UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
| þ | | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended September 30, 2007
OR
| o | | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Commission File Number 000-51405
FEDERAL HOME LOAN BANK OF DALLAS
(Exact name of registrant as specified in its charter)
| | | |
| Federally chartered corporation | | 71-6013989 |
| (State or other jurisdiction of incorporation | | (I.R.S. Employer |
| or organization) | | Identification Number) |
| | | |
| 8500 Freeport Parkway South, Suite 600 | | |
| Irving, TX | | 75063-2547 |
| (Address of principal executive offices) | | (Zip code) |
(214) 441-8500
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant [1] has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and [2] has been subject to such filing requirements for the past 90 days.
Yes þ No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act:
| | | | | |
| Large accelerated filer o | | Accelerated filer o | | Non-accelerated filer þ |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
Yes o No þ
Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date:
At October 31, 2007, the registrant had outstanding 22,602,918 shares of its Class B Capital Stock, $100 par value per share.
TABLE OF CONTENTS
EXPLANATORY NOTE
This Form 10-Q/A is being filed to include disclosure under Item 5 of Part II, which is the only change being made to the Form 10-Q that was filed on November 13, 2007.
PART II. OTHER INFORMATION
ITEM 5. OTHER INFORMATION
In a notice to the Federal Home Loan Bank of Dallas (the “Bank”) dated August 22, 2007, Robert Wertheim, an elected director of the Bank, declined a nomination to be considered for a three-year term commencing on January 1, 2008 and ending on December 31, 2010. In such notice, Mr. Wertheim did not express any disagreement on any matter relating to the Bank’s operations, policies or practices. Mr. Wertheim has served as an elected director representing the State of New Mexico since January 2002. His term as a director of the Bank will expire on December 31, 2007.
ITEM 6. EXHIBITS
| 31.1 | | Certification of principal executive officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| |
| 31.2 | | Certification of principal financial officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| |
| 32.1 | | Certification of principal executive officer and principal financial officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | | | | |
| | Federal Home Loan Bank of Dallas
| |
| November 20, 2007 | By /s/ Tom Lewis | |
| Date | Tom Lewis | |
| | Senior Vice President and Chief Accounting Officer
(Principal Financial and Accounting Officer) | |
| |
EXHIBIT INDEX
Exhibit No.
| 31.1 | | Certification of principal executive officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| |
| 31.2 | | Certification of principal financial officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| |
| 32.1 | | Certification of principal executive officer and principal financial officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
