101 | 816 | 982 | SH | SOLE | 0 | 982 | 0 | 0 | |
Cambria Shareholder Yield ETF | SHSHLD YIELD ETF | 132061201 | 11,883 | 192,093 | SH | SOLE | 0 | 192,093 | 0 | 0 | |
Cambria Foreign Shareholder Yield ETF | CAMBRIA FGN SHR | 132061300 | 6,908 | 288,054 | SH | SOLE | 0 | 288,054 | 0 | 0 | |
Cambria Emerging Shareholder Yield ETF | EMRG SHAREHLDR | 132061706 | 4,729 | 164,886 | SH | SOLE | 0 | 164,886 | 0 | 0 | |
Chevron Corp | COM | 166764100 | 890 | 5,280 | SH | SOLE | 0 | 5,280 | 0 | 0 | |
Cincinnati Financial | COM | 172062101 | 248 | 2,428 | SH | SOLE | 0 | 2,428 | 0 | 0 | |
Cisco Systems | COM | 17275R102 | 328 | 6,102 | SH | SOLE | 0 | 6,102 | 0 | 0 | |
Compass Diversified | COM | 20451Q104 | 1,061 | 56,500 | SH | SOLE | 0 | 56,500 | 0 | 0 | |
Corning Inc | COM | 219350105 | 210 | 6,885 | SH | SOLE | 0 | 6,885 | 0 | 0 | |
Duke Energy Corporation | COM | 26441C105 | 358 | 4,053 | SH | SOLE | 0 | 4,053 | 0 | 0 | |
Eaton Corporation | COM | 278058102 | 498 | 2,336 | SH | SOLE | 0 | 2,336 | 0 | 0 | |
Energy Transfer LP | COM | 29273V100 | 258 | 18,399 | SH | SOLE | 0 | 18,399 | 0 | 0 | |
Exxon Mobil Corp | COM | 30231G102 | 989 | 8,411 | SH | SOLE | 0 | 8,411 | 0 | 0 | |
Meta Platforms Inc | COM | 30303M102 | 630 | 2,097 | SH | SOLE | 0 | 2,097 | 0 | 0 | |
Flexshares Morningstar Global Upstream Natural Resources | MORNSTAR UPSTR | 33939L407 | 485 | 11,983 | SH | SOLE | 0 | 11,983 | 0 | 0 | |
Global Blockchain Mng | COM | 37958T100 | 0 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
Home Depot | COM | 437076102 | 689 | 2,279 | SH | SOLE | 0 | 2,279 | 0 | 0 | |
Hubbell Inc Class B | COM | 443510201 | 285 | 910 | SH | SOLE | 0 | 910 | 0 | 0 | |
Illinois Tool Works | COM | 452308109 | 286 | 1,243 | SH | SOLE | 0 | 1,243 | 0 | 0 | |
Nasdaq 100 Shares | UNIT SER 1 | 46090E103 | 301 | 840 | SH | SOLE | 0 | 840 | 0 | 0 | |
iShares Mstar Large Core | LRGE CORE INDX | 464287127 | 243 | 4,132 | SH | SOLE | 0 | 4,132 | 0 | 0 | |
iShares S&P 500 Index | S&P 500 INDEX | 464287200 | 1,894 | 4,410 | SH | SOLE | 0 | 4,410 | 0 | 0 | |
iShares Barclays Agg Bond | BARCLYS US AGG B | 464287226 | 893 | 9,499 | SH | SOLE | 0 | 9,499 | 0 | 0 | |
iShares S&P Midcap 400 | CORE S&P MCP ETF | 464287507 | 549 | 2,202 | SH | SOLE | 0 | 2,202 | 0 | 0 | |
iShares Russell 1000 Value | RUSSELL1000VAL | 464287598 | 1,099 | 7,242 | SH | SOLE | 0 | 7,242 | 0 | 0 | |
iShares Russell 1000 Growth | RUS 1000 GRW ETF | 464287614 | 841 | 3,160 | SH | SOLE | 0 | 3,160 | 0 | 0 | |
iShares Russell 1000 Index | RUSSELL 1000 | 464287622 | 19,672 | 83,742 | SH | SOLE | 0 | 83,742 | 0 | 0 | |
iShares Russell 2000 Value Idx | RUSL 2000 VALU | 464287630 | 633 | 4,671 | SH | SOLE | 0 | 4,671 | 0 | 0 | |
iShares Russell 2000 Idx | RUSSELL 2000 ETF | 464287655 | 1,744 | 9,866 | SH | SOLE | 0 | 9,866 | 0 | 0 | |
iShares Core S&P Small-Cap ETF | CORE S&P SCP ETF | 464287804 | 32,364 | 343,098 | SH | SOLE | 0 | 343,098 | 0 | 0 | |
iShares Core MSCI EAFE ETF | CORE MSCI EAFE | 46432F842 | 24,000 | 372,968 | SH | SOLE | 0 | 372,968 | 0 | 0 | |
iShares Core 1-5 Year USD Bond ETF | CORE 1 5 YR USD | 46432F859 | 529 | 11,408 | SH | SOLE | 0 | 11,408 | 0 | 0 | |
iShares Core MSCI Emerging Markets | CORE MSCI EMKT | 46434G103 | 9,262 | 194,622 | SH | SOLE | 0 | 194,622 | 0 | 0 | |
JPMorgan Chase & Co | COM | 46625H100 | 269 | 1,858 | SH | SOLE | 0 | 1,858 | 0 | 0 | |
JPMorgan Equity Premium | EQUITY PREMIUM | 46641Q332 | 920 | 17,170 | SH | SOLE | 0 | 17,170 | 0 | 0 | |
Johnson & Johnson | COM | 478160104 | 302 | 1,940 | SH | SOLE | 0 | 1,940 | 0 | 0 | |
Keurig Dr Pepper Inc. | COM | 49271V100 | 320 | 10,148 | SH | SOLE | 0 | 10,148 | 0 | 0 | |
Kroger Corp | COM | 501044101 | 214 | 4,779 | SH | SOLE | 0 | 4,779 | 0 | 0 | |
Lilly Eli & Co | COM | 532457108 | 693 | 1,291 | SH | SOLE | 0 | 1,291 | 0 | 0 | |
Lockheed Martin Corp | COM | 539830109 | 366 | 895 | SH | SOLE | 0 | 895 | 0 | 0 | |
Marathon Group Corp | COM | 565807401 | 0 | 300,000 | SH | SOLE | 0 | 300,000 | 0 | 0 | |
Marsh & McLennan | COM | 571748102 | 489 | 2,570 | SH | SOLE | 0 | 2,570 | 0 | 0 | |
Matador Resources Co | COM | 576485205 | 239 | 4,020 | SH | SOLE | 0 | 4,020 | 0 | 0 | |
McDonalds Corp | COM | 580135101 | 641 | 2,432 | SH | SOLE | 0 | 2,432 | 0 | 0 | |
Medical Svcs Intl Cl A | COM | 58463C101 | 0 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
Merck & Co | COM | 589331107 | 763 | 7,408 | SH | SOLE | 0 | 7,408 | 0 | 0 | |
Meta Materials Inc. | COM | 59134N104 | 4 | 20,000 | SH | SOLE | 0 | 20,000 | 0 | 0 | |
Microsoft | COM | 594918104 | 812 | 2,570 | SH | SOLE | 0 | 2,570 | 0 | 0 | |
Mondelez Intl Inc Cl A | COM | 609207105 | 655 | 9,437 | SH | SOLE | 0 | 9,437 | 0 | 0 | |
Netlist, Inc. | COM | 64118P109 | 43 | 19,500 | SH | SOLE | 0 | 19,500 | 0 | 0 | |
Nextera Energy Inc | COM | 65339F101 | 462 | 8,069 | SH | SOLE | 0 | 8,069 | 0 | 0 | |
NW Biotherapeutics | COM | 66737P600 | 55 | 60,150 | SH | SOLE | 0 | 60,150 | 0 | 0 | |
Nutanix Inc | COM | 67059N108 | 343 | 9,827 | SH | SOLE | 0 | 9,827 | 0 | 0 | |
Nvidia Corp | COM | 67066G104 | 353 | 812 | SH | SOLE | 0 | 812 | 0 | 0 | |
Otter Tail Corp | COM | 689648103 | 400 | 5,266 | SH | SOLE | 0 | 5,266 | 0 | 0 | |
PNC Financial Services | COM | 693475105 | 409 | 3,328 | SH | SOLE | 0 | 3,328 | 0 | 0 | |
Paychex Inc | COM | 704326107 | 248 | 2,147 | SH | SOLE | 0 | 2,147 | 0 | 0 | |
Pepsico Inc | COM | 713448108 | 778 | 4,593 | SH | SOLE | 0 | 4,593 | 0 | 0 | |
Phillips 66 | COM | 718546104 | 312 | 2,600 | SH | SOLE | 0 | 2,600 | 0 | 0 | |
Procter & Gamble | COM | 742718109 | 17,094 | 117,195 | SH | SOLE | 0 | 117,195 | 0 | 0 | |
Prologis Inc | COM | 74340W103 | 403 | 3,594 | SH | SOLE | 0 | 3,594 | 0 | 0 | |
Realty Income Corp. | COM | 756109104 | 357 | 7,144 | SH | SOLE | 0 | 7,144 | 0 | 0 | |
SPDR S&P 500 ETF | TR UNIT | 78462F103 | 439 | 1,026 | SH | SOLE | 0 | 1,026 | 0 | 0 | |
SPDR Gold Trust | GOLD SHS | 78463V107 | 223 | 1,298 | SH | SOLE | 0 | 1,298 | 0 | 0 | |
SPDR S&P 600 Small Cap Value | S&P 600 SMCP VAL | 78464A300 | 1,457 | 20,126 | SH | SOLE | 0 | 20,126 | 0 | 0 | |
Charles Schwab Corp | COM | 808513105 | 204 | 3,723 | SH | SOLE | 0 | 3,723 | 0 | 0 | |
Schwab U.S. Broad Market ETF | US BRD MKT ETF | 808524102 | 3,252 | 65,238 | SH | SOLE | 0 | 65,238 | 0 | 0 | |
Schwab US Large Cap ETF | US LRG CAP ETF | 808524201 | 219 | 4,328 | SH | SOLE | 0 | 4,328 | 0 | 0 | |
Schwab U.S. Small Cap ETF | US SML CAP ETF | 808524607 | 855 | 20,642 | SH | SOLE | 0 | 20,642 | 0 | 0 | |
Schwab Fundamental Emg Mkts Large Co Index | SCHWB FDT EMK LG | 808524730 | 846 | 32,274 | SH | SOLE | 0 | 32,274 | 0 | 0 | |
Schwab Fundamental International Large Cap | SCHWB FDT INT LG | 808524755 | 17,183 | 542,574 | SH | SOLE | 0 | 542,574 | 0 | 0 | |
Schwab Fundamental US Small Cap ETF | SCHWAB FDT US SC | 808524763 | 421 | 8,674 | SH | SOLE | 0 | 8,674 | 0 | 0 | |
Schwab US Dividend Equity ETF | US DIVIDEND EQ | 808524797 | 5,347 | 75,559 | SH | SOLE | 0 | 75,559 | 0 | 0 | |
Schwab International Equity ETF | INTL EQTY ETF | 808524805 | 37,113 | 1,092,847 | SH | SOLE | 0 | 1,092,847 | 0 | 0 | |
Schwab Intermediate-Term U.S. Treasury ETF | INTRM TRM TRES | 808524854 | 3,326 | 69,382 | SH | SOLE | 0 | 69,382 | 0 | 0 | |
Sellas Life Sciences Gro | COM | 81642T209 | 57 | 34,500 | SH | SOLE | 0 | 34,500 | 0 | 0 | |
Sempra Energy | COM | 816851109 | 409 | 6,009 | SH | SOLE | 0 | 6,009 | 0 | 0 | |
Service Corp Int'l, Inc. | COM | 817565104 | 3,881 | 67,913 | SH | SOLE | 0 | 67,913 | 0 | 0 | |
Starbucks Corp | COM | 855244109 | 640 | 7,012 | SH | SOLE | 0 | 7,012 | 0 | 0 | |
Texas Instruments | COM | 882508104 | 435 | 2,738 | SH | SOLE | 0 | 2,738 | 0 | 0 | |
Travelers Co | COM | 89417E109 | 408 | 2,501 | SH | SOLE | 0 | 2,501 | 0 | 0 | |
US Bancorp | COM | 902973304 | 468 | 14,159 | SH | SOLE | 0 | 14,159 | 0 | 0 | |
United Parcel Service | COM | 911312106 | 372 | 2,385 | SH | SOLE | 0 | 2,385 | 0 | 0 | |
Vanguard Dividend Appreciation | DIV APP ETF | 921908844 | 2,402 | 15,456 | SH | SOLE | 0 | 15,456 | 0 | 0 | |
Vanguard US Multifactor | US MULTIFACTOR | 921935607 | 10,716 | 103,779 | SH | SOLE | 0 | 103,779 | 0 | 0 | |
Vanguard Short Term Bond Index | SHORT TRM BOND | 921937827 | 1,493 | 19,855 | SH | SOLE | 0 | 19,855 | 0 | 0 | |
Vanguard Total Bond Market | TOTAL BND MRKT | 921937835 | 409 | 5,858 | SH | SOLE | 0 | 5,858 | 0 | 0 | |
Vanguard FTSE Developed Markets ETF | FTSE DEV MKT ETF | 921943858 | 8,105 | 185,389 | SH | SOLE | 0 | 185,389 | 0 | 0 | |
Vanguard High Dividend Yield Index Fund | HIGH DIV YLD | 921946406 | 31,217 | 302,138 | SH | SOLE | 0 | 302,138 | 0 | 0 | |
Vanguard International High Dividend ETF | INTL HIGH ETF | 921946794 | 2,609 | 42,163 | SH | SOLE | 0 | 42,163 | 0 | 0 | |
Vanguard FTSE All-World ex-US Sm-Cp ETF | FTSE SMCAP ETF | 922042718 | 893 | 8,410 | SH | SOLE | 0 | 8,410 | 0 | 0 | |
Vanguard Emerging Market | FTSE EMR MKT ETF | 922042858 | 3,712 | 94,672 | SH | SOLE | 0 | 94,672 | 0 | 0 | |
Vanguard Energy ETF | ENERGY ETF | 92204A306 | 258 | 2,036 | SH | SOLE | 0 | 2,036 | 0 | 0 | |
Vanguard Short-Term Treasury Index | SHORT TERM TREAS | 92206C102 | 30,009 | 520,989 | SH | SOLE | 0 | 520,989 | 0 | 0 | |
Vanguard Russell 1000 Growth ETF | VNG RUS1000GRW | 92206C680 | 1,009 | 14,745 | SH | SOLE | 0 | 14,745 | 0 | 0 | |
Vanguard Intermediate-Term Treasury Index | INTER TERM TREAS | 92206C706 | 33,814 | 591,678 | SH | SOLE | 0 | 591,678 | 0 | 0 | |
Vanguard Russell 1000 ETF | VNG RUS1000IDX | 92206C730 | 12,223 | 62,793 | SH | SOLE | 0 | 62,793 | 0 | 0 | |
Vanguard S&P 500 ETF | S&P 500 ETF SHS | 922908363 | 104,407 | 265,869 | SH | SOLE | 0 | 265,869 | 0 | 0 | |
Vanguard Real Estate Index | REIT ETF | 922908553 | 892 | 11,783 | SH | SOLE | 0 | 11,783 | 0 | 0 | |
Vanguard Small-Cap Growth ETF | SML CP GRW ETF | 922908595 | 1,201 | 5,609 | SH | SOLE | 0 | 5,609 | 0 | 0 | |
Vanguard Large Cap Value ETF | VALUE ETF | 922908744 | 4,452 | 32,275 | SH | SOLE | 0 | 32,275 | 0 | 0 | |
Vanguard Total Stock Market ETF | TOTAL STK MKT | 922908769 | 335 | 1,576 | SH | SOLE | 0 | 1,576 | 0 | 0 | |
Williams Companies | COM | 969457100 | 344 | 10,214 | SH | SOLE | 0 | 10,214 | 0 | 0 | |
Wisdomtree Small Cap Dividend | SMALLCAP DIVID | 97717W604 | 907 | 32,153 | SH | SOLE | 0 | 32,153 | 0 | 0 | |
iShares Short-Term National Muni Bond ETF | SHRT NAT MUN ETF | 464288158 | 7,004 | 68,097 | SH | SOLE | 0 | 68,097 | 0 | 0 | |
iShares National AMT-Free Muni Bond | NATIONAL MUN ETF | 464288414 | 9,458 | 92,233 | SH | SOLE | 0 | 92,233 | 0 | 0 |